< Back to Current Version

Sub-Saharan Africa: Overview and U.S. Engagement

Changes from January 15, 2019 to February 17, 2021

This page shows textual changes in the document between the two versions indicated in the dates above. Textual matter removed in the later version is indicated with red strikethrough and textual matter added in the later version is indicated with blue.


Sub-Saharan Africa: Key Issues and U.S. Engagement

Updated January 15, 2019 (R45428)
Jump to Main Text of Report

Contents

Figures

Summary

Congress may review existing U.S. policies and programs in sub-Saharan Africa (henceforth, "Africa") as it establishes its budgetary and policy priorities and responds to developments in the region. Key enduring issues for Congress include the authorization and appropriation of funding for U.S. foreign aid programs and U.S. military activities in the region, and oversight of U.S. programs and policies.

Economic and Development Issues. Much of Africa experienced rapid economic growth starting in the early 2000s, reducing poverty and expanding the middle class in some countries. Since 2014, however, growth has slowed in many countries—and almost all continue to face high poverty rates and long-standing development challenges such as food insecurity and malnutrition, ineffective health and education institutions, and infrastructure deficiencies. Other factors hindering socioeconomic development in Africa include low domestic buying power, a shortage of skilled labor, limited access to capital and other inputs, poor governance, and political instability and insecurity.

Governance, Democracy, and Human Rights. Since the early 1990s, nearly all African countries have transitioned from military or single-party rule to at least nominally multiparty political systems in which elections are held regularly. Nonetheless, the development of accountable, functional democratic institutions remains limited in many countries. Corruption and mismanagement are pervasive across much of the region, and state services are limited. Authoritarian governments and armed belligerents in Africa commit serious human rights violations.

Peace and Security. Civil wars and crises have broken out in multiple African countries since 2010, reversing the previous decade's trend of stabilization. Newer crises have unfolded in the Lake Chad Basin, the Central African Republic (CAR), Mali, Burkina Faso, Cameroon, Burundi, and South Sudan, while long-running conflicts continue to affect the Democratic Republic of Congo (DRC), Sudan, and Somalia. Porous borders, weak institutions, and corruption have created permissive environments for transnational threats such as terrorism, trafficking, and maritime piracy. Two conflict-affected African countries, South Sudan and Nigeria, face a credible risk of famine in early 2019; in both, insecurity has hindered aid access to affected zones.

U.S.-Africa Policy under the Trump Administration. The Trump Administration has maintained several Africa-focused initiatives launched by its predecessors, but it also has proposed changes to U.S. trade policy and foreign assistance, including aid cuts, that could significantly affect U.S. engagement with Africa if implemented. The Administration's policy approach toward Africa, unveiled in late 2018, identifies three broad U.S. interests in the region: expanding U.S. trade and commercial ties with African countries, countering Islamist extremism and other forms of violent conflict, and imposing more stringent conditions on U.S. aid and U.N. peacekeeping missions in the region. Administration officials also have placed a high priority on countering Chinese and Russian influence in Africa, with the Department of Defense announcing in late 2018 that it would reorient its personnel and footprint in parts of Africa to align with that objective in the coming years. Country-specific goals identified in other Trump Administration statements and policy documents include the continued normalization of U.S. relations with Sudan, conflict resolution in South Sudan, an electoral transition in DRC, and democratic reforms in Ethiopia. The Administration also has signaled greater focus on reciprocity in trade relations, imposed tariffs affecting trade with some African countries, pressed African states to join efforts to put pressure on North Korea, and enacted immigration policies that have affected U.S.-Africa policy, among other initiatives.


Introduction

This report provides an introduction to select issues related to sub-Saharan Africa (henceforth, "Africa," unless otherwise noted) and U.S. policy toward the region. It includes general information concerning Africa's economic and development challenges, governance and human rights trends on the continent, and key issues related to peace and security. It also provides an overview of U.S. engagement in Africa and current U.S. policy approaches toward the region.

This report is intended to serve as a primer to help inform deliberations on key enduring issues for Congress, which include the authorization and appropriation of funding for U.S. foreign aid programs and U.S. military activities in the region and oversight of U.S. programs and policies. Other CRS products address in greater depth many of the topics considered in this report; several are cited in footnotes.

Africa's Economic and Development Challenges

What are the recent trends in Africa's economic development?

Starting in the early 2000s, many countries in Africa exhibited high rates of economic growth. Buoyed by high commodity prices and strong domestic demand, some countries experienced middle class expansion, rapid growth in access to digital communications, and progress toward some of the U.N. Millennium Development Goals (MDGs),1 albeit starting from a low base by global standards. Outcomes varied widely across the region, however. Resource-rich states broadly recorded higher growth but achieved smaller declines in poverty and poorer progress toward human development than their resource-poor counterparts, although poverty alleviation was generally limited across the region.2

Many African countries have confronted economic headwinds since 2014, as weak global commodity prices and poor agricultural conditions have hampered economic activity. Regional average gross domestic product (GDP) growth dropped from 5% in 2013 to 2.7% in 2016, before recovering slightly to 3.3% in 2017, according to the International Monetary Fund (IMF).3 Africa's economic outlook has since improved moderately, owing to accelerating global growth, which spurred rising demand for commodities and a resulting rise in some commodity prices. The IMF predicted in October 2018 that regional growth would gradually rise to 4.5% by 2023, while noting considerable variance between countries. Seven countries—Ethiopia, Côte d'Ivoire, Rwanda, Senegal, Djibouti, Ghana, and Benin—were projected to exceed 6% growth in 2018. Meanwhile, Nigeria, Africa's largest economy, is recovering from a 2016 recession, while South Africa entered recession in 2018. Some countries likely recorded declines in per capita income in 2018, including Equatorial Guinea, South Sudan, Angola, Burundi, South Africa, and Nigeria.4 Many African economies remain undiversified and rely on raw or minimally processed commodity exports, especially in the energy, mining, and agricultural sectors. Meanwhile, public debt-to-GDP levels, which fell sharply in the 2000s due to concerted debt relief efforts by international lenders, are rising in multiple countries. In early 2018, the World Bank classified 18 African countries as being "at high risk of debt distress," up from eight in 2013. The World Bank attributed the trend to rising fiscal deficits and weak exchange rates, notably in commodity exporting states.5 Tax collection remains weak across the region, limiting fiscal policy options.

Figure 1. Map of Africa

Notes: General reference map created by CRS. Boundaries may not be authoritative. Mauritius is not shown.

What major human development challenges does Africa face?

On a per-capita basis and by other measures, Africa remains among the poorest global regions. Despite modest reductions in extreme poverty between 1990 and 2010, 41% of Africans lived under the international poverty line of $1.90 per day as of 2015 (latest data), and 21% were undernourished as of 2016.6 Only one sub-Saharan African country (the Seychelles) qualifies as "high income" as defined by the World Bank. Six. U.S. AGOA Imports, FY2019 ........................................................................................ 22 Contacts Author Information ........................................................................................................................ 33 Congressional Research Service Sub-Saharan Africa: Key Issues and U.S. Engagement This report provides an overview of select issues related to sub-Saharan Africa (“Africa” hereafter) and U.S. policy toward the region.1 It includes information on regional economic and development trends, governance and human rights conditions, and security concerns. It also discusses U.S. economic, diplomatic, and military engagement in Africa. This report does not extensively address U.S. foreign aid to Africa; for more on that topic, see CRS Report R46368, U.S. Assistance to Sub-Saharan Africa: An Overview. Other CRS products address in greater depth many of the topics considered in this report, as referenced in the text and footnotes below. Introduction With 49 countries and an estimated 1.17 billion people, Africa encompasses a vast diversity of social, ecological, economic, political, and security conditions.2 Such diversity complicates and casts doubt on generalizations about Africa or African countries—such as narratives that portray Africa’s socioeconomic trajectory as unambiguously positive or negative.3 Moreover, many of the conditions discussed in this report are changing rapidly as countries in the region reckon with significant demographic, societal, and other shifts. Africa is the world’s youngest region—as of 2019, an estimated 62% of its population was under 25 years of age—and is rapidly urbanizing.4 Access to smartphones, mobile broadband, and social media is expanding across the region, revolutionizing the ways Africans engage with each other and with the world and bringing new opportunities for industry, public service delivery, political engagement, and social mobilization. A number of African countries are beset by conflicts; Islamist insurgencies, some with ties to Al Qaeda or the Islamic State, have proliferated and expanded their reach in the region. Some countries face humanitarian crises, and nearly all are contending with stark development challenges. Yet several have ranked among the fastest growing economies globally over the past decade, and African markets have attracted growing foreign interest. Despite enduring state capacity shortfalls, many African governments responded rapidly to the COVID-19 pandemic, drawing on public health expertise developed in confronting HIV/AIDS, malaria, Ebola, and other disease outbreaks (with substantial donor support). Governments across Africa face demands for accountable governance, effective service delivery, free and fair elections, and personal safety, fueling a “tug of war between leaders and their publics,” according to a 2018 U.S. intelligence assessment.5 These dynamics, and African governments’ responses to them, are likely to continue to shape U.S.-Africa policy and congressional engagement with the region. 1 In this report, unless otherwise noted, “Africa” refers to the 49 countries comprised within the jurisdiction of the State Department’s Bureau of African Affairs. This includes all Member States of the United Nations’ African Group except Morocco, Algeria, Tunisia, Libya, and Egypt, which fall within the remit of the Bureau of Near Eastern Affairs. 2 CRS calculation, using 2021 estimates from U.S. Census Bureau, International Data Base, accessed January 22, 2021. 3 For a critique of these discourses—commonly known as “Afro-optimism” and “Afro-pessimism”—see, e.g., Pius Adesanmi, “For Whom is Africa Rising?” in Who Owns the Problem? Africa and the Struggle for Agency (East Lansing: Michigan State University Press, 2020). 4 U.N. Department of Economic and Social Affairs, World Population Prospects 2019: Data Booklet, 2019. On urbanization and associated challenges and opportunities in the region, see Organization for Economic Cooperation and Development (OECD), Africa's Urbanisation Dynamics 2020: Africapolis, Mapping a New Urban Geography, 2020. 5 U.S. National Intelligence Council, “Sub-Saharan Africa: Pitched Contests for Democratization Through 2022,” February 2018. Congressional Research Service 1 Sub-Saharan Africa: Key Issues and U.S. Engagement Economic and Development Conditions Starting in the early 1990s, many African countries witnessed rapid economic growth, buoyed by high global prices for key raw commodity exports (such as crude oil, natural gas, minerals, and some agricultural goods) and increasing domestic demand.6 Across Africa, many countries experienced a growth of their middle class,7 expanded access to digital technologies, improved health conditions, and made other progress toward the U.N. Millennium Development Goals (MDGs).8 National outcomes varied widely, however, and poverty rates remained high compared to other developing regions. Following an economic downturn linked to the 2008 global financial crisis, a collapse in the prices of several export commodities (including oil and key minerals) caused regional growth rates to decelerate again in the mid-2010s, leading to recessions in some countries—though several non-resource-intensive economies, including Côte d’Ivoire, Ethiopia, Kenya, Rwanda, and Senegal, averaged annual growth above 5.5% between 2015 and 2019.9 Economic impacts of the Coronavirus Disease 2019 (COVID-19) have triggered downturns or recessions across Africa. As of October 2020, the International Monetary Fund (IMF) projected a regional contraction of 3.0% in 2020, Africa’s sharpest annual decline on record, amid a drop in global demand for key African commodity exports, global trade and tourism disruptions, and the consequences of domestic lockdowns.10 Small, tourism-reliant economies (e.g., Botswana, Cabo Verde, and Seychelles) have faced acute downturns, as have Africa’s leading oil producers (including Africa’s largest economy, Nigeria, along with Angola and the Republic of Congo).11 Southern Africa also has been hard-hit, as a severe contraction in South Africa—Africa’s second-largest economy, which has confirmed by far the most COVID-19 cases in the region—has dimmed sub-regional growth prospects. The IMF expects growth to slow but remain positive in some more diversified economies (e.g., Côte d’Ivoire, Ethiopia, Rwanda, and Kenya). In response to COVID-19-related shocks, African governments have reallocated budget resources and instituted economic stimulus measures (e.g., tax relief); some have initiated targeted aid for their most vulnerable citizens.12 The World Bank and other international financial institutions, U.N. agencies, and private firms have supported such efforts. Many central banks have acted to increase liquidity. Yet most African governments lack sufficient domestic resources to cushion local economies and spur recoveries. The IMF forecasts a regional rebound to 3.1% growth in 2021, “a smaller expansion than expected in much of the rest of the world, partly reflecting limited policy space to sustain a more expansionary fiscal stance in most countries.”13 6 See, e.g., Steven Radelet, “Africa’s Rise—Interrupted?” in International Monetary Fund (IMF), Finance and Development, June 2016. 7 On the concept of the middle class in Africa, see Claire Mercer and Charlotte Lemanski, “The Lived Experiences of the African Middle Classes: Introduction,” in Africa (90:3), 2020, a special issue centered on Africa’s middle classes. 8 The MDGs were a series of broad development goals agreed to by 189 U.N. member states in 2000. In 2015, the MDGs were replaced with the sustainable development goals, a non-binding list of 17 development and social equity objectives. See CRS In Focus IF10249, The Post-2015 Global Development Agenda. 9 IMF, World Economic Outlook database, October 2020, accessed January 25, 2021. 10 IMF, Regional Economic Outlook. Sub-Saharan Africa: A Difficult Road to Recovery, October 2020. This regional growth rate does not account for Djibouti, Mauritania, Somalia, or Sudan, which the IMF includes in its Middle East and Central Asia grouping. 11 IMF, World Economic Outlook database, October 2020. 12 IMF, “Policy Responses to COVID-19,” accessed January 25, 2021. 13 IMF, Regional Economic Outlook. Sub-Saharan Africa. As above (see Footnote 11), this regional growth rate does not account for Djibouti, Mauritania, Somalia, or Sudan. Congressional Research Service 2 Sub-Saharan Africa: Key Issues and U.S. Engagement Figure 1. Estimated GDP Growth in 2020 Source: CRS graphic created using basemap from the Department of State; growth estimates from IMF, World Economic Outlook database, October 2020. Notes: CAR=Central African Republic; DRC=Democratic Republic of Congo; Eq. Guinea=Equatorial Guinea. As of January 2021, the IMF had approved nearly $17.0 billion in COVID-19-related financial assistance for 38 African countries, alongside roughly $408.4 million in relief for service on debts due to the IMF through April 2021.14 The G20 has approved a moratorium on sovereign debt service for 73 low-income countries, including 38 in Africa; as of mid-January, 31 African countries had enrolled in the program, obtaining roughly $5.3 billion in debt service deferments through June 2021.15 International financial institutions have urged private creditors to restructure African debt service schedules. Coordinated private sector debt relief has not materialized to date, however, and some experts have expressed concern about the possible impact of such measures on African sovereign credit ratings.16 Debt relief deliberations also have drawn U.S. and other donor attention to Africa’s debt owed to Chinese official and private creditors, which China does not publicly report. China has rescheduled some official debt servicing under the G20 framework, yet the deferment reportedly does not cover a large share of Africa’s debt to Chinese lenders.17 14 CRS calculation based on IMF, “COVID-19 Financial Assistance and Debt Service Relief,” accessed January 29, 2021. See CRS Report R46342, COVID-19: Role of the International Financial Institutions. 15 CRS calculation based on World Bank, “COVID 19: Debt Service Suspension Initiative,” accessed January 29, 2021. 16 Andrea Shalal, “IMF Chief Says Ratings Worries Dampen Interest in G20 Debt Relief,” Reuters, May 18, 2020. 17 Scope SE & Co., “Africa’s Solvency Crisis: China’s Participation in G20 Debt Relief a Sign of Multilateralism, but a “DSSI+” Framework is Required,” November 16, 2020. Congressional Research Service 3 Sub-Saharan Africa: Key Issues and U.S. Engagement Key Development Challenges in Africa Economic Issues Africa ranks among the poorest regions on a per-capita basis and by other measures. Poverty rates vary widely among countries and between urban and rural zones; some 80% of the region’s poor live in rural areas, where roughly three in five Africans reside.18 The World Bank classifies two African countries (Mauritius and Seychelles) as high-income. Five more (Botswana, Equatorial Guinea, Gabon, Mauritius, Namibia, and South Africa) qualify as "upper-middle-income" economies, although wealth is unequally distributed and human development indicators remain poor in several of these countries. All other countries in the region are either "lower-middle-income" or "low-income."7

Since 2013, economic turbulence, poor agricultural conditions, and violent conflict have hindered human development progress in much of the region. Many countries lack the institutional capacity to facilitate sustained growth and human development. Corruption and insecurity further hinder progress toward socioeconomic improvements in many countries.

By several measures, Africa has lagged behind other developing regions in its pursuit of human development. Its maternal mortality rates remain the highest of any region; in 2015 (latest data), Africa accounted for almost two-thirds of all global deaths due to maternal causes.8 As a region, Africa's child mortality and stunted growth prevalence rates are also the highest in the world, as are rates of HIV/AIDS, tuberculosis, and malaria. Lack of access to safe drinking water—which was available to only 24% of Africans in 2015—and unsafe sanitation facilities also impair health in the region: the World Health Organization (WHO) reports that as of 2016, Africa's mortality rate due to exposure to unsafe drinking water and sanitation was four times the global average.

Africa also lags behind other regions with regard to primary education. Nearly one-third of African children aged six to seventeen do not attend school.9 African girls are disproportionately excluded, despite progress toward inclusion. Africa's labor market has struggled to absorb a growing working age population. Roughly 79% of Africans are unemployed or in vulnerable employment (such as self-employment), which are often associated with low earnings and insecurity. In 2017, 61% of African workers were in poverty (24%) or extreme poverty (37%).10

Africa has a disproportionately youthful population. Sixty-two percent of sub-Saharan Africans were aged 24 or younger in 2018, although youth population shares vary across the region.11 Population growth projections reflect these rates; by one estimate, roughly 5.3 billion people will live in Africa (including North Africa) by 2050—roughly a quarter of the world's population.12 While youthful populaces hold notable economic promise, realizing their potential presents governments with profound challenges related to the delivery of social services, political enfranchisement, and jobs. The risk associated with not meeting such demands is high. In many countries, youth are a key source of dissent.

What Factors Hinder Business Interest in Africa?

Despite impressive growth in many African countries in recent years, key factors continue to hamper the region's business climate and economic potential. These include the following:

  • Infrastructure. Africa has limited, unreliable, and often poorly maintained electrical and land, air, and maritime transport infrastructure. These problems impose high production and transportation costs and delay shipments, and may be the largest single impediment to the region's trade flows. The IMF contends that improving the region's infrastructure to average global levels could boost trade by up to 42%.13
  • Market size. Low per capita incomes across much of Africa limit domestic demand, as do the small sizes of many countries' populations and lack of market diversification. There are efforts to deepen regional integration and thereby boost market size and diversity, but their extent and effectiveness vary considerably, with East Africa generally considered to be the most integrated sub-region. As a result, most foreign business interest in Africa focuses on the region's major economies (e.g., South Africa, Nigeria, and Kenya).
  • Labor and productivity. Much of Africa suffers from a scarcity of skilledupper-middle-income; the rest are either lower-middle- or low-income.19 Several countries with comparatively higher per capita incomes exhibit high income inequality, including Namibia and South Africa—which share a history of racially based apartheid rule that has had lasting consequences for land and wealth inequality.20 Other historical factors, including the transatlantic and other slave trades and colonial rule, also have had enduring legacies for Africa’s economic and political development.21 Despite progress since the early 1990s, the region continues to face significant socioeconomic development challenges. Extractive industries that have helped to fuel high aggregate growth rates in many economies have created limited employment and relatively small gains in well-being.22 The International Labor Organization (ILO) estimates that as of 2016, roughly 89% of African workers and 96% of African workers aged 24 or younger were employed informally (including in smallholder agriculture), with few formal benefits or worker protections.23 Inadequate access to electricity is a key impediment to industry: according to the World Bank, only 43% of Africa’s population had access to electricity in 2016 (latest available), far below other developing regions.24 Low per capita incomes and undiversified economies limit growth prospects across much of Africa. Efforts are under way to deepen regional integration, notably through the African Continental Free Trade Area (AfCFTA), a pan-African free trade zone that formally took effect in January 2021.25 Negotiations continue on critical commitments under the AfCFTA—the agreement will be implemented in phases—and full realization of the AfCFTA’s possible benefits will require overcoming substantial non-tariff barriers and other impediments. Several other factors hamper Africa’s economic potential (see Text Box). 18 Luc Christiaensen and Ruth Hill, “Poverty in Africa,” in Accelerating Poverty Reduction in Africa, ed. Kathleen Beegle and Luc Christiaensen (Washington, DC: The World Bank, 2019); U.N. Department of Economic and Social Affairs, Population Division, World Urbanization Prospects: The 2018 Revision, 2019. 19 For FY2021, the World Bank defined high-income economies as having a gross national income (GNI) per capita of $12,056 or more; upper-middle income a GNI per capita of between $4,046 and $12,535; lower-middle income a GNI per capita of between $1,036 and $4,045; and low income a GNI per capita of $1,035 or less. 20 United Nations Development Program (UNDP), Human Development Report 2019, 2020. 21 For a review of the literature on these topics, see Stelios Michalopoulos and Elias Papaioannou, Historical Legacies and African Development, National Bureau of Economic Research, Working Paper no. 25278, November 2018. 22 U.N. Economic Commission for Africa (UNECA), African Union, African Development Bank, and UNDP, MDG Report 2015: Assessing Progress in Africa toward the Millennium Development Goals, 2015. 23 Economic informality generally refers to work or production that occurs in small-scale enterprises and commercial settings, and is non-compliant (in whole or in part) with state regulatory or taxation requirements. ILO, Women and Men in the Informal Economy: A Statistical Picture (Third Edition), 2018. 24 Moussa P. Blimpo and Malcolm Cosgrove-Davies, Electricity Access in Sub-Saharan Africa: Uptake, Reliability, and Complementary Factors for Economic Impact, World Bank, 2019. 25 See CRS In Focus IF11423, African Continental Free Trade Area (AfCFTA). Congressional Research Service 4 Sub-Saharan Africa: Key Issues and U.S. Engagement What Factors Hinder Economic Potential in Africa? Infrastructure. Much of Africa has limited, unreliable, and often poorly maintained infrastructure. These problems impose high production and transportation costs and delay shipments, and may be the largest impediment to the region’s trade flows. The IMF estimated in 2016 that improving the region’s infrastructure to average global levels could boost Africa’s international trade by up to 42%.26  Labor and Productivity. Much of Africa suffers from a scarcity of skil ed labor due to underinvestment in education, outmigration of educated workers, and the predominance of low-skill skil informal and agricultural sectors in many countries. By some estimates, smallholder farming provides 60% of all jobs in Africa. Low productivity is also driven by a lack of industrialization and high regional disease burdens (e.g., malaria and HIV/AIDS).14
  • Value chains27  Value Chains. Many African countries depend heavily on labor-intensive, small-scale, often low-profit and highly variable rain-fed agricultural production, and/or on exports ofexports of cash crops and other raw commodities, especiallyespecial y in the energy, mining, and agricultural sectors. Many countries in the region lack the technical expertise and capital investment needed to pursue value-added processing and production.
  • Economic complexityComplexity. Lack of economic diversification, demand, and economies of scale mean that African markets for finance, services, and goods used in production are limited compared to other regions. Such factors often increase production costs and inhibit the growth of cross-sectoral linkages and industrial and manufacturing capacities. The ability to meet production quality and safety standards demanded by global markets is often limited. As a result, Africa is generally far less competitive than other world regions.
  • Regulatory and legal environmentsLegal Environments. Governments often have provided inadequate enabling environments for private sector activity, including by failing to adequately enforce contracts or protect property rights. Corruption also remains a challenge. Inefficient cross-border trade procedures and a lack of trade regulation and tariff harmonization also impose high costs on import and export flowstrade costs, both within Africa and with other regions.
  • Political instability and security. Business confidence is undermined by the ongoing political instability and conflict that besets many countries.

Governance, Democracy, and Human Rights

What is the state of democracy and governance in Africa?

Since the early 1990s, nearly all African countries have transitioned from military or single-party rule to at least nominally multiparty political systems in which elections are held regularly. Some (such as Senegal, Cabo Verde, Benin, and Ghana) have experienced multiple peaceful electoral transfers of power, while others (such as Rwanda, Eritrea, Equatorial Guinea, South Sudan, and Sudan) exhibit autocratic regimes that limit civil society and opposition activity.

In parts of Africa, leaders have abolished, altered, or circumvented constitutional term limits to remain in power. The departures of long-serving leaders in The Gambia and Angola in 2017 may present opportunities for greater openness, as may Ethiopia's inauguration of a reformist prime minister in 2018—though entrenched elites could threaten attempts at reform in each country. Meanwhile, a military crackdown after disputed 2018 elections in Zimbabwe diminished hopes of a democratic transition after the historic 2017 ouster of longtime president Robert Mugabe.

According to Freedom House's annual Freedom in the World index, which charts global trends related to political rights and civil liberties, Africa has seen subregional divergence since the mid-1990s. Broadly, while states in Southern and coastal West Africa have seen substantial improvements in democratic governance, East and Central Africa "have suffered major setbacks."15 Civil liberties trends generally follow this pattern.16 Progress in West and Southern Africa, however, remains fragile. Several Southern African states with relatively strong institutions (e.g., South Africa, Botswana, and Namibia) remain dominated by single parties born during liberation struggles against colonial or white-minority rule.

In much of Africa, the development of accountable, functional democratic institutions remains limited. Even some countries that regularly hold democratic elections exhibit few effective internal checks and balances. Accountability for high-level crimes, such as the resignation of President Jacob Zuma of South Africa in early 2018 due to multiple corruption scandals, remains the exception rather than the rule in Africa. In many conflict-affected countries, state weakness and violence impede the development of institutions and the provision of even basic services.

State institutions in Africa often fail to respond adequately to citizens' needs because they lack human and financial capacity or are beset by corruption and mismanagement. Countries such as Somalia, South Sudan, Sudan, Guinea-Bissau, and Equatorial Guinea rank near the bottom of Transparency International's Corruption Perceptions Index.17 Endemic corruption also corrodes state effectiveness in regional economic powerhouses such as Nigeria, Kenya, and Angola.

Justice systems in many African countries are often weak and subject to political influence; this can weaken public trust in justice and law enforcement systems and has spurred incidents of vigilante justice in some states. Frustrations over a perceived lack of access to justice and protection also may drive Islamist extremist recruitment in some areas, such as central Mali.

What are the region's major human rights challenges?18

Like governance trends, human rights conditions vary widely across Africa. Several countries have maintained generally positive human rights records in recent years but continue to face challenges such as security abuses, poor prison conditions, violence against women and children, discrimination against vulnerable groups, and human trafficking. Multiple states (such as Togo, Cameroon, the Democratic Republic of Congo [DRC], and Zimbabwe) actively restrict citizens' right to dissent through protest bans and/or violent repression.19 Media and civil society in Africa's most authoritarian countries (such as Sudan, Rwanda, Eritrea, and Equatorial Guinea) face state intimidation and barriers to operation.

Violence against civilians, including by state security forces, is a major concern in a number of countries. Police in Ghana, Liberia, Kenya, Nigeria, Sierra Leone, Uganda, and Zambia, among others, have been accused of using excessive force and mistreating detainees, often with impunity. In Burkina Faso, Cameroon, Mali, and Nigeria, local populations have faced attacks by Islamist extremist groups as well as abuses by national militaries. Internal conflicts and/or state repression in Burundi, DRC, and South Sudan have featured high levels of violence and widespread abuses that may amount to war crimes or crimes against humanity.20

Peace and Security Issues

What are Africa's major peace and security challenges?

Armed conflict and instability continue to threaten regional security, impede development, and contribute to human suffering in parts of Africa. Beyond internal conflicts, the region faces diverse transnational threats, including from terrorist groups, illicit trafficking, wildlife crime, and maritime piracy. Key threats to African peace and security are outlined below.

Internal Conflicts. Violent political crises, civil wars, and/or intercommunal violence have broken out in several African states in the past decade, reversing a previous trend toward greater stability. These crises have triggered mass population displacement and created widespread humanitarian need; multiple African countries rank among the most fragile states globally, according to the Fragile States Index (see Figure 2).

Islamist Armed Groups. Violent Islamist extremist groups in Northwest and East Africa have spurred humanitarian crises and threaten stability in their areas of operation. Since 2013, mass casualty attacks on targets such as hotels, malls, peacekeeping facilities, government buildings, and restaurants popular with Westerners in such countries as Kenya, Mali, Burkina Faso, and Côte d'Ivoire have underscored the capacity of some groups to mount complex operations.

In a 2017 study of extremist recruitment in Africa, the United Nations Development Program (UNDP) identifies several factors that may encourage radicalization, including family circumstances, religious ideology, economic pressures, and perceptions of government.21 Seventy-one percent of respondents named state actions, such as the killing or arrest of a relative or friend, as a key factor in their decision to join violent extremist organizations.

Maritime Security. Africa's coastal waters, particularly along the Gulf of Guinea, the Gulf of Aden, and the western Indian Ocean, have been highly susceptible to illegal fishing, trafficking, and piracy. Criminal elements smuggle people, drugs, and weapons, and dump hazardous waste. Maritime commerce and offshore oil production facilities in some zones have faced high rates of piracy, theft, kidnapping for ransom, and sabotage. The Gulf of Guinea has among the highest global rates of piracy and armed robbery, which surged in the first half of 2018 as compared to past years.22 International antipiracy efforts have sharply reduced pirate attacks in waters off the Somali coast since 2013, but analysts warn of a continued threat of piracy in the region.

Figure 2. State Fragility and Population Displacement in Africa

Source: CRS graphic by Hannah Fischer using data from Department of State (2015) and Fund for Peace (2018). Displacement data from U.N. agencies (latest estimates); population data from CIA World Factbook, 2017. The Seychelles, not shown in the map above, received a "Stable" ranking in the 2018 Fragile States Index.

Other Transnational Threats.23 In parts of the continent, porous borders, corruption, and weak justice and law enforcement mechanisms have allowed transnational crime networks to operate with relative impunity. U.S. policymakers have expressed concern over potential links between transnational drug traffickers and Africa-based armed groups. Illegal poaching and wildlife trafficking are also concerns for U.S. policymakers. Some African countries have made significant progress toward curbing such activities, while others have had limited success due to inadequate capacity and/or political will.24

International Peacekeeping. Six U.N. peacekeeping operations are underway in sub-Saharan Africa.25 Under the U.N. system of assessed contributions, the United States is the top source of funding for U.N. peacekeeping.26 The United States also provides training and equipment to peacekeeping personnel contributors through bilateral programs, funded largely via the State Department's Peacekeeping Operations (PKO) and International Narcotics Control and Law Enforcement (INCLE) accounts. The United States has also provided extensive support to the African Union Mission in Somalia (AMISOM), which was authorized by the U.N. Security Council but is not U.N.-conducted. AMISOM carries out peacekeeping activities and stabilization and counterterrorist operations, primarily against Al Shabaab, an Al Qaeda-linked group. African states play a growing role in stability operations: Ethiopia was the world's top troop contributor to U.N. peacekeeping missions in 2018, and Rwanda, Ghana, and Tanzania ranked in the top 10.27

What are the major armed conflicts in Africa today?

West Africa

In the Lake Chad Basin region, attacks by Boko Haram and its splinter faction, an Islamic State affiliate known as IS-West Africa (IS-WA, aka ISIS-WA) have caused a spiraling humanitarian crisis.28 Civilians in Nigeria's impoverished, predominately Muslim northeast have borne the brunt of the violence, with border areas of neighboring Cameroon, Chad, and Niger also hard-hit. By some estimates the violence has killed more than 15,500 people since 2011.29 As of mid-2018, 2.4 million people were internally displaced across the region, and 220,000 more were refugees.30 A U.S.-backed regional force, led by Nigeria, has curtailed Boko Haram's territorial control but struggled to subdue the groups. Separately, violence between herders and farmers in Nigeria has escalated in recent years, with some 2,500 killed in such clashes in 2016 alone.31

In Mali, Islamist armed groups have expanded their reach, leveraging the shortfalls of a 2015 peace accord between the government and northern separatists.32 International interventions, including a U.N. peacekeeping mission and French military operations, have failed to contain extremist violence, which has spread south and east into neighboring countries. In 2017, regional states launched a "joint force" to counter terrorism and other threats. The force has drawn pledges of significant donor support, including from the United States, but it is not yet fully operational.

East Africa

The war in South Sudan, which erupted in late 2013, has also been of significant concern for U.S. policymakers.33 Successive attempts to negotiate an end to the crisis have failed to bring sustainable peace, amid reports of widespread atrocities during the conflict. A regionally backed peace deal signed in September 2018 has quieted some areas, but violence continues in others. According to one estimate, nearly 400,000 South Sudanese (including combatants) have died as a result of the war.34 The conflict has displaced over 4 million people, including nearly 2.5 million refugees.35 Acute food insecurity threatened more than 6 million South Sudanese in late 2018—including an estimated 47,000 facing famine-like conditions.36 The United States is South Sudan's largest humanitarian aid donor.

Conflict and insecurity persist in parts of Sudan, notably the western Darfur region and Southern Kordofan and Blue Nile states, despite an official cessation of hostilities by the government and some armed groups.37 Over a decade since the United States declared a genocide in Darfur, the conflict eludes resolution: the peace process remains stalled and insecurity and access restrictions continue to aggravate dire humanitarian needs. Beyond Darfur, rising political unrest, spurred by a severe economic crisis, could ignite a broader conflict. As of mid-2018, 7.1 million Sudanese were in need of humanitarian assistance.38

In Somalia, Al Shabaab continues to wage an asymmetric campaign against the Somali state, AMISOM, and international targets.39 It has killed thousands of Somali civilians since the mid-2000s and has demonstrated the capacity to conduct attacks against targets in the broader East Africa region—most notably Kenya, which has faced violence in part for its role in AMISOM. A small Islamic State faction based in northern Somalia also poses a threat. More than a decade of violence has generated a protracted humanitarian emergency: as of late 2018, 2.6 million Somalis were displaced internally, while 1.1 million were refugees.40 Some 4.6 million are food insecure, including 1.5 million in crisis- or emergency-level food insecurity.41

Central Africa

Instability has endured in DRC since the mid-1990s despite extensive international stabilization efforts, contributing to a protracted humanitarian crisis and posing a threat to the broader Great Lakes region.42 There were 4.5 million internally displaced people (IDPs) in DRC as of early 2018, according to U.N. agencies, twice as many as in 2015. Another 800,000 Congolese are refugees; 13.1 million Congolese are estimated to need humanitarian assistance.43

CAR has struggled to emerge from conflict and state collapse since 2013, when rebels overthrew the government.44 The ensuing instability has featured widespread violence against civilians, much of it along ethnic and religious lines, and the disintegration of state institutions. Prospects for stabilization and socioeconomic development appear dim, as 2.5 million Central Africans—including nearly 1.2 million IDPs and refugees—require humanitarian aid as of late 2018.45

In Cameroon, protests over the perceived marginalization of English speakers in the majority Francophone country have, since 2017, escalated into a separatist insurgency amid a harsh state crackdown.46 Government forces and a fractious array of rebel groups have reportedly committed widespread abuses against civilians, resulting in a budding displacement crisis.

In Burundi, President Pierre Nkurunziza's reelection to a third term in 2015, which many viewed as unconstitutional, sparked an ongoing violent political crisis.47 As of mid-2018, nearly 400,000 Burundians were refugees, while 160,000 were displaced internally.48 Civil society and perceived regime opponents face violence from security forces and the ruling party's youth wing.

U.S. Engagement

U.S.-Africa Policy under the Trump Administration

In a December 2018 public address, National Security Advisor John Bolton unveiled the Trump Administration's policy approach toward Africa. He identified three core U.S. interests in Africa: expanding U.S. trade and commercial ties with African countries, "countering the threat from Radical Islamic Terrorism and violent conflict," and imposing more stringent conditions on U.S. aid and U.N. peacekeeping missions in the region.49 Bolton indicated that the Administration would prioritize efforts to counter "Great power competitors, namely China and Russia, [which] are rapidly expanding their financial and political influence across Africa." The new policy framework appears to respond to criticism from some observers suggesting that the United States seems less engaged on the continent than in previous years, at a time when other foreign actors, including China and Russia, are seeking to expand their roles.50

In his remarks, Bolton emphasized the Administration's intention to pursue such goals largely through bilateral engagement with African countries as opposed to via multilateral mechanisms. He further stressed the Administration's aim to pursue "fair and reciprocal" U.S.-African trade, including through comprehensive bilateral trade agreements, and the promotion of private sector-centered economic deregulation. He also announced that the Administration would seek to "streamline, reconfigure, or terminate" U.N. peacekeeping missions that it deems ineffective.

An accompanying White House fact sheet echoed such aims while emphasizing, among other ends, the Administration's intention to promote the use of nonreciprocal U.S. trade preferences provided under the African Growth and Opportunity Act (AGOA, discussed below), respond to deadly infectious diseases, advance democracy in the region, "strengthen states where failure to do so would threaten our homeland," and take unilateral action when doing so is in the interest of U.S. national security.51 Goals identified in other Administration statements and policy documents include the continued normalization of U.S. relations with Sudan, conflict resolution in South Sudan, a peaceful electoral transition in DRC, and reforms in Ethiopia. Officials also have pressed African states to sever ties with North Korea, in line with multilateral sanctions regimes.52

The Trump Administration has proposed one new Africa-focused trade and investment initiative, "Prosper Africa," and has otherwise maintained most existing Africa-focused initiatives launched by its predecessors—while in some cases seeking to fund them at far lower levels. Among the most notable are the global President's Emergency Plan for AIDS Relief (PEPFAR) and Feed the Future (FTF) initiatives, and the Africa-specific Young African Leaders Initiative (YALI) and Power Africa. PEPFAR, a global effort to counter HIV/AIDS, was first authorized by Congress during the George W. Bush Administration.53 FTF, launched by the Obama Administration and broadly backed by Congress under the Global Food Security Act (P.L. 114-195), seeks to improve food access and agricultural development in developing countries.54 The Obama Administration also launched Power Africa, which seeks to expand electricity access in Africa, and YALI, which aims to foster the professional development of emergent African business and civic leaders.

While maintaining such initiatives, the Trump Administration has proposed changes to foreign assistance, including aid cuts, that could significantly affect U.S.-Africa relations. In addition to the Administration's proposals to reduce overall aid to Africa (discussed below), National Security Advisor Bolton suggested in his December 2018 remarks that the Administration would curtail aid to countries whose governments are "corrupt," or "repeatedly vote against the United States in international forums, or take action counter to U.S. interests."55 He also noted that the Administration would direct U.S. assistance to governments that pursue democratic, accountable, and transparent governance, as well as fiscal transparency, the rule of law, and growth-centered economic reforms. How this policy might affect aid programs implemented, for example, by nongovernmental organizations in conflict-affected or authoritarian countries remains to be seen.

The Administration's immigration policies have affected U.S.-Africa policy. It has used executive orders to prohibit nationals from several African countries (Sudan, Chad, and Somalia) from entry to the United States, subject to certain exceptions, citing terrorism concerns—although as of late 2018, only Somalia remained subject to such prohibitions.56 Implementing a decision made by the Obama Administration, it ended "temporary protected status" (TPS) for nationals of three West African countries (Sierra Leone, Guinea, and Liberia) affected by the 2014-2016 Ebola outbreak. A subsequent decision to end TPS for nationals of Sudan was stayed by a court injunction.57 The Administration has restricted visas, or threatened to do so, for nationals of some African countries whose governments do not cooperate with U.S. court-ordered immigration removals.58

Some African leaders reacted negatively to a derogatory remark about African countries that was attributed to President Trump in early 2018.59 Since taking office in July 2018, Assistant Secretary of State for African Affairs Tibor Nagy has sought to challenge perceptions of U.S. indifference or disdain—as did Bolton during his December remarks.60

How has the Administration approached foreign power involvement in Africa?

National Security Advisor Bolton has placed a high priority on countering Chinese and Russian influence in Africa. In his December remarks, Bolton accused both countries of "targeting their investments in the region to gain a competitive advantage over the United States" and of engaging in "predatory practices" on the continent, including corrupt and opaque deal-making, exploitative lending, and self-interested extractive industry activity.61 Such comments align with the Administration's National Security Strategy, which portrays Chinese influence as undermining African development "by corrupting elites, dominating extractive industries, and locking countries into unsustainable and opaque debts and commitments." Executive branch policy documents and statements also cite rising "great power competition" globally, including in Africa.62 Limited interest by many U.S. firms in African markets has restricted the scope for direct competition with Chinese or Russian actors to date, but the region's long-term potential as a growth market could make concerns over competition more significant in the future.

China replaced the United States as Africa's largest trading partner in 2009. Chinese firms have constructed infrastructure projects across Africa, often using Chinese state financing tied to the substantial use of Chinese goods or services and, in some cases, Chinese access to African natural resources. These activities, which may expand under China's global "One Belt, One Road" initiative,63 help to fill infrastructure gaps, but their linkage to broader Chinese commercial and strategic interests raises challenging questions for the United States. In 2017, China established its first overseas military base, in Djibouti, at a maritime chokepoint on the Red Sea, a key global trade route. In a 2018 report to Congress, DOD stated that the base extends "the reach of China's armed forces, reflecting China's growing influence."64 The proximity of the Chinese and U.S. bases in Djibouti adds to U.S. concerns: in 2018, the Pentagon reported several instances in which Chinese lasers from the base were directed at U.S. aircraft; two U.S. pilots suffered eye injuries.

Russia also has shown increasing interest in expanding its presence in Africa; by one estimate, Russia has signed at least 19 military cooperation deals with African states since 2014.65 Russian engagement is generally centered on arms sales, military training, intelligence exchanges, and access to minerals, notably uranium. One country that has drawn particular attention is the Central African Republic, where more than 200 Russian military and private security personnel have deployed since 2017.66 Russia and Sudan also have reportedly expanded cooperation.67 The Horn of Africa appears to be of increasing strategic importance to international actors. Several of the Arab Gulf countries, namely the United Arab Emirates (UAE), Saudi Arabia, and Qatar, as well as Turkey, Russia, and China, have increased their involvement, and some have established military bases in the region. As noted above, China maintains a military base in Djibouti; Russia, for its part, has announced plans to build a logistics center in Eritrea.68 Gulf actors appear to have helped facilitate reconciliation between Ethiopia and Eritrea. Whether growing foreign interests in that subregion prove to be a more stabilizing or destabilizing force remains to be seen.

U.S.-Africa Trade, Investment, and Economic Cooperation

What is the scope of U.S.-Africa trade and economic relations?

Africa accounts for a small share of overall U.S. trade and investment activity, making up less than 1% of such U.S. global transactions in 2017.69 As it has over the past several years, the United States ran a goods trade deficit with the region in 2017 (totaling $10.8 billion), importing $24.9 billion and exporting $14.1 billion. U.S. exports are diverse while imports are mostly in primary products (oil alone accounts for over 40% but has declined significantly in recent years). Motor vehicles (exclusively from South Africa) and apparel are the region's only significant manufactured exports to the United States. Over half of U.S. trade with the region is with the two largest economies, Nigeria and South Africa. U.S. foreign direct investment (FDI) in the region is also concentrated in a few countries, including Mauritius ($10.4 billion in 2017), South Africa ($7.3 billion), Nigeria ($5.8 billion), Ghana ($1.7 billion), and Tanzania ($1.4). The small stock of sub-Saharan African FDI in the United States comes almost exclusively from South Africa ($4.1 billion in 2017). See Figure 3 for a snapshot of U.S.-Africa trade and investment.

Figure 3. U.S. Trade and Investment with Sub-Saharan Africa

Source: CRS with trade data from Global Trade Atlas and foreign direct investment data from the Bureau of Economic Analysis' Direct Investment interactive tables at https://apps.bea.gov/iTable/index_MNC.cfm.

Notes: FDI data are stock values based on historical cost and include North Africa.

U.S. trade and investment policy toward Africa is focused on encouraging economic growth and development through trade within the region, with the United States, and internationally. The U.S. government also seeks to facilitate U.S. firms' access to opportunities for trade with and investment in Africa. A growing number of Members of Congress have supported expanded efforts to pursue such goals, and multiple committees have held hearings on these topics in recent years. A major increase in African trade and investment ties with other countries, particularly China, has been a growing concern of U.S. policymakers due to questions about both lost U.S. export opportunities and potential foreign policy influence associated with such ties. Total China-Africa trade surpassed U.S.-Africa trade in 2009, and in 2017, at $137 billion, was 3.5 times as large as U.S.-Africa trade.70

Improving economic and political climates in some African countries have led to increasing interest in the region as a destination for U.S. goods, services, and investment. Despite these trends, many U.S. businesses remain skeptical of the region's investment and trade potential and focus their investments in other regions thought to offer more opportunity and less risk. Many avoid engaging in business in Africa due to economic governance challenges in many countries, the relative difficulty of doing business, and, in some instances, political instability.71

What programs and legislation support expanded U.S.-Africa trade and economic relations?

Given development challenges in the region, U.S. efforts to boost trade and investment ties with Africa have historically focused largely on improving local economic conditions. U.S. trade preferences, or nonreciprocal duty-free treatment designed to encourage exports to the United States, are a central component of that policy, particularly as embodied in the African Growth and Opportunity Act (AGOA) passed by Congress in 2000 (see below).

The United States also provides aid for trade capacity building (TCB, see text box) in order to help countries better engage in international trade and take advantage of the benefits of U.S. trade preferences, as well as to encourage trade-led growth. TCB funds to the region totaled $826.5 million in FY2016.72 Three African trade hubs, established under the George W. Bush Administration, are a pillar of U.S. TCB in the region and work to increase regional export competitiveness, intraregional trade, and AGOA use. The Trump Administration has continued the Obama Administration's effort to expand these mandates by turning the hubs into two-way U.S.-Africa trade and investment centers aimed at boosting U.S. business activity in the region.73

U.S. efforts have increasingly focused on advancing U.S. business opportunities in the region. The Trump Administration has continued several initiatives established by the Obama Administration, including the Trade Africa Initiative and the President's Advisory Council on Africa.74 The private-sector-led Advisory Council provides recommendations to the Administration to help facilitate U.S. commercial engagement in the region.75

Background on Trade Capacity Building

Trade capacity building (TCB) refers to a broad range of activities designed to promote and expand countries' and regions' participation in international trade. Core TCB activities help build or strengthen physical, human, and institutional capacities to help recipient countries facilitate the flow of goods and services across borders. Among other ends, they also seek to help countries participate in trade negotiations; implement trade agreements; comply with food safety, manufacturing, and other standards; join and comply with World Trade Organization (WTO) agreements; and increase economic responsiveness to trade opportunities through business and trade training.76 Such aid may complement, overlap with, or be tied to other types of economic growth aid, but is generally separate, and often comprises a relatively small portion of overall economic growth assistance. Some aspects of Millennium Challenge Corporation (MCC, see below) Compacts, including infrastructure, are also considered TCB assistance. Agency TCB funding allocations vary by year, but U.S. Agency for International Development (USAID) and MCC are generally the lead funding agencies of TCB projects. Other agencies providing TCB include the Departments of State, Agriculture, Commerce, and Justice, and the U.S. Trade and Development Agency.77

To bolster U.S. commercial engagement and general economic development in the region, the Overseas Private Investment Corporation (OPIC) provides loans, guarantees, and political risk insurance for U.S. private investment in developing and emerging economies in order to advance U.S. development and foreign policy goals. As of September 2018, 25% of OPIC's portfolio exposure was in Africa, the second largest share of any region.78 The Better Utilization of Investments Leading to Development Act (BUILD Act, P.L. 115-254), signed by the President on October 5, 2018, creates a new U.S. International Development Finance Corporation (IDFC) that will combine OPIC together with certain components of USAID, including its Development Credit Authority (DCA). The reorganization received strong bipartisan support in Congress and is viewed by many as a tool for countering China's "One Belt, One Road" initiative and growing economic influence in developing countries, including in Africa. The new IDFC, by statute, has expanded authority and capacity compared to current U.S. development finance activities; its $60 billion exposure cap, however, is arguably dwarfed by finance from China, which in September 2018 offered $50 billion in finance to Africa alone.79

Other agencies that promote U.S. exports to the region include the Export-Import Bank (Ex-Im Bank) and the U.S. Trade and Development Agency (USTDA).80 Ex-Im Bank provides direct loans, loan guarantees, and export credit insurance to help finance U.S. exports to support U.S. jobs and includes a statutory requirement to target African export opportunities. USTDA seeks to advance economic growth in Africa by promoting export opportunities for U.S. businesses. It facilitates access to finance through such activities as funding project preparation and feasibility studies, and by supporting other trade-expanding efforts. As a region, Africa typically accounts for the largest share of USTDA funding.81

Other U.S. trade and investment policy tools in place with African countries include Trade and Investment Framework Agreements (TIFAs)—intergovernmental forums for dialogue on trade and investment issues—and bilateral investment treaties, which advance reciprocal commitments to facilitate and protect foreign investment. The United States has a Free Trade Agreement (FTA) with Morocco, but there are no existing U.S. FTAs with sub-Saharan African countries. The United States also encourages and provides TCB support aimed at fostering African participation in broader multilateral efforts to reduce trade barriers. This includes support to facilitate African accession to, and implementation of, WTO and other multilateral trade agreements, particularly the WTO Trade Facilitation Agreement.82

What is AGOA and how does it affect U.S.-Africa trade?83

AGOA (Title I, P.L. 106-200, as amended) is a nonreciprocal U.S. trade preference program that provides duty-free tariff treatment on certain imports from eligible sub-Saharan African countries. Congress first passed AGOA in 2000 as part of a U.S. effort to promote African development, deepen economic integration within the region, and strengthen U.S.-African trade and investment ties. The program builds on the Generalized System of Preferences (GSP), which provides similar duty-free treatment on U.S. imports from developing countries worldwide. AGOA covers a wider range of products and has typically been authorized over longer periods than GSP.84 The Trade Preferences Extension Act of 2015 (P.L. 114-27) extended AGOA's authorization for an unprecedented 10 years, to September 2025, and amended some aspects of the program. Thirty-nine countries in sub-Saharan Africa were eligible for AGOA benefits in 2018.

AGOA also requires the President, in consultation with Congress and AGOA beneficiary governments, to hold an annual U.S.-Africa Trade and Economic Cooperation Forum (typically referred to as the "AGOA Forum").85 The 18th AGOA Forum, themed "Forging New Strategies for U.S.-Africa Trade and Investment," was held in July 2018 in Washington, DC, where U.S. Trade Representative (USTR) Robert Lighthizer focused his remarks on U.S. interest in reciprocal trade agreements in the region.86

When it established AGOA in 2000, Congress directed the executive branch to pursue reciprocal trade agreements, where feasible, with interested countries in sub-Saharan Africa. Negotiations on a potential U.S.-Southern African Customs Union (SACU) FTA were initiated in 2003 but suspended in 2006 due to divergent views on the scope. During the 2015 AGOA reauthorization debate this issue resurfaced, in part due to concerns that AGOA countries' reciprocal trade agreements with other advanced economies, such as South Africa's agreement with the European Union (EU), place U.S. exporters at a disadvantage in certain African markets. Congress ultimately reauthorized AGOA for 10 years for all countries but again directed the executive branch to seek reciprocal agreements in Africa. It also mandated reporting requirements on a strategy and progress to that end, as well as on the status of countries' AGOA eligibility and other developments in U.S.-Africa trade relations.

Total U.S. imports under AGOA were $13.5 billion in 2017, and despite the decline in recent years, energy products, mostly crude oil, remain the top import under the program (see Figure 4).87 Most analysts, however, focus on AGOA and its relation to nonenergy trade as a potential catalyst for African development. U.S. imports of such products from beneficiary countries have grown three-fold between 2001 and 2017, signaling success in achieving some of the program's goals, but a handful of countries and products continue to account for the bulk of these imports. In 2017, more than half of the $4.3 billion in nonenergy imports under AGOA were from South Africa alone, which exports the broadest range of products, including motor vehicles. Kenya, Lesotho, Mauritius, and Madagascar are the other major beneficiaries of the program and primarily export apparel products under AGOA.

Figure 4. U.S. AGOA Imports

Source: CRS with data from the U.S. International Trade Commission. Energy products defined as Harmonized Tariff Schedule chapter 27. Nonenergy includes all other products.

How does the Administration's trade policy affect U.S. trade with the region?

U.S. trade policy has been a key focus of the Trump Administration, particularly with regard to the U.S. trade deficit, foreign trade barriers, and the effects of import competition on U.S. manufacturing. While U.S. trade with Africa may be of less concern to the Administration, as such trade is minimal and U.S. imports mostly consist of primary products, U.S. trade policy changes could significantly affect U.S. trade with some African countries, notably South Africa.

  • Tariff actions. Increased tariffs on steel (25%) and aluminum (10%) imposed under Section 232 of the Trade Expansion Act of 1962 are of particular concern for South Africa.88 In 2017, South Africa was the 14th ($279 million) and 9th ($340 million) largest supplier of affected U.S. steel and aluminum imports, respectively. The Administration has granted product exclusions for a limited number of steel and aluminum imports from South Africa.89 A Section 232 investigation on U.S. motor vehicle imports remains pending, however, and could result in increased tariffs on such products, South Africa's second-largest category of exports to the United States. U.S. imports of motor vehicles from South Africa totaled $1.1 billion in 2017.
  • Eligibility for U.S. preference programs. The statutes authorizing U.S. preference programs, including AGOA, give the Administration considerable discretion in determining country eligibility. The Administration's focus on the U.S. trade deficit suggests it may look skeptically at nonreciprocal preference programs such as AGOA, which have a direct and immediate effect on U.S. imports and an indirect and longer-term effect on U.S. exports. To date, the Administration has ended AGOA eligibility for two African countries, Rwanda and Mauritania, citing (respectively) protectionism and human rights concerns. Previous Administrations similarly revoked AGOA eligibility for a variety of issues, including related to governance and labor rights. Congress may seek to consult with the Administration over its enforcement of eligibility criteria to ensure adherence to congressional objectives.
  • Focus on reciprocal trade agreements. The Administration has made reciprocal trade negotiations a top priority of its trade policy with Africa. It is likely, however, to confront the same challenges that have dogged previous U.S. pursuit of an FTA in the region, including concern among African countries over the extensive nature of U.S. FTA commitments and concern over how an agreement with select countries may negatively affect African efforts toward regional integration.90 On the first issue, the Trump Administration may be more flexible in its approach than previous Administrations, as evidenced by announcements for limited-scope bilateral U.S. negotiations with the EU and Japan.91 The Administration's stated preference for bilateral agreements rather than agreements with larger regional blocs, however, appears at odds with the push among many African states for more regionally integrated trade policy, including via the African Continental Free Trade Area, signed by 44 African states in March.92 Congress is also expected to play a role in determining the scope of any new U.S. agreements in the region and would have to approve such agreements through implementing legislation.

U.S. Support for Governance, Democracy, and Human Rights

U.S. policymakers use several tools to promote democracy and human rights in Africa, including:

Diplomacy and reporting. U.S. diplomats often publicly criticize or condemn undemocratic actions and human rights violations in Africa, and raise concerns in private meetings with African leaders. Some Members of Congress likewise raise concerns directly with African leaders, with U.S. executive branch officials, or through legislation. The State Department publishes annual congressionally mandated reports on human rights conditions globally, and on other issues of concern, such as religious freedom and trafficking in persons.93 Such reports document violations and, in some cases, provide the basis for U.S. policy actions, such as restrictions on assistance. Congress also has imposed certain human rights-related legal restrictions on aid, as discussed below. The State Department and USAID also finance international and domestic election observer missions in Africa that produce reports on the relative credibility of electoral contests.

Foreign aid. Multiple U.S. aid programs support African electoral institutions; train African political parties, civil society organizations, parliaments, and journalists; and assist local government officials in improving service delivery. They also provide capacity-building support and technical assistance focused on issues such as legal changes and governance reforms. Some U.S. security assistance programs are designed to improve the human rights records of African security forces and/or advance the rule of law by building the capacity of judicial and law enforcement bodies. U.S. programs also provide legal and medical aid to foreign human rights defenders, and fund ad hoc programs to address particular human rights challenges.

Foreign aid restrictions. Congress has imposed human rights-related restrictions or conditions on aid to specific African countries (e.g., Ethiopia, South Sudan, Sudan, and Zimbabwe), often through the enactment of foreign aid appropriations measures. Aid to multiple African governments may also be restricted by legislation curtailing or denying certain types of aid to countries that fail to observe human rights norms. These norms include:

  • religious freedom, under the International Religious Freedom Act of 1998 (P.L. 105-292), with Sudan and Eritrea listed in 2018 as countries of particular concern subject to potential restrictions or other sanctions;94
  • the recruitment and use of child soldiers, under the Child Soldiers Prevention Act (P.L. 110-457) and related legislation, with DRC, Mali, Niger, Nigeria, Somalia, and South Sudan listed in 2018 for potential security assistance restrictions;95 and
  • trafficking in persons (TIP), under the Trafficking Victims Protection Act (P.L. 106-386, as amended) and related legislation, with Burundi, Comoros, DRC, Equatorial Guinea, Eritrea, Gabon, Mauritania, the Republic of Congo, and South Sudan listed in 2018 for potential foreign aid restrictions.96

Sanctions. Executive orders issued under previous Administrations permit U.S. sanctions on designated persons implicated in human rights violations and/or undermining democratic transitions or peace processes in several countries, including Burundi, CAR, DRC, Somalia, Sudan, South Sudan, and Zimbabwe. In 2017, citing progress by the Sudanese government toward key U.S. priorities, the Trump Administration permanently lifted economic sanctions on Sudan that the Obama Administration had eased, though some restrictions remain in place.97 Also in 2017, the Trump Administration issued a new Executive Order pertaining to global human rights abuses and corruption, which it has invoked to impose targeted financial sanctions on a key financier of DRC president Joseph Kabila, as well as on former Gambian leader Yahya Jammeh, and associated businesses.98

Prosecutions. The United States has helped fund special tribunals that investigated and prosecuted human rights violations in Sierra Leone, Rwanda, and Chad. The United States is not a state party to the International Criminal Court (ICC), which in practice has prioritized human rights cases in Africa; the American Servicemembers' Protection Act of 2002 (ASPA, Title II of P.L. 107-206) prohibits various forms of U.S. material cooperation with the Court. The Trump Administration has pledged to end a previous policy of providing legally permissible diplomatic, informational, and logistical support to ICC prosecutions on a case-by-case basis.99 U.S. federal prosecutors have sought charges against some alleged perpetrators of human rights abuses in African countries, notably Rwanda and Liberia, often on the basis of violations of U.S. immigration laws. The United States has been a proponent of the establishment by the African Union of a hybrid court to investigate abuses in South Sudan.

U.S. Aid to Africa

What are the objectives of U.S. assistance programs in the region?

The vast majority of U.S. bilateral aid for Africa aims to address health challenges, notably relating to HIV/AIDS, malaria, maternal and child health, and nutrition. U.S. aid programs also seek to encourage economic growth and development, meet urgent humanitarian needs, promote good governance, and improve security. The U.S. Agency for International Development (USAID) administers much of this aid, typically under country strategies that target specific development needs, as well as under multiple global and Africa-specific presidential development initiatives. The State Department administers various programs aimed at bolstering health, fostering the rule of law, countering trafficking, and improving military and police professionalism, often in coordination with other executive branch agencies. The Millennium Challenge Corporation (MCC) separately supports large-scale, multiyear development projects targeting impediments to economic growth (e.g., building roads or other infrastructure) in countries that meet various governance and development benchmarks.100 The Department of Defense (DOD) implements some State Department-funded security assistance programs and has been authorized by Congress to provide its own assistance to foreign militaries and internal security forces. DOD also carries out military-to-military cooperation in many African countries.

How much foreign aid does the United States provide to Africa?101

In recent years, sub-Saharan Africa has generally received between 20% and 25% of total U.S. bilateral aid administered by the State Department and USAID.102 In FY2017, $7.03 billion in total bilateral State Department- and USAID-administered funds were allocated specifically to African countries, not including Food for Peace (FFP) assistance under P.L. 480 Title II. Top recipients (in descending order) were Kenya, Nigeria, South Africa, Tanzania, Mozambique, Zambia, Uganda, Ethiopia, Somalia, and DRC.103 Many countries receive additional globally or functionally allocated funding (such as humanitarian or counterterrorism aid), MCC assistance, and/or other ad hoc executive branch agency aid, which is not included in these totals. The United States also channels substantial aid to Africa through multilateral bodies, such as the World Bank.

The Administration proposed $5.28 billion specifically for Africa in FY2019, a 25% decrease compared to FY2017 (not counting FFP), but a slight increase compared to the FY2018 request of $5.24 billion. The Administration also proposed in both years to eliminate FFP funding under P.L. 480 Title II, most of which has gone to African countries in recent years. (USAID administers the program, for which Congress provides funding via agriculture appropriations measures.104) FFP funding for Africa reached $1.32 billion in FY2017, of which $1.02 billion was for emergency humanitarian purposes and the remainder for development programs.105 Administration officials asserted that International Disaster Assistance (IDA) funding would provide greater flexibility and efficiency than FFP, leaving the precise impact of the proposals uncertain.

Congress appropriated FY2018 foreign aid under the Consolidated Appropriations Act, 2018 (P.L. 115-141), in which it largely did not adopt the Administration's 2018 proposals; final country-level FY2018 allocations are not yet available. FY2019 foreign aid appropriations measures reported during the 115th Congress in the House (H.R. 6385) and Senate (S. 3108) would have largely not adopted the Administration's global proposals.

What changes to U.S. aid to Africa has the Trump Administration pursued?

The Trump Administration contends that its proposals to reduce and reallocate U.S. aid funding for Africa are intended to reduce spending, enhance efficiency, and prioritize U.S. national security interests. In March 2018, USAID Administrator Mark Green testified that USAID's FY2019 budget request reflected efforts to "balance fiscal needs here at home with our leadership role on the world stage."106

As noted above, the Trump Administration has requested annual bilateral State Department- and USAID-administered assistance funding at levels far below those requested by the Obama Administration or appropriated by Congress in recent years. Additionally, the Trump Administration's FY2018 and FY2019 budget proposals would have ended Food for Peace (FFP) aid under P.L. 480 Title II, most of which has gone to African countries in recent years. The Administration also has proposed merging the Development Assistance (DA) and Economic Support Fund (ESF) accounts—through which African countries received roughly $1.33 billion in FY2017—with several smaller accounts under a new Economic Support and Development Fund (ESDF), and requested funding far below FY2018 levels for the accounts it would replace.107 Congress did not adopt these proposals in enacting the FY2018 omnibus appropriations act (P.L. 115-141). FY2019 Department of State, Foreign Operations, and Related Programs appropriations bills pending during the 115th Congress in the House and the Senate (H.R. 6385 and S. 3108, respectively), as well as agriculture appropriations measures (H.R. 5961 and S. 2976) would have likewise retained the traditional account structure and maintained global DA, ESF, and FFP funding roughly at FY2018 levels.

What types of security assistance does the United States provide to Africa?108

U.S. security assistance in Africa comprises a range of activities, including programs to train and provide equipment to foreign security forces, professionalization and education initiatives, and law enforcement assistance. A large portion of such assistance seeks to help counter terrorism; the largest cumulative share in the past decade (over $2 billion) has supported African forces fighting Al Shabaab and pursuing stabilization in Somalia.109 The State Department and DOD each administer some types of security assistance, as authorized and appropriated by Congress.

In addition to peacekeeper support, the Peacekeeping Operations (PKO) account is the primary funding vehicle for State Department-administered military aid in Africa, including for counterterrorism, maritime security, and security sector reform. It is the primary vehicle for, inter alia, U.S. support to AMISOM, bilateral military aid to DRC, and two multiyear interagency counterterrorism programs in Africa: the Trans-Sahara Counter-Terrorism Partnership (TSCTP, in North-West Africa), and the Partnership for Regional East Africa Counterterrorism (PREACT, in East Africa).110 H.R. 6018, which the House passed during the 115th Congress, would have formally established TSCTP in law while imposing new notification and reporting requirements under the program.

The State Department also administers programs to improve African law enforcement entities, enhance military professionalization through training and technical instruction, bolster security forces' capacity to conduct internal, border, and maritime security operations, and support antitrafficking and counternarcotics activities. While some of these programs are funded through the PKO account, those involving internal security forces are generally funded through the International Narcotics Control and Law Enforcement (INCLE) or Nonproliferation, Anti-terrorism, Demining, and Related Programs (NADR) accounts.

DOD implements some State Department-administered programs, such as the International Military Education and Training (IMET) program. DOD also funds and administers certain congressionally authorized security cooperation programs to help build the capacity of foreign partner states. These include DOD's "global train and equip" program, which Congress codified under 10 U.S.C. 333 ("Section 333") in the FY2017 National Defense Authorization Act. Section 333 consolidated and superseded various "partner capacity-building" authorities that Congress had granted to DOD on a temporary or otherwise limited basis, related to counterterrorism, counterproliferation, maritime security, counternarcotics, and countering transnational organized crime.111 Top African recipients of DOD global train-and-equip assistance over the past decade include Kenya, Uganda, Niger, Chad, Somalia, Mauritania, and Cameroon.112 DOD is also authorized to carry out certain assistance related to activities such as countering wildlife crime and cooperative threat reduction.

U.S. Military Engagement in Africa

How large is the U.S. military presence in Africa?

An October 2017 attack that killed four U.S. Special Operations Forces (SOF) soldiers in Niger, followed by a June 2018 attack on SOF personnel in Somalia that killed one U.S. soldier and injured four others, have drawn attention to the expanding U.S. military presence in Africa. Public statements by DOD officials suggest that there are up to 7,200 DOD personnel in Africa at any one time, presumably including personnel charged with guarding U.S. diplomatic facilities.113 The majority are stationed in Djibouti, which hosts Camp Lemonnier—the only enduring U.S. military base in Africa. The second-largest number, as of mid-2018, were deployed in Niger, with about 730 troops engaged in a range of activities, including construction of a new airfield in the northern town of Agadez.114 News reports, citing DOD sources, indicate that DOD's presence in Africa includes an estimated 1,200 SOF members, including those involved in train, equip, advise, and/or accompany missions.115 In November 2018, DOD announced plans to reduce and "realign" the U.S. military presence in Africa in the coming years (see below).

What roles does the U.S. military play in Africa?

U.S. Africa Command (AFRICOM)'s 2018 Posture Statement noted five lines of effort:116

  • 1. Develop security and stability in East Africa,
  • 2. Degrade violent extremist organizations in the Sahel and Maghreb regions and contain instability in Libya,
  • 3. Contain Boko Haram and degrade Boko Haram and ISIS-West Africa,
  • 4. Interdict illicit activity in the Gulf of Guinea and Central Africa, and
  • 5. Build African peacekeeping, humanitarian assistance, and disaster response capacities.

The 2018 Posture Statement also identified three enduring tasks of the U.S. military in Africa: protecting U.S. personnel and facilities, maintaining U.S. access, and building partner capacity. The last is conducted under AFRICOM's "By, With, and Through" framework, which "emphasizes U.S. military capabilities employed in a supporting role, not as principal participants in an armed conflict."117 This approach aligns with DOD's 2018 National Defense Strategy, which sets out the U.S. military's goals in Africa of "working by, with, and through local partners and the European Union to degrade terrorists" and helping to "build the capability required to counter violent extremism, human trafficking, trans-national criminal activity, and illegal arms trade with limited outside assistance; and limit the malign influence of non-African powers."118

Under this framework, the U.S. military provides training, equipment, intelligence, logistical support, and, in some cases, advisory support to various African partner forces, as well as logistical and intelligence support to French forces operating in the Sahel, as authorized by Congress.119 Other major DOD activities in Africa include the deployment, since 2013, of hundreds of U.S. military personnel to sites in Niger and Cameroon to conduct intelligence, surveillance, and reconnaissance (ISR) activities in the Sahel and Lake Chad Basin.120 Separately, in Somalia, the number of U.S. military personnel increased significantly in 2017—from roughly 200 to more than 500—as the United States deployed more special operations advisers across the country to "advise, assist, and accompany" Somali and AU counterterrorism missions.121

The U.S. military also has taken direct action (such as air strikes) against terrorist threats in Africa, notably in Somalia. U.S. strikes in Somalia were initiated under the George W. Bush Administration and have since expanded and accelerated. In 2015, President Obama notified Congress that military operations in Somalia were carried out not only "to counter Al Qaeda and associated elements of Al Shabaab" but also "in support of Somali forces, AMISOM forces, and U.S. forces in Somalia."122 In 2016, the Obama Administration publicly referred to Al Shabaab as an "associated force" of Al Qaeda, in the context of the 2001 Authorization for Use of Military Force (AUMF).123 President Trump has further broadened the scope of U.S. military involvement in Somalia, authorizing DOD to conduct lethal action against Al Shabaab within a geographically defined "area of active hostilities" in support of partner forces in Somalia (such as AMISOM and elements of the Somali security forces). U.S. officials have described some airstrikes in Somalia as conducted in "self-defense" of U.S., Somali, or AMISOM forces.124

In 2017, AFRICOM announced that it would end Operation Observant Compass (OOC), a U.S. military advisory mission deployed in 2011 to support African-led efforts to counter the Lord's Resistance Army (LRA) rebel group then active in CAR, South Sudan, and DRC. Citing progress made in degrading the LRA, AFRICOM stated that some U.S. military personnel would transition to "broader scope security and stability activities" in Central Africa. 125

The U.S. military also conducts exercises with African militaries and shares skills related to goals such as disaster and humanitarian response and maritime security. In the Sahel, these include a large multinational annual exercise known as Flintlock. A small number of U.S. military personnel (49 as of September 2018) are deployed as staff officers in U.N. peacekeeping operations in the region.126 Nearly every U.S. Embassy in Africa also hosts some U.S. military personnel, for example as part of the Defense Attaché Office, Office of Security Cooperation, and/or Marine Security Detachment.

What changes to U.S. military engagement has the Administration pursued?

As noted above, the Administration has broadened the scope of U.S. military involvement in Somalia—to comprise lethal action against Al Shabaab within a geographically defined "area of active hostilities" in support of partner forces—and has overseen a continued increase in the tempo of U.S. air strikes there. Reportedly, the Trump Administration also initially expanded the use of U.S. military advisors in several countries in Africa, including missions in which U.S. personnel were embedded with local security forces in the context of counterterrorism operations. Military commanders, however, have more recently signaled that they are reexamining or curtailing some such missions in the aftermath of the October 2017 deadly ambush in Niger.127

More broadly, the Trump Administration has signaled that "inter-state strategic competition, not terrorism, is now the primary concern in U.S. national security"128 In this regard, DOD has announced "force optimization" plans, to be implemented over several years, entailing "a reduction of about 10 percent of the 7,200 military forces serving in Africa Command" and a reorientation of missions to emphasize great power competition.129 Precisely how the downsizing will be implemented, and its implications for specific missions, remain unclear. DOD's announcement suggested that counterterrorism activities would be de-emphasized overall, although operations in Somalia, Djibouti, and Libya would "largely remain the same." In January 2019, however, conflicting reports citing DOD sources suggested a drawdown of U.S. military personnel in Somalia was under consideration.

The 115th Congress

The 115th Congress shaped U.S. engagement with Africa through its appropriations, authorization, and oversight roles. It enacted several pieces of legislation that have influenced U.S.-Africa policy and programs, including the African Growth and Opportunity Act and Millennium Challenge Act Modernization Act (P.L. 115-167), the Zimbabwe Democracy and Economic Recovery Amendment Act of 2018 (P.L. 115-231); the BUILD Act (P.L. 115-254); the Global Food Security Reauthorization Act (P.L. 115-266), annual National Defense Authorization Acts (most recently, P.L. 115-232), and foreign aid and defense appropriations measures (most recently, P.L. 115-141). The House and Senate also considered bills and resolutions responding to emerging developments in specific countries.

As in past Congresses, legislative engagement by the 115th Congress on Africa-related issues often centered on responding to humanitarian crises (e.g., S.Res. 114, expressing the sense of the Senate regarding humanitarian crises in Nigeria, Somalia, South Sudan, and Yemen, and H.Res. 187, on famine response efforts in South Sudan) and condemning human rights violations and undemocratic governance (e.g., H.Res. 128, supporting respect for human rights and inclusive governance in Ethiopia, S.Res. 386, urging the government of DRC to proceed with planned elections, and H.R. 6207, which would have codified into law certain sanctions relating to DRC and require that the President submit to Congress a list of senior DRC political figures suitable for sanction). In addition, as noted above, H.R. 6018 would have established in law a long-running regional counterterrorism program in North-West Africa. Hearings in the House Foreign Affairs Committee and Senate Foreign Relations Committee attended to developments in Ethiopia, Cameroon, DRC, Zimbabwe, and South Sudan; humanitarian crises in Africa; human and civil rights issues on the continent; China's role in Africa; and U.S. military engagement in the region.

Outlook

Significant challenges and opportunities on the African continent, as well as shifts in U.S.-Africa policy under the Trump Administration, may continue to shape Congress' consideration of U.S. policy and programs in Africa. As it debates budgetary, policy, and oversight priorities, the Congress may consider issues such as

  • Rapidly shifting politics and international engagement in the Horn of Africa, where a new government in Ethiopia has initiated sweeping changes at home and pursued peace with erstwhile rival Eritrea.
  • Ongoing conflicts and humanitarian crises in South Sudan, Somalia, DRC, the Lake Chad Basin, CAR, and Mali, among others.
  • The evolution of armed Islamist extremist threats in Africa, along with other transnational security issues, such as maritime piracy and narcotics smuggling in parts of the region.
  • The prospects for expanding democracy in Africa, amid rising repression in Tanzania, leadership changes in Southern Africa, and enduring authoritarianism in countries such as Sudan, Rwanda, Eritrea, and Equatorial Guinea.
  • Forthcoming presidential elections in several countries, including Nigeria (February 2019), Senegal (February 2019), Mauritania, Malawi, and South Africa (all in May 2019), and Mozambique (October 2019).
  • U.S.-Africa trade and investment issues, including the effects of the Administration's tariff actions, possible reciprocal trade agreement negotiations, and the implementation of the BUILD Act as it affects the region.
  • The scope, status, and operational goals of U.S. military deployments in Africa, following DOD's announcement of a proposed realignment that would reduce U.S. troop levels in the region.
  • The scale and programmatic focus of U.S. foreign assistance to African countries in the context of the Trump Administration's forthcoming FY2020 aid budget proposal and FY2019 country allocations decisions.
  • The involvement in Africa of foreign powers such as China, Russia, and Gulf states, and the implications for U.S. interests and policy.

Congress may draw on a number of tools to shape U.S.-Africa policy, including foreign aid and defense authorization and appropriation legislation, other legislation, direct engagement with the Administration and African leaders, and oversight activities. While the 115th Congress did not adopt many of the Administration's proposals regarding aid to Africa, it maintained a focus on areas of enduring congressional interest, including U.S. trade and investment, humanitarian crisis and response, human rights and democracy, and U.S. military activities. Congress may continue to consider similar issues as it weighs the appropriate balance between U.S. diplomacy, development and economic engagement, and defense priorities in Africa and responds to emerging developments in the region.

Author Contact Information

Tomas F. Husted, Coordinator, Analyst in African Affairs ([email address scrubbed], [phone number scrubbed])
Alexis Arieff, Specialist in African Affairs ([email address scrubbed], [phone number scrubbed])
Lauren Ploch Blanchard, Specialist in African Affairs ([email address scrubbed], [phone number scrubbed])
Nicolas Cook, Specialist in African Affairs ([email address scrubbed], [phone number scrubbed])
Brock R. Williams, Specialist in International Trade and Finance ([email address scrubbed], [phone number scrubbed])

Footnotes

1.

The MDGs were a series of broad development goals agreed to by 189 United Nations (U.N.) member states in 2000.

2.

World Bank, Africa's Pulse, Vol. 7, April 2013.

3.

Data in this paragraph from IMF, World Economic Outlook [WEO] Database, October 2018, and CRS calculations.

4.

Per capita income in purchasing power parity (2011 international dollar) terms. IMF, WEO Database, op. cit.

5.

World Bank, Africa's Pulse, Vol. 17, April 2018.

6.

The international poverty line is measured in international dollars, a hypothetical currency used to compare purchasing power among countries. It is calculated based on factors that include local costs and exchange rates. World Bank, "Poverty Headcount Ratio at $1.90 a Day (2011 PPP)" and "Prevalence of Undernourishment," World Development Indicators database and U.N., Millennium Development Goals Report 2015, July 6, 2015.

7.

As of July 2018, the World Bank defines high-income as having a gross national income (GNI) per capita of $12,056 or more; upper-middle income as having a GNI per capita of between $3,896 and $12,055; lower-middle income as having a GNI per capita of between $996 and $3,895; and low income as having a GNI per capita of $995 or less.

8.

Data in this paragraph are from World Health Organization, World Health Statistics 2018, 2018.

9.

Proportions of out-of-school youth are generally lower at the primary school level (aged 6 to 11) than at the lower and upper secondary school levels (aged 12 to 14 and 15 to 17, respectively). See U.N. Educational, Scientific, and Cultural Organization (UNESCO), "One in Five Children, Adolescents and Youth is Out of School," February 2018.

10.

Moderate working poverty is defined by an international dollar per capita daily income of between $1.90 and $3.10; those in extreme poverty live on less than $1.90 a day. International Labor Organization, World Employment Social Outlook: Trends 2018, 2018.

11.

The population aged 0 to 24 averaged 63% in East, Central, and West Africa. Southern Africa was lower, at 46%. CRS calculations based on U.S. Census, International Data Base, accessed October 3, 2018.

12.

U.N. Department of Economic and Social Affairs, World Population Prospects: The 2017 Revision, 2017.

13.

International Monetary Fund, Trade Integration and Global Value Chains in sub-Saharan Africa, 2016, p. 19.

14.

Makhtar Diop, "Foresight Africa 2016: Banking on Agriculture for Africa's Future," Brookings Institution, January 22, 2016.

15.

Jon Temin, "Democratic Governance in Africa: Three Key Trends," Freedom at Issue Blog, May 10, 2018.

16.

See, e.g., Reporters Without Borders, 2018 World Press Freedom Index.

17.

Transparency International, Corruption Perceptions Index 2017.

18.

See, e.g., State Department annual Country Reports on Human Rights Practices.

19.

Amnesty International, Report 2017/2018: The State of the World's Human Rights, 2018.

20.

See, e.g., U.N. Human Rights Council, Report of the Commission of Inquiry on Burundi, August 8, 2018, U.N. doc. A/HRC/39/63; U.N. Office of the High Commissioner for Human Rights (OHCHR), Report of a Mission of the United Nations High Commissioner for Human Rights –Accounts of Congolese Fleeing the Crisis in the Kasai Region, in the Democratic Republic of the Congo, August 2017; and the U.N. Mission in South Sudan (UNMISS) and OHCHR, Indiscriminate Attacks Against Civilians in Southern Unity: April-May 2018, July 2018, inter alia.

21.

UNDP, Journey to Extremism in Africa: Drivers, Incentives and The Tipping Point for Recruitment, 2017.

22.

International Maritime Bureau, Piracy and Armed Robbery Against Ships: Report for the Period of 1 January – 30 June 2018, July 2018.

23.

See CRS In Focus IF10601, Transnational Crime Issues: Global Trends Overview, by Liana W. Rosen.

24.

CRS In Focus IF10330, Wildlife Poaching in Africa: An Overview, by Liana W. Rosen et al.

25.

These operate in CAR, DRC, Mali, South Sudan, and Sudan (with one in Darfur and one in the Abyei region).

26.

CRS Report R45206, U.S. Funding to the United Nations System: Overview and Selected Policy Issues, by Luisa Blanchfield.

27.

United Nations Peacekeeping, Summary of Troop Contributing Countries by Ranking, September 30, 2018.

28.

See CRS In Focus IF10173, Boko Haram and the Islamic State's West Africa Province, by Lauren Ploch Blanchard and Katia T. Cavigelli.

29.

Council on Foreign Relations, Nigeria Security Tracker, accessed October 10, 2018.

30.

U.N. International Organization for Migration (IOM) Regional Displacement Tracking Matrix (DTM): Lake Chad Basin Crisis – Monthly Dashboard #4, July 25, 2018.

31.

International Crisis Group, Herders Against Farmers: Nigeria's Expanding Deadly Conflict, September 19, 2017.

32.

See CRS In Focus IF10172, Al Qaeda in the Islamic Maghreb (AQIM) and Related Groups, by Alexis Arieff and CRS In Focus IF10116, Conflict in Mali, by Alexis Arieff.

33.

See CRS In Focus IF10218, South Sudan, by Lauren Ploch Blanchard and CRS Report R43344, Conflict in South Sudan and the Challenges Ahead, by Lauren Ploch Blanchard.

34.

This figure refers to "excess deaths" beyond what would have likely occurred absent war. See Cecchi et. al., South Sudan: Estimates of crisis-attributable mortality in South Sudan, December 2013-April 2018: A statistical analysis, London School of Hygiene and Tropical Medicine (LSHTM), September 2018.

35.

U.N. Office for the Coordination of Humanitarian Affairs (OCHA), South Sudan: Humanitarian Access Severity Overview (September 2018), September 14, 2018.

36.

World Food Programme, South Sudan: Emergency Dashboard, October 2018.

37.

See CRS In Focus IF10182, Sudan, by Lauren Ploch Blanchard and CRS Report R43957, Sudan, by Lauren Ploch Blanchard.

38.

USAID, Sudan – Complex Emergency, Fact Sheet #5, FY2018, August 14, 2018.

39.

See CRS In Focus IF10155, Somalia, by Lauren Ploch Blanchard and Katherine Z. Terrell.

40.

IDP data from OCHA, Somalia: Humanitarian Snapshot, October 10, 2018, refugee data from U.N. High Commissioner for Refugees, Operational Portal: Horn of Africa Somalia Situation, accessed October 12, 2018.

41.

OCHA, Somalia: Humanitarian Snapshot, op. cit.

42.

See CRS Report R43166, Democratic Republic of Congo: Background and U.S. Relations, by Alexis Arieff.

43.

U.N. High Commissioner for Refugees (UNHCR), Operational Portal: DRC, accessed October 12, 2018.

44.

See CRS Report R43377, The Central African Republic: Background and U.S. Policy, by Alexis Arieff and Tomas F. Husted.

45.

OCHA, Bulletin humanitaire République Centrafricaine Numéro 38, Septembre 2018, September 30, 2018.

46.

See CRS In Focus IF10279, Cameroon, by Alexis Arieff.

47.

See CRS Report R44018, Burundi's Political Crisis: In Brief, by Alexis Arieff.

48.

Refugee data from UNHCR, Operational Portal: Burundi, accessed October 12, 2018; IDP data from IOM DTM, Dashboard des Déplacements: Burundi Août 2018, August 2018.

49.

The White House, "Remarks by National Security Advisor John R. Bolton on the Trump Administration's New Africa Strategy," December 13, 2018.

50.

For critiques of U.S. engagement, see, e.g., Judd Devermont, "The World is Coming to Sub-Saharan Africa. Where is the United States?" Center for Strategic and International Studies (CSIS) Brief, August 24, 2018.

51.

The White House, "President Donald Trump's Africa Strategy Advances Prosperity, Security, and Stability," December 13, 2018.

52.

State Department, "U.S.-Africa Relations," op. cit.; White House, "Remarks by President Trump at Working Lunch with African Leaders," September 20, 2017; 2017 National Security Strategy, "Africa."

53.

CRS In Focus IF10797, PEPFAR Stewardship and Oversight Act: Expiring Authorities, by Tiaji Salaam-Blyther, and CRS In Focus IF11018, Global Trends in HIV/AIDS, by Sara M. Tharakan.

54.

Congress permanently enacted a similar approach by passing the Global Food Security Act of 2016 (GSFA, P.L. 114-195). CRS In Focus IF10475, Global Food Security Act of 2016 (P.L. 114-195), by Sonya Hammons; and CRS Report R44727, Major Foreign Aid Initiatives Under the Obama Administration: A Wrap-Up, by Marian L. Lawson.

55.

The White House, "Remarks by National Security Advisor John R. Bolton," op. cit.

56.

The White House, "Presidential Proclamation Enhancing Vetting Capabilities and Processes for Detecting Attempted Entry into the United States by Terrorists or Other Public-Safety Threats," September 24, 2017; Politico, "Trump lifts travel restrictions on Chad," April 10, 2018.

57.

CRS Report RS20844, Temporary Protected Status: Overview and Current Issues, by Jill H. Wilson; U.S. Citizenship and Immigration Services, Department of Homeland Security (DHS), "Continuation of Documentation for Beneficiaries of Temporary Protected Status Designations for Sudan, Nicaragua, Haiti, and El Salvador," 83 Federal Register 54764, October 31, 2018; Nick Miroff, "Government Emails Reveal Internal Debates Over Ending Immigrant Protections," Washington Post, August 23, 2018.

58.

DHS, "DHS Announces Implementation of Visa Sanctions on Four Countries," September 13, 2017; and State Department/U.S. Embassy in Ghana, "Statement on Immigration Law and International Agreements," June 20, 2018. For more information, see CRS In Focus IF11025, Immigration: "Recalcitrant" Countries and the Use of Visa Sanctions to Encourage Cooperation with Alien Removals, by Jill H. Wilson.

59.

Kimon de Greef and Sewell Chan, "Trump Comments, Infuriating Africans, May Set Back U.S. Interests," New York Times, January 15, 2018 and Josh Dawsey, "Trump Derides Protections for Immigrants From 'Shithole' Countries," Washington Post, January 12, 2018.

60.

See, e.g., Nagy, "U.S. is Africa's 'Ideal Partner' for Promoting Democratic Institutions & Economic Growth," AllAfrica, September 18, 2018.

61.

The White House, "Remarks by National Security Advisor John R. Bolton," op. cit.

62.

Testimony of AFRICOM Commander General Thomas Waldhauser, Senate Committee on Armed Services, United States Central Command and United States Africa Command, hearing, 115th Cong., March 13, 2018.

63.

See CRS In Focus IF10273, China's "One Belt, One Road," by Susan V. Lawrence and Gabriel M. Nelson.

64.

Office of the Secretary of Defense, Annual Report to Congress: Military and Security Developments Involving the People's Republic of China 2018, May 2018.

65.

Reuters, "Russian Military Cooperation Deals with African Countries," October 17, 2018. On Russian engagement in Africa, see, e.g., Peter Beaumont, "Russia's scramble for influence in Africa catches western officials off-guard," The Guardian, September 11, 2018; Aaron Ross, "How Russia moved into Central Africa," Reuters, October 17, 2018; Sergey Sukhankin, "Russia's hired guns in Africa," European Council on Foreign Relations, November 12, 2018; and Nataliya Buhayova et al., "The Kremlin's Campaign in Africa," Institute for the Study of War, October 18, 2018.

66.

These personnel—apparently a mix of private military contractors—are reportedly training government forces on the use of weaponry that Russia has donated to CAR. Russian personnel also have reportedly been assigned to the CAR president's security detail, while others have established a presence in rebel-held areas. The unsolved August 2018 killing, in CAR, of three Russian journalists probing the activities of Russian private military contractors raised new concerns about Russia's involvement in the country.

67.

Sudan and Russia have collaborated on a purported mediation effort among armed groups in CAR and have also signed several security and economic cooperation agreements. See, e.g., "Russian, Sudanese Presidents Hail Defense Technology Cooperation," TASS News Agency, July 14, 2018.

68.

Voice of America, "Russia-Eritrea Relations Grow with Planned Logistics Center," September 2, 2018.

69.

Trade data include only sub-Saharan Africa and are sourced from Global Trade Atlas. Foreign direct investment data cover sub-Saharan and North Africa and are sourced from the Bureau of Economic Analysis' Direct Investment interactive tables at https://apps.bea.gov/iTable/index_MNC.cfm.

70.

China- and U.S.-Africa trade data from Global Trade Atlas.

71.

A majority of sub-Saharan African countries rank in the bottom tiers of the World Bank's annual Doing Business report, which examines countries' performance trends relating to the relative ease of doing business.

72.

This total includes funding for two five-year MCC grants for Ghana ($431.1 million) and Liberia ($217.6 million). USAID reports TCB funding based on the year it is allocated.

73.

The trade hubs are presently located in West Africa (Ghana), East Africa (Kenya), and Southern Africa (with two offices, in Botswana and South Africa).

74.

For a discussion of U.S. trade and investment initiatives in the region, see USTR, 2018 Biennial Report on the Implementation of AGOA, June 29, 2018.

75.

The latest recommendations and report by the Council from September 2018 are available at https://www.trade.gov/pac-dbia/docs/PAC-DBIA%20Final%20Report%20Sep%202018.pdf.

76.

TCB may incorporate a wide range of additional types of assistance. See USAID, "About the TCB Database" and "Glossary," USAID Trade Capacity Building Database, at https://tcb.usaid.gov/dashboard.html.

77.

For background on TCB and the roles of U.S. agencies, see the archived 2008 CRS Report RL33628, Trade Capacity Building: Foreign Assistance for Trade and Development, available to congressional requesters from the author. While the report provides a comprehensive TCB overview discussion, funding numbers and certain program details in the report are no longer current. For current data see USAID's TCB database, at https://tcb.usaid.gov/dashboard.html.

78.

OPIC, Annual Management Report of the Overseas Private Investment Corporation for Fiscal Years 2018 and 2017, November 9, 2018.

79.

CRS Report R45180, OPIC, USAID, and Proposed Development Finance Reorganization, by Shayerah Ilias Akhtar and Marian L. Lawson; and China in Africa Research Initiative, "China's FOCAC Financial Package for Africa 2018: Four Facts," September 3, 2018.

80.

CRS In Focus IF10017, Export-Import Bank of the United States (Ex-Im Bank), by Shayerah Ilias Akhtar.

81.

See funding tables as reported in USTDA annual reports.

82.

To date, 30 African countries have ratified the WTO TFA. See WTO, "Trade Facilitation," at https://www.wto.org/english/tratop_e/tradfa_e/tradfa_agreeacc_e.htm.

83.

CRS Report R43173, African Growth and Opportunity Act (AGOA): Background and Reauthorization, by Brock R. Williams and CRS In Focus IF10149, African Growth and Opportunity Act (AGOA), by Brock R. Williams.

84.

GSP was allowed to expire from January 1, 2018 to April 22, 2018 before being retroactively reauthorized to 2020.

85.

The original AGOA legislation states that the purpose of the Forum, which is held in alternate years in the United States and Africa, is to "discuss expanding [U.S.-Africa] trade and investment relations" and to encourage "joint ventures between small and large businesses," as well as to foster the broader goals of AGOA. Civil society and private sector events are typically held in conjunction with the Forum. Representatives from appropriate African regional organizations and government officials from some other African countries also are often invited.

86.

USTR, "Statement of USTR Lighthizer at the Opening Plenary of the 2018 AGOA Forum," July 2018.

87.

Data on U.S. AGOA imports are from the U.S. International Trade Commission. Energy products defined as Harmonized Tariff Schedule (HTS) chapter 27. Nonenergy products include all other categories.

88.

For more information, see CRS Insight IN10943, Escalating Tariffs: Timeline, coordinated by Brock R. Williams.

89.

South Africa Department of Trade and Industry, "South Africa Welcomes Product Exclusion for Some Steel and Aluminum Products from Section 232 Duties," October 24, 2018, https://www.thedti.gov.za/editmedia.jsp?id=5643.

90.

For a thorough discussion, see the Obama Administration report, USTR, Beyond AGOA, and September 2016.

91.

"Trump Pursues Trade Deals in Asia, Europe Amid Frostiness with China," Wall Street Journal, September 25, 2018.

92.

UNCTAD, The African Continental Free Trade Area, Policy Brief 67, May 2018, https://unctad.org/en/PublicationsLibrary/presspb2018d4_en.pdf.

93.

See CRS In Focus IF10795, Global Human Rights: The Department of State's Country Reports on Human Rights Practices, by Michael A. Weber.

94.

The State Department, when it re-designated Sudan and Eritrea as countries of particular concern in January 2018, referred to existing restrictions for both countries rather than instituting new restrictions pursuant to the law. See CRS In Focus IF10803, Global Human Rights: International Religious Freedom Policy, by Michael A. Weber.

95.

For FY2019, the Trump Administration waived the restrictions on certain types of foreign assistance that would otherwise result from designation under the Child Soldiers Prevention Act for Mali, Niger, Nigeria, Somalia, and South Sudan. See CRS In Focus IF10901, Child Soldiers Prevention Act of 2008: Security Assistance Restrictions and Proposals in the 115th Congress, by Michael A. Weber. Sudan, long on the list, was removed in 2018, but a subsequent report suggests the country continues to use child soldiers in its armed forces. David Kirkpatrick, "On the Front Line of the Saudi War in Yemen: Child Soldiers From Darfur," New York Times, December 28, 2018.

96.

See The White House, "Presidential Determination with Respect to the Efforts of Foreign Governments Regarding Trafficking in Persons," November 29, 2018, for details of the Administration's application of TIP-related aid restrictions in FY2019. See also CRS In Focus IF10587, Human Trafficking and Foreign Policy: An Introduction, by Liana W. Rosen and Michael A. Weber.

97.

Enduring restrictions rooted in law relate to Sudan's debt arrears, support for international terrorism, and pervasive human rights violations. See CRS In Focus IF10182, Sudan, by Lauren Ploch Blanchard.

98.

See CRS In Focus IF10576, The Global Magnitsky Human Rights Accountability Act, by Dianne E. Rennack.

99.

Remarks by National Security Adviser John Bolton at the Federalist Society, September 10, 2018.

100.

See CRS Report RL32427, Millennium Challenge Corporation, by Curt Tarnoff.

101.

Aid to North Africa is beyond the scope of this report, but some counterterrorism programs bridge both regions.

102.

CRS calculations based on recent State Department Congressional Budget Justifications for Foreign Operations.

103.

State Department Congressional Budget Justification for Foreign Operations, FY2019.

104.

CRS In Focus IF11059, Overview of U.S. International Food Assistance, by Alyssa R. Casey.

105.

FFP funding data for Africa provided to CRS by USAID, as of February 14, 2018.

106.

House Foreign Affairs Committee hearing, "The FY2019 Foreign Assistance Budget," March 21, 2018.

107.

The Assistance to Europe, Eurasia and Central Asia (AEECA) and Democracy Fund (DF) accounts would also be subsumed under ESDF. See CRS Report R45168, Department of State, Foreign Operations and Related Programs: FY2019 Budget and Appropriations, by Susan B. Epstein, Marian L. Lawson, and Cory R. Gill.

108.

See Testimony of CRS Specialist in African Affairs Lauren Blanchard, Senate Committee on Foreign Relations, Subcommittee on Africa and Global Health, U.S. Security Assistance in Africa, hearing, 114th Cong., June 4, 2015. For more detail on U.S. security assistance, see CRS Report R44444, Security Assistance and Cooperation: Shared Responsibility of the Departments of State and Defense, by Nina M. Serafino.

109.

CRS calculation based on State Department and DOD notifications to Congress.

110.

TSCTP partner countries are Algeria, Burkina Faso, Cameroon, Chad, Libya, Mali, Mauritania, Morocco, Niger, Nigeria, Senegal, and Tunisia. PREACT partner countries are Burundi, Comoros, Djibouti, Ethiopia, Kenya, Rwanda, Seychelles, Somalia, South Sudan, Sudan, Tanzania, and Uganda, though not all receive funding through the program.

111.

CRS In Focus IF10582, Security Cooperation Issues: FY2017 NDAA Outcomes, by Liana W. Rosen.

112.

CRS calculation based on DOD notifications to Congress.

113.

In March 13, 2018 written testimony to Congress, AFRICOM Commander Gen. Thomas Waldhauser stated, "On any given day, up to 7,200 U.S. uniformed personnel, Department of Defense civilians, and contractors are in Africa." In late 2018, a DOD spokesperson noted that there were "7,200 DOD personnel operating in Africa." See, e.g., Idrees Ali, "Pentagon to cut troops in Africa as focus shifts to China, Russia," Reuters, November 15, 2018. Previously, in October 2017, Chairman of the Joint Chiefs of Staff General Joseph Dunford stated that there were "a little over 6,000 forces in Africa…in about 53 different countries." DOD, "Department of Defense Press Briefing by General Dunford in the Pentagon Briefing Room," October 23, 2017.

114.

The White House, "Text of a Letter from the President to the Speaker of the House of Representatives and the President Pro Tempore of the Senate [War Powers notification]," June 8, 2018. See CRS Report R44995, Niger: Frequently Asked Questions About the October 2017 Attack on U.S. Soldiers, coordinated by Alexis Arieff.

115.

Helene Cooper and Eric Schmitt, "U.S. Prepares to Reduce Troops and Shed Missions in Africa," August 1, 2018.

116.

U.S. Africa Command (AFRICOM) 2018 Posture Statement to Congress, submitted as written testimony by AFRICOM Commander Gen. Thomas D. Waldhauser to the House and Senate Armed Services Committees.

117.

According to this framework, "Security operations are executed almost exclusively by the partnered security forces. U.S. Africa Command works with partnered security forces based on their operational needs. The vital objectives of the U.S. and the partnered nation are achieved through a cooperative relationship in which U.S. Africa Command plays a supporting role." AFRICOM 2018 Posture Statement, op. cit.

118.

DOD, Summary of the 2018 National Defense Strategy of the United States of America: Sharpening the American Military's Competitive Edge, 2018.

119.

For an overview of such authorities, see Testimony of CRS Specialist in African Affairs Lauren Blanchard, op. cit.

120.

The White House, War Powers notifications (2013-2018).

121.

Wesley Morgan, "U.S. military builds up," op. cit. "Advise, assist, and accompany" is the phrase used in presidential reports to Congress, "consistent with the War Powers Resolution," since December 2016.

122.

The White House, "Letter from the President to the Speaker of the House of Representatives and the President Pro Tempore of the Senate Regarding the War Powers Resolution," December 11, 2015.

123.

The White House, "Letter from the President to the Speaker of the House of Representatives and the President Pro Tempore of the Senate Regarding the War Powers Resolution," December 5, 2016. See CRS Report R43983, 2001 Authorization for Use of Military Force: Issues Concerning Its Continued Application, by Matthew C. Weed.

124.

See AFRICOM statement, November 12, 2017; and AFRICOM press release, "Update: U.S. self-defense strikes in Somalia," September 29, 2016.

125.

AFRICOM, "U.S. forces transition counter-LRA mission to broader security and stability activities," March 29, 2017.

126.

U.N. Peacekeeping, Summary of Contributions to UN Peacekeeping by Country and Post: Police, UN Military Experts on Mission, Staff Officers and Troops, data as of September 30, 2018.

127.

Thomas Gibbons-Neff and Eric Schmitt, "After Deadly Raid, Pentagon Weighs Withdrawing Almost All Commandos from Niger," New York Times, September 2, 2018.

128.

DOD, Summary of the 2018 National Defense Strategy of the United States of America, op. cit.

129.

DOD, "Pentagon Announces Force Optimization," November 15, 2018.

Instability and Uncertainty. Political instability and conflict—as well as other sources of risk, such as foreign exchange volatility—undermine business climates and deter investment in some countries. Human Development Issues Africa has the highest fertility rates of any region, as well as the highest maternal mortality rates, accounting for roughly two-thirds of all maternal deaths worldwide in 2017.28 The region’s child mortality and stunted child growth prevalence rates also are the highest globally, as are rates of HIV/AIDS, malaria, and tuberculosis. The WHO reported that as of 2016, Africa accounted for over half of all global deaths attributable to inadequate access to safe drinking water, sanitation, and hygiene services.29 Ensuring access to quality schooling has been an enduring challenge, as has closing gender gaps in educational access and outcomes. Despite many countries’ efforts to make access to basic education universal, nearly one-third of African children aged six to seventeen reportedly do not attend school.30 According to U.N. estimates, some 60% of African men and 70% of African women aged 25 and older have had no secondary education.31 Armed conflict impedes learning in parts of the region; as of mid-2019, some 9,200 schools had closed due to insurgent threats in West and Central Africa, affecting more than 1.9 million learners.32 26 IMF, Trade Integration and Global Value Chains in Sub-Saharan Africa, 2016. 27 Lutz Goedde, Amandla Ooko-Ombaka, and Gillian Pais, “Winning in Africa’s Agricultural Market,” McKinsey & Company, February 15, 2019. 28 World Health Organization (WHO), U.N. Children’s Fund (UNICEF), U.N. Population Fund (UNFPA), World Bank Group, and the U.N. Population Division, Trends in Maternal Mortality 2000 to 2017, 2019. 29 WHO, Safer Water, Better Health, 2019 update. 30 Proportions of out-of-school youth are generally lower at the primary school level than at the middle and secondary school levels. See U.N. Educational, Scientific, and Cultural Organization (UNESCO), “One in Five Children, Adolescents and Youth is Out of School,” February 2018. 31 UNDP, Human Development Report 2019. 32 UNICEF, “Education under threat in West and Central Africa,” August 2019. Congressional Research Service 5 link to page 12 Sub-Saharan Africa: Key Issues and U.S. Engagement Food insecurity varies widely between and within countries. In parts of the region, armed conflict and population displacements (see “Peace, Security, and Humanitarian Issues”) have created acute food insecurity while impeding or rolling back development gains. The World Bank projected in June 2020 that 26 to 40 million more Africans could fall into extreme poverty due to economic shocks linked to COVID-19, in addition to the virus’ health effects (see Text Box).33 Impacts may be particularly severe in countries already affected by conflict or weather extremes, such as Burkina Faso, Nigeria, and South Sudan.34 COVID-19: Health Impacts in Africa As of January 2021, confirmed COVID-19 cases and deaths per capita in Africa were far below those in other regions, though Africa’s case counts were surging amid a second wave of infections that began in late 2020.35 Recorded cases remained concentrated in a handful of countries, led by South Africa—which had conducted the most COVID-19 tests by far, and is the reported origin of a more rapidly transmissible variant of the COVID-19 virus.36 Some experts have attributed Africa’s relatively low confirmed caseloads to the early implementation of robust containment measures by many African governments, some of which had recent experience in containing Ebola and other epidemics.37 Social and environmental factors, including poor transportation infrastructure limiting domestic travel, also may serve to slow disease transmission in the region. At the same time, low testing capacity and limited death registration rates across the region have raised concerns that official statistics may significantly understate the extent of the pandemic in the region, complicating appraisals of African countries’ efforts to combat the pandemic.38 In several countries, testing for COVID-19 antibodies, an indication of past infection, has suggested higher rates of transmission than officially recorded.39 Health experts also warn that the virus’ second wave could overwhelm some public health systems at a time when governments in the region are reluctant to re-impose economically costly containment measures.40 Limited financial resources, infrastructure gaps, and logistical deficits, such as electricity and refrigeration shortfalls, pose significant challenges for mass COVID-19 vaccination efforts in the region. For more comprehensive discussion of COVID-19 and regional responses in Africa, see CRS In Focus IF11532, Coronavirus Disease 2019 (COVID-19): Impact in Africa. Governance and Human Rights Conditions Since the early 1990s, many African countries have transitioned from military or single-party rule to multiparty political systems under which elections are held regularly. The consolidation of democratic institutions has been uneven, however. According to Freedom House, a U.S.-based nongovernmental organization, countries in West and Southern Africa generally saw major improvements in political rights and civil liberties between 1990 and 2017 (notwithstanding more recent backsliding, discussed below), while East and Central Africa saw stagnation or decline.41 33 World Bank, Poverty and Shared Prosperity 2020: Reversals of Fortune, 2020. 34 FAO and WFT, FAO-WFP Early Warning Analysis of Acute Food Insecurity Hotspots, October 2020. 35 WHO, “Coronavirus Disease 2019 (COVID-19) Dashboard,” at https://covid19.who.int/. 36 U.S. Centers for Disease Control and Prevention, “Emerging SARS-CoV-2 Variants,” updated January 28, 2021. 37 David Pilling, “How Africa Fought the Pandemic — And What Coronavirus Has Taught the World,” Financial Times, October 23, 2020. 38 Ruth Maclean, “A Continent Where the Dead Are Not Counted,” New York Times, January 2, 2021. In response, some commentators have criticized the suggestion that large-scale COVID-19 outbreaks could escape notice by African governments and publics despite low official death registration rates in many countries. See, e.g., Mamka Anyona, “Africans don’t just live to die. A response to the New York Times.” African Arguments, January 8, 2021. 39 Linda Nordling, “The Pandemic Appears to Have Spared Africa So Far. Scientists Are Struggling to Explain Why,” Science, August 11, 2020. 40 Africa Center for Strategic Studies, “Analyzing Africa’s Second Wave of COVID-19,” January 5, 2021. 41 Jon Temin, “Democratic Governance in Africa: Three Key Trends,” Freedom House Blog, May 10, 2018. Congressional Research Service 6 Sub-Saharan Africa: Key Issues and U.S. Engagement The region’s more robust democracies (e.g., Botswana, Cabo Verde, Ghana, Namibia, Senegal, and South Africa) have experienced multiple peaceful electoral transfers of power; journalists, civil society organizations, and opposition politicians in these countries generally operate free from legal restraint and state harassment. By contrast, governments in Africa’s entrenched autocracies (e.g., Cameroon, Chad, Djibouti, Eritrea, Equatorial Guinea, the Republic of Congo, and Rwanda) curtail political freedoms and civil liberties, including by imposing legal and regulatory constraints on civil society and opposition activity, using security forces to disrupt political gatherings, and arresting critics and journalists. Activists and media personnel in some countries (e.g., Ethiopia and Cameroon) have faced arguably spurious criminal charges under expansive anti-terrorism laws. Recent political transitions have raised hopes for reform in several countries (e.g., Angola, the Democratic Republic of Congo [DRC], Ethiopia, The Gambia, and Sudan), but prospects for enduring governance gains remain fragile. Selected Challenges to Democratic Consolidation in Africa “Presidents for Life,” “Third Termism,” and Entrenched Ruling Parties. In multiple African countries, heads of state have abolished, altered, or evaded constitutional term limits to remain in power.42 Authoritarian leaders in some countries (e.g., Cameroon, Chad, Eritrea, Equatorial Guinea, the Republic of Congo, Rwanda, and Uganda), have held power for decades, tilting electoral processes in their favor and stifling opponents. In several countries (Burundi, Côte d’Ivoire, and Guinea), leaders recently secured third terms after circumventing or amending constitutional term limits, sparking unrest that provoked state security crackdowns. In others—Burkina Faso (2014), DRC (2018), and Sudan (2019)—protests against long-serving incumbents’ efforts to cling to power ultimately forced leaders to step down, notably after the military or regional leaders intervened in protesters’ favor. In some countries where longtime leaders recently have stepped down (e.g., Angola and Zimbabwe), politics and governing apparatuses remain control ed by the same parties that have exercised power for decades. Military Intervention. An August 2020 military coup d’état in Mali—which came amid rising armed conflict and Islamist violence, military casualties, ethnic tensions, flawed elections, and corruption scandals—has intensified concerns over democratic backsliding in West Africa. Some observers posit that events in Mali may be a warning sign for other countries facing similar challenges in the sub-region, such as Burkina Faso.43 West Africa saw a wave of military coups or coup attempts in the late 2000s/early 2010s (in Guinea, Guinea-Bissau, Mali, Mauritania, Niger). In Sudan, many citizens initially celebrated the military’s 2019 ouster of long-serving leader Omar al Bashir fol owing months of anti-government protests, but longer-term prospects for civilian rule remain uncertain, as the military retains a role in politics under a transitional power-sharing arrangement until elections slated for 2023. Insecurity. Armed groups threaten civic participation in multiple African countries. In several recent elections (e.g., in Burkina Faso, Central African Republic [CAR], Cameroon, Mali, and Niger), insurgents have used threats and attacks to impede administrative or voting processes. Islamist insurgents in the Sahel and East Africa and separatist fighters in Cameroon also have violently limited freedom of expression in areas in which they operate, even as governments have restricted human rights and civil liberties in the course of counterinsurgency efforts. COVID-19.44 Several African heads of state have invoked emergency executive powers in response to the public health crisis, with varying degrees of legislative consultation.45 Some containment efforts have involved restrictions on political and civil society activity, and state security forces in some countries have been accused of human rights abuses in the course of lockdown enforcement.46 COVID-19 also has hindered the conduct of elections: some 42 Joseph Siegle and Candace Cook, “Circumvention of Term Limits Weakens Governance in Africa,” Africa Center for Strategic Studies (ACSS), September 14, 2020. 43 See, e.g., The Economist, “Burkina Faso Says its Poll Will be Valid, Whatever the Turnout,” September 3, 2020. 44 See CRS Report R46430, Global Democracy and Human Rights Impacts of COVID-19: In Brief. 45 ISS Africa, “The Dangers of States of Emergency to Combat COVID-19 in Africa,” May 26, 2020. 46 Nic Cheeseman and Jeffrey Smith, “The Pandemic is Being Used to Erode Democratic Freedoms. Civil Society Must Fight Back,” Mail & Guardian, April 17, 2020; Katherine Jacobsen, “Amid COVID-19, the Prognosis for Press Freedom is Dim. Here are 10 Symptoms to Track,” Committee to Protect Journalists, June 2020. Congressional Research Service 7 link to page 11 Sub-Saharan Africa: Key Issues and U.S. Engagement governments have postponed pol s, raising tensions in some cases.47 In some countries (e.g., Cameroon and Uganda), the government has cited COVID-19-related restrictions to arrest or harass the political opposition. Recent analyses have warned that some countries in Africa may be experiencing “democratic backsliding,” signifying a deterioration of various dimensions of democratic governance, such as political competition, electoral credibility, respect for freedoms of expression and association, and the rule of law.48 Freedom House downgraded 23 African countries’ rankings in its 2020 Freedom in the World survey of political rights and civil liberties (see Figure 2). These included Benin and Tanzania—two countries once considered regional pillars of democracy that have seen vibrant civic spaces curtailed by authoritarian leaders—along with several countries, such as Mozambique, that face growing Islamist insurgencies. West Africa saw major setbacks in 2020: Mali’s elected president was overthrown in a military coup, armed conflicts threatened participation in elections in Burkina Faso and Niger, and the presidents of Côte d’Ivoire and Guinea effectively evaded constitutional term limits to secure contested third terms in office. Figure 2. Freedom House “Freedom in the World” Rankings, 2020 Source: CRS graphic created using basemap from the Department of State; freedom rankings from Freedom House, Freedom in the World index, 2020. In much of Africa, the development of accountable, functional institutions remains limited. Even some governments that regularly hold democratic elections exhibit few effective internal checks 47 ISS Africa, “COVID-19 Further Complicates Holding Free and Fair Elections in Africa,” July 24, 2020. 48 CRS Report R45344, Global Trends in Democracy: Background, U.S. Policy, and Issues for Congress. Congressional Research Service 8 Sub-Saharan Africa: Key Issues and U.S. Engagement and balances. In most African countries, the executive branch wields far more power than other branches of government, which often remain institutionally weak. Justice systems in many countries lack capacity or are blighted by corruption, which may corrode trust in courts and law enforcement. Security force abuses and a perceived lack of access to justice and protection may drive recruitment into extremist organizations and other armed groups (see Text Box). Islamist Recruitment in Africa: Study of Key Drivers A 2017 UNDP study based on interviews with former members of Islamist armed groups in Africa identified several risk factors for recruitment into such organizations.49 These include residence in underdeveloped and political y marginalized areas, vulnerable family circumstances, religious motivations (including a fear of religious persecution), economic frustrations, and grievances toward the government. Seventy-one percent of voluntary recruits identified an adverse state action, such as the kil ing or arrest of a relative or friend, as the “tipping point” precipitating their decision to join an extremist group. According to the study’s authors, the role of state abuses as “an accelerator of recruitment” calls for scrutiny “of how counter-terrorism and wider security functions of governments in at-risk environments conduct themselves with regard to human rights and due process.” According to the Ibrahim Index of African Governance (IIAG), an annual index of government performance in Africa, African governance generally improved between 2010 and 2020, but gains slowed beginning around 2015.50 The 2020 IIAG also documented a “divergence in different areas of governance” across Africa, characterized by improving economic management and social service delivery alongside a deterioration in civil liberties, political participation, human security, and the rule of law. Africa ranked worst among all regions in the 2019 Corruption Perceptions Index, a survey of perceived public sector corruption by the independent organization Transparency International—though performance and trends varied across the region. Human rights conditions vary widely across Africa.51 Some countries have maintained generally positive records in recent years but face enduring challenges such as high rates of gender-based violence, discrimination against sexual minorities and other vulnerable groups, labor abuses, or human trafficking. In Africa’s authoritarian countries, citizens may face arbitrary arrest, torture and other maltreatment in detention, and restrictions on freedoms of expression, assembly, and information. Abuses by African police forces came under intense scrutiny in 2020, amid massive nationwide protests against police brutality in Nigeria that drew global attention and support—with observers drawing parallels to protests in the United States against the use of excessive force by police against People of Color.52 Populations in conflict-affected countries may face severe human rights threats from armed groups as well as state security forces and state-backed militias. Peace, Security, and Humanitarian Issues Violent political crises, civil wars, and intercommunal conflicts have broken out or intensified in several African countries in the past decade. Islamist armed groups, some linked to Al Qaeda or the Islamic State, have proliferated and expanded their presence in some countries, particularly in Somalia, the Lake Chad Basin, West Africa’s Sahel region, and Mozambique and Tanzania. In parts of Africa, porous borders, corruption, and weak justice and law enforcement systems have enabled transnational crime networks to operate with relative impunity. U.S. policymakers have shown an enduring interest in curtailing such activities, which include human trafficking, drug 49 UNDP, Journey to Extremism in Africa: Drivers, Incentives and The Tipping Point for Recruitment, 2017. 50 Mo Ibrahim Foundation, 2020 Ibrahim Index of African Governance, 2020. 51 See, e.g., annual State Department Country Reports on Human Rights Practices. 52 See CRS Insight IN11525, Nigeria: #EndSARS Protests Against Police Brutality. Congressional Research Service 9 Sub-Saharan Africa: Key Issues and U.S. Engagement smuggling, oil theft, and poaching and other wildlife and natural resource crime.53 Maritime insecurity, such as piracy, is another focus of U.S. engagement. U.S.-backed antipiracy efforts have helped reduce attacks off the Somali coast since 2013, but reported attacks have surged in the Gulf of Guinea, which now ranks among the world’s most insecure maritime zones.54 Selected security challenges are discussed below. Figure 3. State Fragility and Population Displacement in Africa Sources: CRS graphic created using basemap from the Department of State. State fragility rankings from Fund for Peace, Fragile States Index, 2020. Displacement figures reflect estimates by the U.N. High Commissioner for Refugees (UNHCR), U.N. Office for the Coordination of Humanitarian Affairs (OCHA), and the International Organization for Migration (IOM) as of August-November 2020. The absence of displacement data on this graphic does not necessarily indicate an absence of displaced populations. Note: Population displacement is one dimension of state fragility, which is complex and multifaceted. On links between displacement and fragility, see Yonatan Araya, “State fragility, displacement and development interventions,” in Forced Migration Review, vol. 43 (May 2013), pp. 63-65. West Africa The Sahel. In North-West Africa’s Sahel region, roughly spanning Mauritania to Chad, conflicts involving Islamist armed groups, ethnic separatists, communal defense militias, and criminal 53 See CRS In Focus IF10601, Transnational Crime Issues: Global Trends Overview. 54 See CRS In Focus IF11117, Gulf of Guinea: Recent Trends in Piracy and Armed Robbery. Congressional Research Service 10 link to page 19 link to page 19 Sub-Saharan Africa: Key Issues and U.S. Engagement actors have outpaced responses by governments while deepening local development, human security, and governance challenges. Mali has been mired in crises since 2012, when the state nearly collapsed in the face of a northern separatist rebellion, a military coup, an Islamist insurgent advance, and a regional drought.55 Islamist insurgents and other armed groups hold sway over much of the country’s territory, and a 2015 peace accord with northern separatists has not been fully implemented. In August 2020, as noted above, the military overthrew Mali’s president, giving rise to a transitional administration that has pledged to hold elections in 2022. Burkina Faso has seen increasing violence since 2016, as Islamist groups—some with ties to the conflict in Mali, and to Al Qaeda or the Islamic State (IS)—have asserted control over parts of the country and carried out attacks in the capital.56 Human rights groups have accused state security forces and state-backed militias of committing abuses during counterinsurgency efforts.57 Islamist groups also are active in adjacent regions of Niger, a key Western security partner in the region, and have staged attacks in previously unaffected coastal West African countries. The U.N. Security Council established a peacekeeping operation in Mali in 2013. Separately, France has deployed about 5,000 troops to the region under Operation Barkhane, a counterterrorism mission headquartered in Chad that receives U.S. logistical support (see “U.S. Military Engagement in Africa”). In 2017, the G5 Sahel—comprising Mali, Mauritania, Niger, Burkina Faso, and Chad—launched a “joint force” to coordinate military operations in border regions. The United States and other donors have provided support for the force, but regional militaries have struggled to coordinate and sustain operations. The Lake Chad Basin.58 The Lake Chad Basin region adjoining Nigeria, Niger, Cameroon, and Chad has faced a years-long insurgency by Boko Haram and an IS-affiliated splinter faction, the Islamic State West Africa Province (IS-WA, or ISWAP). The conflict has killed nearly 40,000 people in Nigeria since 2010, along with thousands more in neighboring countries.59 U.S.-backed regional counterinsurgency efforts have episodically weakened the groups’ strength and territorial control, yet both remain capable of staging attacks in northeast Nigeria and adjacent border regions. The violence has featured extensive human rights abuses by armed extremists as well as state security forces, and has given rise to a spiraling humanitarian emergency.60 Central and Northwest Nigeria.61 Violence between farmers and livestock herders in Nigeria’s central “Middle Belt” has surged in frequency and intensity over the past decade, claiming several thousand lives. In the northwest, such clashes have mounted in a context of escalating armed banditry, kidnapping, and ethnic vigilantism. Islamist extremist groups also reportedly have sought to establish themselves in the northwest, building ties with local communities and 55 See CRS In Focus IF10116, Crisis in Mali. 56 See CRS In Focus IF10434, Burkina Faso. 57 See, e.g., Human Rights Watch, “We Found Their Bodies Later That Day”: Atrocities by Armed Islamists and Security Forces in Burkina Faso’s Sahel Region, March 22, 2019. 58 See CRS In Focus IF10173, Boko Haram and the Islamic State’s West Africa Province. 59 Council on Foreign Relations, “Nigeria Security Tracker,” accessed February 3, 2021. 60 See, e.g., Amnesty International (AI), Stars on Their Shoulders, Blood on their Hands: War Crimes Committed by the Nigerian Military, 2015; AI, Cameroon's Secret Torture Chambers: Human Rights Violations and War Crimes in the Fight Against Boko Haram, 2017; and Human Rights Watch, They Didn’t Know if I was Alive or Dead, 2019. 61 See CRS Report RL33964, Nigeria: Current Issues and U.S. Policy. Congressional Research Service 11 link to page 19 Sub-Saharan Africa: Key Issues and U.S. Engagement armed groups.62 In August 2020, the commander of U.S. Special Operations Command-Africa stated that “we’re seeing al-Qaida starting to make some inroads” in Nigeria’s northwest.63 East Africa Somalia.64 Al Shabaab, an Al Qaeda affiliate, continues to wage an asymmetric campaign against the Somali government, African Union Mission in Somalia (AMISOM) forces, and international targets. The group has killed thousands of Somali civilians since the mid-2000s and demonstrated its ability to stage attacks in the broader East Africa region—most notably in Kenya, which Al Shabaab has targeted in what it describes as retaliation for Kenya’s participation in AMISOM. In January 2020, an Al Shabaab raid on a Kenyan military base used by the U.S. military killed one U.S. service member and two Defense Department contractors.65 Somalia also faces a threat from a small IS faction in the north. The United States has provided extensive counterterrorism support to Somalia’s government and AMISOM, and the U.S. military conducts airstrikes and other operations against Islamist militants in the country (see “U.S. Military Engagement in Africa”). Tensions between Somalia’s federal government and its member states have fueled local instability, undermining both the fight against Al Shabaab and the process of nation-building. Ethiopia.66 An armed conflict in the northeastern region of Tigray that began in November 2020 has displaced more than two million people and created a major humanitarian crisis, with roughly 4.5 million people in Tigray in need of emergency food aid as of January 2021.67 Violence pits federal forces supported by militias from the neighboring Amhara region against forces loyal to the Tigray People’s Liberation Front (TPLF), which dominated Ethiopia’s ruling coalition for almost three decades. The conflict threatens to evolve into a protracted insurgency, amid reports of serious abuses against civilians.68 The government has restricted access to Tigray by aid agencies, journalists, and human rights monitors. Neighboring Eritrea’s reported involvement in the conflict and rising tensions between Ethiopia and Sudan have prompted concerns of a regional conflict. The conflict in Tigray, alongside ethnic violence elsewhere in the country, threatens Ethiopia’s political transition that began in 2018 with the election of Prime Minister Abiy Ahmed. Sudan.69 Sudan’s transitional government, which assumed power in 2019 after the military’s ouster of longtime leader Omar al Bashir, has pursued peace negotiations with insurgent groups in the western Darfur region and Southern Kordofan and Blue Nile states, but instability continues to plague the country’s periphery. In August 2020, the government signed a peace deal with some rebel groups, but it has yet to reach agreement with two major factions. Continued violence underscores concerns about the government’s capacity to protect civilians after the departure of the U.N. peacekeeping mission from Darfur: under pressure from the Sudanese government, the 62 ICG, Violence in Nigeria’s North West: Rolling Back the Mayhem, May 18, 2020. 63 State Department, “Digital Briefing on U.S. Efforts to Combat Terrorism in Africa during COVID,” August 4, 2020. 64 See CRS In Focus IF10155, Somalia. 65 AFRICOM, “UPDATE: U.S. Statement on Manda Bay Terrorist Attack,” January 5, 2020. 66 See Testimony of CRS Specialist Lauren Ploch Blanchard, House Foreign Affairs Subcommittee on Subcommittee on Africa, Global Health, Global Human Rights, and International Organizations, The Unfolding Conflict in Ethiopia, hearing, 116th Cong., 2nd Sess., December 1, 2020; see also CRS In Focus IF10185, Ethiopia. 67 OCHA, “Ethiopia Humanitarian Bulletin Issue #1 25 Dec – 10 Jan. 2021,” January 10, 2021. 68 See, e.g., U.N. Office of the Special Representative of the Secretary-General on Sexual Violence in Conflict, “U.N. Special Representative of the Secretary-General on Sexual Violence in Conflict, Ms. Pramila Patten, Urges All Parties to Prohibit the Use of Sexual Violence and Cease Hostilities in the Tigray Region of Ethiopia,” January 21, 2021. 69 See CRS In Focus IF10182, Sudan. Congressional Research Service 12 Sub-Saharan Africa: Key Issues and U.S. Engagement U.N. Security Council ended the mission’s mandate in December 2020. More than seven million people in Sudan were severely food insecure as of December 2020, according to U.N. estimates.70 South Sudan.71 South Sudan’s civil war has featured widespread sexual violence, mass killings, and other atrocities since erupting in 2013, just two years after the country’s separation from Sudan. A study estimated in 2018 that nearly 400,000 South Sudanese had died as a result of the conflict, which has displaced at least a third of the country’s population.72 A 2018 power-sharing deal between the government and some rebel groups has quieted some areas, but security gains are fragile, parts of the agreement remain unimplemented, and some factions have refused to sign the accord. Intercommunal conflicts also persist, spurred by political elites. Almost six million South Sudanese may face severe food insecurity, with tens of thousands at risk of famine.73 Central and Southern Africa Cameroon.74 A separatist insurgency by Anglophone rebels in this majority Francophone country has drawn attention from U.S. policymakers since the onset of conflict in 2017. Government forces and Anglophone rebel groups have committed widespread violence against civilians, as attempts to negotiate a settlement have foundered. The Anglophone crisis has overstretched a Cameroonian military already contending with Boko Haram and IS-WA insurgencies in the country’s north, where attacks on civilians reportedly surged in 2019-2020.75 Democratic Republic of Congo (DRC).76 Instability has endured in DRC since the mid-1990s despite extensive foreign assistance and international stabilization efforts, including one of the world’s largest and longest-running U.N. peacekeeping operations. Tensions over access to land and citizenship rights, local disputes, criminal activity, and regional geopolitics, have driven conflicts—notably in the densely inhabited, mineral-rich east. In 2019, IS media outlets began to claim some attacks locally attributed to a Ugandan-origin armed group long active eastern DRC. Some 21.8 million people are acutely food insecure, including 5.7 million facing emergency-level food insecurity, and DRC has one of the world’s largest internally displaced populations.77 Central African Republic (CAR).78 CAR has struggled to emerge from conflict and state collapse since 2013, when rebels overthrew the government. Armed groups control much of the country and continue to perpetuate widespread violence against civilians, much of it along ethnic and religious lines. In recent years, U.S. officials have expressed particular concern over a surge 70 OCHA, “Sudan: Situation Report,” December 17, 2020. 71 See CRS In Focus IF10218, South Sudan. See also Jon Temin, From Independence to Civil War: Atrocity Prevention and U.S. Policy Toward South Sudan, Simon-Skjodt Center for the Prevention of Genocide, July 2018. 72 This figure refers to “excess deaths” beyond what would have likely occurred absent war. See Cecchi et. al., South Sudan: Estimates of Crisis-Attributable Mortality in South Sudan, December 2013-April 2018: A Statistical Analysis, London School of Hygiene and Tropical Medicine (LSHTM), September 2018. 73 OCHA, South Sudan: Humanitarian Snapshot (December 2020), January 12, 2021; IPC Famine Review: Conclusions and Recommendations for Pibor County – South Sudan – IPC Analysis – November 2020. 74 See CRS In Focus IF10279, Cameroon. 75 ACSS, “Boko Haram Violence against Civilians Spiking in Northern Cameroon,” November 13, 2020. 76 See CRS Report R43166, Democratic Republic of Congo: Background and U.S. Relations. 77 IPC, “Democratic Republic of the Congo (DRC): Acute Food Insecurity Situation July - December 2020 and Projection for January - June 2021,” accessed November 30, 2020. 78 See CRS In Focus IF11171, Crisis in the Central African Republic. Congressional Research Service 13 Sub-Saharan Africa: Key Issues and U.S. Engagement in Russian military, private contractor, and mining firm support for the government. Nearly three million Central Africans, roughly half the population, may require humanitarian aid in 2021.79 Mozambique.80 Since 2017, Mozambique has faced a mounting Islamist insurgency based in Cabo Delgado province, along its northern border with Tanzania. The group is known locally as Al Shabaab (no known ties to the Somali extremist group of the same name) or Al Sunnah wa Jama’ah (ASWJ, “Adherents of the Sunnah”). Islamic State media outlets have recognized the faction as part of its IS-Central Africa affiliate, under whose banner it has also claimed attacks in DRC (see above). ASWJ has targeted government facilities and personnel, local civilians, and workers engaged in natural gas operations partially financed by the U.S. Export-Import Bank. ASWJ also has staged attacks in neighboring Tanzania. Human rights groups have accused Mozambican security forces of extensive abuses during counterinsurgency operations.81 Peacekeeping in Africa As of January 2021, five U.N. peacekeeping operations were under way in Africa.82 Under the U.N. system of assessed contributions, the United States is the top source of funding for U.N. peacekeeping globally.83 The United States provides training and equipment to peacekeeping contributors through bilateral foreign assistance programs. The United States has also provided support to AMISOM, which the U.N. Security Council authorized but is not U.N.-conducted. AMISOM conducts stabilization and counterterrorism operations, primarily against Al Shabaab, an Al Qaeda affiliate. African countries play a key role in global peacekeeping: Rwanda and Ethiopia were the second- and third- largest troop contributors to U.N. peacekeeping as of December 2020; several other African countries consistently rank in the top 20.84 U.S. Policy and Engagement Successive Administrations and Congresses have pursued broadly consistent objectives in Africa: enhancing peace and security; strengthening democracy and good governance; promoting economic growth and development; expanding U.S.-Africa trade and investment; and responding to health challenges and humanitarian crises. Certain African countries have drawn consistent attention from Members of Congress and other policymakers, notably those afflicted by conflict and instability (including terrorist threats), humanitarian crises, severe human rights violations, or poor or deteriorating governance conditions. These include DRC, Somalia, South Sudan, Sudan, and Zimbabwe, among others. U.S. policymakers have sought to deepen relations with regional economic powerhouses Nigeria, South Africa, and Angola, notwithstanding challenges and policy concerns in each case. Successive Administrations also have invested substantial diplomatic engagement and foreign aid in countries seen as regional leaders in security and development, such as Ethiopia, Ghana, Kenya, Rwanda, Senegal, and Tanzania. The extent to which the United States should partner with and provide assistance to authoritarian governments in Africa to advance shared development and security objectives has been a frequent topic of debate. 79 OCHA, “Central African Republic Situation Report, 30 Nov 2020,” November 30, 2020. 80 See CRS Report R45817, Mozambique: Politics, Economy, and U.S. Relations. 81 Human Rights Watch, Mozambique: Security Forces Abusing Suspected Insurgents, December 4, 2018; Amnesty International, Mozambique: Torture by Security Forces in Gruesome Videos Must be Investigated, September 9, 2020. 82 These operate in the Central African Republic (CAR), DRC, Mali, South Sudan, and Sudan (Abyei region). Another operation, in Darfur, Sudan, ended its mandate on December 31, 2020, and was replaced by a new U.N. political mission. 83 See CRS Report R45206, U.S. Funding to the United Nations System: Overview and Selected Policy Issues. 84 U.N. Peacekeeping, “Contributions to UN Peacekeeping Operations by Country and Post,” December 31, 2020. Congressional Research Service 14 link to page 24 link to page 19 Sub-Saharan Africa: Key Issues and U.S. Engagement U.S. Assistance to Africa A separate CRS product, CRS Report R46368, U.S. Assistance to Sub-Saharan Africa: An Overview, provides more comprehensive information on U.S. aid to Africa, including funding trends, key policy debates, and selected considerations for Congress. U.S. assistance to Africa primarily focuses on addressing health challenges, notably relating to HIV/AIDS, malaria, maternal and child health, and nutrition; in FY2020, 74% of nonemergency U.S. assistance for Africa went toward health programming.85 Other U.S. aid programs seek to foster agricultural development and economic growth; strengthen peace and security, including through activities to build the capacity of African security forces; improve education access and social service delivery; bolster democracy, human rights, and good governance; support sustainable natural resource management; and address humanitarian needs. The overall scale of State Department- and U.S. Agency for International Development (USAID)-administered aid for Africa has remained relatively constant since the latter years of the Obama Administration, hovering around $7.0-7.5 billion annually, excluding humanitarian aid and other funding allocated from global accounts and programs. Other federal departments and agencies administer additional aid funds for Africa. These include the U.S. Millennium Challenge Corporation (MCC), an independent agency that provides large, multi-year grants to developing countries through a competitive selection process; the U.S. Africa Development Foundation (USADF), which provides small-scale development assistance; the U.S. Development Finance Corporation (see “Programs and Legislation Supporting U.S.-Africa Trade and Investment”) and the Department of Defense (DOD, see “U.S. Military Engagement in Africa”).86 U.S. Support for Governance, Democracy, and Human Rights Supporting democracy, human rights, and good governance (DRG) has long been a stated priority of U.S. Africa policy and focus of U.S. assistance to the region—though annual funding for such programs has been smaller than funds allocated in support of other U.S. goals in the region (e.g., promoting health outcomes). Key tools in the promotion of DRG include: Foreign Aid. State Department- and USAID-administered DRG programs seek to enhance democratic institutions, improve government accountability and responsiveness, and strengthen the rule of law. Activities include supporting African electoral institutions and political processes; training political parties, civil society organizations, parliaments, and journalists; promoting effective and accountable service delivery; bolstering anti-corruption efforts; and strengthening justice sectors. U.S. assistance also provides legal aid to human rights defenders and funds programs to address particular human rights issues, enable human rights monitoring and reporting, and support election observation. For more on U.S. DRG assistance, including funding levels, see CRS Report R46368, U.S. Assistance to Sub-Saharan Africa: An Overview. Diplomacy and Reporting. U.S. diplomats often publicly criticize or condemn undemocratic actions and human rights violations in Africa, and raise concerns in private meetings with African leaders. Some Members of Congress likewise raise concerns directly with African leaders, with U.S. executive branch officials, or through legislation. The State Department publishes annual congressionally mandated reports on human rights conditions globally, and on other issues of 85 CRS calculation based on FY2020 653(a) data. 86 See CRS Report RL32427, Millennium Challenge Corporation: Overview and Issues. Congressional Research Service 15 link to page 27 Sub-Saharan Africa: Key Issues and U.S. Engagement concern, such as religious freedom and trafficking in persons.87 Such reports document violations and, in some cases, provide the basis for U.S. policy actions, such as restrictions on assistance. The State Department and USAID also finance international and domestic election observer missions in Africa that produce reports on the credibility of electoral contests. Sanctions. As of January 2021, Executive Orders (EOs) permitted the President to impose financial sanctions and/or travel restrictions on persons implicated in violating human rights or undermining democratic transitions or peace processes in several countries, including Burundi, CAR, DRC, Mali, Somalia, Sudan, South Sudan, and Zimbabwe.88 As discussed below (see “U.S.-Africa Policy during the Trump Administration: A Wrap-Up”), the Trump Administration permanently lifted certain sanctions on Sudan that the Obama Administration previously had eased, and in 2020 removed Sudan from the State Sponsors of Terrorism list—a designation accompanied by a range of sanctions, including restrictions on U.S. foreign assistance.89 Other EOs are global in scope but have relevance for Africa, such as the 2017 “Global Magnitsky” EO pertaining to global human rights abuses and corruption, which the Trump Administration invoked to impose targeted financial sanctions on a number of individuals and business entities in Africa.90 The executive branch also has imposed U.S. visa restrictions on certain African nationals implicated in corruption or gross human rights violations pursuant to authority granted by Congress in annual State, Foreign Operations, and Related Programs appropriations measures.91 Prosecutions. The United States has helped fund special tribunals to investigate and prosecute human rights violations in Sierra Leone, Rwanda, and Chad. The United States is not a state party to the International Criminal Court (ICC), which in practice has prioritized human rights cases in Africa, though U.S. law permits the federal government to assist ICC efforts on a case-by-case basis. U.S. prosecutors also have brought charges against or convicted alleged perpetrators of human rights abuses in African countries, notably Rwanda and Liberia, often for fraud or perjury linked to nondisclosure of involvement in wartime abuses in U.S. immigration applications. U.S. Military Engagement in Africa U.S. Africa Command (AFRICOM) has a stated mission to work with African partner states to counter transnational threats and malign actors, strengthen local security forces, and respond to crises in order to “advance U.S. national interests and promote regional security, stability and prosperity.”92 Its area of responsibility (AOR) comprises 53 countries, or all of Africa (including North Africa) aside from Egypt, which lies within Central Command’s AOR.93 In the FY2021 National Defense Authorization Act (NDAA, P.L. 116-283), Congress authorized $277.9 million for AFRICOM operations and maintenance, exceeding a funding request of $239.4 million. In January 2020 testimony to Congress, AFRICOM Commander General Stephen J. Townsend stated that “about 5,100 U.S. service members and about 1,000 DOD civilians and contractors” 87 See CRS In Focus IF10795, Global Human Rights: The Department of State’s Country Reports on Human Rights Practices. 88 EOs are available on the Federal Register at https://www.federalregister.gov/. 89 See CRS Insight IN11531, Sudan’s Removal from the State Sponsors of Terrorism List. 90 See CRS In Focus IF10576, The Global Magnitsky Human Rights Accountability Act. 91 See CRS In Focus IF10905, FY2020 Foreign Operations Appropriations: Targeting Foreign Corruption and Human Rights Violations. 92 AFRICOM, “About the Command,” at https://www.africom.mil/about-the-command. 93 Before AFRICOM became a stand-alone command in 2008, responsibility for U.S. military involvement in Africa was divided among European, Central, and Pacific Commands. Congressional Research Service 16 link to page 31 link to page 31 link to page 27 Sub-Saharan Africa: Key Issues and U.S. Engagement were active in Africa.”94 A majority are stationed in Djibouti, which hosts Camp Lemonnier, the only enduring U.S. military base in Africa. Between 650 and 800 troops were in Somalia prior to President Trump’s December 2020 directive to relocate most of these personnel outside of the country, including to neighboring Djibouti and Kenya (see “DOD Posture Reviews and Drawdowns,” below); whether the Biden Administration will review that directive remains to be seen. As of September 2020, some 760 U.S. military personnel were deployed to West Africa—most of them to Niger, where they conduct a range of activities, including intelligence, surveillance, and reconnaissance flights from a new U.S. Air Force facility (discussed below).95 Activities and Operations Consistent with the Trump Administration’s orientation toward global power competition (see “U.S.-Africa Policy during the Trump Administration: A Wrap-Up”), AFRICOM’s 2020 Posture Statement placed a high priority on countering malign Chinese and Russian influence in Africa.96 It also reiterated several enduring Command priorities, such as protecting U.S. personnel and facilities and countering “violent extremist organizations” (VEOs)—generally understood to refer to Islamist armed groups. The 2020 Posture Statement asserted that efforts to counter VEOs and build the capacity of partner militaries in Africa, two traditional focuses of DOD engagement, were now considered components of AFRICOM’s strategy to counter China and Russia. Building Partner Capacity. The U.S. military generally seeks to build the capacity of African partner forces under a “by, with, and through” framework, which “emphasizes U.S. military capabilities employed in a supporting role, not as principal participants.”97 DOD’s 2018 National Defense Strategy prioritized efforts to support “local partners and the European Union to degrade terrorists” in Africa, while “build[ing] the capability required to counter violent extremism, human trafficking, trans-national criminal activity, and illegal arms trade with limited outside assistance.”98 In addition to implementing some State Department-administered security assistance for African security forces, DOD also is authorized to engage in security cooperation under its own Title 10 authorities. The majority of DOD-administered security assistance for African partner forces has been provided under DOD’s “global train and equip” authority, which Congress expanded and codified under 10 U.S.C. 333 (“Section 333”) in the FY2017 NDAA (P.L. 114-328). DOD also conducts exercises, naval cooperation, threat-reduction, and other military-to-military cooperation with African counterparts under various statutory authorities, along with civil-military engagement in areas where U.S. forces are deployed. The U.S. military has provided logistical support to French counterterrorism operations in the Sahel since 2013, when France deployed its military to Mali to halt an Islamist insurgent advance. 94 Testimony of AFRICOM Commander General Stephen J. Townsend, Senate Armed Services Committee, United States Africa Command and United States Southern Command, hearing, 116th Cong., 2nd Sess., January 30, 2020. A November 2020 report by the Lead Inspector General (Lead IG) for East Africa and North and West Africa Counterterrorism Operations, covering July – September 2020, similarly stated that AFRICOM “had approximately 5,100 personnel in Africa” during the quarter, without providing detail on the number of DOD contractors active in the region. Lead Inspector General for East Africa and North and West Africa Counterterrorism Operations, Quarterly Report to the United States Congress: July 1, 2020 – September 30, 2020, November 25, 2020. 95 Lead IG for East Africa and North and West Africa Counterterrorism Operations, Quarterly Report. 96 AFRICOM 2020 Posture Statement to Congress, submitted as written testimony by AFRICOM Commander General Stephen J. Townsend to the House and Senate Armed Services Committees. 97 AFRICOM 2018 Posture Statement to Congress, submitted as written testimony by then-AFRICOM Commander General Thomas D. Waldhauser to the House and Senate Armed Services Committees. 98 DOD, Summary of the 2018 National Defense Strategy of the United States of America. Congressional Research Service 17 Sub-Saharan Africa: Key Issues and U.S. Engagement Such assistance has included aerial refueling, aerial resupply, and intelligence sharing.99 DOD currently provides logistical support under 10 U.S.C. 331, enacted as part of the FY2017 NDAA. Intelligence, Surveillance, and Reconnaissance (ISR). In recent years, DOD has deployed personnel to conduct ISR activities in the Sahel and Lake Chad Basin. In November 2019, the U.S. military commenced ISR flights out of Air Base 201 in the northern Niger town of Agadez, after multiple delays.100 (The U.S. military also maintains a presence at a separate facility near the capital, Niamey.101) Congress explicitly authorized funds for construction of the Agadez facility, which was led by U.S. active duty military personnel.102 Media outlets have reported other U.S. ISR activities in the Sahel, but these have not been confirmed by U.S. officials.103 In February 2020, under the Trump Administration’s “force optimization” effort (see below), AFRICOM ended a U.S. ISR operation based in Cameroon that involved up to 300 U.S. military personnel.104 Direct Action. In the past two decades, the U.S. military has taken direct action, including airstrikes, against terrorist threats in two African countries: Somalia and Libya. (On Libya, which is beyond the scope of this report, see CRS Report RL33142, Libya: Conflict, Transition, and U.S. Policy.) In 2019 testimony to Congress, AFRICOM’s then-Commander stated that the Command had not been granted “offensive strike capabilities or [executive] authorities” outside Libya and Somalia, while asserting that any U.S. forces accompanying local forces on counterterrorism missions would have an “inherent right of self-defense and collective self-defense,” were they to be attacked.105 Beginning in the George W. Bush Administration, DOD has conducted airstrikes in Somalia against members of Al Qaeda and Al Shabaab; in 2017, AFRICOM publicly stated that U.S. strikes also have targeted an Islamic State faction in the country’s north.106 The tempo of U.S. strikes rose beginning in 2015, when President Obama broadened the justification for military action in Somalia, and rose again after President Trump further expanded the authority for such strikes in 2017. U.S. officials have described some strikes as having been conducted in “self-defense” of U.S., Somali, or AMISOM forces.107 In response to allegations from human rights groups that U.S. strikes had killed civilians in Somalia, AFRICOM conducted a review in 2019, subsequently acknowledging that strikes had killed two civilians in 2018 (fewer than alleged by some human rights groups).108 In April 2020, AFRICOM began publicly issuing quarterly civilian 99 Murielle Delaporte, “US Military Support in Sahel: Allies At Work,” Breaking Defense, May 14, 2020. 100 DOD Inspector General, Evaluation of Niger Air Base 201 Military Construction, March 31, 2020 101 Lead IG for East Africa and North and West Africa Counterterrorism Operations, Quarterly Report. 102 FY2016 NDAA (P.L. 114-92), Title XXIII--Air Force Military Construction, §2301 (b). 103 Joe Penney, Eric Schmitt, Rukmini Callimachi, and Christoph Koettl, “C.I.A. Drone Mission, Curtailed by Obama, Is Expanded in Africa Under Trump,” New York Times, September 9, 2018; and Nick Turse, “U.S. Military Says It has A “Light Footprint” in Africa. These Documents Show a Vast Network of Bases,” The Intercept, December 1, 2018. 104 CRS communication with AFRICOM, February 2021; White House, “Letter From The President-- War Powers Resolution Regarding Cameroon,” October 14, 2015. 105 Testimony of AFRICOM Commander General Thomas Waldhauser, Senate Committee on Armed Services, U.S. Africa Command and Southern Command, hearing, 116th Cong., 1st Sess., February 7, 2019. 106 Jim Garamone, “Aircraft Attack Al Qaeda Haven in Somalia,” American Forces Press Service, January 9, 2007; AFRICOM, “Why the U.S. Military is in Somalia,” November 29, 2017. 107 See, e.g., AFRICOM, “Update: U.S. Self-Defense Strikes in Somalia,” September 29, 2016. 108 AFRICOM, “U.S. Africa Command commander-directed review reveals civilian casualties,” April 5, 2019. For human rights groups’ allegations concerning U.S. strikes in Somalia, see, e.g., Amnesty International, “Somalia: Zero accountability as civilian deaths mount from US air strikes,” April 1, 2020. Congressional Research Service 18 link to page 23 Sub-Saharan Africa: Key Issues and U.S. Engagement casualty reports.109 Several Members of Congress have expressed concern over civilian casualties from U.S. strikes in Somalia and over the transparency of AFRICOM’s resultant inquiries.110 Congress also has authorized DOD to provide support to “foreign forces, irregular forces, groups, or individuals engaged in supporting or facilitating ongoing military operations” by U.S. special operations forces to combat terrorism under 10 U.S.C. §127(e).111 DOD generally does not publicly disclose the locations or scope of activities conducted pursuant to this authority. Other Engagements. The U.S. military also conducts exercises with African military personnel and shares skills related to disaster and humanitarian response. Major exercises include Flintlock, a Special Operations Command Africa-led exercise focused on West Africa, and Obangame Express, a maritime exercise in the Gulf of Guinea. A small number of U.S. military personnel (25 as of December 2020) serve as staff officers in U.N. peacekeeping missions in the region.112 Nearly every U.S. Embassy in Africa also hosts some U.S. military personnel, for example as part of a Defense Attaché Office, Office of Security Cooperation, or Marine Security Detachment. In 2020, the Trump Administration reportedly withdrew defense attachés from several embassies in Africa, as part of its stated effort to reorient resources toward global power competition.113 U.S.-Africa Trade, Investment, and Economic Cooperation Africa accounts for a small share of overall U.S. trade and investment activity, making up roughly 1% of such U.S. global transactions in 2019.114 As it has over the past several years, the United States ran a goods trade deficit with the region in 2019 (totaling $5.2 billion), importing $21.0 billion and exporting $15.8 billion (see Figure 4). U.S. exports are diverse, while imports are mostly primary products; crude oil alone accounts for one-third of imports, but the total value of U.S. crude oil imports from Africa has substantially declined as U.S. domestic oil production has increased. Apparel, a key product benefitting from preferential U.S. tariff treatment under the African Growth and Opportunity Act (AGOA, see below), is the region’s most significant manufactured export to the United States. Over half of U.S. trade with Africa is with the region’s two largest economies, Nigeria and South Africa. U.S. foreign direct investment (FDI) is also concentrated in a few countries, including South Africa, Mauritius, Nigeria, Ghana, and Tanzania. South Africa accounts for a large share of African FDI in the United States ($4.1 billion in 2019). 109 AFRICOM, “Civilian Casualty Report and Allegations,” at https://www.africom.mil/civilian-casualty-report-and-allegations. 110 Letter from Representatives Ilhan Omar, Adam Smith, Adam Schiff, Eliot Engel, André Carson, James Langevin, Terri Sewell, and Karen Bass to AFRICOM Commander General Stephen J. Townsend, May 6, 2020. 111 Currently authorized under 10 U.S.C. 127e. 112 U.N. Peacekeeping, Summary of Contribution to UN Peacekeeping by Mission, Country and Post: Police, UN Military Experts on Mission, Staff Officers and Troops, data as of December 31, 2020. 113 Warren P. Strobel and Gordon Lubold, “Pentagon Draw-Down at U.S. Embassies Prompts Concern About Ceding Field to Global Rivals,” Wall Street Journal, November 1, 2020. 114 Trade data include only sub-Saharan Africa and are sourced from Trade Data Monitor. Foreign direct investment data cover sub-Saharan and North Africa and are sourced from the Bureau of Economic Analysis’ Direct Investment interactive tables at https://apps.bea.gov/iTable/index_MNC.cfm. Congressional Research Service 19 Sub-Saharan Africa: Key Issues and U.S. Engagement Figure 4. U.S. Trade and Investment with Sub-Saharan Africa Source: CRS with trade data from Global Trade Atlas and foreign direct investment data from the Bureau of Economic Analysis’ Direct Investment interactive tables at https://apps.bea.gov/iTable/index_MNC.cfm. Notes: FDI data are stock values based on historical cost and include North Africa. U.S. trade and investment policy toward Africa is focused on encouraging economic growth and development through trade within the region, with the United States, and internationally. The U.S. government also seeks to facilitate U.S. firms’ access to opportunities for trade with and investment in Africa. A major increase in African trade and investment ties with other countries, particularly China, has been a growing concern for U.S. policymakers due to questions about lost U.S. export opportunities as well as potential policy implications associated with such ties. At $174 billion, China-Africa trade was nearly five times as large as U.S.-Africa trade in 2019.115 Improving economic and political climates in some African countries over the past decade have led to increasing U.S. commercial interest in the region as a destination for U.S. goods, services, and investment. Many U.S. businesses may remain skeptical of the region’s investment and trade 115 China- and U.S.-Africa trade data from Trade Data Monitor. Congressional Research Service 20 link to page 25 Sub-Saharan Africa: Key Issues and U.S. Engagement potential, however, and may focus their investments in other regions thought to offer more opportunity and less risk. Economic governance challenges, the relative difficulty of doing business, and, in some instances, instability also may limit U.S. commercial interest in Africa.116 Programs and Legislation Supporting U.S.-Africa Trade and Investment African Growth and Opportunity Act (AGOA).117 AGOA (Title I, P.L. 106-200, as amended) is a nonreciprocal U.S. trade preference program that provides duty-free tariff treatment on certain imports from eligible African countries (38 were eligible in 2020). Congress first passed AGOA in 2000 in an effort to promote African development, deepen economic integration within the region, and enhance U.S.-African trade and investment ties. AGOA builds on the Generalized System of Preferences (GSP), which when authorized provides similar duty-free treatment on U.S. imports from developing countries worldwide.118 AGOA covers a wider range of products and has typically been authorized over longer periods than GSP. The Trade Preferences Extension Act of 2015 (P.L. 114-27) amended aspects of the program and extended AGOA’s authorization for an unprecedented 10 years, to September 2025. AGOA also directs the executive branch to pursue reciprocal trade agreements, where feasible, with African countries, but such efforts have been unsuccessful to date (U.S. negotiations with Kenya remain ongoing, as discussed below). U.S. imports under AGOA totaled $8.4 billion in 2019; energy products, mostly crude oil, are the top imports under the program (see Figure 5).119 U.S. imports of non-energy products under AGOA grew threefold between 2001 and 2019, but remain concentrated among a few countries and products. In 2019, over half of the $3.8 billion in non-energy imports under AGOA were from South Africa, which exports the broadest range of products, including motor vehicles, under the program. Kenya, Lesotho, Ethiopia, and Madagascar are other top AGOA beneficiaries and primarily export apparel products—the top non-energy export to the United States under AGOA. 116 A majority of sub-Saharan African countries rank in the bottom tiers of the World Bank’s annual Doing Business report, which examines countries’ performance trends relating to the relative ease of doing business. 117 See CRS In Focus IF10149, African Growth and Opportunity Act (AGOA). 118 GSP expired at the end of 2020; as of this writing Congress had not passed legislation to reauthorize the program. See CRS Report RL33663, Generalized System of Preferences (GSP): Overview and Issues for Congress. 119 Data on U.S. AGOA imports are from the U.S. International Trade Commission at https://dataweb.usitc.gov/trade-data-reports/sub-saharan-africa/trade-data. Congressional Research Service 21 Sub-Saharan Africa: Key Issues and U.S. Engagement Figure 5. U.S. AGOA Imports, FY2019 Source: CRS with data from the U.S. International Trade Commission. Energy products defined as Harmonized Tariff Schedule chapter 27. Non-energy includes all other products. Prosper Africa.120 U.S.-Africa policy and engagement has increasingly focused on advancing U.S. business opportunities in the region, including with the goal of boosting U.S. commercial competiveness vis-à-vis China.121 In 2019, the Trump Administration launched the Prosper Africa initiative, which aims to substantially increase U.S.-African trade and investment ties—including by establishing “deal teams” in each U.S. embassy in Africa to help facilitate private sector business transactions. Key goals under Prosper Africa include linking U.S. firms to trade and investment opportunities in Africa, enabling African firms to access similar prospects in the United States, facilitating access to U.S. trade assistance and other services, and fostering market-oriented regulatory and policy reforms. Trump Administration officials also described Prosper Africa as intended to counter China and Russia by “encourag[ing] African leaders to choose high-quality, transparent, inclusive and sustainable foreign investment projects.”122 120 See CRS In Focus IF11384, The Trump Administration’s Prosper Africa Initiative, by Nicolas Cook and Brock R. Williams. 121 For more on U.S. trade and investment initiatives in Africa, see USTR, 2020 Biennial Report on the Implementation of AGOA, June 2020. 122 White House, “Remarks by National Security Advisor John R. Bolton on the Trump Administration’s New Africa Strategy,” December 13, 2018. Congressional Research Service 22 Sub-Saharan Africa: Key Issues and U.S. Engagement Prosper Africa is not a new foreign aid program, per se; rather, it seeks to harmonize the existing programs and capabilities of 17 U.S. agencies and departments involved in trade and investment assistance, financing, credit insurance, and economic development activities. Congress has given its implicit endorsement of Prosper Africa by requiring the Administration submit to Congress a spending plan for Prosper Africa activity in FY2021. President Biden has pledged to promote U.S.-Africa trade and investment, but as of early February 2021, his Administration had not stated whether it would maintain, amend, or discontinue Prosper Africa.123 U.S. International Development Finance Corporation (DFC).124 Congress, with support from the Trump Administration, created the DFC in 2018 in the Better Utilization of Investments Leading to Development Act (BUILD Act, P.L. 115-254), which merged and amended the mandates of the former Overseas Private Investment Corporation (OPIC) and USAID’s Development Credit Authority to create a new agency. The DFC provides financing, direct equity investments, technical assistance, and political risk insurance for U.S. private investment in emerging markets. In its FY2020 report, DFC reported that 27% of its commitments ($8 billion) were in Africa, the second-largest regional share.125 Some Members of Congress have described the DFC as a tool for countering China’s growing economic influence in Africa and other developing regions.126 The DFC, by statute, has expanded authority and an exposure cap of $60 billion (larger than that of the former OPIC), but its footprint in Africa may nevertheless be limited relative to Chinese development financing.127 At the most recent China-Africa summit, in 2018, President Xi Jinping of China pledged $50 billion in state-backed aid, loans, and trade credit for Africa alone over three years, and urged Chinese firms to make an additional $10 billion or more of investments in Africa over the same period.128 Trade Capacity Building (TCB) and Other Support. The United States provides TCB assistance (see Text Box) to help countries better engage in international trade, take advantage of the benefits of U.S. trade preferences, and encourage trade-led growth. Historically, three African trade hubs, established during the George W. Bush Administration, were a pillar of U.S. TCB efforts in Africa. While each pursued separate mandates, they all worked to increase regional export competitiveness, intraregional trade, and AGOA use. Two of those hubs, one in South Africa and one in Nigeria, are currently operational. The Trump Administration had planned to replace an East Africa trade hub with Prosper Africa-related support, and to establish a new hub in North Africa; whether the Biden Administration pursues these plans remains to be seen. The Trump Administration also continued its predecessor’s effort to turn the trade hubs into two-way U.S.-Africa trade and investment centers aimed at boosting U.S. business activity in Africa. Trade Capacity Building 123 President Biden, “President Biden’s Message to African Union Summit Participants,” February 5, 2021. 124 See CRS In Focus IF11436, U.S. International Development Finance Corporation (DFC), by Shayerah I. Akhtar and Nick M. Brown. 125 DFC, Annual Management Report for Fiscal Year 2020, December 8, 2020, at https://www.dfc.gov/sites/default/ files/media/documents/DFC%20Annual%20Management%20Report%20FY%202020.pdf. 126 See, e.g., remarks by Representative Ted Yoho at the House Appropriations Subcommittee on State, Foreign Operations, and Related Programs, Members’ Day Hearing, 116th Cong., 1st Sess., March 6, 2019. 127 According to World Bank data, China was the largest bilateral lender to 32 of 40 low-income African countries as of 2020, with a total of $64 billion in disbursed loans outpacing the World Bank ($62 billion). Yufan Huang and Deborah Brautigam, "Putting a Dollar Amount on China's Loans to the Developing World," The Diplomat, June 24, 2020. 128 Xinhua, “Full Text of Chinese President Xi Jinping's Speech at Opening Ceremony of 2018 FOCAC Beijing Summit,” September 3, 2018; and Deborah Brautigam, “China's FOCAC Financial Package for Africa 2018: Four Facts,” China in Africa Research Initiative Blog, September 3, 2018. Congressional Research Service 23 Sub-Saharan Africa: Key Issues and U.S. Engagement Trade capacity building (TCB) refers to a broad range of activities designed to promote and expand countries’ and regions’ participation in international trade. Core TCB activities help build or strengthen physical, human, and institutional capacities to help recipient countries facilitate the flow of goods and services across borders. Among other ends, they also seek to help countries participate in trade negotiations; implement trade agreements; comply with food safety, manufacturing, and other standards; join and comply with World Trade Organization (WTO) agreements; and increase economic responsiveness to trade opportunities through business and trade training. Such aid often is linked to other types of economic growth aid, but is generally accounted for separately, and often comprises a relatively small portion of overall economic growth assistance. Some aspects of MCC programs, including infrastructure development, are also considered TCB. Agency TCB funding allocations vary by year, but USAID and MCC are generally the lead funding agencies. Other agencies providing TCB include the Departments of State, Agriculture, Commerce, and Justice, and the U.S. Trade and Development Agency. Note: TCB may incorporate a wide range of additional types of assistance. For background on TCB and the roles of U.S. agencies and current TCB assistance flows, see USAID’s TCB database, at https://tcb.usaid.gov/. Other U.S. agencies support U.S. exports to Africa, including the Export-Import (Ex-Im) Bank and the U.S. Trade and Development Agency (USTDA).129 Ex-Im Bank provides loans, loan guarantees, and export credit insurance to help finance U.S. exports that support U.S. jobs, and includes a statutory requirement to promote increased Ex-Im Bank support for U.S. exports to Africa. USTDA seeks to advance economic growth by promoting development-related exports by U.S. businesses in overseas infrastructure projects. It funds feasibility studies and other project preparation activities, as well as other trade-expanding efforts. As a region, Africa typically accounts for the largest share of annual USTDA funding.130 Other U.S. trade and investment policy tools in place with African countries include commercial dialogues; Trade and Investment Framework Agreements (TIFAs), or intergovernmental forums for dialogue on trade and investment issues; and bilateral investment treaties (BITs), which advance reciprocal commitments to facilitate and protect foreign investment.131 U.S.-Africa Policy during the Trump Administration: A Wrap-Up In a late 2018 speech unveiling the Administration’s policy approach toward Africa, then-National Security Advisor John Bolton identified three core objectives: expanding U.S.-Africa commercial ties, including through the pursuit of bilateral trade agreements; countering extremism and other forms of violent conflict; and imposing more stringent conditions on U.S. foreign aid and U.N. peacekeeping missions.132 In line with a general orientation toward “great power competition,” Bolton’s remarks—as well as other Trump Administration statements and policy documents—also placed a strong emphasis on countering Chinese and Russian influence in Africa.133 Officials stressed their intention to pursue regional policy aims largely through bilateral engagement with African countries, as opposed to acting through multilateral bodies, such as the United Nations and African Union (AU).134 129 See CRS In Focus IF10017, Export-Import Bank of the United States (Ex-Im Bank). 130 USTDA annual reports; see also CRS In Focus IF10673, U.S. Trade and Development Agency (TDA). 131 See CRS In Focus IF10052, U.S. International Investment Agreements (IIAs). 132 White House, “Remarks by National Security Advisor John R. Bolton.” 133 See, among others, White House, 2017 National Security Strategy, December 2017; White House, “Remarks by National Security Advisor John R. Bolton”; DOD, Summary of the 2018 National Defense Strategy of the United States of America: Sharpening the American Military's Competitive Edge, 2018; and U.S. Africa Command (AFRICOM) Posture Statements to the Armed Services committees for 2019 and 2020. 134 White House, “Remarks by National Security Advisor John R. Bolton.” Congressional Research Service 24 Sub-Saharan Africa: Key Issues and U.S. Engagement Analysts debate the degree to which the Trump Administration’s approach toward Africa meaningfully departed from those of its predecessors. In some respects—such as its emphasis on countering China—the Administration appeared to reshape or reorder the priorities guiding U.S.-Africa policy and relations, though practical implications may be disputed (see below). At the same time, the Administration pursued other objectives for Africa broadly similar to those prioritized by its predecessors, including boosting economic growth, trade, and investment, enhancing peace and security, promoting economic development, and improving health outcomes. This continuity partly reflected congressional action. For instance, despite the Administration’s repeated proposals to cut foreign assistance to the region, Congress appropriated global foreign aid funds above requested levels, and allocations of U.S. foreign aid for Africa remained similar to levels reached in the latter years of the Obama Administration. Political transitions in Sudan and Ethiopia drew particular U.S. diplomatic attention during the Trump Administration. Following the April 2019 military ouster of President Omar al Bashir in Sudan, the State Department established a Special Envoy for Sudan to support political reforms. Bashir’s ouster came at a time of improving U.S.-Sudanese ties, long strained due to the Sudanese government’s links to international terrorism and pervasive human rights violations.135 In late 2020, citing reforms under Sudan’s transitional authorities, the Administration rescinded Sudan’s designation as a state sponsor of international terrorism (SST), which had carried restrictions on certain kinds of U.S. foreign aid, among other sanctions.136 In Ethiopia, a key U.S. development partner notwithstanding U.S. governance concerns, political reforms under Prime Minister Abiy Ahmed presented an opportunity to deepen ties. U.S. concerns over the Tigray conflict, however, as well as the Abiy government’s push to begin operation of the Grand Ethiopian Renaissance Dam over opposition from neighboring Egypt, have strained prospects for improved relations.137 The Administration also established a new Special Envoy for the Sahel focused on overseeing U.S. engagement on violent extremism and other challenges in that sub-region. Other countries afflicted by insecurity or human rights challenges (e.g., DRC, Somalia, South Sudan, and Zimbabwe) remained focuses of U.S. diplomatic attention, as did countries that play key roles in U.S.-backed development or security efforts (e.g., Kenya, Rwanda, Tanzania, and Uganda). Global Power Competition in Africa In his 2018 Africa policy roll-out, then-National Security Advisor Bolton accused China and Russia of “targeting their investments in [Africa] to gain a competitive advantage over the United States” and engaging in predatory business practices in the region, citing opaque deal-making, exploitative lending, and self-interested extractive industry activity.138 The Administration’s National Security Strategy portrayed Chinese influence as undermining Africa’s development “by corrupting elites, dominating extractive industries, and locking countries into unsustainable and opaque debts and commitments.”139 In the political sphere, officials accused Chinese authorities of promoting authoritarianism in Africa—echoing fears among some observers that China seeks to export a model of authoritarian-led development to countries in the region (see Text Box).140 135 For background on Sudan’s transition and U.S.-Sudan ties, see CRS Report R45794, Sudan’s Uncertain Transition. 136 See CRS Insight IN11531, Sudan’s Removal from the State Sponsors of Terrorism List. 137 See CRS In Focus IF10185, Ethiopia, by Lauren Ploch Blanchard; and CRS Insight IN11471, The Nile Dam Dispute: Issues for Congress. 138 White House, “Remarks by National Security Advisor John R. Bolton.” 139 White House, 2017 National Security Strategy. 140 In a 2020 U.S.-China Economic and Security Review Commission (USCC) hearing, USAID’s Acting Assistant Congressional Research Service 25 Sub-Saharan Africa: Key Issues and U.S. Engagement Analysts debate the extent to which the Administration’s engagement with Africa advanced its stated goal of countering China and other global competitors. Some observers have argued that derogatory statements about African countries attributed to President Trump, as well as the Administration’s comparatively limited senior-level engagement with African leaders, proposed cuts to U.S. aid for Africa, and moves to reduce the U.S. military presence in the region (see below), served to undermine U.S. influence in Africa vis-à-vis other powers.141 Others qualified accusations of disdain or indifference toward Africa on the part of the Trump Administration, stressing continuities in U.S. engagement with Africa.142 More generally, many analysts and African leaders have criticized any zero-sum approach to U.S.-Chinese competition in Africa as misguided or counterproductive, arguing that African governments are capable of engaging with China without being exploited and disinclined to choose one foreign partner over another.143 Chinese and Russian Engagement in Africa: Key Issues and U.S. Concerns China’s economic influence in Africa has spurred debate among U.S. policymakers over its potential impact on U.S. economic and foreign policy goals in the region. China overtook the United States as Africa’s largest trading partner in 2009. Chinese firms have built infrastructure projects across Africa, often financed by Chinese state-backed credit and tied to the use of Chinese goods or services and, in some cases, access to natural resources. Such activities have expanded since 2013 under China’s Belt and Road Initiative (BRI) and with a series of large-scale Chinese grant and loan commitments for African countries.144 Chinese engagement in Africa has helped to fil infrastructure gaps and enable the rapid spread of digital communications in Africa, but it also has raised concerns regarding U.S. commercial access and competitiveness.145 U.S. officials also have expressed concern that African sovereign debt owed to China may give the latter leverage over African governments, though analysts debate whether high levels of debt owed to China by some African states reflect a deliberate “debt-trap diplomacy.”146 Some observers also have raised alarm over Chinese political and ideological influence in Africa. According to one expert, “China has begun to actively promote . . its own development model, which combines political authoritarianism and economic capitalism, to prove to some African countries that economic development and political stability could exist without a democratic system.”147 These efforts have involved training for African political parties, engagement with African journalists to “promote media narratives favorable to Beijing and its model of state-directed journalism,” and sales of surveil ance technology to African governments.148 Administrator in the Bureau for Africa Christopher Maloney stated that China “views Africa as a proving ground for its model of authoritarian governance [which] promotes corruption, a lack of human rights and environmental and social safeguards, increased authoritarianism and a lack of mobility for much of the population.” Written statement by Acting Administrator Maloney in USCC, China’s Strategic Aims in Africa, hearing, 116th Cong., 2nd Sess., May 8, 2020. 141 See, among others, Judd Devermont, “A New U.S. Policy Framework for the African Century,” Center for Strategic and International Studies (CSIS), August 7, 2020. 142 See, e.g., Herman Cohen, “What Analysts are Missing about Trump's Africa Policy,” The Hill, April 17, 2020 and John Campbell, “Trump’s Africa Policy Is Better Than It Looks,” Council on Foreign Relations, April 6, 2020. 143 See remarks by Kenyan President Uhuru Kenyatta in Darlene Superville, Tom Odula, and Cara Anna, “Trump Administration to Open Free-Trade Talks with Kenya,” Associated Press, February 6, 2020. See also Adva Saldinger, “African Leaders Question US Position on China at Investment Event,” Devex, October 19, 2020. 144 On the BRI, see CRS In Focus IF11735, China’s “One Belt, One Road” Initiative: Economic Issues. 145 Joshua Meservey, “Chinese Corruption in Africa Undermines Beijing’s Rhetoric About Friendship with the Continent,” Heritage Foundation, August 8, 2018. 146 USCC, 2020 Annual Report to Congress, December 2020. For a critique of the “debt-trap diplomacy” narrative, see Lee Jones and Shahar Hameiri, Debunking the Myth of ‘Debt-trap Diplomacy’: How Recipient Countries Shape China’s Belt and Road Initiative, Chatham House, 2020. 147 Testimony of Yun Sen, Senate Committee on Armed Services, Implications of China’s Presence and Investment in Africa, hearing, 115th Cong., 2nd Sess., December 12, 2018. 148 Will Green, Leyton Nelson, and Brittney Washington, China’s Engagement with Africa: Foundations for an Alternative Governance Regime, USCC Staff Research Report, May 1, 2020. Congressional Research Service 26 Sub-Saharan Africa: Key Issues and U.S. Engagement U.S. military officials, for their part, have expressed concerns about the strategic implications of China’s evolving presence in Africa.149 In 2019 testimony to Congress, AFRICOM’s then-Commander stated that BRI participants in Africa “receive promises of development, defense, and cultural investments in their countries, further enhancing China’s influence while challenging our own partnerships.”150 In 2017, China established its first overseas military base, in Djibouti—the site of the only U.S. military base in Africa, located on a key maritime chokepoint between the Red Sea and the Gulf of Aden.151 China's engagement in Djibouti is part of a broader expansion of its military engagement in Africa. The Chinese government has pledged at least $180 mil ion in peacekeeping assistance for the African Union, and Chinese weapons sales to African governments have increased over the past decade.152 Russia also has expanded its presence in Africa. Russian engagement generally has centered on arms sales, military training, intelligence exchanges, and access to minerals, notably uranium and platinum. It has signed military cooperation deals with a number of African governments over the past decade, although the terms and practical impacts of such deals reportedly vary.153 In late 2020, Russia reportedly concluded a naval logistics basing agreement with Sudan; if established, it would be Russia’s first naval base in Africa since the Cold War.154 CAR, where more than 200 Russian military personnel and private military contractors (PMCs) have deployed since 2017, has been a focus of Russian attention.155 Since 2018, Russian PMCs also reportedly have deployed to Sudan and Mozambique.156 Several African countries have been targeted by disinformation campaigns by Russian agents, including some with reported ties to President Vladimir Putin.157 The U.S. Treasury has sanctioned several entities in CAR and Sudan associated with Yevgeny Prigozhin—a U.S.-sanctioned Russian tycoon and Putin associate alleged to be a lead backer of PMCs in Ukraine, Syria, and various African countries.158 U.S. Assistance to Africa The Trump Administration expressed skepticism of U.S. foreign aid in general, and of U.S. aid to certain African countries. Officials described past U.S. aid to Africa as broadly ineffective and subject to diversion by corrupt elites.159 In line with proposed cuts to foreign aid globally, the Administration repeatedly proposed dramatic cuts to the overall level of U.S. aid to Africa—in particular, to development and humanitarian aid. As a region, Africa regularly would have seen the largest absolute reductions in State Department- and USAID-administered assistance as 149 Testimony of AFRICOM Commander General Thomas Waldhauser, Senate Committee on Armed Services, United States Central Command and United States Africa Command, hearing, 115th Cong., 2nd Sess., March 13, 2018. 150 AFRICOM, 2019 Posture Statement to Congress, submitted as written testimony by AFRICOM Commander Gen. Thomas D. Waldhauser to the House and Senate Armed Services Committees. 151 On Chinese activities in Djibouti and U.S. concerns, see CRS In Focus IF11304, China’s Engagement in Djibouti. 152 Hong Xiao, “China boosts its peacekeeping role,” China Daily, May 8, 2019. On Chinese weapons sales to Africa, see CSIS, “How Dominant is China in the Global Arms Trade?” August 25, 2020. 153 Reuters, “Russian Military Cooperation Deals with African Countries,” October 17, 2018; Paul Stronski, Late to the Party: Russia’s Return to Africa, Carnegie Endowment for International Peace, October 16, 2019. 154 Alexander Bratersky, “Sudan to Host Russian Military Base,” Defense One, November 13, 2020. 155 These personnel are reportedly training government forces to use weaponry that Russia has donated to CAR. Russian personnel also have reportedly been assigned to the CAR president’s security detail, while others have established a presence in rebel-held areas. The unsolved August 2018 killing, in CAR, of three Russian journalists probing the activities of Russian PMCs raised new concerns about Russia’s involvement. 156 See CRS In Focus IF11650, Russian Private Military Companies (PMCs), by Andrew S. Bowen. 157 Africa Center for Strategic Studies, “Russian Disinformation Campaigns Target Africa: An Interview with Dr. Shelby Grossman,” February 18, 2020; Nathaniel Gleicher and David Agranovich, “Removing Coordinated Inauthentic Behavior from France and Russia,” Facebook, December 15, 2020. 158 Treasury Department, “Treasury Targets Financier’s Illicit Sanctions Evasion Activity,” July 15, 2020, and “Treasury Increases Pressure on Russian Financier,” September 23, 2020. 159 See, e.g., White House, “Remarks by National Security Advisor John R. Bolton”; State Department, “Press Briefing on U.S. Policy in Africa with Assistant Secretary of State for the Bureau of African Affairs, Tibor P. Nagy, Jr.,” October 23, 2018. On the effectiveness of U.S. foreign aid, see CRS Report R42827, Does Foreign Aid Work? Efforts to Evaluate U.S. Foreign Assistance. Congressional Research Service 27 link to page 19 Sub-Saharan Africa: Key Issues and U.S. Engagement compared to past-year allocations.160 Congress, however, appropriated foreign aid funding above levels requested by the Trump Administration each year, and in many cases did not accept the Administration’s proposed aid account reorganizations and policy changes.161 Trump Administration officials also pledged to reorient and rebalance U.S. aid to Africa, in part to address global power competition.162 In practice, however, the Administration maintained many of its predecessors’ assistance initiatives focused wholly or largely on Africa, including the global President's Emergency Plan for AIDS Relief (PEPFAR) and Feed the Future (FTF) initiatives, and the Africa-specific Power Africa and the Young African Leaders Initiative (YALI). The Administration also launched new initiatives and aid programs with implications for U.S. aid to Africa. These included Prosper Africa, the DFC, and the Women’s Global Development and Prosperity (W-GDP) initiative, a women’s economic empowerment program. As under its predecessors, both the Trump Administration’s annual budget requests and congressional appropriations of U.S. assistance for Africa remained overwhelmingly weighted toward health programs, with the balance largely dedicated to traditional development and security activities. Notwithstanding its stated skepticism of development aid, the Trump Administration also expanded USAID’s footprint in Africa, with bipartisan congressional support. Notably, USAID upgraded its presence in Niger to a full Mission, opened a new office in Cameroon, added five African countries to the President’s Malaria Initiative (PMI), and launched a new development initiative for West Africa’s Sahel region, the Sahel Development Partnership.163 The MCC also awarded new multi-year development aid Compacts to Burkina Faso and Côte d’Ivoire. DOD Posture Reviews and Drawdowns The Trump Administration’s National Defense Strategy asserted that “inter-state strategic competition, not terrorism, is now the primary concern in U.S. national security.”164 In 2018, news outlets reported that then-Defense Secretary Jim Mattis was planning to curtail counterterrorism missions in Africa in which U.S. personnel were deployed alongside local forces. The planned drawdown reportedly would center on U.S. deployments in Niger, where four U.S. soldiers were killed by Islamist militants in 2017.165 In late 2018, DOD announced “force optimization” plans, to be implemented over several years, entailing “a reduction of about 10 percent of the 7,200 military forces serving in Africa Command” and a reorientation of certain deployments.166 DOD’s announcement suggested that counterterrorism would be de-emphasized overall, though activities in Somalia, Djibouti, and Libya would “largely remain the same.” As noted above (see “U.S. Military Engagement in Africa”), Djibouti hosts the sole U.S. military 160 Calculations account for humanitarian assistance. See CRS Report R45763, Department of State, Foreign Operations, and Related Programs: FY2020 Budget and Appropriations and similar reports for past years. 161 See CRS Report R46656, Selected Trump Administration Foreign Aid Priorities: A Wrap-Up, coordinated by Emily M. Morgenstern. 162 White House, “Remarks by National Security Advisor John R. Bolton.” 163 Written testimony of USAID Administrator Mark Green, Senate Appropriations Subcommittee on State, Foreign Operations, and Related Programs, Review of the Fragility in the Sahel, hearing, 116th Cong., 2nd Sess., March 10, 2020. 164 DOD, Summary of the 2018 National Defense Strategy of the United States of America. 165 Thomas Gibbons-Neff and Eric Schmitt, “After Deadly Raid, Pentagon Weighs Withdrawing Almost All Commandos from Niger,” New York Times, September 2, 2018. See also CRS Report R44995, Niger: Frequently Asked Questions About the October 2017 Attack on U.S. Soldiers. 166 DOD, “Pentagon Announces Force Optimization,” November 15, 2018. Congressional Research Service 28 Sub-Saharan Africa: Key Issues and U.S. Engagement base in Africa and largest U.S. military presence on the continent, while Somalia and Libya are the only African countries in which the United States has active airstrike campaigns. Officials initially indicated that cuts would largely affect U.S. forces in West Africa, but that DOD support for France’s counterterrorism operation in the Sahel, Operation Barkhane, would continue; construction also advanced on the new U.S. Air Force facility in Agadez, Niger.167 In March 2019, then-AFRICOM Commander General Thomas Waldhauser testified to Congress that the Command had been directed to implement a first tranche of cuts, in which “300 or so” U.S. personnel would be recalled by June 2020.168 The withdrawal centered on U.S. personnel in Cameroon and, to a lesser extent, Niger; General Waldhauser reiterated that cuts would not affect activities in Somalia and Libya. He also cast doubt on prospects for further cuts, noting that it remained to be seen whether AFRICOM would “ever be directed to execute the second half” of troop withdrawals and pledging to “push back” on drawdowns that were not in “our best interest.” In early 2020, a new Secretary of Defense, Mark Esper, initiated a fresh review of AFRICOM’s footprint and missions while also announcing the deployment of a new Security Force Assistance Brigade (SFAB), based outside of Africa, specializing in “train, advise, and assist missions” in the region.169 DOD described the SFAB deployment as a reorientation toward global power competition in Africa, and said that the SFAB would enable the Army “to return elements of an infantry brigade from the 101st Airborne Division back to its home base ... to train and prepare for high intensity conflict operations.”170 In contrast to statements by former Defense Secretary Mattis, Secretary Esper stated in early 2020 that “no decisions yet have been made” to maintain support for Operation Barkhane or the Agadez facility.171 Several Members of Congress expressed opposition to the possible drawdown of U.S. military forces from Africa and concern over the implications for French and other counterterrorism operations in the region.172 Ultimately, DOD did not issue a final decision by the end of the Trump Administration regarding support to Operation Barkhane or the DOD operations out of Agadez, and both continued. In December 2020, DOD announced that President Trump had directed the withdrawal of “the majority of personnel and assets out of Somalia by early 2021.”173 As noted above, between 650 and 800 U.S. military personnel were operating in Somalia as of September 2020.174 DOD stated that some forces would relocate to neighboring countries, where they would retain the ability to mount “cross-border operations.” The directive came as part of a series of decisions to withdraw U.S. combat troops from long-running conflicts worldwide. Some analysts and Somali security 167 DOD, “Joint Press Conference with Secretary Mattis and Minister Parly in Paris, France,” October 2, 2018. 168 Testimony of then-AFRICOM Commander General Thomas Waldhauser, House Armed Services Committee, National Security Challenges and U.S. Military Activities in the Greater Middle East and Africa, hearing, 116th Cong., 1st sess., March 7, 2019. 169 DOD, “Statement on the Deployment of Army’s 1st Security Force Assistance Brigade to Africa,” February 12, 2020. 170 Ibid; see also Testimony of Defense Secretary Mark Esper, House Armed Services Committee, The Fiscal Year 2021 National Defense Authorization Budget Request from the Department of Defense, hearing, 116th Cong., 2nd sess., February 26, 2020. 171 DOD, “Joint Press Briefing by Secretary of Defense Esper and French Minister of Armed Forces Parly,” January 27, 2020. 172 Letter from Representatives Anthony Brown, Jimmy Panetta, Austin Scott, Richard Hudson, Chrissy Houlahan, Gil Cisneros, Jason Crow, Veronica Escobar, Elaine Luria, Xochitl Torres Small, and Michael Waltz to Secretary Esper, January 14, 2020; Letter from Senators Lindsey Graham and Chris Coons to Secretary Esper, January 15, 2020. 173 DOD, “Somalia Force Posture Announcement,” December 4, 2020. 174 Lead IG for East Africa and North and West Africa Counterterrorism Operations, Quarterly Report. Congressional Research Service 29 Sub-Saharan Africa: Key Issues and U.S. Engagement officials expressed concern over the implications of the pullout for the effectiveness and oversight of Somali partner forces.175 DOD airstrikes in Somalia have continued since the relocation.176 Trade Policy Given the small magnitude and narrow composition of U.S.-Africa trade, the region was not the main target of the Trump Administration’s major trade policy actions. Nonetheless, certain policy shifts and initiatives affected U.S. trade with African countries: Free Trade Agreement (FTA) Negotiations. The Trump Administration made reciprocal trade negotiations a top priority of its trade policy with Africa. In 2019, for instance, Deputy U.S. Trade Representative (USTR) C.J. Mahoney expressed the Administration’s support for a reciprocal FTA in Africa—while also pledging U.S. support for African regional economic integration under the AfCFTA.177 In July 2020, the Administration formally launched bilateral FTA talks with Kenya, adhering to Trade Promotion Authority (TPA) procedures.178 The Administration hoped to establish an agreement that could serve as a model for future negotiations with other African countries, but as of February 2021 talks remained in early stages; the Biden Administration may consider whether and how to pursue the negotiations. Future talks are likely to face the same challenges that have dogged previous U.S. pursuit of an FTA in Africa, including concerns among African countries over the extensive nature of U.S. FTA commitments (e.g., the scope of tariff liberalization or level of protections for intellectual property rights) and over how a bilateral trade agreement may affect efforts toward regional integration.179 Congress would have to approve any comprehensive trade agreements through implementing legislation, but the Biden Administration also could pursue smaller-scale agreements that would not require congressional approval. Tariff Actions. Increased tariffs on steel (25%) and aluminum (10%) imposed under Section 232 of the Trade Expansion Act of 1962 were of particular concern for South Africa, which was the 25th ($186 million) and 11th ($387 million) largest supplier of affected U.S. steel and aluminum imports, respectively, in 2019. Products subject to Section 232 tariffs are ineligible for preferential tariff treatment under AGOA or GSP; the Administration granted product exclusions for a limited number of steel and aluminum imports from South Africa.180 Withdrawing the tariff increases would require action by the President. Eligibility for U.S. Preference Programs. Statutes authorizing U.S. preference programs give the President broad discretion in determining country eligibility. As part of its focus on unfair trade practices, the Trump Administration initiated a review of South Africa’s GSP eligibility due 175 Declan Walsh, “In Somalia, U.S. Troop Withdrawal Is Seen as Badly Timed,” New York Times, December 5, 2020; Max Bearak, “As U.S. Forces Leave, Somalia’s Elite Fighting Unit Fears Becoming a Political Pawn,” New York Times, December 29, 2020. 176 Stars and Stripes, “AFRICOM Launches Airstrike in Somalia Shortly after Troop Pullout,” January 19, 2021. 177 USTR, “Remarks of Ambassador C.J. Mahoney at the 2019 AGOA Forum in Abidjan, Côte d’Ivoire,” August 5, 2019. 178 See CRS In Focus IF11526, U.S.-Kenya FTA Negotiations. TPA is a time-limited authority that Congress uses to establish trade negotiating objectives, notification and consultation requirements, and procedures to consider implementing legislation for reciprocal trade agreements provided that they meet certain statutory requirements. See CRS In Focus IF10038, Trade Promotion Authority (TPA). 179 For a thorough discussion, see the Obama Administration report, USTR, Beyond AGOA, September 2016. 180 CRS In Focus IF10667, Section 232 of the Trade Expansion Act of 1962. The Administration granted exclusions for some steel and aluminum imports from South Africa. South Africa Department of Trade and Industry, “South Africa Welcomes Product Exclusion for Some Steel and Aluminum Products from Section 232 Duties,” October 24, 2018; see also CRS Report R45687, South Africa: Current Issues, Economy, and U.S. Relations. Congressional Research Service 30 Sub-Saharan Africa: Key Issues and U.S. Engagement to concerns over its protection of intellectual property rights; the review remained pending as of January 2021.181 The Administration removed AGOA eligibility for Cameroon and Mauritania, citing human rights concerns, and restricted Rwanda’s AGOA eligibility due to its restrictions on imports of used clothing. Previous Administrations similarly revoked AGOA eligibility for a variety of reasons, including concerns over governance and labor rights. Immigration Policy182 In 2017, citing terrorism concerns, the Administration issued a series of presidential directives prohibiting nationals from Chad, Somalia, and Sudan from entering the United States, subject to waivers and exceptions—although amid criticism and legal challenges, only Somali nationals remained subject to such blanket prohibitions after late 2018.183 A separate directive issued in January 2020 imposed entry restrictions (subject to waivers and exceptions) on immigrants from Eritrea, Nigeria, Sudan, and Tanzania, among others, citing “deficiencies in sharing terrorist, criminal, or identity information” on the part of these countries’ governments.184 President Biden revoked both directives upon taking office in January 2021, lifting such restrictions.185 Implementing a decision initiated by the Obama Administration, the Trump Administration ended temporary protected status (TPS, a form of deportation relief on humanitarian grounds) for nationals of Guinea, Liberia, and Sierra Leone, the countries hit hardest by the 2014-2016 West Africa Ebola outbreak.186 Separately, President Trump ordered a wind-down of deferred enforced departure (DED, a form of administrative relief from deportation) for certain Liberian nationals, but delayed the effective date of its expiration pending congressional consideration of “remedial legislation” for those affected.187 The Administration terminated TPS for Sudan in 2017, citing improved conditions in that country, though the decision has not yet taken effect due to a legal challenge.188 Meanwhile, it extended TPS for Somalia and South Sudan, citing ongoing armed conflicts and extraordinary and temporary conditions in both countries.189 As authorized by Congress, the Administration restricted visas, or threatened to do so, for certain nationals of African countries considered “recalcitrant,” meaning their governments do not 181 AGOA builds on GSP and requires that beneficiary countries satisfy both programs’ eligibility criteria. For more on GSP, see CRS In Focus IF11232, Generalized System of Preferences (GSP) and CRS Report R45687, South Africa: Current Issues, Economy, and U.S. Relations. 182 CRS Analyst in Immigration Policy Jill H. Wilson contributed to this section. 183 White House, “Presidential Proclamation Enhancing Vetting Capabilities and Processes for Detecting Attempted Entry into the United States by Terrorists or Other Public-Safety Threats,” September 24, 2017; State Department, “Presidential Proclamation Lifts Travel Restrictions for Chad,” April 10, 2018. See CRS Legal Sidebar LSB10458, Presidential Actions to Exclude Aliens Under INA § 212(f). 184 White House, “Proclamation on Improving Enhanced Vetting Capabilities and Processes for Detecting Attempted Entry,” January 31, 2020. 185 White House, “Proclamation on Ending Discriminatory Bans on Entry to The United States,” January 20, 2021. 186 See CRS Report RS20844, Temporary Protected Status: Overview and Current Issues. 187 White House, “Memorandum on Extension of Deferred Enforced Departure for Liberians,” March 28, 2019. In December 2019, Congress enacted Liberian Refugee Immigration Fairness (LRIF) as part of the FY2020 NDAA (P.L. 116-92); LRIF enables certain Liberians in the United States to obtain LPR status, subject to conditions and exceptions. See CRS Report R46487, Applications for Liberian Refugee Immigration Fairness (LRIF): Fact Sheet. 188 USCIS, “Continuation of Documentation for Beneficiaries of Temporary Protected Status Designations for El Salvador, Haiti, Nicaragua, Sudan, Honduras, and Nepal,” 85 Federal Register 79208, December 9, 2020. 189 USCIS, “Extension of the Designation of Somalia for Temporary Protected Status,” 85 Federal Register 14229, March, 11 2020; USCIS, “Extension of the Designation of South Sudan for Temporary Protected Status,” 85 Federal Register 69344, November 2, 2020. Congressional Research Service 31 Sub-Saharan Africa: Key Issues and U.S. Engagement cooperate with U.S. court-ordered immigration removals.190 In late 2020, it launched a pilot program authorizing consular officers to require bond payments from certain nonimmigrant visa applicants from countries whose citizens overstay nonimmigrant U.S. visas at a rate above 10%; nationals of fourteen African countries are potentially subject to such fees, based on FY2019 overstay rates.191 Several Members of Congress expressed alarm over the Trump Administration’s treatment of asylum-seekers from certain African countries, notably Cameroon, amid allegations of abuses against African asylum-seekers by U.S. immigration authorities as well as concerns over potential threats to the safety of asylum-seekers ordered removed from the United States.192 The 116th Congress The 116th Congress, like other past Congresses, shaped U.S. ties with Africa through its appropriations, authorization, and oversight roles. It enacted several pieces of legislation that influenced U.S.-Africa policy, including:  The Sudan Democratic Transition, Accountability, and Fiscal Transparency Act of 2020 (Title XII, Subtitle G of the FY2021 NDAA [P.L. 116-283]), requiring the Department of State to submit a strategy concerning U.S. support for a transition to civilian rule in Sudan and authorizing or directing certain assistance for such aims, among other provisions.  The Global Fragility Act of 2019 (Title V of the Further Consolidated Appropriations Act of 2020 [P.L. 116-94]), requiring the executive branch to develop a strategy for helping to stabilize conflict-affected zones and identifying the roles and needs of U.S. agencies involved in implementing such activities. Congress also passed several Resolutions in response to developments in the region, including the Anglophone conflict in Cameroon (H.Res. 358 and S.Res. 684), violence against civilians in the Central African Republic (H.Res. 387), and violence against protesters in Sudan (H.Res. 432). It additionally influenced U.S.-Africa policy through communications with U.S. and African policymakers to urge attention to or action on a range of issues, such as human rights abuses. Issues for the 117th Congress As it considers budgetary, policy, and oversight priorities—as well as potential shifts in U.S.-Africa policy during the Biden Administration—the 117th Congress may consider such issues as:  The scale and programmatic focus of U.S. foreign assistance to African countries.  The footprint and objectives of U.S. military deployments in Africa, in the wake of the Trump Administration’s drawdown of U.S. military forces from the region and AFRICOM’s reorientation toward global power competition in Africa.  Progress toward a free trade agreement with Kenya and other U.S. trade policy goals, as well as the impact of U.S. tariff actions on U.S. trade with the region. 190 See CRS In Focus IF11025, Immigration: “Recalcitrant” Countries and the Use of Visa Sanctions to Encourage Cooperation with Alien Removals. 191 State Department, “Visas: Visa Bond Pilot Program,” 85 Federal Register 74875, November 24, 2020. 192 Letter from Representatives Bennie Thompson and Karen Bass to Tony Pham, Senior Official Performing the Duties of the Director, U.S. Immigration and Customs Enforcement, October 13, 2020; Letter from Senators Chris Van Hollen, Edward Markey, Christopher Coons, and Benjamin Cardin to Acting Department of Homeland Security Secretary Chad Wolf, October 28, 2020. Congressional Research Service 32 Sub-Saharan Africa: Key Issues and U.S. Engagement  The implementation of U.S. trade, investment, and development finance programming in Africa, including Prosper Africa and DFC activities.  The implications, for U.S. interests and U.S.-Africa policy, of involvement by other global powers and contenders such as China and Russia.  Progress toward civilian-led government and a cessation of armed conflicts in Sudan following the 2019 ouster of long-serving leader Omar al Bashir.  Armed conflict and other unrest in Ethiopia, where the government of Prime Minister Abiy Ahmed has facilitated some reforms since 2018 but has drawn growing criticism for suppressing dissent and failing to quell ethnic tensions.  The extent to which the United States should prioritize counterterrorism in Africa, including in Somalia, the Lake Chad Basin, and West Africa's Sahel region, and what tools are best suited for U.S. counterterrorism objectives.  The appropriate scale of U.S. responses to humanitarian crises in Cameroon, CAR, DRC, Ethiopia, the Lake Chad Basin, Mozambique, the Sahel, Somalia, South Sudan, and Sudan, among others.  Prospects for improved governance in Angola, the Democratic Republic of Congo, and The Gambia following recent political transitions in each country.  Democratic backsliding and “third-termism” in parts of Africa alongside enduring authoritarianism in countries that play key roles in U.S. security or development efforts (such as Cameroon, Chad, Rwanda, and Uganda). Author Information Tomas F. Husted, Coordinator Nicolas Cook Analyst in African Affairs Specialist in African Affairs Alexis Arieff Brock R. Williams Specialist in African Affairs Specialist in International Trade and Finance Lauren Ploch Blanchard Specialist in African Affairs Congressional Research Service 33 Sub-Saharan Africa: Key Issues and U.S. Engagement Disclaimer This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan shared staff to congressional committees and Members of Congress. It operates solely at the behest of and under the direction of Congress. Information in a CRS Report should not be relied upon for purposes other than public understanding of information that has been provided by CRS to Members of Congress in connection with CRS’s institutional role. CRS Reports, as a work of the United States Government, are not subject to copyright protection in the United States. Any CRS Report may be reproduced and distributed in its entirety without permission from CRS. However, as a CRS Report may include copyrighted images or material from a third party, you may need to obtain the permission of the copyright holder if you wish to copy or otherwise use copyrighted material. Congressional Research Service R45428 · VERSION 5 · UPDATED 34