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Department of State, Foreign Operations, and
August 5, 2020
Related Programs: FY2021 Budget and
Cory R. Gill
Appropriations
Analyst in Foreign Affairs
Each year, Congress considers 12 distinct appropriations measures to fund federal
Marian L. Lawson
programs and activities. One of these is the Department of State, Foreign Operations,
Section Research Manager
and Related Programs (SFOPS) bill, which includes funding for U.S. diplomatic
activities, cultural exchanges, development and security assistance, and participation in
Emily M. Morgenstern
multilateral organizations, among other international activities. On February 10, 2020,
Analyst in Foreign
the Trump Administration submitted to Congress its SFOPS budget proposal for
Assistance and Foreign
FY2021, totaling $44.12 billion (including $158.90 million in mandatory State
Policy
Department retirement funds). Consistent with Administration requests since FY2018,
none of the requested SFOPS funds were designated as Overseas Contingency Operations (OCO) funds; nevertheless, Congress has enacted OCO funds for SFOPS each year during this period.
.
The Administration'’s FY2021 request is about 3% higher than its FY2020 request for SFOPS accounts but nearly 24% below the FY2020 SFOPS funding level enacted by Congress (including COVID-19 supplemental funds, which were enacted after the FY2021 request was submitted). Within these totals, funding is divided among two main components:
This report provides an overview of the FY2021 SFOPS budget request, discusses trends in SFOPS funding, and highlights key policy issues.
An account-by-account comparison of the FY2021 SFOPS request and enacted FY2020 SFOPS appropriations is presented in Appendix A., which will be updated to include House and Senate-passed FY2021 funding bills as they are approved. Appendix B provides a similar comparison, focused specifically on the International Affairs budget. Appendix C B depicts the organization of the SFOPS appropriation. The report will be updated to reflect congressional action.
This report is designed to track SFOPS appropriations, with a focus on comparing funding levels for accounts and purposes across enacted FY2020 SFOPS appropriations, FY2021 Administration requests, and FY2021 SFOPS legislation as it moves through the legislative process. It does not provide significant analysis of international affairs policy issues. For in-depth analysis and contextual information on international affairs issues, please consult the wide range of CRS reports on specific subjects, such as global health, diplomatic security, and U.S. participation in the United Nations.
On February 10, 2020, the Trump Administration proposed its FY2021 budget for the Department of State, Foreign Operations, and Related Programs (SFOPS) accounts, totaling $44.12 billion (including $158.90 million in mandatory retirement funds).11 SFOPS funding typically represents about 1% of the annual federal budget and supports a wide range of U.S. activities around the world, including the operations of U.S. embassies, diplomatic activities, educational and cultural exchanges, development, security, and humanitarian assistance, and U.S. participation in multilateral organizationsorganizations. Figure 1 shows funding for different SFOPS components based on FY2020 budget authority estimates, relative to each other and to the broader federal budget.
The Administration'’s request is about 3% higher than the FY2020 request for SFOPS accounts but nearly 2324% below the FY2020 SFOPS funding level enacted by Congress, including supplemental funds to help combat the COVID-19 epidemic globally.2 which were enacted after the FY2021 request was submitted.2 The Trump Administration has consistently requested far less SFOPS funding than Congress has appropriated. This is a reversal from the Obama
1 The payment covers the U.S. government’s contribution to the Foreign Service Retirement and Disability System and the Foreign Service Pension System for USAID and the Department of State. It is the only mandatory spending in the SFOPS appropriation.
The SFOPS budget aligns closely but not exactly with Function 150 (International Affairs) of the federal budget. The primary exception is funding for international food aid programs, which are part of Function 150 but funded through the agriculture appropriation. SFOPS also includes funding for international commissions in the Function 300 budget (see Appendix B).
2 For more information on international affairs funding for COVID-19 response, see CRS In Focus IF11496, COVID-19 and Foreign Assistance: Issues for Congress, by Nick M. Brown, Marian L. Lawson, and Emily M. Morgenstern, and CRS Report R46319, Novel Coronavirus 2019 (COVID-19): Q&A on Global Implications and Responses, coordinated by Tiaji Salaam-Blyther.
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SFOPS funding than Congress has appropriated. This is a reversal from the Obama Administration, when Congress typically provided less total SFOPS funding than was requested, though the gap narrowed over time during Obama'’s terms (Table 1).
Table 1. SFOPS Requests and Actual Funding, FY2013-FY2021
(In billions of current U.S. dollars)
FY2013 FY2014 FY2015 FY2016 FY2017 FY2018 FY2019 FY2020 FY2021
Request
56.41
51.96
55.01
54.83
60.21
40.21
41.66
43.10
44.12
Actual
51.91
50.89
54.39
54.52
59.78
54.18
54.38
57.21
n/a
Difference
-8.0%
-2.1%
-1.1%
-0.6%
-0.7%
+34.7%
+30.5%
+32.7%
n/a
(In billions of current U.S. dollars)
FY2013 |
FY2014 |
FY2015 |
FY2016 |
FY2017 |
FY2018 |
FY2019 |
FY2020 |
FY2021 |
|
Request |
56.41 |
51.96 |
55.01 |
54.83 |
60.21 |
40.21 |
41.66 |
43.10 |
44.12 |
Actual |
51.91 |
50.89 |
54.39 |
54.52 |
59.78 |
54.18 |
54.38 |
57.21 |
n/a |
Difference |
-8.0% |
-2.1% |
-1.1% |
-0.6% |
-0.7% |
+34.7% |
+30.5% |
+32.7% |
n/a |
Sources: Annual SFOPS Congressional Budget Justifications (CBJs) prepared by the Department of State and U.S. Agency of International Development; P.L. 116-6; ; P.L. 116-94; ; P.L. 116-123; ; P.L. 116-136.
. Note: FY2020 actuals represent the enacted appropriation, including the coronavirus supplemental.
If enacted, the requested SFOPS funding level would be the lowest in over a decadedecade (Figure 2).
(Figure 2).
Figure 2. SFOPS Funding, FY2010-FY2021 Request (In billions of U.S. dollars) |
![]() |
|
; CRS calculations.
The Budget Control Act, OCO, and COVID-19 Funds Since FY2012, the appropriations process has been shaped by the discretionary spending caps put in place by the Budget Control Act of 2011 (BCA; P.L. 112-25). Congress has since sought ways to manage). FY2021 is the last year covered by the Act. Congress has managed the constraints imposed by the BCA and hasin part by repeatedly amendedamending the BCA to raise the caps, most recently bywith the Bipartisan Budget Act of 2019 (BBA 2019; P.L. 116-37). The BBA 2019 raised discretionary spending limits set by the BCA for FY2020 and FY2021, the final two years the BCA caps are in effect.3
3
In addition to raising the caps, Congress has worked around the BCA limits by using Overseas Contingency Operations (OCO) funding, which isdesignating a portion of annual SFOPS appropriations as “Overseas Contingency Operations (OCO)” or 3 For more information on BBA 2019, see CRS Insight IN11148, The Bipartisan Budget Act of 2019: Changes to the BCA and Debt Limit, by Grant A. Driessen and Megan S. Lynch.
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“emergency” funding, both of which are excluded from BCA discretionary budget limits. Congress began appropriating OCO in the SFOPS budget in FY2012, having previously provided OCO funds for the Department of Defense (DOD). Originally used to support shorter-term, contingency-related programming in Afghanistan, Iraq, and Pakistan that was not considered part of the “base” or “core”of the "base" or "core" budget, OCO'’s use expanded considerably in level and scope between FY2012 and FY2017. Global SFOPS OCO funding peaked at $20.80 billion in FY2017 (nearly 35% of SFOPS funds that year), at which point it was used to support 18 different SFOPS accounts, ranging from USAID operating expenses and the Office of Inspector General to International Disaster Assistance and Foreign Military Financing. This broad use has led many observers to question whether the OCO designation makes a meaningful distinction between core and contingency activities, with some describing OCO (in both SFOPS and Defense appropriations) as a slush fund.4
4
The Administration has not requested OCO funds for SFOPS since FY2018, though it has continued to request OCO funds in the DOD budget. Nevertheless, Congress designated $8.00 billion of enacted SFOPS funding in both FY2019 and FY2020 as OCO, continuing a downward trend in the use of OCO since the FY2017 peak.
FY2020 SFOPS funding also included
In addition to OCO funds, Congress has periodically used funding designated as “emergency” to address a range of unanticipated needs, including response to Ebola and Zika virus outbreaks, and countering a surge in ISIS activity. In FY2020, Congress appropriated $2.37 billion in supplemental emergency SFOPS funding to help combat the COVID-19address needs related to the Coronavirus Disease 2019 (COVID-19) pandemic abroad. Like OCO-designated funding, emergency-designated funding does not count toward the BCA discretionary spending caps and may therefore be used as an alternative to the OCO designation. Before the use of OCO in SFOPS, funding for contingency activities was often provided through supplemental emergency appropriations.
Congressional action on SFOPS and other FY2021 appropriations has been delayed to an uncertain degreewas delayed by disruption of congressional activity related to the Coronavirus Disease 2019 (COVID-19)COVID-19 pandemic. Congress held some hearings on the FY2021 budget request before allmost hearings were postponed in March 2020. Subcommittee allocations have not been formally established, nor has SFOPS legislation been introduced for FY2021.
House appropriators resumed work in July, approving a FY2021 SFOPS bill on July 9, 2020, which was approved by the full House on July 24, 2020 as part of a 4-bill appropriations package (H.R. 7608, Division A). The Senate SFOPS Subcommittee has yet to consider FY2021 legislation.
4 For more information on the use of OCO in the international affairs budget, see CRS In Focus IF10143, Foreign Affairs Overseas Contingency Operations (OCO) Funding: Background and Current Status, by Emily M. Morgenstern.
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Table 2. Status of FY2021 SFOPS Appropriations
(In billions of U.S. dollars)
302(b)
Committee
Allocations
Action
Floor Action
Conference Agreement
Chamber
House
Senate
House
Senate
House
Senate
House
Senate
Final
Date
7/9/20
7/9/20
7/24/20
Total $
$48.01
$66.03
$66.03
Source: H.R. 7608; House 302(b) allocation table, available at: https://appropriations.house.gov/sites/democrats.appropriations.house.gov/files/Alloc1.pdf. Notes: The 302(b) allocation of budget authority does not include emergency or OCO funds. Funding totals account for rescissions.
House Legislation. The House-passed bill, H.R. 7608, Division A, would provide a total of $66.10 billion in total new budget authority for SFOPS accounts ($66.03 billion net after rescissions), nearly 50% more than the Administration’s total request and 15% more than the enacted FY2020 appropriation (including supplementals). Of that amount, $18.02 billion (27%) was designated as emergency or OCO funding, including $10.02 billion in emergency funding related to COVID-19.
State Department Operations and Related Agency Highlights The FY2021 request would cut funding for the Department of State and Related Agency appropriations accounts to $14.03 billion, down 18.9% from an enacted FY2020 level of $17.31 billion (including $588 million in COVID-19 supplemental funds).55 The Administration'’s request does not include funds to support the State Department'’s response to the COVID-19 pandemic. To date, Congress has provided all State Department operations funding for COVID-19-related matters through two FY2020 supplemental appropriations acts (P.L. 116-123 and P.L. 116-136).
).
The Administration'’s stated priorities for funding provided via Department of State and Related Agency accounts in FY2021 include
Table 2 provides a comparative breakout of the Administration'6
H.R. 7608, the House legislation, would provide about $17.56 billion for the State Department and Related Agency accounts. This marks an increase of 1.4% from the FY2020 enacted level and a 25.2% increase from the Administration’s request. Of the funds provided in the House
5 Congress provided $264 million in COVID-19 supplemental funds the Diplomatic Programs account pursuant to P.L. 116-123, the Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020. Subsequently, Congress provided an additional $324 million COVID-19 supplemental funds for the same account pursuant to the Coronavirus Aid, Relief, and Economic Security (CARES) Act (P.L. 116-136).
6 Letter transmitted from Secretary of State Michael R. Pompeo to Congress, February 10, 2020.
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legislation, $959.40 million would comprise additional funding for State Department operations related to COVID-19.
Table 3 provides a comparative breakout of the Administration’s State Department and Related Agency request, by account.
Table 23. State Department and Related Agency: Selected Accounts
(In billions of current U.S. dollars; includes OCO funds)
% change,
FY20 enacted
FY2019
FY2020
FY2021
to FY21
FY2021
Account
Actual
Enacted
Request
request
House
Diplomatic Programs
9.25
9.71
8.49
-12.6%
10.14
Worldwide Security Protection
4.10
4.10
3.70
-9.8%
4.10
Embassy Security,
1.98
1.98
1.68
-14.8%
1.98
Construction & Maintenance
Educational and Cultural
0.70
0.73
0.31
-57.6%
0.74
Exchange Programs
International Organizationsa
2.91
3.00
2.05
-31.8%
2.96
U.S. Agency for Global
0.81
0.81
0.64
-21.4%
0.64
Media
State and Related Agency
16.54
17.31
14.03
-18.9%
17.56
Total (includes Function 300 funding
and other commissions)
(In billions of current U.S. dollars; includes OCO funds)
Account |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
Diplomatic Programs |
9.25 |
9.71 |
8.49 |
-12.6% |
Worldwide Security Protection |
4.10 |
4.10 |
3.70 |
-9.8% |
Embassy Security, Construction & Maintenance |
1.98 |
1.98 |
1.68 |
-14.8% |
Educational and Cultural Exchange Programs |
0.70 |
0.73 |
0.31 |
-57.6% |
|
2.91 |
3.00 |
2.05 |
-31.8% |
U.S. Agency for Global Media |
0.81 |
0.81 |
0.64 |
-21.4% |
State and Related Agency Total (includes Function 300 funding and other commissions) |
16.54 |
17.31 |
14.03 |
-18.9% |
Sources: FY2020 and FY2021 SFOPS CBJs P.L. 116-6; ; P.L. 116-94; ; P.L. 116-123; ; P.L. 116-136; H.R. 7608; CRS calculations.
Notes: Percentage changes may not reflect numbers included in this table due to rounding. State and Related Agency totals include additional funding for accounts not listed above.
FY2020 enacted includes funds from the first and third supplemental appropriations for the novel coronavirus ((P.L. 116-123 and P.L. 116-136, respectively).
a. FY2021 House legislation figures for the Diplomatic Programs account and the State and Related Agency Total includes funding designated for the novel coronavirus in Title VIII of H.R. 7608. a. Includes Contributions to International Organizations and Contributions for International Peacekeeping
Activities accounts, the main funding vehicles for assessed obligations (dues) to the many international organizations and peacekeeping efforts that the United States supports. Excludes voluntary contributions to multilateral organizations, which are usually provided through the title of annual SFOPS appropriations laws pertaining to multilateral assistance (in P.L. 116-6, Title V).
Consistent with its previous requests, the majority (87.1%) of the funding the Administration is requesting for the Department of State and Related Agency appropriations accounts is for diplomatic programs, diplomatic security and embassy construction, and contributions to international organizations and international peacekeeping activities. For FY2020, such programs composed approximately 88.1% of the Administration'’s request and 84.8% of the enacted appropriations Congress provided for these accounts. Some of the Administration'’s priorities within these areas, as identified by the Department of State in its Congressional Budget Justification, are detailed below.
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Diplomatic Programs
COVID-19 and State
The Diplomatic Programs account is the State
Department Operations
Department’s principal operating
Since the outbreak of COVID-19, the Department of
appropriation and serves as the source of
State has coordinated the evacuations of thousands of
funding for several key functions. These
Justification, are detailed below.
COVID-19 and State Department Operations
|
The Diplomatic Programs account is the State Department's principal operating appropriation and serves as the source of funding for several key functions. These include
The Administration's FY2021 request for Diplomatic Programs totals $8.49 billion, around 12.6% less than the $9.71 billion Congress provided for this account in FY2020 (this amount includes $588 million Congress provided for Diplomatic Programs in FY2020 supplemental COVID-19 funds; see text box for more detail). The Administration's request seeks $138 million for the Global Engagement Center (GEC), which is responsible for leading interagency efforts to recognize, understand, expose, and counter foreign state and non-state propaganda and disinformation efforts aimed at undermining U.S. interests, including those carried out from Russia, China, and Iran.88 The Administration maintains that this request, which would constitute a $76 million increase in annual funding for the GEC provided through SFOPS, would alleviate the need for DOD to transfer funds for GEC operations. Some Members of Congress and other observers have expressed concern regarding past DOD transfers, arguing that DOD has not transferred funding to the State Department in an expeditious manner or at funding levels that reflect congressional intent.9
The Administration'9
7 U.S. Department of State, Congressional Budget Justification: Department of State, Foreign Operations, and Related Programs, Fiscal Year 20201, February 10, 2020, pp. 10-18.
8 U.S. Department of State, “Global Engagement Center,” https://www.state.gov/bureaus-offices/under-secretary-for-public-diplomacy-and-public-affairs/global-engagement-center/.
9 For example, see Senator Robert Menendez, “Menendez Calls for Swift Action on Countering Kremlin Propaganda With Congressionally Authorized Funds,” March 5, 2018, https://www.menendez.senate.gov/news-and-events/press/menendez-calls-for-swift-action-on-countering-kremlin-propaganda-with-congressionally-authorized-funds; and
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The Administration’s request also includes a realignment of personnel and funding from the Bureau of Global Talent Management (formerly the Bureau of Human Resources); the Bureau of Arms Control, Verification, and Compliance; and the Office of the Coordinator for Cyber Issues to establish a new Bureau for Cyber Security and Emerging Technologies (CSET). The State Department first notified Congress of its intent to create this new bureau in June 2019. It will be responsible for supporting "“foreign policies and initiatives to promote U.S. cyber and emerging technology policies and deter adversaries from malicious and destabilizing behavior in their use and application of such technologies."10”10 Some observers have expressed criticism over elements of the State Department'’s plan for CSET, arguing that additional cyber-related matters such as global internet governance should be included in the bureau'’s remit. However, it appears that this issue and related matters will instead remain under the purview of the Bureau of Economic and Business Affairs.11
11
The House legislation, H.R. 7608, includes $10.14 billion for Diplomatic Programs, $955 million of which is designated “to prevent, prepare for, and respond to coronavirus,” including with regard to evacuation expenses, emergency preparedness, and maintaining consular operations. This figure totals 4.4% more than the FY2020 enacted level for this account and 19.4% more than the Administration’s request. The report accompanying this legislation (H.Rept. 116-444) notes support for the GEC’s work and states that the GEC’s operating plan submitted to Congress should describe its coordination with DOD regarding the proposed use of all FY2021 funding.12
Diplomatic Security
For FY2021, the Administration requests around $5.38 billion for the State Department'’s key diplomatic security accounts: $3.70 billion for the Worldwide Security Protection (WSP) allocation within the Diplomatic Programs account and $1.68 billion for the Embassy Security, Construction, and Maintenance (ESCM) account. The Administration'’s request represents a decrease of 11.4% from the FY2020 enacted funding level (seesee Table 3).
4).
Table 34. Diplomatic Security Annual Appropriations, FY2019-FY2021 Request
(In millions of current U.S. dollars, includes OCO funds)
% change,
FY20
enacted to
FY2019
FY2020
FY2021
FY21
FY2021
Account
Actual
Enacted
Request
request
House
Worldwide Security
4.10
4.10
3.70
-9.8%
4.10
Protection
Senator Rob Portman, “At Senate Foreign Relations Committee Hearing, Portman Questions Secretary Pompeo on Global Engagement Center, Continuing Aid for Ukraine, and Expanding Sanctions on Russia,” April 10, 2019, at https://www.portman.senate.gov/newsroom/press-releases/senate-foreign-relations-committee-hearing-portman-questions-secretary.
10 U.S. Department of State, Congressional Budget Justification, p. 11. 11 Sean Lyngaas, “State Department proposes new $20.8 million cybersecurity bureau,” Cyberscoop, June 5, 2019, at https://www.cyberscoop.com/state-department-proposes-new-20-8-million-cybersecurity-bureau/.
12 U.S. Congress, House Committee on Appropriations, State Foreign Operations, and Related Programs Appropriations Bill, 2021, report to accompany H.R. 7608, 116th Cong., 1nd sess., H.Rept. 116-444, (Washington, DC: GPO, 2020). pp. 14-15.
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% change,
FY20
enacted to
FY2019
FY2020
FY2021
FY21
FY2021
Account
Actual
Enacted
Request
request
House
Embassy Security,
1.98
1.98
1.68
-14.8%
1.98
Construction, and Maintenance
Diplomatic Security
6.08
6.08
5.38
-11.4%
6.08
(total)
Sources: FY2021 SFOPS CBJ; P.L. 116-94; H.R. 7608; (In millions of current U.S. dollars, includes OCO funds)
Account |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
Worldwide Security Protection |
4.10 |
4.10 |
3.70 |
-9.8% |
Embassy Security, Construction, and Maintenance |
1.98 |
1.98 |
1.68 |
-14.8% |
Diplomatic Security (total) |
6.08 |
6.08 |
5.38 |
-11.4% |
Sources: FY2021 SFOPS CBJ; P.L. 116-94; CRS calculations.
CRS calculations. Notes: Percentage changes may not reflect numbers included in this table due to rounding. Annual appropriations data do not reflect available carryover funds.12
13
The Administration is proposing that Congress decouple WSP from Diplomatic Programs and establish a standalone WSP account (see text box). WSP funds the Bureau of Diplomatic Security (DS), which is responsible for implementing the department'’s security programs to protect U.S. embassies and other overseas posts, diplomatic residences, and domestic State Department offices. In addition, WSP supports many of the State Department'’s security and emergency response programs, including those pertaining to operational medicine and security and crisis management training.1314 The ESCM account funds the Bureau of Overseas Building Operations (OBO), which is responsible for providing U.S. diplomatic and consular missions overseas with secure, functional, and resilient facilities and managing nonmilitary U.S. government property abroad.15
The Administration’s WSP-funded priorities
Proposed Standalone WSP Account
for FY2021 include the hiring of an additional
The Worldwide Security Protection (WSP) subaccount
110 special agents at DS, which the
abroad.14
Proposed Standalone WSP Account
|
The Administration's WSP-funded priorities for FY2021 include the hiring of an additional 110 special agents at DS, which the Administration maintains is necessary to address critical overseas vacancies. In addition, the Administration intends to deploy High Definition Secure Video Systems (HDSVS) at overseas posts worldwide. The Administration has stated these systems will provide enhanced monitoring capabilities at overseas posts, including greater video resolution and enhanced nighttime visibility.15 At the same time, the Administration has proposed a cut of $109 million for DS operations in Afghanistan, which it says is consistent with the consolidation of DS-managed locations in the country and a corresponding reduction in costs for guard services and logistical support.16
17
The Administration'’s ESCM request includes $866.67 million for the State Department'’s share of the Capital Security Cost Sharing and Maintenance Cost Sharing Programs, which are the sources of funding for the planning, design, construction, and maintenance of the United States'’ overseas diplomatic posts. The Administration maintains that this request, when combined with funds contributed by other agencies with personnel at overseas posts and visa fee revenues, will fund these programs at the $2.20 billion level recommended by the Benghazi Accountability Review Board.1718 Construction projects the Administration is seeking to fund through this request include a new embassy compound in Riyadh, Saudi Arabia, and new consulate compounds in Adana, Turkey, and Rio de Janeiro, Brazil.18
19
The House legislation (H.R. 7608) includes a total of $6.08 billion for the State Department’s diplomatic security accounts. This figure is equal to the FY2020 enacted level for these accounts and totals 13.0% more than the Administration’s request (see Table 4).20 H.Rept. 116-444 states that this funding includes resources to deploy HDSVS at overseas posts worldwide and hire 110 new DS agents, as requested by the Administration.21 The House legislation does not seek to implement the Administration’s request for a standalone WSP account.
Assessed Contributions to International Organizations and Peacekeeping Missions
The Contributions to International Organizations (CIO) account is the funding vehicle for the United States'’ payments of its assessed contributions (membership dues) to over 40 organizations. These include the United Nations (U.N.) and its specialized agencies (among them, the World Health Organization, or WHO), inter-American organizations such as the Organization of American States, and the North Atlantic Treaty Organization (NATO), among others.1922 U.S. funding to international organizations is also provided through the various SFOPS multilateral assistance accounts, as described in the "“Foreign Operations Highlights" ” section of this report. Separately, the United States pays its assessed contributions to most U.N. peacekeeping missions through the Contributions for International Peacekeeping Operations (CIPA) account.20
23
17 U.S. Department of State, Congressional Budget Justification, p. 15. 18 U.S. Department of State, Congressional Budget Justification, Appendix 1: Department of State Diplomatic Engagement, pp. 1-2.
19 U.S. Department of State, Congressional Budget Justification, Appendix 1: Department of State Diplomatic Engagement, p. 331.
20 While H.R. 7608 and P.L. 116-94 provide identical overall funding levels for the diplomatic security accounts, H.R. 7608 provides $200,000 more in OCO funding for ESCM, with a corresponding $200,000 decrease in ESCM base budget funding.
21 House Committee on Appropriations, State Foreign Operations, and Related Programs Appropriations Bill, 2021, p. 13.
22 U.S. Department of State, Congressional Budget Justification, pp. 40-41. On April 14, 2020, President Donald Trump announced that the United States would suspend funding to the World Health Organization (WHO), pending a 60- to 90-day review, because of WHO’s “role in severely mismanaging and covering up the spread of the coronavirus.” For more information, see CRS Insight IN11369, U.S. Funding to the World Health Organization (WHO), by Luisa Blanchfield and Tiaji Salaam-Blyther.
23 Successive Administrations have also requested funds for the U.N. Support office in Somalia (UNSOS) under the Contributions for International Peacekeeping Activities (CIPA) account. However, Congress generally has appropriated funds for UNSOS through the Peacekeeping Operations (PKO) account.
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For FY2021, the Administration is requesting a combined $2.05 billion for these accounts. If enacted, this funding level would mark a 31.8% cut from that provided by Congress for FY2020. Table 4 5 shows recent funding levels for each account.
Table 45. U.S. Payments of Assessments to International Organizations and
Peacekeeping Missions, FY2019-FY2021 Request
(In millions of current U.S. dollars,; includes OCO funds)
% change,
FY20
enacted to
FY2019
FY2020
FY2021
FY21
FY2021
Account
Actual
Enacted
Request
request
House
Contributions to
1.36
1.47
0.97
-34.4%
1.51
International Organizations
Contributions for
1.55
1.53
1.08
-29.3%
1.46
International Peacekeeping Activities
Total
2.91
3.00
2.05
-31.8%
2.97
includes OCO funds)
Account |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
Contributions to International Organizations |
1.36 |
1.47 |
0.97 |
-34.4% |
Contributions for International Peacekeeping Activities |
1.55 |
1.53 |
1.08 |
-29.3% |
Total |
2.91 |
3.00 |
2.05 |
-31.8% |
Sources: FY2021 SFOPS CBJ; P.L. 116-94; CRS calculations
NotesP.L. 116-94; H.R. 7608; CRS calculations Note: Percentage changes may not reflect numbers included in this table due to rounding.
Similar to previous budget requests, the Administration'’s CIO request prioritizes paying assessments to international organizations "“whose missions substantially advance U.S. foreign policy interests"” while proposing funding cuts to those organizations whose work it says either does not directly affect U.S. national security interests or renders unclear results.2124 With these intentions in mind, the Administration proposed to eliminate funding to the Organization of Economic Cooperation and Development (OECD), while decreasing U.N. regular budget and specialized agency funding by more than one-third.2225 The request intends to maintain near-recent-year levels of U.S. funding for other organizations, including the International Atomic Energy Agency (IAEA).23
26
For CIPA, the Administration'’s FY2021 request reflects its ongoing commitment to reduce costs for U.N. peacekeeping missions by reevaluating their respective mandates, design, and implementation. The Administration has stated that its request, when combined with the application of U.N. peacekeeping credits (excess funds from previous U.N. peacekeeping missions), would allow the United States to provide 25% of all assessed global funding for U.N. peacekeeping missions, which is equal to the statutory cap established by Congress.2427 However, the current U.S. assessment for U.N. peacekeeping (last negotiated in 2018) is 27.9%, meaning that around $345 million of anticipated U.S. assessed funding would be carried over into arrears.2528 This practice has resulted in the accumulation of over $900 million in U.S. peacekeeping arrearages since FY2017.26
The foreign operations accounts in the SFOPS appropriation compose the majority of U.S. foreign assistance included in the international affairs budget; the remainder is enacted in the agriculture appropriation, which provides funding for the Food for Peace Act, Title II and McGovern-Dole International Food for Education and Child Nutrition programs.27 The Administration'32 The Administration’s FY2021 foreign operations request totals $30.09 billion, representing a 3.7% increase from the Administration'’s FY2020 request and a 25.7% decrease from FY2020-enacted levels. Total foreign assistance requested for FY2021, including the food assistance funds provided in the agriculture appropriation, would represent a 29.1% reduction from FY2020-enacted levels.
The Administration'’s budget request articulates five primary goals for U.S. foreign assistance that are meant to align with both the National Security Strategy and the State-USAID Joint Strategic Plan:
34
These goals are also meant to guide the Administration'’s regional thematic priorities (see "“Country and Regional Assistance”"), as well as how funds are allocated across assistance types. The Administration'’s FY2021 budget request proposes cuts in nearly all assistance types (Table 5)6). The only exception is export promotion assistance, which would see a significant increase. This increase is largely due to proposed funding for the new U.S. Development Finance Corporation (DFC), which the Administration states represents an "“expansion of the role of development finance in advancing U.S. interests around the world,"” and an estimated increase in offsetting collections from the Export-Import Bank.30
Table 5. Foreign Operations, by Type, FY2019-FY2021 Request
35
The House legislation, H.R. 7608, includes a total of $48.64 billion for foreign operations, an increase of 19.5% from FY2020 enacted levels and a 61.7% increase from the Administration’s request. This steep increase over FY2020 funding can largely be attributed to the $9.06 billion in emergency funding appropriated to “prevent, prepare for, and respond to coronavirus” abroad.36
Table 6. Foreign Operations, by Type, FY2019-FY2021
(In billions of U.S. dollars)
% change, FY20
FY2019
FY2020
FY2021
enacted to FY21
FY2021
Type
Actual
Enacted
Request
request
House
USAID Administration
1.67
1.76
1.59
-9.5%
1.79
Global Health Programs
8.87
9.53
6.00
-37.1%
11.66
Non-Health Development Assistance
8.10
8.13
6.15
-24.3%
11.47
(includes Treasury TA, excludes ind. agencies)
Humanitarian Assistance
7.82
8.74
6.27
-28.3%
10.08
Independent Agencies
1.37
1.47
1.21
-17.9%
1.41
Security Assistance
9.15
9.01
7.73
-14.2%
9.02
Multilateral Assistance
1.85
2.08
1.48
-28.9%
3.32
Export Promotion
-0.16
-0.02
-0.34
1379.3%
-1.00
Foreign Operations Total
40.39
40.70
30.09
-26.1%
48.64
Sources: H.R. 7608(In billions of U.S. dollars)
Type |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
USAID Administration |
1.67 |
1.76 |
1.59 |
-9.5% |
Global Health Programs |
8.87 |
9.53 |
6.00 |
-37.1% |
|
8.10 |
8.13 |
6.15 |
-24.3% |
Humanitarian Assistance |
7.82 |
8.74 |
6.27 |
-28.3% |
Independent Agencies |
1.37 |
1.47 |
1.21 |
-17.9% |
Security Assistance |
9.15 |
9.01 |
7.73 |
-14.2% |
Multilateral Assistance |
1.85 |
2.08 |
1.48 |
-28.9% |
Export Promotion |
-0.16 |
-0.02 |
-0.34 |
1379.3% |
Foreign Operations Total |
40.39 |
40.70 |
30.09 |
-26.1% |
Sources: FY2021 SFOPS CBJ; P.L. 116-94; ; P.L. 116-123; ; P.L. 116-136; CRS calculations.
Note: FY2020-enacted includes funds from the first and third supplemental appropriations for the novel coronavirus (P.L. 116-123 and P.L. 116-136, respectively).
Consistent with prior year funding and the FY2020 enacted levels, proposed funding for global health programs, humanitarian assistance, and security assistance comprises approximately two-thirds of the $30.09 billion FY2021 foreign operations budget request (Figure 3).
Global Health Programs
Figure 3. Foreign Operations, by Type, |
![]() |
Source: FY2021 SFOPS CBJ. |
The total FY2021 request for the Global
FY2021 Request
Health Programs (GHP) account is nearly $6.00 billion, representing a 5.4% reduction from the FY2020 budget request and a 37.5% reduction from the FY2020-enacted level, including supplemental appropriations. When compared with FY2020-enacted levels before enactment of supplemental funding for COVID-19, all but one GHP subaccount would be reduced under the budget proposal (Table 6).
Table 67).
Source: FY2021 SFOPS CBJ.
Table 7. Global Health Programs, by Subaccount, FY2019-FY2021 Request
(In millions of U.S. dollars)
% change,
FY20 enacted
FY2019
FY2020
FY2021
to FY21
FY2021
Subaccount
Actual
Enacted
Request
request
House
State HIV/AIDS
4,370.0
4,370.0
3,180.3
-27.2%
4,370.0
Global Fund
1,350.0
1,560.0
657.7
-57.8%
1,560.0
USAID HIV/AIDS
330.0
330.0
0.0
-100.0%
330.0
USAID Malaria
755.0
770.0
708.5
-8.0%
755.0
USAID Maternal and Child Health
835.0
851.0
659.6
-22.5%
850.0
USAID Family Planning/
556.5
524.0
237.0
-54.8%
585.5
Reproductive Healtha USAID Nutrition
145.0
150.0
90.0
-40.0%
145.0
USAID Tuberculosis
302.0
310.0
275.0
-11.3%
310.0
Pandemic Influenza/Otherb
100.0
535.0
115.0
-78.5%
125.0
[of which supplemental]
[435.0]
Neglected Tropical Diseases
102.5
102.5
75.0
-26.8%
102.5
Vulnerable Children
24.0
25.0
0.0
-100.0%
24.0
COVID-19c
-
-
-
-
2,500.0
GHP Total
8,870.0
9,527.5
5,998.1
-37.5%
11,657.0
Source: H.R. 7608; (In millions of U.S. dollars)
Subaccount |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
||
State HIV/AIDS |
4,370.0 |
|
3,180.3 |
-27.2% |
||
Global Fund |
1,350.0 |
|
657.7 |
-57.8% |
||
USAID HIV/AIDS |
330.0 |
|
0.0 |
-100.0% |
||
USAID Malaria |
755.0 |
|
708.5 |
-8.0% |
||
USAID Maternal and Child Health |
835.0 |
|
659.6 |
-22.5% |
||
|
556.5 |
|
237.0 |
-54.8% |
||
USAID Nutrition |
145.0 |
|
90.0 |
-40.0% |
||
USAID Tuberculosis |
302.0 |
|
275.0 |
-11.3% |
||
|
100.0 |
|
115.0 |
-78.5% |
||
Neglected Tropical Diseases |
102.5 |
|
75.0 |
-26.8% |
||
Vulnerable Children |
24.0 |
|
0.0 |
-100.0% |
||
GHP Total |
8,870.0 |
|
5,998.1 |
-37.5% |
Source: FY2021 SFOPS CBJ; P.L. 116-94; ; P.L. 116-123; CRS calculations.
a. FY2019 actual reflects a $32.5 millionmil ion transfer from the International Organizations and Programs (IO&P) account.
b.
account.
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b. FY2020-enacted includes funds from the first supplemental appropriation for the novel coronavirus (P.L.
116-123).
Budget documents indicate that the increase to pandemic influenza funding (when compared with FY2020-enacted appropriations prior to the COVID-19 supplemental funding) would include a $25.00 million deposit of nonexpiring funds to replenish the Emergency Reserve Fund for rapid response to infectious disease outbreaks.31 Observers have expressed concern about the potential cessation of USAID's PREDICT-II pandemic preparedness program in March 2020.32 The Administration does not indicate in the budget request, nor has it specified in any public fora, whether PREDICT-II will be continued. However, the University of California, Davis—one of PREDICT-II's implementing organizations—has reportedly received additional funding from USAID to extend PREDICT-II and continue related work through the "One Health Workforce—Next Generation" project.
Requested).
c. The FY2021 House measure includes $2.50 bil ion in GHP funding to “prevent, prepare for, and respond to
coronavirus.” These funds would be administered by USAID. Of the appropriated funds, Congress designated $150.0 mil ion for the Emergency Response Fund, $750.0 mil ion for GAVI, and $800.0 mil ion for the Global Fund.
P.L. 116-123Requested cuts to GHP subaccounts range from 8.0% for malaria programs to 100% for USAID'’s HIV/AIDS and vulnerable children subaccounts. The Administration asserts that despite its proposed reduction to HIV/AIDS funding, the requested level would be sufficient to maintain treatment for all current recipients. The proposal also reflects the Administration'’s effort to limit U.S. contributions to the Global Fund—an international financing mechanism for efforts to combat AIDS, tuberculosis, and malaria—to 25% of all donations, rather than the 33% limit that the United States has provided since the George W. Bush Administration.
As noted above, the Administration'’s FY2021 request does not include funds for COVID-19, because the request was prepared prior to the outbreak. Congress enacted, and the President signed into law, threeone supplemental appropriations actsact that included global health funding for COVID-19 preparedness and response in March (P.L. 116-123, P.L. 116-127, and P.L. 116-136 P.L. 116-123). As of this report'’s publishing, the Administration has not submitted a request for additional FY2021 funds to combat the virus.33
The FY2021 budget request for humanitarian assistance is nearly $6.27 billion, roughly equivalent to the FY2020 request but down 40.1% from the FY2020-enacted level of $10.46 billion.3438 In successive years, the Administration has requested levels of humanitarian assistance far lower than those enacted the prior year, at times reflecting the fact that humanitarian assistance funds may be carried over from year to year and unobligated balances from prior years may still be available. On a bipartisan basis, for many years, Congress has consistently supported global humanitarian efforts through appropriation levels well above the budget request (Figure 4).
37 For more information on the U.S. response to COVID-19, see CRS In Focus IF11421, COVID-19: Global Implications and Responses, by Sara M. Tharakan et al.
38 Total FY2020-enacted funding includes supplemental funds enacted in two COVID-19 supplemental appropriations and Food for Peace Act, Title II funds, which are part of the Agriculture appropriation.
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4).
Figure 4. Humanitarian Assistance Budget Requests and Enacted Funding, by Account, FY2013-FY2021 (In millions of current U.S. dollars) |
![]() |
Accounts: MRA = Migration and Refugee Assistance, IDA = International Disaster Assistance, ERMA = Emergency Refugee and Migration Assistance, FFP = Food for Peace Act, Title II, and IHA = International Humanitarian Assistance. |
In addition to the proposed $6.27 billion in new funding for humanitarian assistance, the Administration'Administration’s request assumes $2.80 billion in carryover funding from past-year humanitarian assistance. The Administration asserts that the FY2021 request, combined with the estimated carryover, totals close to $9.00 billion, which would allow the United States "“to program well above the second highest level ever, and is sufficient to address the needs for Syria, Yemen, and other crisis areas."35
For FY2021, as in FY2020, the Trump Administration proposes to fund all humanitarian assistance through a single International Humanitarian Assistance (IHA) account managed through USAID'’s new Bureau for Humanitarian Assistance (BHA). The Administration has justified the restructuring as necessary "“to optimize humanitarian assistance, prioritize funding, and use funding as effectively and efficiently as possible."36”40 The proposal would effectively move the administration of overseas refugee and migration assistance funding—currently funded through the Migration and Refugee Assistance (MRA) and Emergency Refugee and Migration Assistance (ERMA) accounts—from the State Department to USAID.3741 In FY2020, enacted funding for these accounts totaled $3.78 billion. The budget request would eliminate the ERMA account and significantly reduce funding to MRA, with none for overseas needs. Within USAID, the BHA is in the process of combining the functions of the Offices of U.S. Foreign Disaster Assistance and Food for Peace. The budget request would eliminate the International Disaster Assistance (IDA) account (FY2020-enacted funding totaled $4.95 billion), as well as Food for Peace Act, Title II emergency food assistance funding, the latter of which is currently appropriated through the agriculture appropriation but administered by USAID (FY2020-enacted funding totaled $1.73 billion). Funds previously requested in these accounts would be consolidated into the IHA account.
The House legislation does not adopt the Administration’s IHA proposal. The accompanying report, H.Rept. 116-444, notes that the “Committee does not support the consolidation of all overseas humanitarian assistance into a single account.” Instead, the bill appropriates funds in the traditional account structure.
40 In FY2020, the Administration proposed a “senior dual-hat leader” under the authority of the Secretary of State but reporting to both the Secretary of State and the USAID Administrator, which appears to have been replaced by “leveraging the comparative strengths of the Department of State and USAID under the authority of the Secretary of State.” FY2021 SFOPS CBJ, p. 80. 41 There is no request in the Migration Refugee Assistance (MRA) account for overseas humanitarian needs. However, the State Department’s Bureau of Population, Refugees, and Migration (PRM) would retain $299.21 million in MRA funding to support U.S. refugee admissions, Humanitarian Migrants to Israel, and PRM administrative expenses, as well as other activities such as policy oversight and diplomatic engagement. Transfer authority would reportedly allow funding to move from IHA to MRA should the MRA funds be insufficient.
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Security Assistance
consolidated into the IHA account.
(In billions of current U.S. dollars) |
![]() |
Sources: FY2021 SFOPS CBJ; P.L. 116-94; CRS calculations. Notes: FMF = Foreign Military Financing; IMET = International Military Education and Training; PKO = Peacekeeping Operations; NADR = Nonproliferation, Anti-terrorism, Demining and Related Programs; INCLE = International Narcotics Control and Law Enforcement. |
The Administration is requesting $7.73 billion in international security assistance for
Figure 5. Security Assistance, by Account,
FY2021, an increase of 4.3% from the
FY2019-FY2021 Request
FY2020 request and 14.3% below the
(In billions of current U.S. dollars)
FY2020-enacted level. The greatest cuts to security assistance accounts would be to Peacekeeping Operations (PKO, -36.6%) and International Military Education and Training (IMET, -27.4%) (Figure 5).38
42
Consistent with prior year requests and appropriations, the majority of security assistance ($5.19 billion) would be for Foreign Military Financing (FMF) to the Middle East, including $3.30 billion in grants to Israel. As in the Trump Administration's ’s past three budget proposals, the FY2021 request seeks flexibility to provide FMF assistance through a combination of grants and loans, including loan guarantees, rather
than the current use of FMF on an almost
Sources: FY2021 SFOPS CBJ; P.L. 116-94; CRS
exclusive grant basis. The Administration
calculations.
asserts that this authority would both "expand the tools available to the United States to help NATO and Major-Non NATO allies39 purchase more American-made defense equipment and related services" and "“expand
Notes: FMF = Foreign Military Financing; IMET =
the tools available to the United States to help
International Military Education and Training; PKO =
NATO and Major-Non NATO allies43
Peacekeeping Operations; NADR = Nonproliferation,
purchase more American-made defense
Anti-terrorism, Demining and Related Programs;
equipment and related services” and “increase
INCLE = International Narcotics Control and Law
increase burden sharing by asking these partners to
Enforcement.
contribute more national funds to foreign military sales cases."40
The remaining third of the FY2021 foreign operations request proposes to allocate funds to development sectors other than those related to global health,non-health development sectors as well as to independent agencies, multilateral assistance, and export promotion agencies.
The FY2021 budget request would reduce funding from FY2020-enacted levels in a number of development sectors (Table 7)8). Environment-focused aid, for example, would be cut by 86.3%, 42 FY2021 PKO request figures include funds for the U.N. Support office in Somalia (UNSOS), which successive Administrations have requested under the Contributions for International Peacekeeping Activities (CIPA) account, but Congress generally has appropriated through the Peacekeeping Operations (PKO) account.
43 Major non-NATO allies are designated by the President, in accordance with 22 U.S.C. §2321k. 44 FY2021 SFOPS CBJ, p. 99.
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. Environment-focused aid, for example, would be cut by 86.3%, while funding for education and water and sanitation would fall by 61.2%. As with the FY2020 request, the FY2021 request includes a significant increase from prior year-enacted levels to programming that seeks to promote women in developing economies, largely due to a proposed $200.00 million for the Women'’s Global Development and Prosperity Initiative (W-GDP).41
Table 7. Select Development Sectors, FY2019-FY2021 Request
45
The House legislation, H.R. 7608, would keep level or increase all development sectors when compared to FY2020 enacted levels and would represent an increase in all sectors when compared to the Administration’s request, with the exception of gender-related and trafficking in persons programs. When compared to FY2020 enacted levels, the greatest increases in funding would be to environmental and gender programming (Table 8).
Table 8. Select Development Sectors, FY2019-FY2021
(In millions of current U.S. dollars)
% change,
FY20 enacted
FY2019
FY2020
FY2021
to FY21
FY2021
Sector
Actual
Enacted
Request
request
House
Democracy Programs (excluding
2,400.0
2,400.0
1,551.4
-35.4%
2,400.5
NED)
Education (basic and higher)
1,035.0
1,110.0
430.5
-61.2%
1,210.0
Food Security
1,000.6
1,005.6
506.1
-49.7%
1,005.6
Environment
500.7
906.7
124.6
-86.3%
1,306.0
Economic Growth
n.a.
n.a.
2,194.0
n.a.
n.a.
Water and Sanitation
435.0
450.0
174.5
-61.2%
450.0
Gender
215.0
230.0
525.7
128.6%
460.0
Trafficking in Persons
67.0
67.0
77.4
15.5%
67.0
Micro and Small Enterprise
265.0
265.0
144.2
-45.6%
265.0
Diplomatic Progress Fund
n.a.
n.a.
200.0
n.a.
-
Sources: H.R. 7608;(In millions of current U.S. dollars)
Sector |
FY2019 Actual |
FY2020 Enacted |
FY2021 Request |
% change, FY20 enacted to FY21 request |
Democracy Programs (excluding NED) |
2,400.0 |
2,400.0 |
1,551.4 |
-35.4% |
Education (basic and higher) |
1,035.0 |
1,110.0 |
430.5 |
-61.2% |
Food Security |
1,000.6 |
1,005.6 |
506.1 |
-49.7% |
Environment |
500.7 |
906.7 |
124.6 |
-86.3% |
Economic Growth |
n.a. |
n.a. |
2,194.0 |
n.a. |
Water and Sanitation |
435.0 |
450.0 |
174.5 |
-61.2% |
Gender |
215.0 |
230.0 |
525.7 |
128.6% |
Trafficking in Persons |
67.0 |
67.0 |
77.4 |
15.5% |
Micro and Small Enterprise |
265.0 |
265.0 |
144.2 |
-45.6% |
Diplomatic Progress Fund |
n.a. |
n.a. |
200.0 |
n.a. |
Under the FY2021 request, most development accounts—Development Assistance (DA); Economic Support Fund (ESF); Assistance to Europe, Eurasia and Central Asia (AEECA); and the Democracy Fund (DF)—would be combined into a single new Economic Support and Development Fund (ESDF). The Administration asserts that this consolidated account would streamline the deployment of resources, increasing efficiency in foreign assistance. Because the consolidated account would incorporate what are now both core and shared USAID accounts, it remains unclear what portion of the new account USAID would manage or implement. The 45 The Administration launched the W-GDP Initiative in February 2019. The Initiative aims to “reach 50 million women in the developing world by 2025 through U.S. government activities, private-public partnerships, and a new, innovative fund” (https://www.whitehouse.gov/wgdp/). In its FY2020 request, the Administration requested $100 million for the initiative; consistent with that request, in final FY2020 appropriations (P.L. 116-94), Congress designated that “up to $100 million may be made available for a Women’s Global Development and Prosperity Fund.” Congressional Research Service 18 SFOPS: FY2021 Budget and Appropriations Administration made a similar request in the FY2018, FY2019, and FY2020 budget requests, but Congress did not enact the proposals.
The FY2021 budget request nestles the Relief and Recovery Fund (RRF) and a proposed new Diplomatic Progress Fund (DPF)—both previously requested as separate budget items—under the proposed ESDF account. According to the justification, the DPF would "“allow the State Department and USAID to respond to new opportunities arising from progress in diplomatic and peace efforts around the world."42”46 While Congress provided funds for the RRF in previous fiscal years, Congress has not accepted the Administration'’s proposal for the DPF.
The Administration'’s FY2021 request would reduce funding to the Peace Corps (-19.5%) and the Millennium Challenge Corporation (-11.6%). The request also proposes eliminating the Inter-American Foundation (IAF) and the U.S African Development Foundation (USADF), and incorporating staff and small grant activities of the two foundations into USAID'’s new Bureau for Development, Democracy, and Innovation.4347 The Administration maintains that this consolidation would allow USAID to "“capitalize on the existing expertise, capacity, relationships, and tools that USADF and IAF provide, including their regional and market segment emphases, in order to reinforce U.S. government bilateral development efforts."44”48 To implement the shuttering of the IAF and USADF, the Administration requests $3.85 million and $4.66 million, respectively.
SFOPS multilateral assistance accounts provide for U.S. payments to multilateral development banks and international organizations that pool funding from multiple donors to finance development activities.4550 The Administration'’s FY2021 request would reduce these accounts by 28.9% from FY2020-enacted levels. As in the Trump Administration'’s three previous requests, the proposal would eliminate funding for the International Organizations and Programs (IO&P) 46 FY2021 SFOPS CBJ, p. 77. 47 The Trump Administration was not the first to propose elimination of the Inter-American Foundation. In 1999, Congress passed legislation (P.L. 106-113, later amended by P.L. 106-429) that authorized the President during FY2000-FY2001 to abolish the Inter-American Foundation. However, the President did not exercise the authority during FY2000-FY2001.
48 FY2021 SFOPS CBJ, pp. 85-86. 49 The Peace Corps received $88 million in FY2020 supplemental appropriations (P.L. 116-136) to address COVID-19 abroad.
50 For more information on U.S. payments to multilateral development banks, see CRS Report RS20792, Multilateral Development Banks: U.S. Contributions FY2000-FY2020, by Rebecca M. Nelson.
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the proposal would eliminate funding for the International Organizations and Programs (IO&P) account, which funds U.S. voluntary contributions to international organizations, primarily United Nations entities such as UNICEF. Congress appropriated $390.50 million for IO&P in FY2020. The Administration also proposes eliminating funds for the Global Environment Facility (GEF) and the International Fund for Agricultural Development (IFAD). For the GEF, the Administration asserts that carryover funds from FY2019 and FY2020 appropriations are sufficient to meet the U.S. pledge to the GEF'’s seventh replenishment.46
The FY2021 request includes an increased investment in the U.S. Development Finance Corporation (DFC), established in 2019 to implement the BUILD Act.4752 However, the Administration would eliminate funding for the U.S. Trade and Development Agency (USTDA)—the request includes $12.11 million for the agency's "’s “orderly closeout"”—and an 8.3% reduction from FY2020-enacted levels for the Export-Import Bank of the United States' ’ Operations account.4853 As in previous years, the Administration assumes that all export promotion expenditures would be offset by collections. In the FY2021 request, the Administration assumes $711.20 million and $496.00 million in offsetting collections from the Export-Import Bank and the DFC, respectively.
The Administration organizes much of its country and regional assistance into six thematic priorities (Figure 6). These priorities are also meant to reflect the broader foreign operations goals outlined in "“Foreign Operations Highlights.”
51 FY2021 SFOPS CBJ, p. 104. 52 For more on the DFC’s structure and operations, see CRS In Focus IF11436, U.S. International Development Finance Corporation (DFC), by Shayerah Ilias Akhtar and Nick M. Brown.
53 FY2021 SFOPS CBJ, p. 106.
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Figure 6. Regional Thematic Priorities, FY2021 Request
Foreign Operations Highlights."
Top country recipients under the FY2021 request remain consistent with prior year funding allocations. Israel, Egypt, and Jordan would remain the top three recipients of foreign assistance—though Egypt would move ahead of Jordan when compared with FY2019 actual funding—largely due to the proposed levels of military aid for those three countries. Other countries that the Administration maintains are strategically significant, including Afghanistan and Ukraine, also remain top country recipients in the FY2021 request, as do several African countries that would receive high levels of global health and development aid (Table 8).
9).
Regionally, the Middle East and Africa would receive the largest shares of aid in the FY2021 request—together comprising about 71.5% of total aid allocated by country or region—consistent with FY2019 year actuals (Figure 7). Proposed funding for Europe and Eurasia and, separately, the Indo-Pacific, come to 3.9% and 9.2%, respectively. Notably, the distribution of assistance within regions vary significantly. For example, Africa receives a majority of GHP funding (58.1% in FY2019 and a proposed 66.7% for FY2021), but accounts for a small proportion of INCLE funding (5.2% in FY2019 and a proposed 4.1% for FY2021). In comparison, the Western Hemisphere region accounts for a small percentage of GHP (2.5% in FY2019 and a proposed 2.2% for FY2021) and a large proportion of INCLE funds (37.7% in FY2019 and a proposed 44.8% for FY2021).
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Table 944.8% for FY2021).
Appendix A.
SFOPS Funding, by Account
SFOPS Funding, by Account Table A-1. Department of State, Foreign Operations, and Related Agencies Appropriations, FY2019 Actual, FY2020 Enacted, and FY2021 Request
(In millions of U.S. dollars; number in parentheses are the portion of the account totals designated as OCO or emergency funds)
FY2019 Actual |
|
FY2021 Request |
% Change, FY2020 Enacted vs. FY2021 Request |
|
Title I. State, Broadcasting & Related Agencies, TOTAL |
|
|
14,034.56 |
-18.93% |
Administration of Foreign Affairs, Subtotal |
|
|
11,110.21 |
-14.17% |
Diplomatic Programs |
|
8,489.89 |
-12.60% |
|
(of which Worldwide Security Protection) |
| , P.L.
vs. FY2021
FY2021 House
FY2019 Actual
116-136)
FY2021 Request
Request
(H.R. 7608)
Title I. State, Broadcasting & Related Agencies,
16,536.59
17,312.18
14,034.56
-18.93%
17,562.65
TOTAL
(4,064.57)
(4,778.01)
(4,866.94)
Administration of Foreign Affairs, Subtotal
12,408.55
12,943.96
11,110.21
-14.17%
13,389.08
(2,979.67)
(3,693.11)
(4,064.71)
Diplomatic Programs
9,253.95
9,713.69
8,489.89
-12.60%
10,143.20
(2,942.77)
(3,214.12)ab
(3,581.12)c
(of which Worldwide Security Protection)
[4,095.90]
[4,095.90]
[3,695.41]
-9.78%
[4,095.90] |
[3,695.41] |
-9.78% |
Capital Investment Fund |
92.77 |
139.50 |
256.70 |
84.01% |
Office of Inspector General |
|
|
141.42 |
-2.96% |
Ed. & Cultural Exchanges |
700.95 |
730.70 |
310.00 |
-57.57% |
Representation Expenses |
8.03 |
7.21 |
7.41 |
2.79% |
Protection of Foreign Missions & Officials |
30.89 |
30.89 |
25.90 |
-16.15% |
Embassy Security, Construction & Maintenance |
1,975.45 |
|
1,683.76 |
-14.78% |
(of which Worldwide Security Upgrades) |
[1,198.25] |
|
[941.66] |
-21.90% |
Emergency-Diplomatic & Consular Services |
7.89 |
7.89 |
7.89 |
— |
Repatriation Loans |
1.30 |
1.30 |
1.30 |
— |
Payment American Institute Taiwan |
31.96 |
31.96 |
26.31 |
-17.68% |
International Chancery Center |
0.74 |
0.74 |
0.74 |
— |
Foreign Service Retirement (mandatory) |
158.90 |
158.90 |
158.90 |
— |
International Orgs, Subtotal |
|
|
2,045.42 |
-31.82% |
Contributions to Int'l Orgs |
|
|
966.22 |
-34.44% |
Contributions, Int'l Peacekeeping |
|
|
1,079.20 |
-29.30% |
International Commissions, Subtotal (Function 300) |
141.44 |
162.80 |
144.11 |
-11.48% |
Int'l Boundary/U.S.-Mexico |
77.53 |
85.07 |
98.77 |
16.10% |
American Sections |
13.26 |
15.01 |
10.66 |
-28.96% |
Int'l Fisheries |
50.65 |
62.72 |
34.68 |
-44.71% |
Agency for Global Media, Subtotal |
807.90 |
810.40 |
637.25 |
-21.37% |
Broadcasting Operations |
798.20 |
798.70 |
632.73 |
-20.78% |
Capital Improvements |
9.70 |
11.70 |
4.52 |
-61.37% |
Related Programs, Subtotal |
252.78 |
381.34 |
83.59 |
-78.08% |
Asia Foundation |
17.00 |
19.00 |
— |
-100.00% |
U.S. Institute for Peace |
38.63 |
45.00 |
15.74 |
-65.02% |
Center for Middle East-West Dialogue |
0.19 |
0.25 |
0.25 |
2.04% |
Eisenhower Exchange Programs |
0.19 |
0.27 |
0.21 |
-22.59% |
Israeli-Arab Scholarship Program |
0.07 |
0.12 |
0.12 |
-4.03% |
East-West Center |
16.70 |
16.70 |
— |
-100.00% |
Nat'l Endowment for Democracy |
180.00 |
300.00 |
67.28 |
-77.58% |
Other Commissions, Subtotal |
14.75 |
13.50 |
13.97 |
-3.46% |
Preservation of America's Heritage Abroad |
0.68 |
0.68 |
0.64 |
-4.89% |
Int'l Religious Freedom |
4.50 |
4.50 |
4.50 |
— |
Security & Cooperation in Europe |
2.58 |
2.58 |
2.58 |
— |
Cong.-Exec. Commission on People's Republic of China |
2.00 |
2.25 |
2.25 |
— |
U.S.-China Economic and Security Review |
3.50 |
3.50 |
4.00 |
14.29% |
Western Hem. Drug Policy Commission |
1.50 |
0.00 |
— |
— |
Foreign Operations, TOTAL |
|
|
30,088.86 |
-25.66% |
Title II. Admin of Foreign Assistance |
|
|
1,591.75 |
-9.51% |
USAID Operating Expenses |
|
|
1,311.87 |
-10.89% |
USAID Capital Investment Fund |
225.00 |
210.30 |
205.00 |
-2.52% |
USAID Inspector General |
76.60 |
|
74.88 |
-2.12% |
Title III: Bilateral Economic Assistance |
|
|
19,623.49 |
-29.01% |
Global Health Programs (GHP), State + USAID |
8,869.95 |
|
5,998.00 |
-37.05% |
(of which USAID) |
[3,149.95] |
[3,597.45] |
[2,160.10] |
-39.95% |
(of which State) |
[5,720.00] |
[5,930.00] |
[3,837.87] |
-35.28% |
Development Assistance |
3,000.00 |
3,400.00 |
— |
n.a. |
International Disaster Assistance |
|
— |
n.a. |
|
Transition Initiatives |
|
92.04 |
112.00 |
21.68% |
Complex Crises Fund |
30.00 |
30.00 |
— |
-100.00% |
Development Credit Authority—Admin |
10.00 |
— |
— |
— |
Development Credit Authority Subsidy |
[55.00] |
— |
— |
— |
Economic Support Fund |
|
|
— |
n.a. |
Economic Support and Development Fund |
— |
— |
5,925.60 |
n.a. |
Democracy Fund |
227.20 |
273.70 |
— |
n.a. |
Assistance for Europe, Eurasia and Central Asia |
760.33 |
770.33 |
— |
n.a. |
Migration & Refugee Assistance |
|
|
299.21 |
-92.09% |
International Humanitarian Assistance |
— |
— |
5,968.00 |
n.a. |
Emergency Refugee and Migration Assistance |
1.00 |
0.10 |
— |
n.a. |
Independent Agencies, Subtotal |
1,368.00 |
|
1,209.71 |
-17.93% |
Peace Corps |
410.50 |
|
401.20 |
-19.52% |
Millennium Challenge Corporation |
905.00 |
905.00 |
800.00 |
-11.60% |
Inter-American Foundation |
22.50 |
37.50 |
3.85 |
-89.73% |
U.S. African Development Foundation |
30.00 |
33.00 |
4.66 |
-85.88% |
Department of the Treasury, Subtotal |
30.00 |
45.00 |
111.00 |
146.67% |
Department of the Treasury Technical Assistance |
30.00 |
30.00 |
33.00 |
10.00% |
Debt Restructuring |
— |
15.00 |
78.00 |
420.00% |
Title IV. Int'l Security Assistance |
|
|
7,729.66 |
-14.25% |
International Narcotics Control & Law Enforcement |
1,497.47 |
1,391.00 |
1,010.28 |
-27.37% |
Nonproliferation, Anti-Terrorism, Demining |
864.55 |
895.75 |
753.55 |
-15.87% |
Peacekeeping Operations |
|
|
290.00 |
-36.59% |
International Military Education & Training |
110.78 |
112.93 |
104.93 |
-7.08% |
Foreign Military Financing |
|
|
5,570.90 |
-9.52% |
Title V. Multilateral Assistance |
1,849.20 |
2,082.28 |
1,481.24 |
-28.86% |
International Organizations & Programs |
331.50 |
390.50 |
— |
-100.00% |
Int'l Bank for Reconstruction and Development |
— |
206.50 |
206.50 |
— |
World Bank: Global Environment Facility |
139.58 |
139.58 |
— |
-100.00% |
World Bank: Int'l Development Association |
1,097.01 |
1,097.01 |
1,001.40 |
-8.72% |
Asian Development Fund |
47.40 |
47.40 |
47.40 |
— |
African Development Bank-Capital |
32.42 |
— |
54.65 |
n.a. |
African Development Fund |
171.3 |
171.30 |
171.30 |
— |
International Fund for Agricultural Development |
30.00 |
30.00 |
— |
-100.00% |
Title VI. Export Assistance |
-161.49 |
-22.80 |
-337.27 |
1,379.26% |
Export-Import Bank (net) |
100.05 |
-34.30 |
-689.05 |
1908.90% |
Overseas Private Investment Corporation |
-341.04 |
— |
— |
— |
Development Finance Corporation |
— |
-68.00 |
339.68 |
599.53% |
Trade & Development Agency |
79.50 |
79.50 |
12.11 |
-84.77% |
State, Foreign Operations & Related Programs, TOTAL |
|
|
44,123.42 |
-23.65% |
Ad Ons/Rescissions, net |
-324.62 |
|
— |
— |
State, Foreign Operations & Related Programs, Net of Rescissions |
|
|
44,123.42 |
-22.87% |
Sources: FY2019 Actuals and the FY2021 request are from the FY2021 SFOPS CBJ; FY2020 enacted data are from P.L. 116-94, Division G, P.L. 116-123, and P.L. 116-136. 136.
Notes: Figures in brackets are subsumed in the larger account above and are not counted against the total. Figures in parentheses are amount designated as Overseas Contingency Operations (OCO) or supplemental emergency funding and are subsumed in the larger account number above them. "Enduring"“Enduring” funding is also sometimes referred to as "base" or "ongoing"“base” or “ongoing” funding in budget documents. Numbers may not add due to rounding. "“n.a."” = not applicable.
a. Includes funding for the first novel coronavirus (COVID-19) supplemental appropriation, P.L. 116-123. That legislation appropriated $264 millionmil ion for Diplomatic
Programs, $1 millionmil ion for the USAID Inspector General, $435 millionmil ion for Global Health Programs-USAID, $300 millionmil ion for International Disaster Assistance, and $250 millionmil ion for the Economic Support Fund. All of these funds were designated as being for an emergency requirement. As such, like OCO funds, they do not count against BCA discretionary spending caps.
b.
b. Includes funding for the third novel coronavirus supplemental appropriations, P.L. 116-136. That legislation included $324 millionmil ion for Diplomatic Programs, $95 million
mil ion for USAID Operating Expenses, $258 millionmil ion for International Disaster Assistance, $250 millionmil ion for Migration and Refugee Assistance, and $88 millionmil ion for the Peace Corps.
Appendix B.
c. Includes supplemental funding designated for the novel coronavirus in Title VIII of H.R. 7608.
CRS-28
link to page 33 SFOPS: FY2021 Budget and Appropriations
Appendix B. International Affairs Budget International Affairs Budget
The International Affairs budget, or Function 150, includes funding that is not in the Department of State, Foreign Operations, and Related Programs (SFOPS) appropriation; in particular, international food assistance programs (Food for Peace Act (FFPA), Title II and McGovern-Dole International Food for Education and Child Nutrition programs) are in the Agriculture Appropriations, and the Foreign Claim Settlement Commission and the International Trade Commission are in the Commerce, Justice, Science appropriations. In addition, the Department of State, Foreign Operations, and Related Programs appropriation measure includes funding for certain international commissions that are not part of the International Affairs Function 150 account.
account.
Table B-1. International Affairs Budget, FY2019 Actual, FY2020 Enacted, and FY2021 Request
and FY2021 Request
(In millions of U.S. dollars)
FY2020
Enacted
% Change,
((In millions of U.S. dollars)
FY2019 Actual |
|
FY2021 Request |
% Change, FY2020 Enacted vs. FY2021 Request |
|
|
54,534.49 |
56,946.10 |
43,979.32 |
-22.77% |
Commerce-Justice-Science |
99.48 |
101.74 |
107.37 |
5.53% |
Foreign Claims Settlement Commission |
2.41 |
2.34 |
2.37 |
1.33% |
Int'l Trade Commission |
97.08 |
99.40 |
105.00 |
5.63% |
Agriculture |
1,926.26 |
1,945.00 |
— |
n.a. |
FFPA Title II |
1,716.00 |
1,725.00 |
— |
n.a. |
McGovern-Dole |
210.26 |
220.00 |
— |
n.a. |
Total International Affairs (150) |
56,560.23 |
58,992.84 |
44,086.68 |
-25.27% |
Sources,
FY2020
FY2021
P.L. 116-94,
Enacted vs.
House
FY2019
P.L. 116-
FY2021
FY2021
(H.R. 7608,
Actual
136)
Request
Request
H.R. 7667
State-Foreign
54,534.49
56,946.10
43,979.32
-22.77%
65,852.95
Operations, excluding commissionsa
Commerce-Justice-
99.48
101.74
107.37
5.53%
107.37
Science
Foreign Claims
2.41
2.34
2.37
1.33%
2.37
Settlement Commission
Int’l Trade Commission
97.08
99.40
105.00
5.63%
105.00
Agriculture
1,926.26
1,945.00
—
n.a.
2,010.00
FFPA Title II
1,716.00
1,725.00
—
n.a.
1,775.00
McGovern-Dole
210.26
220.00
—
n.a.
235.00
Total International
56,560.23
58,992.84
44,086.68
-25.27%
67,970.32
Affairs (150)
Sources: FY2019 Actuals and the FY2021 request are from the FY2021 SFOPS CBJ, FY2021 Foreign Claims Settlement Commission CBJ, and FY2021 U.S. International Trade Commission CBJ; FY2020 enacted data are from P.L. 116-93, Division B, P.L. 116-94, Divisions B and G, P.L. 116-123, and P.L. 116-136.
a. . a. Includes mandatory spending from the Foreign Service retirement account, and does not align with budget
justification figures that count only discretionary spending. Funding for certain international commissions appropriated in the SFOPS bill bil are excluded here because they fall under function 300 of the budget (Natural Resources and Environment), not function 150 (International Affairs).
Appendix C.
Congressional Research Service
29
SFOPS: FY2021 Budget and Appropriations
Appendix C. SFOPS Organization Chart
SFOPS Organization Chart
![]() |
Source |
Author Contact Information
1. | The payment covers the U.S. government's contribution to the Foreign Service Retirement and Disability System and the Foreign Service Pension System for USAID and the Department of State. It is the only mandatory spending in the SFOPS appropriation.
|
2. |
For more information on international affairs funding for COVID-19 response, see CRS In Focus IF11496, COVID-19 and Foreign Assistance: Issues for Congress, by Nick M. Brown, Marian L. Lawson, and Emily M. Morgenstern, and CRS Report R46319, Novel Coronavirus 2019 (COVID-19): Q&A on Global Implications and Responses, coordinated by Tiaji Salaam-Blyther. |
3. |
For more information on BBA 2019, see CRS Insight IN11148, The Bipartisan Budget Act of 2019: Changes to the BCA and Debt Limit, by Grant A. Driessen and Megan S. Lynch. |
4. |
For more information on the use of OCO in the international affairs budget, see CRS In Focus IF10143, Foreign Affairs Overseas Contingency Operations (OCO) Funding: Background and Current Status, by Emily M. Morgenstern. |
5. |
Congress provided $264 million in COVID-19 supplemental funds the Diplomatic Programs account pursuant to P.L. 116-123, the Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020. Subsequently, Congress provided an additional $324 million COVID-19 supplemental funds for the same account pursuant to the Coronavirus Aid, Relief, and Economic Security (CARES) Act (P.L. 116-136). |
6. |
Letter transmitted from Secretary of State Michael R. Pompeo to Congress, February 10, 2020. |
7. |
U.S. Department of State, Congressional Budget Justification: Department of State, Foreign Operations, and Related Programs, Fiscal Year 20201, February 10, 2020, pp. 10-18. |
8. |
|
9. |
For example, see Senator Robert Menendez, "Menendez Calls for Swift Action on Countering Kremlin Propaganda With Congressionally Authorized Funds," March 5, 2018, https://www.menendez.senate.gov/news-and-events/press/menendez-calls-for-swift-action-on-countering-kremlin-propaganda-with-congressionally-authorized-funds; and Senator Rob Portman, "At Senate Foreign Relations Committee Hearing, Portman Questions Secretary Pompeo on Global Engagement Center, Continuing Aid for Ukraine, and Expanding Sanctions on Russia," April 10, 2019, at https://www.portman.senate.gov/newsroom/press-releases/senate-foreign-relations-committee-hearing-portman-questions-secretary. |
10. |
U.S. Department of State, Congressional Budget Justification, p. 11. |
11. |
|
12. |
Over the past several years, Congress provided no-year appropriations for both WSP and ESCM, thereby authorizing the State Department to indefinitely retain appropriated funds beyond the fiscal year for which they were appropriated. As a result, the department has carried over large balances of unexpired, unobligated WSP and ESCM funds each year that it is authorized to obligate for purposes including multiyear construction projects and unexpected security contingencies. |
13. |
U.S. Department of State, Congressional Budget Justification, p. 14. |
14. |
U.S. Department of State, Congressional Budget Justification, Appendix 1: Department of State Diplomatic Engagement, Fiscal Year 2021, February 10, 2020, p. 328. |
15. |
U.S. Department of State, Congressional Budget Justification, p. 14. |
16. |
U.S. Department of State, Congressional Budget Justification, p. 15. |
17. |
U.S. Department of State, Congressional Budget Justification, Appendix 1: Department of State Diplomatic Engagement, pp. 1-2. |
18. |
U.S. Department of State, Congressional Budget Justification, Appendix 1: Department of State Diplomatic Engagement, p. 331. |
19. |
U.S. Department of State, Congressional Budget Justification, pp. 40-41. On April 14, 2020, President Donald Trump announced that the United States would suspend funding to the World Health Organization (WHO), pending a 60- to 90-day review, because of WHO's "role in severely mismanaging and covering up the spread of the coronavirus." For more information, see CRS Insight IN11369, U.S. Funding to the World Health Organization (WHO), by Luisa Blanchfield and Tiaji Salaam-Blyther. |
20. |
Successive Administrations have also requested funds for the U.N. Support office in Somalia (UNSOS) under the Contributions for International Peacekeeping Activities (CIPA) account. However, Congress generally has appropriated funds for UNSOS through the Peacekeeping Operations (PKO) account. |
21. |
U.S. Department of State, Congressional Budget Justification, p. 40. |
22. |
U.S. Department of State, Congressional Budget Justification, p. 41. |
23. |
U.S. Department of State, Congressional Budget Justification, p. 41. |
24. |
See Section 404 of P.L. 103-236. |
25. |
U.S. Department of State, Congressional Budget Justification, p. 43. |
26. |
Over the years, the gap between the actual U.S. peacekeeping assessment and the 25% statutory cap led to funding shortfalls. The State Department and Congress often covered these shortfalls by raising the cap for limited periods and allowing for the application of U.N. peacekeeping credits to fund outstanding U.S. balances. For several years, these actions allowed the United States to pay its peacekeeping assessments in full. However, since FY2017 Congress has declined to raise the cap, and in mid-2017, the Trump Administration began the ongoing practice of allowing the application of peacekeeping credits up to, but not beyond, the 25% cap. For more information, see CRS In Focus IF10597, United Nations Issues: U.S. Funding of U.N. Peacekeeping, by Luisa Blanchfield. |
27. |
For more information on international food assistance programs, see CRS Report R45422, U.S. International Food Assistance: An Overview, by Alyssa R. Casey. |
28. |
According to the Administration, support for Venezuela would include "bilateral democracy and health assistance for Venezuelans, as well as assistance for Venezuelans fleeing their country and for the communities hosting them." Further, the Administration maintains that it includes flexibility in programming to "support a democratic transition and related needs in Venezuela should circumstances warrant." U.S. Department of State, Congressional Budget Justification, p. 75. |
29. |
Documents provided by the State Department at budget roll-out briefings, February 10, 2020. |
30. |
U.S. Department of State, Congressional Budget Justification, p. 108. |
31. |
In its appropriations measures, Congress designates for how long appropriated funds may be available. Availability may be for a set period of time (e.g., two or five years) or until funds are expended. When the latter, Congress may refer to those as nonexpiring or no-year funds. |
32. |
For more information on PREDICT-2, see https://www.usaid.gov/global-health/health-areas/emerging-pandemic-threats/programs and https://www.usaid.gov/sites/default/files/documents/1864/predict-global-flyer-508.pdf. |
33. |
For more information on the U.S. response to COVID-19, see CRS In Focus IF11421, COVID-19: Global Implications and Responses, by Sara M. Tharakan et al. |
34. |
Total FY2020-enacted funding includes supplemental funds enacted in two COVID-19 supplemental appropriations: and. |
35. |
FY2021 SFOPS CBJ, p. 80. |
36. |
In FY2020, the Administration proposed a "senior dual-hat leader" under the authority of the Secretary of State but reporting to both the Secretary of State and the USAID Administrator, which appears to have been replaced by "leveraging the comparative strengths of the Department of State and USAID under the authority of the Secretary of State." FY2021 SFOPS CBJ, p. 80. |
37. |
There is no request in the Migration Refugee Assistance (MRA) account for overseas humanitarian needs. However, the State Department's Bureau of Population, Refugees, and Migration (PRM) would retain $299.21 million in MRA funding to support U.S. refugee admissions, Humanitarian Migrants to Israel, and PRM administrative expenses, as well as other activities such as policy oversight and diplomatic engagement. Transfer authority would reportedly allow funding to move from IHA to MRA should the MRA funds be insufficient. |
38. |
FY2021 PKO request figures include funds for the U.N. Support office in Somalia (UNSOS), which successive Administrations have requested under the Contributions for International Peacekeeping Activities (CIPA) account, but Congress generally has appropriated through the Peacekeeping Operations (PKO) account. |
39. |
Major non-NATO allies are designated by the President, in accordance with 22 U.S.C. §2321k. |
40. |
FY2021 SFOPS CBJ, p. 99. |
41. |
|
42. |
FY2021 SFOPS CBJ, p. 77. |
43. |
The Trump Administration was not the first to propose elimination of the Inter-American Foundation. In 1999, Congress passed legislation (P.L. 106-113, later amended by P.L. 106-429) that authorized the President during FY2000-FY2001 to abolish the Inter-American Foundation. However, the President did not exercise the authority during FY2000-FY2001. |
44. |
FY2021 SFOPS CBJ, pp. 85-86. |
45. |
For more information on U.S. payments to multilateral development banks, see CRS Report RS20792, Multilateral Development Banks: U.S. Contributions FY2000-FY2020, by Rebecca M. Nelson. |
46. |
FY2021 SFOPS CBJ, p. 104. |
47. |
For more on the DFC's structure and operations, see CRS In Focus IF11436, U.S. International Development Finance Corporation (DFC), by Shayerah Ilias Akhtar and Nick M. Brown. |
48. |
FY2021 SFOPS CBJ, p. 106. |