Social Services Block Grant:
Background and Funding
Karen E. Lynch
Specialist in Social Policy
August 28, 2012
Congressional Research Service
7-5700
www.crs.gov26, 2014
The House Ways and Means Committee is making available this version of this Congressional Research Service
(CRS) report, with the cover date shown, for inclusion in its 2014 Green Book website. CRS works exclusively
for the United States Congress, providing policy and legal analysis to Committees and Members of both the
House and Senate, regardless of party affiliation.
Congressional Research Service
94-953
CRS Report for Congress
Prepared for Members and Committees of Congress
Social Services Block Grant: Background and Funding
Summary
The Social Services Block Grant (SSBG) is a flexible source of funds that states use to support a
wide variety of social services activities. States have broad discretion over the use of these funds.
In FY2009, the most recent year for which expenditure data are available, the largest expenditures
for services under the SSBG were for child care, foster care, and special services for the disabled.
The FY2012 Consolidated Appropriations Act (H.R. 2055, P.L. 112-74) provided $1.7 billion for
the SSBG in FY2012, the same level of funding as had been requested in the FY2012 President’s
Budget. This is also the same level of annually appropriated funding that the SSBG has received
in every year since FY2002. Since FY2001, annual appropriations for the SSBG have included a
provision stipulating that states may transfer up to 10% of their Temporary Assistance for Needy
Families (TANF) block grants to the SSBG. In addition to funding from annual appropriations,
the SSBG received supplemental appropriations in FY2006 and FY2009 for necessary expenses
resulting from natural disasters.
The FY2013 President’s Budget, released by the Obama Administration in February 2012,
proposed to maintain annual SSBG funding at $1.7 billion. FY2013 appropriations have yet to be
enacted, but both the Senate Appropriations Committee-reported bill (S. 3295, S.Rept. 112-176)
and the draft bill approved by the House Appropriations Subcommittee on Labor, Health and
Human Services, Education, and Related Agencies would maintain level funding for the SSBG.
By contrast, the Sequester Replacement Reconciliation Act of 2012 (H.R. 5652) includes a
provision that, if enacted, would repeal the SSBG, effective October 1, 2012. This budget
reconciliation bill was agreed to in the House on May 10, 2012, by a vote of 218-199. However,
the Senate has not taken up the measure. The House Budget Committee report accompanying the
reconciliation bill (H.Rept. 112-470) calls the SSBG a duplicative funding stream that lacks focus
and accountability. Those with dissenting views argue that the block grant’s flexibility allows
states to address the needs of vulnerable populations and respond to local concerns. Prior to the
introduction of the reconciliation bill, the House Budget Committee report (H.Rept. 112-421)
accompanying the House-passed concurrent resolution on the FY2013 budget (i.e., the House
budget resolution for FY2013, H.Con.Res. 112) had included a recommendation that the SSBG
be eliminated in FY2013Since FY2002, annual appropriations laws have funded the SSBG at its authorized level of
$1.700 billion. However, in FY2013 and FY2014, amounts appropriated to the SSBG have been
subject to sequestration, a spending reduction process under which budgetary resources are
canceled to enforce budget policy goals. As a result, the FY2014 operating level for the SSBG has
been reduced to $1.578 billion, post-sequester. This is roughly 7.2% less than the SSBG’s presequester FY2014 funding level of $1.700 billion and roughly 2.2% less than the SSBG’s postsequester FY2013 funding level of $1.613 billion. Note that in addition to annual appropriations,
the SSBG occasionally receives supplemental appropriations to assist states and territories in
responding to natural disasters, including in FY2013, when the SSBG received $474.5 million
(post-sequester) in supplemental funds to support states affected by Hurricane Sandy. (These
funds were in addition to the $1.613 billion, post-sequester, appropriated in the FY2013 annual
appropriations law.) Annual appropriations laws since FY2001 have included a provision
allowing states to transfer up to 10% of their Temporary Assistance for Needy Families (TANF)
block grants to the SSBG.
Under current law, the SSBG is permanently authorized in Title XX of the Social Security Act
(SSA). The 111th Congress amended Title XX of the SSA in the health care reform legislation
signed into law by President Obama on March 23, 2010, the Patient Protection and Affordable
Care Act (PPACAACA; P.L. 111-148). This law inserted a new subtitle on elder justice into Title XX,
which was itself re-titled as Block Grants to States for Social Services and Elder Justice. The
health reform law also amended Title XX by establishing two demonstration projects to address
the workforce needs of health care professionals and a new competitive grant program to support
the early detection of medical conditions related to environmental health hazards. The purpose of
this report is to provide background and funding information about the SSBG; the report does not
provide detailed information on other programs authorized within Title XX of the SSA.
Congressional Research Service
Social Services Block Grant: Background and Funding
Contents
Introduction. ..................................................................................................................................... 1
Use of Funds .................................................................................................................................... 21
Goals. ......................................................................................................................................... 21
Services ..................................................................................................................................... 2
Prohibited Uses. ......................................................................................................................... 2
Eligibility ......................................................................................................................................... 3
Allocation of Funds ...Transfer of TANF Funds to SSBG ...................................................................................................................... 3
Transfer of TANF Funds to SSBG.............. 3
FY2015 Funding..................................................................................... 4
Funding............................................. 4
Preliminary Congressional Action ............................................................................................... 5
FY2013 Appropriations 4
Obama Administration Budget Request .................................................................................... 4
FY2014 Funding......................... 5
Potential Sequestration for FY2013 .......................................................................................... 6
FY2013 Budget Resolution and Reconciliation ...................... 4
Final Appropriations............................................................. 6
FY2013 Budget Request by the Obama Administration ........................................................... 7
FY2012 Appropriations ........................4
Funding Gap and Continuing Resolutions ..................................................................................... 7
FY2012 Budget Resolution .......... 5
Preliminary Congressional Action ............................................................................................. 8
FY2012 Budget Request by the Obama Administration 5
Budget Resolution ........................................................... 8
FY2011 Appropriations ................................................................... 5
Obama Administration Budget Request .......................................... 8
FY2011 Budget Request by the Obama Administration .......................................... 6
FY2013 Funding................. 9
FY2010 Appropriations ............................................................................................................. 9
FY2010 Budget Request by the Obama Administration 6
Final Appropriations........................................................... 9
FY2009 Appropriations ....................................................... 6
Disaster Supplemental ...................................................... 9
FY2009 Budget Request by the Bush Administration............................................................. 10
Recent Supplemental Appropriations 6
Preliminary Congressional Action ........................................................................................... 10
FY2009 Supplemental Appropriation for Major Disasters of 2008 (and
Hurricanes Katrina and Rita). 7
House Budget Resolution and Reconciliation ........................................................................... 7
Senate Budget Resolution ............................ 10
Allocation of Funds..................................................................................................... 11
Expenditure of Funds.............. 8
Obama Administration Budget Request .................................................................................... 12
FY2006 Supplemental Appropriation for Gulf Coast Hurricanes of 2005........................ 13
Allocation of Funds8
Additional Appropriations History ............................................................................................................ 13
Expenditure of Funds................................................................. 8
Allocation of Funds ................................. 14
Additional Funding History..................................................................................................... 14 10
State Reporting Requirements ....................................................................................................... 1612
Recent Expenditures ...................................................................................................................... 1713
Recent Legislative Action.............................................................................................................. 1815
Proposal to Repeal the SSBG .......................................................in the 112th Congress (H.R. 5652) ........................................... 1815
How Did Health Reform Affect the SSBG? ............................................................................ 2016
New Subtitle on Elder Justice ........................................................................................... 2017
New Programs Authorized within the SSBG Subtitle of Title XX ................................... 2017
Additional Legislative History ................................................................................................ 2117
Figures
Figure B-1. HHS Allocation Methodology for the FY2009FY2008 SSBG Supplemental Funding .............. 11
Congressional Research Service
Social Services Block Grant: Background and Funding
Tables
Table 1. Estimated FY2012 SSBG Allotments to States and Territories 22
Tables
Table 1. SSBG Funding, FY1985-FY2014 ......................................... 3
Table 2. State Allocations and Spending from the FY2009 SSBG Supplemental .......................... 13
Table 3. SSBG Funding, FY1985-FY2012................................................. 9
Congressional Research Service
Social Services Block Grant: Background and Funding
Table 2. FY2013 and FY2014 SSBG Allotments to States and Territories .................................... 1511
Table 43. Total SSBG Expenditures by Service Category, FY2009FY2010 ................................................ 1714
Table A-1. TANF Transfers to the SSBG in FY2011FY2013 ..................................................................... 22 18
Table B-1. State Spending from the FY2006 SSBG Supplemental Allocations from the FY2013 Supplemental....................................................... 24
Appendixes
Appendix A. TANF Transfers to SSBG in FY2011........................20
Table B-2. State Allocations and Spending from the FY2008 SSBG Supplemental ..................... 23
Table B-3. State Spending from the FY2006 SSBG Supplemental............................................... 2225
Appendixes
Appendix B. FY2006 Supplemental SSBG FundingA. TANF Transfers to SSBG in FY2013 ...................................................................... 24
Contacts
Author Contact Information....................................18
Appendix B. Recent Supplemental Appropriations ....................................................................... 2620
Congressional Research Service
Social Services Block Grant: Background and Funding
Introduction
The Social Services Block Grant (SSBG) is permanently authorized by Title XX, Subtitle A, of
the Social Security Act as a “capped” entitlement to states. This means that states (and territories)
are entitled to
their share of funds, as determined by formula, out of an amount of money that is capped in
statute at a specific level (also known as a funding ceiling). Although social services for certain
welfare recipients have been authorized under various titles of the Social Security Act since 1956,
the SSBG in its current form was created in 1981 (P.L. 97-35). Block grant funds are given to
states to achieve a wide range of social policy goals, which include promoting self-sufficiency,
preventing child abuse, and supporting community-based care for the elderly and disabled.
In FY2012, the SSBG received $1.7 billion from the Consolidated Appropriations Act, 2012 (P.L.
112-74). This is the same amount the Obama Administration had requested for FY2012 and is the
same level of annual funding the block grant has received since FY2002. The FY2013 President’s
Budget would maintain SSBG funding at $1.7 billion. FY2013 appropriations have yet to be
enacted, but both the Senate Appropriations Committee-reported bill (S. 3295, S.Rept. 112-176)
and the draft bill approved by the House Appropriations Subcommittee on Labor, Health and
Human Services, Education, and Related Agencies would maintain $1.7 billion for the SSBG.
By contrast, the committee report (H.Rept. 112-421) accompanying the House-passed concurrent
resolution on the FY2013 budget (H.Con.Res. 112) recommended eliminating the SSBG in
FY2013.1 The proposal to repeal the SSBG was ultimately included in a reconciliation package,
The Sequester Replacement Reconciliation Act of 2012 (H.R. 5652), which was reported out of
the House Budget Committee (H.Rept. 112-470) on May 9, 2012, and agreed to by the House the
following day. (See related discussion in the sections on the “FY2013 Budget Resolution and
Reconciliation” and the “Proposal to Repeal the SSBG”.)
Since FY2001, annual appropriations for the SSBG have included a provision stipulating that
states mayThe FY2014 appropriations law (P.L. 113-76) appropriated $1.700 billion for the SSBG.
However, this amount was reduced to $1.578 billion due to budget sequestration. The FY2014
appropriations law also maintained a provision, included in annual appropriations laws since
FY2001, allowing states to transfer up to 10% of their Temporary Assistance for Needy Families
(TANF) block
grants to the SSBG. In addition to funding from annual appropriations, the SSBG has occasionally
received supplemental appropriations, including funds that were appropriated for expenses related
to natural disasters in FY2006 and FY2009. A special SSBG program for enterprise communities
and empowerment zones was authorized in 1993 (P.L. 103-66), but is not currently fundedreceives supplemental appropriations to assist states and territories in responding to natural
disasters, including in FY2006, FY2008, and FY2013 (for more information, see Appendix B).
Health reform legislation enacted into law (P.L. 111-148) in March 2010 amended Title XX of the
Social Security Act to include a subtitle on elder justice and to establish several other programs.
Although these changes, briefly discussed later in the reportreviewed later, have technical importance for the
statutory statutory
citations of the SSBG, they dodid not substantively amend the provisions within Title XX
that that
govern the SSBG itself. and they are not discussed at length in this report. Likewise, this report
does not discuss the special SSBG program for enterprise communities and empowerment zones
that was authorized in 1993 (P.L. 103-66), but is not currently funded.
At the federal level, the SSBG is administered by the U.S.
Department of Health and Human
Services (HHS). Legislation amending Title XX is typically
reported by the House Ways and
Means Committee and the Senate Finance Committee.
1
H.Rept. 112-421, Concurrent Resolution on the Budget, FY2013, March 23, 2012, pp. 89-90.
Congressional Research Service
1
Social Services Block Grant: Background and Funding
Use of Funds
Goals
Federal law establishes the five broad goals for the SSBG. Social services funded by states must
be linked to one or more of these goals. The five goals are
•
achieving or maintaining economic self-support to prevent, reduce, or eliminate
dependency;
•
achieving or maintaining self-sufficiency, including reduction or prevention of
dependency;
•
preventing or remedying neglect, abuse, or exploitation of children and adults
unable to protect their own interests, or preserving, rehabilitating, or reuniting
families;
•Congressional Research Service
1
Social Services Block Grant: Background and Funding
preventing or reducing inappropriate institutional care by providing for
community-based care, home-based care, or other forms of less intensive care;
and
•
securing referral or admission for institutional care when other forms of care are
not appropriate, or providing services to individuals in institutions.
Services
States have broad discretion in spending SSBG funds to support these broad goals. The following
are examples of social services, as specified in law, that relate to the SSBG’s broad goals:
child care, protective services for children and adults, services for children and adults in
foster care, services related to the management and maintenance of the home, adult day care,
transportation, family planning, training and related services, employment services, referral
and counseling services, meal preparation delivery, health support services, and services to
meet the special needs of children, the aged, the mentally retarded, the blind, the emotionally
disturbed, the physically handicapped, and alcoholics and drug addicts.
In 1993, HHS issued a regulation establishing uniform definitions for 28 SSBG service
categories. State spending is not limited to these services; instead, these service categories are
used as guidelines for reporting purposes. (Spending on an activity that falls outside the scope of
services defined in regulation is characterized under “other services” on annual reports.) In
addition to supporting social services, SSBG funds may be used for administration, planning,
evaluation, and training. (See Table 43 for a full list of the service categories reported on by
states.) States may also transfer up to 10% of their SSBG allotments to block grants for health
activities and low-income home energy assistance.
Prohibited Uses
Although SSBG funds can be used for a broad array of activities, some restrictions are placed on
the use of these funds. Funds cannot be used for the following: (1) purchase of land, construction,
or major capital improvements; (2) cash payments as a service or for costs of subsistence or room
Congressional Research Service
2
Social Services Block Grant: Background and Funding
and board (other than costs of subsistence during rehabilitation, temporary emergency shelter
provided as a protective service, or in the case of vouchers for certain families as allowed under
welfare reform); (3) payment of wages as a social service (except wages of welfare recipients
employed in child day care); (4) most medical care (except family planning, rehabilitation
services, initial detoxification of certain individuals, or medical care provided as an “integral but
subordinate component of a social service”); (5) social services for residents of institutions
(including hospitals, nursing homes, and prisons); (6) educational services generally provided by
public schools; (7) child care that does not meet applicable state or local standards; (8) services
provided by anyone excluded from participation in Medicare or certain other Social Security Act
programs; or (9) items or services related to assisted suicide (this provision was added in 1997,
under P.L. 105-12).21 Under extraordinary circumstances, the law does allow HHS to waive two of
these prohibitions (use of the SSBG for the purchase of land or capital improvements, or for the
provision of medical care).
1
See Section 2005(a) of the Social Security Act.
Congressional Research Service
2
Social Services Block Grant: Background and Funding
Eligibility
There are no federal eligibility criteria for SSBG participants. Thus, states have total discretion to
set their own eligibility criteria. One exception is that welfare reform established an income limit
of 200% of poverty for recipients of services funded by TANF allotments that are transferred to
the SSBG.
Allocation of Funds
SSBG funds are allocated to states according to the relative size of each state’s population. Grants
to Puerto Rico, Guam, the Virgin Islands, and Northern Mariana Islands are based on their share
of Title XX funds in FY1981, while grants to American Samoa are based on the relative size of
their population compared to the population of the Northern Mariana Islands. No match is
required for federal SSBG funds, and federal law does not specify a sub-state allocation formula.
In other words, states have complete discretion for the distribution of SSBG funds within their
borders. Table 1 displays FY2012 SSBG allotments by state.
Table 1. Estimated FY2012 SSBG Allotments to States and Territories
State / Territory
Alabama
Allotment ($)
26,170,915
State / Territory
Nevada
14,786,568
Alaska
3,888,791
Arizona
34,998,781
New Jersey
48,139,042
Arkansas
15,965,788
New Mexico
11,274,807
California
203,979,910
Colorado
27,536,806
North Carolina
52,210,481
Connecticut
19,569,572
North Dakota
3,682,698
2
New Hampshire
Allotment ($)
New York
7,208,186
106,102,651
See Section 2005(a) of the Social Security Act.
Congressional Research Service
3
Social Services Block Grant: Background and Funding
State / Territory
Allotment ($)
State / Territory
Allotment ($)
Delaware
4,916,538
Ohio
63,166,850
District of Columbia
3,294,668
Oklahoma
20,540,107
Oregon
20,976,621
Florida
102,944,491
Georgia
53,043,671
Pennsylvania
69,550,469
Hawaii
7,448,177
Rhode Island
5,763,214
Idaho
8,583,122
South Carolina
25,325,668
Illinois
70,252,704
South Dakota
4,457,952
Indiana
35,501,340
Tennessee
Iowa
16,679,979
Texas
137,681,734
Kansas
15,621,932
Utah
15,133,346
Kentucky
23,759,723
Vermont
Louisiana
24,821,976
Virginia
43,808,721
Washington
36,819,474
Maine
7,273,294
34,747,395
3,426,176
Maryland
31,612,444
West Virginia
10,145,863
Massachusetts
35,850,817
Wisconsin
31,138,462
Michigan
54,116,776
Wyoming
3,086,072
Minnesota
29,041,054
American Samoa
Mississippi
16,247,106
Guam
Missouri
32,791,706
Northern Mariana Islands
Montana
5,417,432
Puerto Rico
Nebraska
9,999,928
Virgin Islands
60,074
293,103
58,621
8,793,103
293,103
Source: Table prepared by the Congressional Research Service (CRS) based on data from HHS, available online
at http://www.acf.hhs.gov/programs/ocs/ssbg/docs/esalloc12.html.
Notes: Figures are based on the annual SSBG appropriation of $1.7 billion, as provided in the FY2012
Consolidated Appropriations Act (P.L. 112-74).
Transfer of TANF Funds to SSBG
The 1996 welfare reform law replaced Aid to Families with Dependent Children (AFDC) with a
block grant to states, called Temporary Assistance for Needy Families (TANF), under Title IV-A
of the Social Security Act. The law allowed states to transfer up to 10% of their annual TANF
allotments into the SSBG. Under provisions of the Transportation Equity Act of 1998 (P.L. 105178), the amount that states could transfer into SSBG was reduced to 4.25% of their annual
TANF allotments, beginning in FY2001. However, this provision was superseded in FY2001 by
the FY2001 Consolidated Appropriations Act, which maintained the 10% transfer authority level.
Likewise, the FY2002 appropriations bill presented to the President maintained the 10% transfer
authority for FY2002. Earlier, the House had passed its version of a Labor/HHS/Ed
appropriations bill (H.R. 3061) proposing to maintain the 10% transfer authority, while the
Senate’s amended version proposed a 5.7% transfer level. (The Senate Appropriations Committee
had recommended a 5.9% transfer authority level in S. 1536; however, the full Senate, in passing
Congressional Research Service
4
Social Services Block Grant: Background and Funding
an amended H.R. 3061, would have reduced it to 5.7% as a partial offset to funding proposed in
S.Amdt. 2084, which provided increased funding for Hispanic education programs.) Ultimately,
Ultimately, appropriations acts
maintained the transfer authority at 10% in FY2003-FY2012 as well.
There has been some confusion about whether or not the Deficit Reduction Act (DRA, P.L. 109171) permanently reinstated the 10% transfer authority. This law reauthorized TANF, through the
end of FY2010, in the manner authorized for FY2004.32 In that fiscal year, the Social Security Act
capped states’ authority to transfer TANF funds to the SSBG at 4.25%, but this law was
superseded by the FY2004 Consolidated Appropriations Act (P.L. 108-199), which maintained the
practice of allowing 10% transfers from TANF to the SSBG. In the wake of the DRA, Congress
has continued to ensure that the transfer ceiling stays at 10% by including language to that effect
in appropriations legislation.
Over the course of FY1998-FY2011FY2013, states annually transferred roughly $1 billion of their TANF
funds to the SSBG. In FY2011FY2013 alone, 39 states plus(including the District of Columbia) transferred a
combined $1.1 billion to the SSBG, with roughly 30 of those states taking advantage of the higher transfer
transfer ceiling by moving more than 4.25% of their TANF funds to the SSBG (see Table A-1 in
Appendix A for FY2011FY2013 state-by-state data).43 Funds transferred from TANF to the SSBG can be
used only for children and families whose income is less than 200% of the federal poverty
guidelines. Under welfare reform law, states also may use SSBG funds for vouchers for families
that are not eligible for cash assistance because of time limits under the welfare reform program,
or for children who are denied cash assistance because they were born into families already
receiving benefits for another child.
Funding
FY2013 Appropriations
FY2013 appropriations have yet to be enacted. However, both the House and Senate have
initiated the FY2013 appropriations process for the Departments of Labor, Health and Human
Services, and Education, and Related Agencies (L-HHS-ED).
On July 18, 2012, the House Appropriations L-HHS-ED Subcommittee approved a bill for full
committee consideration. The full committee has yet to consider the bill, but as passed by the
subcommittee, the bill would provide $1.7 billion for the SSBG in FY2013.5
On June 14, 2012, prior to action in the House, the Senate Appropriations Committee reported a
bill to provide full-year FY2013 L-HHS-ED appropriations (S. 3295, S.Rept. 112-176). This bill
would also maintain SSBG funding at $1.7 billion for FY2013. In the report accompanying the
bill, the Senate Appropriations Committee called the SSBG a “critical source of funding for
3
2
The conference report for the DRA notes that the House version of the bill increased the maximum transfer to SSBG
to 10%, while the Senate bill had no provision. The conference report recedes to the Senate with regard to the transfer
authority.
4
See FY2011 TANF Financial Data3
FY2013 TANF financial data are available at http://www.acf.hhs.gov/programs/ofs/data/index.html. ofa/programs/tanf/data-reports.
Calculation is
based on FY2011FY2013 dollars spent in FY2011; it does not include prior year funds.
5
Press releases and a draft of the bill released by the subcommittee prior to markup can be found on the House
Appropriations Committee website: http://appropriations.house.gov/subcommittees/subcommittee/?IssueID=34777.
Congressional Research Service
5
Social Services Block Grant: Background and Funding
services that protect children from neglect and abuse, including providing foster and respite care,
as well as related services for children and families, persons with disabilities, and older adults.”
The report went on to state, “The Committee recognizes the importance of this program,
especially in providing mental health and counseling services to underserved populations, and
recommends continued usage and flexibility of these funds for such purposes.”
Potential Sequestration for FY2013
Readers should note that FY2013 appropriations may beFY2013; it does not include prior year funds.
Congressional Research Service
3
Social Services Block Grant: Background and Funding
or for children who are denied cash assistance because they were born into families already
receiving benefits for another child.
FY2015 Funding
Preliminary Congressional Action
On June 10, 2014, the Senate Appropriations Subcommittee for the Departments of Labor, HHS,
Education, and Related Agencies (L-HHS-ED) approved an FY2015 appropriations bill by voice
vote. The bill has not been marked up by the full committee. However, on July 23, the Senate
Appropriations Committee released a copy of the subcommittee-approved bill and draft
subcommittee report. These materials indicate that the subcommittee-approved bill would fund
the SSBG at a pre-sequester level of $1.7 billion (for more information on sequestration, see text
box). The House Appropriations Committee has not taken action on an FY2015 L-HHS-ED
appropriations bill.
Obama Administration Budget Request
On March 4, 2014, the Obama Administration released its initial FY2015 budget materials,
requesting $1.7 billion for the SSBG.
A Note on Sequestration
Readers should note that FY2013 and FY2014 SSBG appropriations were affected by automatic budget reduction
procedures (known as “sequestration”) authorized by the Budget Control Act of 2011 (BCA, P.L.
112-25).6 The BCA and the
Balanced Budget and Emergency Deficit Control Act of 1985 (P.L. 99-177), as amended. The BCA, which was signed
into law on August 2, 2011, established a Joint Select Committee on Deficit Reduction, charged with the
task of
achieving at least $1.2 trillion in deficit reduction over FY2012-FY2021..4 The Joint
Committee did not achieve this goal and Congress has not enacted legislation to repeal or modify
the automatic budget reduction procedures. As such, sequestration is currently scheduled to begin
on January 2, 2013. At that time, the Office of Management and Budget (OMB) is scheduled to
cancel (i.e., sequester) a certain amount of budgetary resources available for FY2013 by reducing
non-exempt programs, projects, and activities by a uniform percentage.
For BCA purposes, funding for the SSBG falls into the category of “non-defense mandatory
spending” and is not exempt from sequestration.7 The Congressional Budget Office (CBO) has
estimated that budgetary resources for non-defense mandatory programs that are not exempt or
subject to special rules would be reduced by roughly 7.8% in FY2013.8 However, OMB must
ultimately determine the actual percentage based on its own interpretations of the law and funding
in place at that time. On August 7, 2012, President Obama signed into law the Sequestration
Transparency Act of 2012 (P.L. 112-155), which requires the Administration to submit a detailed
report to Congress on implementation of sequestration within 30 days of the bill’s enactment (i.e.,
by September 6).
FY2013 Budget Resolution and Reconciliation
On March 29, 2012, the House agreed to a budget resolution for FY2013 (H.Con.Res. 112),
which was later deemed enforceable in the House by H.Res 614, as amended by H.Res. 643. The
committee report (H.Rept. 112-421) accompanying the House budget resolution for FY2013
included a recommendation that the SSBG be eliminated.9 In its critique of the SSBG, the
committee report noted that states are not required to match federal SSBG allotments or to
demonstrate outcomes (“evidence of effectiveness”) from their SSBG spending. The report called
the SSBG a “duplicative” funding stream, noting that many services supported by the SSBG may
also be supported by other federal programs.
6
For a comprehensive discussion of the BCA, see CRS Report R41965, The Budget Control Act of 2011, by Bill Heniff
Jr., Elizabeth Rybicki, and Shannon M. Mahan.
7
See CRS Report R42050, Budget “Sequestration” and Selected Program Exemptions and Special Rules, coordinated
by Karen Spar.
8
Congressional Budget Office, Estimated Impact of Automatic Budget Enforcement Procedures Specified in the Budget
Control Act, September 12, 2011, http://www.cbo.gov/publication/42754. See additional CBO materials on the BCA
(e.g., estimated impacts, sequestration reports, budget projections) at http://www.cbo.gov/publication/43190.
9
H.Rept. 112-421, Concurrent Resolution on the Budget, FY2013, March 23, 2012, pp. 89-90.
Congressional Research Service
6
Social Services Block Grant: Background and Funding
The House budget resolution for FY2013 also included a reconciliation directive requiring certain
House authorizing committees to submit deficit reduction recommendations to the House Budget
Committee no later than April 27, 2012.10 On April 18, 2012, the House Ways and Means
Committee marked up legislation to comply with the reconciliation directive. The legislation
included a proposal, which was agreed to by the committee (22-14), to repeal the SSBG.11 The
legislation was transmitted to the House Budget Committee for inclusion in a larger reconciliation
bill.12 On May 9, 2012, the House Budget Committee reported out the Sequester Replacement
Reconciliation Act of 2012 (H.R. 5652, H.Rept. 112-470), which is the reconciliation package
that includes the proposal to repeal the SSBG. This bill was passed by the House (218-199) the
following day. (For additional information, see related discussion in the section on the “Proposal
to Repeal the SSBG”.)
The Senate has not agreed to a budget resolution for FY2013. However, on March 20, 2012,
Senate Budget Committee Chairman Kent Conrad filed in the Congressional Record aggregate
spending levels, aggregate revenue levels, and committee spending levels enforceable in the
Senate, which have been referred to as a “deeming resolution.”13
FY2013 Budget Request by the Obama Administration
The Obama Administration released the FY2013 budget on February 13, 2012. The budget
requested that funding for the SSBG be maintained at $1.7 billion for FY2013, the same amount
it has received annually since FY2002.
FY2012 Appropriations
On December 23, 2011, President Obama signed into law the Consolidated Appropriations Act,
2012 (H.R. 2055, P.L. 112-74), which provided $1.7 billion for the SSBG in FY2012, the same
amount of annual funding the block grant has received since FY2002. Prior to the enactment of
P.L. 112-74, pro-rated FY2012 funding for the SSBG was provided by three short-term
continuing resolutions (P.L. 112-33, P.L. 112-36, and P.L. 112-55), each of which maintained
SSBG funding at the annualized level of $1.7 billion.
Before the passage of the first continuing resolution (CR) for FY2012, the House and Senate had
initiated the FY2012 appropriations process for L-HHS-ED programs. On September 29, 2011,
the House introduced a bill to provide year-long FY2012 L-HHS-ED appropriations (H.R. 3070).
This bill would have provided $1.7 billion for the SSBG in FY2012. On September 21, 2011, the
Senate Appropriations Committee reported its bill to provide year-long FY2012 L-HHS-ED
10
See Section 201 of H.Con.Res. 112.
For the text of this legislation, visit http://waysandmeans.house.gov/UploadedFiles/041812_3.pdf. Note that the
legislation would repeal Title XX-A, Sections 2001-2007, but would not repeal Title XX-B (the subtitle on Elder
Justice enacted in health reform legislation) or Sections 2008-2009 of Title XX-A (enacted by health reform legislation
to create demonstration projects related to the health care workforce and a competitive grant program for the early
detection of medical conditions related to environmental health hazards). For a record of the vote, see
http://waysandmeans.house.gov/UploadedFiles/Social_Services_Block_Grant_Roll_Call.pdf.
12
See reconciliation submissions by committee online at http://budget.house.gov/BudgetAnalysis/Reconciliation.htm.
13
For more information on deeming resolutions, see CRS Report RL31443, The “Deeming Resolution”: A Budget
Enforcement Tool, by Megan Suzanne Lynch.
11
Congressional Research Service
7
Social Services Block Grant: Background and Funding
appropriations (S. 1599, S.Rept. 112-84). This bill would also have maintained SSBG funding at
the $1.7 billion level in FY2012.
FY2012 Budget Resolution
On April 15, 2011, the House passed a concurrent resolution on the FY2012 budget (H.Con.Res.
34), which set broad spending targets for FY2012 and subsequent years. The committee report
(H.Rept. 112-58) accompanying the House-passed FY2012 budget resolution included a
recommendation that the SSBG be eliminated.14 Committee did not achieve this goal, triggering an
automatic budget reduction process consisting of a combination of sequestration and lower discretionary spending
limits.5 For FY2013, the BCA called for sequestration of both mandatory and discretionary spending programs. For
FY2014-FY2024, the BCA (as amended) calls for continued sequestration for mandatory programs and lower
spending limits for discretionary programs. Annual SSBG appropriations consist of mandatory funding and thus, in the
absence of congressional action, are expected to be subject to sequestration through FY2024.
FY2014 Funding
Final Appropriations
On January 17, 2014, President Obama signed into law the Consolidated Appropriations Act,
2014 (P.L. 113-76), providing omnibus appropriations for FY2014. This law appropriated $1.7
billion for the SSBG. However, SSBG appropriations were subject to sequestration in FY2014
(see text box). The sequester reduced SSBG funding from the $1.7 billion appropriated by P.L.
4
For a comprehensive discussion of the BCA, see CRS Report R41965, The Budget Control Act of 2011, by Bill Heniff
Jr., Elizabeth Rybicki, and Shannon M. Mahan.
5
The discretionary limits were later modified by the American Taxpayer Relief Act of 2012 (ATRA, P.L. 112-250) and
the Bipartisan Budget Act of 2013 (BBA, Division A of P.L. 113-6).
Congressional Research Service
4
Social Services Block Grant: Background and Funding
113-76, to an operating level of $1.578 billion in FY2014. The omnibus maintained a provision,
included in annual appropriations laws since FY2001, allowing states to transfer up to 10% of
their TANF block grants to the SSBG.
Funding Gap and Continuing Resolutions
Congress and the President did not enact FY2014 appropriations prior to the start of the fiscal
year, October 1, 2013.6 This resulted in a funding gap and government shutdown that lasted 16
days until a short-term continuing resolution (CR) was signed into law on October 17, 2013. That
CR (P.L. 113-46) lasted through January 15, 2014. A second FY2014 CR was enacted on January
15 (P.L. 113-73) and maintained temporary government-wide funding until the FY2014 omnibus
was signed by the President on January 17 (P.L. 113-76).
Preliminary Congressional Action
Prior to the start of the fiscal year, on July 11, 2013, the Senate Appropriations Committee
approved an FY2014 L-HHS-ED appropriations bill (S. 1284, S.Rept. 113-71). The Senate
Committee-reported bill would have funded the SSBG at the pre-sequester level of $1.7 billion.
The House Appropriations Committee did not take action on an FY2014 L-HHS-ED
appropriations bill.
Budget Resolution
On December 26, 2013, the President signed into law the Bipartisan Budget Act of 2013 (BBA,
Division A of P.L. 113-67). The BBA includes a section titled “Establishing a Congressional
Budget” (Title I, Subtitle B), which provided an alternative mechanism for budget enforcement
that could serve as a substitute to a traditional congressional budget resolution for FY2014. In
January 2014, the House and Senate Budget Committees filed committee spending levels that
became enforceable on the House and Senate floor.
Prior to this, both the House and Senate had taken action on their own budget resolutions.
On March 21, 2013, the House agreed to a budget resolution for FY2014 (H.Con.Res. 25) by a
vote of 221-207. The committee report (H.Rept. 113-17) accompanying H.Con.Res. 25 included a
recommendation that the SSBG be eliminated.7 In its critique of the SSBG, the committee report
noted that states are not required to match federal SSBG allotments or to demonstrate outcomes
(“evidence of effectiveness”) from their SSBG spending. The report called the SSBG a
“duplicative” funding stream, noting that many services supported by the SSBG may also be
supported by other federal programs.
FY2012 Budget Request by the Obama Administration
The Obama Administration released the FY2012 Budget on February 14, 2011. The Budget
requested that funding for the SSBG be maintained at $1.7 billion for FY2012, the same amount
it has received annually since FY2002.
FY2011 Appropriations
Congress did not pass a regular FY2011 appropriations bill for the Departments of Labor, HHS,
Education, and Related Agencies. Instead, funding for the SSBG was provided under a series of
CRs for the first half of the fiscal year until a final (full-year) FY2011 CR was passed by the
Congress and enacted into law (P.L. 112-10) on April 15, 2011. The final FY2011 CR provided
$1.7 billion for the SSBG, the same amount of annual funding the block grant has received since
FY2002. Seven short-term CRs provided temporary funding for the SSBG prior to the enactment
of the final FY2011 CR. Each of these CRs (P.L. 112-8, P.L. 112-6, P.L. 112-4, P.L. 111-322, P.L.
111-317, P.L. 111-290, P.L. 111-242) maintained SSBG funding at the annualized level of $1.7
billion.
Prior to the enactment of the final FY2011 CR, the House had passed alternative legislation (H.R.
1) to extend funding through the end of FY2011, which would have reduced funding for many
government programs. However, as passed by the House on February 19, 2011, H.R. 1 would
have maintained SSBG funding at the $1.7 billion level. The Senate voted to reject H.R. 1 on
March 9, 2011. On March 9, the Senate also voted to reject S.Amdt. 149 to H.R. 1 (in the nature
of a substitute), which would have provided full-year funding of $1.7 billion for the SSBG.
Before the passage of the first CR, the House and Senate had initiated the FY2011 L-HHS-ED
appropriations process in the 111th Congress. The Senate Subcommittee on L-HHS-ED
Appropriations marked up and approved its proposal for FY2011 L-HHS-ED funding on July 27,
2010. The full Senate Appropriations Committee subsequently reported on the proposed FY2011
funding bill (S.Rept. 111-243, S. 3686) on August 2, 2010. This bill would have maintained
SSBG funding at the $1.7 billion level. The House Subcommittee on L-HHS-ED Appropriations
14
H.Rept. 112-58, Concurrent Resolution on the Budget, FY2012, April 11, 2011, p. 97.
Congressional Research Service
8
Social Services Block Grant: Background and Funding
marked up and approved its proposal for FY2011 appropriations on July 15, 2010, but the full
House Appropriations Committee took no action on this legislation in the 111th Congress.
FY2011 Budget Request by the Obama Administration
In February 2010, the Obama Administration released the FY2011 Budget, which requested that
funding for the SSBG be maintained at $1.7 billion for FY2011, the same amount it has received
annually since FY2002.
FY2010 Appropriations
On December 16, 2009, President Obama signed the Consolidated Appropriations Act, 2010, into
law as P.L. 111-117. The measure provided $1.7 billion for the SSBG, reflecting the conference
report (H.Rept. 111-366) filed on the bill, H.R. 3288, on December 8, 2009. The House and
Senate agreed to the conference report on December 10 and December 13, respectively. P.L. 111117 also maintained the states’ authority to transfer up to 10% of their TANF funds to the SSBG.
Prior to the passage of H.R. 3288, both the House and Senate had initiated the L-HHS-ED
appropriations process for FY2010. Although the full Senate did not pass a bill to provide LHHS-ED appropriations for FY2010, the Senate Appropriations Committee did report such a bill
(S.Rept. 111-66, H.R. 3293) on August 4, 2009, which sought to maintain funding for the SSBG
at the annual level of $1.7 billion. Meanwhile, on July 24, 2009, the House passed its FY2010 LHHS-ED appropriations bill, H.R. 3293, which also sought to maintain funding for the SSBG at
$1.7 billion. Prior to consideration by the full House, this bill was reported by the House
Appropriations Committee on July 22, 2009 (H.Rept. 111-220).
FY2010 Budget Request by the Obama Administration
In May 2009, the Obama Administration released the detailed FY2010 Budget, which requested
that funding for the SSBG be maintained at $1.7 billion in FY2010. This was a contrast to recent
President’s Budgets submitted by the Bush Administration, which had proposed funding
reductions and, ultimately, full elimination of the SSBG.
FY2009 Appropriations
President Obama signed the FY2009 Omnibus Appropriations Act (P.L. 111-8) into law on March
11, 2009. The FY2009 Omnibus funded the SSBG at an annual level of $1.7 billion in FY2009,
rejecting the proposed cuts in the FY2009 budget request submitted by President Bush. The
Omnibus also maintained states’ authority to transfer up to 10% of their TANF block grants to the
SSBG.
Prior to the passage of the FY2009 Omnibus Appropriations Act, Congress had passed two CRs
for FY2009 (P.L. 110-329 and P.L. 111-6). Both CRs also rejected cuts proposed by the Bush
Administration, maintaining SSBG funding at $1.7 billion. The first of the two CRs (P.L. 110329) was signed into law by President Bush on September 30, 2008, and remained in effect until
March 6, 2009. The second CR (P.L. 111-6) was signed into law by President Obama on March 6,
2009, and lasted until it was superseded by the FY2009 Omnibus on March 11, 2009.
Congressional Research Service
9
Social Services Block Grant: Background and Funding
In addition to annual appropriations contained in the FY2009 Omnibus, many programs also
received FY2009 funding from the American Recovery and Reinvestment Act of 2009 (ARRA),
signed into law by President Obama on February 17, 2009 (P.L. 111-5). The original Senatepassed version of this bill (H.R. 1) would have appropriated $400 million in SSBG funds, to be
obligated to states within 60 calendar days from the date at which they become available for
obligation. The original House-passed version of H.R. 1, meanwhile, included no funds for SSBG.
Ultimately, the enacted version of this legislation adopted the House position on this and, as a
result, the SSBG received no supplemental funds from the ARRA.15
FY2009 Budget Request by the Bush Administration
President Bush’s FY2009 budget, released on February 4, 2008, originally called for $1.2 billion
in funding for the SSBG in FY2009, a $500 million decrease from the authorized funding level.
However, the Bush Administration subsequently submitted to Congress two amendments to the
initial budget request, which combined to reduce the proposed FY2009 SSBG funding level to
$0.16
In addition to the proposed cut for FY2009, the Bush Administration budget also proposed a plan
to permanently eliminate the SSBG beginning in FY2010. The Administration contended that the
grant’s flexibility and lack of state reporting requirements make it difficult to measure its
performance, and that the broad array of services funded through the SSBG often overlap with
other federal programs.
Recent Supplemental Appropriations
FY2009 Supplemental Appropriation for Major Disasters of 2008 (and
Hurricanes Katrina and Rita)
The first FY2009 CR (P.L. 110-329) included, as Division B, the Disaster Relief and Recovery
Supplemental Appropriations Act of 2008. This law provided $600 million in supplemental funds
for the SSBG in FY2008. These funds were appropriated on the last day of FY2008 and were not
allotted to states by HHS until FY2009. The supplemental funds were appropriated for necessary
expenses resulting from “major disasters” (as declared by the President and defined in Title IV of
the Stafford Act) occurring during 2008, including hurricanes, floods, and other natural disasters.
The appropriation also made these funds available for necessary expenses resulting from
Hurricanes Katrina and Rita.
The appropriations language specified that in addition to other uses permitted by Title XX of the
Social Security Act, states could use their supplemental SSBG funds to provide social and health
services (including mental health services) for individuals, as well as to support the repair,
renovation, or construction of health care facilities, mental health facilities, child care centers, and
other social services facilities affected by related disasters.
15
For more information about human services programs in the American Recovery and Reinvestment Act, see CRS
Report R40211, Human Services Provisions of the American Recovery and Reinvestment Act, by Gene Falk et al.
16
These two amendments to the FY2009 President’s Budget can be found on the Government Printing Office (GPO)
website at http://www.gpoaccess.gov/USbudget/fy09/amndsup.html (see H.Doc. 110-123 and H.Doc. 110-141).
Congressional Research Service
10
Social Services Block Grant: Background and Funding
Allocation of Funds
The appropriations language explicitly required HHS to distribute funding to eligible states based
on “demonstrated need in accordance with objective criteria that are made available to the
public.” HHS outlined their criteria in Information Memorandum Transmittal No. 02-2009,
FY2008 SSBG Supplemental Appropriation of Disaster Assistance Funds Awarded in FY2009,
which was issued by the Department on January 6, 2009.17 Figure 1 illustrates how the criteria
selected by HHS were used to allocate funds to states.
Figure 1. HHS Allocation Methodology for the FY2009 SSBG Supplemental Funding
Source: Figure prepared by the Congressional Research Service based on data from HHS.
As specified in the Information Memorandum, HHS identified criteria to determine which
disasters qualified for supplemental SSBG funds. First, HHS specified that qualifying major
disasters were those that occurred between January 1, 2008, and the date of enactment of the
supplemental appropriation (September 30, 2008); in addition, Hurricanes Katrina and Rita were
considered to qualify automatically based on appropriations language. Second, HHS restricted
qualifying disasters to those which triggered authorizations for Federal Emergency Management
Agency (FEMA) Individual Assistance. The FEMA Individual Assistance program provides
money or direct assistance to individuals, families, and businesses in an affected area whose
property has been damaged or destroyed and whose losses are not covered by insurance. HHS
17
See the Information Memorandum online at http://www.acf.hhs.gov/programs/ocs/ssbg/procedures/IM_0109.html.
Congressional Research Service
11
Social Services Block Grant: Background and Funding
chose Individual Assistance data to serve as a proxy for “demonstrated need,” noting that these
data represent individual households that have declared a loss associated with the disaster and
who have registered for assistance.
Twenty states (including the Commonwealth of Puerto Rico) were directly affected by qualifying
disasters in 2008, as determined by the HHS criteria. Based on these same criteria, four states
were deemed to be eligible for supplemental funds as a result of the lasting effects of Hurricanes
Katrina and Rita (all but one of these states had also been affected by disasters in 2008). In total,
21 states (including Puerto Rico) were eligible to receive some share of the $600 million in
supplemental funds under the HHS methodology.
As shown in Figure 1, the HHS methodology called for three-fourths of the supplemental funds
($450 million) to be reserved for the states that were directly affected by major disasters
occurring in 2008. One-fourth of the supplemental ($150 million) was then dedicated to the states
facing ongoing needs as a result of Hurricanes Katrina and Rita. From there, funds in each
category were allocated to states using two equally weighted sets of data: (1) the proportional
share of FEMA registrants for Individual Assistance (that is, individuals from affected
communities who validly registered with FEMA after the natural disaster), and (2) the relative
size of state populations according to 2007 data from the Census Bureau’s American Community
Survey. Table 2 displays the amount allocated to each state.
Expenditure of Funds
Based on data from HHS, states had spent more than $522 million (or 87%) of the $600 million
in supplemental funds as of December 15, 2011. As shown in Table 2, seven states (Alabama,
Indiana, Iowa, Kentucky, Louisiana, Maine, and Mississippi) had spent all of their supplemental
funds by that date, while two states (Oklahoma and West Virginia) had not spent any. The
remaining states (plus Puerto Rico) had spent some portion of their funds, ranging from 3.5% of
Arkansas’s allotment to 99.9% of Texas’s.
Typically, SSBG funds are subject to a two-year expenditure period—meaning that funds must be
spent by the end of the fiscal year subsequent to the fiscal year in which they were allotted to
states.18 The funds from this supplemental were allotted to states in FY2009, giving states until
the last day of FY2010 (September 30, 2010) to spend them. However, most states had not spent
all of their supplemental funds by the end of FY2010. Recognizing this, Congress passed a bill
(S. 3774), which the President signed into law (P.L. 111-285) on November 24, 2010, extending
the expenditure deadline for these funds by one fiscal year (to September 30, 2011). Terms and
conditions of SSBG grant awards typically give states an additional 90 days (in this case, until
December 30, 2011) to liquidate funds that had already been obligated at the end of the fiscal
year. Final expenditure data are not yet available.
18
Section 2002(c) of the Social Security Act.
Congressional Research Service
12
Social Services Block Grant: Background and Funding
Table 2. State Allocations and Spending from the FY2009 SSBG Supplemental
(as of December 15, 2011)
State
Allocation ($)
Balance ($)
Percent Spent
Alabama
13,092,588
0
100.0%
Arkansas
7,386,653
7,130,072
3.5%
Colorado
8,931,072
6,569,293
26.4%
Florida
35,384,592
20,058,269
43.3%
Georgia
18,111,127
15,909,499
12.2%
Illinois
30,502,439
3,791,646
87.6%
Indiana
18,139,459
0
100.0%
Iowa
11,157,944
0
100.0%
Kentucky
7,732,381
0
100.0%
Louisiana
129,737,880
0
100.0%
2,425,722
0
100.0%
Mississippi
28,136,577
0
100.0%
Missouri
12,188,291
509,948
95.8%
Nebraska
3,570,592
1,567,285
56.1%
Nevada
4,640,930
1,473,023
68.3%
Oklahoma
6,540,619
6,540,619
0.0%
Puerto Rico
12,427,602
1,364,147
89.0%
Tennessee
11,689,137
4,185,273
64.2%
218,852,848
218,510
99.9%
3,386,574
3,386,574
0.0%
15,964,973
5,149,947
67.7%
600,000,000
77,854,157
87.0%
Maine
Texas
West Virginia
Wisconsin
Total
Source: Table prepared by the Congressional Research Service (CRS) based on data from HHS.
FY2006 Supplemental Appropriation for Gulf Coast Hurricanes of 2005
The FY2006 Defense Appropriations Act (P.L. 109-148) included supplemental SSBG funding in
the amount of $550 million. These funds were for expenses related to the consequences of the
Gulf Coast hurricanes of 2005. The Defense Appropriations Act expanded the potential services
for which the additional $550 million could be used to include “health services (including mental
health services) and for repair, renovation and construction of health facilities.”
Allocation of Funds
Factors used to allocate these supplemental funds included the number of FEMA registrants from
hurricanes Katrina, Rita, and Wilma, as well as the percent of individuals in poverty in each state.
HHS distributed funds to all states that took in evacuees, not just the states that were directly
affected, noting in a February 8, 2006, press release that the Bush Administration had promised
Congressional Research Service
13
Social Services Block Grant: Background and Funding
no state would be unfairly disadvantaged for providing services to those affected by the storms.19
Although all states received a portion, Louisiana ($221 million), Mississippi ($128 million),
Texas ($88 million), Florida ($54 million), and Alabama ($28 million) received the bulk of
funding from the supplemental (94%).
Expenditure of Funds
On May 25, 2007, an FY2007 supplemental appropriations act was signed into law (P.L. 110-28),
extending the availability of the supplemental SSBG funds for expenditure through the end of
FY2009. In practical terms, this provision gave states until September 30, 2009, to spend all of
their supplemental funds.20 According to HHS, states failed to spend approximately $28.7 million
(or about 5%) of the $550 million in supplemental funds prior to the expenditure deadline (see
Table B-1 in Appendix B for state-by-state data). This means that about 95% of the supplemental
funds were spent prior to the close of FY2009. Unspent funds reverted to the U.S. Treasury.
Additional Funding History
Table 3
On March 23, 2013, the Senate agreed to an FY2014 budget resolution (S.Con.Res. 8) by a vote
of 50-49. The committee print (S.Prt. 113-12) accompanying S.Con.Res. 8 did not call for the
6
An exception is that on September 30, an automatic continuing resolution was enacted to cover FY2014 pay and
allowances for (1) certain members of the Armed Forces, (2) certain Department of Defense (DOD) civilian personnel,
and (3) other specified DOD and Department of Homeland Security contractors (P.L. 113-39).
7
H.Rept. 113-17, Concurrent Resolution on the Budget—Fiscal Year 2014, March 15, 2013, p. 78.
Congressional Research Service
5
Social Services Block Grant: Background and Funding
SSBG to be eliminated, but would have established a deficit neutral reserve fund for legislation
related to the SSBG and other programs deemed as providing a “critical safety net.”8
Obama Administration Budget Request
On April 10, 2013, the Obama Administration released its FY2014 budget, which requested $1.7
billion for the SSBG.
FY2013 Funding
Final Appropriations
Congress and the President did not enact full-year FY2013 appropriations prior to the start of the
fiscal year. Instead, following a six-month government-wide continuing resolution (P.L. 112-175),
Congress agreed to a full-year appropriations bill in March 2013. President Obama signed into
law the Consolidated and Further Continuing Appropriations Act, 2013 (P.L. 113-6) on March 26,
2013. Division F of P.L. 113-6 appropriated $1.700 billion for the SSBG, but this amount was
reduced to $1.613 billion by the sequester order issued by the President on March 1, 2013 (see
text box). The full-year bill maintained a provision, included in annual appropriations laws since
FY2001, allowing states to transfer up to 10% of their TANF block grants to the SSBG.
Disaster Supplemental
On January 29, 2013, the President signed into law the Disaster Relief Appropriations Act, 2013
(P.L. 113-2), in response to Hurricane Sandy. This law reserved roughly $500 million ($474.5
million when accounting for sequestration) for the SSBG.9 The supplemental included language
stipulating that these funds be used to address necessary expenses resulting from Hurricane
Sandy, including social, health, and mental health services for individuals; and for repair,
renovation, and rebuilding of health care facilities (including mental health facilities), child care
facilities, and other social services facilities. The supplemental also included a provision giving
states up to three years to expend these funds, one year longer than the SSBG’s standard two-year
expenditure period.
On March 28, 2013, HHS issued an information memorandum regarding the availability of these
supplemental funds.10 According to this memorandum, five states were allocated supplemental
funds based on their relative share of Hurricane Sandy Individual Assistance registrants, as
reported by the Federal Emergency Management Agency (FEMA) on of March 18, 2013. These
states were Connecticut ($10.6 million), Maryland ($1.2 million), New Jersey ($226.8 million),
8
S.Prt. 113-12, Concurrent Resolution on the Budget, FY2014, March 2013, p. 146.
This law did not appropriate the $500 million directly to the SSBG. Rather, the law appropriated $800 million to the
HHS Public Health and Social Services Emergency Fund and required that, of this amount, the Secretary of HHS
transfer $500 million to the SSBG. For additional information, see CRS Report R42869, FY2013 Supplemental
Funding for Disaster Relief, coordinated by William L. Painter and Jared T. Brown.
10
See SSBG Information Memorandum Transmittal Number 01-2013, http://www.acf.hhs.gov/sites/default/files/ocs/
ssbg_im_hurricane_sandy_approved_3_27_signed_2_0.pdf.
9
Congressional Research Service
6
Social Services Block Grant: Background and Funding
New York ($235.4 million), and Rhode Island ($0.5 million). HHS subsequently released a
number of additional SSBG resources related to Hurricane Sandy, including two rounds of
Questions and Answers and additional information on reporting requirements.11
Prior to the enactment of P.L. 113-2, the Obama Administration had submitted a request to
Congress on December 7, 2012, for disaster relief to support states affected by Hurricane Sandy.
As part of this request, the Administration called for Congress to provide $500 million in
supplemental funding for the SSBG.12 On December 28, 2012, the Senate approved this request as
part of a disaster supplemental package (introduced as an amendment to H.R. 1), with some
special provisions not included in the President’s request. However, the House took no action on
this bill, as amended by the Senate, prior to the end of the 112th Congress.
Preliminary Congressional Action
On July 18, 2012, the House Appropriations L-HHS-ED Subcommittee approved a bill that
would have provided $1.7 billion (pre-sequester) for the SSBG in FY2013.13 The full committee
did not take action on this bill.
On June 14, 2012, the Senate Appropriations Committee reported a bill to provide full-year
FY2013 L-HHS-ED appropriations (S. 3295, S.Rept. 112-176). This bill also called for funding
the SSBG funding at $1.7 billion (pre-sequester) in FY2013. In the report accompanying the bill,
the Senate Appropriations Committee called the SSBG a “critical source of funding for services
that protect children from neglect and abuse, including providing foster and respite care, as well
as related services for children and families, persons with disabilities, and older adults.” The
report went on to state, “The Committee recognizes the importance of this program, especially in
providing mental health and counseling services to underserved populations, and recommends
continued usage and flexibility of these funds for such purposes.”
House Budget Resolution and Reconciliation
On March 29, 2012, the House agreed to a budget resolution for FY2013 (H.Con.Res. 112),
which was later deemed enforceable in the House by H.Res. 614, as amended by H.Res. 643. The
committee report (H.Rept. 112-421) accompanying the House budget resolution for FY2013
included a recommendation that the SSBG be eliminated.14 In its critique of the SSBG, the
committee report noted that states are not required to match federal SSBG allotments or to
demonstrate outcomes (“evidence of effectiveness”) from their SSBG spending. The report called
the SSBG a “duplicative” funding stream, noting that many services supported by the SSBG may
also be supported by other federal programs.
11
These resources are available on the HHS website at http://www.acf.hhs.gov/programs/ocs/resource-library/search?
area[2129]=2129#?keyword[0]=sandy&area[2129]=2129&ajax=1.
12
Office of Management and Budget, Hurricane Sandy Funding Needs, Washington, DC, December 7, 2012, p. 15,
http://www.whitehouse.gov/sites/default/files/
supplemental__december_7_2012_hurricane_sandy_funding_needs.pdf.pdf.
13
Press releases and a draft of the bill released by the subcommittee prior to markup can be found on the House
Appropriations Committee website: http://appropriations.house.gov/subcommittees/subcommittee/?IssueID=34777.
14
H.Rept. 112-421, Concurrent Resolution on the Budget, FY2013, March 23, 2012, pp. 89-90.
Congressional Research Service
7
Social Services Block Grant: Background and Funding
The House budget resolution for FY2013 also included a reconciliation directive requiring certain
House authorizing committees to submit deficit reduction recommendations to the House Budget
Committee no later than April 27, 2012.15 On April 18, 2012, the House Ways and Means
Committee marked up legislation to comply with the reconciliation directive. The legislation
included a proposal, which was agreed to by the committee (22-14), to repeal the SSBG.16 The
legislation was transmitted to the House Budget Committee for inclusion in a larger reconciliation
bill.17 On May 9, 2012, the House Budget Committee reported out the Sequester Replacement
Reconciliation Act of 2012 (H.R. 5652, H.Rept. 112-470), which is the reconciliation package
that includes the proposal to repeal the SSBG. This bill was passed by the House (218-199) the
following day. (For additional information, see related discussion in the section on the “Proposal
to Repeal the SSBG”.)
Senate Budget Resolution
The Senate has not agreed to a budget resolution for FY2013. However, on March 20, 2012,
Senate Budget Committee Chairman Kent Conrad filed in the Congressional Record aggregate
spending levels, aggregate revenue levels, and committee spending levels enforceable in the
Senate, which have been referred to as a “deeming resolution.”18
Obama Administration Budget Request
The Obama Administration released the FY2013 budget on February 13, 2012. The budget
requested that funding for the SSBG be maintained at $1.7 billion for FY2013, the same amount
it has received annually since FY2002.
Additional Appropriations History
Table 1 shows SSBG funding levels from 1985 on, including the high of $2.8 billion, which was
provided annually from FY1991-FY1995. Although $2.8 billion was the originally authorized
entitlement ceiling for FY1996, Congress reduced funding to $2.38 billion in that year. Welfare
reform legislation (P.L. 104-193) subsequently set the annual SSBG entitlement ceiling at $2.38
billion in each of fiscal years 1997 through 2002. Under the welfare reform law, the ceiling was
scheduled to return to a permanent level of $2.8 billion in FY2003.
After welfare reform was enacted, Congress passed an appropriations measure for FY1997 (P.L.
104-208) that contained $2.5 billion for the SSBG, exceeding the ceiling established in the
15
See Section 201 of H.Con.Res. 112.
For the text of this legislation, visit http://waysandmeans.house.gov/UploadedFiles/041812_3.pdf. Note that the
legislation would repeal Title XX-A, Sections 2001-2007, but would not repeal Title XX-B (the subtitle on Elder
Justice enacted in health reform legislation) or Sections 2008-2009 of Title XX-A (enacted by health reform legislation
to create demonstration projects related to the health care workforce and a competitive grant program for the early
detection of medical conditions related to environmental health hazards). For a record of the vote, see
http://waysandmeans.house.gov/UploadedFiles/Social_Services_Block_Grant_Roll_Call.pdf.
17
See reconciliation submissions by committee online at http://budget.house.gov/BudgetAnalysis/Reconciliation.htm.
18
For more information on deeming resolutions, see CRS Report RL31443, The “Deeming Resolution”: A Budget
Enforcement Tool, by Megan S. Lynch.
16
Congressional Research Service
8
Social Services Block Grant: Background and Funding
welfare reform law. For FY1998, President Clinton requested that the amount authorized by
welfare reform ($2.38 billion) be appropriated. However, Congress approved an FY1998
appropriations bill (P.L. 105-78) containing $2.299 billion for the SSBG. The Senate
Appropriations Committee explained the reduction by stating that funding is provided for social
services through other federal programs (S.Rept. 105-58). The House Appropriations Committee
expressed concern that HHS lacks information on the effectiveness of SSBG-funded activities
(H.Rept. 105-205).
In 1998, the Transportation Equity Act (TEA, P.L. 105-178) permanently reduced the SSBG
entitlement ceiling to $1.7 billion, beginning in FY2001. However, the entitlement ceiling has not
always reflected the actual appropriation. For example, the $1.725 billion appropriation level for
FY2001 (H.R. 4577) exceeded the $1.7 billion ceiling by $25 million. In addition, a TEA
provision limited the authority for states to transfer TANF funds to the SSBG beginning in
FY2001 (reducing the transfer cap from 10%, as established in welfare reform, to 4.25%).
However, each annual appropriation from FY2001 onward has included override to reinstate the
higher cap, effectively enabling states to transfer up to 10% of their TANF funds to the SSBG.
19
See http://www.hhs.gov/news/press/2006pres/20060208a.html.
The Terms and Conditions of SSBG grant agreements give states 90 days after the end of the grant period to finalize
spending for funds they had obligated as of September 30, 2009.
20
Congressional Research Service
14
Social Services Block Grant: Background and Funding
Table 3
In addition to annual appropriations, the SSBG occasionally receives supplemental
appropriations, including in FY2006, FY2008, and FY2013. See Appendix B for additional
information on these recent supplemental appropriations.
Table 1 shows SSBG entitlement ceilings and appropriations from FY1985-FY2012FY2014. Also shown
for FY1997-FY2011FY2013 are the amounts transferred from TANF to SSBG.
Table 31. SSBG Funding, FY1985-FY2012FY2014
(Dollars in billions)
Fiscal
Year
Ceiling
1985
Appropriation
Transfer from
TANF
Appropriation
Fiscal Year
Ceiling Year
1985
Ceiling
Appropriation
Fiscal Year
Ceiling
Appropriation
Transfer
from TANF
2.7
2.725a
1997
2.380
2.5
0.36
1986
2.7
2.584b
1998
2.380
2.299
1.12
1987
2.7
2.7
1999
2.380
1.909
1.32
1988
2.750c
2.7
2000
2.380
1.775
1.10
1989
2.7
2.7
2001
1.700
1.725
0.93
1990
2.8
2.762d
2002
1.700
1.700
1.03
1991
2.8
2.8
2003
1.700
1.700
0.93
1992
2.8
2.8
2004
1.700
1.700
0.77
1993
2.8
2.8
2005
1.700
1.700
0.92
0.97
1994
2.8
2.8
2006
1.700
1.700+0.550e
1995
2.8
2.8
2007
1.700
1.700
1.17
2008
1.700
1.700+0.600f
1.18
2009
1.700
1.700
1.21
2010
1.700
1.700
1.22
2011
1.700
1.700
1.14
2012
1.700
1.700
data not yet available
1996
2.381
2.3811.13
1996
2.381
Congressional Research Service
2.381
9
Social Services Block Grant: Background and Funding
Fiscal Year
Ceiling
Appropriation
Fiscal Year
Ceiling
Appropriation
Transfer
from TANF
1.13
2013
1.700
1.613+0.475g
2014
1.700
1.578h
data not yet
available
Source: Table prepared by the Congressional Research Service (CRS) based on budget documents and HHS
data. In this table, TANF transfer figures reflect data from combined year TANF spending reports; amounts may
not necessarily match transfer amounts shown in annual SSBG reports.
a.
Amount includes $25 million earmarked for training of daycare providers, licensing officials, and parents,
including training in the prevention of child abuse in child care settings (P.L. 98-473).
b.
The entitlement ceiling for FY1986 was $2.7 billion. However, the Gramm-Rudman-Hollings legislation
sequestration of funds for that period reduced the funding by $116 million.
c.
The 1987 Budget Reconciliation Act (P.L. 100-203) included a $50 million increase in the Title XX
entitlement ceiling for FY1988; however, these additional funds were not appropriated.
d.
The FY1990 appropriation included a supplemental appropriation of $100 million (P.L. 101-198). The
Gramm-Rudman-Hollings legislation sequestration of funds for FY1990 reduced funding by $37.8 million to
$2.762 billion.
e.
The FY2006 Labor-HHS-Education Appropriations Act maintained regular SSBG funding at $1.7 billion. The
FY2006 Defense Appropriations Act (P.L. 109-148) provided an additional $550 million in SSBG funding, for
necessary expenses related to the consequences of hurricanes in 2005.
f.
The Consolidated Appropriations Act, 2008 (P.L. 110-161) maintained regular SSBG funding at $1.7
billion. However, the first FY2009 CR (P.L. 110-329) included, as Division B, the Disaster Relief and
Recovery Supplemental Appropriations Act of 2008, which provided $600 million in supplemental SSBG
funds. These funds were appropriated on the last day of FY2008, but not allotted to states until FY2009.
Congressional Research Service
15
Social Services Block Grant: Background and Fundingg.
The Consolidated and Further Continuing Appropriations Act, 2013 (P.L. 113-6) appropriated $1.700 billion
for the SSBG, but this amount was reduced to $1.613 billion due to sequestration. In response to Hurricane
Sandy, the Disaster Relief Appropriations Act, 2013 (P.L. 113-2), reserved roughly $500 million ($474.5
million post-sequester) for the SSBG.
h.
The Consolidated Appropriations Act, 2014 (P.L. 113-76), appropriated $1.7 billion for the SSBG, but this
amount was reduced to $1.578 billion due to sequestration.
Allocation of Funds
SSBG funds are allocated to states according to the relative size of each state’s population. Grants
to Puerto Rico, Guam, the Virgin Islands, and Northern Mariana Islands are based on their share
of Title XX funds in FY1981, while grants to American Samoa are based on the relative size of
their population compared to the population of the Northern Mariana Islands. No match is
required for federal SSBG funds, and federal law does not specify a sub-state allocation formula.
In other words, states have complete discretion for the distribution of SSBG funds within their
borders. Table 2 displays FY2013 and FY2014 SSBG allotments by state. (Supplemental funds
provided in FY2013 are not shown here; see Table B-1 instead.)
Congressional Research Service
10
Social Services Block Grant: Background and Funding
Table 2. FY2013 and FY2014 SSBG Allotments to States and Territories
(Amounts in dollars)
State / Territory
Alabama
FY2013
FY2014
24,727,756
24,180,567
Alaska
3,721,041
3,638,700
Arizona
33,376,323
32,637,753
Arkansas
15,126,704
14,791,972
California
194,063,475
189,769,130
Colorado
26,344,729
25,761,758
Connecticut
18,435,913
18,027,953
Delaware
4,670,545
4,567,193
District of Columbia
3,181,862
3,111,452
Florida
98,121,125
95,949,846
Georgia
50,535,344
49,417,070
Hawaii
7,078,452
6,921,816
Idaho
8,160,576
7,979,994
Illinois
66,259,646
64,793,415
Indiana
33,553,525
32,811,034
Iowa
15,766,839
15,417,942
Kansas
14,783,077
14,455,948
Kentucky
22,496,402
21,998,589
Louisiana
23,554,352
23,033,128
6,838,411
6,687,087
Maryland
30,007,977
29,343,943
Massachusetts
33,917,094
33,166,558
Michigan
50,849,295
49,724,074
Minnesota
27,518,962
26,910,007
Mississippi
15,335,396
14,996,046
Missouri
30,947,090
30,262,276
Montana
5,139,404
5,025,676
Nebraska
9,487,163
9,277,226
14,021,505
13,711,229
6,786,955
6,636,769
New Jersey
45,417,276
44,412,258
New Mexico
10,720,698
10,483,465
100,220,009
98,002,285
North Carolina
49,717,688
48,617,507
North Dakota
3,521,345
3,443,423
Maine
Nevada
New Hampshire
New York
Congressional Research Service
11
Social Services Block Grant: Background and Funding
State / Territory
FY2013
FY2014
Ohio
59,441,222
58,125,873
Oklahoma
19,521,249
19,089,272
Oregon
19,934,951
19,493,819
Pennsylvania
65,609,002
64,157,170
Rhode Island
5,412,814
5,293,036
South Carolina
24,091,843
23,558,725
South Dakota
4,242,932
4,149,042
32,968,795
32,239,243
Texas
132,190,636
129,265,447
Utah
14,504,966
14,183,992
3,225,291
3,153,920
Virginia
41,686,797
40,764,329
Washington
35,165,658
34,387,493
9,552,670
9,341,283
Wisconsin
29,408,042
28,757,285
Wyoming
2,925,262
2,860,530
57,320
56,052
278,155
272,000
55,631
54,400
8,344,655
8,160,000
278,155
272,000
1,613,300,000
1,577,600,000
Tennessee
Vermont
West Virginia
American Samoa
Guam
Northern Mariana Islands
Puerto Rico
Virgin Islands
Total
Source: Table prepared by the Congressional Research Service (CRS) based on data from HHS, available online
at https://www.acf.hhs.gov/sites/default/files/olab/sec3k_ssbg_2015cj.pdf#page=15.
Notes: Figures are based on the annual SSBG appropriations for FY2013 (P.L. 113-6) and FY2014 (P.L. 113-76),
as reduced by sequestration. In FY2013, the Disaster Relief Appropriations Act, 2013 (P.L. 113-2) reserved
roughly $500 million ($474.5 million post-sequester) for the SSBG. Allocations based on this supplemental
appropriation are not shown here.
State Reporting Requirements
Each year, states are required to submit an intended use plan, often called a “pre-expenditure
report,” as a prerequisite to receive SSBG funds. The pre-expenditure report must be submitted
30 days prior to the start of the fiscal year.2119 States must also submit a revised report if their
planned uses for SSBG funds change during the course of the year. In pre-expenditure reports,
states outline their plans for SSBG funds, including the types of services to be supported, and the
19
This refers to September 1, provided the state operates on a federal fiscal year; alternately, this means June 1 if the
state operates on a July-June fiscal year.
Congressional Research Service
12
Social Services Block Grant: Background and Funding
categories and characteristics of individuals to be served (e.g., children, adults 59 and younger,
adults 60 and older, and the disabled).
States are also required to report annually on their actual SSBG expenditures in each of the 29
service categories. For this report, submitted within six months after the end of the reporting
period, states use a standard post-expenditure reporting form.2220 HHS published regulations
(November 15, 1993) to implement this requirement and to provide states with a uniform set of
service category definitions.
States are not required to submit pre-expenditure reports using a standard format like the one
required for post-expenditure reporting (e.g., states may simply submit a narrative or chart of
their proposed activities and the individuals to be served). However, HHS issued a new
Information Memorandum in December 2008, asking states to voluntarily include additional
documentation as part of their pre-expenditure reports.2321 Specifically, HHS requested that states
submit a copy of the form used for post-expenditure reports, completed with estimated (rather
than actual) expenditures and recipient data. The reason for this request was to allow for a more
accurate analysis of the extent to which states are spending their SSBG funds “in a manner
consistent” with their intended use plans. HHS issued a second Information Memorandum on this
topic in June 2010, again encouraging states to submit pre-expenditure estimates using the same
reporting form that is required for post-expenditure reports.2422
Most recently, in February 2012, HHS issued an Information Memorandum about a new
performance measure that will compare spending plans with actual spending.2523 To support
implementation of the performance measure, HHS requested that states submit pre- and postexpenditure reports in Excel using standard reporting forms. HHS also requested that states
choosing not to use the standard pre-expenditure reporting form (since the standard form is not
technically required) provide a crosswalk to SSBG service categories. In addition, HHS requested
that states differentiate in their pre-expenditure reports between estimated spending from the
state’s SSBG allocation and estimated state spending from projected TANF transfers, because the
performance measure will apply only to those funds provided as part of a state’s SSBG allocation.
21
This refers to September 1, provided the state operates on a federal fiscal year; alternately, this means June 1 if the
state operates on a July-June fiscal year.
22
See OMB Form No. 0970-0234.
23
Recent Expenditures
Table 3 shows national SSBG expenditures from FY2010, the most recent year for which SSBG
data are available. Expenditures are separated into those made from the annual SSBG allocation
and those made from funds transferred from the TANF block grant, and are displayed by service
category. In FY2010, the largest expenditures for services under the SSBG were for child care
(13%), foster care services for children (13%), and special services for the disabled (12%).
20
See OMB Form No. 0970-0234.
Information Memorandum Transmittal No. 01-2009, Linking the Social Services Block Grant (SSBG) Pre- and PostExpenditure Reports, HHS, Dec. 31, 2008, http://www.acf.hhs.gov/programs/ocs/ssbg/procedures/mema.html.
24resource/transmittal-no-01-2009linking-the-social-services-block-grant-ssbg-pre-and.
22
Information Memorandum Transmittal No. 01-2010, Pre- and Post-Expenditure Reporting for the SSBG Program,
HHS, June 7, 2010, http://www.acf.hhs.gov/programs/ocs/ssbg/procedures/mema.html.
25resource/transmittal-no-01-2010-pre-and-post-expenditurereporting-for-the-ssbg.
23
Information Memorandum Transmittal No. 01-2012, Implementation of a New Performance Measure, HHS,
February 23, 2012, http://www.acf.hhs.gov/programs/ocs/ssbg/procedures/im12-01.html.resource/implementation-of-a-new-performance-measure.
21
Congressional Research Service
16
Social Services Block Grant: Background and Funding
Recent Expenditures
Table 4 shows national SSBG expenditures from FY2009, the most recent year for which SSBG
data are available. Expenditures are separated into those made from the annual SSBG allocation
and those made from funds transferred from the TANF block grant, and are displayed by service
category. In FY2009, the largest expenditures for services under the SSBG were for child care
(14%), foster care services for children (13%), and special services for the disabled (11%).
Table 413
Social Services Block Grant: Background and Funding
Table 3. Total SSBG Expenditures by Service Category, FY2009FY2010
SSBG Expenditures Made From:
Service Category
SSBG
Allocation ($)
Funds Transferred
from TANF ($)
Total SSBG
Expenditures ($)
Percent of
Total
Adoption Services
21,598,119
23,617,948
45,216,067
2%
Case Management
150,434,644
65,812,653
216,247,297
8%
Congregate Meals
7,173,962
8,884
7,182,846
0%
Counseling Services
20,642,121
3,028,957
23,671,078
1%
Day Care—Adults
23,988,382
21,589
24,009,971
1%
110,401,462
280,212,803
390,614,264
14%
Education and Training
Services
21,632,305
2,257,017
23,889,322
1%
Employment Services
11,361,657
1,262,902
12,624,559
0%
Family Planning Services
12,207,117
21,487,705
33,694,822
1%
Foster Care Services—
Adults
29,577,968
8,438,347
38,016,314
1%
Foster Care Services—
Children
132,657,642
240,167,267
372,824,909
13%
Health-Related Services
16,549,569
1,794,449
18,344,018
1%
Home-Based Services
169,380,683
28,184,628
197,565,311
7%
Home-Delivered Meals
25,482,489
48,919
25,531,408
1%
Housing Services
10,977,151
7,252,176
18,229,327
1%
Independent/Transitional
Living
6,794,858
1,073,922
7,868,780
0%
Information and Referral
17,478,571
4,259,729
21,738,300
1%
Legal Services
18,287,739
844,415
19,132,154
1%
7,723,212
2,046,509
9,769,720
0%
44,392,821
88,959,481
133,352,303
5%
Protective Services—
Adults
210,302,566
5,423,422
215,725,988
8%
Protective Services—
Children
133,001,497
137,159,212
270,160,708
10%
746,800
146,103
892,903
0%
Day Care—Children
Pregnancy and Parenting
Prevention and
Intervention
Recreation Services
Congressional Research Service
17
Social Services Block Grant: Background and Funding
SSBG Expenditures Made From:
Service Category
SSBG
Allocation ($)
Residential Treatment
Funds Transferred
from TANF ($)
Total SSBG
Expenditures ($)
Percent of
Total
58,881,865
47,642,297
106,524,162
4%
243,419,274
71,447,923
314,867,196
11%
20,820,932
4,632,124
25,453,056
1%
4,504,880
966,279
5,471,159
0%
Transportation
20,107,583
2,755,929
22,863,512
1%
Other Services
98,220,448
51,254,759
149,475,207
5%
Administrative Costs
74,774,141
15,701,228
90,475,369
3%
1,723,522,458
1,117,909,571
2,841,432,029
100%
Special Services—
Disabled
Special Services—Youth
at Risk
Substance Abuse
Services
Total SSBG
Expenditures
Source: Table prepared by CRS based on data included in the Social Services Block Grant Program Annual
Report 2009 (note that TANF transfer data from this source may differ from data in TANF financial reports).
Full report available at http://www.acf.hhs.gov/programs/ocs/ssbg/reports/reports.html107,553
9,598,089
30,705,642
1%
Case Management
129,647,136
73,961,188
203,608,325
7%
Congregate Meals
4,596,350
34,088
4,630,437
0%
Counseling Services
23,955,844
2,407,855
26,363,699
0%
Day Care—Adults
24,633,593
11,425
24,645,017
0%
Day Care—Children
94,455,146
276,262,234
370,717,380
13%
7,480,460
3,007,383
10,487,842
0%
11,925,900
225,976
12,151,876
0%
Family Planning Services
9,844,355
21,534,883
31,379,238
1%
Foster Care Services—
Adults
34,744,191
8,649,489
43,393,679
2%
Foster Care Services—
Children
127,266,211
249,264,621
376,530,833
13%
Health-Related Services
15,047,911
1,923,376
16,971,287
1%
Home-Based Services
163,113,592
20,324,157
183,437,748
7%
Home-Delivered Meals
27,002,216
417,132
27,419,349
1%
Housing Services
10,681,443
4,451,626
15,133,068
1%
Independent/Transitional
Living
6,231,216
946,726
7,177,942
0%
Information and Referral
11,686,333
4,057,794
15,744,127
1%
Legal Services
14,373,743
648,506
15,022,249
1%
7,160,933
1,722,254
8,883,187
0%
41,438,703
137,455,219
178,893,922
6%
Protective Services—
Adults
173,851,999
6,519,649
180,371,648
6%
Protective Services—
Children
119,248,981
170,597,531
289,846,512
10%
753,207
60,555
813,762
0%
52,516,577
44,928,959
97,445,536
3%
277,105,892
67,440,958
344,546,851
12%
37,460,489
3,482,626
40,943,115
1%
4,973,542
1,016,727
5,990,270
0%
14,547,075
2,179,976
16,727,051
1%
Education and Training
Services
Employment Services
Pregnancy and Parenting
Prevention and
Intervention
Recreation Services
Residential Treatment
Special Services—
Disabled
Special Services—Youth
at Risk
Substance Abuse
Services
Transportation
Congressional Research Service
14
Social Services Block Grant: Background and Funding
SSBG Expenditures Made From:
Service Category
SSBG
Allocation ($)
Other Services
Administrative Costs
Total SSBG
Expenditures
Funds Transferred
from TANF ($)
Total SSBG
Expenditures ($)
Percent of
Total
105,237,050
54,493,370
159,730,420
6%
74,487,958
17,995,453
92,483,411
3%
1,646,575,600
1,185,619,823
2,832,195,424
100%
Source: Table prepared by CRS based on data included in the Social Services Block Grant Program Annual
Report 2010 (note that TANF transfer data from this source may differ from data in TANF financial reports).
Full report available at http://www.acf.hhs.gov/programs/ocs/resource/ssbg-2010-annual-report.
Note: Totals may not sum due to rounding.
Recent Legislative Action
Other than appropriations legislation, no bills in the 109th Congress or 110th Congress that
proposed changes to the SSBG were enacted into law. During the first session of the 111th
Congress, several bills were introduced (S. 795, H.R. 2006, S. 1796, H.R. 3590) which sought to
amend Title XX of the Social Security Act (SSA)—the authorizing statute for the SSBG—to
establish new programs to address the prevention, detection, and treatment of elder abuse or elder
justice. Ultimately, the health care reform legislation passed by Congress in March 2010 included
three provisions amending Title XX of the SSA (addressed briefly below), including one on elder
justice. More recently, within the 112th Congress, there has been consideration of a proposal to
repeal the SSBG.
Proposal to Repeal the SSBGin the 112th Congress, the House considered a proposal to repeal the SSBG.
However, this bill was not taken up in the Senate prior to the close of the 112th Congress. During
the 113th Congress, there have been several additional proposals to repeal the SSBG (including in
House Budget Resolutions and as part of the House Budget Committee’s discussion draft on
Expanding Opportunity in America24), but none have received the attention H.R. 5652 received in
the 112th Congress and, as such, are not discussed here.
Proposal to Repeal the SSBG in the 112th Congress (H.R. 5652)
On May 10, 2012, the House passed the Sequester Replacement Reconciliation Act of 2012 (H.R.
5652) by a recorded vote of 218-199. This bill includesincluded a provision (Section §621) that, if enacted,
would repeal would
have repealed the SSBG, effective October 1, 2012. TheHowever, the Senate hasdid not taken up the measuretake up this
measure prior to the end of the 112th Congress.
The Sequester Replacement Reconciliation Act of 2012 (H.R. 5652) iswas a budget reconciliation
bill. Budget reconciliation is an optional process that may be used by Congress to bring existing
spending, revenue, and debt-limit laws into compliance with fiscal priorities established in the
annual budget resolution.2625 The FY2013 House budget resolution included a reconciliation
26directive in Section 201. To comply with this directive, on April 18, 2012, the House Ways and
24
A copy of the discussion draft, which was released on July 24, 2014, is available at http://budget.house.gov/
uploadedfiles/expanding_opportunity_in_america.pdf.
25
For more information about budget reconciliation, see CRS Report R41186, Reconciliation Directives: Components
(continued...)and Enforcement, by Megan S. Lynch.
Congressional Research Service
1815
Social Services Block Grant: Background and Funding
directive in Section 201. To comply with this directive, on April 18, 2012, the House Ways and
Means Committee marked up legislation to meet its deficit reduction targets. This legislation
included a provision to repeal the SSBG that was agreed to by the committee by a vote of 22-14.2726
The House Budget Committee compiled this legislation, along with submissions from other
House committees, into the Sequester Replacement Reconciliation Act of 2012 and reported the
bill out of committee (H.Rept. 112-470) on May 9, 2012.2827
The report accompanying the Sequester Replacement Reconciliation Act of 2012 (H.Rept. 112470) includesincluded text explaining the decision to repeal the SSBG.2928 The report callscalled the SSBG a
duplicative funding stream that lackslacking in focus and accountability. The report also criticizescriticized the
SSBG for not requiring states to match federal SSBG allotments. Committee reports
accompanying House budget resolutions for the past two years haveFY2012 and FY2013 included similar critiques of
the SSBG and, in each year, have recommended that the program be eliminated.3029 Similar
arguments arguments
had previously been made by the George W. Bush Administration in proposing, as part
of annual
budget requests, to reduce and eventually eliminate funding for the SSBG.3130
The committee report accompanying H.R. 5652 also includedalso includes a summary of dissenting views, which focuses
focused largely on how
the elimination of the SSBG might affect the vulnerable individuals
served by these funds.32
These arguments are similar to concerns put forward31 Similar concerns were raised by other critics of the proposal to eliminate
the SSBG, such as the National Conference of State Legislatures (NCSL).33 The NCSL, for
instance, has argued 32 The NCSL argued
that the flexible nature of the SSBG allows states to address the needs of
vulnerable populations
and respond to local concerns and, arguing that eliminating the SSBG might shift
costs of such
services directly to states.34
(...continued)
and Enforcement, by Megan Suzanne Lynch.
27
33
How Did Health Reform Affect the SSBG?
On March 23, 2010, President Obama signed into law a comprehensive health care reform bill,
the Patient Protection and Affordable Care Act (ACA; P.L. 111-148). This law included three
26
For the text of this legislation, visit http://waysandmeans.house.gov/UploadedFiles/041812_3.pdf. Note that the
legislation would repeal Title XX-A, Sections 2001-2007, but would not repeal Title XX-B (the subtitle on Elder
Justice enacted in health reform legislation) or Sections 2008-2009 of Title XX-A (enacted by health reform legislation
to create demonstration projects related to the health care workforce and a competitive grant program for the early
detection of medical conditions related to environmental health hazards).
2827
See reconciliation submissions by committee online at http://budget.house.gov/BudgetAnalysis/Reconciliation.htm.
2928
See text beginning on p. 505 of H.Rept. 112-470.
3029
For FY2013, see H.Rept. 112-421, Concurrent Resolution on the Budget, FY2013, March 23, 2012, pp. 89-90. For
FY2012, see H.Rept. 112-58, Concurrent Resolution on the Budget, FY2012, April 11, 2011, p. 97.
3130
See discussion of these proposals in budget justifications of the HHS Administration for Children and Families,
available online at http://transitionwww.acf.hhs.gov/programs/olab/budget. The FY2007 and FY2008 President’s Budgets
proposed to reduce funding for the SSBG, but not permanently eliminate the program. The initial FY2009 President’s
Budget proposed to decrease funding for the SSBG by $500 million in FY2009, but to permanently eliminate the
program beginning in FY2010. Subsequent amendments to the President’s Budget reduced the FY2009 request to $0.
For additional details on the FY2009 request, see the “FY2009 Budget Request by the Bush Administration” section.
3231
H.Rept. 112-470, pp. 539-540.
3332
Letter from The Honorable Tom Hansen (South Dakota Senate) and The Honorable Barbara W. Ballard (Kansas
House of Representatives), Chairs of the NCSL Human Services and Welfare Committee, to The Honorable David
Camp and the Honorable Sander Levin, Chair and Ranking Member (respectively) of the House Committee on Ways
and Means, April 16, 2012, http://www.ncsl.org/issues-research/human-services/ncsl-letter-opposing-permanentelimination-of-ssbg.aspx. See also Indivar Dutta-Gupta, LaDonna Pavetti, and Ife Finch, Eliminating Social Services
Block Grant Would Weaken Services for Vulnerable Children, Adults, and Disabled, Center on Budget and Policy
Priorities, May 3, 2012, http://www.cbpp.org/cms/index.cfm?fa=view&id=3765#_ftnref11.
3433
Ibid.
Congressional Research Service
1916
Social Services Block Grant: Background and Funding
How Did Health Reform Affect the SSBG?
On March 23, 2010, President Obama signed into law a comprehensive health care reform bill,
the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148). This law included three
provisions that amended the SSBG’s authorizing legislation, Title XX of the SSA. These
provisions, discussed briefly below, created new programs related to elder justice, the health care
workforce, and environmental health hazards. Notably, these changes were primarily of technical
importance with respect to the SSBG. That is, they affected statutory citations for the SSBG, but
they did not substantively amend the provisions within Title XX that govern the SSBG itself.
New Subtitle on Elder Justice
The health reform law re-titled Title XX as Block Grants to States for Social Services and Elder
Justice (formerly, Title XX was entitled Block Grants to States for Social Services). The law also
divided Title XX into two subtitles: Subtitle A retained provisions related to the SSBG, while
Subtitle B comprised a series of new provisions related to elder justice.3534 The elder justice
provisions established (1) an Elder Justice Coordinating Council; (2) an Advisory Board on Elder
Abuse, Neglect, and Exploitation; (3) a new grant program for stationary and mobile forensic
centers to develop forensic expertise pertaining to elder abuse, neglect, and exploitation; and (4)
several new grant programs (and other activities) to promote elder justice.3635
New Programs Authorized within the SSBG Subtitle of Title XX
The health care reform law (P.L. 111-148) also included provisions establishing two new sections
within Subtitle A of Title XX. The first created two demonstration projects related to the health
care workforce. The second called for HHS to establish a competitive grant program for the early
detection of medical conditions related to environmental health hazards. The health reform law
established these new programs within the SSBG subtitle of Title XX and subjected their funding
to the same prohibited uses as SSBG funds (though the new law made two exceptions37exceptions36 to this
rule). However, these new programs do not substantively alter the SSBG itself. The funding for
these programs was provided separately in the health reform law (through mandatory preappropriations) and is not subject to the SSBG allocation formula.
35Additional Legislative History
Proposals to increase funding for the SSBG were included as part of welfare reauthorization bills
in the 109th Congress, but these were not passed. (S. 667 would have increased funding for the
SSBG by $1 billion over five years, and both H.R. 751 and S. 6 would have provided $1.975
billion for the SSBG in FY2006 and $2.8 billion in FY2007.) Instead, a scaled-back version of
welfare reauthorization, which included none of the SSBG provisions, was included in
reconciliation legislation and signed into law (P.L. 109-171) on February 8, 2006.
34
See Sections 6701-6703 of the Patient Protection and Affordable Care Act (PPACAACA, P.L. 111-148).
A full description of these provisions is beyond the scope of this report, which is focused on the SSBG. For a
summary of the provisions in P.L. 111-148 related to elder justice, see CRS Report R40943R41278, Public Health, Workforce,
Quality, and Related Provisions in the Patient Protection and Affordable Care Act (P.L. 111-148)ACA: Summary and Timeline, coordinated by C.
Stephen Redhead and Erin D. Williams.
37Elayne J.
Heisler.
36
Section 10323(b) of PPACAACA (P.L. 111-148) specifies that the general prohibition against using SSBG funds for the
provision of medical care shall not be construed as to prohibit recipients of a grant for the early detection of medical
conditions related to environmental health hazards from conducting screening for environmental health conditions. In
addition, Section 5507 of PPACAACA exempts both health care workforce demonstrations projects from the prohibition
against using SSBG funds for the provision of an education service that the state makes generally available to its
residents without cost and without regard to their income.
36
Congressional Research Service
20
Social Services Block Grant: Background and Funding
Additional Legislative History
Proposals to increase funding for the SSBG were included as part of welfare reauthorization bills
in the 109th Congress, but these were not passed. (S. 667 would have increased funding for the
SSBG by $1 billion over five years, and both H.R. 751 and S. 6 would have provided $1.975
billion for the SSBG in FY2006 and $2.8 billion in FY2007.) Instead, a scaled-back version of
welfare reauthorization, which included none of the SSBG provisions, was included in
reconciliation legislation and signed into law (P.L. 109-171) on February 8, 2006.
Congressional Research Service
2135
Congressional Research Service
17
Social Services Block Grant: Background and Funding
Appendix A. TANF Transfers to SSBG in FY2011FY2013
Table A-1.TANF Transfers to the SSBG in FY2011FY2013
State
Total Federal
TANF Fundsa
($)
TANF Funds
Transferred
to SSBGb
($)
Percent of
TANF
Funds
Transferred
to SSBG
100,653,578
8,964,633
8.91%
25,928,224
34,892,857
Alaska
49,816,731
4,981,673
10.00%
3,846,101
8,827,774
Arizona
215,968,002
21,596,800
9.56%
36,319,265
57,916,065
Arkansas
60,846,417
0
0.00%
15,910,587
15,910,587
California
3,659,389,581
340,460,690
9.30%
203,527,234
543,987,924
Colorado
145,033,266
16,216,068
10.68%
27,668,480
43,884,548
Connecticut
266,788,107
26,678,810
10.00%
19,373,246
46,052,056
Delaware
32,290,981
-3,229,098
-9.52%
4,873,872
1,644,774
District of Columbia
92,609,815
3,935,917
4.05%
3,301,976
7,237,893
Florida
602,299,471
60,229,946
10.00%
102,078,238
162,308,184
Georgia
355,405,213
0
0.00%
54,123,974
54,123,974
Hawaii
98,904,788
9,890,000
9.52%
7,131,822
17,021,822
Idaho
32,726,579
3,272,658
10.00%
8,511,862
11,784,520
Illinois
585,056,960
7,915,460
1.35%
71,090,410
79,005,870
Indiana
206,799,109
0
0.00%
35,368,495
35,368,495
Iowa
131,030,394
12,962,008
9.89%
16,562,583
29,524,591
Kansas
101,931,061
10,193,106
9.52%
15,521,265
25,714,371
Kentucky
181,287,669
0
0.00%
23,755,410
23,755,410
Louisiana
175,235,636
16,397,199
9.36%
24,735,353
41,132,552
78,120,889
0
0.00%
7,259,147
7,259,147
Maryland
229,098,032
22,909,803
9.52%
31,383,841
54,293,644
Massachusetts
459,371,116
45,937,113
9.52%
36,307,200
82,244,313
Michigan
775,352,858
77,535,285
9.52%
54,897,717
132,433,002
Minnesota
263,434,070
4,790,000
1.82%
28,998,098
33,788,098
Mississippi
92,744,827
9,274,483
10.00%
16,254,993
25,529,476
Missouri
217,051,740
21,701,176
10.00%
32,970,258
54,671,434
Montana
38,788,416
1,998,226
5.15%
5,368,720
7,366,946
Nebraska
57,513,601
0
0.00%
9,892,977
9,892,977
Nevada
46,377,313
754,063
1.55%
14,553,992
15,308,055
New Hampshire
38,521,261
936,937
2.43%
7,293,695
8,230,632
404,034,823
16,938,000
3.99%
47,948,654
64,886,654
State
Alabama
Maine
New Jersey
Congressional Research Service
SSBG
Allocation
($)
Total SSBG
Funds With
TANF
Transfer
($)
22
Social Services Block Grant: Background and Funding
Total Federal
TANF Fundsa
($)
TANF Funds
Transferred
to SSBGb
($)
Percent of
TANF
Funds
Transferred
to SSBG
114,913,087
0
0.00%
11,066,135
11,066,135
2,442,930,602
192,797,333
7.52%
107,603,864
300,401,197
North Carolina
326,126,929
10,311,313
3.02%
51,655,287
61,966,600
North Dakota
26,399,809
0
0.00%
3,561,809
3,561,809
Ohio
727,968,260
43,260,642
5.94%
63,558,897
106,819,539
Oklahoma
145,281,442
14,528,144
10.00%
20,302,524
34,830,668
Oregon
166,798,629
0
0.00%
21,065,756
21,065,756
Pennsylvania
719,499,305
30,977,000
4.31%
69,407,410
100,384,410
Rhode Island
95,021,587
7,557,672
7.95%
5,799,434
13,357,106
South Carolina
99,967,824
0
0.00%
25,116,211
25,116,211
South Dakota
21,279,651
2,127,965
10.00%
4,473,339
6,601,304
Tennessee
205,789,495
0
0.00%
34,669,953
34,669,953
Texas
521,123,819
32,408,086
6.22%
136,462,292
168,870,378
Utah
81,367,577
2,445,999
3.01%
15,333,082
17,779,081
Vermont
47,353,181
4,735,318
10.00%
3,423,685
8,159,003
Virginia
158,285,172
12,648,498
7.99%
43,405,019
56,053,517
Washington
380,544,968
10,702,000
2.68%
36,695,999
47,397,999
West Virginia
110,176,310
11,017,631
10.00%
10,020,495
21,038,126
Wisconsin
314,499,354
14,837,318
4.49%
31,137,681
45,974,999
Wyoming
18,500,530
1,850,053
10.00%
2,996,991
4,847,044
16,518,309,835
1,135,445,928
-
1,690,513,552
2,825,959,480
State
New Mexico
New York
Total
SSBG
Allocation
($)
Total SSBG
Funds With
TANF
Transfer
($)
Source: Table prepared by the Congressional Research Service (CRS) based on FY2011 data reported by HHS.
In this table, TANF financial data reflect FY2011 one-year (not combined) spending, whereas SSBG figures
represent FY2011 allocations. TANF financial data are available online at http://www.acf.hhs.gov/programs/ofs/
data/index.html.
a.
Amounts in this column reflect FY2011 state financial assistance grants and supplemental grants to states,
but do not include contingency funds or tribal grants (see Table E2a of FY2011 TANF financial data).
b.
The amounts in this column is the total amount of FY2011 TANF funding transferred to the SSBG in
FY2011; it does not include any adjustments made for previous years (see Table A6 of FY2011 TANF
financial data). Funds transferred back to the TANF program that were not obligated and liquidated within
the program deadlines are reported as negative amounts.
Congressional Research Service
23
Social Services Block Grant: Background and Funding
Appendix B. FY2006 Supplemental SSBG Funding
The FY2006 Defense Appropriations Act (P.L. 109-148) included $550 million in supplemental
SSBG funding for expenses related to the consequences of the Gulf Coast hurricanes of 2005.
Table B-1 displays state-by-state allocations and balances (i.e., unspent funds) from the FY2006
supplemental. These HHS data suggest that approximately $28.7 million (or 5%) of the
supplemental funds were not spent before the expenditure deadline of September 30, 2009.
Unspent funds reverted to the U.S. Treasury.
Table B-1. State Spending from the FY2006 SSBG Supplemental
(asSSBG
Allocation
($)
Total SSBG
Funds With
TANF
Transfer
($)
Alabama
93,315,207
5,000,000
5.36%
24,727,756
29,727,756
Alaska
45,260,334
4,981,673
11.01%
3,721,041
8,702,714
Arizona
200,141,310
20,014,131
10.00%
33,376,323
53,390,454
Arkansas
56,732,858
0
0.00%
15,126,704
15,126,704
California
3,659,376,553
364,445,461
9.96%
194,063,475
558,508,936
Colorado
136,056,690
1,093,643
0.80%
26,344,729
27,438,372
Connecticut
266,788,107
26,678,810
10.00%
18,435,913
45,114,723
Delaware
32,290,981
0
0.00%
4,670,545
4,670,545
District of Columbia
92,609,815
3,935,917
4.25%
3,181,862
7,117,779
Florida
562,340,120
55,604,763
9.89%
98,121,125
153,725,888
Georgia
330,741,739
0
0.00%
50,535,344
50,535,344
Hawaii
98,904,788
7,417,500
7.50%
7,078,452
14,495,952
Idaho
30,412,562
1,292,534
4.25%
8,160,576
9,453,110
Illinois
585,056,960
1,200,000
0.21%
66,259,646
67,459,646
Indiana
206,799,109
0
0.00%
33,553,525
33,553,525
Iowa
131,030,394
12,962,008
9.89%
15,766,839
28,728,847
Kansas
101,931,061
10,193,106
10.00%
14,783,077
24,976,183
Kentucky
181,287,669
0
0.00%
22,496,402
22,496,402
Louisiana
163,971,985
16,397,198
10.00%
23,554,352
39,951,550
78,120,889
7,812,089
10.00%
6,838,411
14,650,500
Maryland
229,098,032
22,909,803
10.00%
30,007,977
52,917,780
Massachusetts
459,371,116
45,937,112
10.00%
33,917,094
79,854,206
Michigan
775,352,858
77,535,285
10.00%
50,849,295
128,384,580
Minnesota
263,434,070
4,790,000
1.82%
27,518,962
32,308,962
Mississippi
86,767,578
8,676,758
10.00%
15,335,396
24,012,154
Missouri
217,051,740
21,701,176
10.00%
30,947,090
52,648,266
Montana
38,039,116
2,354,101
6.19%
5,139,404
7,493,505
Nebraska
57,513,601
0
0.00%
9,487,163
9,487,163
Nevada
43,907,519
0
0.00%
14,021,505
14,021,505
New Hampshire
38,521,261
936,937
2.43%
6,786,955
7,723,892
404,034,823
21,172,500
5.24%
45,417,276
66,589,776
Maine
New Jersey
Congressional Research Service
18
Social Services Block Grant: Background and Funding
Total Federal
TANF Fundsa
($)
State
New Mexico
TANF Funds
Transferred
to SSBGb
($)
Percent of
TANF
Funds
Transferred
to SSBG
SSBG
Allocation
($)
Total SSBG
Funds With
TANF
Transfer
($)
110,578,100
0
0.00%
10,720,698
10,720,698
2,442,930,602
191,552,283
7.84%
100,220,009
291,772,292
North Carolina
301,435,018
10,075,595
3.34%
49,717,688
59,793,283
North Dakota
26,399,809
0
0.00%
3,521,345
3,521,345
Ohio
727,968,260
38,533,876
5.29%
59,441,222
97,975,098
Oklahoma
145,281,442
14,528,144
10.00%
19,521,249
34,049,393
Oregon
166,798,629
0
0.00%
19,934,951
19,934,951
Pennsylvania
719,499,305
30,977,000
4.31%
65,609,002
96,586,002
Rhode Island
95,021,587
9,337,823
9.83%
5,412,814
14,750,637
South Carolina
99,967,824
0
0.00%
24,091,843
24,091,843
South Dakota
21,279,651
2,127,965
10.00%
4,242,932
6,370,897
Tennessee
191,523,797
0
0.00%
32,968,795
32,968,795
Texas
486,256,752
33,565,875
6.90%
132,190,636
165,756,511
Utah
75,609,475
7,560,947
10.00%
14,504,966
22,065,913
Vermont
47,353,181
4,735,318
10.00%
3,225,291
7,960,609
Virginia
158,285,172
13,825,500
8.73%
41,686,797
55,512,297
Washington
380,544,968
4,675,000
1.23%
35,165,658
39,840,658
West Virginia
110,176,310
11,017,631
10.00%
9,552,670
20,570,301
Wisconsin
313,896,002
15,433,200
4.92%
29,408,042
44,841,242
Wyoming
18,500,530
1,850,053
10.00%
2,925,262
4,775,315
16,305,567,259
1,134,838,715
—
1,604,286,084
2,739,124,799
New York
Total
Source: Table prepared by the Congressional Research Service (CRS) based on FY2013 data reported by HHS.
In this table, TANF financial data reflect FY2013 one-year (not combined) spending, whereas SSBG figures
represent FY2013 allocations. FY2013 TANF financial data are available online at http://www.acf.hhs.gov/
programs/ofa/resource/tanf-financial-data-fy-2013.
a.
Amounts in this column reflect FY2013 state financial assistance grants and supplemental grants to states,
but do not include contingency funds or tribal grants (see Table E2a of FY2013 TANF financial data).
b.
The amount in this column is the total amount of FY2013 TANF funding transferred to the SSBG in FY2013;
it does not include any adjustments made for previous years (see Table A6 of FY2013 TANF financial data).
Funds transferred back to the TANF program that were not obligated and liquidated within the program
deadlines are reported as negative amounts.
Congressional Research Service
19
Social Services Block Grant: Background and Funding
Appendix B. Recent Supplemental Appropriations
This appendix presents background and spending information on supplemental appropriations to
the SSBG in FY2013, FY2008, and FY2006.
FY2013 Supplemental: Hurricane Sandy
On January 29, 2013, the President signed into law the Disaster Relief Appropriations Act, 2013
(P.L. 113-2), in response to Hurricane Sandy. This law reserved roughly $500 million ($474.5
million when accounting for sequestration) for the SSBG.37 The supplemental stipulated that these
funds were to be used to address necessary expenses resulting from Hurricane Sandy, including
social, health, and mental health services for individuals; and for repair, renovation, and
rebuilding of health care facilities (including mental health facilities), child care facilities, and
other social services facilities. The supplemental also included a provision giving states up to
three years to expend these funds, one year longer than the SSBG’s standard two-year
expenditure period.
On March 28, 2013, HHS issued an information memorandum regarding the availability of these
supplemental funds.38 According to this memorandum, five states were allocated supplemental
funds based on their relative share of Hurricane Sandy Individual Assistance registrants, as
reported by the Federal Emergency Management Agency (FEMA) on March 18, 2013. These
states were Connecticut ($10.6 million), Maryland ($1.2 million), New Jersey ($226.8 million),
New York ($235.4 million), and Rhode Island ($0.5 million). HHS subsequently released a
number of additional SSBG resources related to Hurricane Sandy, including two rounds of
Questions and Answers and additional information on reporting requirements.39
Table B-1. State Allocations from the FY2013 Supplemental
(Allocations in dollars)
State
Connecticut
Allocation
Percent of Total
$10,569,192
2.23%
1,185,675
0.25%
New Jersey
226,794,105
47.80%
New York
235,434,600
49.62%
516,428
0.11%
474,500,000
100.00%
Maryland
Rhode Island
Total
37
This law did not appropriate the $500 million directly to the SSBG. Rather, the law appropriated $800 million to the
HHS Public Health and Social Services Emergency Fund and required that, of this amount, the Secretary of HHS
transfer $500 million to the SSBG. For additional information, see CRS Report R42869, FY2013 Supplemental
Funding for Disaster Relief, coordinated by William L. Painter and Jared T. Brown.
38
See SSBG Information Memorandum Transmittal Number 01-2013, http://www.acf.hhs.gov/sites/default/files/ocs/
ssbg_im_hurricane_sandy_approved_3_27_signed_2_0.pdf.
39
These resources are available on the HHS website at http://www.acf.hhs.gov/programs/ocs/resource-library/search?
area[2129]=2129#?keyword[0]=sandy&area[2129]=2129&ajax=1.
Congressional Research Service
20
Social Services Block Grant: Background and Funding
Source: Table prepared by the Congressional Research Service (CRS) based on data available in SSBG
Information Memorandum Transmittal No. 01-2013, March 28, 2013.
FY2008 Supplemental: Major Disasters of 2008 (and Hurricanes
Katrina and Rita)
The first FY2009 CR (P.L. 110-329) included, as Division B, the Disaster Relief and Recovery
Supplemental Appropriations Act of 2008. This law provided $600 million in supplemental funds
for the SSBG in FY2008. These funds were appropriated on the last day of FY2008 and were not
allotted to states by HHS until FY2009. The supplemental funds were appropriated for necessary
expenses resulting from “major disasters” (as declared by the President and defined in Title IV of
the Stafford Act) occurring during 2008, including hurricanes, floods, and other natural disasters.
The appropriation also made these funds available for necessary expenses resulting from
Hurricanes Katrina and Rita.
The appropriations language specified that in addition to other uses permitted by Title XX of the
Social Security Act, states could use their supplemental SSBG funds to provide social and health
services (including mental health services) for individuals, as well as to support the repair,
renovation, or construction of health care facilities, mental health facilities, child care centers, and
other social services facilities affected by related disasters.
Allocation of Funds
The appropriations language explicitly required HHS to distribute funding to eligible states based
on “demonstrated need in accordance with objective criteria that are made available to the
public.” HHS outlined their criteria in Information Memorandum Transmittal No. 02-2009,
FY2008 SSBG Supplemental Appropriation of Disaster Assistance Funds Awarded in FY2009,
which was issued by the Department on January 6, 2009.40 Figure B-1 illustrates how the criteria
selected by HHS were used to allocate funds to states.
40
See the Information Memorandum online at http://www.acf.hhs.gov/programs/ocs/resource/fiscal-year-fy-2008-ssbgsupplemental-appropriation-of-disaster.
Congressional Research Service
21
Social Services Block Grant: Background and Funding
Figure B-1. HHS Allocation Methodology for the
FY2008 SSBG Supplemental Funding
Source: Figure prepared by the Congressional Research Service based on data from HHS.
As specified in the Information Memorandum, HHS identified criteria to determine which
disasters qualified for supplemental SSBG funds. First, HHS specified that qualifying major
disasters were those that occurred between January 1, 2008, and the date of enactment of the
supplemental appropriation (September 30, 2008); in addition, Hurricanes Katrina and Rita were
considered to qualify automatically based on appropriations language. Second, HHS restricted
qualifying disasters to those which triggered authorizations for Federal Emergency Management
Agency (FEMA) Individual Assistance. The FEMA Individual Assistance program provides
money or direct assistance to individuals, families, and businesses in an affected area whose
property has been damaged or destroyed and whose losses are not covered by insurance. HHS
chose Individual Assistance data to serve as a proxy for “demonstrated need,” noting that these
data represent individual households that have declared a loss associated with the disaster and
who have registered for assistance.
Twenty states (including the Commonwealth of Puerto Rico) were directly affected by qualifying
disasters in 2008, as determined by the HHS criteria. Based on these same criteria, four states
were deemed to be eligible for supplemental funds as a result of the lasting effects of Hurricanes
Katrina and Rita (all but one of these states had also been affected by disasters in 2008). In total,
21 states (including Puerto Rico) were eligible to receive some share of the $600 million in
supplemental funds under the HHS methodology.
Congressional Research Service
22
Social Services Block Grant: Background and Funding
As shown in Figure B-1, the HHS methodology called for three-fourths of the supplemental
funds ($450 million) to be reserved for the states that were directly affected by major disasters
occurring in 2008. One-fourth of the supplemental ($150 million) was then dedicated to the states
facing ongoing needs as a result of Hurricanes Katrina and Rita. From there, funds in each
category were allocated to states using two equally weighted sets of data: (1) the proportional
share of FEMA registrants for Individual Assistance (that is, individuals from affected
communities who validly registered with FEMA after the natural disaster), and (2) the relative
size of state populations according to 2007 data from the Census Bureau’s American Community
Survey. Table B-2 displays the amount allocated to each state.
Expenditure of Funds
Based on data from HHS, states had spent more than $522 million (or 87%) of the $600 million
in supplemental funds as of December 15, 2011. As shown in Table B-2, seven states (Alabama,
Indiana, Iowa, Kentucky, Louisiana, Maine, and Mississippi) had spent all of their supplemental
funds by that date, while two states (Oklahoma and West Virginia) had not spent any. The
remaining states (plus Puerto Rico) had spent some portion of their funds, ranging from 3.5% of
Arkansas’s allotment to 99.9% of Texas’s.
Typically, SSBG funds are subject to a two-year expenditure period—meaning that funds must be
spent by the end of the fiscal year subsequent to the fiscal year in which they were allotted to
states.41 The funds from this supplemental were allotted to states in FY2009, giving states until
the last day of FY2010 (September 30, 2010) to spend them. However, most states had not spent
all of their supplemental funds by the end of FY2010. Recognizing this, Congress passed a bill
(S. 3774), which the President signed into law (P.L. 111-285) on November 24, 2010, extending
the expenditure deadline for these funds by one fiscal year (to September 30, 2011). Terms and
conditions of SSBG grant awards typically give states an additional 90 days (in this case, until
December 30, 2011) to liquidate funds that had already been obligated at the end of the fiscal
year. Final expenditure data have not yet been made available.
Table B-2. State Allocations and Spending from the FY2008 SSBG Supplemental
(As of December 15, 2011)
State
Allocation ($)
Balance ($)
Percent Spent
Alabama
13,092,588
0
100.0%
Arkansas
7,386,653
7,130,072
3.5%
Colorado
8,931,072
6,569,293
26.4%
Florida
35,384,592
20,058,269
43.3%
Georgia
18,111,127
15,909,499
12.2%
Illinois
30,502,439
3,791,646
87.6%
Indiana
18,139,459
0
100.0%
Iowa
11,157,944
0
100.0%
7,732,381
0
100.0%
Kentucky
41
Section 2002(c) of the Social Security Act.
Congressional Research Service
23
Social Services Block Grant: Background and Funding
State
Louisiana
Allocation ($)
Balance ($)
Percent Spent
129,737,880
0
100.0%
2,425,722
0
100.0%
Mississippi
28,136,577
0
100.0%
Missouri
12,188,291
509,948
95.8%
Nebraska
3,570,592
1,567,285
56.1%
Nevada
4,640,930
1,473,023
68.3%
Oklahoma
6,540,619
6,540,619
0.0%
Puerto Rico
12,427,602
1,364,147
89.0%
Tennessee
11,689,137
4,185,273
64.2%
218,852,848
218,510
99.9%
3,386,574
3,386,574
0.0%
15,964,973
5,149,947
67.7%
600,000,000
77,854,157
87.0%
Maine
Texas
West Virginia
Wisconsin
Total
Source: Table prepared by the Congressional Research Service (CRS) based on data from HHS.
FY2006 Supplemental: Gulf Coast Hurricanes of 2005
The FY2006 Defense Appropriations Act (P.L. 109-148) included supplemental SSBG funding in
the amount of $550 million. These funds were for expenses related to the consequences of the
Gulf Coast hurricanes of 2005. The Defense Appropriations Act expanded the potential services
for which the additional $550 million could be used to include “health services (including mental
health services) and for repair, renovation and construction of health facilities.”
Allocation of Funds
Factors used to allocate these supplemental funds included the number of FEMA registrants from
hurricanes Katrina, Rita, and Wilma, as well as the percent of individuals in poverty in each state.
HHS distributed funds to all states that took in evacuees, not just the states that were directly
affected, noting in a February 8, 2006, press release that the Bush Administration had promised
no state would be unfairly disadvantaged for providing services to those affected by the storms.42
Although all states received a portion, Louisiana ($221 million), Mississippi ($128 million),
Texas ($88 million), Florida ($54 million), and Alabama ($28 million) received the bulk of
funding from the supplemental (94%).
Expenditure of Funds
On May 25, 2007, an FY2007 supplemental appropriations act was signed into law (P.L. 110-28),
extending the availability of the supplemental SSBG funds for expenditure through the end of
FY2009. In practical terms, this provision gave states until September 30, 2009, to spend all of
42
See http://archive.hhs.gov/news/press/2006pres/20060208a.html.
Congressional Research Service
24
Social Services Block Grant: Background and Funding
their supplemental funds.43 According to HHS, states failed to spend approximately $28.7 million
(or 5%) of the $550 million in supplemental funds prior to the expenditure deadline (see Table B3 for state-by-state data). This means that about 95% of the supplemental funds were spent prior
to the close of FY2009. Unspent funds were to revert to the U.S. Treasury.
The 2009 SSBG annual report (most recent available) indicates that states spent supplemental
funds on 28 of the 29 SSBG service categories defined in federal regulation, including education
and training, counseling services, and health-related services.44 The report shows that most of the
supplemental funds were spent in the “other services” category, including expenditures for certain
construction and renovation costs, as well as costs for certain health and mental health services.
Table B-3. State Spending from the FY2006 SSBG Supplemental
(As reported on April 1, 2010)
State
Alabama
Allocation ($)
Balance ($)
(Amount Unspent)
Percent Spent
27,852,254
16,601
99.94%
Alaska
37,554
37,554
0.00%
Arizona
487,931
182,722
62.55%
Arkansas
3,603,505
2,780,335
22.84%
California
3,051,021
1,945,928
36.22%
Colorado
545,168
112,876
79.30%
Connecticut
113,858
0
100.00%
39,178
0
100.00%
328,256
0
100.00%
Florida
53,808,916
16,446,605
69.44%
Georgia
6,325,537
1,245,651
80.31%
Hawaii
34,153
34,153
0.00%
Idaho
35,224
12,794
63.68%
Illinois
1,351,677
2,942
99.78%
Indiana
381,125
231,653
39.22%
Iowa
126,200
43,966
65.16%
Kansas
191,975
0
100.00%
Kentucky
525,110
0
100.00%
Louisiana
220,901,534
179,382
99.92%
67,995
3
100.00%
Maryland
380,188
1,899
99.50%
380,188
1,899
99.50%
Delaware
District of Columbia
Maine
Maryland
43
The Terms and Conditions of SSBG grant agreements give states 90 days after the end of the grant period to finalize
spending for funds they had obligated as of September 30, 2009.
44
U.S. Department of Health and Human Services, Administration for Children and Families, Office of Community
Services, Social Services Block Grant Program Annual Report 2009, Chapter 5, http://archive.acf.hhs.gov/programs/
ocs/ssbg/reports/2009/index.html.
Congressional Research Service
25
Social Services Block Grant: Background and Funding
State
Allocation ($)
Balance ($)
(Amount Unspent)
Percent Spent
Massachusetts
331,948
284,422
14.32%
Michigan
734,927
134,889
81.65%
Minnesota
153,936
86,135
44.04%
Mississippi
128,398,427
0
100.00%
Missouri
797,091
0
100.00%
Montana
41,786
41,786
0.00%
Delaware
District of Columbia
Maine
Congressional Research Service
24
Social Services Block Grant: Background and Funding
State
Allocation ($)
Balance ($)
(Amount Unspent)
Percent Spent
Nebraska
114,925
0
100.00%
Nevada
273,291
217,884
20.27%
23,717
23,717
0.00%
New Jersey
259,599
0
100.00%
New Mexico
265,277
265,277
0.00%
New York
1,182,346
1,182,346
0.00%
North Carolina
1,310,272
578,271
55.87%
13,009
0
100.00%
Ohio
556,283
496,967
10.66%
Oklahoma
932,353
932,353
0.00%
Oregon
177,170
0
100.00%
Pennsylvania
402,568
41,436
89.71%
Rhode Island
69,382
0
100.00%
South Carolina
696,901
234,866
66.30%
South Dakota
21,624
0
100.00%
3,470,718
0
100.00%
87,951,690
0
100.00%
Utah
92,669
19
99.98%
Vermont
23,272
23,272
0.00%
Virginia
808,855
808,855
0.00%
Washington
326,206
0
100.00%
West Virginia
132,912
31,233
76.50%
Wisconsin
227,555
9,094
96.00%
Wyoming
20,932
20,932
0.00%
550,000,000
28,688,818
94.78%
New Hampshire
North Dakota
Tennessee
Texas
Total
Source: Table prepared by the Congressional Research Service (CRS) based on data from HHS.
Notes: These funds were appropriated in the FY2006 Defense Appropriations Act (P.L. 109-148). A
supplemental appropriations act for FY2007 (P.L. 110-28) extended the expenditure deadline for these funds,
giving states until the end of FY2009 (September 30, 2009) to spend their allotments. Under the Terms and
Conditions of their grant agreements, states had 90 days after the end of the grant period to finalize spending for
funds that were obligated as of September 30, 2009. The numbers above (reported on April 1, 2010) should
reflect final expenditures from the FY2006 supplemental. By law, unspent funds revert to the U.S. Treasury.
Congressional Research Service
25
Social Services Block Grant: Background and Funding
Author Contact Information
Karen E. Lynch
Specialist in Social Policy
klynch@crs.loc.gov, 7-6899
Congressional Research Service
26