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The legal procedure through which the United States withdraws from treaties and other international agreements has been the subject of long-standing debate between the legislative and executive branches. Recently, questions concerning the role of Congress in the withdrawal process have arisen in response to statements made by President Donald J. Trump that he may consider withdrawing the United States from's actions related to certain high-profile international commitments. This report outlines the legal framework for withdrawal from international agreements under domestic and international law, and it examines legal issues related to the potential termination of two agreementsapplies that framework to two pacts that may be of significance to the 115th Congress: the Paris Agreement on climate change and the Joint Comprehensive Plan of Action (JCPOA) related to Iran's nuclear program.
Although the Constitution sets forth a definite procedure whereby the Executive has the power to make treaties with the advice and consent of the Senate, it is silent as to how treaties may be terminated. Moreover, not all agreements between the United States and foreign states are made throughnations take the form of Senate-approved, ratified treaties. The President also enters into executive agreements, which do not receive the Senate's advice and consent, and "political commitments," which" that are not binding under domestic or international law. The legal procedure for withdrawal often depends on the type of agreement at issue, and the process may be further complicated when Congress has enacted legislation implementing the agreement into domestic law.
to give the international agreement domestic legal effect.
On June 1, 2017, President Trump announced that he intends to withdraw the United States from the Paris Agreement—a multilateral, international agreement intended to reduce the effects of climate change. Historical practice suggests that, because the Obama Administration considered the Paris Agreement to be an executive agreement that did not require the Senate's advice and consent, The Trump Administration has not withdrawn the United States from the JCPOA, but the President has stated he intends do so unless the plan of action is renegotiated. When the Obama Administration concluded the JCPOA, it treated the plan of action as a non-binding political commitment. To the extent this understanding is correct, President Trump's ability to withdraw from the JCPOA would not be restricted by international or domestic law. However, some observers have suggested that U.N. Security Council Resolution 2231 subsequently converted at least some provisions in the JCPOA into obligations that are binding under international law. As a result, withdrawal from the JCPOA could implicate a complex debate over the plan of action's status in international law. As a matter of domestic law, the President and Congress have authority to reassert sanctions lifted pursuant to U.S. pledges made in the JCPOA if they deem the reinstitution of such sanctions to be appropriate, even if such action resulted in a violation of international law. Several possible domestic legal avenues exist to re-impose sanctions, some of which would involve joint action by the President and the legislative branch, and others that would involve decisions made by the President alone. a future Executive may unilaterally withdraw from itthe President potentially may claim authority to withdraw without seeking approval from the legislative branch. By its terms, however, the Paris Agreement does not allow parties to submit a notice ofcomplete the withdrawal process until November 2020, and Trump Administration officials have stated that the Administration intends to follow the multiyear withdrawal procedure. Consequently, absent additional action by the Trump Administration, the United States will remain a party to the Paris Agreement until November 2020, albeit one that has announced its intent to withdraw once it is eligible to do so.
until November 2019. Should a future Executive seek a more expedient method of exit, withdrawal from the 1992 United Nations Framework Convention on Climate Change (UNFCCC)—the parent treaty to the Paris Agreement—would also terminate the United States' participation in the subsidiary Paris Agreement. Because the UNFCCC received the Senate's advice and consent in 1992, an effort by the Executive to terminate that treaty unilaterally could invoke the historical and largely unresolved debate over the role of Congress in treaty termination.
The Obama Administration treated the JCPOA as a political commitment that is not legally binding. To the extent this understanding is correct, there is no legal prohibition on the President from withdrawing from the plan of action. It is worth noting that the JCPOA was "endorsed" by U.N. Security Council Resolution 2231, and there is disagreement among observers as to whether this resolution may have converted at least some of the voluntary commitments in the JCPOA into obligations that are binding under international law. Both the JCPOA and Resolution 2231 contain what has been called a "snapback" mechanism that may allow the United States to cause the Security Council to reinstate its prior sanctions that had been imposed on Iran.
Renewed attention to the role of Congress in the termination of treaties and other international agreements has arisen following statements by President Donald Trump that he may consider withdrawing the United States fromin response to President Donald J. Trump's actions related to certain high-profile agreements.1international commitments. This report examines the legal framework for withdrawal from international agreements, and it provides a specific focus on two agreementsfocuses specifically on two pacts1 that may be of interest to the 115th Congress: the Paris Agreement on climate change2 and the Joint Comprehensive Plan of Action (JCPOA) related to Iran's nuclear program.3
Although the Constitution sets forth a definite procedure whereby the President has the power to make treaties with the advice and consent of the Senate,4 it is silent as to how treaties may be terminated. Moreover, not all agreementspacts between the United States and foreign nations are made throughtake the form of Senate-approved, ratified treaties. The President commonly enters into binding executive agreements, which do not receive the Senate's advice and consent, and "political commitments," which are not legally binding, but may carry significant political weight.5 Executive agreements and political commitments are not mentioned in the Constitution, and the legal procedure for withdrawal may differ depending on the precise nature of the agreementpact.
Treaties and other international agreementspacts also operate in dual international and domestic contexts.6 In the international context, many international agreements constitute bindingthat are binding in nature constitute compacts between nations,7 and they often create rights and obligations that sovereign states owe to one another under international law.78 In this regard, international law creates a distinct set of rules governing the way in which sovereign states enter into—and withdraw from—international agreements.89 Those procedures are intended to apply to all nations, but they may not account for the distinct constitutional and statutory requirements of the domestic law of the United States.910 Consequently, the legal regime governing withdrawal under domestic law may differ in meaningful ways from the procedure for withdrawal under international law. And the domestic withdrawal process may be further complicated if Congress has enacted legislation implementing an international agreementpact into the domestic law of the United States.1011
In sum, the legal procedure for termination of or withdrawal from11 treaties and other international agreementspacts depends on three main features: (1) the type of agreementpact at issue; (2) whether withdrawal is analyzed under international law or domestic law; and (3) whether Congress has enacted implementing legislation. 12 These procedures and considerations are explored below and applied to the Paris Agreement and the JCPOA.
For purposes of U.S. law and practice, agreementspacts between the United States and foreign nations may take the form of treaties, executive agreements, or nonlegal agreements, which involve the making of so-called "political commitments."1213 Under the domestic law of the United States,1314 a treaty is an agreement between the United States and another state that does not enter into force until it receives the advice and consent of a two-thirds majority of the Senate and is subsequently ratified by the President.1415 The great majority of international agreements that the United States enters into, however, fall into the distinct and much larger category of executive agreements.1516 Although they are intended to be binding, executive agreements do not receive the advice and consent of the Senate, but rather are entered into by the President based upon a source of authority other than the Treaty Clause in Article II, Section 2 of the Constitution.1617 In the case of congressional-executive agreements, the domestic authority is derived from an existing or subsequently enacted statute.1718 The President also enters into executive agreements made pursuant to a treaty based upon authority created in prior Senate-approved, ratified treaties.1819 In other cases, the President enters into sole executive agreements based upon a claim of independent presidential power in the Constitution.19
In addition to treaties and executive agreements, the United States makes nonlegal agreementspacts that often involve the making of so-called political commitments.2021 While political commitments are not intended to be binding under domestic or international law,2122 they may nonetheless carry moral and political weight and other significant incentives for compliance.2223
Key Terminology International Agreement: A blanket term used to refer to any agreement between the United States and a foreign state that is legally binding under international law. Treaty: An international agreement that receives the advice and consent of the Senate and is ratified by the President. Executive Agreement: An international agreement that is binding, but which the President enters into without receiving the advice and consent of the Senate. Congressional-Executive Agreement: An executive agreement for which domestic legal authority derives from a preexisting or subsequently enacted statute. Executive Agreement Made Pursuant to a Treaty: An executive agreement based on the President's authority in a treaty that was previously approved by the Senate. Sole Executive Agreement: An executive agreement based on the President's constitutional powers. Nonlegal |
Under international law, a nation may withdraw from any binding international agreement either in conformity with the provisions of the agreement—if the agreement permits withdrawal—or with the consent of all parties.3031 Most modern international agreements contain provisions allowing and specifying the conditions of withdrawal, and many require a period of advance notice before withdrawal becomes effective.3132 Even when an agreement does not contain an express withdrawal clause, international law still permits withdrawal if the parties intended to allow a right of withdrawal or if there is an implied right to do so in the text of the agreement.3233 In those cases, under the Vienna Convention on the Law of Treaties (Vienna Convention),3334 the withdrawing party must give 12 months' notice of its intent to depart from the agreement.3435 In addition, certain superseding events, such as a material breach by one party or a fundamental change in circumstances, may give rise to a right to withdraw.3536
Under the Vienna Convention, treaties and other binding international agreements may be terminated through:
[a]ny act declaring invalid, terminating, withdrawing from or suspending the operation of a treaty pursuant to the provisions of the treaty .. . . through an instrument communicated to the other parties. If the instrument is not signed by the Head of State, Head of Government or Minister for Foreign Affairs, the representative of the State communicating it may be called upon to produce full powers.36
Under this rule, a notice of withdrawal issued by the President (i.e., the "Head of State" for the United States) would effectively withdraw the United States from the international agreement as a matter of international law, providingprovided such notice complied with applicable treaty withdrawal provisions.3738 In this regard, the withdrawal process under international law may not account for the unique constitutional and separation of powers principles related to withdrawal under U.S. domestic law, discussed below.3839
Political commitments are not legally binding between nations, and thus a party can withdraw at any time without violating international law3940 regardless of whether the commitment contains a withdrawal clause.4041 Although such withdrawal may not constitute a legal infraction, the withdrawing party still may face the possibility of political consequences and responsive actions from its international counterparts.41
Under domestic law, it is generally accepted among scholars that the Executive, by virtue of its role as the "sole organ" of the government charged with making official communications with foreign states, is responsible for communicating the United States' intention to withdraw from international agreements and political commitments.4243 The degree to which the Constitution requires Congress or the Senate to participate in the decision to withdraw, however, has been the source of historical debate and differs significantlymay differ depending on the type of pact at issue. And in those cases when the President's authority to terminate an international pact has been challenged in court, discussed below, courts have declined to answer the underlying separation-of-powers question. 44 Instead, the executive and legislative branches largely have been left to resolve disagreement over the termination power through political processes rather than through judicial settlement.
Withdrawal from Executive Agreements and Political Commitments Under Domestic Law
In the case of executive agreements depending on the type of agreement or commitment.
In the case of executive agreements, the President's authority to terminate such agreements unilaterally "has not been seriously questioned in the past."43 Based on past practices, it appears to be generally accepted that, when the President has independent authority to enter into an executive agreement, the President may also independently terminate the agreement without congressional or senatorial approval.44 45 Thus, observers appear to agree that, when the Constitution affords the President authority to enter into sole executive agreements, the President may alsoalso may unilaterally terminate those agreements.4546 This same principle may alsowould apply to political commitments: to the extent the President has the authority to make nonbinding commitments without the assent of the Senate or Congress,4647 the President may also unilaterallyalso may withdraw unilaterally from those commitments.47
For congressional-executive agreements and executive agreements made pursuant to treaties, the mode of termination may be dictated by the underlying treaty or statute on which the agreement is based.4849 For example, in the case of executive agreements made pursuant to a treaty, the Senate may condition its consent to the underlying treaty on a requirement that the President not enter into or terminate executive agreements under the authority of the treaty without senatorial or congressional approval.49 In the case of50 And for congressional-executive agreements, Congress may dictate how termination occurs or how it affects U.S. domestic law.50 At least one court has held that, to the extent Congress has enumerated constitutional powers to legislate on an issue, it may also enact legislation directing the executive branch to terminate an executive agreement that implicates its enumerated powers.51 In most cases, however, the President has unilaterally terminated executive agreements, and the Executive's authority has not been questioned by Members of Congress or in judicial challenges, at least in circumstances where such termination is not in contravention of a legislative act.52
Congress also has asserted the authority to direct the President to terminate congressional-executive agreements. For example, in the Comprehensive Anti-Apartheid Act of 1986, which was passed over President Reagan's veto, Congress instructed the Secretary of State to terminate an air services agreement with South Africa.52 The Reagan Administration complied and provided the requisite notice of termination.53 Another example of Congress asserting a role in the termination of congressional-executive agreements was via the Trade Agreements Extension Act of 1951. The Act directed the President to "take such action as is necessary to suspend, withdraw or prevent the application of" trade concessions contained in prior trade agreements regulating imports from the Soviet Union and "any nation or area dominated or controlled by the foreign government or foreign organization controlling the world Communist movement."54 The Truman Administration relied on this law in terminating certain congressional-executive agreements with the Soviet Union and several Soviet satellite countries.55 Unlike the process of terminating executive agreements, which has not generated significantin the statute authorizing or implementing the agreement.51
5363 but it does not describe how they should be terminated.5464
Some commentators and executive branch attorneys have argued that the President possesses broad powers to withdraw unilaterally from treaties based on Supreme Court case law describing the President as the "sole organ" of the nation in matters related to foreign affairs5565 and pursuant to the "executive Power" conveyed to the President in Article II, Section 1 of the Constitution.5666 Other proponents of executive authority have likened the power to withdraw from treaties to the President's power to remove executive officers.5767 Although appointment of certain executive officers requires senatorial advice and consent, courts have held that the President has some unilateral authority to remove those officers.5868 In the same vein, some argue that the President may unilaterally terminate treaties even though those treaties were formed with the consent of the Senate.5969 Since the turn of the 20th century, officials in the executive branch have adopted variations of these arguments and consistently taken the position that domestic law permits the President to terminate or withdraw from treaties without receiving express approval from the legislative branch,60 and some in the executive branch have described treaty termination as a plenary power of the President that is not shared with the legislative branch.61.70
Not all courts and commentators, however, agree that the President possesses this power, or at least contend that the power is shared between the political branches and that the President cannot terminate a treaty in contravention of the will of Congress or the Senate.6271 Some have argued that the termination of treaties is analogous to the termination of federal statutes.6372 Because domestic statutes may be terminated only through the same process in which they were enacted6473—i.e., through a majority vote in both houses and with the signature of the President or veto override—these commentators contend that treaties must be terminated through a procedure that is symmetrical to their making and that includes, at a minimum, the Senate's consent.6574 Proponents of congressional or senatorial participation further assert the Founders could not have intended the President to be the "sole organ" in the broader context of treaty powers because the Treaty Clause expressly provides a role for the Senate in the formation of treaties.66
While proponents on both sides of the debate over the Executive's power of unilateral treaty termination cite historical practices in favor of their respective branches,6776 past practices related to treaty termination vary considerably.6877 These historical practices can generally be organized into five categories:6978
Although historical accounts vary,75 most observers are in general agreement that the practice of unilateral withdrawal or termination by the President without authorization or direction by the legislative branch (category 5) increased markedly during the 20th century.76 In most cases, this unilateral 83 During the 19th century, treaties consistently were terminated through one of the first four methods listed above, all of which include joint action by the legislative and executive branches.84 At the turn of the 20th century, however, historical practices began to change, and the fifth form of treaty termination emerged: unilateral termination by the President without approval by the legislative branch.85 During the Franklin Roosevelt Administration and World War II, unilateral presidential termination increased markedly.86 Although Congress occasionally enacted legislation authorizing or instructing the President to terminate treaties during the 20th century,87 unilateral presidential termination eventually became the norm.88 In most cases, this presidential action has not generated significant opposition in either chamber of Congress, but there have been occasions in which Members filed suit in an effort to block the President from terminating a treaty without first receiving congressional or senatorial approval.
The most prominent attempt by Members of Congress to prevent the President from terminating a treaty through litigation occurred during the 1970s as the United States began to pursue closer relations with the government of the People's Republic of China (PRC).7789 Anticipating that, as part of its efforts to normalize relations with the PRC, the executive branch might terminate a 1954 mutual defense treaty with the government of Taiwan,7890 Congress enacted (and President Carter signed) the International Security Assistance Act, which, among other things, expressed "the sense of the Congress that there should be prior consultation between the Congress and the executive branch on any proposed policy changes affecting the continuation in force of the Mutual Defense Treaty of 1954."7991 When the Carter Administration announced that the United States would provide the required notice to terminate the treaty without having first obtained the consent of Congress,8092 a group of 16 Members of the House of Representatives and 9 Senators, led by Senator Barry Goldwater, filed suit before the U.S. District Court for the District of Columbia seeking to block the President's action on the ground that the Executive lacks the constitutional authority for unilateral treaty termination.8193
In the early stages of the litigation, the district court agreed with the Members and entered an order permanently enjoining the State Department from "taking any action to implement the President's notice of termination unless and until that notice is so approved [by the Senate or Congress]."8294 The district court reasoned as follows:
[T]reaty termination generally is a shared power, which cannot be exercised by the President acting alone. Neither the executive nor legislative branch has exclusive power to terminate treaties. At least under the circumstances of this case involving a significant mutual defense treaty .. . . any decision of the United States to terminate that treaty must be made with the advice and consent of the Senate or the approval of both houses of Congress.83
Notably, the district court relied, in part, on historical practice, and stated that, although no definitive procedure exists, "the predominate United States' practice in terminating treaties .. . . has involved mutual action by the executive and legislative branches."8496
On appeal, the U.S. Court of Appeals for the District of Columbia Circuit (D.C. Circuit), sitting en banc, disagreed both with the district court's interpretation of past practice and the ultimate decision on the constitutionality of President Carter's action.8597 In addition to relying on case law emphasizing the President's role as the "sole organ" in foreign relations,8698 the D.C. Circuit reasoned that past practices were varied, and that there was no instance in which a treaty continued in force over the opposition of the President.8799 Of "central significance" to the appellate court's decision was the fact that the Mutual Defense Treaty of 1954 contained a termination clause.88100 Because there was "[n]o specific restriction or condition" on withdrawal specified in the termination clause, and because the Constitution does not expressly forbid the Executive from terminating treaties, the D.C. Circuit reasoned that the termination power, for that particular treaty, "devolves upon the President[.]"89
In an expedited decision issued two weeks later, the Supreme Court vacated the appellate court's decision and remanded with instructions to dismiss the complaint, but it did so without reaching the merits of the constitutional question and with no majority opinion.90102 Writing for a four-Justice plurality, Justice Rehnquist concluded that the case should be dismissed because it presented a nonjusticiable political question91—meaning that the dispute was more properly resolved in the politically accountable legislative and executive branches than in the court system.92103 One member of the Court, Justice Powell, also voted for dismissal, but did so based on the ground that the case was not ripe for judicial review until the Senate passed a resolution disapproving of the President's termination.93104 Only one Justice reached a decision on the constitutionality of President Carter's action: Justice Brennan would have affirmed the D.C. Circuit, but his opinion was premised on the conclusion that termination of the Mutual Defense Treaty implicated the Executive's power to recognize the PRC as the official government of China,94105 and not because the President possesses a general, constitutional power over treaty termination.95106 Accordingly, it is not clear that Justice Brennan's reasoning would apply to all treaties, particularly those that do not address matters where the President does not have preeminent constitutional authority.
In the years after the litigation over the Mutual Defense Treaty with Taiwan, the Executive continued the practice of unilateral treaty termination in many,96107 but not all,97108 cases. In 1986, a group of private plaintiffs filed suit seeking to prevent President Reagan from unilaterally terminating a Treaty of Friendship, Commerce, and Navigation with Nicaragua,98109 but the district court dismissed the suit as a nonjusticiable political question following the reasoning of the four-Justice plurality in Goldwater.99
Sixteen years later, Members of Congress again instituted litigation in opposition to the President's unilateral termination, this time in response to George W. Bush's 2001 announcement that he was terminating the Anti-Ballistic Missile (ABM) Treaty with Russia.100111 Thirty-two Members of the House of Representatives challenged the constitutionality of that termination in Kucinich v. Bush,101112 but the district court dismissed the suit on jurisdictional grounds without reaching the merits for two reasons.102113 First, the court held that the Member-Plaintiffs failed to meet the standards for Members of Congress to have standing to assert claims for institutional injuries to the legislative branch103114 as set by the Supreme Court in Raines v. Byrd.104115 Second, the district court held that the interbranch dispute over the proper procedure for treaty termination was a nonjusticiable political question better resolved in the political branches.105116 The district court did not opine on the underlying constitutional question, and no appeal was filed.
In addition to courts' reluctance to reach the merits of separation of powers disputes over treaty termination, past cases have not addressed a circumstance in which the Executive's decision to terminate a treaty was in direct opposition to the stated will of the Senate or Congress. While the International Security Assistance Act, passed in 1978, expressed the sense of the Congress that there should be consultation between the Congress and the executive branch related to termination of the Mutual Defense Treaty with Taiwan, it did not direct the President to obtain the Senate's consent before terminating the treaty.106117 The following year, the Senate introduced a resolution expressing the "sense of the Senate that approval of the United States Senate is required to terminate any mutual defense treaty between the United States and another nation."107118 But that resolution was never passed,108119 and it does not appear that Congress has enacted a provision purporting to block the President from terminating a treaty or expressing the sense of the Senate or Congress that unilateral termination by the President is wrongful unless approved by Congress.
If such an act or resolution were passed and the Executive still terminated without approval from the legislative branch, the legal paradigm governing the separation of powers analysis might shift. When faced with certain separation of powers conflicts, the Supreme Court has frequently adopted the reasoning of Justice Jackson's well-knownoft-cited concurring opinion in Youngstown Sheet & Tube Co. v. Sawyer,109120 which stated that the President's constitutional powers often "are not fixed but fluctuate, depending on their disjunction or conjunction with those of Congress."110121 Justice Jackson's opinion sets forth a tripartite framework for evaluating the constitutional powers of the President. The President's authority is (1) at a maximum when acting pursuant to authorization by Congress; (2) in a "zone of twilight" when Congress and the President "may have concurrent authority, or in which its distribution is uncertain," and Congress has not spoken on an issue; and (3) at its "lowest ebb" when taking measures incompatible with the will of Congress.111122
Because Congress, in Goldwater and the district court cases discussed above, had not passed legislation disapproving the President's terminations, presidential authority in those cases likely fell into the "zone of twilight." But a future resolution or legislation disapproving of unilateral treaty termination could place the President's authority at the "lowest ebb." In that scenario, the President only may act in contravention of the will of Congress in matters involving exclusive presidential prerogatives that are "at once so conclusive and preclusive" that they "disabl[e] the Congress from acting upon the subject."112123 Members of the executive branch have contendedsuggested that treaty termination is one such plenary power that is exclusively reserved to the President,113part of the President's plenary powers,124 but a counterargument could be made that the legislative branch plays at least a shared role in the termination process, especially in matters that implicate Congress's enumerated powers.114125
The legal framework for withdrawal from an international agreement may also depend on whether Congress has enacted legislation implementing its provisions into the domestic law of the United States. Some provisions of international agreements are considered self-executing, meaning they and have the force of domestic law without the need for subsequent congressional action.115126 But for non-self-executing provisions or agreements,116127 implementing legislation from Congress may be required to provide U.S. agencies with legal authority to carry out functions contemplated by the agreement or to make them enforceable by private parties.117128 Certain political commitments have also been incorporated into domestic law through implementing legislation.118
Under Supreme Court precedent, the repealing of statutes generally must conform withto the same bicameral process set forth in Article I that is used to enact new legislation.119130 Accordingly, when Congress has passed legislation implementing an international agreementpact into domestic law, the President would appear to lack the authority to terminate the domestic effect of that legislation without going through the full legislative process for repeal.120131 Even when the President may have the power under international law to withdraw the United States from an international agreementpact and suspend itsU.S. obligations to its pact counterparts,121132 that withdrawal likely would not, on its own accord, repeal the domestic effect of implementing legislation.122133 Moreover, Congress could influence the international pact's role in domestic law by repealing the pact's implementing legislation, and such a repeal could encourage the President to withdraw from the pact.134
In some cases, implementing legislation may dictate the extent to which termination of an underlying international agreement affects domestic law.123 Analysis135 For example, implementing legislation for several bilateral trade agreements provides that, on the date the agreement terminates, the provisions of the implementing legislation automatically cease to be effective immediately.136 In other cases, legislation expressly delays the impact that termination of an international agreement would have on domestic law.137 Consequently, analysis of the terms of the implementing statutes may be necessary, therefore, to understand the precise legal effect that termination of an international agreement has on U.S. law.
Some media outlets have reported124 that President Donald Trump may be considering options
On June 1, 2017, President Trump announced138 that he intends to withdraw the United States from the Paris Agreement—a multilateral, international agreement intended to reduce the effects of climate change by maintaining global temperatures "well below 2°C above pre-industrial levels[.]"125 President Obama signed an instrument of acceptance of the Paris Agreement on August 29, 2016, which was deposited with U.N. Secretary General Ban-Ki Moon on September 3, 2016.126 The Agreement entered into force on November 4, 2016, and has been ratified or accepted by 121 parties, including the United States and the European Union, as of January 1, 2017.127
139 The Paris Agreement is a subsidiary to the 1992 United Nations Framework Convention on Climate Change (UNFCCC), a broader, framework treaty entered into during the George H. W. Bush Administration.128140 Unlike the UNFCCC, which received the Senate's advice and consent in 1992,129141 the Paris Agreement was not submitted to the Senate for approval. Instead, the Obama Administration took the position that the Paris Agreement is an executive agreement,130 but for which senatorial or congressional approval was not required.142 President Obama signed an instrument of acceptance of the Paris Agreement on August 29, 2016, which was deposited with U.N. Secretary General Ban-Ki Moon on September 3, 2016.143 The Agreement entered into force on November 4, 2016.144
Although the Obama Administration described the Paris Agreement as an executive agreement, it did not publicly articulate the precise sources of executive authority on which the President relied in entering into the Agreement.145.131 Possible sources of authority include the UNFCCC,132146 existing statutes such as the Clean Air Act and Energy Policy Act,133147 the President's sole constitutional powers,134148 or a combination of these authorities.135 Regardless,149 While the precise source of authority is not readily apparent,150 there does not appear to be an underlying restriction on unilateral presidential withdrawal (i.e., a treaty reservation,136151 statutory restriction, or other form of limitation) in any of the potential sources of executive authority. ConsequentlyTherefore, the Paris Agreement would likely fall into the category of executive agreements that the Executive has traditionally terminated without seeking consent from the Senate or Congress.137
Article 28 of the Paris Agreement allows any party to withdraw voluntarily by providing written notice to the U.N. depository, and that withdrawal becomes effective one year after notice is received.138 Article 28's right to withdraw, however, is not available until three years after the Paris Agreement became effective.139 Because the agreement entered into force in November 2016,140 the right of withdrawal would not be available until November 2019.
Article 28 also provides that any party that withdraws from the UNFCCC shall be considered to have also withdrawn from the Paris Agreement. The UNFCCC has nearly identical withdrawal requirements to the Paris Agreement,141 but because the UNFCCC entered into force in 1994,142 the three-year withdrawal prohibition expired in 1997. Thus, the option of withdrawing from the Paris Agreement via withdrawal from the UNFCCC may be an available option to the executive branch. If the Executive sought to pursue such a course of action and effectuate such a withdrawal, it would need to provide written notice to the U.N. pursuant to the terms of the UNFCCC.143 Withdrawal from both the UNFCCC and the Paris Agreement would become effective one year later.144
The fact that the UNFCCC was approved by the Senate, however, makes the domestic withdrawal procedure for that treaty less straightforward, and an effort by the President to withdraw unilaterally from that treaty might invoke the long-standing debate over the proper role of the legislative branch in treaty termination.145 Given the diverse nature of past practice and the unsettled state of the law relating to the legislative branch's role in this process, it is unclear whether the Executive would be required to receive congressional or senatorial approval should it decide to withdraw from the UNFCCC.
It is also unclear whether the courts would resolve a dispute between the legislative and executive branches over termination of the UNFCCC should a disagreement arise. While past efforts to challenge the President's assertion of unilateral withdrawal authority in Goldwater and Kucinich proved unsuccessful, those cases addressed the President's termination of treaties that implicated the President's power to recognize foreign governments.146 In the case of the UNFCCC, it is possible that a court could reason that environmental treaties related to climate change implicate core congressional interests, such as Congress's enumerated powers over interstate and foreign commerce in Article I, Section 8, clause 3,147 and therefore Congress may be given a role in reviewing the propriety of withdrawing from the treaty. On the other hand, in light of the Goldwater Court's decision not to reach the merits of the constitutional challenge148 and lower courts' subsequent dismissals of similar cases on jurisdictional grounds,149 it appears unlikely that the judicial branch would resolve this constitutional debate.
The Paris Agreement contains a number of provisions that appear to create binding obligations under international law, including requirements that the parties "shall prepare, communicate and maintain ... nationally determined contributions [NDC]" to the "global response to climate change" in the form of domestic plans for reducing greenhouse gas emissions and otherwise attempting to address the effects of climate change.150 But other provisions contain aspirational language and appear to take the form of nonbinding political commitments.151 Most notably, Article 4.4 states that "[d]eveloped country parties should continue taking the lead by undertaking economy-wide absolute emission reduction targets."152 This variation in language has been interpreted to mean that, while the Paris Agreement creates a legal obligation for states to communicate an NDC, it does not create a binding duty to carry out domestic implementing activities or to satisfy the emission reduction targets that may be stated in the NDC.153 Because the emissions targets themselves are not binding under this interpretation, it may be possible to repeal or revise the domestic regulations that the Obama Administration sought to utilize to meet its emission reduction targets in the United States' NDC without withdrawing from or violating a legal obligation in the Paris Agreement.154
Prompted by statements by President Donald J. Trump during the 2016 presidential race,155 some media outlets have reported that the President may seek to withdraw the United States from the Joint Comprehensive Plan of Action (JCPOA) related to Iran's nuclear program.156 On July 14, 2015, Iran and six nations (the United States, the United Kingdom, France, Russia, China, and Germany—collectively known as the P5+1)157 finalized a "plan of action" placing limitations on the development of Iran's nuclear program.158 The JCPOA identifies a series of "voluntary measures" in which the P5+1 provides relief from sanctions imposed on Iran through U.S. law, EU law, and U.N. Security Council resolutions in exchange for Iranian implementation of certain nuclear-related measures.159 The JCPOA was not signed by any party, and it does not contain any provisions for ratification or entry into force, but the bulk of the sanctions at issue were lifted on January 16, 2016, the date referred to as "Implementation Day."160
Although the President's domestic withdrawal has not been disputed, the terms of the Paris Agreement establish a multiyear withdrawal process that appears to prevent nations from immediately exiting the Agreement. Article 28.1 specifies the procedure for withdrawal, stating: "any time after three years from the date on which this Agreement has entered into force . . ., [a] Party may withdraw from this Agreement by giving written notification" to the Secretary-General of the United Nations. 153 Further, under Article 28.2, a notice of withdrawal does not become effective until one year after the Secretary-General receives written notification.154 Because the Paris Agreement did not enter into force until November 4, 2016, the United States could not fully withdraw under the Article 28 procedure until November 4, 2020. President Trump did not mention Article 28 during his June 1, 2017 announcement, and some of the President's statements could be interpreted to suggest that the Trump Administration considered the withdrawal announcement to have terminated the United States' participation in Agreement immediately.155 However, subsequent actions by the Trump Administration officials have clarified that, although the United States intends to exercise its right to withdrawal from the Agreement "as soon as it is eligible to do so[,]" it will comply with the requirements of Article 28.156 Some commentators advocated for withdrawal from the parent treaty to the Paris Agreement—the UNFCCC—as a more expedient method of exiting the Paris Agreement. 157 Article 28 of the Paris Agreement provides that any party that withdraws from the UNFCCC shall be considered also to have withdrawn from the Paris Agreement. The UNFCCC has nearly identical withdrawal requirements to the Paris Agreement,158 but because the UNFCCC entered into force in 1994,159 the three-year withdrawal prohibition expired in 1997. Therefore withdrawal from both the parent treaty and the subsidiary Paris Agreement could be accomplished within one year. The Trump Administration, however, has not announced that it intends to take action with respect to the UNFCCC. Therefore, at present, the United States remains a party to the subsidiary Paris Agreement until Article 28's withdrawal procedure is complete—albeit one that has announced its intention to withdraw once it is eligible to do so.As an unsigned document that purports to rely on "voluntary measures" rather than binding obligations, the executive branch has treated the JCPOA as a political commitment.161 Many commentators agree with this assessment,162 but there is some debate over the classification of the plan of action,163152
164171 but there may be political consequences for this course of action. It is also unlikely that the Presidentdomestic law would require congressional or senatorial approval for withdrawal in light of the Obama Administration's treatment of the JCPOA as a nonbinding commitment.165
The JCPOA states that the United States will, among other things, withdraw certain "secondary sanctions" imposed under U.S. law that are related to foreign entities and countries that conduct specified transactions with Iran.166173 "Secondary" sanctions are distinguished from "primary" sanctions in that primary sanctions prohibit economic activity with Iran involving U.S. persons or goods, and secondary sanctions seek to discourage non-U.S. parties from doing business with Iran.167174 On Implementation Day, President Obama issued an executive order revoking all or portions of five prior executive orders that imposed secondary sanctions on Iran.168175 These executive orders generally may be revoked or modified at the will of the President,169176 and therefore nothing in domestic law would prevent the PresidentPresident Trump from reinstating these sanctions through his own executive order, provided he complies with the requirements of the underlying statutes that authorize the President to sanction Iran via executive order.170177
Other secondary sanctions addressed in the JCPOA were imposed on Iran by statute rather than through executive order.171178 These statutes gave the President or a delegate in the executive branch authority to waive sanctions under certain conditions, and the waiver remains effective for a period ranging from 120 days to one year, depending on the statute.172179 The Obama Administration first exercised this waiver authority on Implementation Day,173 and it issued its most recent notice of waivers on December 15, 2016.174 When those waivers expire, the Trump Administration could choose180 and the Trump Administration has continued to issue these waivers, most recently on July 17, 2017 and January 12, 2018.181 When those waivers expire, nothing in domestic law would prevent the Trump Administration from choosing not to renew them, thereby reinstating U.S. sanctions imposed on Iran by statute.sanctions imposed on Iran by statute. Whether the Trump Administration could unilaterally rescind the Obama Administration's waivers before their expiration is not clear, as the governing statutes do not address whether the Executive may revoke waivers that have already been issued.175
In addition to U.S. withdrawal of secondary sanctions, the JCPOA calls for the "comprehensive lifting of all U.N. Security Council sanctions .. . . related to Iran's nuclear programme,"176182 and it specifies a set of resolutions to be terminated through a future act of the Security Council.177183 On July 20, 2015, the Security Council unanimously voted to approve Resolution 2231, which, as of Implementation Day, terminated the prior sanctions-imposing Security Council resolutions subject to certain terms in Resolution 2231 and the JCPOA.178184 Resolution 2231 references and annexes the JCPOA, and it states that the Security Council "[w]elcom[es] diplomatic efforts by [the P5+1] and Iran to reach a comprehensive, long-term and proper solution to the Iranian nuclear issue, culminating in the [JCPOA]."179185 Although the text of the JCPOA appears to rely on "voluntary measures,"180186 some observers have stated that Resolution 2231 may have converted some voluntary political commitments in the JCPOA into legal obligations that are binding under U.N. Charter.181187
Whether a U.N. Security Council resolution imposes legal obligations on U.N. Member States depends on the nature of the provisions in the resolution.182188 As a matter of international law, many observers183189 agree that "decisions" of the Security Council are generally binding pursuant to Article 25 of the U.N. Charter,184190 but the Security Council's "recommendations," in most cases, lack binding force.185191 Whether a provision is understood as a nonbinding "recommendation" or a binding "decision" frequently depends on the precise language in the resolution.186192 Commentators have noted that the Security Council's use of certain affirmative language, such as "shall" as opposed to "should," or "demand" as opposed to "recommend," may indicate that a resolution is intended to establish legally binding duties upon U.N. Member States.187
Resolution 2231 appears to contain a combination of nonbinding recommendations and binding decisions.188194 It seems clear that the Security Council intended the provisions that lifted its prior sanctions to be binding, as these paragraphs begin with the statement that the Security Council "Decides, acting under Article 41 of the Charter of the United Nations" that its prior resolutions are terminated subject to certain conditions.189195 Article 41 authorizes the Security Council to "decide" what measures "not involving the use of armed force are to be employed to give effect to its decisions,"190196 and it is understood to allow the Security Council to issue resolutions that are binding on U.N. Member States.191197
Whether Resolution 2231 creates an obligation under international law for the United States to continue to withhold its domestic secondary sanctions or to comply with the JCPOA more broadly is a more complex question. Paragraph 2 of Resolution 2231 states that the Security Council:
CallsCalls upon all Members States .. . . to take such actions as may be appropriate to support the implementation of the JCPOA, including by taking actions commensurate with the implementation plan set out in the JCPOA and this resolution and by refraining from actions that undermine implementation of commitments under the JCPOA[.]192
While this provision arguably seeks general compliance with the JCPOA, the phrase "calls upon" is understood by some commentators as a hortatory, nonbinding expression in Security Council parlance.193199 Others have interpreted the phrase to create an obligation under international law to comply,194200 and a third group falls in between, describing the phrase as purposefully ambiguous.195201 Historically, U.N. Member States have ascribed varying levels of significance to the phrase "calls upon" in Security Council resolutions.196202 As a consequence, there is likely nomay not be a definitive answer as to whether Resolution 2231 creates a binding international legal obligation for the United States to "support the implementation of the JCPOA" or whether the JCPOA remains a nonbinding political commitment that the United States may withdraw from without violating international law.
As a matter of domestic law, U.N. Security Council Resolutions are frequently seen to be non-self-executing, and therefore their legal effect is dependent on their relationship with existing authorizing or implementing legislation.197203 In certain cases, existing statutory enactments may authorize the Executive to implement the provisions of a resolution through economic and communication-related sanctions.198204 But, to the extent Resolution 23312231 is not self-executing, domestic law would not, on its own accord, mandate that the President comply with the terms of the resolution.199
Because the Obama Administration treated the JCPOA as a nonbinding political commitment for which congressional or senatorial consent was not required,206 Congress did not directly approve the United States' entry into the JCPOA. However, Congress did pass legislation—the Iran Nuclear Agreement Review Act207—providing certain congressional review and oversight over the plan of action. Among other provisions,208 the Iran Nuclear Agreement Review Act requires the President to certify every 90 days that Iran (i) is fully implementing the JCPOA; (ii) has not committed an uncured, material breach of the plan of action; (iii) has not taken action that could significantly advance its nuclear weapons program; and (iv) that the continued suspension of sanctions under the JCPOA is vital to the national security interests of the United States and is "appropriate and proportionate" to Iran's measures to terminate its nuclear weapons program.209 If the President elects not to certify, the Act allows Congress to use expedited procedures to pass legislation re-imposing U.S. sanctions that the President lifted pursuant to the JCPOA.210
In his October 13 announcement, President Trump stated that he is withholding certification under the Iran Nuclear Agreement Review Act on the ground that he cannot certify that the continued lifting of sanctions is "appropriate and proportionate" relative to Iran's measures to terminate its nuclear weapons program.211 The President did not state that he is immediately terminating U.S. participation in the JCPOA or re-imposing U.S. domestic sanctions under his own authority.212 Rather, declining to certify Iranian compliance provides Congress with an opportunity to utilize the Iran Nuclear Agreement Review Act's expedited procedures to re-impose sanctions on Iran.213 Still, the President stated that he had the authority to terminate the JCPOA "at any time."214 And in a January 2018 speech on the JCPOA, President Trump stated that "the United States will not again waive sanctions in order to stay in the Iran nuclear deal[,]" and that he "will withdraw from the deal immediately" unless the JCPOA is renegotiated."215
For the reasons described in the sections above, under current domestic law, the President may possess authority to terminate U.S. participation in the JCPOA and to re-impose U.S. sanctions on Iran, either through executive order or by declining to renew statutory waivers.216 As a matter of international law, by contrast, termination of the JCPOA or re-imposition of sanctions (either by Congress or the President alone) could implicate the question of whether Resolution 2231 converted the JCPOA's nonbinding political commitments into obligations that are binding under the U.N. Charter. Absent an uncured breach or nonperformance of the JCPOA by Iran, which the Trump Administration has not claimed to date,217 some argue that unilateral withdrawal from the plan of action or re-imposition of U.S. secondary sanctions would amount to a violation of Resolution 2231.218 But there is no clear answer on whether this Security Council resolution creates a legally binding obligation to comply with the overall terms of the JCPOA,219 and the political ramifications of any future U.S. action related to JCPOA may be significant regardless of which legal interpretation is superior.220 Dispute Resolution and "Snapback" ProceduresIf the Trump Administration believes Iran has not complied with the JCPOA, the terms of the plan of action and Resolution 2231 may offer an avenue for the United States to relieve itself of any commitments under the JCPOA regardless of whether those commitments were converted to legally binding obligations.221 Article 36 of the JCPOA establishes a multistage dispute resolution procedure that can be invoked if the United States (or another member of the P5+1) believes Iran is "not meeting its commitments" under the plan of action.222 If the dispute remains unresolved after this process, Article 36 would allow the United States to cease performing its commitments, provided it deems Iran's actions to constitute "significant nonperformance" of the JCPOA.223
"Significant non-performance" is not defined in the JCPOA or Resolution 2231, but a party may report such nonperformance to the U.N. Security Council.224 After receiving a notice of nonperformance, Resolution 2231 requires the Security Council to vote on a draft resolution addressing whether it should continue to withhold the U.N. sanctions imposed on Iran through its earlier resolutions.225 Unless the Security Council votes to continue to lift those sanctions within 30 days of receiving a notice of significant nonperformance, the prior Security Council resolutions "shall apply in the same manner as they applied before the adoption of" Resolution 2231.226 Thus, the Resolution 2231 creates a procedure—often referred to as the "snapback" process227—that places the onus on the Security Council to vote affirmatively to continue to lift its sanctions.228 As a permanent member of the Security Council,229 the United States would possess the power to veto any such vote230 and effectively force the reinstatement of the Security Council's sanctions on Iran.
To date, President Trump has criticized Iran's performance of the JCPOA,231 but the Administration does not appear to have publicly invoked the dispute resolution mechanisms or the "snapback" process.
Author Contact Information
As used in this report, the term "pact" is a generic term intended to encompass non-binding commitments between nations and legally binding international agreements.
While it seems clear Resolution 2231 has the legal effect of lifting the sanctions imposed on Iran through prior Security Council resolutions, Resolution 2231 also contains a mechanism that may reinstate—or "snapback"—those sanctions under certain conditions.200 If a party to the JCPOA notifies the Security Council of an issue it believes "constitutes significant non-performance of commitments under the JCPOA," the Security Council must vote on a draft resolution addressing whether it should continue to withhold the sanctions imposed on Iran through its earlier resolutions.201 Unless the Security Council votes to continue to lift those sanctions within 30 days of receiving a complaint of nonperformance, the prior Security Council resolutions "shall apply in the same manner as they applied before the adoption of" Resolution 2231.202 The "snapback" mechanism thus places the onus on the Security Council to vote affirmatively to continue to lift its sanctions by stating that those sanctions will be implemented automatically unless the Security Council votes otherwise.203 As a permanent member of the Security Council,204 the United States would possess the power to veto any such vote205 and effectively force the reinstatement of the Security Council's sanctions on Iran. Stated another way, the United States may possess a unilateral ability to "snapback" the Security Council's sanctions regime even without the agreement of the other members of the P5+1 by (1) notifying the Security Council of an issue of significant nonperformance and (2) vetoing the subsequent resolution to continue to withhold sanctions on Iran.
In addition to the secondary sanctions created under U.S. law and sanctions imposed through U.N. Security Council resolutions, the JCPOA calls for the phased withdrawal of certain sanctions imposed under EU law.206 These EU sanctions were lifted on Implementation Day,207 and it has been reported that EU businesses have begun to enter the Iranian market.208 The "snapback" mechanism would not, on its own accord, require the reimposition of EU sanctions. Thus, even if the United States were to withdraw from the JCPOA, reinstate its domestic sanctions, and utilize the "snapback" to reestablish U.N. Security Council sanctions, Iran may not be subject to EU sanctions that were in place before the JCPOA was established.
Author Contact Information
1. | See, e.g., Donald J. Trump Remarks at American Israel Public Affairs Committee (Mar. 21, 2016), available at https://www.donaldjtrump.com/media/donald-j-trump-remarks-at-aipac (statement of then-candidate Donald Trump) ("My number one priority is to dismantle the ... [nuclear] deal with Iran."); Donald J. Trump, An America First Energy Plan (May 26, 2016), https://www.donaldjtrump.com/press-releases/an-america-first-energy-plan (statement of then-candidate Donald Trump) ("We're going to cancel the Paris Climate Agreement and stop all payments of U.S. tax dollars to U.N. global warming programs."). |
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2. |
Conference of Parties No. 21, United Nations Framework Convention on Climate Change, Decision 1/CP.21, U.N. Doc. FCCC/CP/2015/10/Add.1 (Jan. 29, 2016), annex 1, |
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3. |
Joint Comprehensive Plan of Action, July 14, 2015, |
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4. |
U.S. Const., art. II, § 2, cl. 2 ("The President . |
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5. |
See infra § "Forms of International Agreements and Commitments." |
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6. |
See, e.g., Medellin v. Texas, 552 U.S. 491, 504-06 (2008) (discussing the distinction between the binding effect of treaties under international law versus domestic law); Peter Malanczuk, Alkhurt's Modern Introduction to International Law 64-71 ( |
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7. |
As discussed more detail below, infra, the term "international agreement" as used in this report refers only to those agreements between nations that are binding under international law. See infra § Forms of International Agreements and Commitments.
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See Vienna Convention on the Law of Treaties, arts. 7-17, entered into force Jan. 27, 1980, 1155 U.N.T.S. 331 [hereinafter |
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See Congressional Research Service, Treaties and Other International Agreements: The Role of the United States Senate, S.Rept. |
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See infra § "The Effect of Implementing Legislation." |
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This report addresses both withdrawal from and termination of international agreements. Withdrawal generally occurs in the context of a multilateral agreement in which one party may withdraw from the agreement, but the agreement remains in place for the remaining parties. Termination generally occurs in the context of a bilateral agreement in which the withdrawal of a single party effectively terminates the agreement. See Restatement (Second) of Foreign Relations, § 155 cmt. c (1965). For purposes of this report, the underlying legal framework is generally the same for both events, and the terms may be used interchangeably. |
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For further detail of various types of international commitments and their relationship with U.S. law, see CRS Report RL32528, International Law and Agreements: Their Effect upon U.S. Law, by [author name scrubbed]. |
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The term "treaty" has a broader meaning under international law than under domestic law. Under international law, "treaty" refers to any binding international agreement. Vienna Convention, art. 1(a). Under domestic law, "treaty" signifies only those binding international agreements that have received the advice and consent of the Senate. See Third Restatement, |
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See Third Restatement, |
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Although not mentioned expressly in the Constitution, the executive branch has entered into executive agreements on a variety of subjects without the advice and consent of the Senate since the early years of the Republic. See Am. Ins. Ass'n v. Garamendi, 539 U.S. 396, 415 (2003) (discussing "executive agreements to settle claims of American nationals against foreign governments" dating back to "as early as 1799"); L. Henkin, Foreign Affairs and the United States Constitution 219 (2d ed. 1996) ("Presidents . |
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U.S. Const., art. II, § 2, cl. 2 ("The President . |
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See, e.g., Foreign Assistance Act of 1961, |
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See Treaties and Other International Agreements, supra note |
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Examples of sole executive agreements include the Litvinov Assignment, under which the Soviet Union purported to assign to the United States claims to American assets in Russia that had previously been nationalized by the Soviet Union, and the 1973 Vietnam Peace Agreement ending the United States' participation in the war in Vietnam. See Treaties and Other International Agreements, supra note |
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See id. at 58-64 (discussing various types of nonlegal agreements and their status under domestic and international law). See generally Duncan B. Hollis and Joshua J. Newcomer, "Political" Commitments and the Constitution, 49 Va. J. Int'l L. 507 (2009) (discussing the origins and constitutional implications of the practice of making political commitments). |
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See Jack Goldsmith, The Contributions of the Obama Administration to the Practice and Theory of International Law, 57 Harv. Int'l L.J. 1, 11 (2016) ("[P]olitical commitments carry no international law obligation[.]"). |
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See Third Restatement, supra note |
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Third Restatement, |
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For more on variations of the definition of the term "treaty," see supra note |
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See Treaties and Other International Agreements, supra note |
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See supra note |
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See supra note |
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Vienna Convention, art. 54; Treaties and Other International Agreements, supra note |
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See, e.g., Paris Agreement, art. 28; United Nations Framework Convention on Climate Change, art. 25, May 9, 1992, S. Treaty Doc. No. 102-38, 1771 U.N.T.S. 107 (entered into force 21 March 1994) [hereinafter |
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Treaties and Other International Agreements, supra note |
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Although the United States has not ratified the Vienna Convention, it has been described as the "most widely recognized international law source on current treaty law practice." See id. at 63. As described |
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Vienna Convention, art. 56. |
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See id., arts. 60-64; Malanczuk, supra note 6, at 142-46 (outlining the events which may give rise to a right to terminate a treaty under international law). |
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Vienna Convention, art. 67. |
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See id. |
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See infra § "Withdrawal Under Domestic Law." |
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Treaties and Other International Agreements, supra note |
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Political commitments may have, but often lack, express withdrawal provisions. See Duncan B. Hollis, Unpacking the Compact Clause, 88 Tex. L. Rev. 741, 791 (2010) (discussing exit provisions in certain political commitments). |
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See Treaties and Other International Agreements, supra note |
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See id. at 199 (citing United States v. Curtiss-Wright Export Corp., 299 U.S. 304, 319 (1936); Westel Woodbury Willoughby, 1 Constitutional Law of the United States 587 (1929)) (stating that it is a "noncontroversial observation that, "as the official spokesperson with other governments, the President is the person who communicates the notice of impending termination" of international agreements); Henkin, supra note |
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See |
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See |
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See |
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For a discussion of competing positions related to the Executive's constitutional authority to enter into political commitments, see CRS Report RL32528, International Law and Agreements: Their Effect upon U.S. Law, by [author name scrubbed], supra note |
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See, e.g., Julian Ku, President Rubio/Walker/Trump/Whomever Can Indeed Terminate the Iran Deal on "Day One," Opinio Juris (Sep. 10, 2015), https://tinyurl.com/ydfodbbo (arguing that, because the JCPOA is a nonbinding political commitment, the President can unilaterally terminate the arrangement); Ryan Harrington, A Remedy for Congressional Exclusion from Contemporary International Agreement Making, 118 W. Va. L. Rev. 1211, 1226 (2016) ("A political commitment also provides the executive branch with the ability to terminate the agreement unilaterally or to deviate from it without consequences."). 49.
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See Third |
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48. |
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See Third Restatement, supra note |
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See id. For example, Section 125 of the Free Trade Act of 1974 P.L. 99-440, § 306(b)(1), 313, 100 Stat. 1086, 1100 (1986) [hereinafter Anti-Apartheid Act] ("The Secretary of State shall terminate the Agreement Between the Government of the United States of America and the Government of the Union of South Africa Relating to Air Services Between their Respective Territories. . . ."), repealed by South African Democratic Transition Support Act of 1993, P.L. 103-149, § 4, 107 Stat. 1503, 1505. The Anti-Apartheid Act also directed the Secretary of State to terminate a tax treaty with South Africa, discussed infra note 79. See South African Airways v. Dole, 817 F.2d 119, 121 (D.C. Cir. 1987), cert denied, 484 U.S. 896 (1987). See Pub. L. No. 82-50, § 5, 65 Stat. 72, 73 (1951). Dep't of State, Office of the Historian, Foreign Relations of the United States, 1951, Europe: Political and Economic Developments, Volume IV, Part 2, https://history.state.gov/historicaldocuments/frus1951v04p2/d169. For example, the Eisenhower Administration terminated a trade agreement with Ecuador that had been authorized by statute without seeking congressional approval. See Proclamation No. 3111, 20 Fed. Reg. 6485 (Sept. 2, 1955). For additional examples of termination of congressional-executive agreements that were pre-authorized in legislation, see Bradley & Goldsmith, supra note 16, at 1225 n.93. See Bradley & Goldsmith, supra note 16, at 1225 n.95. |
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See Julian Ku & John Yoo, Trump Might be Stuck with NAFTA, L.A. Times (Nov. 29, 2016) (arguing that Congress's Commerce Clause authority bars the President from terminating the NAFTA without congressional authorization); Joel P. Trachtman, Trump Can't Withdraw from NAFTA Without a 'Yes' from Congress, The Hill (Aug. 16, 2017), https://tinyurl.com/y9byuyed ("If the president, acting alone, were to terminate U.S. participation in NAFTA, he would be imposing regulation on commerce, without congressional participation. This would be an unconstitutional usurpation of the powers granted to Congress."). 60.
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See Curtis A. Bradley, Exiting Congressional-Executive Agreements, 67 Duke L.J. (forthcoming 2018), https://tinyurl.com/yaaumas9 (contending that the President possesses constitutional authority to terminate congressional-executive agreements to the same as extent as presidential authority to terminate Article II treaties); Michael Ramsey, Could President Trump Unilaterally Withdraw the U.S. from its International Agreements?, Originalism Blog (Sep. 29, 2016), https://tinyurl.com/yc26cfdr (arguing that the President can withdraw the United States from international trade agreements, but that he cannot terminate implementing legislation). 61.
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|
See infra § The Effect of Implementing Legislation. |
In the Comprehensive Anti-Apartheid Act of 1986 (Anti-Apartheid Act), which was passed over President Reagan's veto, Congress directed the Secretary of State to terminate an air services agreement with South Africa. P.L. 99-440, §306(b)(1), 313, 100 Stat. 1086, 1100 ("The Secretary of State shall terminate the Agreement Between the Government of the United States of America and the Government of the Union of South Africa Relating to Air Services Between their Respective Territories.... "). In a subsequent legal challenge, the U.S. Court of Appeals for the D.C. Circuit held that Congress had the power to enact this provision by virtue of its constitutional powers to "regulate Commerce with foreign Nations" and to "make all Laws [that] shall be necessary and proper for carrying into Execution [such] Powers."). See South African Airways v. Dole, 817 F.2d 118, 126 (1987) (quoting U.S. Const., art. I, §8), cert denied, 484 U.S. 896 (1987). |
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52. |
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See U.S. Const., art. II, § 2, cl. 2. |
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Scholars have also noted that the Framers never directly addressed the power to terminate treaties in the Federalist Papers, the Constitutional Convention, or the state ratifying conventions. See, e.g. James J. Moriarty, Congressional Claims for Treaty Termination Powers in the Age of the Diminished Presidency, 14 Conn. J. Int'l L. 123, 132 (1999). |
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See, e.g., Third Restatement, supra note |
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See, e.g., Michael D. Ramsey, The Constitution's Text in Foreign Affairs 158 (2007) ("[I]n eighteenth-century terms 'executive' power included general power over treaties—including, of course, the decision whether or not to withdraw."); Bradley, supra note |
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See, e.g., David Gray Adler, The Constitution and the Termination of Treaties 94 (1986); Yoo & Delhunty Memorandum, supra note |
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See, e.g., Free Enter. Fund v. Pub. Co. Accounting Oversight Bd., 130 S. Ct. 3138, 3146 (2010) ("Since 1789, the Constitution has been understood to empower the President to keep [executive] officers accountable—by removing them from office, if necessary."). |
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See sources cited supra note |
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See Memorandum from James Brown Scott, Solicitor, U.S. Dep't of State 1-2 (June 12, 1909) (on file with author) ("A third method of terminating a treaty is by notice given by the President upon his own initiative without a resolution of the Senate or the joint resolution of the Congress"); Memorandum from R. Walton Moore, Acting U.S. Sec'y of State, to President Roosevelt 5 (Nov. 9, 1936) (on file with author) ("I have no doubt that you may authorize the giving of notice to Italy of the intention to terminate the treaty of 1871 without seeking the advice and consent of the Senate or the approval of Congress to such action."); Memorandum from William Whittington, Deputy Assistant Legal Advisor for Treaty Affairs, U.S. Dep't of State, Termination of Treaties: International Rules and Internal United States Procedure 5 (Feb. 10, 1958) (on file with author) ("While the practice has varied in the past, it is now generally considered that, as to a self-executing treaty . |
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61. |
See, e.g., Yoo & Delhunty Memorandum, supra note 56, at 7; Treaty Termination: Hearings Before the S. Comm. on Foreign Relations, 96th Cong. 50 (1979) (testimony of State Dep't Legal Adviser Herbert Hansell); id. at 220 (letter from Larry A. Hammond, Deputy Assistant Attorney General to Senator Frank Church, Chairman of the Senate Foreign Relations Committee). |
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See, e.g., Barry M. Goldwater, Treaty Termination is a Shared Power, 65 A.B.A. J. 198 (1979); David "Dj" Wolff, Reasserting its Constitutional Role: Congress' Power to Independently Terminate a Treaty, 46 U.S.F. L. Rev. 953 (2012); Michael J. Glennon, The Constitutional Power of the United States to Condition its Consent to Treaties, 67 Chi.-Kent. L. Rev. 533, 554-66 (1991); Adler, |
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See, e.g., Goldwater, supra note |
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See, e.g., Clinton v. City of New York, 524 U.S. 417, 438 (1998) ("There is no provision in the Constitution that authorizes the President to enact, to amend, or to repeal statutes."); INS v. Chadha, 462 U.S. 919, 954 (1983) ("[R]epeal of statutes, no less than enactment, must conform with Art. I."). |
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See, e.g., Wolff, supra note |
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See, e.g., Adler, supra note |
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Compare, e.g., Hansell Memorandum, supra note |
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See, e.g., Adler, supra note |
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For more detailed investigation of historical practices, see Bradley, supra note |
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See, e.g., Comprehensive Anti-Apartheid Act of 1986, |
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In 1855, the Senate authorized President Franklin Pierce to terminate a Friendship, Commerce, and Navigation Treaty with Denmark, and the President subsequently relied on the Senate's action in carrying out the termination. Pres. Franklin Pierce, Third Annual Message (Dec. 31, 1855), |
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See, e.g., Joint Resolution to Terminate the Treaty of 1817 Regulating the Naval Force on the Lakes, 13 Stat. 568 (1865) ("Be it resolved . |
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See Treaties and Other International Agreements, supra note |
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See, e.g., Telegram from the U.S. Department of State to the Embassy of the Republic of China (Dec. 23, 1978), text available at https://history.state.gov/historicaldocuments/frus1977-80v13/d180 [hereinafter |
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76. |
See, e.g., Bradley, supra note 42, at 801-20; Henkin, supra note 15, at 213-14; Adler Jean Galbraith, Treaty Termination as Foreign Affairs Exceptionalism, 92 Tex. L. Rev. 121, 121-26 (2014). |
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77. | In 1899, the McKinley Administration terminated certain articles in a commercial treaty Switzerland. See Letter from John Hay, U.S. Sec'y of State, to Ambassador Leishman (Mar. 8, 1899), in Papers Relating to the Foreign Relations of the United States, 753-754 (1901). And in 1927, the Coolidge Administration withdrew the United States from a convention to prevent smuggling with Mexico. See Letter from Frank B. Kellogg, U.S. Sec'y of State, to Ambassador Sheffield (Mar. 21, 1927), in 3 Papers Relating to the Foreign Relations of the United States, 1927, at 230, 230–231 (1942). See Bradley, supra note 43, at 807-09. See, e.g., Fishery Conservation and Management Act of 1976, P.L. 94-265, § 202(b), 90 Stat. 331, 340-41 (authorizing the Secretary of State to renegotiate certain fishing treaties and expressing the "sense of Congress that the United States shall withdraw from any such treaty, in accordance with its provisions, if such treaty is not so renegotiated within a reasonable period of time after such date of enactment."). See also supra note 79 (discussing a provision in the Anti-Apartheid Act requiring the President to terminate a tax treaty with South Africa), See Bradley, supra note 43, at 807-15. |
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Mutual Defense Treaty Between the United States of America and the Republic of China, Dec. 2, 1954, 6 U.S.T. 433 [hereinafter |
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International Security Assistance Act of 1978, |
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See Taiwan Treaty Termination Telegram, supra note |
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In addition, three days of hearings were held in the Senate Foreign Relations Committee on a resolution expressing the sense of the Senate that "approval of the U.S. Senate is required to terminate any mutual defense treaty between the United States and another nation." S.Res. 15, 96th Cong. (1979); Treaty Termination: Hearings Before the S. Comm. on Foreign Relations, 96th Cong. (1979). The resolution never passed. |
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Goldwater v. Carter, 481 F. Supp. 949, 964 (D.D.C. 1979), rev'd, 617 F.2d 697 (D.C. Cir. 1979) (en banc) (per curiam), vacated and remanded with instructions to dismiss, Goldwater v. Carter, 444 U.S. 996 (1979) (plurality op.). |
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Goldwater, 481 F. Supp. at 964. |
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Id. at 960. |
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See Goldwater v. Carter, 617 F.2d 697, 699 (D.C. Cir. 1979) (en banc) (per curiam). |
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Id. at 707 (discussing and quoting United States v. Curtiss-Wright Export Corp., 299 U.S. 304, 320 (1936)). |
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Id. at 706-07. Judge MacKinnon issued a lengthy dissent which focused on past termination practices and concluded that "congressional participation in termination has been the overwhelming historical practice." Id. at 723 (MacKinnon, J., dissenting). |
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See id. at 709. |
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Id. at 708. |
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Goldwater v. Carter, 444 U.S. 996 (1979) (plurality op.). |
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Id. at 1002 (Rehnquist, J, concurring) (opinion joined by Justices Stewart and Stevens and Chief Justice Burger). |
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92. |
For further analysis of the political question doctrine, see CRS Report R43834, The Political Question Doctrine: Justiciability and the Separation of Powers, by [author name scrubbed]. |
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See Goldwater, 444 U.S. at 998 (Powell, J.) ("If the Congress chooses not to confront the President, it is not our task to do so."). Justice Marshall also concurred in the result without a written opinion. |
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For the Court's most recent holding on the President's power to recognize foreign governments, see Zivotofsky v. Kerry, 135 S. Ct. 2076 (2015). |
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See Goldwater, 444 U.S. at 1006-07 (Brennan, J., dissenting) ("Abrogation of the defense treaty with Taiwan was a necessary incident to Executive recognition of the Peking Government, because the defense treaty was predicated upon the now-abandoned view that the Taiwan Government was the only legitimate political authority in China."). Justices Blackmun and White also dissented, but on the grounds that they felt the case should have been set for oral argument and to allow time for "plenary consideration" of the issues. Id. at 1006 (Blackmun & White, JJ., dissenting in part). |
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See Office of Legal Adviser, U.S. Dep't of State, Digest of United States Practice in International Law 2002, at 202-06 (Sally J. Cummins & David P. Stewart eds., 2002) (identifying 23 treaties terminated by the President between 1980 and 2002); Bradley, supra note |
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For example, the Comprehensive Anti-Apartheid Act of 1986, which was enacted over President's Reagan's veto, directed the President to terminate a tax treaty and an air service treaty with South Africa. See P.L. 99-440 (1986) . |
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Treaty of Friendship, Commerce and Navigation, Jan. 21, 1956, United States-Nicaragua, 9 U.S.T. 449, T.I.A.S. No. 4024. |
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See Beacon Products Corp. v. Reagan, 633 F. Supp. 1191, 1198-99 (D. Mass. 1986) ("[A] challenge to the President's power vis-a-vis treaty termination raise[s] a nonjusticiable political question"), aff'd on other grounds, 814 F.2d 1 ( |
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President George W. Bush, Remarks on National Missile Defense (Dec. 13, 2001), https://2001-2009.state.gov/t/ac/rls/rm/2001/6847.htm. |
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236 F. Supp. 2d 1 (D.D.C. 2002). |
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See Kucinich, 236 F. Supp. 2d at 18. |
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See id. at 9-12. For more background on standing requirements in lawsuits by Members of Congress, see CRS |
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521 U.S. 811 (1997). |
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See Kucinich, 236 F. Supp. 2d at 12-18. |
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International Security Assistance Act of 1978, P.L. 95-384 |
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S.Res. 15, 96th Cong. (1979). |
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For further background on this resolution, Goldwater v. Carter, 481 F. Supp. 949, 954 (1979). |
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343 U.S. 579 (1952). See also Zivotofsky v. Kerry, 135 S. Ct. 2076, 2083 (2015) ("In considering claims of Presidential power this Court refers to Justice Jackson's familiar tripartite framework from Youngstown Sheet & Tube Co. v. Sawyer...."). |
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|
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Id. at 635-38. |
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Id. at 637-40 (Jackson, J., concurring). Accord Zivotofsky v. Kerry, 135 S. Ct. 2076, 2095 (2015). |
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See supra note 71. | ||||||||||||||||||||||||||
114. |
Cf. South African Airways v. Dole, 817 F.2d 118, 126 (1987) (quoting U.S. Const., art. I, §8), cert denied, 484 U.S. 896 (1987) (holding that Congress had the power to enact legislation mandating the Secretary of State terminate an executive agreement related to airline services with South Africa pursuant to Congress's constitutional authority to "regulate Commerce with foreign Nations" and to "make all Laws shall be necessary and proper for carrying into Execution [such] Powers."). |
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See, e.g., Medellin v. Texas, 552 U.S. 491, 505 n.2 (2008) ("What we mean by 'self-executing' is that the treaty has automatic domestic effect as federal law upon ratification."); Cook v. United States, 288 U.S. 102, 119 (1933) ("For in a strict sense the [t]reaty was self-executing, in that no legislation was necessary to authorize executive action pursuant to its provisions."). |
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For analysis of the differences between self-executing versus non-self-executing agreements, see CRS Report RL32528, International Law and Agreements: Their Effect upon U.S. Law, by [author name scrubbed], supra note |
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See Medellin, 552 U.S. at 505 ("In sum, while treaties may comprise international commitments . |
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See, e.g., Clean Diamond Trade Act, 19 U.S.C. §§ 3901-3913 (implementing a multilateral nonbinding commitment to adopt the "Kimberley Process" designed to decrease the trade in conflict diamonds). |
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See sources cited, supra note |
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See Hathaway, supra note 49, at 1362 n. 268 ("To the extent the legislation creates domestic law that operates even in the absence of an international agreement, that law will survive withdrawal from the international agreement by the President."); Julian Ku & John Yoo, The Treaty Power, and the Overlooked Value of Non-Self-Executing Treaties, 90 Notre Dame L. Rev. 1607, 1628 (2015) ("A President's termination of a treaty will dissolve the formal legal obligation, but the policy of the United States will still continue because he cannot repeal the implementing legislation."); John Setear, The President's Rational Choice of a Treaty's Preratification Pathway: Article II, Congressional-Executive Agreement, or Executive Agreement?, 31 J. Legal Stud. S5, S15 n.20 (2002) ("If only legislation can repeal legislation, then the formal status of implementing legislation does not change merely because the president takes some action, namely, terminating the treaty that the legislation implements.") . |
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See supra § "Withdrawal Under International Law." |
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See sources cited supra note |
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124. |
See, e.g., Trump Looking for Fast Ways to Quit Global Climate Deal: Source, Reuters (Nov. 14, 2016), http://www.reuters.com/article/us-usa-election-climatechange-accord-idUSKBN1370JX; Trump Seeking Quickest Way to Quit Paris Climate Agreement, Says Report, Guardian (Nov. 13, 2016), https://www.theguardian.com/us-news/2016/nov/13/trump-looking-at-quickest-way-to-quit-paris-climate-agreement-says-report. |
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125. |
Paris Agreement, supra note 2, art. 1(a). For further analysis of the Paris Agreement, see CRS Report R44609, Climate Change: Frequently Asked Questions about the 2015 Paris Agreement, by [author name scrubbed] and [author name scrubbed]. |
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135.
|
|
See, e.g., 18 U.S.C. § 3181(a) ("The provisions of this chapter related to the surrender of persons who have committed crimes in foreign countries shall continue in force only during the existence of any treaty of extradition with such foreign government."). 136.
|
|
United States-Australia Free Trade Agreement Implementation Act, P.L. 108-286, §106(c), 118 Stat. 919, 923 (2004) (codified in 19 U.S.C. § 3805 note); United States-Korea Free Trade Implementation Act, P.L. 112-41, § 107(c), 125 Stat. 428, 432 (2011). 137.
|
|
See supra note 51. 138.
|
|
Statement by President Trump on the Paris Climate Accord (June 1, 2017), https://www.whitehouse.gov/the-press-office/2017/06/01/statement-president-trump-paris-climate-accord [hereinafter Paris Withdrawal Announcement]. |
See Tanya Somanader, President Obama: The United States Formally Enters the Paris Agreement, White House Blog (Sep. 3, 2016), https://www.whitehouse.gov/blog/2016/09/03/president-obama-united-states-formally-enters-paris-agreement. |
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See supra note |
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See 138 Cong. Rec. S17150 (daily ed. Oct. 7, 1992). |
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See Press Briefing by White House Press Secretary Josh Earnest, Deputy Nat'l Security Advisor for Strategic Communications, Ben Rhodes, Senior Advisor, Brian Deese and Deputy Nat'l Security Advisor Int'l | ||||||||||||||||||||||||||
143.
|
|
See Tanya Somanader, President Obama: The United States Formally Enters the Paris Agreement, White House Blog (Sep. 3, 2016), https://www.whitehouse.gov/blog/2016/09/03/president-obama-united-states-formally-enters-paris-agreement. 144.
|
|
Paris Agreement – Status of Ratification, UNFCCC (last visited May 1, 2018), http://unfccc.int/paris_agreement/items/9485.php. |
Whether the Paris Agreement should have been treated as a treaty which required the advice and consent of the Senate has been the subject of disagreement among observers. Compare e.g., Steven Groves, The Paris Agreement is a Treaty and Should be Submitted to the Senate, Backgrounder No. 3103 (Heritage Foundation, Mar. 15, 2016), |
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See Written Testimony of Andrew M. Gross, Pitfalls of Unilateral Negotiations at the Paris Climate Change Conference |
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See United States, U.S. Cover Note, INDC and Accompanying Information (2015), https://tinyurl.com/oop7jpd [hereinafter U.S. INDC |
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Eliza Northrop & Chad Smith, Domestic Processes for Joining the Paris Agreement, Technical Note 4 (2015), |
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See David A. Wirth, Is the Paris Agreement on Climate Change a Legitimate Exercise of the Executive Agreement Power? Lawfare (Aug. 29, 2016), https:// |
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|
151.
See Bradley & Goldsmith, supra note 16, at 1249 ("Because the [Obama] Administration did not clearly explain its authority under domestic law to make this agreement, and because the answer is not obvious, scholars and commentators have debated what type of agreement it was."). |
For more on reservations, understandings, and declarations issued by the Senate in the course of providing its advice and consent to a treaty, see CRS Report RL32528, International Law and Agreements: Their Effect upon U.S. Law, by [author name scrubbed], supra note |
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See supra § "Withdrawal from Executive Agreements and Political Commitments Under Domestic Law." | ||||||||||||||||||||||||||
138. |
Paris Agreement, art. 28. |
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139. |
Id. |
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140. |
See Paris Agreement – Status of Ratification, UNFCCC (last visited Dec. 7, 2016), http://unfccc.int/paris_agreement/items/9485.php. |
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141. |
Compare id. with UNFCCC, art. 25. |
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142. |
United Nations Framework Convention on Climate Change, Status of Ratification of the Convention (last visited Dec. 8, 2016), http://unfccc.int/essential_background/convention/status_of_ratification/items/2631.php. |
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143. |
See UNFCCC, art. 25(1) ("At any time after three years from the date on which the Convention has entered into force for a Party, that Party may withdraw from the Convention by giving written notification to the Depositary."). |
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153.
|
|
|
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|
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|
See Paris Withdrawal Announcement, supra note 139 ("I'm willing to immediately work with Democratic leaders to either negotiate our way back into Paris, under the terms that are fair to the United States and its workers, or to negotiate a new deal that protects our country and its taxpayers. . . . But until we do that, we're out of the agreement."). For additional analysis of legal questions arising from the withdrawal announcement, see CRS Legal Sidebar WSLG1817, President Trump's Withdrawal from the Paris Agreement Raises Legal Questions: Part 1, by [author name scrubbed], and CRS Legal Sidebar WSLG1818, President Trump's Withdrawal from the Paris Agreement Raises Legal Questions: Part 2, by [author name scrubbed]. 156.
|
|
See Nikki R. Haley, U.S. Permanent Representative to the U.N., Diplomatic Note (Aug. 4, 2017) ("[T]he United States will submit to the Secretary-General, in accordance with Article 28, paragraph 1 of the Agreement, formal written notification of withdrawal as soon as it is eligible to do so."). For additional background on Ambassador Haley's diplomatic note, see CRS Insight IN10746, Paris Agreement on Climate Change: U.S. Letter to United Nations, by [author name scrubbed]. 157.
|
|
See, e.g., Oliver Milman, Quitting UN Climate Change Body Could be Trump's Quickest Exit from Paris Deal, The Guardian (Dec. 2, 2016), https://www.theguardian.com/environment/2016/dec/02/trump-break-from-paris-climate-deal-unfccc-exit; Steven Groves, Brett Schaefer and Nicolas Loris, The U.S. Should Withdraw from the United Nations Framework Convention on Climate Change, Backgrounder No. 3130 (Heritage Foundation June 9, 2016), http://thf-reports.s3.amazonaws.com/2016/BG3130.pdf. 158.
|
|
See UNFCCC, art. 25. 159.
|
|
United Nations Framework Convention on Climate Change, Status of Ratification of the Convention (last visited May 1, 2018), https://unfccc.int/process/the-convention/news-and-updates. 160.
|
|
Remarks by President Trump on Iran Strategy (Oct. 13, 2017), https://www.whitehouse.gov/the-press-office/2017/10/13/remarks-president-trump-iran-strategy [hereinafter 2017 Iran Remarks] ("As I have said many times, the Iran Deal was one of the worst and most one-sided transactions the United States has ever entered into."). 161.
|
|
The term P5+1 refers to the five permanent members of the U.N. Security Council—the United States, the United Kingdom, France, Russia, and China—plus Germany. 162.
|
|
For a comprehensive review of the JCPOA, see CRS Report R43333, Iran Nuclear Agreement, by [author name scrubbed] and [author name scrubbed], and for further information related to the sanctions imposed on Iran, see CRS Report RS20871, Iran Sanctions, by [author name scrubbed]. |
See Goldwater v. Carter, 444 U.S. 996, 1006-07 (1979) (Brennan, J., dissenting) (discussing the implications of the "Executive['s] recognition of the Peking Government" on the termination of the Mutual Defense Treaty with Taiwan). The ABM Treaty at issue in Kucinich implicated issues related to the dissolution of the Soviet Union and the fact that, what was formerly a bilateral treaty, now involved four "successor" states: Belarus, Kazakhstan, Russia, and the Ukraine. See Yoo & Delhunty Memorandum, supra note 56, at 2. |
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147. |
U.S. Const., art. I, §8, cl. 3 ("The Congress shall have the power to ... regulate commerce with foreign nations, and among the several states, and with the Indian tribes[.]"). |
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148. |
Goldwater v. Carter, 444 U.S. 996 (1979) (plurality op.). |
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149. |
See Beacon Products Corp. v. Reagan, 633 F. Supp. 1191 (D. Mass. 1986), aff'd on other grounds, 814 F.2d 1 (1st Cir. 1987); Kucinich v. Bush, 236 F. Supp. 2d 1 (D.D.C. 2002). |
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150. |
See Paris Agreement arts. 3, 4.1. For discussion of which provisions may be binding and new obligations for the United States, see CRS Report R44609, Climate Change: Frequently Asked Questions about the 2015 Paris Agreement, supra note 125. |
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151. |
E.g., id. arts. 4.19 ("All parties strive to formulate and communicate long-term low greenhouse gas emission development strategies"); 5.2 ("Parties are encouraged to take action to implement and support ... the existing framework ... already agreed under the [UNFCCC]"); 7.7 ("Parties should strengthen their cooperation on enhancing action on adaptation, taking into account the Cancun Adaptation Framework") (emphasis added in all). |
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152. |
Id. art. 4.4 (emphasis added). For other examples of international agreements that contain both binding obligations and political commitments, see Hollis & Newcomer, supra note 30, at 536-37. |
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153. |
See, Letter from Julia Frifield, Assistant Secretary, Legislative Affairs, U.S. Dep't of State, to The Honorable Bob Corker, Chairman, Senate Committee on Foreign Relations (Oct. 19, 2015), available at http://www.state.gov/r/pa/prs/ps/2016/04/256415.htm ("[W]e are not seeking an agreement in which Parties take on legally binding emissions targets."); COP21 Press Availability with Special Envoy Todd Stern (Dec. 7, 2015), http://www.state.gov/s/climate/releases/2015/250425.htm (U.S. Special Envoy for Climate Change, Todd Stern, stating that the Paris Agreement creates an emission reduction target that is not legally binding, but that the reporting and "accountability system that circles around the target" is legally binding). |
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154. |
The domestic laws and regulations that the Obama Administration intended to utilize to meet its emissions reduction targets are identified in the United States' Intended Nationally Determined Contributions (INDC). See U.S. INDC, supra note 133. For primers on the process for repealing existing rules and regulations, see CRS Legal Sidebar WSLG888, How to Repeal a Rule, by [author name scrubbed], and CRS Legal Sidebar WSLG1697, With the Stroke of a Pen: What Executive Branch Actions Can President-elect Trump "Undo" on Day One?, by [author name scrubbed]. |
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155. |
See, e.g., Donald J. Trump Remarks at AIPAC (Mar. 21, 2016), available at https://www.donaldjtrump.com/media/donald-j-trump-remarks-at-aipac (statement of President Donald J. Trump). |
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156. |
See, e.g. Yeganeh Torbati, Trump Election Puts Iran Nuclear Deal on Shaky Ground, Reuters (Nov. 9, 2016), http://www.reuters.com/article/us-usa-election-trump-iran-idUSKBN13427E; Carol Morello, Iran Nuclear Deal Could Collapse Under Trump, Wash. Post. (Nov. 9, 2016), https://www.washingtonpost.com/world/national-security/iran-nuclear-deal-could-collapse-under-trump/2016/11/09/f2d2bd02-a68c-11e6-ba59-a7d93165c6d4_story.html?utm_term=.382d020085d7. |
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157. |
The term P5+1 refers to the five permanent members of the U.N. Security Council—the United States, the United Kingdom, France, Russia, and China—plus Germany. |
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158. |
For a comprehensive review of the JCPOA, see CRS Report R43333, Iran Nuclear Agreement, by [author name scrubbed] and [author name scrubbed], and for further information related to the sanctions imposed on Iran, see CRS Report RS20871, Iran Sanctions, by [author name scrubbed]. |
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159. |
See JCPOA at 6. |
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|
See JCPOA at 6. 164.
|
|
P.L. 114-17, 129 Stat. 201 (2015) (codified in 42 U.S.C. § 2011 note and id. § 2160e). 165.
|
|
See Letter from Charles S. Faulkner, U.S. Dep't of State, Bureau of Legislative Affairs, to Hon. Bob Corker, Chairman, U.S. Senate Committee on Foreign Relations (July 17, 2017) (on file with author); Statement by President Trump on the Iran Nuclear Deal (Jan. 12, 2018), https://www.whitehouse.gov/briefings-statements/statement-president-iran-nuclear-deal/ [hereinafter 2018 JCPOA Statement]. 166.
|
|
See infra § "The Iran Nuclear Agreement Review Act." For additional analysis related to the result of President Trump's certification decisions, see CRS Report R44942, Options to Cease Implementing the Iran Nuclear Agreement, by [author name scrubbed], [author name scrubbed], and [author name scrubbed]. |
See Executive Order 13716 of January 16, 2016, Revocation of Executive Orders 13574, 13590, 13622, and 13645 With Respect to Iran, Amendment of Executive Order 13628 With Respect to Iran, and Provision of Implementation Authorities for Aspects of Certain Statutory Sanctions Outside the Scope of U.S. Commitments Under the Joint Comprehensive Plan of Action of July 14, 2015, 81 Fed. Reg. 3693 (Jan. 21, 2016); Dep't of the Treasury & Dep't of State, Guidance Relating to the Lifting of Certain U.S. Sanctions Pursuant to the Joint Comprehensive Plan of Action on Implementation Day, at 34-37 (Jan. 16, 2016), |
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See Office of Legal Adviser, U.S. Dep't of State, Digest of United States Practice in International Law 2015, at 123 (Sally J. Cummins & David P. Stewart eds., 2002) (describing the JCPOA as a "non-binding political arrangement[]"); Letter from Julia Frifield, Assistant Sec., Legislative Affairs, U.S. Dep't of State, to The Honorable Mike Pompeo, House of Representatives (Nov. 19, 2015), |
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See, e.g., Daniel H. Joyner, Iran's Nuclear Program and International Law: From Confrontation to Accord 228 (2016) ("[T]he JCPOA is not a treaty, i.e. it is not a legally binding agreement among states. It is, rather, an agreement among states constituting political commitments only."); Harold Honju Koh, Triptych's End: A Better Framework to Evaluate 21st Century International Lawmaking, 126 Yale L.J. Forum 338, 354 (2017) ("[T]he JCPOA is a political, not a legally binding, commitment in both form and substance."); Jack Goldsmith, Why Congress is Effectively Powerless to Stop the Iran Deal (and Why the Answer is Not the Iran Review Act), Lawfare (July 20, 2015), https://www.lawfareblog.com/why-congress-effectively-powerless-stop-iran-deal-and-why-answer-not-iran-review-act (asserting that Congress lacked the power to block the JCPOA, in part, because the plan of action was a nonbinding political commitment); Dan Joyner, Guest Post: The Joint Comprehensive Plan of Action Regarding Iran's Nuclear Program, Opinio Juris (July 15, 2015) ("The JCPOA is simply a diplomatic agreement, consisting of political and not legal commitments."). |
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See, e.g., Bruce Ackerman & David Golove, Can the Next President Repudiate Obama's Iran Agreement?, The Atlantic (Sep. 10, 2015), http://www.theatlantic.com/politics/archive/2015/09/can-the-next-president-repudiate-obamas-iran-agreement/404587/ (asserting the JCPOA received congressional approval, and is more properly understood as a congressional-executive agreement); Michael Ramsey, Is the Iran Deal Unconstitutional?, Originalism Blog (July 15, 2015), http://originalismblog.typepad.com/the-originalism-blog/2015/07/is-the-iran-deal-unconstitutionalmichael-ramsey.html (arguing that the JCPOA should be treated as a treaty that requires the advice and consent of the Senate); Iuilia E. Padeanu, Is the Trump Administration Bound by the Iran Deal?, Yale J. Int'l L. (Dec. 1, 2016), http://www.yjil.yale.edu/is-the-trump-administration-bound-by-the-iran-deal/ (asserting that the JCPOA is a congressional-executive agreement that is binding as a matter of international law).
171 | ||||||||||||||||||||||||||
See sources cited supra note |
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See supra § "Withdrawal from Executive Agreements and Political Commitments Under Domestic Law." |
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JCPOA arts. 21-25. |
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See JCPOA, Ann. II, art. B, n. 6. See also Sahand Moarefy, Partially Unwinding Sanctions: The Problematic Construct of Sanctions Relief in the JCPOA, at § C.2, Harv. L. Sch. Nat'l Security J., July 15, 2016, http://harvardnsj.org/2016/07/partially-unwinding-sanctions-the-problematic-construct-of-sanctions-relief-in-the-jcpoa/. For detail on the sanctions lifted by the United States and sanctions relief in the JCPOA |
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See Executive Order 13716 of January 16, 2016, supra note |
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The Executive's authority to issue |
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For a summary of the statutory sanctions lifted, see CRS Report R43333, Iran Nuclear Agreement, by [author name scrubbed] and [author name scrubbed], supra note |
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See 22 U.S.C. § 8803(i) (authorizing waiver of sanctions under the Iran Freedom and Counter-Proliferation Act for up to 180 days if the President determines such a waiver is "vital to the national security of the United States" and submits a report providing a justification for the waiver to the "appropriate congressional committees"); 22 U.S.C. § 8513a(d)(5) (authorizing the waiver of sanctions under the National Defense Authorization Act for FY2012 if the President determines that the waiver is "in the national security interest of the United States"); 22 U.S.C. § 8851(b) (authorizing the waiver of sanctions under the Comprehensive Iran Sanctions, Accountability and Divestment Act of 2010 if the President determines that the waiver "is in the national interest of the United States"); P.L. 112-158, § 205, 126 Stat. 1214, 1226 (authorizing waiver of sanctions under the Iran Threat Reduction and Syria Human Rights Act of 2012 for a period of not more than one year when the President deems it "essential to the national security interests of the United States"). For summary of all legislation authorizing sanctions made inapplicable under the JCPOA, see CRS Report R43311, Iran: U.S. Economic Sanctions and the Authority to Lift Restrictions, supra note |
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See Treasury Guidance, supra note |
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See | ||||||||||||||||||||||||||
175. |
See sources cited supra note 172. |
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S.C. 2231, ¶ v (July 20, 2015). |
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Article 18 of the JCPOA calls for the termination of U.N. Security Council Resolutions 1696, 1737, 1747, 1803, 1835, 1929, and 2224. |
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S.C. 2231, ¶ 7. |
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Id. at 1. |
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JCPOA at 6. |
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See Colum Lynch & John Hudson, Obama Turns to U.N. to Outmaneuver Congress, Foreign Policy (July 15, 2015), http://foreignpolicy.com/2015/07/15/obama-turns-to-u-n-to-outmaneuver-congress-iran-nuclear-deal/ |
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The U.N. Charter does not use the term "resolutions" and instead states, "[t]he Members of the United Nations agree to accept and carry out the decisions of the Security Council in accordance with the present Charter." U.N. Charter, art 25 (emphasis added). |
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See, e.g., Marko Divac Öberg, Agora: The ICJ's Kosovo Advisory Opinion: The Legal Effects of United Nations Resolutions in the Kosovo Advisory Opinion, 105 Am. J. Intl. L. 81, 82 (2011); John Quigley, Who Admits New Members to the United Nations (Think Twice Before You Answer), 44 Geo. Wash. Int'l L. Rev. 179, 222 (2012). |
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Article 25 states: "The Members of the United Nations agree to accept and carry out the decisions of the Security Council in accordance with the present Charter." U.N. Charter, art 25. |
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See, e.g., Questions of Interpretation and Application of the 1971 Montreal Convention Arising from the Aerial Incident at Lockerbie (Libya v U.K.), Preliminary Objection, 1998 I.C.J. 9, ¶44 (Feb. 27) ("As to Security Council resolution 731 (1992) . |
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See Legal Consequences for States of the Continued Presence of South Africa in Namibia (South West Africa) notwithstanding Security Council Resolution 276, Advisory Opinion, 1971 I.C.J. 16, ¶114 (June 21) ("The language of a resolution of the Security Council should be carefully analysed before a conclusion can be made as to its binding effect."); Marko Divac Öberg, The Legal Effects of Resolutions of the UN Security Council and General Assembly in the Jurisprudence of the ICJ, 16 Eur. J. Int'l L. 879, 880 (2005) (stating that the exact terminology of a Security Council resolution may be relevant in interpreting whether the resolution is binding); Kwadwo Appiagyei-Atua, United Nations Security Council Resolution 1325 on Women, Peace, and Security – Is it Binding?, 18 Hum. Rts. Br. 2, 3 (2011) ("[T]he meaning of a decision or a recommendation can change depending on context. Therefore, a rigid application of these distinctions leads to confusion[.]"). |
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See Öberg, supra note |
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Compare S.C. 2231, ¶ 10 ("Encourag[ing]" Iran and the P5+1 "to resolve any issues arising with respect to implementation of the JCPOA commitments through the procedures specified in the JCPOA"); ¶ 17 ("Request[ing]" U.N. member to take certain action); ¶ 26 ("Urg[ing] all states to cooperate with the Security Council "in its exercise of the tasks related to this resolution") (emphasis in original in all) with id. ¶¶ 7-9, 11, 12, 15, 16, 21-23, 25, 27 (prefacing provisions with the verb "Decides") (emphasis in original). |
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Id. ¶¶ 7, 21, 22, 22. |
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See U.N. Charter, art 41. |
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E.g. Frederic L. Kirgis, Jr., The United Nations at Fifty: the Security Council's First Fifty Years, 80 Am. J. Int'l L. 506 (1995); Richard W. Edwards, Jr., Extraterritorial Application of the U.S. Iranian Assets Control Regulations, 75 Am. J. Int'l L. 870, 898 (1981). |
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S.C. 2231, ¶ 2. Resolution 2231 also states that Iran and the P5+1 "commit to implement the JCPOA in good faith[,]" id. ¶ viii, and that the "United States will make best efforts in good faith to sustain this JCPOA and to prevent interference with the realisation of the full benefit by Iran of the sanctions lifting. |
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See John B. Bellinger, The New UNSCR on Iran: Does it Bind the United States (and Future Presidents)?, Lawfare (July 18, 2015), https://www.lawfareblog.com/new-unscr-iran-does-it-bind-united-states-and-future-presidents ("[Resolution 2231] has the effect of urging the US to carry out its commitments in the JCPOA, including the lifting of sanctions, but it does not require the US to do so as a matter of international law."). See also Rosalyn Higgins, The Advisory Opinion on Namibia: Which UN Resolutions are Binding Under Article 25 of the Charter?, 21 Int'l & Comp. L.Q. 270, 282 (1972) (former President of the International Court of Justice explaining that the phrase "calls upon" in U.N. Security Council parlance is not intended to be the equivalent of a binding decision); Thilo Marauhn, Sailing Close to the Wind: Human Rights Council Fact-Finding in Situations of Armed Conflict – The Case of Syria, 43 Ca. W. Int'l L.J. 401, 419 (2013) (noting that the phrase "calls upon" is "remarkably softer language" than a binding decision). |
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See James D. Fry, Dionysian Disarmament: Security Council WMD Coercive Disarmament Measures and their Legal Implications, 29 Mich. J. Int'l L. 197, 229-33, 272-74 (2008) (discussing competing interpretations of the phrase by commentators and Member States of the U.N.). |
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See, e.g., Louis Henkin, Congress, the President and the United Nations, 3 Pace Y.B. Int'l L. 1, 14 n.47 (1991). |
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See Fry, supra note |
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See Diggs v. Richardson, 555 F.2d 848, 851 (D.C. Cir. 1976) (reasoning that a specific Security Council resolution was not self-executing because it did not "by [its] terms" confer rights upon individuals); Tarros S.p.A. v. United States, 982 F. Supp. 2d 325, 342 (S.D.N.Y. 2013) (concluding that certain Security Council resolutions were not self-executing because, among other reasons, there was nothing in the text of the resolutions to suggest they were intended to be self-executing). Cf. Medellin v. Texas, 552 U.S. 491, 508 (2008) (interpreting Article 94 of the U.N. Charter, under which each U.N. Member "undertakes to comply" with decisions of the International Court of Justice (ICJ), as not transforming judgments of the ICJ into law which is automatically judicially enforceable by the domestic courts of U.N. Members, but instead establishing a commitment on the political branches of U.N. Members to take future action to comply with an ICJ decision). |
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See 22 U.S.C. § 287c(a) ("[W]henever the United States is called upon by the Security Council to apply measures which said Council has decided . |
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Cf. Medellin, 552 U.S. at 505-06 ( |
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201. |
S.C. 2231, ¶ 11. |
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202. |
Id. |
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207.
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See P.L. 114-17, 129 Stat. 201 (2015) (codified in 42 U.S.C. § 2011 note and id. § 2160e). 208.
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For additional background and analysis of the Iran Nuclear Agreement Review Act, see CRS Report R43333, Iran Nuclear Agreement, by [author name scrubbed] and [author name scrubbed], supra note 163, at 23-24. 209.
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42 U.S.C. § 2160e(d)(6). 210.
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Id. § 2160e(e). 211.
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See 2017 Iran Remarks, supra note 161. 212.
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See id. 213.
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For additional discussion of the procedures and possible congressional options related to the JCPOA, see CRS Report R44942, Options to Cease Implementing the Iran Nuclear Agreement, by [author name scrubbed], [author name scrubbed], and [author name scrubbed], supra note 167. 214.
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2017 Iran Remarks, supra note 161. ("[I]n the event we are not able to reach a solution working with Congress and our allies, then the [JCPOA] will be terminated. It is under continuous review, and our participation can be cancelled by me, as President, at any time."). 215.
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2018 JCPOA Statement, supra note 166. 216.
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See supra § "Structure and Terms of the JCPOA." 217.
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Although the President stated that he was unable to certify that continued suspension of sanctions was "appropriate and proportionate" to the measures taken by Iran with respect to terminating its nuclear program, Iran Remarks, supra note 161, he did not announce an objection to certifying that "Iran has not committed a material breach with respect to the agreement or, if Iran has committed a material breach, Iran has cured the material breach[.]" 42 U.S.C. § 2160e(d)(6)(ii). The Iran Nuclear Agreement Review Act also requires the President to submit information relating to a "potentially significant breach or compliance incident by Iran" with respect to the JCPOA within 10 calendar days, id. § 2160e(d)(2), but the President has not submitted a breach or compliance report. For a discussion of claims of nonperformance, see infra § Dispute Resolution and "Snapback" Procedures. | Id. ¶¶ 11, 12. |
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See | ||||||||||||||||||||||||||
205. |
Decisions of the Security Council require the concurring vote of all permanent members except in the case of purely procedural matters. See U.N. Charter, art 27. |
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206. |
JCPOA arts. 19, 20, 24. |
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207. |
See CRS Report R43333, Iran Nuclear Agreement, supra note 158, at 19. |
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208. | Golnar Motevalli, Hashem Kalantari & Javier Blas, Total, China Join Iran's First Gas Deal Since Sanctions Eased, Bloomberg (Nov. 8, 2016), https://www.bloomberg.com/news/articles/2016-11-08/total-china-share-iran-s-first-gas-deal-since-sanctions-eased (discussing a $4.8 billion natural gas development project between Iran, China National Petroleum Corp., and Paris-based Total SA). 219.
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Compare, e.g., Bellinger III, supra note 200 (stating that Resolution 2231 "has the effect of urging the US to carry out its commitments in the JCPOA, including the lifting of sanctions, but it does not require the US to do so as a matter of international law") with sources cited supra note 219 (citing commentators that argue that exiting the JCPOA or re-imposing sanctions would violate Resolution 2231). 220.
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For analysis of potential responses from foreign nations to U.S. action on the JCPOA, see CRS Report R44942, Options to Cease Implementing the Iran Nuclear Agreement, by [author name scrubbed], [author name scrubbed], and [author name scrubbed], supra note 167, at 7-9. 221.
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For analysis of options to cease implementation of the JCPOA, see CRS Report R44942, Options to Cease Implementing the Iran Nuclear Agreement, by [author name scrubbed], [author name scrubbed], and [author name scrubbed], supra note 167, at 1-8. 222.
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JCPOA, art. 36. Disagreements are first referred to a "Joint Commission," id., comprised of representatives from Iran and each member of the P5+1. See id. Ann. IV, art. 1.2. After consideration by the Joint Commission, any participant may refer the issue to the parties' domestic foreign affairs representative if the dispute remains unresolved, however, consideration at this level is not mandatory. See id, art. 36. If the dispute continues to remain unresolved, a party may refer the issue to a three-member "Advisory Board," which will provide a non-binding opinion. See id. The JCPOA provides reciprocal rights to Iran, meaning that Iran can invoke the same procedure if it believes the United States or a member of the P5+1 is not performing its commitments under the plan of action. See id. 223.
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Id. ("[I]f the complaining participant deems the issue to constitute significant non-performance, then that participant could treat the unresolved issue as grounds to cease performing its commitments under this JCPOA in whole or in part and/or notify the UN Security Council that it believes the issue constitutes significant non-performance."). 224.
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JCPOA, arts. 36, 37; S.C. 2231, ¶¶ 11-12. 225.
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S.C. 2231, ¶ 11. 226.
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Id. The "snapback" provision would reinstate all but one of the prior Security Council Resolutions (or the relevant portions thereof) that were lifted by Resolution 2231. See S.C. 2231 ¶¶ 7(a), 12. The resolution that would not be reinstated, Resolution 2224, related to the use of a "panel of experts" designed to assist the Security Council in matters related to Iranian nuclear development. See S.C. 2224 (2015). 227.
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See, e.g., Treasury Guidance, supra note 168, at 42-43 (discussing the "snapback" procedures in the JCPOA). 228.
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Id. ¶¶ 11, 12. 229.
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See U.N. Charter, art 23. 230.
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Decisions of the Security Council require the concurring vote of all permanent members except in the case of purely procedural matters. See U.N. Charter, art 27. 231.
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See Iran Remarks, supra note 161; 2018 JCPOA Statement, supra note 166. |