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The Family Educational Rights and Privacy Act (FERPA): Legal Issues

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The Family Educational Rights and Privacy Act
May 24, 2021
(FERPA): Legal Issues
Jared P. Cole
(FERPA): Legal Issues Updated June 5, 2026 (R46799) Jump to Main Text of Report

Contents

Summary

Schools generate and maintain numerous student records, including grades, standardized test
Schools generate and maintain numerous student records, including grades, standardized test
Legislative Attorney
scores, disciplinary accounts, contact information, mental health records, and more. The Family scores, disciplinary accounts, contact information, mental health records, and more. The Family

Educational Rights and Privacy Act (FERPA), which applies to educational agencies and Educational Rights and Privacy Act (FERPA), which applies to educational agencies and
institutions that receive institutions that receive certain types of financial assistance from the Department of Education financial assistance from the Department of Education

(ED), regulates the handling of education records in several ways(ED), regulates the handling of education records in several ways. 20 U.S.C. § 1232g. The law sets forth two key . The law sets forth two key
requirements for covered entities. First, FERPA requires schools to allow parents to access and review their childrenrequirements for covered entities. First, FERPA requires schools to allow parents to access and review their children’s
's education records. education records. Id. at § 1232g(a)(1). Second, it prohibits schools from releasing studentsSecond, it prohibits schools from releasing students' education records, including personally identifiable education records, including personally identifiable
information (PII)information, without the written consent of their parents, subject to several exceptions., without the written consent of their parents, subject to several exceptions. Id. at § 1232g(b). FERPA defines FERPA defines "education education
records”records" as materials that (1) as materials that (1) "contain information directly related to a studentcontain information directly related to a student" and (2) and (2) "are maintained by an educational are maintained by an educational
agency or institution or by a person acting for such agency or institution.agency or institution or by a person acting for such agency or institution.
" Id. at § 1232g(a)(4)(A). FERPA does not govern all materials that may contain information about a studentFERPA does not govern all materials that may contain information about a student . The statute exempts certain categories of . The statute exempts certain categories of
information from its definition of information from its definition of "education recordseducation records" altogether. altogether. Id. at § 1232g(a)(4)(B). For instance, FERPAFor instance, FERPA's requirements do not apply to s requirements do not apply to
records independently generated by a schoolrecords independently generated by a school's law enforcement unit s law enforcement unit (LEU) for law enforcement purposes.for law enforcement purposes.
The statute’ Id. at § 1232g(a)(4)(B)(ii). The statute's prohibition against disclosing education records also s prohibition against disclosing education records also does not apply to so-called “has a carve-out for "directory information,directory information," as as
long as schools follow specific procedures when doing so. long as schools follow specific procedures when doing so. And underId. at § 1232g(a)(5). Under ED regulations, schools may ED regulations, schools may also disclose disclose "de-identifiedde-identified
" records without consent. records without consent.
34 C.F.R. § 99.31(b). FERPA also has FERPA also has various specific exceptions that permit disclosure of student records in different situations. exceptions that permit disclosure of student records in different situations. In certain
circumstancesFor example, disclosure of education records absent consent , disclosure of education records absent consent iscan be permitted to appropriate permitted to appropriate "school officials,school officials," which can which can
include online educational services, include online educational services, law enforcement unitsLEUs, and threat assessment teams, and threat assessment teams. Schools can also disclose a student’s
records; 20 U.S.C. § 1232g(b)(1)(A); and to appropriate parties in emergency situations if necessary to protect the health and safety of students. to appropriate parties in emergency situations if necessary to protect the health and safety of students. Id. at § 1232g(b)(1)(I). In addition, In addition,
schools may disclose education records without consent for the purpose of certain studies, schools may disclose education records without consent for the purpose of certain studies, as well as for audits and
evaluations. Disclosure is also sometimesaudits, and evaluations. Id. at § 1232g(b)(1)(F). Disclosure can also be permitted to a state law juvenile justice system in order for that system to serve the permitted to a state law juvenile justice system in order for that system to serve the
student effectively. student effectively. In each of these situationsId. at § 1232g(b)(1)(E). In these situations and others, FERPA imposes requirements on the recipients of , FERPA imposes requirements on the recipients of these student records,
including how materials may be used and when those records may be re-disclosed.
Becausestudent records regarding use and redisclosure. Id. at § 1232g(b)(4)(B). FERPA does not create a private right of action to sue schools for FERPA does not create a private right of action to sue schools for noncompliance, enforcementnon-compliance. Enforcement of the statute is of the statute is
primarily conducted by EDprimarily conducted by ED's Student Privacy Policy Office, which can review and s Student Privacy Policy Office, which can review and in vestigate violationsinvestigate violations. Id. at § 1232g(g). When non-compliance. When
noncompliance is not resolved through the administrative process, ED can withhold federal funds or terminate eligibility to is not resolved through the administrative process, ED can withhold federal funds or terminate eligibility to
receive federal funds. receive federal funds.
Id at § 1232g(f). In addition to complying with FERPAIn addition to complying with FERPA's requirements concerning disclosure of student records, schools that receive federal s requirements concerning disclosure of student records, schools that receive federal
financial assistance must also abide by the requirements of Title IX of the Education Amendments of 1972. In May 2020, financial assistance must also abide by the requirements of Title IX of the Education Amendments of 1972. In May 2020,
regulations were issued under Title IX that prescribe how schools must respond to allegations of sexual harassment at school. regulations were issued under Title IX that prescribe how schools must respond to allegations of sexual harassment at school.
34 C.F.R. Part 106. Those regulations require that during a grievance process in response to a formal complaint of harassment, schools must Those regulations require that during a grievance process in response to a formal complaint of harassment, schools must
make certain information available to relevant parties. Although FERPA does not have an express make certain information available to relevant parties. Although FERPA does not have an express “exception”"exception" for disclosures for disclosures
in Title IX sexual harassment proceedings, these requirements may nonetheless be reconcilable.





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Contents
What Counts as an Education Record? ............................................................................... 2
Accessing Education Records ........................................................................................... 5
Disclosing Education Records ........................................................................................... 5

Directory Information and De-identified Data ................................................................ 6
School Officials Exception.......................................................................................... 7
Online Educational Services .................................................................................. 7
Law Enforcement ................................................................................................. 8
Threat Assessment Teams ...................................................................................... 9
Health and Safety Emergency Exception ..................................................................... 10
Studies and Audits Exceptions ................................................................................... 11
State Law Juvenile Justice System Exception............................................................... 12
Victims of Crimes at Postsecondary Institutions ........................................................... 12
FERPA Enforcement...................................................................................................... 13
How Does FERPA Interact With Other Legal Requirements? ............................................... 14
Military Recruiters................................................................................................... 14
Title IX of the Education Amendments of 1972 ............................................................ 15
Conclusion................................................................................................................... 16

Tables
Table 1. Materials Excepted by FERPA or its Implementing Regulations from the
Definition of “Education Records” .................................................................................. 3

Contacts
Author Information ....................................................................................................... 17

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The Family Educational Rights and Privacy Act (FERPA): Legal Issues

in Title IX sexual harassment proceedings, these requirements may nonetheless be reconcilable.

One developing area of dispute under FERPA concerns state and local policies regarding parental access to information about their children's gender identity at school. States and school districts have different rules regarding whether parents must be notified when students experience gender dysphoria and/or pursue gender transition. Some states have passed laws requiring schools to affirmatively disclose to parents when a minor requests a change in pronouns used to identify the student. See, e.g., Iowa Code § 279.78 (2026); Ind. Code § 20-33-7.5-2 (2026). A number of public schools in other states, by contrast, have implemented policies prohibiting disclosure of a student's gender identity to parents without the student's consent. In some cases, parents have sued school districts that have implemented these latter policies, arguing that denying parents access to critical information about their children violates their constitutional rights. In 2026, the Supreme Court issued a decision on this matter on its "emergency docket" that will likely inform how courts examine these questions going forward. In that case, the Court ruled that parents had adequately alleged violations of the Free Exercise and Due Process Clauses of the Constitution. Mirabelli v. Bonta, 146 S. Ct. 797, 802 (2026) (per curiam). On March 28, 2025, ED issued guidance indicating that school policies that prohibit disclosure of information about a student's gender identity to parents violate FERPA and has since initiated several investigations into states and school districts that allegedly have such policies.

Schools generate and maintain numerous records that concern their students, including contact information, disciplinary accounts, mental health records, grades, standardized test scores
chools generate and maintain numerous records that concern their students, including
grades, standardized test scores, disciplinary accounts, contact information, mental health
S records, and more. Concerns about protecting these materials from improper disclosure , and more. Concerns about protecting these materials from improper disclosure
have increased with the rise of technology that is used to store and maintain school records.have increased with the rise of technology that is used to store and maintain school records.1 And
the major1 The expansion of third-party software to enable school instruction at home expansion of third-party software to enable school instruction at home during the
Coronavirus Disease 2019 (COVID-19) pandemic has increased some observers’ concern about
the security of students’ information.2
has further increased concern about the security of students' information.2 In addition, the recent adoption and spread of artificial intelligence tools in the education context may raise novel issues with respect to ensuring student privacy.3 The Family Educational Rights and Privacy Act (FERPA), which applies to educational agencies The Family Educational Rights and Privacy Act (FERPA), which applies to educational agencies
and institutions3 that receive certain types ofand institutions4 that receive financial assistance from the Department of financial assistance from the Department of
Education (ED),Education (ED),45 regulates the handling of student records in several ways. regulates the handling of student records in several ways.5 The statute6 FERPA has two has two
key features. First, it requires schools to key features. First, it requires schools to al owallow parents to access and review their children parents to access and review their children’s
's education records.education records.67 Second, it prohibits schools from releasing students Second, it prohibits schools from releasing students' education records, education records,
including including personal ypersonally identifiable identifiable information (PII), without the written consent of their parents.information (PII), without the written consent of their parents.7
8 As this report explains, however, this prohibition is not absolute. For instance, FERPA As this report explains, however, this prohibition is not absolute. For instance, FERPA permits the
limited has numerous exceptions that allow for limited disclosure of otherwise protected disclosure of otherwise protected student records in certain situationseducation records to specific entities and for particular reasons, including to other , including to other
school officials school officials forwith legitimate education interests, or when disclosure is necessary to protect legitimate education interests, or when disclosure is necessary to protect
health and safety in case of an emergency.health and safety in case of an emergency.89 In addition, the statute In addition, the statute authorizes disclosure of
students’ so-cal ed “has a general carve-out that authorizes disclosure of students' "directory information,directory information," subject to several procedural requirements.10

As discussed in more detail below, FERPA does not contain a private right of action authorizing individuals such as parents or students to initiate a lawsuit to enforce the law's requirements.11 Instead, the statute is primarily enforced by ED, which can investigate allegations of a violation and ultimately terminate funding for non-compliance.12 One implication of this framework is that courts do not routinely interpret FERPA's statutory and regulatory provisions in the context of lawsuits to directly enforce its provisions against schools. Courts more often have occasion to interpret the statute in other contexts, such as in the course of discovery disputes that involve access to school records;13 under the Individuals with Disabilities Education Act, which contains implementing regulations incorporating FERPA's definition of "education record;"14 and in the relatively limited situations in which the Department of Justice (DOJ) brings a lawsuit to enforce FERPA against a school.15

This report begins with a discussion of what counts as an education record under FERPA.16 It continues by examining parental rights to access information about their children at school. The report then turns to the circumstances in which FERPA permits the disclosure of student records without parental consent. Next, the report looks at how FERPA is enforced,17 as well as how it interacts
subject to several procedural requirements.9

1 See, e.g., Betsy Morris, Schools Wrestle With Privacy of Digital Data Collected on Students, WALL ST. J. (July 10,
2019), https://www.wsj.com/articles/one-parent -is-on-a-mission-to-protect-children-from-digital-mistakes-
11562762000.
2 See, e.g., Shawn Hubler, Keeping Online Testing Honest? Or an Orwellian Overreach? N.Y. T IMES (May 10, 2020),
https://www.nytimes.com/2020/05/10/us/online-testing-cheating-universities-coronavirus.html; Anushka Patil & Jonah
Engel Bromwich, How It Feels When Software Watches You Take Tests, N.Y. T IMES (Sept. 29, 2020),
https://www.nytimes.com/2020/09/29/style/testing-schools-proctorio.html.
3 Educational agencies and institutions includes local educational agencies (LEAs), elementary and secondary schools,
and postsecondary educational institutions. See DEP ’T OF EDUCATION, PRIVACY TECHNICAL ASSISTANCE CENTER,
SCHOOL RESOURCE OFFICERS, SCHOOL LAW ENFORCEMENT UNITS, AND THE FAMILY EDUCATIONAL RIGHTS AND PRIVACY
ACT (FERPA) 6 (2019) [hereinafter LAW ENFORCEMENT UNITS], https://studentprivacy.ed.gov/resources/school-
resource-officers-school-law-enforcement-units-and-ferpa. For ease of reference, this report refers to the recipient
educational agencies and institutions subject to FERPA simply as “schools.”
4 20 U.S.C. § 1232g(a)(1)(A). ED administers a number of programs that distribute financial assistance to schools and
students, including the Elementary and Secondary Education Act, which authorizes aid for elementary and secondary
schools (often through st ate and local educational agencies). See Elementary and Secondary Education Act of 1965,
Pub. L. No. 89-10, 79 Stat. 27 (as amended by Every Student Succeeds Act, Pub. L. No. 114-95, 129 Stat. 1802
(2015)). And ED also provides financial assistance to colleges and universities, including through grants and loans
extended to students, as well as direct financial assistance to certain institutions of higher education, under the Higher
Education Act. See Higher Education Act of 1965, Pub. L. No. 89-329, 79 Stat. 1219 (as amended). For more on the
Elementary and Secondary Education Act, see CRS Report R45977, The Elem entary and Secondary Education Act
(ESEA), as Am ended by the Every Student Succeeds Act (ESSA): A Prim er
, by Rebecca R. Skinner. For more on the
Higher Education Act, see CRS Report R43351, The Higher Education Act (HEA): A Prim er, by Alexandra Hegji.
5 20 U.S.C. § 1232g. T he Protection of Pupil Rights Amendment also has implications for student privacy. Id. § 1232h.
Among other things, the law prohibits certain surveys of students absent consent, grants parents of students the right to
inspect potential surveys, and requires schools to allow parents to opt out of certain activities, including physical
examinations. Id. § 1232h(b), (c)(1)(A), and (c)(2).
6 20 U.S.C. § 1232g(a)(1)(A). When a student reaches the age of 18 or attends a postsecondary institution, the rights of
the parent transfer to the student. Id. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.
7 20 U.S.C. § 1232g(b)(1). FERPA rights transfer to students once they reach the age of 18 or attend a postsecondary
institution. Id. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.
8 Id. § 1232g(b)(1)(A)-(K).
9 20 U.S.C. § 1232g(b)(1).
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This report discusses FERPA’s provisions and its application to certain areas, including the use of
online software for at-home student learning.10 It also examines how the statute is enforced,11 and
discusses FERPA’s interaction with other legal requirements that apply to schools, such as with other legal requirements that apply to schools, such as
regulations under Title IX of the Education Amendments of 1972 (Title IX), which set standards regulations under Title IX of the Education Amendments of 1972 (Title IX), which set standards
for adjudicating for adjudicating al egationsallegations of sexual harassment at school. of sexual harassment at school.12
What Counts as an Education Record?
FERPA defines “education records” as materials that (1) “18 Education Records and Covered Persons FERPA's protections and requirements apply to student education records. The statute defines education records as materials that (1) "contain information directly related to a contain information directly related to a
student”student" and (2) and (2) "are maintained by an educational agency or institution or by a person acting for are maintained by an educational agency or institution or by a person acting for
such agency or institution.”13 Certain records are expressly exempted from coverage under this
definition, including employment records,14 as wel as records created by educational personnel
that are in the sole possession of the creator (e.g., notes taken by a teacher regarding a
conversation with a student) that are not accessible to anyone except a substitute.15
One of the notable categories of materials excluded from FERPA’s definition of “education
records” is materials created and maintained by a school’s law enforcement unit for law
enforcement purposes.16 Importantly, this category only applies to records that are (1) “created by
a law enforcement unit,” (2) “created for a law enforcement purpose,” and (3) “maintained by”
the law enforcement unit.17 The category does not include records maintained by a component of
the school other than law enforcement. FERPA regulations clarify that the category does not

10 Because FERPA penalizes schools that have a policy or practice of violating its provisions, 20 U.S.C. § 1232g(b)(1),
some disagreement exists with regard to how the statute should int eract with state open records laws. Mathilda McGee-
T ubb, Deciphering the Suprem acy of Federal Funding Conditions: Why State Open Records Laws Must Yield to
FERPA
, 53 B.C. L. REV. 1045, 1049 (2012). See United States v. Miami Univ., 294 F.3d 797, 812 (6th Cir. 2002)
(affirming a district court decision that granted an injunction brought by the United States against a university from
releasing records in violation of FERPA). T his report only examines the ways in which FERPA directly regulates the
disclosure of student records. It does not consider the degree to which FERPA, in addition to imposing record-shielding
requirements on covered entities as a condition to receiving federal funds, may also have a p reemptive effect on
inconsistent state or local measures. See generally Caledonian-Record Pub. Co. v. Vermont State Colleges, 175 Vt.
438, 441, 833 A.2d 1273, 1275 –76 (2003) (collecting cases reaching different conclusions on FERPA’s preemptive
effect and observing that “ state and federal courts are sharply divided on this issue.... Some have questioned whether
the federal law, merely by withholding funds from educational institutions that release education records to anyone
other than certain enumerated persons, affirmatively prohibits disclosure of student records.”) (internal citations
omitted).
11 See infra “FERPA Enforcement .”
12 See infra “How Does FERPA Interact With Other Legal Requirements?”
13 22 U.S.C. § 1232g(a)(4)(A).
14 Id. § 1232g(a)(4)(B)(iii); 34 C.F.R. § 99.3. In addition, medical treatment records for students 18 years of age or
older or in college are not considered education records. But to meet this definition, treatment records must be
made or maintained by a physician, psychiatrist, psychologist, or other recognized professional or
paraprofessional acting in his professional or paraprofessional capacity, or assisting in that
capacity, and which are made, maintained, or used only in connection with the provision of
treatment to the student, and are not available to anyone other than persons providing such
treatm ent
, except that such records can be personally reviewed by a physician or other appropriate
professional of the student’s choice.
20 U.S.C. § 1232g(a)(4)(B)(iv) (emphasis added).
15 20 U.S.C. § 1232g(a)(4)(B)(i). See DEP’T OF EDUCATION, WHAT RECORDS ARE EXEMPTED FROM FERPA? (accessed
May 11, 2021), https://studentprivacy.ed.gov/faq/what -records-are-exempted-ferpa.
16 20 U.S.C. § 1232g(a)(4)(B)(ii); 34 C.F.R. § 99.8 (a)(1).
17 34 C.F.R. § 99.8 (b)(1). See Bauer v. Kincaid, 759 F. Supp. 575, 590 (W.D. Mo. 1991).
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include records, even if created and maintained by the law enforcement unitsuch agency or institution."19 While this definition of education records is broad, it is not unlimited. Some "records" are exempt, such as employee records, records created by a school's law enforcement unit, and peer-graded papers that have not been entered into a gradebook. Owasso Independent School District v. Falvo

The Supreme Court considered the scope of this definition in a 2002 decision, Owasso Independent School District v. Falvo.20 There, the Court examined whether the process of peer grading in classrooms violated FERPA requirements.21 The plaintiffs argued that the practice of students grading one another's papers and calling out those grades to the teacher for recording violated FERPA by disclosing students' "education records" without parental consent.22 The Court disagreed, ruling that the grades of students' papers, at least before being entered into the teacher's gradebook, are not "education records" because they are not "maintained" within the meaning of the term's definition.23 The term "maintain," the Court noted, suggested that education records subject to FERPA would be "kept in a filing cabinet in a records room at the school or on a permanent secure database."24 When students grade one another's papers, the Court explained, they do not "maintain" records in the manner that the school registrar does.25

What Materials Are Excluded from the Definition of "Education Records"?

FERPA expressly states that certain materials are not "education records," including employment records,26 as well as records that are created by educational personnel, that are in the sole possession of the creator (e.g., notes taken by a teacher regarding a conversation with a student), and that are not accessible to anyone except a substitute.27

One category of materials excluded from FERPA's definition of "education records" is materials created and maintained by a school's law enforcement unit (LEU) for law enforcement purposes.28 Importantly, this category only applies to records that are (1) "created by a law enforcement unit," (2) "created for a law enforcement purpose," and (3) "maintained by the law enforcement unit."29 The category does not include records maintained by a component of the school other than law enforcement. FERPA regulations clarify that the category does not include records, even if created and maintained by the LEU
, that are used , that are used
exclusively for non-law enforcement purposes, such as a disciplinary proceeding.exclusively for non-law enforcement purposes, such as a disciplinary proceeding.18 But, if a
school’s law enforcement unit30 If a school's LEU independently generates an investigative report on a student for independently generates an investigative report on a student for
law enforcement purposes and maintains those records itself, law enforcement purposes and maintains those records itself, however, FERPA does not prohibit the local FERPA does not prohibit the local
law enforcement unitLEU from disclosing that information. from disclosing that information.1931 Because of this distinction, ED advises Because of this distinction, ED advises
that local that local law enforcement unitsLEUs maintain law enforcement records separately from education maintain law enforcement records separately from education
records.20
records.32 In addition to these exclusions, FERPA and its implementing regulations include a number of In addition to these exclusions, FERPA and its implementing regulations include a number of
other categories of materials that do not qualify as other categories of materials that do not qualify as "education records.education records.”21 Table 1"33 Table 1 lists materials lists materials
exempted from the definition of exempted from the definition of "education records.education records.
" Table 1. Materials Excepted by FERPA or itsand Implementing Regulations from the
Definition of "Education Records

" Instructional Records in Sole Possession of the
Maker "records of instructional, supervisory,records of instructional, supervisory, and administrative and
Maker
administrative personnel and educational personnel personnel and educational personnel
ancil aryancillary thereto which are in the sole thereto which are in the sole possession possession of the maker of the
maker thereof and which are not accessiblethereof and which are not accessible or revealed or revealed
to any other person except a substituteto any other person except a substitute" (20 U.S.C. (20 U.S.C. §
§ 1232g(a)(4)(B)(i))1232g(a)(4)(B)(i))
Law Enforcement Records
"records maintained by a law enforcement unit of records maintained by a law enforcement unit of
the educational agency or institution that werethe educational agency or institution that were created created
by that law enforcementby that law enforcement unit for the purpose of law unit for the purpose of law
enforcement”enforcement" (20 U.S.C. (20 U.S.C. § 1232g(a)(4)(B)(§ 1232g(a)(4)(B)(i ))
Employee Records
ii))

Employee Records

"
in the case of persons who are employed by in the case of persons who are employed by
an educational agency or institution but who are not in an educational agency or institution but who are not in
attendance at such agency or institution, recordsattendance at such agency or institution, records made made
and maintained in the normal course of business which and maintained in the normal course of business which
relate exclusivelyrelate exclusively to such person in that personto such person in that person’s
's capacity as an employeecapacity as an employee and are not available for use and are not available for use
for any other purposefor any other purpose" (20 U.S.C. § 1232g(a)(4)(B)(iii))

Health Records of Adult Students and Postsecondary Students

"
(20 U.S.C. § 1232g(a)(4)(B)(i i))

18 34 C.F.R. § 99.8 (b)(2).
19 LAW ENFORCEMENT UNITS, supra note 3, at 15.
20 Id.
21 FERPA regulations contain two such exceptions that are not explicitly mentioned in the statute. The first is for
records of a former student not directly related to the individual’s attendance as a student. 34 C.F.R. § 99.3. ED states
that this provision simply clarifies that such materials do not qualify as “education records” under FERPA. Final
Regulations, Family Educational Rights and Privacy, 73 Fed. Reg. 74806 -01, 74811 (Dec. 9, 2008). The second is for
student grades from peer-graded papers before recording by the teacher. 34 C.F.R. § 99.3. T his regulatory exception
reflects the Supreme Court’s decision in Owasso Indep. Sch. Dist. No. I-011 v. Falvo, 534 U.S. 426, 428 (2002). See
also
Final Regulations, Family Educational Rights and Privacy, 73 Fed. Reg. 74806 -01, 74811 (Dec. 9, 2008).
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The Family Educational Rights and Privacy Act (FERPA): Legal Issues

Health Records of Adult Students
records on a student who is eighteen years of age or records on a student who is eighteen years of age or
older,older, or is attending an institution of postsecondary or is attending an institution of postsecondary
education, which are made or maintained by a education, which are made or maintained by a
physician, psychiatrist, psychologist,physician, psychiatrist, psychologist, or other or other
recognized professionalrecognized professional or paraprofessionalor paraprofessional acting in his acting in his
professional professional or paraprofessional capacity, or assisting in or paraprofessional capacity, or assisting in
that capacity, and which are made, maintained, or used that capacity, and which are made, maintained, or used
only in connection with the provisiononly in connection with the provision of treatment to of treatment to
the student, and are not available to anyone other than the student, and are not available to anyone other than
persons providing such treatment, except that such persons providing such treatment, except that such
records can be personal y reviewed records can be personally reviewed by a physician or by a physician or
other appropriate professionalother appropriate professional of the studentof the student's choices choice
" (20 U.S.C.(20 U.S.C. § 1232g(a)(4)(B)(iv))§ 1232g(a)(4)(B)(iv))
Former Students
"Records created or receivedRecords created or received by an educational agency by an educational agency
or institution after an individual is no longer a student or institution after an individual is no longer a student
in attendance and that are not directly related to the in attendance and that are not directly related to the
individual's attendance as a studentindividual's attendance as a student" (34 C.F.R. (34 C.F.R. § 99.3)§ 99.3)
Peer Review Grading
"Grades on peer-graded papers before they are Grades on peer-graded papers before they are
col ectedcollected and recorded by a teacher and recorded by a teacher" (34 C.F.R. (34 C.F.R. § 99.3)

Source: CRS compilation of provisions from 20 U.S.C. § 1232g(a)(4)(B) and 34 C.F.R. § 99.3.

Whose Information Is Protected from Disclosure?

A related issue under FERPA concerns whose information is protected from disclosure. As an initial matter, the law shields student education records from disclosure without parental consent, but not those of school employees.34 Who exactly counts as a student, however, is not always clear. For instance, medical residents at a teaching hospital might have a relationship to the institution that reflects aspects of both a student and an employee.35 In guidance from 1995, ED indicated that medical residents do not count as students under FERPA.36 ED explained that, because medical residents generally have earned their terminal degree, "[e]valuative records pertaining to their practical experience as doctors who have completed their education are not 'education records' under FERPA."37 However, several courts have subsequently taken a broader view of the statute, interpreting "student" to include medical residents.38

Parental Access to Education Records

Covered schools must allow parents certain access to their children's records at school. As explained below, the scope of this requirement has been the subject of dispute in recent years for some states and school districts with respect to education records that concern students' gender identity.

Access and Review

FERPA requires schools that receive financial assistance from ED to allow parents to access and review the education records of their children.39 Under the statute, schools must establish procedures that facilitate this process, and those procedures must ensure that parents can access their children's records within forty-five days of a request.40 Parents must also have the option to challenge the content of those records to ensure their accuracy, including through a hearing if requested.41 According to FERPA regulations, schools must annually give parents notice of their rights under the law.42

Although the rights under FERPA transfer from parents to students when they turn eighteen or enter postsecondary education,43 those students' right of access to records is limited in several ways. For instance, FERPA does not require colleges to make parents' financial records available to students.44

Parental Access to Information About Students' Gender Identity at School One developing area of dispute under FERPA concerns state and local policies regarding parental access to information about student gender identity at school. States and school districts have different rules regarding whether parents must be notified when students experience gender dysphoria and/or pursue gender transition. For instance, some states have passed laws requiring schools to affirmatively disclose to parents when a minor requests a change in pronouns used to identify the student.45 By contrast, a number of public schools in other states have implemented policies prohibiting disclosure of a student's gender identity to parents without the student's consent.46 Some parents have sued school districts that have implemented these latter policies, arguing that denying parents access to critical information about their children violates their constitutional rights.47 A 2026 Supreme Court decision on the matter, issued pursuant to its "emergency docket," will likely inform how courts examine these questions going forward.48 In Mirabelli v. Bonta, the Supreme Court partially reinstated a district court's injunction against California's policies that prohibit public schools from informing parents about their children's gender transition at school absent the child's consent.49 In a per curiam decision, the Court concluded that the parents were likely to succeed on the merits of their constitutional claims under the Free Exercise and Due Process Clauses and that denial of their constitutional rights during the litigation process would cause irreparable harm.50 As to the free exercise claim, the Court determined that the state policies likely triggered strict scrutiny—the most searching form of constitutional judicial review—because they substantially interfered with the right of parents to guide their children's religious development, and that the policies were unlikely to survive that standard of review.51 Further, the Court ruled that the parents were likely to succeed on their due process claim, as the state policies appeared to violate parents' constitutional right to control the raising and education of their children under Supreme Court precedent.52 ED has also explained how FERPA applies to school policies that limit disclosure of a student's gender identity to parents. On March 28, 2025, ED issued a Dear Colleague Letter (DCL) to state and local educational agencies (SEAs and LEAs) informing them of their obligations under FERPA and identifying "priority concerns."53 According to the DCL, many LEAs (with approval from, or under the direction of, SEAs) might have policies that conflict with FERPA's requirements regarding parental inspection and review of student records.54 For example, the DCL observed, some schools create "gender plans" for students but claim those plans are not "education records" that parents may access under FERPA, as they are not part of an "official student record."55 According to the DCL, FERPA allows for no such distinction.56 With certain statutory exceptions, the DCL stated that all information related to a student and maintained by an educational institution is an education record which parents have a right to inspect and review.57 On January 28, 2026, ED announced that, following an investigation, it had found the California Department of Education (CDE) out of compliance with FERPA "for policies that pressure school officials to conceal information about students' 'gender identity.'"58 ED's announcement described CDE as maintaining "gender support plans" that were kept in separate filing systems in order to hide the records from parents.59 According to ED, "CDE's guidance asserts these plans are not part of a student's cumulative record accessible to parents, which directly violates parents' rights under FERPA to inspect all education records related to their minor children."60 The announcement indicated that ED had offered CDE the opportunity to voluntarily resolve the matter by taking certain actions. On February 11, 2026, CDE issued an update to schools in the state, explaining that student support plans with information on a student's gender identity are subject to parental access and review consistent with FERPA.61 It is unclear at this point whether the announcement resolves the issue for ED. The agency has also made a similar determination as to the policies of several school districts in Kansas regarding parental notification in cases of gender transition.62 FERPA Carve-Outs: Directory Information and De-Identified Data As mentioned above, FERPA prohibits ED funds from going to schools that have a policy permitting disclosure of students' education records, including PII, without written parental consent.63 Although the prohibition on releasing "education records"
§ 99.3)
Source: CRS.
A practical example of what counts as an education record under FERPA derives from the
Supreme Court’s 2002 decision in Owasso Independent School District v. Falvo.22 There, the
Court considered whether the process of peer grading in classrooms violated FERPA
requirements.23 The plaintiffs argued that the practice of students grading one another’s papers
and cal ing out those grades to the teacher for recording violated FERPA by disclosing students’
“education records” without parental consent.24 The Court disagreed, ruling that the grades of
students’ papers, at least before being entered into the teacher’s gradebook, are not “education
records” because they are not “maintained” within the meaning of the term’s definition.25 The
term “maintain,” the Court noted, suggested that education records subject to FERPA would be
“kept in a filing cabinet in a records room at the school or on a permanent secure database.”26

22 Owasso Indep. Sch. Dist. No. I-011 v. Falvo, 534 U.S. 426, 428 (2002).
23 Id. at 428. As explained infra, the Court explicitly did not resolve whether FERPA contains a private right of action
to bring suit to enforce its provisions in federal court. Id. at 430-31. T he Court later held that FERPA did not create a
private right of action. Gonzaga Univ. v. Doe, 536 U.S. 273, 276 (2002).
24 Owasso Indep. Sch. Dist., 534 U.S. at 432.
25 Id. at 432-33. T he Court declined to decide whether FERPA protects grades once they are given to a teacher. See id.
at 436 (“For these reasons, even assuming a teacher's grade book is an education record, the Court of Appeals erred, for
in all events the grades on students' papers would not be covered under FERPA at least until the teacher has collected
them and recorded them in his or her grade book. We limit our holding to this narr ow point, and do not decide the
broader question whether the grades on individual student assignments, once they are turned in to teachers, are
protected by the Act.”). It appears that ED and a few lower courts have concluded that FERPA protects grades ent ered
into a gradebook. See DEP ’T OF EDUCATION, WHAT IS AN EDUCATION RECORD?, https://studentprivacy.ed.gov/faq/what -
education-record (“ T hese records include but are not limited to grades, transcripts, class lists, student course schedules,
health records (at the K-12 level), student financial information (at the postsecondary level), and student discipline
files.”); Greenfield v. Newman Univ., Inc., No. 218CV02655DDCT JJ, 2020 WL 2766172, at *2 (D. Kan. May 28,
2020) (“FERPA is intended to protect records” such as “transcripts, test scores, grade information or information
related to student academic performance.”); Ragusa v. Malverne Union Free Sch. Dist., 549 F. Supp. 2d 288, 293
(E.D.N.Y. 2008) (“ [D]ocuments relating to students' grades, evaluations, and academic performance are undoubtedly
‘education records’ within the meaning of FERPA.”).
26 Owasso Indep. Sch. Dist., 534 U.S. at 432-33.
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When students grade one another’s papers, the Court explained, they do not “maintain” records in
the manner that the school registrar does.27
Accessing Education Records
FERPA requires schools that receive financial assistance from ED to al ow parents to access and
review the education records of their children.28 Under the statute, schools must establish
procedures that facilitate this process, and those procedures must ensure that parents can access
their children’s records within 45 days of a request.29 Parents must also have the option to
chal enge the content of those records in order to ensure their accuracy, including through a
hearing if requested.30 According to FERPA regulations, schools must annual y give parents
notice of their rights under the law.31
Although the rights under FERPA transfer from parents to students when they turn 18 or enter
postsecondary education,32 those students’ right of access to records is limited in several ways.
For instance, FERPA does not require colleges to make parents’ financial records available to
students.33
Disclosing Education Records
FERPA prohibits federal funds from going to schools that have a policy permitting disclosure of
students’ education records, including PII, without written parental consent.34 As noted above, the
definition of “education records” under FERPA is broad, perhaps indicating at first glance that
schools might be prohibited from ever releasing a broad range of student information. But the
statute contains numerous qualifications. As explained below, so-cal ed “directory information”
may be disclosed as long as parents are given prior notice of what materials are designated as
directory information and an opportunity to opt out. Further, education records may be released to
specific entities for various purposes outlined in the statute and FERPA regulations. Schools must,
however, keep a record of which individuals or entities (other than a student’s parents) requested

27 Id.
28 20 U.S.C. § 1232g(a)(1)(A). FERPA applies to schools that receive federal financial assistance under an applicable
program of ED.
29 Id. § 1232g(a)(1)(A).
30 Id. § 1232g(a)(2); 34 C.F.R. §§ 99.20-99.21
31 34 C.F.R. § 99.7(a). If a school has a policy of disclosing records under the school official exception, the notice must
also include the criteria used to determine who qualifies as a school official and “what constitutes a legitimate
educational interest.” Id. § 99.7(a)(3)(iii). See infra “School Officials Exception.”
32 20 U.S.C. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.
33 20 U.S.C. § 1232g(a)(1)(C). T he statute provides that the right of access does not extend t o letters of
recommendation in some situations. T he statute has different provisions for letters of recommendation from before
January 1, 1975, and after. Com pare id. § 1232g(a)(1)(C)(ii), with id. § 1232g(a)(1)(C)(iii) (explaining that the right of
access does not apply to certain confidential recommendations if a student has signed a waiver pursuant to 20 U.S.C. §
1232g(a)(1)(D)).
34 Id. § 1232g(b). FERPA prohibits disclosing “education records” absent consent or a relevant exception. Id. §
1232g(b)(1). But the regulations implementing FERPA permit disclosing records without consent if all PII is removed
“provided that the educational agency or institution or other party has made a reasonable determination that a student's
identity is not personally identifiable, whether through single or multiple releases, and taking into account other
reasonably available information.” 34 C.F.R. § 99.31(b)(1).
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or obtained access to a student’s records, including the legitimate interest such entities had in the
information.35
For many FERPA exceptions,36 the regulations also impose requirements on recipients of student
records regarding the use and re-disclosure of that information.37 When schools disclose PII from
an education record pursuant to an applicable exception, they must do so on the condition that the
recipient wil not re-disclose the information absent consent.38 And when recipients receive
student information, they may only use the information for the purposes for which it was
disclosed.39 That said, the regulations provide that schools may disclose PII to a recipient with the
understanding that the recipient may make further disclosures on behalf of the school if a relevant
exception applies.40
Directory Information and De-identified Data
Although the prohibition on releasing “education records” broadly encompasses information broadly encompasses information
directly related to a student and maintained by a school,directly related to a student and maintained by a school,4164 FERPA nonetheless provides FERPA nonetheless provides thatan important carve-out from this prohibition: basic basic
student data—student data—so-cal ed “directory informationdirectory information—may be released without affirmative consent as —may be released without affirmative consent as
long as certain requirements are met.long as certain requirements are met.42 65 Directory information includes material that Directory information includes material that "would not would not
general ygenerally be considered harmful or an invasion of privacy if disclosed. be considered harmful or an invasion of privacy if disclosed.”43"66 Schools must give prior Schools must give prior
public notice of the types of records designated as directory information and an opportunity for public notice of the types of records designated as directory information and an opportunity for
parents in writing to refuse to parents in writing to refuse to al owallow specific records to be so designated. specific records to be so designated.44
67 Under FERPA and its implementing regulations, directory information includes a studentUnder FERPA and its implementing regulations, directory information includes a student’s
's identification number,identification number,45 as wel 68 as well as a studentas a student’s
's name; address; telephone listing; electronic mail address; photograph; date and place of name; address; telephone listing; electronic mail address; photograph; date and place of
birth; major field of study; grade level; enrollment status (e.g., undergraduate or graduate, birth; major field of study; grade level; enrollment status (e.g., undergraduate or graduate,
full-time or part-time); dates of attendance; participation in officially recognized activities full-time or part-time); dates of attendance; participation in officially recognized activities
and sports; weight and height of members of athletic teams; degrees, honors and awards and sports; weight and height of members of athletic teams; degrees, honors and awards
received; and the most recent educational agency or institution attended .46

35 20 U.S.C. § 1232g(b)(4)(A). T his provision appears to exempt disclosures to school officials from this requireme nt.
Id. § 1232g(b)(4)(A); 34 C.F.R. § 99.32(d)(2).
36 T he regulations provide that the use and re-disclosure requirements do “ not apply to disclosures under §§
99.31(a)(8), (9), (11), (12), (14), (15), and (16), and to information that postsecondary institutions are required to
disclose under the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act, 20 U.S.C.
1092(f) (Clery Act), to the accuser and accused regarding the outcome of any campus disciplinary proceeding brought
alleging a sexual offense.” 34 C.F.R. § 99.33(c).
37 34 C.F.R. § 99.33.
38 Id. § 99.33(a)(1).
39 Id. § 99.33(a)(2).
40 Id. § 99.33(b).
41 20 U.S.C. § 1232g(a)(4)(A).
42 Id. § 1232g(b)(1) and (a)(5)(a).
43 34 C.F.R. § 99.3.
44 20 U.S.C. § 1232g(a)(5)(a); 34 C.F.R. § 99.37(a)(1)-(3).
45 A student’s identification number counts as directory information as long as “ the identifier cannot be used to gain
access to education records except when used in conjunction with one or more factors that authenticate the user's
identity, such as a personal identification number (PIN), password, or other factor known or possessed only by the
authorized user.” 34 C.F.R. § 99.3.
46 Id. § 99.3; 20 U.S.C. § 1232g(a)(5)(A).
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The carve-out of directory information from FERPA’s disclosure prohibition al ows schools to
include certain student information in various publications, such as playbil s for theatre
productions, programs at athletics competitions, student directories, yearbooks, graduation
programs, and honor rolls.47 Directory information also can be distributed to companies that
provide class photos, yearbooks, and class rings.48
FERPA’s regulations also provide that schools, as wel as parties authorized to receive education
records under a relevant exception (e.g., the exception for audits and evaluations),49 may disclose
“de-identified” records absent consent.50 For this exception to apply, the entity must remove al
PII and make “a reasonable determination that a student’s identity is not personal y identifiable,
whether through single or multiple releases, and taking into account other reasonably available
information.”51
School Officials Exception
Schools may disclose education records to appropriate “school officials”received; and the most recent educational agency or institution attended.69

The carve-out of directory information from FERPA's disclosure prohibition allows schools to include certain student information in various publications, such as playbills for theatre productions, programs at athletics competitions, student directories, yearbooks, graduation programs, and honor rolls.70 Directory information also can be distributed to companies that provide class photos, yearbooks, and class rings.71

FERPA's regulations also provide that schools, as well as parties authorized to receive education records under a relevant exception (e.g., the exception for audits and evaluations),72 may disclose "de-identified" records absent consent.73 For this exception to apply, the entity must remove all PII and make "a reasonable determination that a student's identity is not personally identifiable, whether through single or multiple releases, and taking into account other reasonably available information."74

FERPA Exceptions

The statute also contains numerous exceptions that allow for disclosure of student education records in certain situations. While the carve-out for directory information allows for disclosure as a general matter (provided schools satisfy the notice requirement), FERPA exceptions are more specific in that they typically limit disclosure to specific entities for particular reasons. For many FERPA exceptions,75 the regulations also impose requirements on recipients of student records regarding the use and re-disclosure of that information.76 When schools disclose PII from an education record pursuant to an applicable exception, they must do so on the condition that the recipient will not re-disclose the information absent consent.77 When recipients receive student information, they may only use the information for the purposes for which it was disclosed.78 The regulations provide, however, that schools may disclose PII to a recipient with the understanding that the recipient may make further disclosures on behalf of the school if a relevant exception applies.79 Schools must keep a record of which individuals or entities (other than a student's parents) requested or obtained access to a student's records, including the legitimate interest such entities had in the information.80 Some of the most commonly utilized FERPA exceptions are discussed in detail below.81

School Officials Exception Schools may disclose education records to appropriate "school officials"
without parental without parental
consent.consent.5282 School officials include other teachers in the institution if the school has determined School officials include other teachers in the institution if the school has determined
they have they have "legitimate educational interests.legitimate educational interests.”53"83 According to FERPA regulations, outside parties, According to FERPA regulations, outside parties,
such as contractors, volunteers, or consultants to whom a school has such as contractors, volunteers, or consultants to whom a school has "outsourced institutional outsourced institutional
services or functions,services or functions," may also qualify as school officials if (1) the school determines they have may also qualify as school officials if (1) the school determines they have
a legitimate educational interest; (2) they conduct a legitimate educational interest; (2) they conduct "an institutional service or function for whichan institutional service or function for which
" the school would otherwise use employees; (3) they are the school would otherwise use employees; (3) they are "under the direct controlunder the direct control" of the school of the school
regarding the maintenance and use of the records; and (4) they are subject to FERPAregarding the maintenance and use of the records; and (4) they are subject to FERPA's use and re-s use and re-
disclosure requirements.disclosure requirements.54
Final y84 Finally, schools must , schools must "use reasonable methodsuse reasonable methods" to ensure school officials only access those to ensure school officials only access those
records in which they have legitimate educational interests.records in which they have legitimate educational interests.5585 According to guidance from ED, a According to guidance from ED, a
school official school official wil typical y havehas a legitimate educational interest a legitimate educational interest "if he or she needs to review if he or she needs to review
an education record in order to an education record in order to fulfil fulfill his or her professional responsibilities.his or her professional responsibilities.”56
"86 Online Educational Services
While not explicitlyWhile not explicitly set forth in statute or regulations, ED guidance documents interpret the set forth in statute or regulations, ED guidance documents interpret the
school official exception to permit disclosure of education records to third-party providers of school official exception to permit disclosure of education records to third-party providers of
online educational software.online educational software.5787 Schools often use online tools to facilitate instruction provided by Schools often use online tools to facilitate instruction provided by

47 DEP’T OF EDUCATION, STUDENT PRIVACY POLICY OFFICE, THE A-B-C’S OF STUDENT DIRECTORY INFORMATION (Aug.
3, 2016), https://studentprivacy.ed.gov/training/b-cs-student-directory-information.
48 Id.
49 20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35.
50 34 C.F.R. § 99.31(b)(1).
51 Id.
52 20 U.S.C. § 1232g(b)(1)(A); 34 C.F.R. § 99.31. Doe v. Woodford Cty. Bd. of Educ., 213 F.3d 921, 927 (6th Cir.
2000) (“For these reasons, we find there was no violation of John Doe's rights under the Act. Any disclosure is
protected by the [school official and health and safety] exceptions under the Act.”).
53 20 U.S.C. § 1232g(b)(1)(A); 34 C.F.R. § 99.31(a)(1)(i)(A).
54 34 C.F.R. § 99.31(a)(1)(i).
55 Id. § 99.33(a)(ii).
56 See LAW ENFORCEMENT UNITS, supra note 3, at 11.
57 DEP’T OF EDUCATION, STUDENT PRIVACY POLICY OFFICE, FERPA & VIRTUAL LEARNING DURING COVID-19 (Mar.
2020) [hereinafter FERPA & VIRTUAL LEARNING],
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third parties. These tools can include programs that students or their parents access through the third parties. These tools can include programs that students or their parents access through the
internet to participate in a school activity. The use of such tools has expanded with the increase in internet to participate in a school activity. The use of such tools has expanded with the increase in
at-home learning due to the COVID-19 pandemic.at-home learning due to the COVID-19 pandemic.5888
Schools may disclose education records to third-party providers under the school official Schools may disclose education records to third-party providers under the school official
exception as long as the requirements discussed above are met.exception as long as the requirements discussed above are met.5989 ED has noted that the ED has noted that the "direct direct
control”control" requirement above can be met through a contract signed by the school and online requirement above can be met through a contract signed by the school and online
software provider; in some cases, the software provider; in some cases, the "Terms of ServiceTerms of Service" may satisfy this obligation as may satisfy this obligation as wel .60well.90 As As
mentioned above, providers that receive education records under the school official exception mentioned above, providers that receive education records under the school official exception
may only use those records for the specific purpose for which they were disclosed.may only use those records for the specific purpose for which they were disclosed.6191 In other In other
words, providers may only use those education records to perform the outsourced function words, providers may only use those education records to perform the outsourced function
assigned by the school. This requirement assigned by the school. This requirement general ygenerally precludes providers from precludes providers from sel ingselling such such
information to another party or reusing it for another purpose.information to another party or reusing it for another purpose.62
92 Under FERPAUnder FERPA's regulations, however, providers may disclose without consent records that are s regulations, however, providers may disclose without consent records that are
properly properly "de-identified,de-identified," or stripped of or stripped of al PII.63all PII.93 According to guidance from ED, this According to guidance from ED, this anonymizing includes includes
metadata that the provider collects through its software.metadata that the provider collects through its software.6494 For instance, providers might collect For instance, providers might collect
information about how long it takes students to perform a discrete task.information about how long it takes students to perform a discrete task.6595 As long as such As long as such
information is stripped of PII, providers may disclose that information without consent.information is stripped of PII, providers may disclose that information without consent.6696
Law Enforcement
Unit If a school has outsourced the duties of providing safety and security to If a school has outsourced the duties of providing safety and security to law enforcement unit
(LEU)LEU officials, such as school resource officers, it may consider them to be officials, such as school resource officers, it may consider them to be "school officialsschool officials
" when certain requirements are met.when certain requirements are met.6797 As noted above, records created and maintained by an LEU official for law enforcement purposes are not education records under FERPA.98 This distinction As noted above, records created and maintained by an LEU

https://studentprivacy.ed.gov/sites/default/files/resource_document/file/FERPAandVirtualLearning.pdf .
58 Lisa Ward, Data Privacy in the Age of Online Learning, WALL ST. J. (Dec. 8, 2020),
https://www.wsj.com/articles/data-privacy-in-the-age-of-online-learning-11607457738.
59 See FERPA & VIRTUAL LEARNING, supra note 57. Of course, particular states may have their own privacy laws that
restrict when information may be disclosed. See, e.g., Conn. Gen. Stat. Ann. §§ 10-234aa—10-234dd. See Connecticut
Executive Order 2020-7I (authorizing the Commissioner of Education to waive student data privacy requirements “ in
order to provide quality online educational opportunities” during the COVID-19 pandemic), available at
https://portal.ct.gov/-/media/Office-of-the-Governor/Executive-Orders/Lamont -Executive-Orders/Executive-Order-No-
7I.pdf.
60 DEP’T OF EDUCATION, PRIVACY TECHNICAL ASSISTANCE CENTER, PROTECTING STUDENT PRIVACY WHILE USING
ONLINE EDUCATIONAL SERVICES: REQUIREMENTS AND BEST PRACTICES at 4 (Feb. 2014) [hereinafter PROTECTING
STUDENT PRIVACY], https://tech.ed.gov/wp-content/uploads/2014/09/Student -Privacy-and-Online-Educational-
Services-February-2014.pdf.
61 34 C.F.R. § 99.31(a)(1)(i).
62 PROTECTING STUDENT PRIVACY, supra note 60, at 5.
63 34 C.F.R. § 99.31(b)(1). T he regulations provide that such de-identified information may be disclosed “provided that
the educational agency or institution or other party has made a reasonable determination tha t a student’s identity is not
personally identifiable, whether through single or multiple releases, and taking into account other reasonably available
information.” Id.
64 PROTECTING STUDENT PRIVACY, supra note 60, at 2-3.
65 Id. at 5.
66 Id. at 5.
67 See LAW ENFORCEMENT UNITS, supra note 3, at 11. According to ED, an LEU official who is a school or school
district employee “ generally would be considered a school official to whom the school or district may disclose, without
consent, education records (or PII contained in those records), if the law enforcement unit official meets the criteria
specified in the school or district’s annual notification of FERPA rights to parents and eligible students for being a
‘school official’ with a ‘legitimate educational interest’ in the education records.” Id. See 34 C.F.R. § 99.7(a)(3)(iii).
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for law enforcement purposes are not education records under FERPA.68 This means that if a
school’s LEU means that if a school's LEU official independently generates records on a student for law enforcement purposes, it generates records on a student for law enforcement purposes, it wil
will not violate FERPA if it discloses that information without consent. However, a school may not not violate FERPA if it discloses that information without consent. However, a school may not
disclose a studentdisclose a student's education records to its LEU without consent unless one of FERPAs education records to its LEU without consent unless one of FERPA’s
's exceptions is met.exceptions is met.6999
When schools outsource the function of providing safety and security on campus to LEU When schools outsource the function of providing safety and security on campus to LEU
officials, they may sometimes disclose education records without consent to those LEU officials officials, they may sometimes disclose education records without consent to those LEU officials
under the school official exception.under the school official exception.70 In order to100 To do so, the do so, the school resource officer or LEU official LEU official
must meet the four requirements laid out in FERPAmust meet the four requirements laid out in FERPA's regulations s regulations mentioned above.71governing when outside parties may serve as school officials.101 That means That means
(1) the school must determine that (1) the school must determine that theythe LEU officials have a legitimate educational interest in the records; have a legitimate educational interest in the records;102 and and
the LEU the LEU officialofficials must (2) perform an institutional service or function for the school; must (2) perform an institutional service or function for the school;103 (3) maintain (3) maintain
the records under the direct control of the school;the records under the direct control of the school;104 and (4) follow FERPA and (4) follow FERPA's use and re-disclosure s use and re-disclosure
requirements.72
requirements.105 LEU officials to whom a school has outsourced the function of providing safety and security on LEU officials to whom a school has outsourced the function of providing safety and security on
campus can satisfy requirement (2) because ensuring school safety constitutes an campus can satisfy requirement (2) because ensuring school safety constitutes an "institutional institutional
service or function.service or function.”73 And as"106 As mentioned above, a school can satisfy the mentioned above, a school can satisfy the "legitimate educational legitimate educational
interest,interest," requirement (1), if an LEU official needs to review the information to requirement (1), if an LEU official needs to review the information to fulfil fulfill his job his job
responsibilities.responsibilities.74107 For instance, a school might disclose to its LEU For instance, a school might disclose to its LEU official the disciplinary record of a the disciplinary record of a
student who is barred from campus.student who is barred from campus.75
Often, a108 A school school wil may enter a memorandum of understanding with its LEU enter a memorandum of understanding with its LEU official that establishes data that establishes data
protection and use requirements protection and use requirements in order to satisfy requirement (3).to satisfy requirement (3).76109 Application of requirement Application of requirement
(4), FERPA(4), FERPA's use and re-disclosure requirements, means that s use and re-disclosure requirements, means that LEUsLEU officials may only use education may only use education
records for the purpose for which the disclosure was made, such as ensuring school safety.records for the purpose for which the disclosure was made, such as ensuring school safety.77110 In In
addition, addition, LEUsLEU officials may not re-disclose covered education records to outside parties, such as a police may not re-disclose covered education records to outside parties, such as a police
department, unless one of FERPAdepartment, unless one of FERPA's exceptions is satisfied.s exceptions is satisfied.78111
Threat Assessment Teams
Schools may also use the school official exception to disclose education records to threat Schools may also use the school official exception to disclose education records to threat
assessment teams. According to guidance documents issued by ED, a threat assessment team may assessment teams. According to guidance documents issued by ED, a threat assessment team may
"review incidents of threatening behavior by students (current and former), parents, school review incidents of threatening behavior by students (current and former), parents, school
employees, or other individualsemployees, or other individuals,” and based on their expertise provide."112 This group, "relying on their collective expertise," provides guidance to a school on guidance to a school on
how to respond to a potential threat.how to respond to a potential threat.79113 It appears that such teams can assist schools to determine It appears that such teams can assist schools to determine

68 20 U.S.C. § 1232g(a)(4)(B)(ii).
69 Id. § 1232g(b)(1).
70 See LAW ENFORCEMENT UNITS, supra note 3, at 11.
71 See supra note 54.
72 34 C.F.R. § 99.31(a)(1)(i).
73 LAW ENFORCEMENT UNITS, supra note 3, at 12.
74 Id. at 11.
75 Id. at 15.
76 Id. at 12.
77 Id.
78 Id.
79 Id.
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whether student records should be disclosed under the health or safety emergency exception.whether student records should be disclosed under the health or safety emergency exception.80
114 The members of a threat assessment team can include individuals not employed by a school, such The members of a threat assessment team can include individuals not employed by a school, such
as medical and mental health professionals, as as medical and mental health professionals, as wel well as law enforcement officers.as law enforcement officers.81115
Members of threat assessment teams are subject to the limitations that apply to Members of threat assessment teams are subject to the limitations that apply to al all school school
officials. Consequently, the members may only use education records for the purposes for which officials. Consequently, the members may only use education records for the purposes for which
they were disclosed, and they may not re-disclose the records absent a FERPA exception.they were disclosed, and they may not re-disclose the records absent a FERPA exception.82116 ED ED
guidance documents guidance documents specifical yspecifically give an example: if a representative from a police department give an example: if a representative from a police department
serves on a threat assessment team, he or she may not disclose PII from education records serves on a threat assessment team, he or she may not disclose PII from education records
accessed as a member of the team to their police department (absent an applicable FERPA accessed as a member of the team to their police department (absent an applicable FERPA
exception).exception).83
117 Health and Safety Emergency Exception
FERPA also provides that student records may be released in emergency situations if necessary to FERPA also provides that student records may be released in emergency situations if necessary to
protect the health and safety of students.protect the health and safety of students.84118 The statute The statute's regulations s regulations spel spell out in detail how this out in detail how this
exception operates.exception operates.85119 Schools Schools "may take may take into account the totality of the circumstancesthe totality of the circumstances" in determining if an in determining if an
emergency exists.emergency exists.86120 If a school determines that there is an If a school determines that there is an "articulable and significant threatarticulable and significant threat" to to
the health or safety of a student or other person, it may disclose an education record to any person the health or safety of a student or other person, it may disclose an education record to any person
whose knowledge of that information is necessary to protect health and safety.whose knowledge of that information is necessary to protect health and safety.87121 As long as a As long as a
school has a rational basis for this decision, ED school has a rational basis for this decision, ED wil not “will not "substitute its judgmentsubstitute its judgment" for that of the for that of the
school.88
school.122 According to ED, examples of a significant and articulable emergency include an impending According to ED, examples of a significant and articulable emergency include an impending
natural disaster, terrorist attacks, campus threats, or the outbreak of an epidemic disease.natural disaster, terrorist attacks, campus threats, or the outbreak of an epidemic disease.89123 For For
instance, during the COVID-19 pandemic, ED issued guidance explaining that the health and instance, during the COVID-19 pandemic, ED issued guidance explaining that the health and
safety emergency exception safety emergency exception wil will sometimes authorize disclosure without consent of PII from sometimes authorize disclosure without consent of PII from
education records to appropriate public health officials to protect public safety.education records to appropriate public health officials to protect public safety.90124 State and local State and local
law enforcement officials, public health officials, medical personnel, and parents might need to

80 Id. See supra “Health and Safety Emergency Exception.”
81 LAW ENFORCEMENT UNITS, supra note 3, at 13.
82 34 C.F.R. § 99.33.
83 LAW ENFORCEMENT UNITS, supra note 3, at 14.
84 20 U.S.C. § 1232g(b)(1)(I). Doe v. Woodford Cty. Bd. of Educ., 213 F.3d 921, 927 (6th Cir. 2000) (“For these
reasons, we find there was no violation of John Doe's rights under the Act. Any disclosure is protected by the [school
official and health and safety] exceptions under the Act.”).
85 34 C.F.R. §§ 99.31(a)(10), 99.36.
86 Id. § 99.36(c).
87 Id.
88 Id. See DEP’T OF EDUCATION, ADDRESSING EMERGENCIES ON CAMPUS 4 (June 2011) [hereinafter EMERGENCY
GUIDANCE] (“ This is a flexible standard under which the Department defers to school administrators so that they may
bring appropriate resources to bear on the situation, provided that there is a rational basis for the educational agency’s
or institution’s decisions about the nature of the emergency and the appropriate par ties to whom the information should
be disclosed.”), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/emergency -guidance.pdf.
89 See LAW ENFORCEMENT UNITS, supra note 3, at 17; EMERGENCY GUIDANCE, supra note 88, at 3.
90 DEP’T OF EDUCATION, STUDENT PRIVACY POLICY OFFICE, FERPA & CORONAVIRUS DISEASE 2019 (COVID-19),
FREQUENTLY ASKED QUESTIONS (FAQs) (Mar. 2020),
https://studentprivacy.ed.gov/sites/default/files/resource_document/file/FERPA%20and%20Coronavirus%20Fre quentl
y%20Asked%20Questions_0.pdf. See also CRS Report R46542, Digital Contact Tracing and Data Protection Law, by
Jonathan M. Gaffney, Eric N. Holmes, and Chris D. Linebaugh .
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receive records to protect the health and safety of students and others.91 Any time that a school
discloses a student’s PII from education records under the emergency exception, it must record
the threat and the parties to whom records were disclosed.92
According to guidance from ED, FERPA does not prohibit a school official from disclosing
information obtained not through a record but from personal knowledge or observation.93 For
instance, if a teacher overhears a student make a threat, FERPA does not prohibit that information
from being disclosed.94 Consequently, the teacher could disclose what he or she overheard to
appropriate authorities.95
Studies and Audits Exceptions
FERPA also al ows disclosing education records for the purpose of certain studies,96 as wel as for
audits and evaluations.97 The studies exception al owslaw enforcement officials, public health officials, medical personnel, and parents might need to receive records to protect the health and safety of students and others.125 Any time that a school discloses a student's PII from education records under the emergency exception, it must record the threat and the parties to whom records were disclosed.126

According to guidance from ED, FERPA does not prohibit a school official from disclosing information obtained not through a record but from personal knowledge or observation.127 For instance, if a teacher overhears a student make a threat, FERPA does not prohibit that information from being disclosed.128 Consequently, the teacher could disclose what he or she overheard to appropriate authorities.129

Subpoena Exceptions FERPA contains multiple exceptions and related requirements for situations involving subpoenas. Schools may release education records to respond to judicial orders and "lawfully issued" subpoenas.130 However, FERPA generally requires the school to notify students and their parents "of all such orders or subpoenas in advance of the compliance."131 ED has explained that this notice requirement provides an opportunity for parties to move to quash or narrow the scope of a subpoena before a school complies.132 Many federal district courts have applied an interpretation of this exception that places "a significantly heavier burden on a party seeking access to student records to justify disclosure," requiring that party "to demonstrate a genuine need for the information that outweighs the privacy interest of the students."133

A separate provision states that education records can be disclosed to "the entity or persons designated in a Federal grand jury subpoena" or in response to "any other subpoena issued for a law enforcement purpose."134 FERPA appears to contemplate that both courts and other agencies may issue subpoenas for law enforcement purposes.135 The statute also contains provisions related to the disclosure of subpoenas for grand jury or law enforcement purposes when used to obtain education records. In the case of grand jury subpoenas, a court must, for good cause shown, order the entity that is served not to disclose (1) that the subpoena exists or (2) any of the records turned over in response.136 Courts issuing subpoenas for law enforcement purposes may order these same restrictions on disclosure, but FERPA does not require them to do so.137

Studies and Audits Exceptions FERPA also allows disclosing education records for the purpose of certain studies,138 as well as for audits and evaluations.139 The studies exception allows
schools to disclose records to organizations schools to disclose records to organizations
conducting studies in order to (1) develop, administer, or validate predictive tests; (2) administer conducting studies in order to (1) develop, administer, or validate predictive tests; (2) administer
student aid programs; or (3) improve instruction.student aid programs; or (3) improve instruction.98140 For instance, a school might disclose For instance, a school might disclose
education records to an organization that compares student outcomes across different school education records to an organization that compares student outcomes across different school
districts.districts.99141 Disclosures under the studies exception are permitted only if the study does not Disclosures under the studies exception are permitted only if the study does not
authorize the personal identification of students or parents other than to members of the authorize the personal identification of students or parents other than to members of the
organization with legitimate interests in the information.organization with legitimate interests in the information.100142 In addition, when no longer needed In addition, when no longer needed
for the study, the information must be destroyed.for the study, the information must be destroyed.101 Final y, in order143 Finally, to disclose education records to disclose education records
to an organization under the studies exception, schools must enter into written agreements with to an organization under the studies exception, schools must enter into written agreements with
the organization that specify the scope of the study and limit the use of PII in various ways.the organization that specify the scope of the study and limit the use of PII in various ways.102144
The audit and evaluation exception permits schools to release education records without consent The audit and evaluation exception permits schools to release education records without consent
to authorized representatives of state and local educational authorities.103 Information under the

91 EMERGENCY GUIDANCE, supra note 88, at 3.
92 34 C.F.R. § 99.32(a)(5).
93 EMERGENCY GUIDANCE, supra note 88, at 4.
94 Id. According to ED, “this general rule does not apply where a school official personally learns of information about
a student through his or her official role in making a determination about the student and the determination is
maintained in an education record.” Id.
95 Id.
96 20 U.S.C. § 1232g(b)(1)(F); 34 C.F.R. § 99.31(a)(6).
97 20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35.
98 20 U.S.C. § 1232g(b)(1)(F); 34 C.F.R. § 99.31(a)(6)(i).
99 DEP’T OF EDUCATION, PRIVACY TECHNICAL ASSISTANCE CENTER, GUIDANCE FOR REASONABLE METHODS AND
WRITTEN AGREEMENTS 1-2 (June 2015),
https://studentprivacy.ed.gov/sites/default/files/resource_document/file/Guidance_for_Reasonable_Methods%20final_0
.pdf.
100 34 C.F.R. § 99.31(a)(6)(iii)(A).
101 Id. § 99.31(a)(6)(iii)(B).
102 Id. § 99.31(a)(6)(iii)(C). In particular, the regulations provide that schools enter into a written agreement that “ (1)
Specifies the purpose, scope, and duration of the study or studies and the information to be disclosed; (2) Requires the
organization to use personally identifiable information from education r ecords only to meet the purpose or purposes of
the study as stated in the written agreement; (3) Requires the organization to conduct the study in a manner that does
not permit personal identification of parents and students, as defined in this part, by an yone other than representatives
of the organization with legitimate interests; and (4) Requires the organization to destroy all personally identifiable
information when the information is no longer needed for the purposes for which the study was conducted and specifies
the time period in which the information must be destroyed.”
103 20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35. Disclosure under this exception may
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to authorized representatives of state and local educational authorities.145 Information under the exception must be used to audit or evaluate a federal or state-supported education program or to exception must be used to audit or evaluate a federal or state-supported education program or to
enforce or ensure compliance with federal legal requirements connected to those programs.enforce or ensure compliance with federal legal requirements connected to those programs.104146 As As
with the studies exception, schools must enter into written agreements with recipients of the with the studies exception, schools must enter into written agreements with recipients of the
information that specify how the information information that specify how the information wil will be used and when it be used and when it wil will be destroyed.be destroyed.105
147 Further, written agreements must establish policies and procedures that protect information from Further, written agreements must establish policies and procedures that protect information from
further disclosure.further disclosure.106
148 State Law Juvenile Justice System Exception
FERPA also authorizes disclosing education records to a state or local juvenile justice system FERPA also authorizes disclosing education records to a state or local juvenile justice system
without consent in certain situations.without consent in certain situations.107149 If a state has adopted a statute after November 19, 1974, If a state has adopted a statute after November 19, 1974,
that specifical y al owsthat specifically allows disclosure of student education records to state and local officials, then disclosure of student education records to state and local officials, then
disclosure without consent is disclosure without consent is al owedallowed if the disclosure concerns the juvenile justice system if the disclosure concerns the juvenile justice system’s
“ability 's "ability to effectively serve, prior to adjudication, the student whose records are released.to effectively serve, prior to adjudication, the student whose records are released.”108
"150 Officials to whom this information is disclosed must certify in writing that they Officials to whom this information is disclosed must certify in writing that they wil will not re-not re-
disclose the information except as provided under state law or with consent.disclose the information except as provided under state law or with consent.109151 Guidance from Guidance from
EDthe DOJ, in coordination with , in coordination with the Department of Justice (DOJ)ED, indicates that disclosure under this , indicates that disclosure under this
exception is limitedexception is limited to a local or state juvenile justice system agency.to a local or state juvenile justice system agency.110152 For instance, in situations For instance, in situations
where the above conditions are met, if a student is arrested for a crime for the first time, a police where the above conditions are met, if a student is arrested for a crime for the first time, a police
department’department's juvenile division can receive education records from a school about the student in s juvenile division can receive education records from a school about the student in
order to serve the student effectively prior to adjudication.order to serve the student effectively prior to adjudication.111
153 The juvenileThe juvenile justice system exception appears to authorize some disclosures of education records justice system exception appears to authorize some disclosures of education records
by a school district to a local juvenile justice agency, although the outer bounds of when a by a school district to a local juvenile justice agency, although the outer bounds of when a
disclosure concerns the juvenile justice systemdisclosure concerns the juvenile justice system's ability to serve a student effectively are s ability to serve a student effectively are
uncertain. Because the statute imposes this requirement for uncertain. Because the statute imposes this requirement for "the student whose records are the student whose records are
released,released," disclosure under this exception may require a specific finding of need for a particular disclosure under this exception may require a specific finding of need for a particular
student. This reading of the statute seems consistent with ED and DOJ guidance describing how student. This reading of the statute seems consistent with ED and DOJ guidance describing how
the exception operates.the exception operates.112154
Victims of Crimes at Postsecondary Institutions
Postsecondary institutions may disclose certain disciplinary records of an Postsecondary institutions may disclose certain disciplinary records of an al egedalleged perpetrator of a perpetrator of a
crime of violence or a nonforcible sex offense.crime of violence or a nonforcible sex offense.113155 First, institutions may disclose to the alleged First, institutions may disclose to the alleged

also be made to the Comptroller General of the United States, the Attorney General, and the Secretary of Education. 20
U.S.C. § 1232g(b)(1)(C); 34 C.F.R. § 99.31(a)(3).
104 20 U.S.C. § 1232g(b)(3), (b)(5); 34 C.F.R. § 99.35.
105 34 C.F.R. § 99.35(a)(3).
106 Id. § 99.35(a)(3)(v).
107 20 U.S.C. § 1232g(b)(1)(E).
108 Id. § 1232g(b)(1)(E)(ii); 34 C.F.R. § 99.38. T he statute has a similar provision for state laws passed before that date.
20 U.S.C. § 1232g(b)(1)(E)(i).
109 20 U.S.C. § 1232g(b)(1)(E)(ii).
110 See DEP’T OF EDUC., SHARING INFORMATION: A GUIDE TO THE FAMILY EDUCATIONAL RIGHTS AND PRIVACY ACT AND
PARTICIP ATION IN JUVENILE JUSTICE PROGRAMS 8 (1997).
111 Id. at 8.
112 Id. at 8-9.
113 20 U.S.C. § 1232g(b)(6). Regulations implementing FERPA provide definitions and examples of these terms. 34
C.F.R. § Appendix A to Part 99.
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victim of such a crime the final results of disciplinary proceedings that are conducted against the
al egedvictim of such a crime the final results of disciplinary proceedings that are conducted against the alleged perpetrator of the crime. perpetrator of the crime.114156 Second, if an institution determines through a disciplinary Second, if an institution determines through a disciplinary
proceeding that a student violated its rules or policies with respect to a crime of violence or proceeding that a student violated its rules or policies with respect to a crime of violence or
nonforcible sex offense, then it may disclose the final results of that proceeding to anyone.nonforcible sex offense, then it may disclose the final results of that proceeding to anyone.115157 The The
final results are limited to the name of the student, the violation committed, and any sanction the final results are limited to the name of the student, the violation committed, and any sanction the
institution imposes.institution imposes.116158 The names of other students, however, such as other victims or witnesses, The names of other students, however, such as other victims or witnesses,
may only be disclosed with their consent.may only be disclosed with their consent.117
159 Importantly, while FERPA Importantly, while FERPA authorizes postsecondary institutions to disclose the results of postsecondary institutions to disclose the results of
disciplinary proceedings to the disciplinary proceedings to the al egedalleged victim of a crime of violence or a nonforcible sex offense, victim of a crime of violence or a nonforcible sex offense,
a statutory provision outside of FERPA, contained in the Higher Education Act (HEA), a statutory provision outside of FERPA, contained in the Higher Education Act (HEA), requires
institutions of higher education to do so in certain circumstances.institutions of higher education to do so in certain circumstances.118160 As a condition of receiving As a condition of receiving
funds under Title IV of the HEA, institutions of higher education must enter a Program funds under Title IV of the HEA, institutions of higher education must enter a Program
Participation Agreement that requires them to, upon written request, disclose to the Participation Agreement that requires them to, upon written request, disclose to the al egedalleged victim victim
of a crime of violence or a nonforcible sex offense the report on the results of a disciplinary of a crime of violence or a nonforcible sex offense the report on the results of a disciplinary
proceeding against the student who is the proceeding against the student who is the al egedalleged perpetrator of that offense. perpetrator of that offense.119161
FERPA Enforcement
As explained above, FERPA prohibits federal funding of schools that have a policy of denying As explained above, FERPA prohibits federal funding of schools that have a policy of denying
parents the right to review the education records of their children, as parents the right to review the education records of their children, as wel well as schools that have a as schools that have a
policy or practice of disclosing student education records to unauthorized entities.policy or practice of disclosing student education records to unauthorized entities.120162 The The
enforcement of FERPAenforcement of FERPA's provisions is statutorily entrusted s provisions is statutorily entrusted withto the Secretary of Education, who the Secretary of Education, who
is responsible for designating an office and review board for investigating and reviewing is responsible for designating an office and review board for investigating and reviewing
complaints of violations.complaints of violations.121163 The Student Privacy Policy Office in ED reviews and investigates The Student Privacy Policy Office in ED reviews and investigates
complaints and violations of FERPA.complaints and violations of FERPA.122164 Following an investigation, it Following an investigation, it wil will provide any provide any
complainantcomplainant, as well as wel as the schoolas the school, written notice of its findings. written notice of its findings.123165 In cases where ED finds that a In cases where ED finds that a
school has not complied with FERPA and that failure was based on a schoolschool has not complied with FERPA and that failure was based on a school's policy or practice, s policy or practice,
the notice to the school the notice to the school wil will include the specific steps needed to comply with FERPAinclude the specific steps needed to comply with FERPA, and provide and provide
a reasonable time to comply.a reasonable time to comply.124166 If the school does not comply within the time given, the Secretary If the school does not comply within the time given, the Secretary
can enforce FERPA in a variety of ways, including by withholding further payments under any can enforce FERPA in a variety of ways, including by withholding further payments under any
educational program, issuing a complaint to compel compliance through a cease and desist order,

114 20 U.S.C. § 1232g(b)(6)(A).
115 Id. § 1232g(b)(6)(B).
116 Id. § 1232g(b)(6)(C).
117 Id. § 1232g(b)(6)(C)(ii).
118 Id. § 1094(a)(26).
119 Id. § 1094(a)(26).
120 20 U.S.C. § 1232g(a)(1); (b)(1).
121 Id. § 1232g(f); (g).
122 FERPA regulations refer to the Office of the Chief Privacy Officer. 34 C.F.R. § 99.60. T he ED website indicates
that the Student Privacy Policy Office is led by the Chief Privacy Officer. DEP ’T OF EDUCATION, STUDENT PRIVACY
POLICY OFFICE, https://www2.ed.gov/about/offices/list/opepd/sppo/index.html.
123 34 C.F.R. § 99.66(b).
124 Id. § 99.66(c).
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or terminating eligibility to receive funding under any educational program.125 Another option is
for the DOJ to bring a lawsuit on behalf of the United States against a noncompliant school.126
Aside from the possibility of a lawsuit brought by the educational program, issuing a complaint to compel compliance through a cease and desist order, or terminating eligibility to receive funding under any educational program.167 Another option is for DOJ to bring a lawsuit on behalf of the United States against a noncompliant school.168 As mentioned above, ED has investigated several states and school districts for policies that allegedly prohibit disclosing to parents information about their children's' gender identity.169 Aside from the possibility of a lawsuit brought by DOJ, the administrative scheme DOJ, the administrative scheme
implemented by ED is the primary enforcement mechanism for FERPA. Whereas some other implemented by ED is the primary enforcement mechanism for FERPA. Whereas some other
federal requirements for schools, such as Title IX of the Education Amendments of 1972,federal requirements for schools, such as Title IX of the Education Amendments of 1972,127170 are are
enforceable through a private right of action brought in federal court directly against a school for enforceable through a private right of action brought in federal court directly against a school for
violations, FERPA does not create such a private right of action for students or parents. Courts violations, FERPA does not create such a private right of action for students or parents. Courts
have recognized that the statute itself does not explicitlyhave recognized that the statute itself does not explicitly establish a private right of action to sue establish a private right of action to sue
for violationsfor violations.128 And,171 and in the 2002 case of in the 2002 case of Gonzaga University v. Doe, the Supreme Court ruled , the Supreme Court ruled
that FERPA also does not create any personal rights enforceable under 42 U.S.C. § 1983 (which that FERPA also does not create any personal rights enforceable under 42 U.S.C. § 1983 (which
provides a remedy for violations of provides a remedy for violations of federal yfederally conferred rights against state officials). conferred rights against state officials).129172 According According
to the Court, because Congress did not clearly and unambiguously establish an enforceable right to the Court, because Congress did not clearly and unambiguously establish an enforceable right
in the statute, FERPA could not be enforced via a in the statute, FERPA could not be enforced via a suitlawsuit under § 1983. under § 1983.130173
How Does FERPA Interact Withwith Other Legal
Requirements?

Military Recruiters
While FERPA While FERPA general ygenerally prohibits schools from disclosing student education records without prohibits schools from disclosing student education records without
consent unless an exception applies, consent unless an exception applies, two other statutes other statutes require schools to disclose certain student schools to disclose certain student
information to military recruiters. The Elementary and Secondary Education Act (ESEA) imposes information to military recruiters. The Elementary and Secondary Education Act (ESEA) imposes
certain requirements on local educational agencies that receive federal funds under its certain requirements on local educational agencies that receive federal funds under its
provisions.provisions.131174 Those schools must disclose the name, address, and telephone listing of secondary Those schools must disclose the name, address, and telephone listing of secondary
school students upon request to a military recruiter.school students upon request to a military recruiter.132175 Parents may opt out of this disclosure for Parents may opt out of this disclosure for
their children, and schools must notify parents of this option.their children, and schools must notify parents of this option.133176 Another statute Another statute general ygenerally directed directed
at the Department of Defense imposes similar requirementsat the Department of Defense imposes similar requirements,134177 but defines covered schools but defines covered schools
somewhat differently.135

125 Id. § 99.67(a). See 34 C.F.R. § 99.60(c) (designating the Office of Administrative Law Judges as the Review Board
authorized to enforce the Act).
126 See e.g., United States v. Miami Univ., 294 F.3d 797, 812 (6th Cir. 2002) (affirming a district court decision that
granted an injunction brought by the United States against a university from releasing records in violation of FERPA).
127 20 U.S.C. § 1681. See Cannon v. Univ. of Chicago, 441 U.S. 677, 717 (1979).
128 Girardier v. Webster Coll., 563 F.2d 1267, 1276 (8th Cir. 1977); Gonzaga Univ. v. Doe, 536 U.S. 273, 276 (2002)
(noting that the lower court “acknowledged that ‘FERPA itself does not give rise to a private cause of action’”).
129 Gonzaga Univ. v. Doe, 536 U.S. 273, 276 (2002).
130 Id. at 290.
131 Elementary and Secondary Education Act of 1965, Pub. L. No. 89-10, 79 Stat. 27, codified as amended at 20 U.S.C.
§ 6301 et seq. T he Every Student Succeeds Act reauthorized the ESEA. See Pub. L. No. 114-95, 129 Stat. 1802 (2015).
132 20 U.S.C. § 7908(a)(1).
133 Id. § 7908(a)(2). When a student turns 18, the consent required of parents transfers to the student. Id. § 7908(a)(5).
134 10 U.S.C. § 503(c)(1).
135 Id. § 503(c)(6). T he DOD-specific statute also applies to local educational agencies that receive assistance under the
ESEA, but defines local educational agencies as (1) local educational agencies within the meaning of the term under
the ESEA and (2) private secondary schools. Id. § 503(c)(6). By contrast, the ESEA defines local educational agencies
as primarily “public” entities. 20 U.S.C. § 7801(30)(A).
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Title IX of the Education Amendments of 1972
In addition to complying with FERPA’s requirements concerning disclosure of student records,
schools that receive federal financial assistance must also abide by the requirements of Title IX of
the Education Amendments of 1972.136 That statute general y prohibits schools from
discriminating on the basis of sex.137 In May 2020, ED issued regulations under Title IX that
prescribe how schools must respond to al egations of sexual harassment at school.138 Those
regulations require that, during a grievance process in response to a formal complaint of
harassment, schools must provide both parties the opportunity to review any evidence obtained
through an investigation related to the al egations.139 They also require schools to al ow parties to
have an advisor present during any proceeding of the grievance process.140 Schools must create an
investigative report that is sent to each party and their advisor,141 and issue written determinations
of responsibility that include various findings that are disclosed to the parties.142
Schools that receive federal financial assistance general y must comply both with FERPA and
these Title IX requirements. Although FERPA does not have an express “exception” for
disclosures in Title IX sexual harassment proceedings, these requirements may nonetheless be
reconcilable. According to ED, the requirements of FERPA and the Title IX regulations do not
contradict each other.143 But in cases in which a direct conflict arises, ED asserts, Title IX’s
requirements override FERPA.144 For support, ED points to the larger General Education
Provisions Act (GEPA)—of which FERPA is a part—which provides that nothing in its

136 20 U.S.C. § 1681.
137 Id. § 1681. While ED’s Student Privacy Office enforces FERPA, T itle IX’s requirements for educational programs
receiving federal financial assistance from ED are enforced by the Office for Civil Rights. See DEP ’T OF EDUCATION,
ABOUT OCR (last accessed Feb. 24, 2021), https://www2.ed.gov/about/offices/list/ocr/aboutocr.html.
138 Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance,
85 Fed. Reg. 30026 (May 19, 2020) (codified at 34 C.F.R. Part 106) [hereinafter Nondiscrimination]. T hese provisions
are similar to those included in regulations implementing the Clery Act. 34 C.F.R. § 668.46(k). T he Clery Act
provisions apply to institutions of higher education who participate in T itle IV of the Higher Education Act’s student
financial assistance programs. CRS In Focus IF11277, The Clery Act: Requirem ents and Legal Issues, by Jared P. Cole.
T he procedural requirements for disciplinary actions cover cases of alleged dating violence, domestic violence, sexual
assault, and stalking. 34 C.F.R. § 668.46(k). T he Clery Act regulations also provide that compliance with those
requirements does not violate FERPA. Id. § 668.46(l).
139 34 C.F.R. § 106.45(b)(5)(vi).
140 Id. § 106.45(b)(5)(iv).
141Id. § 106.45(b)(5)(vii).
142 Id. § 106.45(b)(7). T he Biden Administration issued an executive order directing ED to review these regulations for
consistency with T itle IX and the Administration’s position that the statute’s bar against sex discrimination includes
sexual orientation and gender identity. Exec. Order 14021, 86 Fed. Reg. 13,803 (Mar. 11, 2021). ED’s Office of Civil
Rights (OCR) has since announced that it is conducting a review of existing regulations, including amendments to the
regulations made in 2020, in light of the executive order. OCR also indicated that after a period of review and hearing
from the public, it anticipates issuing a notice of proposed rulemaking to amend the T itle IX regulations. Suzanne B.
Goldberg, Acting Assistant Secretary for Civil Rights, Letter to Students, Educators, and other Stakeholders re
Executive Order 14021 (Apr. 6, 2021),
https://www2.ed.gov/about/offices/list/ocr/correspondence/stakeholders/20210406 -titleix-eo-14021.pdf.
143 Nondiscrimination, supra note 138, at 30426, 30428 (“The Department disagrees that § 106.45(b)(5)(v) [of Title IX-
implementing regulations] inherently or directly conflicts with FERPA. A recipient should interpret Title IX and
FERPA in a manner to avoid any conflicts.”).
144 Id.at 30426 (“To the extent that there may be unusual circumstances, where a true conflict between T itle IX and
FERPA may exist (such as a student’s formal complaint against an employee), the Department includes a provision in §
106.6(e) to expressly state that the obligation to comply with these final regulations under T itle IX is not obviated or
alleviated by the FERPA statute or regulations.”).
Congressional Research Service
15

link to page 18 link to page 18 link to page 18 link to page 16 link to page 18 The Family Educational Rights and Privacy Act (FERPA): Legal Issues

provisions “shal be construed to affect the applicability of” Title IX.145 And the Title IX
regulations themselves provide that a recipient’s obligation to comply with Title IX’s
requirements “is not obviated or al eviated by the FERPA.”146
Further, ED asserts that these Title IX regulations help protect a party’s right to procedural due
process under the Constitution.147 In certain student disciplinary cases involving public schools,
the Constitution requires that parties be given adequate notice of the charges against them and a
meaningful opportunity to respond.148 ED is precluded from enforcing Title IX or FERPA in a
manner that deprives students of their constitutional rights.149 According to this line of reasoning,
FERPA cannot prohibit a school from disclosing to an accused student the evidence collected
against him or her in a disciplinary proceeding because that would violate due process.150
In addition, ED points to the FERPA requirement that parents (or eligible students) have access to
their own education records.151 FERPA’s definition of education records includes records that
“contain information directly related to a student.”152 ED notes that the evidence and investigative
report disclosed pursuant to Title IX regulations directly relates to the al egations in a complaint,
and therefore “directly relate” to the students at issue.153
Moreover, as a practical matter, even if compliance with certain Title IX requirements might
appear to conflict with FERPA’s provisions in a particular situation, schools that comply with
Title IX regulations by disclosing evidence to parties in a disciplinary proceeding are unlikely to
face legal repercussions. As noted above, FERPA does not create a private right of action,
meaning that ED conducts most enforcement of the statute.154 But here, ED has explicitly
acknowledged that, as it administers both FERPA and Title IX, it wil “not interpret compliance
with its regulations under Title IX to violate requirements in its regulations under FERPA.”155
Conclusion
Although FERPA’s prohibition on disclosing student records without consent is framed broadly,
the various exceptions to that mandate have provided schools flexibility to respond to situations
in which certain information merits release. As discussed above, schools may disclose materials
in order to ensure school safety, to participate in certain studies aimed at improving education
outcomes, and to adapt to changes in how education is general y offered, including through
developments in technology.

145 20 U.S.C. § 1221(d).
146 34 C.F.R. § 106.6(e).
147 Nondiscrimination, supra note 138, at 30421.
148 See Doe v. Purdue Univ., 928 F.3d 652, 656 (7th Cir. 2019) (Barrett, J.); Doe v. Miami Univ., 882 F.3d 579, 603
(6th Cir. 2018).
149 Nondiscrimination, supra note 138, at 30422.
150 While due process requirements generally apply to public entities, such as a state school, ED h as applied its
reasoning to recipient private schools as well. Id. at 30421-22.
151 Id. at 30433. See 20 U.S.C. § 1232g(a)(1).
152 20 U.S.C. § 1232g(a)(4)(B).
153 Nondiscrimination, supra note 138, at 30433.
154 See supra “FERPA Enforcement .”
155 Nondiscrimination, supra note 138, at 30433.
Congressional Research Service
16

The Family Educational Rights and Privacy Act (FERPA): Legal Issues

Some have expressed larger concerns with the handling of student records.156 The maintenance
and use of student records by third parties authorized to receive them for a particular purpose, for
instance, can generate controversy.157 If lawmakers believe these concerns are warranted, they can
address them through legislation that amends FERPA to define schools’ and other parties’
obligations more specifical y. Further, because the statute lacks a private right of action for
students or parents to bring suit in response to FERPA violations, Congress could consider adding
such a right to the statute. Final y, Congress could also amend the law to clarify the relationship
between FERPA and a school’s obligations under Title IX.



Author Information

Jared P. Cole

Legislative Attorney



Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
shared staff to congressional committees and Members of Congress. It operates solely at the behest of and
under the direction of Congress. Information in a CRS Report should n ot be relied upon for purposes other
than public understanding of information that has been provided by CRS to Members of Congress in
connection with CRS’s institutional role. CRS Reports, as a work of the United States Government, are not
subject to copyright protection in the United States. Any CRS Report may be reproduced and distributed in
its entirety without permission from CRS. However, as a CRS Report may include copyrighted images or
material from a third party, you may need to obtain the permission of the copyright holder if you wish to
copy or otherwise use copyrighted material.


156 See, e.g., Kathleen McGrory & Natalie Weber, Feds Investigating Pasco Schools Giving Student Data to Sheriff,
T AMP A BAY T IMES (Apr. 19, 2021) (observing that ED “ somewhat differently.178

In the context of postsecondary education, a different statute requires institutions of higher education (IHEs) that receive certain federal funds to allow military recruiters to access student information "for purposes of military recruiting."179 Specifically, IHEs must provide access to the following information for enrolled students who are aged seventeen or older: name, address, e-mail, phone number, date and place of birth, level of education, academic majors, degrees received, and school of most recent enrollment.180

Title IX of the Education Amendments of 1972 In addition to complying with FERPA's requirements concerning disclosure of student records, schools that receive federal financial assistance must also abide by the requirements of Title IX of the Education Amendments of 1972.181 That statute generally prohibits schools from discriminating on the basis of sex.182 In May 2020, ED issued regulations under Title IX that prescribe how schools must respond to allegations of sexual harassment at school.183 Those regulations require that, during a grievance process in response to a formal complaint of harassment, schools must provide both parties the opportunity to review any evidence obtained through an investigation related to the allegations.184 They also require schools to allow parties to have an advisor present during any proceeding of the grievance process.185 Schools must create an investigative report that is sent to each party and their advisor,186 and issue written determinations of responsibility that include various findings that are disclosed to the parties.187 ED issued updated regulations in 2024,188 but they were vacated by a federal district court.189 ED is currently enforcing the 2020 regulations.190

Schools that receive federal financial assistance generally must comply both with FERPA and these Title IX requirements. Although FERPA does not have an express "exception" for disclosures in Title IX sexual harassment proceedings, these requirements may nonetheless be reconcilable. According to ED, the requirements of FERPA and the Title IX regulations do not contradict each other.191 In cases where a direct conflict arises, ED asserts that Title IX's requirements override FERPA.192 For support, ED points to the larger General Education Provisions Act (GEPA)—of which FERPA is a part—which provides that nothing in its provisions "shall be construed to affect the applicability of" Title IX.193 In addition, Title IX regulations themselves provide that a recipient's obligation to comply with Title IX's requirements "is not obviated or alleviated by the FERPA."194

Further, ED asserts that these Title IX regulations help protect a party's right to procedural due process under the Constitution.195 In certain student disciplinary cases involving public schools, the Constitution requires that parties be given adequate notice of the charges against them and a meaningful opportunity to respond.196 ED is precluded from enforcing Title IX or FERPA in a manner that deprives students of their constitutional rights.197 According to this line of reasoning, FERPA cannot prohibit a school from disclosing to an accused student the evidence collected against him or her in a disciplinary proceeding because that would violate due process.198

In addition, ED points to the FERPA requirement that parents (or eligible students) have access to their own education records.199 FERPA's definition of education records includes records that "contain information directly related to a student."200 ED notes that the evidence and investigative report disclosed pursuant to Title IX regulations directly relates to the allegations in a complaint, and therefore "directly relate" to the students at issue.201

Moreover, as a practical matter, even if compliance with certain Title IX requirements might appear to conflict with FERPA's provisions in a particular situation, schools that comply with Title IX regulations by disclosing evidence to parties in a disciplinary proceeding are unlikely to face legal repercussions, at least absent a shift in ED's policy approach. As noted above, FERPA does not create a private right of action, meaning that ED conducts most enforcement of the statute.202 But here, ED has explicitly acknowledged that, as it administers both FERPA and Title IX, it will "not interpret compliance with its regulations under Title IX to violate requirements in its regulations under FERPA."203

Considerations for Congress

Although FERPA's prohibition on disclosing student records without consent is framed broadly, the various exceptions to that mandate have provided schools flexibility to respond to situations in which certain information merits release. Congress's original purpose in enacting FERPA included two broad aims: to assure parents of access to education records and to protect privacy by limiting the transferability of those records absent consent.204 The latter goal responded to the widespread "abuse of student records across" the country.205 At the time, Congress was concerned about "clear evidence of frequent, even systematic violations" of student privacy through the unauthorized collection of personal information and inappropriate disclosure of that information to different individuals and organizations.206 Congress aimed to balance the concern for student privacy with considerations for those with legitimate interests in accessing education records. When drafting FERPA in 1974, Congress noted its intent to "assure that requests for information associated with evaluations of Federal education programs do not invade the privacy of students."207 That original exception, allowing the disclosure of de-identified education records for the evaluation of federal education programs, sought to balance "[t]he need to protect students' . . . against legitimate Federal needs for information."208

Over time, Congress has added additional exceptions to FERPA's general prohibition. As discussed above, schools may now disclose materials to ensure school safety, to participate in certain studies aimed at improving education outcomes, and to adapt to changes in how education is generally offered, including through developments in technology.

Some have expressed larger concerns with the handling of student records.209 As explained above, a number of schools have implemented policies that prohibit the disclosure of a student's gender identity to parents without the student's consent.210 In a case challenging these policies in California, the Supreme Court reinstated a district court's injunction against California, determining that the state's policies likely violated the rights of parents under the Constitution's Free Exercise and Due Process Clauses and that denying their constitutional rights during the litigation process would cause irreparable harm.211 ED has also issued guidance indicating that such school policies violate FERPA's requirements.212 In addition, the maintenance and use of student records by third parties authorized to receive them for a particular purpose has generated controversy.213

Similarly, reports of immigration enforcement at schools has raised concerns about student privacy.214 For instance, one issue that can arise is whether FERPA allows schools to release information about a student in response to a request from Immigration and Customs Enforcement (ICE), such as in response to a lawfully issued subpoena.215 In a letter from 1998, ED observed that it had "consistently" taken the position that school districts are in the best position to determine if a subpoena has been issued "lawfully," as the standards for subpoenas can vary by state.216 States have issued varying guidance to their school districts concerning whether and how to respond to requests for information from immigration authorities consistent with FERPA's provisions.217 There may be less question as to the lawfulness of immigration administrative subpoenas, which are authorized by federal law rather than state law; if an immigration administrative subpoena is issued consistent with federal statutory parameters, it might qualify as a lawfully issued subpoena under FERPA.218 However, administrative subpoenas are not self-executing,219 and some schools may take the position that a court order is necessary to ensure that a subpoena is "lawfully issued."220 If lawmakers seek to address these issues, they could consider amending FERPA to define schools' and parties' obligations more specifically (subject to the constitutional limitations identified by the Supreme Court).

Further, because the statute lacks a private right of action for students or parents to bring suit in response to FERPA violations, Congress could consider, and some bills have proposed, adding such a right to the statute. For instance, a bill introduced in the 119th Congress would create a private right of action and authorize courts to issue declaratory relief, injunctions, and award attorney's fees where violations are found.221 At the same time, Congress's ability to authorize private enforcement of FERPA may be limited in part by the Constitution's Article III standing requirements, including the requirement that a plaintiff suffer a concrete injury-in-fact.222 The Supreme Court has ruled that Article III "requires a concrete injury even in the context of a statutory violation,"223 and that "courts should assess whether the alleged injury to the plaintiff has a 'close relationship' to a harm 'traditionally' recognized" by American courts.224 Certain tangible injuries, such as physical or monetary harm, easily qualify as concrete,225 but intangible harms may require a more searching inquiry as to whether the harm is sufficiently similar to traditionally recognized harms like intrusion upon seclusion, forced disclosure of private information, reputational harms, or harms specified by the Constitution.226

Footnotes

1.

See, e.g., Betsy Morris, Schools Wrestle With Privacy of Digital Data Collected on Students, Wall St. J. (July 10, 2019, at 8:33 ET), https://www.wsj.com/articles/one-parent-is-on-a-mission-to-protect-children-from-digital-mistakes-11562762000.

2.

See, e.g., Shawn Hubler, Keeping Online Testing Honest? Or an Orwellian Overreach? N.Y. Times (May 10, 2020), https://www.nytimes.com/2020/05/10/us/online-testing-cheating-universities-coronavirus.html; Anushka Patil & Jonah Engel Bromwich, How It Feels When Software Watches You Take Tests, N.Y. Times (Sep. 29, 2020), https://www.nytimes.com/2020/09/29/style/testing-schools-proctorio.html.

3.

See, e.g., John Higginson, Artificial Intelligence and Student Privacy: Building Trust Through Responsible Design, The AI Journal (Jan. 20, 2026), https://aijourn.com/artificial-intelligence-and-student-privacy-building-trust-throughresponsible-design/ [https://perma.cc/MFP6-EQV5]; Brian Horowitz, How to Secure AI Tools Within Your K-12 Digital Environment, EdTech: Focus on K-12, EdTech Magazine (May 30, 2025), https://edtechmagazine.com/k12/article/2025/05/how-secure-ai-tools-in-k12-environment-perfcon [https://perma.cc/2C9U-LZZ6]; Student and Educator Data Privacy, Nat'l Educ. Ass'n (June 20, 2025), https://www.nea.org/professional-excellence/student-engagement/tools-tips/student-and-educator-data-privacy [https://perma.cc/4FCT-D8LM].

4.

Educational agencies and institutions include local educational agencies (LEAs), elementary and secondary schools, and postsecondary educational institutions. See ED, Priv.Tech. Assistance Ctr., School Resource Officers, School Law Enforcement Units, and the Family Educational Rights and Privacy Act (FERPA) 6 (2019) [hereinafter Law Enforcement Units], https://studentprivacy.ed.gov/sites/default/files/resource_document/file/SRO_FAQs.pdf [https://perma.cc/8J6V-TBXM]. For ease of reference, this report refers to the recipient educational agencies and institutions subject to FERPA simply as "schools."

5.

FERPA applies when schools receive funds "made available under any applicable program." 20 U.S.C. § 1232g(a)(1)(A). "Applicable program" is defined as "any program for which the Secretary or the Department has administrative responsibility as provided by law or by delegation of authority pursuant to law." 20 U.S.C. § 1221(c)(1); 34 C.F.R. § 99.60(c) (2026). ED administers a number of programs that distribute financial assistance to schools and students, including the Elementary and Secondary Education Act, which authorizes aid for elementary and secondary schools (often through state and local educational agencies). See Elementary and Secondary Education Act of 1965, Pub. L. No. 89-10, 79 Stat. 27 (codified as amended at 20 U.S.C. §§ 6401–6577). ED also provides financial assistance to colleges and universities, including through grants and loans extended to students, as well as direct financial assistance to certain institutions of higher education, under the Higher Education Act. See Higher Education Act of 1965, Pub. L. No. 89-329, 79 Stat. 1219 (codified as amended at 20 U.S.C. §§ 1001–1161aa-1). For more on the Elementary and Secondary Education Act, see CRS Report R45977, The Elementary and Secondary Education Act (ESEA), as Amended by the Every Student Succeeds Act (ESSA): A Primer, by Rebecca R. Skinner (2024). For more on the Higher Education Act, see CRS Report R43351, The Higher Education Act (HEA): A Primer, by Kyle D. Shohfi and Rita R. Zota (2023).

6.

20 U.S.C. § 1232g. The Protection of Pupil Rights Amendment also has implications for student privacy. Id. § 1232h. Among other things, the law prohibits certain surveys of students absent consent, grants parents of students the right to inspect potential surveys, and requires schools to allow parents to opt out of certain activities, including physical examinations. Id. § 1232h(b), (c)(1)(A), (c)(2).

7.

Id. § 1232g(a)(1)(A). When a student reaches the age of eighteen or attends a postsecondary institution, the rights of the parent transfer to the student. Id. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.

8.

20 U.S.C. § 1232g(b)(1). FERPA rights transfer to students once they reach the age of eighteen or attend a postsecondary institution. Id. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.

9.

20 U.S.C. § 1232g(b)(1)(A)–(K).

10.

20 U.S.C. § 1232g(b)(1).

11.

See infra "FERPA Enforcement."

12.

20 U.S.C. § 1262g(f), (g).

13.

See, e.g., Shophar v. Pathway Fam. Servs., LLC, No. 22-CV-2333, 2026 WL 84377, at *3 (N.D. Ill. Jan. 12, 2026) ("Second, the Court finds the subpoena should be quashed considering the Family Educational Rights and Privacy Act."); Daywalker v. Univ. of Tex. Med. Branch at Galveston, No. 3:20-CV-00099, 2021 WL 4099827, at *3 (S.D. Tex. Sep. 9, 2021) ("Importantly, 'a party seeking disclosure of education records protected by FERPA bears a significantly heavier burden to justify disclosure than exists with respect to discovery of other kinds of information, such as business records.'" (quoting Ragusa v. Malverne Union Free Sch. Dist., 549 F. Supp. 2d 288, 292 (E.D.N.Y. 2008))), aff'd sub nom. Daywalker v. UTMB at Galveston, No. 22-40813, 2024 WL 94297 (5th Cir. Jan. 19, 2024).

14.

34 C.F.R. § 300.611(b); Burnett v. San Mateo Foster City Sch. Dist., 739 F. App'x 870, 873 (9th Cir. 2018) ("An 'education record' under IDEA is defined by the regulations implementing the Family Educational Rights and Privacy Act ('FERPA').").

15.

See United States v. Miami Univ., 294 F.3d 797, 812 (6th Cir. 2002).

16.

Because FERPA penalizes schools that have a policy or practice of violating its provisions, 20 U.S.C. § 1232g(b)(1), some disagreement exists with regard to how the statute should interact with state open records laws. Mathilda McGee-Tubb, Deciphering the Supremacy of Federal Funding Conditions: Why State Open Records Laws Must Yield to FERPA, 53 B.C. L. Rev. 1045, 1049 (2012); see Miami Univ., 294 F.3d at 812 (affirming a district court decision that granted an injunction brought by the United States against a university from releasing records in violation of FERPA). This report only examines the ways in which FERPA directly regulates the disclosure of student records. It does not consider the degree to which FERPA may also have a preemptive effect on inconsistent state or local measures. See generally Caledonian-Record Pub. Co. v. Vt. State Coll., 833 A.2d 1273, 1275–76 (Vt. 2003) (collecting cases reaching different conclusions on FERPA's preemptive effect and observing that "state and federal courts are sharply divided on this issue. Some have questioned whether the federal law, merely by withholding funds from educational institutions that release education records to anyone other than certain enumerated persons, affirmatively prohibits disclosure of student records.").

17.

See infra "FERPA Enforcement."

18.

See infra "How Does FERPA Interact with Other Legal Requirements?"

19.

20 U.S.C. § 1232g(a)(4)(A).

20.

Owasso Indep. Sch. Dist. No. I-011 v. Falvo, 534 U.S. 426, 428 (2002).

21.

Id. at 428. As explained infra, the Court explicitly did not resolve whether FERPA contains a private right of action to bring suit to enforce its provisions in federal court. Id. at 430–31. The Court later held that FERPA did not create a private right of action. Gonzaga Univ. v. Doe, 536 U.S. 273, 276 (2002).

22.

Owasso Indep. Sch. Dist., 534 U.S. at 432.

23.

Id. at 432–33. The Court declined to decide whether FERPA protects grades once they are given to a teacher. See id. at 436 ("For these reasons, even assuming a teacher's grade book is an education record, the Court of Appeals erred, for in all events the grades on students' papers would not be covered under FERPA at least until the teacher has collected them and recorded them in his or her grade book. We limit our holding to this narrow point, and do not decide the broader question whether the grades on individual student assignments, once they are turned in to teachers, are protected by the Act."). It appears that ED and a few lower courts have concluded that FERPA protects grades entered into a gradebook. See What is an Education Record?, ED: Protecting Student Priv., https://studentprivacy.ed.gov/faq/what-education-record [https://perma.cc/5R84-U2FU] (last visited May 8, 2026) ("These records include but are not limited to grades, transcripts, class lists, student course schedules, health records (at the K-12 level), student financial information (at the postsecondary level), and student discipline files."); Greenfield v. Newman Univ., Inc., No. 218CV02655DDCTJJ, 2020 WL 2766172, at *2 (D. Kan. May 28, 2020) ("FERPA is intended to protect records" such as "transcripts, test scores, grade information or information related to student academic performance."); Ragusa v. Malverne Union Free Sch. Dist., 549 F. Supp. 2d 288, 293 (E.D.N.Y. 2008) ("[D]ocuments relating to students' grades, evaluations, and academic performance are undoubtedly 'education records' within the meaning of FERPA.").

24.

Owasso Indep. Sch. Dist., 534 U.S. at 432–33.

25.

Id.

26.

20 U.S.C. § 1232g(a)(4)(B)(iii); 34 C.F.R. § 99.3. Klein Indep. Sch. Dist. v. Mattox, 830 F.2d 576, 579 (5th Cir. 1987) ("It cannot be disputed that the statute was enacted to prevent an educational agency or institution from releasing the record of one of its own students. Excluded from FERPA's protections are records relating to an individual who is employed by an educational agency or institution.").

27.

20 U.S.C. § 1232g(a)(4)(B)(i). See What Records Are Exempted From FERPA?, ED: Protecting Student Priv., https://studentprivacy.ed.gov/faq/what-records-are-exempted-ferpa [https://perma.cc/EUM5-VGD6] (last visited May 8, 2026). In addition, medical treatment records for students eighteen years of age or older or in college are not considered education records. To meet this definition, treatment records must be

made or maintained by a physician, psychiatrist, psychologist, or other recognized professional or paraprofessional acting in his professional or paraprofessional capacity, or assisting in that capacity, and which are made, maintained, or used only in connection with the provision of treatment to the student, and are not available to anyone other than persons providing such treatment, except that such records can be personally reviewed by a physician or other appropriate professional of the student's choice.

20 U.S.C. § 1232g(a)(4)(B)(iv) (emphasis added).

28.

20 U.S.C. § 1232g(a)(4)(B)(ii); 34 C.F.R. § 99.8 (a)(1).

29.

34 C.F.R. § 99.8 (b)(1); see Bauer v. Kincaid, 759 F. Supp. 575, 590 (W.D. Mo. 1991).

30.

34 C.F.R. § 99.8 (b)(2).

31.

Law Enforcement Units, supra note 4, at 15.

32.

Id.

33.

FERPA regulations contain two exceptions that are not explicitly mentioned in the statute. The first is for records of a former student not directly related to the individual's attendance as a student. 34 C.F.R. § 99.3. ED states that this provision simply clarifies that such materials do not qualify as "education records" under FERPA. Family Educational Rights and Privacy, 73 Fed. Reg. 74806, 74811 (Dec. 9, 2008). The second is for student grades from peer-graded papers before recording by the teacher. 34 C.F.R. § 99.3. This regulatory exception reflects the Supreme Court's decision in Owasso Indep. Sch. Dist. No. I-011 v. Falvo, 534 U.S. 426, 428 (2002); see also Family Educational Rights and Privacy, 73 Fed. Reg. at 74811 (explaining changes to FERPA regulations).

34.

20 U.S.C. § 1232g(a)(4)(B)(iii)); 34 C.F.R. § 99.3. Klein Indep. Sch. Dist. v. Mattox, 830 F.2d 576, 579 (5th Cir. 1987) ("It cannot be disputed that the statute was enacted to prevent an educational agency or institution from releasing the record of one of its own students. Excluded from FERPA's protections are records relating to an individual who is employed by an educational agency or institution.").

35.

See Doe v. Mercy Cath. Med. Ctr., 850 F.3d 545, 558–60 (3d Cir. 2017).

36.

Letter from Leroy Rooker, Dir., Fam. Pol'y Compliance Off., to Judith Richter, Off. of the Gen. Counsel, Univ. of Md. Med. Sys. (June 22, 1995), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/Richter%20Medical%20Interns%20and%20Residents%2006_22_1995_508.pdf [https://perma.cc/6QBZ-CWQ4].

37.

Id. at 1.

38.

See Daywalker v. UTMB at Galveston, No. 22-40813, 2024 WL 94297, at *4 (5th Cir. Jan. 19, 2024) ("We disagree and hold that the magistrate judge did not err in applying FERPA to UTMB's medical residents."); Craig v. Yale Univ. Sch. of Med., No. 3:10 CV 1600 JBA, 2012 WL 1579484, at *2 (D. Conn. May 4, 2012); MacKenzie v. Ochsner Clinic Found., No. CIV.A. 02-3217, 2003 WL 21999339, at *4 (E.D. La. Aug. 20, 2003).

39.

20 U.S.C. § 1232g(a)(1)(A). FERPA applies to schools that receive federal financial assistance under an applicable program of ED.

40.

Id. § 1232g(a)(1)(A).

41.

Id. § 1232g(a)(2); 34 C.F.R. §§ 99.20–99.21

42.

34 C.F.R. § 99.7(a). If a school has a policy of disclosing records under the school official exception, the notice must also include the criteria used to determine who qualifies as a school official and "what constitutes a legitimate educational interest." Id. § 99.7(a)(3)(iii).

43.

20 U.S.C. § 1232g(d); 34 C.F.R. §§ 99.3, 99.5.

44.

20 U.S.C. § 1232g(a)(1)(C). The statute provides that the right of access does not extend to letters of recommendation in some situations. The statute has different provisions for letters of recommendation from before January 1, 1975, and after. Compare id. § 1232g(a)(1)(C)(ii) (letters of recommendation written before January 1, 1975, are not subject to student right of access if not used for their original purpose), with id. § 1232g(a)(1)(C)(iii) (student right of access does not apply to certain confidential recommendations if a student has signed a waiver pursuant to 20 U.S.C. § 1232g(a)(1)(D)).

45.

See, e.g., Iowa Code § 279.78 (2026); Ind. Code § 20-33-7.5-2 (2026).

46.

Lee v. Poudre Sch. Dist. R-1, 146 S. Ct. 26 (2025) (mem.) (statement of Alito, J., joined by Thomas, J., and Gorsuch, J., respecting the denial of certiorari) ("Petitioners tell us that nearly 6,000 public schools have policies—as respondent allegedly does—that purposefully interfere with parents' access to critical information about their children's gender-identity choices and school personnel's involvement in and influence on those choices.").

47.

Mirabelli v. Bonta, 146 S. Ct. 797, 806 (2026) (per curiam) (Kagan, J., dissenting).

48.

CRS Legal Sidebar LSB11391, The "Interim Docket" or "Shadow Docket": Non-Merits Matters at the Supreme Court, by Joanna R. Lampe (2026).

49.

Order Granting Plaintiffs' Motion for a Class-Wide Permanent Injunction, Mirabelli v. Olsen, No. 3:23-CV-00768, 2025 WL 3712993 (S.D. Cal. Dec. 22, 2025).

50.

Mirabelli, 146 S. Ct. at 802.

51.

Id. at 802–03.

52.

Id. at 803 (citing Pierce v. Society of Sisters, 268 U.S. 510 (1925), and Meyer v. Nebraska, 262 U.S. 390 (1923)).

53.

DCL from Linda E. McMahon, Sec'y of Educ., Enforcement of the Family Educational Rights and Privacy Act (FERPA) and Protection of Pupil Rights Amendment (PPRA), attach., U.S. Dep't of Educ. (Mar. 28, 2025) [hereinafter ED DCL], https://studentprivacy.ed.gov/sites/default/files/resource_document/file/Secretary_Comb_SPPO_DCL_Annual%20Notice_0.pdf [https://perma.cc/87CH-B3HX].

54.

Id.

55.

Id.

56.

Id.

57.

20 U.S.C. § 1232g(a)(4)(B).

58.

Press Release, ED, U.S. Department of Education Finds California Department of Education Violated Federal Law by Hiding Students' "Gender Transitions" from Parents (Jan. 28, 2026) [hereinafter ED-California Findings Press Release], https://www.ed.gov/about/news/press-release/us-department-of-education-finds-california-department-of-education-violated-federal-law-hiding-students-gender-transitions-parents [https://perma.cc/2PSW-N4Q3]; Press Release, ED, U.S. Department of Education Launches Investigation into California Department of Education for Alleged FERPA Violations (Mar. 27, 2025), https://www.ed.gov/about/news/press-release/us-department-of-education-launches-investigation-california-department-of-education-alleged-ferpa-violations [https://perma.cc/8W6A-L7Y2].

59.

ED-California Findings Press Release, supra note 58.

60.

Id.

61.

Letter from David Schapira, Chief Deputy Superintendent, Chief of Staff, and Ingrid Roberson, Chief Deputy Superintendent, CDE, to Cnty. & Dist. Superintendents & Charter Sch. Adm'rs (Feb. 11, 2026), https://www.cde.ca.gov/nr/fa/yr26cosoltr0211.asp [https://perma.cc/GSR7-Q6LQ].

62.

Press Release, ED, U.S. Department of Education Finds Four Kansas School Districts Violated Federal Law (Apr. 17, 2026), https://www.ed.gov/about/news/press-release/us-department-of-education-finds-four-kansas-school-districts-violated-federal-law [https://perma.cc/LV5E-9MY4].

63.

20 U.S.C. § 1232g(b). FERPA prohibits disclosing "education records" absent consent or a relevant exception. Id. § 1232g(b)(1). But the regulations implementing FERPA permit disclosing records without consent if all PII is removed "provided that the educational agency or institution or other party has made a reasonable determination that a student's identity is not personally identifiable, whether through single or multiple releases, and taking into account other reasonably available information." 34 C.F.R. § 99.31(b)(1).

64.

20 U.S.C. § 1232g(a)(4)(A).

65.

Id. § 1232g(b)(1), (a)(5)(A).

66.

34 C.F.R. § 99.3.

67.

20 U.S.C. § 1232g(a)(5)(a); 34 C.F.R. § 99.37(a)(1)–(3).

68.

A student's identification number counts as directory information as long as "the identifier cannot be used to gain access to education records except when used in conjunction with one or more factors that authenticate the user's identity, such as a personal identification number (PIN), password or other factor known or possessed only by the authorized user." 34 C.F.R. § 99.3.

69.

Id. § 99.3; 20 U.S.C. § 1232g(a)(5)(A).

70.

The A-B-C's of Student Directory Information, ED: Protecting Student Priv. (Aug. 3, 2016), https://studentprivacy.ed.gov/training/b-cs-student-directory-information [https://perma.cc/VA6J-EEK8].

71.

Id.

72.

20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35.

73.

34 C.F.R. § 99.31(b)(1).

74.

Id.

75.

The regulations provide that the use and re-disclosure requirements do "not apply to disclosures under §§ 99.31(a)(8), (9), (11), (12), (14), (15), and (16), and to information that postsecondary institutions are required to disclose under the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act, 20 U.S.C. 1092(f) (Clery Act), to the accuser and accused regarding the outcome of any campus disciplinary proceeding brought alleging a sexual offense." 34 C.F.R. § 99.33(c).

76.

Id. § 99.33.

77.

Id. § 99.33(a)(1).

78.

Id. § 99.33(a)(2).

79.

Id. § 99.33(b).

80.

20 U.S.C. § 1232g(b)(4)(A). This provision appears to exempt disclosures to school officials from this requirement. Id.; 34 C.F.R. § 99.32(d)(2).

81.

A brief summary of all FERPA exceptions can be found in CRS In Focus IF13155, The Family Educational Rights and Privacy Act (FERPA) and Its Exceptions, by Madeline W. Donley (2026).

82.

20 U.S.C. § 1232g(b)(1)(A); 34 C.F.R. § 99.31. Doe v. Woodford Cnty. Bd. of Educ., 213 F.3d 921, 927 (6th Cir. 2000) ("For these reasons, we find there was no violation of John Doe's rights under the Act. Any disclosure is protected by the [school official and health and safety] exceptions under the Act.").

83.

20 U.S.C. § 1232g(b)(1)(A); 34 C.F.R. § 99.31(a)(1)(i)(A).

84.

34 C.F.R. § 99.31(a)(1)(i).

85.

Id. § 99.33(a)(ii).

86.

See Law Enforcement Units, supra note 4, at 11.

87.

Kala Shah Suprenant, Student Priv. Pol'y Off., ED, FERPA & Virtual Learning During COVID-19 (2020) [hereinafter FERPA & Virtual Learning], https://studentprivacy.ed.gov/sites/default/files/resource_document/file/FERPAandVirtualLearning.pdf [https://perma.cc/JCF5-N7BL].

88.

Lisa Ward, Data Privacy in the Age of Online Learning, Wall St. J. (Dec. 8, 2020, at 15:02 ET), https://www.wsj.com/articles/data-privacy-in-the-age-of-online-learning-11607457738.

89.

See FERPA & Virtual Learning, supra note 87. Of course, particular states may have their own privacy laws that restrict when information may be disclosed. See, e.g., Conn. Gen. Stat. Ann. §§ 10-234aa10-234dd (West 2026); see Conn. Exec. Order No. 7I (Mar. 21, 2020) (authorizing the Commissioner of Education to waive student data privacy requirements "in order to provide quality online educational opportunities" during the COVID-19 pandemic), https://portal.ct.gov/-/media/Office-of-the-Governor/Executive-Orders/Lamont-Executive-Orders/Executive-Order-No-7I.pdf [https://perma.cc/Y66B-LMJ2].

90.

Priv. Tech. Assistance Ctr., ED, Protecting Student Privacy While Using Online Educational Services: Requirements and Best Practices, at 4 (2014) [hereinafter Protecting Student Privacy], https://studentprivacy.ed.gov/sites/default/files/resource_document/file/Student%20Privacy%20and%20Online%20Educational%20Services%20%28February%202014%29_0.pdf [https://perma.cc/B4Z8-PGRV].

91.

34 C.F.R. § 99.31(a)(1)(i).

92.

Protecting Student Privacy, supra note 90, at 5.

93.

34 C.F.R. § 99.31(b)(1). The regulations provide that such de-identified information may be disclosed "provided that the educational agency or institution or other party has made a reasonable determination that a student's identity is not personally identifiable, whether through single or multiple releases, and taking into account other reasonably available information." Id.

94.

Protecting Student Privacy, supra note 90, at 2–3.

95.

Id. at 5.

96.

Id. at 5.

97.

See Law Enforcement Units, supra note 4, at 11. According to ED, an LEU official who is a school or school district employee "generally would be considered a school official to whom the school or district may disclose, without consent, education records (or PII contained in those records), if the law enforcement unit official meets the criteria specified in the school or district's annual notification of FERPA rights to parents and eligible students for being a 'school official' with a 'legitimate educational interest' in the education records." Id.; see 34 C.F.R. § 99.7(a)(3)(iii).

98.

20 U.S.C. § 1232g(a)(4)(B)(ii).

99.

Id. § 1232g(b)(1).

100.

See Law Enforcement Units, supra note 4, at 11.

101.

See supra note 84 and associated text.

102.

34 C.F.R. § 99.31(a)(1)(i)(A).

103.

Id. § 99.31(a)(1)(i)(B)(1).

104.

Id. § 99.31(a)(1)(i)(B)(2).

105.

Id. § 99.31(a)(1)(i)(B)(3).

106.

Law Enforcement Units, supra note 4, at 12.

107.

Id. at 11.

108.

Id. at 15.

109.

Id. at 12.

110.

Id.

111.

Id.

112.

Id.

113.

Id.

114.

Id.; see supra "Health and Safety Emergency Exception."

115.

Law Enforcement Units, supra note 4, at 13.

116.

34 C.F.R. § 99.33.

117.

Law Enforcement Units, supra note 4, at 14.

118.

20 U.S.C. § 1232g(b)(1)(I). Doe v. Woodford Cnty. Bd. of Educ., 213 F.3d 921, 927 (6th Cir. 2000) ("For these reasons, we find there was no violation of John Doe's rights under the Act. Any disclosure is protected by the [school official and health and safety] exceptions under the Act.").

119.

34 C.F.R. §§ 99.31(a)(10), 99.36.

120.

Id. § 99.36(c).

121.

Id.

122.

Id.; see ED, Addressing Emergencies on Campus 4 (2011) [hereinafter Emergency Guidance] ("This is a flexible standard under which the Department defers to school administrators so that they may bring appropriate resources to bear on the situation, provided that there is a rational basis for the educational agency's or institution's decisions about the nature of the emergency and the appropriate parties to whom the information should be disclosed."), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/emergency-guidance.pdf [https://perma.cc/B8RS-46RS].

123.

See Law Enforcement Units, supra note 4, at 17; Emergency Guidance, supra note 122, at 3.

124.

Student Priv. Pol'y Off., ED, FERPA & Coronavirus Disease 2019 (COVID-19), Frequently Asked Questions (FAQs) (2020), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/FERPA%20and%20Coronavirus%20Frequently%20Asked%20Questions_0.pdf [https://perma.cc/T3NP-W2VA]; see also CRS Report R46542, Digital Contact Tracing and Data Protection Law, by Jonathan M. Gaffney, Eric N. Holmes, and Chris D. Linebaugh (2020).

125.

Emergency Guidance, supra note 122, at 3.

126.

34 C.F.R. § 99.32(a)(5).

127.

Emergency Guidance, supra note 122, at 4.

128.

Id. According to ED, "this general rule does not apply where a school official personally learns of information about a student through his or her official role in making a determination about the student and the determination is maintained in an education record." Id.

129.

Id.

130.

20 U.S.C. § 1232g(b)(2)(B); 34 C.F.R. § 99.31(a)(9)(i).

131.

20 U.S.C. § 1232g(b)(2)(B); 34 C.F.R. § 99.31(a)(9)(ii). This provision creates an exception to the parental notification requirement: parental notification is not required "when a parent is a party to a court proceeding involving child abuse and neglect (as defined in section 3 of the Child Abuse Prevention and Treatment Act (42 U.S.C. 5101 note)) or dependency matters, and the order is issued in the context of that proceeding." 20 U.S.C. § 1232g(b)(2)(B).

132.

See Letter from LeRoy Rooker, Dir., Fam. Pol'y Comp. Ctr., to Leslie Cochran, President, Youngstown Univ. (Feb. 16, 1999), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/youngstownoh.pdf [https://perma.cc/4CEA-G5VT]; Letter from LeRoy Rooker, Dir., Fam. Pol'y Comp. Ctr., to Linda C.T. Simlick, Pinnel & Kingsley (June 22, 1998) [hereinafter Rooker-Simlick Letter], https://studentprivacy.ed.gov/sites/default/files/resource_document/file/california.pdf [https://perma.cc/LZE9-EA75].

133.

Rios v. Read, 73 F.R.D. 589, 598–99 (E.D.N.Y. 1977); see, e.g., U.S. v. Pleau, No. CR 10-184-1 S., 2012 WL 4369302, at *2 (D.R.I. Sep. 24, 2012) (holding former student's privacy interests outweighed by "the government's genuine need" to access education records that were "highly relevant" to the merits and sentencing in a criminal case with the possibility of capital punishment); Davids v. Cedar Falls Cmty. Schs., No. C96–2071, 1998 WL 34112767, *3 (N.D. Iowa Oct. 28, 1998) (holding parent of deceased student's need for disclosure of education records to prove a school had racially disparate discipline policies outweighed privacy interests of students involved). But see Maggard v. Essar Global Ltd., No. 2:12cv00031, 2013 WL 6158403, at *7 (W.D. Va, Nov. 25, 2013).

134.

20 U.S.C. § 1232g(b)(1)(J); 34 C.F.R. § 99.31(a)(9)(ii)(A)-(B).

135.

20 U.S.C. § 1232g(b)(1)(J)(ii) (stating "in which case the court or other issuing agency may order . . . ."). At least one federal district court has held that subpoenas issued by federal executive agencies for law enforcement purposes satisfy this exception. See, e.g, K.E. v. Nat'l Sci. Found., No. 1-15-MC-023 RP, 2015 WL 12734167 (W.D. Tex. Mar. 2, 2015).

136.

20 U.S.C. § 1232g(b)(1)(J)(i); 34 C.F.R. § 99.31(a)(9)(ii)(A).

137.

20 U.S.C. § 1232g(b)(1)(J)(ii); 34 C.F.R. § 99.31(a)(9)(ii)(B).

138.

20 U.S.C. § 1232g(b)(1)(F); 34 C.F.R. § 99.31(a)(6).

139.

20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35.

140.

20 U.S.C. § 1232g(b)(1)(F); 34 C.F.R. § 99.31(a)(6)(i).

141.

Priv. Tech. Assistance Ctr., ED, The Family Educational Rights and Privacy Act: Guidance for Reasonable Methods and Written Agreements 1–2 (2015), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/Guidance_for_Reasonable_Methods%20final_0_0.pdf [https://perma.cc/9DNH-HRQE].

142.

34 C.F.R. § 99.31(a)(6)(iii)(A).

143.

Id. § 99.31(a)(6)(iii)(B).

144.

Id. § 99.31(a)(6)(iii)(C). In particular, the regulations provide that schools enter into a written agreement that:

(1) Specifies the purpose, scope, and duration of the study or studies and the information to be disclosed; (2) Requires the organization to use personally identifiable information from education records only to meet the purpose or purposes of the study as stated in the written agreement; (3) Requires the organization to conduct the study in a manner that does not permit personal identification of parents and students, as defined in this part, by anyone other than representatives of the organization with legitimate interests; and (4) Requires the organization to destroy all personally identifiable information when the information is no longer needed for the purposes for which the study was conducted and specifies the time period in which the information must be destroyed.

Id.

145.

20 U.S.C. § 1232g(b)(1)(C), (b)(3), (b)(5); 34 C.F.R. §§ 99.31(a)(3), 99.35. Disclosure under this exception may also be made to the Comptroller General of the United States, the Attorney General, and the Secretary of Education. 20 U.S.C. § 1232g(b)(1)(C); 34 C.F.R. § 99.31(a)(3).

146.

20 U.S.C. § 1232g(b)(3), (b)(5); 34 C.F.R. § 99.35.

147.

34 C.F.R. § 99.35(a)(3).

148.

Id. § 99.35(a)(3)(v).

149.

20 U.S.C. § 1232g(b)(1)(E).

150.

Id. § 1232g(b)(1)(E)(ii); 34 C.F.R. § 99.38. The statute has a similar provision for state laws passed before that date. 20 U.S.C. § 1232g(b)(1)(E)(i).

151.

20 U.S.C. § 1232g(b)(1)(E)(ii).

152.

See DOJ, ED, Sharing Information: A Guide to the Family Educational Rights and Privacy Act and Participation in Juvenile Justice Programs 8 (1997), https://studentprivacy.ed.gov/sites/default/files/resource_document/file/FERPAandJuvenileJustice.pdf [https://perma.cc/9YPW-MVLE].

153.

Id. at 8.

154.

Id. at 8–9; 20 U.S.C. § 1232g(b)(1)(E).

155.

20 U.S.C. § 1232g(b)(6). Regulations implementing FERPA provide definitions and examples of these terms. 34 C.F.R. pt. 99, app. A.

156.

20 U.S.C. § 1232g(b)(6)(A).

157.

Id. § 1232g(b)(6)(B).

158.

Id. § 1232g(b)(6)(C).

159.

Id. § 1232g(b)(6)(C)(ii).

160.

Id. § 1094(a)(26).

161.

Id.

162.

20 U.S.C. § 1232g(a)(1), (b)(1).

163.

Id. § 1232g(f)–(g).

164.

FERPA regulations refer to the Office of the Chief Privacy Officer. 34 C.F.R. § 99.60. The ED website indicates that the Student Privacy Policy Office is led by the Chief Privacy Officer. Student Privacy Policy Office, ED (Jan. 14, 2026), https://www2.ed.gov/about/offices/list/opepd/sppo/index.html [https://perma.cc/C3HY-X799].

165.

34 C.F.R. § 99.66(b).

166.

Id. § 99.66(c).

167.

Id. § 99.67(a); see id. § 99.60(c) (designating the Office of Administrative Law Judges as the Review Board authorized to enforce the Act).

168.

See, e.g., United States v. Miami Univ., 294 F.3d 797, 812 (6th Cir. 2002) (affirming a district court decision that granted an injunction brought by the United States against a university from releasing records in violation of FERPA).

169.

See supra "Parental Access to Information About Students' Gender Identity at School."

170.

20 U.S.C. § 1681; see Cannon v. Univ. of Chi., 441 U.S. 677, 717 (1979), abrogation recognized by Medina v. Planned Parenthood S. Atl., 606 U.S. 357 (2025).

171.

Girardier v. Webster Coll., 563 F.2d 1267, 1276 (8th Cir. 1977); Gonzaga Univ. v. Doe, 536 U.S. 273, 278 (2002) (noting that the lower court "acknowledged that 'FERPA itself does not give rise to a private cause of action'" (quoting Doe v. Gonzaga Univ., 24 P.3d 390, 400 (Wash. 2001))).

172.

Gonzaga Univ., 536 U.S. at 276.

173.

Id. at 290.

174.

Elementary and Secondary Education Act of 1965, Pub. L. No. 89-10, 79 Stat. 27. The Every Student Succeeds Act reauthorized the ESEA. See Pub. L. No. 114-95, 129 Stat. 1802 (2015) (codified as amended in scattered sections of 20 U.S.C.).

175.

20 U.S.C. § 7908(a)(1).

176.

Id. § 7908(a)(2). When a student turns eighteen, the consent required of parents transfers to the student. Id. § 7908(a)(5).

177.

10 U.S.C. § 503(c)(1).

178.

Id. § 503(c)(6). The DOD-specific statute also applies to local educational agencies that receive assistance under the ESEA, but defines local educational agencies as (1) local educational agencies within the meaning of the term under the ESEA and (2) private secondary schools. Id. § 503(c)(6). By contrast, the ESEA defines local educational agencies as primarily "public" entities. 20 U.S.C. § 7801(30)(A).

179. 10 U.S.C. § 983(b)(2). Covered funds include funds made available by the Department of Defense; "any department or agency for which regular appropriations are made in a Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act"; the Department of Homeland Security; the National Nuclear Security Administration; the Department of Transportation; and the Central Intelligence Agency. 10 U.S.C. § 983(d)(1). 180.

10 U.S.C. § 983(b)(2)(A)–(B).

181.

20 U.S.C. § 1681.

182.

Id. § 1681. While ED's Student Privacy Office enforces FERPA, Title IX's requirements for educational programs receiving federal financial assistance from ED are enforced by the Office for Civil Rights. See About OCR, ED (Apr. 11, 2025), https://www2.ed.gov/about/offices/list/ocr/aboutocr.html [https://perma.cc/2QJ7-8DJS].

183.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. 30026 (May 19, 2020) (codified at 34 C.F.R. pt. 106). These provisions are similar to those included in regulations implementing the Clery Act. 34 C.F.R. § 668.46(k). The Clery Act provisions apply to institutions of higher education who participate in Title IV of the Higher Education Act's student financial assistance programs. CRS In Focus IF12597, The Clery Act, as Amended by the Stop Campus Hazing Act, by Jared P. Cole and Adam K. Edgerton (2025). The procedural requirements for disciplinary actions cover cases of alleged dating violence, domestic violence, sexual assault, and stalking. 34 C.F.R. § 668.46(k). The Clery Act regulations also provide that compliance with those requirements does not violate FERPA. Id. § 668.46(l).

184.

34 C.F.R. § 106.45(b)(5)(vi) (2020).

185.

Id. § 106.45(b)(5)(iv).

186.

Id. § 106.45(b)(5)(vii).

187.

Id. § 106.45(b)(7).

188.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 89 Fed. Reg. 33474 (Apr. 29, 2024).

189.

Tennessee v. Cardona, 762 F. Supp. 3d 615, 627 (E.D. Ky. 2025), as amended (Jan. 10, 2025).

190.

DCL from Craig Trainor, Acting Assistant Sec'y for C.R., ED (Feb. 4, 2025), https://www.ed.gov/media/document/title-ix-enforcement-directive-dcl-109477.pdf [https://perma.cc/Y6VB-WZA4].

191.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. 30026, 30424, 30426 (May 19, 2020) ("The Department disagrees that § 106.45(b)(5)(v) [of Title IX-implementing regulations] inherently or directly conflicts with FERPA. A recipient should interpret Title IX and FERPA in a manner to avoid any conflicts.").

192.

Id. at 30426 ("To the extent that there may be unusual circumstances, where a true conflict between Title IX and FERPA may exist (such as a student's formal complaint against an employee), the Department includes a provision in § 106.6(e) to expressly state that the obligation to comply with these final regulations under Title IX is not obviated or alleviated by the FERPA statute or regulations.").

193.

20 U.S.C. § 1221(d).

194.

34 C.F.R. § 106.6(e).

195.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. at 30421.

196.

See Doe v. Purdue Univ., 928 F.3d 652, 656 (7th Cir. 2019); Doe v. Miami Univ., 882 F.3d 579, 603 (6th Cir. 2018).

197.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. at 30422.

198.

While due process requirements generally apply to public entities, such as a state school, ED has applied its reasoning to recipient private schools as well. Id. at 30421–22.

199.

Id. at 30433; see 20 U.S.C. § 1232g(a)(1).

200.

20 U.S.C. § 1232g(a)(4)(A).

201.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. at 30433.

202.

See supra "FERPA Enforcement."

203.

Nondiscrimination On the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance, 85 Fed. Reg. at 30428.

204.

Rios v. Read, 73 F.R.D. 589, 597 (E.D.N.Y. 1977) (quoting 120 Cong. Rec. 39862 (1974) (joint remarks of Sen. Buckley and Sen. Pell)).

205.

Id. at 597–98 (quoting 121 Cong. Rec. 13990 (1975) (remarks of Sen. Buckley)).

206.

Id. at 598–99 (quoting 121 Cong. Rec. 13990 (1975)).

207.

H.R. Rep. No. 93-1211, at 187 (1974) (Conf. Rep.).

208.

Id.

209. See, e.g., Lauraine Langreo, Schools Face an Uphill Battle in Protecting Student Data in the Age of AI, Educ.Week (Mar. 25, 2025), https://www.edweek.org/technology/schools-face-an-uphill-battle-in-protecting-student-data-in-the-age-of-ai/2025/03 [https://perma.cc/SL5G-CRKK]; Kathleen McGrory & Natalie Weber, Feds Investigating Pasco Schools Giving Student Data to Sheriff, Tampa Bay Times (Apr. 19, 2021) https://www.tampabay.com/investigations/2021/04/19/feds-investigating-pasco-schools-giving-student-data-to-sheriff/ [https://perma.cc/3A9R-ZSDP] (observing that ED "
has opened an investigation into whether the Pasco school has opened an investigation into whether the Pasco school
district broke federaldistrict broke federal law law by sharing private student information with the Pasco Sheriffby sharing private student information with the Pasco Sheriff's office"). 210.

See supra "Parental Access to Information About Students' Gender Identity at School."

211.

Mirabelli v. Bonta, 146 S. Ct. 797, 802 (2026) (per curiam).

212.

See ED DCL, supra note 53.

213. See, e.g., Ward, supra note 88 ("
s office”),
https://www.tampabay.com/investigations/2021/04/19/feds-investigating-pasco-schools-giving-student-data-to-sheriff/.
157 See, e.g., Lisa Ward, Data Privacy in the Age of Online Learning, WALL ST. J. (Dec. 8, 2020) (“ Schools are relying Schools are relying
heavily on technology—from videoconferencing programs to digital-teaching tools and temperature-taking apps—to heavily on technology—from videoconferencing programs to digital-teaching tools and temperature-taking apps—to
educate children safely in the age of Covid. But this rapid deployment of new technology means schools are collecting educate children safely in the age of Covid. But this rapid deployment of new technology means schools are collecting
a lot more personal data on students. Anda lot more personal data on students. And that is raising some troubling questions about who has access to the data, that is raising some troubling questions about who has access to the data,
how it ishow it is being usedbeing used and whether it is beingand whether it is being kept safe.kept safe.”), https://www.wsj.com/articles/data-privacy-in-the-age-of-
online-learning-11607457738.
Congressional Research Service
R46799 · VERSION 1 · NEW
17
"). 214.

Sch. Superintendents Ass'n, FAQs on Immigration and Enforcement Policy in 2025 (2025), https://www.aasa.org/docs/default-source/resources/fact-sheet/faqs-on-immigration-enforcement-policy-in-2025.pdf [https://perma.cc/95LY-4NYF].

215.

Compare 8 U.S.C. § 1225(d)(4) (authorizing issuance of administrative subpoenas pursuant to immigration enforcement) with 20 U.S.C. § 1232g(b)(2)(A) (allowing, but not requiring, disclosure of student records in response to a lawfully issued subpoena).

216.

Rooker-Simlick Letter, supra note 132.

217.

D.C. Off. of the Att'y Gen., Answers to Frequently Asked Questions About Immigration Enforcement in Schools (2025), https://oag.dc.gov/sites/default/files/2025-01/2025.01.24%20School%20Immigration%20Guidance%20-%20English.pdf [https://perma.cc/KK84-76QF]; Ill. State Bd. of Educ., Non-Regulatory Guidance on the Safe Schools for All Act and Immigration Enforcement Actions (2025), https://www.isbe.net/Documents/Immigration-Enforcement-Guidance.pdf [https://perma.cc/LY4H-HNDG]; Information Regarding Recent Immigration-related Actions, N.Y. State Educ. Dep't, https://www.nysed.gov/bilingual-ed/information-regarding-recent-immigration-related-actions [https://perma.cc/UG26-7JAH] (last visited May 29, 2026); Rob Bonta, Promoting a Safe and Secure Learning Environment for All: Guidance and Model Policies to Assist California's TK-12 Schools in Responding to Requests for Access and Information for Immigration Enforcement Purposes (2025), https://oag.ca.gov/system/files/media/school-guidance-model-k12.pdf [https://perma.cc/Q6TA-ZLYG]; Mass. Exec. Off. of Educ., Recommendations For Entities Providing Education and Child Care Services Related to Interacting with Federal Immigration Officers (2026), https://www.mass.gov/doc/recommendations-for-entities-providing-education-and-child-care-services-related-to-interacting-with-federal-immigration-officers/download [https://perma.cc/W3D4-HS39].

218.

8 U.S.C. § 1225(d)(4).

219.

United States v. Delaware Dep't of Lab., No. MC 25-322-CFC, 2026 WL 984215, at *3 (D. Del. Apr. 13, 2026).

220.

20 U.S.C. § 1232g(b)(2)(A).

221.

Parental Rights Relief Act, H.R. 6860, 119th Cong. (2025).

222.

Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992).

223.

Spokeo Inc. v. Robins, 578 U.S. 330, 341 (2016).

224.

TransUnion LLC v. Ramirez, 594 U.S. 413, 424 (2021) (quoting Spokeo, 528 U.S. at 341).

225.

Id. at 424.

226.

Id. at 424–25.