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In the spring ofSince May 2019, U.S.-Iran tensions have escalated. The Trump Administration, following its 2018 withdrawal from the 2015 multilateral nuclear agreement with Iran (Joint Comprehensive Plan of Action, JCPOA), has taken several steps in its campaign of applying "maximum pressure" on Iran. Iran orand Iran-linked forces have targeted commercial ships and infrastructure in U.S. partner countries.
U.S. officials have stated that Iran-linked threats to U.S. forces and interests, and attacks on several commercial ships in May and June 2019, have prompted the Administration to send additional military assets to the region to deter future Iranian actions. President Donald Trump, while warning Iran not to take action against the United States, has said he prefers a diplomatic solution over moving toward military confrontation. The Administration has expanded U.S. sanctions against Iran, including sanctioning its mineral and petrochemical exports during May-June 2019, placingHowever, Iran's downing of a U.S. unmanned aerial aircraft might indicate that Iran has not been deterred, to date.
President Donald Trump has said he prefers a diplomatic solution over moving toward military confrontation, including a revised JCPOA that encompasses not only nuclear issues but also broader U.S. concerns about Iran's support for regional armed factions. During May-June 2019, the Administration has placed further pressure on Iran's economy. By expanding U.S. sanctions against Iran, including sanctioning its mineral and petrochemical exports, and Supreme Leader Ali Khamene'i. Iranian leaders have refused to talk directly with the Administration, and Iran has begun to exceed some nuclear limitations stipulated in the JCPOA. High-ranking officials from several countries, including Japan, Germany, France, Oman, Qatar, and Iraq, have visited Tehran to try to de-escalate U.S.-Iran tensions further pressure on Iran's economy.
Iranian leaders have refused to talk directly with the Administration, and they have announced an intent to no longer comply with some aspects of the JCPOA. U.S. allies and other countries such as Russia and China have expressed a preference to reduce tensions. Several countries, including Japan, Germany, Oman, Qatar, and Iraq, have sought to de-escalate U.S.-Iran tensions by sending high-level officials to Tehran for talks.
An expanding action-reaction dynamic between the United States and Iran has the potential to escalate into significant conflict. The United States military has the capability to undertake a large range of options against Iran in the event of conflict, both against Iran directly and against its regional allies and proxies. However, Iran's alliances with and armed support for armed factions throughout the region, and its network of agents in Europe, Latin America, and elsewhere, give Iran the potential to expand any confrontation into areas where U.S. response options might be limited.
Members of Congress have received additional information from the Administration about the causes of the uptick in U.S.-Iran tensions and Administration planning for further U.S. responses. They have responded in a number of ways; some Members have sought to pass legislation requiring congressional approval for any decision by the President to take military action against Iran.
Additional detail on U.S. policy options on Iran, Iran's regional and defense policy, and Iran sanctions can be found in: CRS Report RL32048, Iran: Internal Politics and U.S. Policy and Options, by Kenneth Katzman; CRS Report RS20871, Iran Sanctions, by Kenneth Katzman; CRS Report R44017, Iran's Foreign and Defense Policies, by Kenneth Katzman; and CRS Report R43983, 2001 Authorization for Use of Military Force: Issues Concerning Its Continued Application, by Matthew C. Weed.
U.S.-Iran relations have been mostly adversarial—but with varying degrees of intensity—since the 1979 Islamic Revolution in Iran. Since then, U.S. officials consistently have identified Iran's support for militant Middle East groups as a significant threat to U.S. interests and allies. Attempting to constrain Iran's nuclear program took precedence in U.S. policy after 2002 as that program advanced. The United States also has sought to block Iran's ability to purchase advanced conventional weaponry and to develop ballistic missiles.
In May 2018, the Trump Administration withdrew the United States from the 2015 nuclear agreement (Joint Comprehensive Plan of Action, JCPOA) on the grounds that the agreement did not address a broad range of U.S. concerns about Iranian behavior and would not permanently preclude the potential for Iran to develop a nuclear weapon.1 Administration officials, such as Secretary of State Michael Pompeo and his senior adviser on Iran affairs, Ambassador Brian Hook, say that Administration policy is to apply "maximum pressure" on Iran's economy to (1) compel it to renegotiate the JCPOA to address the broad range of U.S. concerns and (2) deny Iran the revenue to continue to develop its strategic capabilities or intervene throughout the region. 2 Administration statements also suggest that an element of the policy could be to create enough economic difficulties to stoke unrest in Iran, possibly to the point where the regime collapses.3
As the Administration has pursued its policy of maximum pressure, bilateral tensions have escalated significantly, with U.S. steps going beyond the re-impositionreimposition of all U.S. sanctions that were in force before JCPOA went into effect in early 2016. Key developments since April 2019 include the following:
Iran appeared to react to the U.S. actions taken in April and May 2019 by seeking to demonstrate its ability to harm global commerce and other U.S. interests
As discussed below, Iran also took steps that signaled its objection to continuing to uphold its JCPOA commitments in the face of U.S. sanctions that deny it the benefits of the accord.
Attacks on TankersOn May 12-13, four oil tankers—two Saudi, one Emirati, and one Norwegian ship—were damaged. Iran denied involvement in the incidents, but a Defense Department official on May 24 attributed the tanker attacks to the IRGC.1011 A report to the United Nations from Saudi Arabia, the UAE, and Norway, based on their investigation,based on Saudi, UAE, and Norwegian information found that a "state actor" was likely responsible, but did not name a specific perpetrator.1112
On June 13, 2019, two Saudi tankers in the Gulf of Oman were attacked. One was carrying petrochemicals and the other, crude oil, to buyers in Asia. The same day, Secretary of State Michael Pompeo stated:
"It is the assessment of the U.S. government that Iran is responsible for the attacks that occurred in the Gulf of Oman today. The assessment is based on the intelligence, the weapons used, the level of expertise needed to execute the operation, recent similar Iranian attacks on shipping, and the fact that no proxy group in the area has the resources and proficiency to act with such a high degree of sophistication…Iran is lashing out because the regime wants our successful maximum pressure campaign lifted…Today I have instructed our U.N. Ambassador John Cohen to raise Iran's attacks to the U.N. Security Council meeting later this afternoon. Our policy remains an economic and diplomatic effort to bring Iran back to the negotiating table at the right time, to encourage a comprehensive deal that addresses the broad range of threats—threats today apparent for all the world to see—to peace and security…12
In addition to direct Iranian action, Iran's allies in the region conducted attacks that might have been linked to the escalating U.S.-Iran tension, although the groups in question did not announce direct linkage. On May 19, 2019, a rocket was fired into the secure "Green Zone" in Baghdad but it caused no injuries or damage.1314 Iran-backed Iraqi militias were widely suspected of the firing and U.S. Defense Department officials attributed it to Iran.1415 The incident came four days after the State Department ordered "nonemergency U.S. government employees" to leave U.S. diplomatic facilities in Iraq, claiming a heightened threat that Iranian allies may act against the United States there. In mid-June, there were several other rocket attacks in Iraq, including one that landed near a housing compound for employees of an Exxon-Mobil energy project in the southern Iraqi province of Basra, wounding several persons.1516 A May 2019 attack on Saudi pipeline infrastructure in Saudi Arabia with an unmanned aerial aircraft, first attributed to being launched from Yemen, was later determined to have been initiated from Iraq.16
In June 2019, the Houthis claimed responsibility for three attacks on an airport in Abha, southern Saudi Arabia;1718 the latest of the attacks on the Abha airport, on June 23, killed one person. On June 19, the Houthis reportedly fired a missile at a Saudi power station.1819 The Houthis have been fighting against a Saudi-led Arab coalition that intervened in Yemen against the Houthis in March 2015, and it is not clear that the recent Houthi attacks are directly related to the heightened U.S.-Iran tensions.
In a June 13, 2019, statement, Secretary of State Pompeo asserted Iranian responsibility for a May 31, 2019, car bombing in Afghanistan that wounded four U.S. military personnel. Recent State Department reports have asserted that Iran is providing materiel support to Taliban militants, but the Taliban claimed responsibility for the May 31 attack and outside experts asserted that the Iranian role in that attack is unclear or even unlikely. 19
On June 20, 2019, Iran shot down an unmanned aerial surveillance aircraft (RQ-4A Global Hawk Unmanned Aerial Vehicle) near the Strait of Hormuz, claiming it had entered Iranian airspace over the Gulf of Oman. U.S. Central Command officials stated that the drone was over international waters.2021 IRGC commander-in-chief Maj. Gen. Hossein Salami stated: "The downing of the American drone is an open, clear and categorical message, which is: the defenders of the borders of Iran will decisively deal with any foreign aggression….… This is the way the Iranian nation deals with its enemies."21
On June 20, 2019, according to his posts on the Twitter social media site, President Trump ordered a strike on three Iranian sites related to the Global Hawk downing, but called off the strike on the grounds that it would have caused Iranian casualties and therefore been "disproportionate" to the Iranian shootdown.22 The United States did reportedly launch a cyber attackcyberattack against Iranian radar and missile batteries and an Iranian spy group that has ties to the Islamic Revolutionary Guard Corps (IRGC) and was connected to the tanker attacks that occurred one week earlier.23
On July 18, 2019, President Trump announced that U.S. forces in the Gulf had downed an Iranian drone via electronic jamming in "defensive action" over the Strait of Hormuz. Iran denied that any of its drones were shot down.
UK-Iran Tensions: Tanker SeizuresIn July, an effort by the United Kingdom (UK) to enforce EU sanctions against Syria opened up a dispute between Iran and the UK that added to the tensions in the Gulf. On July 4, authorities from the British Overseas Territory Gibraltar, backed by British marines, impounded an Iranian tanker, the Grace I, off the coast of Gibraltar on the grounds that it was allegedly violating an EU embargo on the provision of oil to Syria. Iranian officials termed the seizure an illegitimate act of "piracy," and in subsequent days, the IRGC Navy sought to intercept a UK-owned tanker in the Gulf, the British Heritage, but the force was reportedly driven off by a British warship escorting the tanker. On July 19, the IRGC Navy seized a British-flagged tanker near the Strait of Hormuz, the Stena Impero, claiming variously that it violated Iranian waters, was polluting the Gulf, collided with an Iranian vessel, or that the seizure was retribution for the seizure of the Grace I.
On July 22, the UK's then-Foreign Secretary Jeremy Hunt explained the government's reaction to the Stena Impero seizure as pursuing diplomacy with Iran to peacefully resolve the dispute, while at the same time sending additional naval vessels to the Gulf to help secure UK commercial shipping there. Secretary Hunt stated that the UK had "made clear in public that [it] would be content with the release of Grace I if there were sufficient guarantees the oil would not go to any entities sanctioned by the EU."24
President Donald Trump and other senior U.S. officials publicly supported the UK position, but U.S. officials did not indicate that the United States would take any specific new action to retaliate for the Iranian seizure of the Stena Impero. Secretary of State Pompeo has said that "the responsibility…falls to the United Kingdom to take care of their ships."25 At the same time, UK officials stated that they remained committed to the JCPOA and would not join the Trump Administration campaign of maximum pressure on Iran.
Parallels to Past Incidents in the Gulf Iran's apparent attacks on tankers in May and June share some characteristics with events in the mid-to-late 1980s during the 1980-88 Iran-Iraq war. 1987-88 represented the height of the so-called "tanker war," in which both Iran and Iraq were attacking ships in the Gulf. The United States backed Iraq during that war, and sought to limit and deter Iranian attacks on shipping, but there were several U.S.-Iran skirmishes in the Gulf. To protect commercial shipping, the United States launched "Operation Earnest Will" in July 1987, in which the United States reflagged 11 of Kuwait's oil tankers and the U.S. Navy escorted them through the Gulf. Almost immediately after the operation began, one of the tankers, the Bridgeton, was damaged by a large contact mine laid by Iran. In August 1987, U.S. forces captured the Iran Ajr, an Iranian landing craft being used for covert minelaying. However, Iran continued attacking, including with missiles; on October 16, 1987 an Iranian Silkworm missile struck on a U.S.-flagged Kuwaiti tanker, Sea Isle City, ten miles off Kuwait's Al Ahmadi port. In response to that attack, U.S. destroyers and Special Operations forces blew up an Iranian oil platform east of Bahrain. On April 14, 1988, an Iranian-laid mine struck the U.S. frigate Samuel B. Roberts on patrol in the central Gulf, an attack that led to an April 16, 1988 naval confrontation in which the United States, in Operation Praying Mantis, put a large part of Iran's naval force out of action, including sinking one of Iran's two frigates and rendering the other inoperable. On July 3, 1988, mistaking it for an attacking Iranian aircraft, the guided missile cruiser U.S.S. Vincennes shot down Iran Air commercial passenger flight 655, killing all aboard. |
Responses by U.S. partners and other actors to the U.S.-Iran tensions appeared consistent with positions of major international players on the JCPOA and on the Trump Administration's decision to withdraw from it. Secretary Pompeo's statement on June 13, 2019, "call[ed] upon all nations threatened by Iran's provocative acts to join us in that endeavor [of compelling Iran to return to the negotiating table]." However, key U.S. allies in Europe—all of whom criticized the U.S. withdrawal from the JCPOA—have not generally supported the U.S. position on the tensions thus far, tending instead to call for an easing of tensions and for "maximum restraint" by the United States.2527 After the initial escalation of tensions in early May, Secretary of State Pompeo attended meetings with EU officials on May 13 to brief them on U.S. intelligence about the heightened Iranian threat. At the conclusion of the meetings, UK Foreign Secretary Jeremy Hunt stated, "We [EU] are very worried about the risk of a conflict happening by accident, with an escalation unintended really on either side."2628
SeveralAs an example of the apparent EU hesitancy to back the U.S. maximum pressure campaign, several EU countries, including Germany, openly questioned U.S. assertions of Iranian responsibility for the June 13 attacks. The UK was an exception; its Foreign Office issued a statement saying: "It is almost certain that a branch of the Iranian military—the Islamic Revolutionary Guard Corps—attacked the two tankers on 13 June. No other state or non-state actor could plausibly have been responsible."2729 After the United States released videos purporting to show the IRGC at one of the tankers, German Chancellor Angela Merkel said that there was "strong evidence" Iran committed the attacks, but the EU and the German foreign ministers maintained that they had not reached any conclusions and were continued to evaluate the evidence.28
Russia is a signatory to the JCPOA and a partner of Iran in Syria and on other issues, and Russia's deputy foreign minister warned the United States against using the latest tanker attacks to "further aggravate the situation in an anti-Iran sense."2931 On the other hand, Saudi Arabia, a major adversary of Iran, called for "decisive" action to protect global energy supplies that it said are threatened by Iran.3032
Since the Trump administration's May 2018 announcement that the United States would no longer participate in the JCPOA, Iranian officials repeatedly have rejected renegotiating the agreement or discussing a new agreement. Tehran also has conditioned its ongoing adherence to the JCPOA on the remaining parties' providing the agreement's benefits. On May 10, 2018, Iranian Foreign Minister Mohammad Javad Zarif wrote that, in order for the agreement to survive, "the remaining JCPOA Participants and the international community need to fully ensure that Iran is compensated unconditionally through appropriate national, regional and global measures." He added that:
Iran has decided to resort to the JCPOA mechanism [the Joint Commission established by the agreement] in good faith to find solutions in order to rectify the United States' multiple cases of significant non-performance and its unlawful withdrawal, and to determine whether and how the remaining JCPOA Participants and other economic partners can ensure the full benefits that the Iranian people are entitled to derive from this global diplomatic achievement.32
No remaining JCPOA parties have charged Iran with JCPOA noncompliance.33 However, 34
Tehran hasalso threatened to reconstitute and resume the country's pre-JCPOA nuclear activities. According to Iranian officials, the country can rapidly reconstitute its fissile material production capability and has begun preparations for expanding its uranium enrichment program since the May 2018 U.S. announcement described above. 3435
Several meetings of the JCPOA-established Joint Commission since the U.S. withdrawal have not produced a firm Iranian commitment to the agreement.3536 Tehran has argued that the remaining JCPOA participants' efforts have been inadequate to sustain the agreement's benefits for Iran. In May 8 letters to the other JCPOA participant governments, Iran announced that, as of that day, Tehran had stopped "some of its measures under the JCPOA," though the government emphasized that it was not withdrawing from the agreement. Specifically, Iran says itIranian officials said that the government will not transfer low enriched uranium (LEU) or heavy water out of the country in order to maintain those stockpiles below the JCPOA-mandated limits.
Behrouz Kamalvandi, spokesperson for the Atomic Energy Organization of Iran, warned on June 17, 2019, that Iran would exceed on June 27 the JCPOA-mandated quantitative limit on Iran's LEU stockpile if the agreement's other participants did not meet Tehran's demands. The remaining JCPOA parties reiterated "the key importance of continued full and effective implementation of the agreement by all sides" following a June 28 Joint Commission meeting.36 But Foreign Minister Zarif announced on July 1 that Iran has taken this step—a claim confirmed by the IAEA.37
The Iranian government hasIranian government stated that it willwould resume full compliance with the JCPOA if the remaining participants agree during a 60-day period following the May 8, 2019, announcement to meet Tehran's demands (by July 7). However, Kamalvandi and other Iranian officials have warned that, absent such an agreement, Iran willwould cease to accept any constraints on the concentration of Iranian-produced LEU. According to a July 1 Iranian government report, Iran will produce by July 7 enriched uranium in a concentration above that permitted by the JCPOA if France, Germany, and the United Kingdom do not "take practical and tangible measures to put into practice a financial channel" created in January 2019.38 two July reports from IAEA Director General Amano, both the quantity of Iran's LEU stockpile, as well as the that LEU's concentration of the relevant fissile isotope uranium-235, currently exceed JCPOA-mandated limits.37 Whether this action constitutes noncompliance with the JCPOA is unclear.38
Iran has previously threatened to resume work on the Araka nuclear reactor according to the JCPOA-mandated design.
In response to the escalating tensions with Iran, the United States has added forces and military capabilities in the region, beyond the May 5 announcement of the accelerated deployment of the U.S.S. Abraham Lincoln and associated forces, discussed above. The deployments addhave added several thousand U.S. military personnel to a baseline of more than 60,000 U.S. forces in and around the Persian Gulf, which include those stationed at military facilities in the Arab states of the Gulf Cooperation Council (GCC: Saudi Arabia, Kuwait, UAE, Qatar, Oman, and Bahrain), and those in Iraq and Afghanistan.39 Defense Department officials have indicated that the additional deployments since early May restore forces who were redeployed from the region a few years ago, and that the new deployments do not represent a buildup in preparation for any U.S. offensive against Iran.40 Since the May 5 announcement:
Events could take any of several directions that might involveaffect congressional oversight, and authorization or limitations on the U.S. use of military force, administration and congressional steps to support regional partners potentially affected by conflict, or new sanctions measures.
U.S. and Iranian officials have said they do not want armed conflict. However, leaders on each side have said they will respond with force if the other attacks, increasing the potential for miscalculation to produce conflict.
If the Iranian leadership decides to undertake actions against U.S. personnel or interests, it has a number of options. Many of those options are in addition to the conventional armed force or the type of attacks that took place in the Gulf and in Iraq in May and JuneThe Iranian leadership insists that U.S. sanctions be eased, and, in order to pressure on the United States to do so, Iran could undertake further actions against U.S. personnel or interests, including taking further actions against international shipping in the Gulf. The IRGC's Qods Force (IRGC-QF) arms, trains, and advises allies and proxies throughout the Middle East region, including in Syria, Lebanon,4344Iraq, Yemen, Bahrain, and Afghanistan.45The IRGC-QF has supplied Iraq, Yemen, and Bahrain.44 Iran also reportedly has ties to Taliban factions in Afghanistan, where about 15,000 U.S. forces are deployed. Iran reportedly has supplied several of these regional allies with rockets, short-range ballistic missiles, and other weaponry with which they could attack commercial or naval ships, bases, civilian targets, U.S. or other military and civilian personnel in the region, and any number of other targets.4546The annual State Department report on international terrorism has consistently asserted that Iran and its key ally, Lebanese Hezbollah, have a vast network of agents in Europe, Latin America, and elsewhere that could act against U.S. personnel and interests outside the Middle East.46
Iran's leaders have expressed intent to avoid conflict with the United States while indicating that Iran will respond if attacked. President Trump and senior officials have made corresponding comments from the U.S perspective. The tensions could remain, but neither escalate nor de-escalate, particularly if the U.S.-Iran discourse remains mostly bellicose but without any further incidents.
The Administration announced some additional U.S. sanctions on Iran—an Executive Order sanctioning transactions with the Office of Iran's Supreme Leader, on June 24. It is not clear whether these sanctions will cause Iran to escalate its provocations or, alternately, to take up administration offers for diplomacy47
Status Quo
It is possible that the U.S.-Iran tensions could remain, but neither escalate nor de-escalate. The tensions might not evolve to military conflict, but might not result in talks that lead to a potential resolution of the U.S.-Iran differences.
Either the United States or Iran could try to de-escalate the tensions. Iran, for its part, could potentially take up U.S. offers to negotiate a broader, revised JCPOA, although U.S. demands for a new JCPOA are extensive and Iranian leaders have categorically rejected them. Iran might also offer to de-escalate by pledging to refrain from any interference with international shipping or by reducing its naval operations in the Gulf.
The EU or other actors could also potentially produce a de-escalation by formulating policies that provide Iran with the economic benefits of the JCPOA.President Trump and other senior officials have stated several times in May and June 2019 since May that the United States wants to de-escalate tensions, avoid conflict with Iran, and negotiate a revised JCPOA.47 48 On June 2, Secretary Pompeo stated that: "We are prepared to engage in a conversation [with Iran] with no preconditions, we are ready to sit down." Before departing on a trip to the region to discuss the Iran issue, Secretary Pompeo stated on June 23: "The President has said repeatedly we want a brighter future for the people of the Islamic Republic of Iran. Those negotiations are the gateway. That's how we'll ultimately achieve this."4849 For Iran's part, Foreign Minister Zarif visited the United Nations in July 2019 and offered, in return for the United States' return to implementing its JCPOA commitments and lifting of U.S.JCPOA-related sanctions, to accelerate Iran's ratification of the Additional Protocol to its IAEA safeguards agreement ahead of the JCPOA-mandated schedule.50
Another question that arises is what are the channels or mechanisms to de-escalate tensions through direct or, more likely, indirect talks. The United States and Iran do not have diplomatic relations and there have been no known direct, high-level talks between Iran and the United States since the Trump Administration withdrew from the JCPOA. This absence of relations likely means that any U.S.-Iran de-escalation will need to be facilitated by mediators. Secretary Pompeo has discussed the escalating U.S.-Iran tensions in at least one direct contact with Sultan Qaboos of Oman, who in the past has mediated U.S.-Iran talks.4951 Japan's Prime Minister Shinzo Abe sought to mediate a de-escalation during his visit to Iran on June 12-13, 2019, the first visit to Iran by a Japanese leader since the Islamic revolution. That visit followed one by Germany's foreign minister to Tehran in early June. Iranian leaders have said they would not engage in talks with the United States unless the United States resumes implementing the JCPOA.
Another possible means for the United States to de-escalate tensions with Iran is In early July, French President Macron spoke with President Rouhani and sent a top aide, Emmanuel Bonne, to Tehran for mediation talks. President Trump also confirmed on July 19, 2019 that he authorized Senator Rand Paul to engage in diplomatic discussions with Foreign Minister Zarif; Sen. Paul reportedly met with Zarif in New York in July.52
A possible means to de-escalate tensions with Iran is for the United States to relax its maximum pressure policy on Iran. Doing so could take the form of exercising waivers or exceptions for certain transactions with Iran, or possibly signaling that no new U.S. sanctions are forthcoming. One example could be the restoration of the sanctions exceptions for the purchase of Iranian oil—a step that could remove Iran's objections to being largely denied the ability to export that vital commodity.
The military is a tool of national power that the United States can use to advance its objectives, and the design of a military campaign and effective military options depend on the policy goals that U.S. leaders seek to accomplish. The Trump Administration has stated that its "core objective… is the systemic change in the Islamic Republic's hostile and destabilizing actions, including blocking all paths to a nuclear weapon and exporting terrorism."5053 As such, the military could be used in a variety of ways to try and contain and dissuade Iran from prosecuting its "hostile and destabilizing actions." These ways range from increasing presence and posture in the region to use of force to change Iran's regime. As with any use of the military instrument of national power, any employment of U.S. forces in this scenario could result in retaliatory Iranian action and/or the escalation of a crisis.
U.S. military action may not be the appropriate tool to achieve systemic change within the Iranian regime, and may in fact worsen the situation for Iranians sympathetic to a change of regime. Employing overt military force is likely to strengthen anti-American elements within the Iranian Government. Some observers question the utility of military power against Iran due to global strategic considerations. The 2017 National Security Strategy and 2018 National Defense Strategy both note that China and Russia represent the key strategic challenges to the United States today and into the future. As such, shifting military assets into the United States Central Command (CENTCOM) area of responsibility requires diverting them from use in other theaters such as Europe and the Pacific, thereby sacrificing other long-term U.S. strategic priorities.
U.S. officials have stated that the additional U.S. deployments since May are intended to "deter" Iran from taking any further provocative actions. Yet, the downing of the RQ-4A Global Hawk Unmanned Aerial Vehicle on June 20, 2019, demonstrates that deploying additional assets and capabilities has not necessarily succeeded in deterring Iran from using military force.
Still others contend that the risks of military inaction are greater than those associated with the employment of force. For example, should Iran acquire a nuclear weapons capability, U.S. options to contain and dissuade it from prosecuting hostile activities could be significantly more constrained than they are at present.5154
For illustrative purposes only, below are some potential policy options related to the possible use of military capabilities against Iran. Not all of these options are mutually exclusive, nor do they represent a complete list of possible options, implications, and risks. And, the escalation of U.S.-Iran tensions has prompted Congress to assess its role in any decisions regarding whether to undertake military action against Iran, an issue that is discussed later in this report. The following discussion is based entirely on open-source materials.
Without a more detailed articulation of how the military might be employed to accomplish U.S. objectives vis-a-vis Iran, and a reasonable level of confidence about how any conflict might proceed, it is difficult to assess with any precision the likely fiscal costs of a military campaign, or even just heightened presence. Still, any course of action listed in this report is likely to incur significant additional costs. Factors that might influence the level of expenditure required to conduct operations include, but are not limited to, the following:
Members of Congress have responded in various ways to increased tensions with Iran and to related questions of authorization for the use of military force.
Some Members have expressed concern about the legal justification for military operations in or against Iran. On June 22, Senator Bernie Sanders (I-VT) cast doubt on the notion of a "limited strike," saying that "[attacking] another country with bombs… … that's an act of warfare" and said that an attack on Iran would be, in his view, "unconstitutional."6163 Although Presidents have long asserted wide-ranging authority to unilaterally initiate the use of military force, no legislation has been enacted authorizing the use of force against Iran, and several measures include provisions specifying that such authorization is not being granted.6264 For instance, Section 9026 of Division C of H.R. 2740, as engrossed in the House on June 19, 2019, states that "Nothing in this Act may be construed as authorizing the use of force against Iran."
Other Members have positioned themselves as more generally supportive of broad discretion for the Administration discretion to act. Senator Tom Cotton (R-AR) said on June 16th that "these unprovoked attacks on commercial shipping warrant a retaliatory military strike" and argued that the president had the authority to order such an attack.6365 The day before, Senator Lindsey Graham (R-SC) made a similar argument, stating that "enough is enough" and called on President Trump to "be prepared to make Iran pay a heavy price by targeting their naval vessels and, if necessary, their oil refineries."64
President Trump said in a June 24 interview that he believes he has the authority to direct strikes against Iran, and said that "I do like keeping them [Congress] abreast, but I don't have to do it, legally."6568 On June 25, he tweeted that "any attack by Iran on anything American will be met with great and overwhelming force. In some areas, overwhelming will mean obliteration."6669
At a Senate Foreign Relations Committee hearing on April 10, 2019, Secretary of State Pompeo, when asked if the Administration considers the use of force against Iran as authorized, answered that he would defer to Administration legal experts on that question. However, he suggested that the 2001 authorization for use of military force (AUMF, P.L. 107-40) against those responsible for the September 11 terrorist attacks could potentially apply to Iran, asserting that "[Iran has] hosted Al Qaida. They have permitted Al Qaida to transit their country. [There's] no doubt there is a connection between the Islamic Republic of Iran and Al Qaida. Period. Full stop." Other analyses have characterized the relationship between Iran and Al Qaeda as "an on-again, off-again marriage of convenience pockmarked by bouts of bitter acrimony."67 Sec.70 Section 9025 of H.R. 2740 would repeal the 2001 AUMF within 240 days of enactment.68
Additionally, Members seeking to prevent the Administration from pursuing military action against Iran have introduced several measures prohibiting the use of funds for such operations:
In June 2019, Senator Udall introduced an amendment (S.Amdt. 576) to the Senate FY2020 National Defense Authorization Act (S. 1790) that would prohibit the use of any funds "to conduct hostilities against the Government of Iran, against the Armed Forces of Iran, or in the territory of Iran, except pursuant to an Act or a joint resolution of Congress specifically authorizing such hostilities."70 The Udall Amendment was defeated by a roll call vote 50-40.
In a June 28, 2019 letter to House Foreign Affairs Committee Chairman Eliot Engel, Assistant Secretary of State for Legislative Affairs Mary Elizabeth Taylor stated that "the Administration has not, to date, interpreted either [the 2001 or 2002] AUMF as authorizing military force against Iran, except as may be necessary to defend U.S. or partner forces engaged in counterterrorism operations or operations to establish a stable, democratic Iraq." In response, Chairmen Engel and Middle East Subcommittee Chairman Ted Deutch welcomed the Administration's apparent acknowledgment that "the 2001 and 2002 war authorizations do not apply to military action against Iran," but cautioned that "the Administration claims that the President could use these authorizations to attack Iran in defense of any third party he designates a partner."72 In reviewing the letter, two analysts have suggested additional related topics for potential congressional oversight, including which groups are carrying out such counterterrorism operations, where they are doing so, and what nations or groups threaten them.73
Additionally, some Members seeking to prevent the Administration from pursuing military action against Iran have introduced several standalone measures prohibiting the use of funds for such operations, such as the Prevention of Unconstitutional War with Iran Act of 2019 (H.R. 2354/S. 1039) which would prevent the use of any funds for "kinetic military operations in or against Iran" except in case of an imminent threat.
Given ongoing tensions with Iran, Members are likely to continue to assess and perhaps try to shape the congressional role in any decisions regarding whether to commit U.S. forces to potential hostilities. In assessing its authorities in this context, Congress might consider, among other things, the following:
Conflict with, or increased military activity in or around, Iran could generate significant financial costs. With that in mind, Congress could consider the following:
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Sources: Created by CRS using data from the U.S. Department of State, ESRI, and GADM. |
Appendix A.
Selected Statements by U.S. and Iranian Leaders on Recent Tensions71
Date |
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Iranian Statements |
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April 22 |
Pompeo: "We have watched Iran have diminished power as a result of our campaign. Their capacity to wreak harm around the world is absolutely clearly diminished." |
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April 24 |
FM Zarif: "It is not a crisis yet, but it is a dangerous situation. Accidents, plotted accidents are possible |
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April 30 |
Rouhani: " |
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May 5 |
National Security Advisor John Bolton statement: "In response to a number of troubling and escalatory indications and warnings, the United States is deploying the USS Abraham Lincoln Carrier Strike Group and a bomber task force to the U.S. Central Command region to send a clear and unmistakable message to the Iranian regime that any attack on United States interests or on those of our allies will be met with unrelenting force. The United States is not seeking war with the Iranian regime, but we are fully prepared to respond to any attack, whether by proxy, the Islamic Revolutionary Guard Corps, or regular Iranian forces." |
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May 8 |
President Rouhani (via Twitter): "Starting today, Iran does not keep its enriched uranium and produced heavy water limited. The EU/E3+2 will face Iran's further actions if they can not fulfill their obligations within the next 60 days and secure Iran's interests. Win-Win conditions will be accepted." |
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May 9 |
President Trump: "I'd like to see [Iran] call me" to "make a deal, a fair deal" |
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May 12 |
Rouhani: "The pressures by enemies is a war unprecedented in the history of our Islamic revolution ... but I do not despair and have great hope for the future and believe that we can move past these difficult conditions provided that we are united." |
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May 14 |
Supreme Leader Khamenei: "There won't be any war. The Iranian nation has chosen the path of resistance" |
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May 15 |
President Trump (via Twitter): "I'm sure that Iran will want to talk soon." |
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May 19 |
President Trump (via Twitter): "If Iran wants to fight, that will be the official end of Iran. Never threaten the United States again!" |
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May 20 |
President Trump (via Twitter): "Iran will call us if and when they are ever ready. In the meantime their economy continues to collapse—very sad for the Iranian people!" |
Rouhani: "Today's situation is not suitable for talks and our choice is resistance only." |
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May 27 |
President Trump: "I really believe that Iran would like to make a deal, and I think that's very smart of them, and I think that's a possibility to happen…It has a chance to be a great country with the same leadership,…We aren't looking for regime change—I just want to make that clear. We are looking for no nuclear weapons." |
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May 29 |
NSA Bolton: "I think it is clear these [tanker attacks] were naval mines almost certainly from Iran….There is no doubt in anybody's mind in Washington who was responsible for this." |
Supreme Leader Khamenei (via Twitter): "We won't negotiate with Americans. Because there's no use negotiating and it's even harmful. Otherwise we have no problems negotiating with others & with Europeans." |
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June 2 |
Pompeo: "We are prepared to engage in conversation with no preconditions, we are ready to sit down" with Iran. |
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June 13 |
President Trump (via Twitter): "While I very much appreciate [Japanese Prime Minister] Abe going to Iran to meet with Ayatollah Ali Khamenei, I personally feel it is too soon to even think about making a deal. They are not ready, and neither are we!" Pompeo: "Iran is lashing out because the regime wants our successful maximum pressure campaign lifted… Our policy remains an economic and diplomatic effort to bring Iran back to the negotiating table at the right time, to encourage a comprehensive deal that addresses the broad range of threats—threats today apparent for all the world to see—to peace and security." |
Supreme Leader Khamenei (via Twitter): "We have no doubt in [PM Abe's] goodwill and seriousness; but regarding what you mentioned from U.S. president, I don't consider Trump as a person deserving to exchange messages with; I have no response for him & will not answer him." |
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June 17 |
President Trump, on alleged Iranian attacks in the Gulf: "So far, it's been very minor" |
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June 20 |
President Trump: "I find it hard to believe [Iran shooting down a U.S. drone] was intentional…I have a feeling that it was a mistake made by somebody that shouldn't have been doing what they did." |
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June 21 |
President Trump: "I'm not looking for war, and if there is, it'll be obliteration like you've never seen before." |
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June 22 |
President Trump: "We're not going to have Iran have a nuclear weapon. And when they agree to that, they are going to have a wealthy country, they're going to be so happy and I'm going to be their best friend." |
Appendix B.
Selected Actions by U.S. and Iran
Figure B-1. Shipping Lanes in the Strait of Hormuz and Persian Gulf Source: CRS. Based on, and includes, map by Navy of the United Kingdom. |
Author Contact Information
1. |
For information on the JCPOA and the rationale for the U.S. withdrawal, see |
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2. |
Speech by Secretary of State Michael Pompeo |
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3. |
Speech by Secretary of State Pompeo |
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4. |
Statement from the President on the Designation of the Islamic Revolutionary Guard Corps as a Foreign Terrorist Organization |
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5. |
Department of State |
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6. |
State Department |
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7. |
Letter from Mary Elizabeth Taylor, Assistant Secretary of State for Legislative Affairs, to Senator James Risch, Chairman of the Senate Foreign Relations Committee. May 3, 2019. |
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8. |
The text of the announcement can be found at |
||||
9. |
The text of the Order can be |
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10. |
Letter from Secretary of State Michael R. Pompeo to Senate Foreign Relations Committee Chairman James E. Risch, May 24, 2019.
|
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|
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Statement by the Secretary of State |
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For analysis on Iraq, see |
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Department of Defense Briefing on Iran. May 24, 2019, op. cit. |
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"Rockets strike near U.S.-linked oil installation and military bases in Iraq; 3 wounded |
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"U.S. says Saudi pipeline attacks originated in Iraq: Wall Street Journal |
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Sadursan Raghavan, "Yemeni rebels claim new drone attack on Saudi airport," Washington Post, June 17, 2019. | |||||
. | |||||
"The Taliban Claimed an Attack on U.S. Forces. Pompeo Blamed Iran |
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See |
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|
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|
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" |
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Much of this textbox is derived from |
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"Distrustful of Both Sides, Europe Urges 'Maximum Restraint" as Tensions Escalate |
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"Pompeo crashes Brussels meeting of E.U. diplomats but changes few minds on Iran |
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"UK joins US in accusing Iran of tanker attacks as crew held |
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|
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|
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"Saudi Arabia calls for 'decisive' action over tanker attacks," Al Jazeera, |
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This section was prepared by Paul K. Kerr. Specialist in Nonproliferation. For additional details, see CRS Report RL34544, Iran's Nuclear Program: Status, by Paul K. Kerr. |
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"Letter of Foreign Minister to UN Secretary General," May 10, 2018 | |||||
33. |
International Atomic Energy Agency Director General Yukiya Amano reported on May 31 that Iran had conducted research and development using advanced centrifuges; the number of these centrifuges may have exceeded the number permitted by the JCPOA (Verification and Monitoring in the Islamic Republic of Iran in Light of United Nations Security Council Resolution 2231 (2015), Report by the Director General, GOV/2019/21, May 31, 2019). In a June 11, 2019, speech to the IAEA Board of Governors, U.S. Ambassador Jackie Wolcott stated that this activity has violated the JCPOA. However, no JCPOA participating government appears to have issued a public finding of Iranian noncompliance with the agreement. Moreover, EU High Representative for Foreign Affairs and Security Policy Federica Mogherini stated during a June 17 press conference that "Iran is still compliant" with the JCPOA. |
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"Iran Can Resume 20 Per Cent Uranium Enrichment Only in 5 Days: Salehi," Iranian Students News Agency (ISNA), August 22, 2017; "AEOI Chief: Iran Able to Resume 20% Enrichment in Maximum 5 Days," FARS News Agency, August 22, 2017. |
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Unless otherwise noted, this paragraph is based on "AEOI Chief: Iran No More Remaining Restricted To 300 Kg Ceiling For Enriched Uranium," Fars News Agency, May 8, 2019; "Iran: Report Publishes Text of Supreme National Security Council Statement on Nuclear Deal," Tehran Fararu Online, May 8, 2019; Revision: Iran: President Ruhani Heralds New Nuclear Deal Strategy, Announces 60-Day Deadline, May 8, 2019; Statement from Supreme National Security Council of the Islamic Republic of Iran, May 8, 2019; "Spokesman: Iran to Cross 300kg Uranium Stockpile Borderline in 10 Days," FARS News Agency, June 17, 2019. |
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|
Verification and Monitoring in the Islamic Republic of Iran in Light of United Nations Security Council Resolution 2231 (2015), Report by the Director General, GOV/INF/2019/8. July 1, 2019; Verification and Monitoring in the Islamic Republic of Iran in Light of United Nations Security Council Resolution 2231 (2015), Report by the Director General, GOV/INF/2019/9, July 8, 2019. 38.
|
|
For additional details, see CRS Report R40094, Iran's Nuclear Program: Tehran's Compliance with International Obligations, by Paul K. Kerr. 39.
|
Paul Sonne and Missy Ryan, " |
Chair's Statement Following the 28 June 2019 Meeting of the Joint Commission of the Joint Comprehensive Plan of Action, June 28, 2019. |
37. |
"Zarif: Iran Goes Beyond 300kg Enriched Uranium," Islamic Republic News Agency, July 1, 2019; "Iran Nuclear Deal: Enriched Uranium Limit Breached, IAEA Confirms," BBC News, July 1, 2019. https://www.bbc.com/news/world-middle-east-48784786 |
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38. |
"Iran Hopes Europe Will Take Practical Measures by July 7," Islamic Republic News Agency, July 1, 2019. |
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39. |
|
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40. |
Gordon Lubold and Michael Gordon, "U.S. Deploys Forces to Mideast to Mideast to Deter Iran |
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41. |
Department of Defense Briefing on Iran, May 24, 2019, op. cit. |
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42. |
Doha Madani, "U.S. Sending 1,000 troops to Middle East amid heightened |
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43. |
Robert Burns, "Officials: US putting troops back in Saudi Arabia," Associated Press, July 21, 2019.
|
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|
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Ambassador Brian Hook |
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Department of State. Country Reports on Terrorism: 2017. |
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Alyza Sebenius, "Trump Says 'Always a Chance' of War With Iran But Prefers Talks |
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Secretary of State Michael R. Pompeo Remarks to Press |
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|
51.
"Iran's Foreign Minister Proposes Modest Deal to End Impasse With U.S," New York Times, July 18, 2019. |
Department of State |
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|
53.
"Trump: Sen. Rand Paul to help with Iran negotiations," Politico, July 19, 2019. |
The White House, A Look at the U.S. Strategy for Iran, February 13, 2019 |
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Kathleen J. McInnis (2005) Extended deterrence: The U.S. credibility gap in the Middle East, The Washington Quarterly, 28:3, 169-186, DOI: 10.1162/0163660054026489 |
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For more information on the respective U.S. and UK protection operations see: "U.S., Europe Have Different Plans to Patrol Persian Gulf." Washington Post, July 25, 2019. For information on the protection operations of the 1980s, see: CRS Report IB87145. Persian Gulf: U.S. Military Operations, by Ronald O'Rourke. http://cdbapps/CRSx/productdetails/147092; and U.S. Naval Institute Proceedings. The Tanker War, by Ronald O'Rourke. https://www.usni.org/magazines/proceedings/1988/may/tanker-war . |
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|
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| |||||
55. | "U.S., Increasing Heat on Tehran, Places Sanctions on Iranian Leaders." New York Times, June 25, 2019. |
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"Trump Administration Prepares Multiple Military Options for Iran, Including Airstrikes and Setting Up Ground Invasion." Newsweek, May 14, 2019. |
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Emanuele Ottolenghi |
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Eric Schmitt and Julian Barnes, "White House Reviews Military Plans against Iran, in Echoes of Iraq War |
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Adam Taylor, "A conflict with Iran would not be like the Iraq War. It would be worse |
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IISS |
|||||
Grace Segers, "Bernie Sanders says Trump 'helped create the crisis' in Iran," CBS News, June 22, 2019. |
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Some analysts have suggested that the 1973 War Powers Resolution (P.L. 93-148), which requires the President to notify Congress when U.S. armed forces are introduced into hostilities or situations of imminent hostilities and withdraw those forces within 60 to 90 days unless Congress authorizes such action, might also represent a check on the President's authority under Article II of the Constitution. Scott Anderson, "When Does the President Think He Can Go To War With Iran?" Lawfare, June 24, 2019. For more, see CRS Report R42699, The War Powers Resolution: Concepts and Practice, by Matthew C. Weed. |
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Nicholas Wu, "Trump says he doesn't want war, but Sen. Cotton called for 'retaliatory strikes' on Iran," USA Today, June 16, 2019. |
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Lindsey Graham, Twitter, June 15, 2019. https://twitter.com/LindseyGrahamSC/status/1140063250438078466. |
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|
68.
For more on arguments around congressional attempts to limit military action via appropriations, see CRS Report R41989, Congressional Authority to Limit Military Operations, by Jennifer K. Elsea, Michael John Garcia, and Thomas J. Nicola. |
Saagar Enjeti and Jordan Fabian, "EXCLUSIVE: Trump: I do not need congressional approval to strike Iran," The Hill, June 24, 2019. |
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President Trump (@realDonaldTrump), Twitter, June 25, 2019, 7:42 AM. |
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Ned Price, "Why Mike Pompeo Released More bin Laden Files," Atlantic, November 8, 2017. See also Barbara Slavin, "Expediency and betrayal: Iran's relationship with al-Qaeda," Al-Monitor Iran Pulse, September 7, 2018. |
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For background, see CRS Report R43983, 2001 Authorization for Use of Military Force: Issues Concerning Its Continued Application, by Matthew C. Weed. |
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| |||||
70. |
For more on arguments around congressional attempts to limit military action via appropriations, see CRS Report R41989, Congressional Authority to Limit Military Operations, by Jennifer K. Elsea, Michael John Garcia, and Thomas J. Nicola. |
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73.
|
|
Tess Bridgeman and Ryan Goodman, "Unpacking the State Dept Acknowledgment that 2001 and 2002 AUMFs Don't Authorize War Against Iran," Just Security, July 3, 2019. |
The quotes in this table are from various public sources available to congressional clients from the authors upon request. |