Transportation, Housing and Urban
December 9, 2022May 3, 2023
Development, and Related Agencies (THUD)
Maggie McCarty
Appropriations for FY2023
Specialist in Housing Policy
Specialist in Housing Policy
The House and the Senate Transportation, Housing and Urban Development, and
The House and the Senate Transportation, Housing and Urban Development, and
Related
David Randall Peterman
Related Agencies (THUD) Appropriations subcommittees are charged with providing Agencies (THUD) Appropriations subcommittees are charged with providing
annual
Analyst in Transportation
Analyst in Transportation
annual appropriations for the Department of Transportation (DOT), the Department of appropriations for the Department of Transportation (DOT), the Department of
Housing and
Policy
Policy
Housing and Urban Development (HUD), and certain related agencies. Urban Development (HUD), and certain related agencies.
President Biden’s FY2023 budget proposed increasing discretionary funding for THUD
President Biden’s FY2023 budget proposed increasing discretionary funding for THUD
agencies
agencies by 9.6% (+$7.8 billion) from FY2022 levels. The bulk of that increase was by 9.6% (+$7.8 billion) from FY2022 levels. The bulk of that increase was
directed to HUD (+$7.9 billion, +14.6%), primarily for increased funding for HUD rental assistance programs directed to HUD (+$7.9 billion, +14.6%), primarily for increased funding for HUD rental assistance programs
(+$6 billion). DOT would (+$6 billion). DOT would
receive a decrease of $105 million in discretionary funding, but receive an additional $1.an additional $1.
56 billion (+ billion (+
1.5%)2.1%) in mandatory funding. .
On June 30, 2022, the House Appropriations Committee approved its version of a THUD appropriations bill (H.R.
On June 30, 2022, the House Appropriations Committee approved its version of a THUD appropriations bill (H.R.
8294; H.Rept. 117-402). The bill included a larger increase in overall 8294; H.Rept. 117-402). The bill included a larger increase in overall
discretionary funding for THUD agencies than the funding for THUD agencies than the
President’s budget request, with larger increases than requested for both HUD (+16.7%, +$9.0 billion) and DOT President’s budget request, with larger increases than requested for both HUD (+16.7%, +$9.0 billion) and DOT
(+2.4%, +$2.4 billion) (+3.1%, +$833 million) compared to FY2022. The text of several other appropriations bills were added to the compared to FY2022. The text of several other appropriations bills were added to the
THUD bill and the resulting consolidated appropriations bill was passed by the House on July 20. THUD bill and the resulting consolidated appropriations bill was passed by the House on July 20.
While the Senate never formally considered its own FY2023 THUD legislation, on July 28, 2022, the chair of the
While the Senate never formally considered its own FY2023 THUD legislation, on July 28, 2022, the chair of the
Senate Appropriations Committee released a majority draft of the THUD bill and accompanying draft report Senate Appropriations Committee released a majority draft of the THUD bill and accompanying draft report
language. According to the chair, the purpose of this release was to advance negotiations toward enacting final language. According to the chair, the purpose of this release was to advance negotiations toward enacting final
full-year appropriations. That same day, the chair of the THUD Subcommitteefull-year appropriations. That same day, the chair of the THUD Subcommittee
, introduced S. 4670, the introduced S. 4670, the
Transportation, Housing and Urban Development, and Related Agencies Appropriations Act of 2023, which Transportation, Housing and Urban Development, and Related Agencies Appropriations Act of 2023, which
appeared to be identical to the draft text released by the full committee chair. This bill recommended a smaller appeared to be identical to the draft text released by the full committee chair. This bill recommended a smaller
increase increase in discretionary funding compared to FY2022 than was requested in the President’s budget for HUD (+11%, +$5.9 billion) and a compared to FY2022 than was requested in the President’s budget for HUD (+11%, +$5.9 billion) and a
larger increase than requested for DOT (+larger increase than requested for DOT (+
3.67.7%, +$%, +$
3.7 billion).
Outside of the regular appropriations process, DOT will receive an additional $36.8 billion in funding for FY2023 as a result of the supplemental funding provided in Division J, Title VIII of the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58). DOT received an additional amount in FY2022 and is scheduled to receive similar additional amounts through FY2026.
Because final full-year FY2022 appropriations were not enacted before the start of the fiscal year on October 1, 2022, Congress enacted a continuing resolution (P.L. 117-180) to maintain government operations through December 16, 2022.
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Following a series of continuing resolutions, final FY2023 appropriations were enacted in the FY2023 Consolidated Appropriations Act (P.L. 117-328). Regular THUD funding was included as Division L; additionally, emergency-designated supplemental appropriations were provided for several THUD accounts in Division N. In terms of regular appropriations provided in Division L, THUD agencies overall were provided with $87.3 billion in discretionary funding, a 7.8% increase over FY2022. Not accounting for emergency funding provided in Division N, DOT received $28.7 billion (+6.6% compared to FY2022), HUD received $58.2 billion (+8.4% compared to FY2022), and the related agencies received $420 million (+5.4% compared to FY2022). Division N provided $1 billion for DOT and $6.6 billion for HUD in supplemental funding designated as for an “emergency requirement” and therefore not subject to discretionary spending limits.
Outside of the regular appropriations process, DOT received an additional $36.8 billion in funding for FY2023 as a result of the supplemental funding provided in Division J, Title VIII of the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58). DOT received an additional amount in FY2022 and is scheduled to receive similar additional amounts through FY2026.
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Contents
FY2023 Budget Process .................................................................................................................. 1
FY2023 THUD Appropriations Process .......................................................................................... 32
President’s Budget ..................................................................................................................... 2 3
House Action ............................................................................................................................. 32
Senate Action ............................................................................................................................ 3
Department of TransportationContinuing Resolutions ............................................................................................................. 3 Final Action ............................................................................................................................... 4
Administration Budget Request 3
Department of Transportation.......................................................................................................... 5
House and Senate Committee Action
Administration Budget Request ................................................................................................ 5
Selected DOT Issues .Congressional Action ................................................................................................................ 8
6 Additional Funding for FY2023 Provided in the IIJA .............................................................. 9 8
Department of Housing and Urban Development ........................................................................... 9 10
Overview ................................................................................................................................... 9 10
Agency Funding ................................................................................................................. 11 10
FY2023 HUD Appropriations .................................................................................................. 11
Selected FY2023 HUD Appropriations Topics ....................................................................... 1415
Rental Assistance Funding ................................................................................................ 1415
CDBG, EDI, and Section 108 ........................................................................................... 1516
HOME Down Payment Assistance Set-Aside Proposal ................................................... 1517
New Assistance for Manufactured Housing...................................................................... 16
CDBG-DR Authorization17 Legislative Proposals in the Senate Chairman’s Mark ........................................................ 18
THUD Related Agencies .......................................... 16
NAHASDA Reauthorization ............................................................................................. 16
THUD Related Agencies ........................................... 18
NeighborWorks Funding for Shared Equity Housing .................................................................... 17 19
Tables
Table 1. FY2023 THUD 302(b) Suballocations in Context ............................................................ 2
Table 2. THUD Appropriations by Bill Title, FY2022-FY2023...................................................... 4
Table 3. Department of Transportation, FY2022-FY2023 Detailed Appropriations ....................... 56
Table 4. FY2023 Department of Transportation Funding Provided in the IIJA, Outside the
FY2023 THUD Appropriations Act ............................................................................................. 89
Table 5. Department of Housing and Urban Development,
FY2022-FY2023 Detailed Appropriations .................................................................................. 11
Table 6. Emergency Supplemental Share of FY2023 Rental Assistance Renewal Funding ......... 16 Table 7. THUD Related Agencies, FY2022-FY2023 Detailed Appropriations ............................ 1719
Contacts
Author Information ........................................................................................................................ 1820
Congressional Research Service
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THUD: FY2023 Appropriations
he House and the Senate Transportation, Housing and Urban Development, and Related
he House and the Senate Transportation, Housing and Urban Development, and Related
Agencies (THUD) Appropriations subcommittees are charged with providing annual Agencies (THUD) Appropriations subcommittees are charged with providing annual
T appropriations for the Department of Transportation (DOT), the Department of Housing
T appropriations for the Department of Transportation (DOT), the Department of Housing
and Urban Development (HUD), and certain related agencies.
and Urban Development (HUD), and certain related agencies.
This report describes action on FY2023 annual appropriations for THUD, including detailed
This report describes action on FY2023 annual appropriations for THUD, including detailed
tables for each major agency and a brief overview of selected issues. tables for each major agency and a brief overview of selected issues.
Recent Development: Continuing Resolution
On September 30, 2022, the President signed into law the FY2023 Continuing Appropriations and Ukraine Supplemental Appropriations Act (P.L. 117-180). It continues funding for federal programs and activities through the earlier of enactment of final FY2023 appropriations measures on December 16, 2022. It contains several THUD-related anomalies:
Section 153 extends through the end of FY2023 HUD’s Market-to-Market program, which was slated to be repealed at the end of FY2022;
Section 154 allows for an increased loan volume for the Section 184A Native Hawaiian housing loan programs so that loans can be processed during the period of the continuing resolution;
Section 155 provides $2 bil ion in emergency disaster recovery funding via HUD’s Community Development Block Grant Disaster Relief (CDBG-DR) program, to address unmet recovery needs in communities experiencing major disasters in calendar years 2021 and 2022;
Section 156 authorizes HUD to transfer funding from the Project-Based Rental Assistance account to the Rental Housing Assistance account to address a funding shortfall related to the Section 236 Interest Reduction Payment program; and
Section 157 extends the availability of funds awarded by DOT under the National Infrastructure Investment Grants program.
For more information, see CRS Report R47283, Overview of Continuing Appropriations for FY2023 (Division A of P.L.
117-180).
FY2023 Budget Process
Appropriations for DOT, HUD, and the related agencies typically funded in the THUD bill Appropriations for DOT, HUD, and the related agencies typically funded in the THUD bill
happen in the context of the broader annual congressional appropriations process. That process happen in the context of the broader annual congressional appropriations process. That process
generally begins with the submission of the President’s budget request, followed by adoption of generally begins with the submission of the President’s budget request, followed by adoption of
congressional spending limits (generally, in a budget resolution) that set the overall level of congressional spending limits (generally, in a budget resolution) that set the overall level of
spending for that fiscal year’s appropriations bills. From there, the subcommittees of the House spending for that fiscal year’s appropriations bills. From there, the subcommittees of the House
and Senate Committees on Appropriations generally begin action on each of the 12 appropriations and Senate Committees on Appropriations generally begin action on each of the 12 appropriations
bills. While each bill reported out of the Appropriations Committee may receive floor bills. While each bill reported out of the Appropriations Committee may receive floor
consideration individually, in recent years it has been more common for bills to be considered in consideration individually, in recent years it has been more common for bills to be considered in
combination with one another in consolidated or omnibus appropriations acts. combination with one another in consolidated or omnibus appropriations acts.
The President’s budget request for the upcoming fiscal year is due to be submitted to Congress by
The President’s budget request for the upcoming fiscal year is due to be submitted to Congress by
the first Monday in February. However, the FY2023 budget submission was delayed until March the first Monday in February. However, the FY2023 budget submission was delayed until March
28, 2022.1 28, 2022.1
1 The White House, “Statement by President Joe Biden on the FY2023 Budget,” press release, March 28, 2022, https://www.whitehouse.gov/briefing-room/statements-releases/2022/03/28/statement-by-president-joe-biden-on-the-fy-2023-budget/.
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The framework for budget enforcement under the congressional budget process currently
The framework for budget enforcement under the congressional budget process currently
involves procedural elements, primarily associated with the budget resolution.2 The budget involves procedural elements, primarily associated with the budget resolution.2 The budget
resolution limits both total discretionary spending available to the appropriations committees resolution limits both total discretionary spending available to the appropriations committees
(commonly referred to as “302(a) allocations”) and spending under the jurisdiction of each (commonly referred to as “302(a) allocations”) and spending under the jurisdiction of each
appropriations subcommittee (“302(b) suballocations”). appropriations subcommittee (“302(b) suballocations”).
As of the cover date of this report, a FY2023 budget resolution has not been agreed to by the
As of the cover date of this report, a FY2023 budget resolution has not been agreed to by the
House and the Senate. In the absence of a budget resolution, the House provided for budget House and the Senate. In the absence of a budget resolution, the House provided for budget
enforcement prior to initial floor consideration of the FY2023 appropriations measures by enforcement prior to initial floor consideration of the FY2023 appropriations measures by
adopting a deeming resolution, H.Res. 1151, on June 8, 2022.3 This resolution provided for adopting a deeming resolution, H.Res. 1151, on June 8, 2022.3 This resolution provided for
302(a) allocations to the House Appropriations Committee at a specified level, provided limits on 302(a) allocations to the House Appropriations Committee at a specified level, provided limits on
advance appropriations,4 and allowed adjustments to those allocations for advance appropriations,4 and allowed adjustments to those allocations for
“emergency emergency
requirementsrequirements
” and other purposes. Pursuant to this resolution, the chair of the House Budget and other purposes. Pursuant to this resolution, the chair of the House Budget
Committee, Representative Yarmuth, published in the Committee, Representative Yarmuth, published in the
Congressional Record the House the House
Appropriations Committee allocations on June 21, 2022.5 The House Appropriations Committee reported initial 302(b) suballocations for all 12 subcommittees on June 24 (H.Rept. 117-398).6 The Senate has not taken similar action to establish Senate Appropriations Committee allocations.7
Table 1 shows the suballocation to the THUD Subcommittee, compared to the applicable FY2022 enacted and President’s budget request figures.
Table 1. FY2023 THUD 302(b) Suballocations in Context
(dollars in billions)
FY2022
President’s FY2023
House
Senate
FY2023
Enacted
Request
FY2023 302(b)
FY2023 302(b)
Enacted
THUD
81.038
88.811
90.888
Totals
Source: FY2022 Enacted and President’s FY2023 Request figures taken from the Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, pp. 503, 532. Note: FY2022 Enacted and President’s FY2023 Request figures exclude emergency appropriations to provide for comparability across figures.
1 The White House, “Statement by President Joe Biden on the FY2023 Budget,” press release, March 28, 2022, https://www.whitehouse.gov/briefing-room/statements-releases/2022/03/28/statement-by-president-joe-biden-on-the-fy-2023-budget/.
2 In the recent past, budget enforcement had both statutory and procedural elements. The statutory elements included 2 In the recent past, budget enforcement had both statutory and procedural elements. The statutory elements included
limits on discretionary spending established by the Budget Control Act of 2011, as amended (BCA; P.L. 112-25). limits on discretionary spending established by the Budget Control Act of 2011, as amended (BCA; P.L. 112-25).
However, those discretionary spending limits extended only through FY2021, meaning no statutory limits on However, those discretionary spending limits extended only through FY2021, meaning no statutory limits on
discretionary spending are in place for FY2023. discretionary spending are in place for FY2023.
3 For a discussion of budget enforcement through methods such as H.Res. 467, see CRS Report R44296,
3 For a discussion of budget enforcement through methods such as H.Res. 467, see CRS Report R44296,
Deeming
Resolutions: Budget Enforcement in the Absence of a Budget Resolution. .
4
4
Advance appropriations become available for obligation one or more fiscal years after the budget year covered by the become available for obligation one or more fiscal years after the budget year covered by the
appropriations actappropriations act
. The FY2023 THUD appropriations bill generally would contain advance appropriations for FY2024 The FY2023 THUD appropriations bill generally would contain advance appropriations for FY2024
for two HUD programs. For further information, see CRS Report R43482, for two HUD programs. For further information, see CRS Report R43482,
Advance Appropriations, Forward Funding,
and Advance Funding: Concepts, Practice, and Budget Process Considerations. .
5 “Publication of Budgetary Material,” Congressional Record, daily edition, Vol. 168, No. 105 (June 21, 2022), p. H5731-5732.
6 Suballocations are commonly adjusted through the appropriations cycle to account for changing priorities. As of the cover date of this report, they were most recently amended on July 1, 2022, by H.Rept. 117-398.
7 For a discussion of budget enforcement through methods such as H.Res. 1151, see CRS Report R47175, Setting
Budgetary Levels: The House’s FY2023 Deeming Resolution.
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Appropriations Committee allocations on June 21, 2022.5 The House Appropriations Committee reported initial 302(b) suballocations for all 12 subcommittees on June 24 (H.Rept. 117-398).6 The Senate has not taken similar action to establish Senate Appropriations Committee allocations.7
Table 1 shows the suballocation to the THUD Subcommittees, compared to the applicable FY2022 enacted level, the President’s FY2023 budget request and FY2023 enacted figures.
Table 1. FY2023 THUD 302(b) Suballocations in Context
(dollars in billions)
FY2022
President’s FY2023
House
Senate
FY2023
Enacted
Request
FY2023 302(b)
FY2023 302(b)
Enacted
THUD
81.038
88.811
90.888
NA
87.332
Totals
Source: FY2022 Enacted and President’s FY2023 Request figures taken from the Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, pp. 503, 532. Final FY2023 figures taken from P.L. 117-328 and the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022, adjusted to exclude emergency appropriations.
Note: Emergency appropriations are excluded to provide for comparability across figures.
FY2023 THUD Appropriations Process
President’s Budget
As noted earlier, the President’s FY2023 budget was submitted to Congress on March 28, 2022. It As noted earlier, the President’s FY2023 budget was submitted to Congress on March 28, 2022. It
included the following: included the following:
• $104.5 billion for DOT (+1.5% over FY2022), including $26.8 billion in $104.5 billion for DOT (+1.5% over FY2022), including $26.8 billion in
discretionary funding and $77.6 billion in mandatory funding;
discretionary funding and $77.6 billion in mandatory funding;
• $61.6 billion for HUD, a $7.9 billion (+14.6%) increase in net funding over $61.6 billion for HUD, a $7.9 billion (+14.6%) increase in net funding over
FY2022; and
FY2022; and
• $416 million for the related agencies, a 4.6% increase over FY2022. $416 million for the related agencies, a 4.6% increase over FY2022.
House Action
On June 30, 2022, the House Appropriations Committee approved its FY2023 THUD On June 30, 2022, the House Appropriations Committee approved its FY2023 THUD
appropriations bill, H.R. 8294. This was preceded by THUD Subcommittee approval on June 23. appropriations bill, H.R. 8294. This was preceded by THUD Subcommittee approval on June 23.
Subsequently, the text of H.R. 8294 was amended to include the text of five other appropriations Subsequently, the text of H.R. 8294 was amended to include the text of five other appropriations
measures. The revised bill, retitled the FY2023 Consolidated Appropriations Act, was approved measures. The revised bill, retitled the FY2023 Consolidated Appropriations Act, was approved
by the House on July 20, 2022. by the House on July 20, 2022.
5 “Publication of Budgetary Material,” Congressional Record, daily edition, Vol. 168, No. 105 (June 21, 2022), pp. H5731-H5732.
6 Suballocations are commonly adjusted through the appropriations cycle to account for changing priorities. As of the cover date of this report, they were most recently amended on July 1, 2022, by H.Rept. 117-398.
7 For a discussion of budget enforcement through methods such as H.Res. 1151, see CRS Report R47175, Setting Budgetary Levels: The House’s FY2023 Deeming Resolution.
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THUD: FY2023 Appropriations
As passed by the House, the consolidated measure proposed
As passed by the House, the consolidated measure would provide the following: the following:
• $105.4 billion for DOT (+$2.4 billion, +2.4% from FY2022), including $27.8 $105.4 billion for DOT (+$2.4 billion, +2.4% from FY2022), including $27.8
billion in discretionary funding and $77.6 billion in mandatory funding;
billion in discretionary funding and $77.6 billion in mandatory funding;
• $62.7 billion for HUD (+$9.0 billion, +16.7% from FY2022); and $62.7 billion for HUD (+$9.0 billion, +16.7% from FY2022); and
• $436 million for the related agencies (+$38 million, +9.5% from FY2022). $436 million for the related agencies (+$38 million, +9.5% from FY2022).
Senate Action
On July 28, 2022, the chairman of the Senate Appropriations Committee released a chairman’s On July 28, 2022, the chairman of the Senate Appropriations Committee released a chairman’s
mark for each of the 12 appropriations bills, including draft committee reports. The same day, the mark for each of the 12 appropriations bills, including draft committee reports. The same day, the
chairman of the THUD Subcommittee introduced S. 4670, which contained the text of the chairman of the THUD Subcommittee introduced S. 4670, which contained the text of the
chairman’s mark for THUD. It chairman’s mark for THUD. It
would provideproposed the following: the following:
• $106.6 billion for DOT (+$3.7 billion, +3.6% from FY2022), including $29.0 $106.6 billion for DOT (+$3.7 billion, +3.6% from FY2022), including $29.0
billion in discretionary funding and $77.6 billion in mandatory funding;
billion in discretionary funding and $77.6 billion in mandatory funding;
• $59.6 billion for HUD (+$5.9 billion, +11.0% from FY2022); $59.6 billion for HUD (+$5.9 billion, +11.0% from FY2022);
• $419 million for the related agencies, (+$21 million; +5.4% from FY2022); and $419 million for the related agencies, (+$21 million; +5.4% from FY2022); and
• $1.4 billion in emergency funding for disaster recovery via HUD’s Community $1.4 billion in emergency funding for disaster recovery via HUD’s Community
Development Block Grant Disaster Recovery (CDBG-DR) program.
Development Block Grant Disaster Recovery (CDBG-DR) program.
Table 2 tracks FY2023 THUD funding at the bill title level.
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Table 2. THUD Appropriations by Bill Title, FY2022-FY2023
(dollars in millions)
FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
Enacted
Request
House
(S. 4670 )
Enacted
Title I: DOT
102,947
104,455
105,393
106,635
Discretionary
26,946
26,841
27,779
29,020
Mandatory
76,002
77,614
77,614
77,614
Title II: HUD
53,694
61,554
62,673
59,608a
Title III: Related Agencies
398
416
436
419
Total Discretionary
81,038
88,811
90,888
90,495
Total Mandatory
76,002
77,614
77,614
77,614
Total
157,085
166,425
168,502
168,109
Additional Appropriations
44,536b
36,811c
36,811c
38,258d
39,811e
Continuing Resolutions Because full-year appropriations were not enacted before the start of the fiscal year, a series of continuing resolutions were enacted to continue government operations.
On September 30, 2022, the President signed into law the FY2023 Continuing Appropriations and Ukraine Supplemental Appropriations Act (P.L. 117-180). It continued funding for federal programs and activities through the earlier of enactment of final FY2023 appropriations measures on December 16, 2022. It contained several THUD-related anomalies, including:
• Section 153 extended through the end of FY2023 HUD’s Market-to-Market
program, which was slated to be repealed at the end of FY2022;
• Section 155 provided $2 billion in emergency disaster recovery funding via
HUD’s Community Development Block Grant Disaster Recovery (CDBG-DR) program, to address unmet recovery needs in communities experiencing major disasters in calendar years 2021 and 2022;
• Section 156 authorized HUD to transfer funding from the Project-Based Rental
Assistance account to the Rental Housing Assistance account to address a funding shortfall related to the Section 236 Interest Reduction Payment program; and
• Section 157 extended the availability of funds awarded by DOT under the
National Infrastructure Investment Grants program.
• The date of the CR was extended twice; through December 23rd by P.L. 117-229
and through December 30th by P.L. 117-264.
Final Action
• On December 29, 2022, the FY2023 Consolidated Appropriations Act was signed
into law (P.L. 117-328). Divisions A-L contained all 12 regular appropriations
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acts; THUD was funded in Division L. Other divisions of the bill contained supplemental appropriations and other matters.8 Division N, the Disaster Relief Supplemental Appropriations Act, 2023, included funding designated as for emergency requirements for both DOT and HUD accounts.
The law provided $87.3 billion in non-emergency discretionary funding in Division L for THUD agencies (+7.8% over FY2022), including:
• $28.7 billion for DOT (+6.6% compared to FY2022), • $58.2 billion for HUD (+8.4% compared to FY2022), and • $420 million for related agencies (+5.4% compared to FY2022).
In addition, Division N provided $1 billion in supplemental funding designated as emergency requirements for DOT and $6.6 billion designated as emergency requirements for HUD. Of the supplemental funding provided to HUD, $3 billion was for disaster relief and recovery via the Community Development Block Grant Disaster Recovery (CDBG-DR) program and $3.6 billion was funding to support regular program operations in the Housing Choice Voucher program and the project-based Section 8 rental assistance program.
Table 2 tracks FY2023 THUD funding at the bill title level.
Table 2. THUD Appropriations by Bill Title, FY2022-FY2023
(dollars in millions)
FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
Enacted
Request
House
(S. 4670)
Enacted
Title I: DOT
102,947
104,455
105,393
106,635
106,349
Discretionary
26,946
26,841
27,779
29,020
28,735
Mandatory
76,002
77,614
77,614
77,614
77,614
Title II: HUD
53,694
61,554
62,673
59,608a
58,178b
Title III: Related Agencies
398
416
436
419
420
Total Discretionary
81,038
88,811
90,888
89,048
87,332
Total Mandatory
76,002
77,614
77,614
77,614
77,614
Total
157,085
166,425
168,502
168,109
164,946
Additional Appropriations
44,536c
36,811d
36,811d
38,258e
46,451f
Source: FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the
Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, adjusted for floor Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, adjusted for floor
amendments; FY2023 amendments; FY2023
Senate Chairman’s Mark figures are taken from S. 4670 and the draft committee report released Chairman’s Mark figures are taken from S. 4670 and the draft committee report released
by the Chairman at https://www.appropriations.senate.gov/imo/media/doc/THUDFY23RPT.pdf.by the Chairman at https://www.appropriations.senate.gov/imo/media/doc/THUDFY23RPT.pdf.
Final FY2023 figures taken from P.L. 117-328 and the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022.
8 For example, Title VI of Division AA contains statutory changes related to fire safety in federally-assisted housing.
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THUD: FY2023 Appropriations
Notes: Totals may not add or exactly match source materials due to rounding. Totals include both discretionary Totals may not add or exactly match source materials due to rounding. Totals include both discretionary
budget authority and contract authority (a type of mandatory budget authority provided to DOT that is not budget authority and contract authority (a type of mandatory budget authority provided to DOT that is not
included in the bil ’s discretionary budget authority figure). Amounts noted as “emergency” are excluded when included in the bil ’s discretionary budget authority figure). Amounts noted as “emergency” are excluded when
calculating total funds countable towards 302(b) allocation. calculating total funds countable towards 302(b) allocation.
a. Excludes $1.447 bil ion in emergency spending, shown a. Excludes $1.447 bil ion in emergency spending, shown
elsewhere in this table. bunder “Additional Appropriations” later in this table. b. Excludes $2 bil ion in emergency disaster CDBG-DR funding provided by P.L. 117-180 and $6.623 bil ion in
supplemental funding for HUD provided in Division N of P.L. 117-328 , shown under “Additional Appropriations” later in this table.
c. Includes appropriations provided to DOT and HUD through the Disaster Relief Supplemental . Includes appropriations provided to DOT and HUD through the Disaster Relief Supplemental
Appropriations Act, 2022 (Division B, Title VII of P.L. 117-43) and Division J, Title VIII of the IIJA (P.L. 117-
Appropriations Act, 2022 (Division B, Title VII of P.L. 117-43) and Division J, Title VIII of the IIJA (P.L. 117-
58). 58).
cd. Reflects additional appropriations provided to DOT in Division J, Title VIII of the IIJA (P.L. 117-58). . Reflects additional appropriations provided to DOT in Division J, Title VIII of the IIJA (P.L. 117-58).
de. Includes $1.447 bil ion in emergency funding for HUD’s CDBG-DR program for disaster recovery grants . Includes $1.447 bil ion in emergency funding for HUD’s CDBG-DR program for disaster recovery grants
proposed by S. 4670 and $36.81 bil ion in additional appropriations provided to DOT in Division J, Title VIII
proposed by S. 4670 and $36.81 bil ion in additional appropriations provided to DOT in Division J, Title VIII
of the IIJA (P.L. 117-58). of the IIJA (P.L. 117-58).
e. Includesf.
Includes $7.6 bil ion in supplemental appropriations designated as an emergency requirement provided by
Division N of P.L. 117-328; $2 bil ion in enacted funding from Section 155 of the FY2023 Continuing Appropriations and $2 bil ion in enacted funding from Section 155 of the FY2023 Continuing Appropriations and
Ukraine Supplemental Appropriations Act (P.L. 117-180) for CDBG-DR for unmet needs arising from Ukraine Supplemental Appropriations Act (P.L. 117-180) for CDBG-DR for unmet needs arising from
disasters declared in 2021 and 2022; $1 bil ion appropriated to HUD by Title III of the Inflation Reduction disasters declared in 2021 and 2022; $1 bil ion appropriated to HUD by Title III of the Inflation Reduction
Act (P.L. 117-169) for “Improving energy efficiency or water efficiency or climate resilience of affordable Act (P.L. 117-169) for “Improving energy efficiency or water efficiency or climate resilience of affordable
housing”;housing”;
and $36.811 bil ion in additional appropriations provided to DOT in Division J, Title VIII of the and $36.811 bil ion in additional appropriations provided to DOT in Division J, Title VIII of the
IIJA (of P.L. 117-58). IIJA (of P.L. 117-58).
Department of Transportation
The majority of DOT’s annual funding is established by two periodic authorization acts, one for The majority of DOT’s annual funding is established by two periodic authorization acts, one for
surface transportation programs and one for aviation programs. Most of the funding for the surface transportation programs and one for aviation programs. Most of the funding for the
programs in those acts is drawn from the DOT Highway Trust Fund and the Aviation and Airways programs in those acts is drawn from the DOT Highway Trust Fund and the Aviation and Airways
Trust Fund, respectively. Highway Trust Fund revenues come largely from fuel taxes and Trust Fund, respectively. Highway Trust Fund revenues come largely from fuel taxes and
increasingly from transfers from the general fund of the Treasury. Aviation and Airways Trust increasingly from transfers from the general fund of the Treasury. Aviation and Airways Trust
Fund revenues come largely from taxes on passenger tickets and aviation fuel and some general Fund revenues come largely from taxes on passenger tickets and aviation fuel and some general
fund money. fund money.
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Administration Budget Request
The Administration’s FY2023 budget requested a 1.5% (+$1.5 billion) increase for DOT over the The Administration’s FY2023 budget requested a 1.5% (+$1.5 billion) increase for DOT over the
amount it received through the regular FY2022 appropriations process. Within that request, the amount it received through the regular FY2022 appropriations process. Within that request, the
notable variations in funding requested compared to regular FY2022 appropriations include the notable variations in funding requested compared to regular FY2022 appropriations include the
following: following:
• National Infrastructure Investment program: a 94% (+$725 million) increase in National Infrastructure Investment program: a 94% (+$725 million) increase in
funding for the RAISE grant program;
funding for the RAISE grant program;
• Federal Railroad Administration: an 86% (+$625 million) increase in funding for Federal Railroad Administration: an 86% (+$625 million) increase in funding for
state rail grant programs;
state rail grant programs;
• Amtrak: a 29% (+$669 million) increase in funding for grants to Amtrak; Amtrak: a 29% (+$669 million) increase in funding for grants to Amtrak;
• Federal Transit Administration: a 27% (+$602 million) increase in funding for Federal Transit Administration: a 27% (+$602 million) increase in funding for
capital investment grants (including New Starts and Small Starts projects); and
capital investment grants (including New Starts and Small Starts projects); and
• Federal Highway Administration: a 2% (-$1.2 billion) decrease in funding. Federal Highway Administration: a 2% (-$1.2 billion) decrease in funding.
House and Senate CommitteeCongressional Research Service
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Congressional Action
The House Appropriations Committee recommended $105.4 billion for DOT for FY2023, a 2.4% The House Appropriations Committee recommended $105.4 billion for DOT for FY2023, a 2.4%
(+$2.4 billion) increase from the FY2022 enacted amount of $102.9 billion and 0.9% (+$938 (+$2.4 billion) increase from the FY2022 enacted amount of $102.9 billion and 0.9% (+$938
million) over the President’s request ($104.5 billion), and the House-passed bill reflected this million) over the President’s request ($104.5 billion), and the House-passed bill reflected this
recommendation. Every agency within the department, save the Maritime Administration, would recommendation. Every agency within the department, save the Maritime Administration, would
receive an increase compared to FY2022. The Senate Appropriations Committee chair’s draft receive an increase compared to FY2022. The Senate Appropriations Committee chair’s draft
proposed a 3.6% (+$3.7 billion) increase over FY2022, which would proposed a 3.6% (+$3.7 billion) increase over FY2022, which would
behave been 2.1% more than the 2.1% more than the
President’s request. The enacted bill provided $106.3 billion for DOT, +3.3% ($3.4 billion) over FY2022 and +1.8% ($1.9 billion) over the President’s request. Details are provided iPresident’s request. Details are provided i
n Table 3.
Table 3. Department of Transportation, FY2022-FY2023 Detailed Appropriations
(dollars in millions)
(dollars in millions)
FY2023
Chairman’s
DOT
FY2022
FY2023
FY2023
Mark
FY2023
Selected Accounts
Enacted
Request
House
(S. 4670)
Enacted
Office of the Secretary (OST)
National infrastructure investment
National infrastructure investment
775
775
1,500
1,500
775
775
1,090
1,090
800
(RAISE/BUILD/TIGER)
(RAISE/BUILD/TIGER)
Cyber Security Initiatives
Cyber Security Initiatives
39
39
48
48
48
48
48
48
48
Payments to air carriers (Essential Air
Payments to air carriers (Essential Air
350
350
369
369
355
355
369
369
355
Servi
Servi
ce)a
Thriving Communities Initiative
Thriving Communities Initiative
25
25
111
111
100
100
25
25
25
Electric Vehicle Fleet
Electric Vehicle Fleet
—
—
16
16
11
11
16
16
—
All other accounts
All other accounts
258
258
295
295
293
293
301
301
295
Total, OST
Total, OST
1,447
1,447
2,339
2,339
1,582
1,582
1,844
1,844
1,523
Federal Aviation Administration (FAA)
Operations
Operations
11,414
11,414
11,934
11,934
11,870
11,870
11,901
11,901
11,915
Facilities & equipment
Facilities & equipment
2,893
2,893
3,015
3,015
2,900
2,900
3,060
3,060
2,945
Research, engineering, and development
Research, engineering, and development
249
249
261
261
261
261
266
266
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THUD: FY2023 Appropriations
FY2023
Chairman’s
DOT
FY2022
FY2023
FY2023
Mark
FY2023
Selected Accounts
Enacted
Request
House
(S. 4670)
Enacted
255
Grants-in-aid for airports (Airport
Grants-in-aid for airports (Airport
3,350
3,350
3,350
3,350
3,350
3,350
3,350
3,350
3,350
Improvement Program) (limitation on
Improvement Program) (limitation on
obligations) obligations)
Airport Discretionary Grants
Airport Discretionary Grants
554
554
—
—
273
273
517
517
559
Total, FAA
Total, FAA
18,460
18,460
18,559
18,559
18,653
18,653
19,094
19,094
19,024
Federal Highway Administration (FHWA)
Federal-Aid Highways (limitation on
Federal-Aid Highways (limitation on
58,212
58,212
59,504
59,504
59504
59504
59,504
59,504
59,504
obligations + exempt contract authority)
obligations + exempt contract authority)
Federal-Aid Highways: discretionary funding
Federal-Aid Highways: discretionary funding
2,445
2,445
—
—
1,755
1,755
3,160
3,160
3,418
Total, FHWA
Total, FHWA
60,657
60,657
59,504
59,504
61,259
61,259
62,664
62,664
62,921
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THUD: FY2023 Appropriations
FY2023
Chairman’s
DOT
FY2022
FY2023
FY2023
Mark
FY2023
Selected Accounts
Enacted
Request
House
(S. 4670)
Enacted
Federal Motor Carrier Safety Administration (FMCSA)
Motor carrier safety operations and
Motor carrier safety operations and
programs
360
360
368
368
368
368
368
368
368
programs
Motor carrier safety grants to states
Motor carrier safety grants to states
496
496
506
506
506
506
506
506
506
Total, FMCSA
Total, FMCSA
856
856
874
874
874
874
874
874
874
National Highway Traffic Safety Administration (NHTSA)
Operations and research
Operations and research
393
393
470
470
427
427
407
407
407
Highway traffic safety grants to states
Highway traffic safety grants to states
774
774
795
795
795
795
795
795
795
(limitation on obligations)
(limitation on obligations)
Total, NHTSA
Total, NHTSA
1,167
1,167
1,265
1,265
1,222
1,222
1,202
1,202
1,202
Federal Railroad Administration (FRA)
Safety and Operations
Safety and Operations
241
241
254
254
250
250
254
254
250
Railroad Research and Development
Railroad Research and Development
43
43
58
58
47
47
44
44
44
Federal-state Partnership for State of
Federal-state Partnership for State of
100
100
555
555
555
555
200
200
100
Good Repair
Good Repair
Consolidated Rail Infrastructure and
Consolidated Rail Infrastructure and
625
625
500
500
630
630
535
535
560
Safety Improvements
Safety Improvements
Railroad Crossing Elimination Program
Railroad Crossing Elimination Program
—
—
245
245
—
—
—
—
—
Restoration and Enhancement grants
Restoration and Enhancement grants
—
—
50
50
—
—
—
—
—
Amtrak
Amtrak
Northeast Corridor grants
Northeast Corridor grants
875
875
1,200
1,200
882
882
1,135
1,135
1,260
National Network
National Network
1,457
1,457
1,800
1,800
1,463
1,463
1,466
1,466
1,193
Subtotal, Amtrak grants
Subtotal, Amtrak grants
2,331
2,331
3,000
3,000
2,345
2,345
2,601
2,601
2,453
Rescission
-15
—
—
-2
—
—
-3
Total, FRA
Total, FRA
3,325
3,325
4,662
4,662
3,826
3,826
3,634
3,634
3,404
Federal Transit Administration (FTA)
Formula Grants (mandatory)
Formula Grants (mandatory)
13,355
13,355
13,634
13,634
13,634
13,634
13,634
13,634
13,634
Transit Infrastructure Grants
Transit Infrastructure Grants
504
504
200
200
646
646
527
527
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link to page 11 THUD: FY2023 Appropriations
FY2023
Chairman’s
DOT
FY2022
FY2023
FY2023
Mark
FY2023
Selected Accounts
Enacted
Request
House
(S. 4670)
Enacted
542
Transit Research
Transit Research
—
—
30
30
—
—
—
—
—
Technical Assistance and Training
Technical Assistance and Training
8
8
8
8
8
8
8
8
8
Capital Investment Grants (New Starts)
Capital Investment Grants (New Starts)
2,248
2,248
2,850
2,850
3,012
3,012
2,511
2,511
2,635
Grants to Washington Metropolitan Area
Grants to Washington Metropolitan Area
150
150
150
150
150
150
150
150
150
Transit Authority
Transit Authority
Rescission
-7
—
—
—
-7
—
Total, FTA
Total, FTA
16,258
16,258
16,872
16,872
17,450
17,450
16,830
16,830
16,968
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FY2023
Chairman’s
DOT
FY2022
FY2023
FY2023
Mark
FY2023
Selected Accounts
Enacted
Request
House
(S. 4670)
Enacted
Saint Lawrence Seaway Development
38
38
39
39
42
42
38
38
39
Corporation
Maritime Administration (MARAD)
Maritime Security Program
Maritime Security Program
318
318
318
318
318
318
318
318
318
Cable Security Fleet
Cable Security Fleet
10
10
—
—
10
10
10
10
10
Tanker Security Program
Tanker Security Program
60
60
60
60
60
60
60
60
60
Operations and Training
Operations and Training
172
172
192
192
192
192
245
245
213
State Maritime Academy Operations
State Maritime Academy Operations
233
233
78
78
78
78
121
121
121
Assistance to Small Shipyards
Assistance to Small Shipyards
20
20
20
20
20
20
25
25
20
Ship Disposal
Ship Disposal
10
10
6
6
6
6
10
10
6
Maritime Guaranteed Loan Program
Maritime Guaranteed Loan Program
3
3
3
3
3
3
3
3
3
Port Infrastructure Development Program
Port Infrastructure Development Program
234
234
230
230
300
300
234
234
212
Rescission
—
-67
—
—
-67
Total, MARAD
Total, MARAD
1,251
1,251
840
840
987
987
959
959
896
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Subtotal
Subtotal
279
279
292
292
289
289
294
294
291
Emergency preparedness grants
Emergency preparedness grants
(mandatory)
28
28
47
47
28
28
28
28
28
(mandatory)
Offsetting user fees
-155
-159
-159
-165
-161
Total, PHMSA
Total, PHMSA
307
307
339
339
317
317
322
322
319
Office of Inspector General
103
103
108
108
108
108
108
108
108
DOT Totals
Appropriation (discretionary funding)
Appropriation (discretionary funding)
27,163
27,163
26,908
26,908
27,821
27,821
29,087
29,087
28,972
Limitations on obligations (mandatory)
Limitations on obligations (mandatory)
76,002
76,002
77,614
77,614
77,614
77,614
77,614
77,614
77,614
Subtotal—new funding
102,969
104,522
105,762
106,701
106,586
Rescissions
-218
-67
-42
-67
-237
Net new discretionary funding
26,946
26,841
27,779
29,020
28,735
Net new budget authority
102,947
104,455
105,393
106,635
106,349
Additional appropriations (emergency
Additional appropriations (emergency
)b
44,536
44,536
36,811
36,811
36,811
36,811
36,811
36,811
36,811
Net new budget authority
147,483
141,266
142,204
143,446
143,160
(incl. additional appropriations from
P.L. 117-43 and P.L. 117-58)
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link to page 11 THUD: FY2023 Appropriations
Sources: FY2022 Enacted, FY2023 President’s Request, and FY2023 House figures are taken from the FY2022 Enacted, FY2023 President’s Request, and FY2023 House figures are taken from the
Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, pp. 501-532, adjusted Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, pp. 501-532, adjusted
for floor amendments; FY2023 Chairman’s Mark figures are taken from S. 4670 and the draft committee report for floor amendments; FY2023 Chairman’s Mark figures are taken from S. 4670 and the draft committee report
released by the chairman at https://www.appropriations.senate.gov/imo/media/doc/THUDFY23RPT.pdf. released by the chairman at https://www.appropriations.senate.gov/imo/media/doc/THUDFY23RPT.pdf.
Notes: Totals may not add due to rounding. Final FY2023 figures taken from P.L. 117-328 and the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022. Notes: Totals may not add due to rounding and budgetary treatment of some figures.
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a. In addition to its appropriation, the Essential Air Service program receives funding from overflight fees; this a. In addition to its appropriation, the Essential Air Service program receives funding from overflight fees; this
additional funding is not reflected in this table. For FY2022, those fees were expected to provide an
additional funding is not reflected in this table. For FY2022, those fees were expected to provide an
additional $116 mil ion to the program. Due to the pandemic’s effects on aviation, the Administration’s additional $116 mil ion to the program. Due to the pandemic’s effects on aviation, the Administration’s
FY2023 estimate for overflight fees is down to $81 mil ion; the House estimated a higher amount ($122 FY2023 estimate for overflight fees is down to $81 mil ion; the House estimated a higher amount ($122
mil ion), which combined with the recommended appropriation would provide a total of $477 mil ion for mil ion), which combined with the recommended appropriation would provide a total of $477 mil ion for
the program. The Senate draft bil recommended the Administration’s requested appropriation and the program. The Senate draft bil recommended the Administration’s requested appropriation and
estimated fee amount, which combined would provide a total of $450 mil ion. estimated fee amount, which combined would provide a total of $450 mil ion.
b. In FY2022, DOT received supplemental appropriations from the Disaster Relief Supplemental
b. In FY2022, DOT received supplemental appropriations from the Disaster Relief Supplemental
Appropriations Act, FY2022 (Division B, P.L. 117-43) and in Division J, Title VIII of the IIJA (P.L. 117-58).
Appropriations Act, FY2022 (Division B, P.L. 117-43) and in Division J, Title VIII of the IIJA (P.L. 117-58).
Title VIII appropriated a total of $184.1 bil ion for DOT in FY2022, but divided that total into five equal Title VIII appropriated a total of $184.1 bil ion for DOT in FY2022, but divided that total into five equal
portions, to be made available to DOT annually over the period of FY2022-FY2026; $36.811 bil ion is the portions, to be made available to DOT annually over the period of FY2022-FY2026; $36.811 bil ion is the
amount available in FY2023. amount available in FY2023.
Selected DOT Issues
Additional Funding for FY2023 Provided in the IIJA
DOT received $184.1 billion in additional appropriations for many DOT programs in Division J, DOT received $184.1 billion in additional appropriations for many DOT programs in Division J,
Title VIII of the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58; commonly referred to Title VIII of the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58; commonly referred to
as the as the
bipartisan infrastructure law or BIL). These funds were appropriated in FY2022, but were or BIL). These funds were appropriated in FY2022, but were
divided into equal portions ($36.8 billion) that become available each year of the authorization divided into equal portions ($36.8 billion) that become available each year of the authorization
period (FY2022-FY2026) for DOT programs authorized in Divisions A-C of the IIJA. That $36.8 period (FY2022-FY2026) for DOT programs authorized in Divisions A-C of the IIJA. That $36.8
billion in annual supplemental funding equals slightly over one-third of the FY2023 funding billion in annual supplemental funding equals slightly over one-third of the FY2023 funding
recommended for DOT in the THUD FY2023 appropriations bills. For some agencies within recommended for DOT in the THUD FY2023 appropriations bills. For some agencies within
DOT, this additional funding represents a relatively small addition to the FY2022 regular DOT, this additional funding represents a relatively small addition to the FY2022 regular
appropriated amount (e.g., 16% (+$9.5 billion) for FHWA, 26% (+$4.3 billion) for FTA); for appropriated amount (e.g., 16% (+$9.5 billion) for FHWA, 26% (+$4.3 billion) for FTA); for
other agencies, the additional funding is greater than the regular FY2022 appropriated amounts other agencies, the additional funding is greater than the regular FY2022 appropriated amounts
(e.g., $5 billion on top of $3.9 billion for FAA infrastructure accounts, $13.2 billion on top of (e.g., $5 billion on top of $3.9 billion for FAA infrastructure accounts, $13.2 billion on top of
$725 million for FRA state rail grants).$725 million for FRA state rail grants).
Table 4 shows the distribution of the supplemental shows the distribution of the supplemental
funding available to DOT during FY2023. funding available to DOT during FY2023.
Table 4. FY2023 Department of Transportation Funding Provided in the IIJA,
Outside the FY2023 THUD Appropriations Act
(dollars in millions)
(dollars in millions)
DOT Accounts
FY2023
Office of the Secretary (OST)
National Infrastructure Investments
National Infrastructure Investments
$2,500.0
$2,500.0
Safe Streets and Roads for All grants
Safe Streets and Roads for All grants
1,000.0
1,000.0
National Culvert Removal, Replacement, and Restoration grants
National Culvert Removal, Replacement, and Restoration grants
200.0
200.0
Strengthening Mobility and Revolutionizing Transportation Grant Program
Strengthening Mobility and Revolutionizing Transportation Grant Program
100.0
100.0
Total OST
Total OST
3,800.0
3,800.0
Federal Aviation Administration (FAA)
Facilities and Equipment
Facilities and Equipment
1,000.0
1,000.0
Airport Infrastructure Grants
Airport Infrastructure Grants
3,000.0
3,000.0
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THUD: FY2023 Appropriations
DOT Accounts
FY2023
Airport Terminal Program Airport Terminal Program
1,000.0
1,000.0
Total FAA
Total FAA
5,000.0
5,000.0
Federal Highway Administration (FHWA)
Highway Infrastructure Program
Highway Infrastructure Program
9,454.4
9,454.4
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THUD: FY2023 Appropriations
DOT Accounts
FY2023
Federal Motor Carrier Safety Administration (FMCSA)
Motor Carrier Safety Operations and Program Motor Carrier Safety Operations and Program
10.0
10.0
Motor Carrier Safety Grants
Motor Carrier Safety Grants
124.5
124.5
Total FMCSA
Total FMCSA
134.5
134.5
National Highway Traffic Safety Administration (NHTSA)
Crash Data Crash Data
150.0
150.0
Vehicle Safety and Behavioral Research Programs
Vehicle Safety and Behavioral Research Programs
109.7
109.7
Supplemental Highway Traffic Safety Programs
Supplemental Highway Traffic Safety Programs
62.0
62.0
Total, NHTSA
Total, NHTSA
321.7
321.7
Federal Railroad Administration (FRA)
Consolidated Rail Infrastructure and Safety Improvements
Consolidated Rail Infrastructure and Safety Improvements
1,000.0
1,000.0
Northeast Corridor Grants to Amtrak
Northeast Corridor Grants to Amtrak
1,200.0
1,200.0
National Network Grants to Amtrak
National Network Grants to Amtrak
3,200.0
3,200.0
Railroad Crossing Elimination Program
Railroad Crossing Elimination Program
600.0
600.0
Federal-State Partnership for Intercity Passenger Rail Grants
Federal-State Partnership for Intercity Passenger Rail Grants
7,200.0
7,200.0
Total FRA
Total FRA
13,200.0
13,200.0
Federal Transit Administration (FTA)
Transit Infrastructure Grants
Transit Infrastructure Grants
2,050.0
2,050.0
Capital Investment Grants
Capital Investment Grants
1,600.0
1,600.0
All Stations Accessibility Program
All Stations Accessibility Program
350.0
350.0
Electric or Low-Emitting Ferry Program
Electric or Low-Emitting Ferry Program
50.0
50.0
Ferry Service for Rural Communities
Ferry Service for Rural Communities
200.0
200.0
Total FTA
Total FTA
4,250.0
4,250.0
Maritime Administration (MARAD)
Port Infrastructure Development Program
Port Infrastructure Development Program
450.0
450.0
Total MARAD
Total MARAD
450.0
450.0
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Natural Gas Distribution Infrastructure Safety and Modernization Grant Program Natural Gas Distribution Infrastructure Safety and Modernization Grant Program
200.0
200.0
Total Other Appropriations
$36,810.6
Source: H.Rept. 117-402 accompanying H.R. 8294, “Other Appropriations,” pp. 521-532. H.Rept. 117-402 accompanying H.R. 8294, “Other Appropriations,” pp. 521-532.
Note: These funds were provided in Division J, Title VIII of the IIJA (P.L. 117-58). These funds were provided in Division J, Title VIII of the IIJA (P.L. 117-58).
Department of Housing and Urban Development
Overview
HUD is the nation’s housing agency. The programs and activities it administers are designed HUD is the nation’s housing agency. The programs and activities it administers are designed
primarily to address housing problems faced by households with very low incomes or other primarily to address housing problems faced by households with very low incomes or other
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THUD: FY2023 Appropriations
special housing needs and to expand access to homeownership.
special housing needs and to expand access to homeownership.
89 The largest share of HUD’s The largest share of HUD’s
budget is devoted to its rental assistance programs: Section 8 Housing Choice Vouchers; project-budget is devoted to its rental assistance programs: Section 8 Housing Choice Vouchers; project-
based rental assistance via Section 8, Section 202 and Section 811; and public housing. These based rental assistance via Section 8, Section 202 and Section 811; and public housing. These
programs, which serve nearly 4.6 million households, provide subsidies to allow low-income programs, which serve nearly 4.6 million households, provide subsidies to allow low-income
recipients to pay below-market, income-based rent. recipients to pay below-market, income-based rent.
Two flexible block grant programs—the HOME Investment Partnerships grant program and the
Two flexible block grant programs—the HOME Investment Partnerships grant program and the
Community Development Block Grant (CDBG) program—help states and local governments Community Development Block Grant (CDBG) program—help states and local governments
finance a variety of housing and community development activities designed to serve low-income finance a variety of housing and community development activities designed to serve low-income
families. Indian tribes receive their own direct housing grants through the Indian Housing Block families. Indian tribes receive their own direct housing grants through the Indian Housing Block
Grant program (also called the Native American Housing Block Grant program). Grant program (also called the Native American Housing Block Grant program).
Other more specialized grant programs help communities meet the needs of homeless persons
Other more specialized grant programs help communities meet the needs of homeless persons
(through the Homeless Assistance Grants, namely the Continuum of Care and Emergency (through the Homeless Assistance Grants, namely the Continuum of Care and Emergency
Solutions Grants programs), including those living with HIV/AIDS (through the Housing Solutions Grants programs), including those living with HIV/AIDS (through the Housing
Opportunities for Persons with AIDS program). Additional programs fund fair housing Opportunities for Persons with AIDS program). Additional programs fund fair housing
enforcement activities and healthy homes activities, including lead-based paint hazard enforcement activities and healthy homes activities, including lead-based paint hazard
identification and remediation. identification and remediation.
HUD’s Federal Housing Administration (FHA) insures mortgages made by lenders to
HUD’s Federal Housing Administration (FHA) insures mortgages made by lenders to
homebuyers with low down payments and to developers of multifamily rental buildings homebuyers with low down payments and to developers of multifamily rental buildings
containing relatively affordable units. FHA collects fees from borrowers with FHA-insured containing relatively affordable units. FHA collects fees from borrowers with FHA-insured
mortgages, which are used to sustain its insurance funds. mortgages, which are used to sustain its insurance funds.
Agency Funding
Nearly all of HUD’s funding is provided via discretionary appropriations generally contained in
Nearly all of HUD’s funding is provided via discretionary appropriations generally contained in
the annual Transportation, HUD, and Related Agencies appropriations legislation. (HUD the annual Transportation, HUD, and Related Agencies appropriations legislation. (HUD
programs may also receive additional resources from supplemental or other funding measures in programs may also receive additional resources from supplemental or other funding measures in
some years, most often in response to disasters.) The annual THUD bill provides budget authority some years, most often in response to disasters.) The annual THUD bill provides budget authority
via appropriations for HUD programs and activities for a fiscal year. The “cost” of that budget via appropriations for HUD programs and activities for a fiscal year. The “cost” of that budget
authority, as determined by the Congressional Budget Office’s scorekeeping process, is generally authority, as determined by the Congressional Budget Office’s scorekeeping process, is generally
reduced by offsetting receipts from the FHA’s loan programs and the Government National reduced by offsetting receipts from the FHA’s loan programs and the Government National
Mortgage Association (GNMA) securitization of government loans. To a lesser extent, other Mortgage Association (GNMA) securitization of government loans. To a lesser extent, other
collections and rescissions of prior-year appropriations can also effectively offset the cost of the collections and rescissions of prior-year appropriations can also effectively offset the cost of the
HUD budget. HUD budget.
TheDeducting the savings from offsets and rescissions from the gross budget authority provided to HUD gross budget authority provided to HUD
, minus savings from offsets and rescissions, is results in the net budget authority total used for budget enforcement purposes. the net budget authority total used for budget enforcement purposes.
8
FY2023 HUD Appropriations
Table 5. Department of Housing and Urban Development,
FY2022-FY2023 Detailed Appropriations
(dollars in millions)
FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted
Appropriations
9 For more information about federal housing assistance programs, see CRS Report RL34591, For more information about federal housing assistance programs, see CRS Report RL34591,
Overview of Federal
Housing Assistance Programs and Policy. .
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link to page 16 THUD: FY2023 Appropriations
FY2023 HUD Appropriations
Table 5. Department of Housing and Urban Development,
FY2022-FY2023 Detailed Appropriations
(dollars in millions)
FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted
Appropriations
Salaries and Expenses (Mgmt. & Adm.) Salaries and Expenses (Mgmt. & Adm.)
1,588
1,588
1,796
1,796
1,800
1,800
1,767
1,767
1,732
Tenant-Based Rental Assistance (Sec. 8
Tenant-Based Rental Assistance (Sec. 8
27,370
27,370
32,130
32,130
31,043
31,043
30,182
30,182
27,600b
Housing Choice Voucher
Housing Choice Voucher
s)a
Voucher Renewals (non-add)
24,095
26,234
26,184
26,184
23,748b
Administrative Fees (non-add)
2,410
3,014
2,756
2,802
2,778
Veterans Affairs Supportive Housing
(VASH) incremental vouchers (non-add)
50
0
50
85b(VASH)
50
0
50
85c
50
incremental vouchers (non-add)
Family Unification Program (FUP) incremental
30
0
30
30
30
vouchers
incremental vouchers
30
0
30
30
Other Incremental Vouchers (non-add)
200 1,550 1,100
50
50
Mobility services (non-add)
25
445
25
0
0
Public Housing Fund
Public Housing Fund
8,452
8,452
8,780
8,780
8,734
8,734
8,469
8,469
8,514
Operating Grants (non-add)
5,038
5,035
5,039
5,039
5,109
Capital Grants (non-add)
3,200
3,200
3,400
3,225
3,200
Climate Resiliency/Utility Consumption
0
276
75
0
0
Reduction Grants (non-add)
Reduction Grants (non-add)
0
276
75
0
Choice Neighborhoods
Choice Neighborhoods
350
350
250
250
450
450
250
250
350
Self Sufficiency Programs
Self Sufficiency Programs
159
159
175
175
175
175
200
200
175
Native American Programs
Native American Programs
1,002
1,002
1,000
1,000
1,000
1,000
1,052
1,052
1,020
Native American Block Grants (Formula)
(non-add)772
772
772
772
772
819
819
787
(non-add)
Native American Block Grants (Competitive)
150
150
150
150
150
(non-add)
(Competitive) (non-add)
150
150
150
150
Indian Community Development Block Grants
72
70
70
75
75
(non-add)
Grants (non-add)
72
70
70
75
Indian housing loan guarantee
Indian housing loan guarantee
4
4
6
6
6
6
6
6
6
Native Hawaiian block grant
Native Hawaiian block grant
22
22
10
10
10
10
22
22
22
Housing, persons with AIDS (HOPWA)
Housing, persons with AIDS (HOPWA)
450
450
455
455
600
600
468
468
499
Community Development Fund
Community Development Fund
4,841
4,841
3,770
3,770
5,299
5,299
4,818
4,818
6,397
CDBG Formula Grants
3,300
3,550
3,300
3,525
3,300
SUPPORT for Patients and Communities
25
25
25
25
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FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted30
Grants to Reduce Barriers to Affordable
—
—
—
—
85
Housing
Economic Development Initiativescd
1,516
—
1,974
1,068
2,982
Competitive Economic Development
Competitive Economic Development
—
—
60d60e
—
—
Grants
Grants
HOME Investment Partnerships
HOME Investment Partnerships
1,500
1,500
1,950
1,950
1,675
1,675
1,725
1,725
1,500
Preservation and Reinvestment Initiative
Preservation and Reinvestment Initiative
—
—
500
0
225
for Community Enhancementf
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FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted
—
—
for Community Enhancement
500
0
e
Self-Help Homeownership
Self-Help Homeownership
63
63
60
60
65f65g
70
70
63
Self-Help and Assisted Homeownership
13
10
13
17
14
Opportunity Program
Section 4 Capacity Building
41
41
47fg
43
42
Rural Capacity Building
5
5
5
6
6
Veterans Home Rehabilitation and
4
4
0
4
1
Modification Pilot Program
Homeless Assistance Grants
Homeless Assistance Grants
3,213
3,213
3,576
3,576
3,604
3,604
3,54
3,54
5g
5h
3,633h
Project-Based Rental Assistance (Sec. 8
Project-Based Rental Assistance (Sec. 8
)a
13,940
13,940
15,000
15,000
14,940
14,940
14,687
14,687
13,938i
Contract Renewals
13,585
14,065
14,565
14,312
13,595i
Contract Administrators
355
375
375
375
343
Service coordinators for the elderly
0
31
0
0
0
Housing for the Elderly (Section 202)
Housing for the Elderly (Section 202)
1,033
1,033
966
966
1,200
1,200
1,033
1,033
1,075
Housing for Persons with Disabilities
Housing for Persons with Disabilities
(Section 811)
352
352
288
288
400
400
288
288
360
(Section 811)
Housing Counseling Assistance
Housing Counseling Assistance
58
58
66
66
70
70
63
63
58
Manufactured Housing Fees Trust Fun
Manufactured Housing Fees Trust Fun
dhdj
14
14
14
14
14
14
14
14
14
Green Retrofit for Multifamily
Green Retrofit for Multifamily
0
0
250
250
0
0
0
0
0
Federal Housing Administration (FHA)
Federal Housing Administration (FHA)
150
150
165
165
150
150
150
150
150
Expen
Expen
seshsesj
Government National Mortgage Assn.
Government National Mortgage Assn.
35
35
42
42
35
35
43
43
41
(GNMA) Expen
(GNMA) Expen
seshsesj
Research and technology
Research and technology
145
145
145
145
180i180k
115
115
145
Fair housing activities
Fair housing activities
85
85
86
86
86
86
85
85
86
Fair Housing Assistance Program (non-
add)
25
26
26
26
add) 26
Fair Housing Initiatives Program (non-
add)
56
56
56
55
add) 56
Lead Hazard Reduction
Lead Hazard Reduction
415
415
400
400
415
415
390
390
410
Information Technology Fund
Information Technology Fund
323
323
382
382
380f380g
384
384
375
Inspector General
140
149
140
140
146
Gross Appropriations Subtotall
Inspector General
140
149
140
140
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FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted
Gross Appropriations Subtotalj
65,702
71,911
73,029
69,964
Offsetting Collections and Receipts68,533
Offsetting Collections and Receipts
Manufactured Housing Fees Trust Fund
Manufactured Housing Fees Trust Fund
-14
-14
-14
-14
-14
-14
-14
-14
-14
FHA
FHA
-9,596
-9,596
-8,236
-8,236
-8,236
-8,236
-8,236
-8,236
-8,236
GNMA
GNMA
-2,363
-2,363
-2,107
-2,107
-2,106
-2,106
-2,106
-2,106
-2,106
Offsets Subtotal
-11,973
-10,357
-10,356
-10,356
-10,356
Rescissions
Rescissions
Native Hawaiian block grant rescission
Native Hawaiian block grant rescission
-6
-6
0
0
0
0
0
0
Executive and Administrative Support
-29
0
0
0
0
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FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
HUD Accounts
Enacted
Request
House
(S. 4670)
Enacted
Executive and Administrative Support
-29
0
0
0
0
Offices rescission Offices rescission
Rescissions Subtotal
-35
0
0
0
0
Total Net Discretionary Budget
53,694
61,554 62,673
59,608
58,178
Authority
Emergency Disaster Fundingkgm
5,000l000n
0
0
1,447m
2,000n447o
8,623p
Total w/Emergency Disaster Funding
58,694
61,554
62,673
61,055
66,801
Source: FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the
Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, p. 532, adjusted for Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, p. 532, adjusted for
floor amendments, as well as congressional budget justifications; FY2023 Chairman’s Mark figures are taken from floor amendments, as well as congressional budget justifications; FY2023 Chairman’s Mark figures are taken from
S. 4670 and the draft committee report released by the chairman at https://www.appropriations.senate.gov/imo/S. 4670 and the draft committee report released by the chairman at https://www.appropriations.senate.gov/imo/
media/doc/THUDFY23RPT.pdf.media/doc/THUDFY23RPT.pdf.
Final FY2023 figures taken from P.L. 117-328 and the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022.
Notes: Totals may not add or exactly match source materials due to rounding. Totals may not add or exactly match source materials due to rounding.
a. This account receives advance appropriations provided in the prior fiscal year and also includes a. This account receives advance appropriations provided in the prior fiscal year and also includes
appropriations that become available in the subsequent fiscal year.
appropriations that become available in the subsequent fiscal year.
b
b
. Total does not include $2.654 bil ion in additional funding provided by Division N and designated as an
emergency requirement.
c. Up to $10 mil ion of the $85 mil ion proposed for HUD-VASH in S. 4670 would be for administrative . Up to $10 mil ion of the $85 mil ion proposed for HUD-VASH in S. 4670 would be for administrative
expenses, including amounts to facilitate leasing through payment of security deposits and landlord retention
expenses, including amounts to facilitate leasing through payment of security deposits and landlord retention
payments. payments.
cd. All funding contained in this set-aside is earmarked for congressionally requested projects. . All funding contained in this set-aside is earmarked for congressionally requested projects.
de. Competitive grant funds provided under the Community Development Loan Guarantees Program Account, . Competitive grant funds provided under the Community Development Loan Guarantees Program Account,
with authority from Section 108(q) of the Housing and Community Development Act of 1974, as amended
with authority from Section 108(q) of the Housing and Community Development Act of 1974, as amended
(42 U.S.C. §5308). (42 U.S.C. §5308).
e. f.
The House bil The House bil
would includeincluded funding for a new Preservation and Reinvestment Initiative for Community funding for a new Preservation and Reinvestment Initiative for Community
Enhancement that would provide competitive funding for a range of activities in support of manufactured
Enhancement that would provide competitive funding for a range of activities in support of manufactured
housing and manufactured home communities. housing and manufactured home communities.
P.L. 117-328 included funding for this new initiative, but less than was proposed in the House bil . For additional detail, see the For additional detail, see the
“New Assistance for
Manufactured Housing” section in this CRSsection of this report. report.
f.
g. Amount adjusted for floor amendment. Amount adjusted for floor amendment.
gh. The Senate chairman’s mark . The Senate chairman’s mark
proposesproposed a set-aside of $100 mil ion in Continuum of Care program funds for a set-aside of $100 mil ion in Continuum of Care program funds for
the new construction, acquisition, or rehabilitation of permanent supportive housing.
the new construction, acquisition, or rehabilitation of permanent supportive housing.
h. P.L. 117-328 included $75 mil ion to be used as one-time awards for this purpose.
i.
Total does not include $969 mil ion in additional funding provided by Division N and designated as an emergency requirement.
j.
Some or all of the cost of funding these accounts is offset by the col ection of fees or other receipts. Those Some or all of the cost of funding these accounts is offset by the col ection of fees or other receipts. Those
offsets are shown later in this table. offsets are shown later in this table.
i.
k. The proposal for Research and Technology in H.R. 8294 includes $20 mil ion for grants to provide legal The proposal for Research and Technology in H.R. 8294 includes $20 mil ion for grants to provide legal
assistance for people facing eviction. assistance for people facing eviction.
jl. .
Total includes advance appropriations.
Total includes advance appropriations.
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THUD: FY2023 Appropriations
km. Amounts presented here reflect discretionary funding . Amounts presented here reflect discretionary funding
for disaster recovery designated as an emergency designated as an emergency
requirement, and thus requirement, and thus
are excluded from totals for budget enforcement purposes. Amounts presented here are excluded from totals for budget enforcement purposes. Amounts presented here
do not include one-time mandatory funding provided by the American Rescue Plan Act (P.L. 117-2) or the do not include one-time mandatory funding provided by the American Rescue Plan Act (P.L. 117-2) or the
Inflation Reduction Act (P.L. 117-169). HUD received $10.77 bil ion from ARPA and $1 bil ion from the Inflation Reduction Act (P.L. 117-169). HUD received $10.77 bil ion from ARPA and $1 bil ion from the
IRA, both in FY2022. IRA, both in FY2022.
l.
n. Division B of the Extending Government Funding and Delivering Emergency Assistance Act (P.L. 117-43) Division B of the Extending Government Funding and Delivering Emergency Assistance Act (P.L. 117-43)
provided $5 bil ion in emergency supplemental FY2022 funding for HUD’s Community Development Block provided $5 bil ion in emergency supplemental FY2022 funding for HUD’s Community Development Block
Grant disaster recovery grants. Grant disaster recovery grants.
mCongressional Research Service
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THUD: FY2023 Appropriations
o. $1.4 bil ion would be provided for HUD’s CDBG-DR program for disaster recovery grants. . $1.4 bil ion would be provided for HUD’s CDBG-DR program for disaster recovery grants.
n. p. Includes $6.623 bil ion provided by Division N of P.L. 117-328 ($2.654 bil ion for Tenant Based Rental
Assistance; $969 mil ion for Project Based Rental Assistance; and $3 bil ion for CDBG-DR); and $2 bil ion provided by Section 155 of the FY2023 Continuing Appropriations and Ukraine Supplemental Appropriations Act (P.L. Section 155 of the FY2023 Continuing Appropriations and Ukraine Supplemental Appropriations Act (P.L.
117-180) appropriated these funds to CDBG-DR for unmet needs arising from disasters declared in 2021 117-180) appropriated these funds to CDBG-DR for unmet needs arising from disasters declared in 2021
and 2022. and 2022.
Selected FY2023 HUD Appropriations Topics
Rental Assistance Funding
Through various programs utilizing different mechanisms, the federal government subsidizes the
Through various programs utilizing different mechanisms, the federal government subsidizes the
rents of nearly 4.6 million low-income households, allowing them to pay affordable, below-rents of nearly 4.6 million low-income households, allowing them to pay affordable, below-
market rents, generally set at 30% of a family’s income. The vast majority of HUD funding each market rents, generally set at 30% of a family’s income. The vast majority of HUD funding each
year is devoted to maintaining these rental assistance programs, which include (from largest to year is devoted to maintaining these rental assistance programs, which include (from largest to
smallest in terms of households [HHs] served in FY2020)smallest in terms of households [HHs] served in FY2020)
:
• Housing Choice Vouchers (2.3 million HHs); Housing Choice Vouchers (2.3 million HHs);
• Section 8 project-based rental assistance (1.2 million HHs); Section 8 project-based rental assistance (1.2 million HHs);
• public housing (880,000 HHs); public housing (880,000 HHs);
• Section 202 Housing for the Elderly (124,000 HHs); and Section 202 Housing for the Elderly (124,000 HHs); and
• Section 811 Housing for Persons with Disabilities (32,000 HHs). Section 811 Housing for Persons with Disabilities (32,000 HHs).
910
Funding for these rental assistance programs accounts for roughly 80% of HUD’s total (gross)
Funding for these rental assistance programs accounts for roughly 80% of HUD’s total (gross)
appropriations, most of which is used to maintain assistance for currently assisted families. appropriations, most of which is used to maintain assistance for currently assisted families.
It is estimated that roughly one in four eligible households receives rental assistance,
It is estimated that roughly one in four eligible households receives rental assistance,
11 leading to leading to
waiting lists for assistance in most communities. For many years, expansions of these programs to waiting lists for assistance in most communities. For many years, expansions of these programs to
serve new families were limited. For example, most new Housing Choice Vouchers (referred to as serve new families were limited. For example, most new Housing Choice Vouchers (referred to as
incremental vouchers) that were funded in annual appropriations acts were only for homeless incremental vouchers) that were funded in annual appropriations acts were only for homeless
veterans, via the Veterans Affairs Supportive Housing (VASH) program, and for child welfare-veterans, via the Veterans Affairs Supportive Housing (VASH) program, and for child welfare-
involved families and former foster youth, via the Family Unification Program (FUP). This involved families and former foster youth, via the Family Unification Program (FUP). This
changed in FY2021, when Congress funded the first expansion in general purpose vouchers in changed in FY2021, when Congress funded the first expansion in general purpose vouchers in
nearly 20 years; and in FY2022, when Congress funded an even larger expansion. nearly 20 years; and in FY2022, when Congress funded an even larger expansion.
New Housing Choice Vouchers
The President’s FY2023 budget request included $1.55 billion in the tenant-based rental The President’s FY2023 budget request included $1.55 billion in the tenant-based rental
assistance account for new incremental Housing Choice Vouchers. Budget documents stated this assistance account for new incremental Housing Choice Vouchers. Budget documents stated this
would allow the program to serve an additional 200,000 families, the largest one-year increase in would allow the program to serve an additional 200,000 families, the largest one-year increase in
new vouchers since the program was created. All of these new vouchers would be general new vouchers since the program was created. All of these new vouchers would be general
9 HUD FY2022 Congressional Budget Justifications, Overview of Rental Assistance Programs, p. 2-1, https://www.hud.gov/sites/dfiles/CFO/documents/5_2022CJ-OverviewofRentalAssistancePrograms.pdf.
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purpose vouchers, rather than being provided through VASH or FUP. This would be an increase purpose vouchers, rather than being provided through VASH or FUP. This would be an increase
over the $200 million that was provided for new incremental vouchers in FY2022. over the $200 million that was provided for new incremental vouchers in FY2022.
The House-passed bill included $1.1 billion for general purpose new incremental vouchers, which
The House-passed bill included $1.1 billion for general purpose new incremental vouchers, which
the committee the committee
estimatesestimated would be sufficient to serve an additional 140,000 households. The bill would be sufficient to serve an additional 140,000 households. The bill
10 HUD FY2022 Congressional Budget Justifications, Overview of Rental Assistance Programs, p. 2-1, https://www.hud.gov/sites/dfiles/CFO/documents/5_2022CJ-OverviewofRentalAssistancePrograms.pdf.
11 HUD, Worst Case Housing Needs: Report to Congress, 2021, pg. 8-9, https://www.huduser.gov/portal/sites/default/files/pdf/Worst-Case-Housing-Needs-2021.pdf.
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would also have providedwould also provide another $50 million for homeless veterans through VASH and $30 million for another $50 million for homeless veterans through VASH and $30 million for
families and youth involved in the child welfare system through FUP. families and youth involved in the child welfare system through FUP.
The Senate chairman’s mark also included funding for new incremental vouchers, but less than
The Senate chairman’s mark also included funding for new incremental vouchers, but less than
was requested by the President, passed in the House, or funded the previous year. Specifically, it was requested by the President, passed in the House, or funded the previous year. Specifically, it
proposed $50 million for new general purpose incremental vouchers, plus $85 million for VASH proposed $50 million for new general purpose incremental vouchers, plus $85 million for VASH
and $30 million for FUP. and $30 million for FUP.
The final FY2023 appropriations law included $50 million for new general purpose incremental vouchers, $50 million for new VASH vouchers, and $30 million for new FUP vouchers.
Supplemental Funding for Rental Assistance Renewals
Among the largest expenses in HUD’s budget is the cost of renewing rental assistance for the more than 3 million families who are served by the project-based rental assistance and Housing Choice Voucher program. The final FY2023 appropriations law, P.L. 117-328, funded FY2023 renewal costs for these two programs using a combination of regular appropriations (provided in Division L), and supplemental emergency-designated renewal funding (provided in Division N).
As shown in Table 6, nearly 9% of the total funding for rental assistance renewal costs for these two programs was provided as emergency designated spending and therefore not subject to regular discretionary spending limits, including the THUD subcommittee’s 302(b) allocations, in FY2023.
Table 6. Emergency Supplemental Share of FY2023 Rental Assistance Renewal
Funding
Dollars in billions
FY2023
FY2023
FY2023
Enacted
Emergency
FY2022
Enacted
Supplemental
FY2023
Supplemental
Renewal Funding
Total $
Regular $
Emergency $
Total $
Share
Tenant Based Rental
24.10
23.75
2.65 26.40
10.1%
Assistance
Project Based Rental Assistance
13.59
13.60
0.97 14.56
6.7%
Total
37.68
37.34
3.62 40.97
8.8%
Source: Table prepared by CRS based on P.L. 117-328
CDBG, EDI, and Section 108
The President’s budget requested $3.77 billion for the Community Development Fund (CDF)
The President’s budget requested $3.77 billion for the Community Development Fund (CDF)
account, with $3.55 billion in CDBG funds for entitlement communities, states, and insular areas. account, with $3.55 billion in CDBG funds for entitlement communities, states, and insular areas.
The House-passed bill The House-passed bill
would includeproposed $5.29 billion in CDF funds, with $3.30 billion in CDBG $5.29 billion in CDF funds, with $3.30 billion in CDBG
funds and $1.97 billion in congressionally directed spending under the Economic Development funds and $1.97 billion in congressionally directed spending under the Economic Development
Initiative (EDI). The House-passed bill Initiative (EDI). The House-passed bill
would also includealso proposed $60 million in competitive economic $60 million in competitive economic
development grants under the Community Development Loan Guarantees Program account, of development grants under the Community Development Loan Guarantees Program account, of
which $50 million would be specifically for shopping mall redevelopment projects.which $50 million would be specifically for shopping mall redevelopment projects.
1012 The Senate
12 The Community Development Loan Guarantees Program account typically sets the maximum loan commitments under the HUD Section 108 Loan Guarantee program. Section 108(q) of the Housing and Community Development (continued...)
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The Senate chairman’s mark chairman’s mark
would includeproposed $4.81 billion for the CDF account, with $3.52 billion in CDBG $4.81 billion for the CDF account, with $3.52 billion in CDBG
funds and $1.06 billion in EDI funding.funds and $1.06 billion in EDI funding.
The final FY2023 appropriations law included $6.40 billion for the CDF account, which included $3.3 billion for CDBG, $85 million for a new “Yes In My Backyard” competitive grant program to reduce barriers to affordable housing, and $2.98 billion for congressionally directed spending via EDIs.
HOME Down Payment Assistance Set-Aside Proposal
The HOME Investment Partnerships Program (HOME) provides formula funding to states, local
The HOME Investment Partnerships Program (HOME) provides formula funding to states, local
governments, and insular areas that can be used for a range of eligible affordable housing governments, and insular areas that can be used for a range of eligible affordable housing
activities that benefit low-income households. The President’s budget requested up to $100 activities that benefit low-income households. The President’s budget requested up to $100
million in HOME funding for a new initiative titled FirstHOME Downpayment Assistance that million in HOME funding for a new initiative titled FirstHOME Downpayment Assistance that
would provide funds to states and insular areas for assistance to homebuyers. (While homebuyer would provide funds to states and insular areas for assistance to homebuyers. (While homebuyer
assistance is currently one of several eligible use of HOME funds, FirstHOME would be a set-assistance is currently one of several eligible use of HOME funds, FirstHOME would be a set-
aside of HOME funds to be used specifically for homebuyer assistance.aside of HOME funds to be used specifically for homebuyer assistance.
1113) The House-passed bill ) The House-passed bill
would includeproposed up to $50 million for FirstHOME down payment assistance. The appropriations up to $50 million for FirstHOME down payment assistance. The appropriations
language requested by HUD and included in the House-passed bill would language requested by HUD and included in the House-passed bill would
leavehave provided HUD with broad HUD with broad
discretion in how to implement the program, although both the HUD budget justifications and the discretion in how to implement the program, although both the HUD budget justifications and the
House committee report House committee report
indicateindicated that the funding would be intended to support first-time, first- that the funding would be intended to support first-time, first-
generation homebuyers.generation homebuyers.
1214 The Senate chairman’s mark The Senate chairman’s mark
doesdid not include funding for FirstHOME not include funding for FirstHOME
down payment assistance.
10 The Community Development Loan Guarantees Program account typically sets the maximum loan commitments under the HUD Section 108 Loan Guarantee program. Section 108(q) of the Housing and Community Development down payment assistance and it was not ultimately funded in the final FY2023 appropriations law.
New Assistance for Manufactured Housing
The House committee report included language discussing the importance of manufactured housing as a source of affordable housing and certain challenges faced by residents of manufactured homes or manufactured home communities.15 In response to some of these challenges, the House-passed bill proposed $500 million to support manufactured housing through a new Preservation and Reinvestment Initiative for Community Enhancement. While no such funding was included in the Senate chairman’s mark, the final FY2023 appropriations law included $225 million for the new initiative.
Act of 1974, as amended, also authorizes the provision of grants related to Section 108 loan funded projects (42 U.S.C. Act of 1974, as amended, also authorizes the provision of grants related to Section 108 loan funded projects (42 U.S.C.
§5308). In the past, Congress has used this authority to fund competitive grants under the EDI and the Brownfields §5308). In the past, Congress has used this authority to fund competitive grants under the EDI and the Brownfields
Economic Development Initiative. Economic Development Initiative.
1113 For several years in the 2000s, Congress provided a set-aside of HOME funding to be used for down payment For several years in the 2000s, Congress provided a set-aside of HOME funding to be used for down payment
assistance and certain other homebuyer assistance through the American Dream Downpayment Initiative (ADDI). For assistance and certain other homebuyer assistance through the American Dream Downpayment Initiative (ADDI). For
more information on ADDI, see Appendix A of CRS Report R40118, more information on ADDI, see Appendix A of CRS Report R40118,
An Overview of the HOME Investment
Partnerships Program. .
1214 See HUD’s FY2023 Congressional Budget Justifications, p. 18-2, https://www.hud.gov/sites/dfiles/CFO/documents/ See HUD’s FY2023 Congressional Budget Justifications, p. 18-2, https://www.hud.gov/sites/dfiles/CFO/documents/
2023_CJ_Program_-_HOME_updated.pdf, stating that the initiative would aim “to support sustainable homeownership 2023_CJ_Program_-_HOME_updated.pdf, stating that the initiative would aim “to support sustainable homeownership
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New Assistance for Manufactured Housing
The House committee report includes language discussing the importance of manufactured housing as a source of affordable housing and certain challenges faced by residents of manufactured homes or manufactured home communities.13 In response to some of these challenges, the House-passed bill would provide $500 million to support manufactured housing through a new Preservation and Reinvestment Initiative for Community Enhancement. The funding would beamong first-generation, first-time homebuyers,” and H.Rept. 117-402, pp. 144-145, stating that “the Committee includes up to $50,000,000 for down payment assistance to support sustainable homeownership among first-generation, first-time homebuyers.”
15 See H.Rept. 117-402, pp. 114-115. In addition to the funding that the House-passed bill would provide for the Preservation and Reinvestment Initiative for Community Enhancement, the House committee report otherwise addresses manufactured housing in various ways. These include directing HUD to conduct a review of its programs that can be used for activities related to manufactured housing and directing that $2.5 million in technical assistance funding provided in the Policy Development and Research account be used in support of manufactured housing (see page 161 of the committee report).
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The funding is for competitive grants to support the preservation and revitalization of for competitive grants to support the preservation and revitalization of
manufactured housing and eligible manufactured home communities. Eligible grantees manufactured housing and eligible manufactured home communities. Eligible grantees
would include include states, local governments, resident-owned manufactured housing communities, states, local governments, resident-owned manufactured housing communities,
cooperatives, nonprofits, community development financial institutions (CDFIs), Indian tribes or cooperatives, nonprofits, community development financial institutions (CDFIs), Indian tribes or
their tribally designated housing entities (TDHEs), or other entities approved by the Secretary of their tribally designated housing entities (TDHEs), or other entities approved by the Secretary of
HUD. Grant funds HUD. Grant funds
couldmay be used for a range of eligible activities, including infrastructure, be used for a range of eligible activities, including infrastructure,
planning, resident and community services, resiliency activities, and other assistance, such as land planning, resident and community services, resiliency activities, and other assistance, such as land
and site and site
acquisition. The House-passed bill would have designated $50 million of the totalacquisition. Of the $500 million in the House-passed bill, $50 million would be for a for a
pilot program to help redevelop manufactured home communities as affordable replacement pilot program to help redevelop manufactured home communities as affordable replacement
housing. housing; the final FY2023 appropriations law designated $25 million of the total for this purpose.
Legislative Proposals in the Senate Chairman’s Mark
The Senate chairman’s mark also included the text of two standalone bills related to housing.
CDBG-DR Authorization
Title V of the Senate chairman’s mark includes the text of S. 2471, the Reforming Disaster
Title V of the Senate chairman’s mark includes the text of S. 2471, the Reforming Disaster
Recovery Act. It Recovery Act. It
wouldproposed to establish establish
thean Office of Disaster Management and Resiliency within HUD, Office of Disaster Management and Resiliency within HUD,
to oversee disaster preparedness and response in the department, and manage inter- and intra-to oversee disaster preparedness and response in the department, and manage inter- and intra-
agency coordination. The act would agency coordination. The act would
further have permanently permanently
authorizeauthorized CDBG-DR as a standing program CDBG-DR as a standing program
under which HUD could establish a standardized regulatory structure.under which HUD could establish a standardized regulatory structure.
1416 It would also It would also
establish thehave established a Long-Term Disaster Recovery Fund to provide for CDBG-DR grant assistance and program Long-Term Disaster Recovery Fund to provide for CDBG-DR grant assistance and program
administration. administration. This legislation was not included in the final FY2023 appropriations law.
NAHASDA Reauthorization
Title VI of the Senate chairman’s mark
Title VI of the Senate chairman’s mark
includesincluded the text of S. 2264, the Native American Housing the text of S. 2264, the Native American Housing
Assistance and Self-Determination Reauthorization Act of 2021. It Assistance and Self-Determination Reauthorization Act of 2021. It
wouldproposed to reauthorize certain reauthorize certain
programs authorized under the Native American Housing Assistance and Self-Determination Act programs authorized under the Native American Housing Assistance and Self-Determination Act
(NAHASDA); namely, the Indian Housing Block Grant and Native Hawaiian Housing Block (NAHASDA); namely, the Indian Housing Block Grant and Native Hawaiian Housing Block
Grant, as well as the Section 184 Indian Housing Loan Guarantee and Section 184A Native Grant, as well as the Section 184 Indian Housing Loan Guarantee and Section 184A Native
Hawaiian Loan Guarantee programs. In addition, it would Hawaiian Loan Guarantee programs. In addition, it would
makehave made certain changes to NAHASDA certain changes to NAHASDA
programs and include other provisions related to housing assistance for programs and include other provisions related to housing assistance for
tribes. This legislation was not included in the final FY2023 appropriations law.
THUD Related Agencies As shown in Table 7, mosttribes.
among first-generation, first-time homebuyers,” and H.Rept. 117-402, pp. 144-145, stating that “the Committee includes up to $50,000,000 for down payment assistance to support sustainable homeownership among first-generation, first-time homebuyers.”
13 See H.Rept. 117-402, p. 114-115. In addition to the funding that the House-passed bill would provide for the Preservation and Reinvestment Initiative for Community Enhancement, the House committee report otherwise addresses manufactured housing in various ways. These include directing HUD to conduct a review of its programs that can be used for activities related to manufactured housing and directing that $2.5 million in technical assistance funding provided in the Policy Development and Research account be used in support of manufactured housing (see page 161 of the committee report).
14 The President’s FY2023 budget also supported the authorization of CDBG-DR.
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THUD Related Agencies
As shown in Table 6, most of the related agencies funded in the THUD bill would have received of the related agencies funded in the THUD bill would have received
level or increased funding relative to the prior year under the President’s FY2023 budget request.level or increased funding relative to the prior year under the President’s FY2023 budget request.
The largest dollar increases were proposed for the National Transportation Safety Board (+$8 The largest dollar increases were proposed for the National Transportation Safety Board (+$8
million, +7%) and the Neighborhood Reinvestment Corporation/million, +7%) and the Neighborhood Reinvestment Corporation/
NeighborworksNeighborWorks America (+$4 million, (+$4 million,
+2%). The House-passed legislation proposed increases above the President’s request for several +2%). The House-passed legislation proposed increases above the President’s request for several
agencies, including $15 million more for agencies, including $15 million more for
the Neighborhood Reinvestment CorporationNeighborWorks relative to relative to
the President’s budget. The Senate chairman’s mark largely matched the President’s request, the President’s budget. The Senate chairman’s mark largely matched the President’s request,
although it included more for the Federal Maritime Commission (+$3 million compared to the although it included more for the Federal Maritime Commission (+$3 million compared to the
President’s request) and less for the Interagency Council on Homelessness (matching the FY2022 President’s request) and less for the Interagency Council on Homelessness (matching the FY2022
enacted level).
Table 6enacted level).
16 The President’s FY2023 budget also supported the authorization of CDBG-DR.
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Table 7. THUD Related Agencies, FY2022-FY2023 Detailed Appropriations
(dollars in millions)
(dollars in millions)
FY2023
Chairman’s
FY2022
FY2023
FY2023
Mark
FY2023
Related Agency
Enacted
Request
House
(S. 4670)
Enacted
Access Board
Access Board
10
10
10
10
10
10
10
10
10
Federal Maritime Commission
Federal Maritime Commission
33
33
35
35
38
38
38
38
38
National Railroad Passenger
National Railroad Passenger
Corporation (Amtrak) Office Corporation (Amtrak) Office
26
26
28
28
28
28
28
28
28
of Inspector General
of Inspector General
National Transportation
National Transportation
Safety Board Safety Board
121
121
129
129
129
129
129
129
129
Neighborhood Reinvestment
Neighborhood Reinvestment
Corporation Corporation
166
166
170
170
185
185
170
170
170
(NeighborWorks)
(NeighborWorks)
Surface Transportation Board
Surface Transportation Board
39
39
41
41
42
42
41
41
41
Offsetting Col ections
Offsetting Col ections
-1
-1
-1
-1
-1
-1
-1
-1
-1
U.S. Interagency Council on
U.S. Interagency Council on
Homelessness Homelessness
4
4
5
5
5
5
4
4
4
Total Total
398
398
416
416
436
436
419
419
420
Source: FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the FY2022 Enacted, FY2023 President’s Request and FY2023 House figures are taken from the
Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, p. 532, adjusted for Comparative Statement of New Budget Authority table, as published in H.Rept. 117-402, p. 532, adjusted for
floor amendments, as well as congressional budget justifications; FY2023 Chairman’s Mark figures are taken from floor amendments, as well as congressional budget justifications; FY2023 Chairman’s Mark figures are taken from
S. 4670 and the draft committee report released by the chairman at https://www.appropriations.senate.gov/imo/S. 4670 and the draft committee report released by the chairman at https://www.appropriations.senate.gov/imo/
media/doc/THUDFY23RPT.pdf.media/doc/THUDFY23RPT.pdf.
Notes: Totals may not add or exactly match source materials due to rounding.
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Final FY2023 figures taken from P.L. 117-328 and the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022. Notes: Totals may not add or exactly match source materials due to rounding.
NeighborWorks Funding for Shared Equity Housing Since FY2019, appropriations for NeighborWorks have included between $1 million and $3 million to support shared equity housing models.17 While specifics vary, shared equity housing generally involves limits on the future sales price of homes or other resale restrictions to preserve long-term affordability. Examples of shared equity housing models include community land trusts, limited equity cooperatives, and deed-restricted housing. Of the $170 million provided to NeighborWorks in the FY2023 appropriations law, $4 million is for shared equity housing. Of this amount, Congress directed that $1 million be used for technical assistance and $3 million be used for capital grants for NeighborWorks affiliates to acquire homes for their shared equity portfolios.18
17 Congress appropriated $2 million for this purpose in FY2019, $1 million in FY2020, $2 million in FY2021, and $3 million in FY2022. NeighborWorks has released a report describing its use of the funding provided in FY2019 and FY2020; see NeighborWorks America, Advancing the Promise of Shared Equity Housing Models, https://www.neighborworks.org/getattachment/5d3b345d-2853-4eff-b6b2-8f3c36427bef/attachment.aspx.
18 See page S9345 of the explanatory statement accompanying H.R. 2617, as amended, as published in the Congressional Record on December 20, 2022.
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Author Information
Maggie McCarty Maggie McCarty
David Randall Peterman
David Randall Peterman
Specialist in Housing Policy
Specialist in Housing Policy
Analyst in Transportation Policy
Analyst in Transportation Policy
Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
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