Legal Sidebari
The Biden Administration’s June 2024
Proclamation and Rule, Securing the Border
June 12, 2024
On June 3, 2024, President Biden—pursuant to statutory authorities under
8 U.S.C. § 1182(f), 8 U.S.C. §
1185(a), and 3 U.S.C. § 301—signed
a proclamation, “Securing the Border” (Proclamation), that
temporarily suspends and limits the entry of
aliens at the southern border, with exceptions for U.S.
persons, aliens with lawful permission to enter (e.g., visa holders), and other aliens who meet certain
criteria. The suspension and limitation on entry went into effect on June 5, 2024. In addition, the
Departments of Homeland Security (DHS) and Justice (DOJ) promulgated an interim final rule (IFR) that
also went into effect on June 5, 2024, restricting asylum eligibility at the southern border. This Legal
Sidebar provides a background on the statutory authorities to limit entry into the United States and to
place limitations and conditions on asylum eligibility. The Sidebar also provides a summary and analysis
of the June 2024 Proclamation and IFR, comparing the Administration’s latest efforts with similar
executive actions taken by prior Administrations.
Background
Statutory Authorities Restricting Entry into the United States
Section 1182(f) of Title 8 of the
U.S. Code—known colloquially as “212(f)” after the corresponding
section in the Immigration and Nationality Act (INA)—vests the President with authority “to suspend the
entry of all aliens or any class of aliens” whenever the President “finds that the entry of any aliens or of
any class of aliens into the United States would be detrimental to the interests of the United States.”
Vario
us presidential Administrations, including the Biden Administration, have invoked this authority in
diverse contexts, including the 20
17 suspension on the entry of nationals of
“eight foreign states whose
systems for managing and sharing information about their nationals the President deemed inadequate”
(commonly referred to as the “Travel Ban”) and th
e suspension on entry of certain foreign nationals
arriving to the United States by air from specific countries during the COVID-19 pandemic. The Supreme
Court has
determined that Section 1182(f)’s “plain language” conveys broad authority to the President to
suspend the entry of aliens into the United States.
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Section 1185(a) permits restricting the entry of aliens according to “such reasonable rules, regulations,
and orders, and subject to such limitations and exceptions as the President may prescribe
.” Presidential
Administrations regularly invoke authority under Section 1185(a) in conjunction with invoking authority
under Section 1182(f). For example, the challeng
ed proclamation in
Trump v. Hawaii invoked Sections
1185(a) and 1182(f). The Supreme Court has also observed that there i
s “substantial overlap” between the
two provisions.
Asylum and Other Humanitarian Protections
Section 1158(a)(1) governs who may apply for asylum and provides that “[a]ny alien who is physically
present in the United States
or who arrives in the United States (whether or not at a designated port of
arrival . . .), irrespective of such alien’s status, may apply for asylum.” A separate provision concerning
eligibility for asylum
, 8 U.S.C. § 1158(b)(1)(A), confers discretion to the Secretary of Homeland Security
or the Attorney General to “grant asylum to an alien who has applied for asylum in accordance with the
requirements and procedures established by” DHS or DOJ if it is determined that such alien is a refugee.
Refugee is defined as “any person who is outside any country of such person’s nationality and who is
unable or unwilling to return to his or her country because of persecution or a well-founded fear of
persecution on account of race, religion, nationality, membership in a particular social group, or political
opinion.”
Section 1158 restricts some individuals from
applying for or
receiving asylum (e.g., those who failed to
timely file their applications or who committed certain crimes). Under
8 U.S.C. § 1158(b)(2)(C), the
Attorney General or the Secretary of Homeland Security may promulgate regulations “establish[ing]
additional limitations and conditions,
consistent with [8 U.S.C. § 1158], under which an alien shall be
ineligible for asylum” (emphasis added)
. Section 1158(d)(5)(B) also allows the Attorney General or
Secretary of Homeland Security to promulgate regulations “for any other conditions or limitations on the
consideration of an application for asylum not inconsistent with” the INA.
An applicant may also pursue alternative forms of protection from removal. These incl
ude withholding of
removal, which has a higher burden of proof than asylum and requires the alien to prove that it i
s more
likely than not he or she will be persecuted on account of one of the five statutorily enumerated grounds.
An alien may also seek protection under the United Nations Convention Against Torture and Other Cruel,
Inhuman, or Degrading Treatment or Punishment
(CAT), which requires evidence that it i
s more likely
than not that the alien will be tortured if removed to his or her home country by a public official or other
person acting with the consent or acquiescence of public officials. Unlike asylum, withholding of removal
and CAT protection are
mandatory forms of protection and may not be denied as a matter of discretion.
Additionally, a grant of withholding or CAT protection provides no path to legal permanent resident status
and only prevents removal to the country where the alien fears either persecution or torture (but not
necessarily to a third country).
The Proclamation and Interim Final Rule, Securing the
Border
President Biden’s Proclamation
Proclamation 10773, effective on June 5, 2
024, suspends and limits the entry of “any noncitizen into the
United States across th
e southern border,” with specified exemptions. The Proclamation broadly exempts
U.S. nationals, lawful permanent residents, and aliens with lawful permission to enter (i.e., aliens with
valid visas or “other lawful permission” to enter). The Proclamation also includes exemptions for certain
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aliens who lack advance permission to enter:
unaccompanied alien children, victims of a severe form of
trafficking in persons, aliens who present at ports of entry (POEs) pursuant to pre-scheduled times and
places, aliens who are permitted to enter by Customs and Border Protection (CBP) immigration officers
“based on the totality of the circumstances, including consideration of significant law enforcement,
officer and public safety, urgent humanitarian, and public health interests,” and aliens permitted to enter
“due to operational considerations at the time of entry or encounter.” The Proclamati
on authorizes the
Secretary of Homeland Security and the Attorney General to issue instructions, orders, and regulations to
implement the Proclamation.
The restrictions on entry will remain in effect until the Secretary of Homeland Security determines that
there has been a seven-consecutive-calendar-day average of less than 1,500 encounters. The suspension
and limitation on entry may resume if “the Secretary has made a factual determination that there has been
a [seven]-consecutive-calendar-day average of 2,500 encounters or more.” The Proclamation uses the
term
encounter to refer to aliens who lack legal authorization to enter the United States who come into
contact with immigration authorities at or in the vicinity of the U.S.-Mexico border. Specifically, the term
covers (1) an alien either physically apprehended by CBP officers within 100 miles of the U.S. southwest
land border within 14 days after his or her entry between POEs, (2) an alien physically apprehended at the
southern coastal waters by DHS personnel within 14 days of entry between POEs, or (3) an alien
determined to be inadmissible at a southwest land POE. Of note, encounters with aliens found to be
inadmissible at POEs are not included in determining the average number of encounters for purposes of
the Proclamation.
The Interim Final Rule
DHS and DOJ jointly promulgated
an IFR “to respond to th
e emergency border circumstances discussed
in the Proclamation,” including addressing any limitations and conditions on asylum eligibility. The IFR,
which went into effect on June 5, 2024,
describes “emergency border circumstances” as the period lasting
from the starting date of the Proclamation’s entry limitations (June 5, 2024) until either the
discontinuation date (i.e., the date that is 14 calendar days after the Secretary of Homeland Security
determines that there has been a seven-day average of less than 1,500 encounters)
or the date the
President revokes the Proclamation (whichever comes first). The emergency border circumstances also
include
any subsequent period during which the Proclamation’s entry restrictions are reinstated following
the Secretary of Homeland Security’s determination that there has been a seven-day average of 2,500
encounters or more, and that period would last until the entry limitations are discontinued.
Under the IFR, aliens arriving in the United States at the southern border during emergency border
circumstances who do not fall within t
he exceptions to the Proclamation’s entry restrictions ar
e ineligible
for asylum unless they show by a preponderance of the evidence (i.e., that it is more likely than not) that
“exceptionally compelling circumstances exist.” These circumstances
include cases where an alien or a
family member traveling with the alien faced an acute medical emergency; faced an imminent and
extreme threat to life or safety (e.g., an imminent threat of rape, kidnapping, torture, or murder); or met
the definition of “victim of a severe form of trafficking in persons” as defined i
n federal regulations.
In a departure from
standard procedures, a person encountered at the southern border during emergency
border circumstances and who is subject t
o expedited removal proceedings, will not be asked by a CBP
officer whether he or she fears returning to the proposed country of removal. Instead, that person will be
referred for a credible fear intervi
ew only if he or she affirmatively “manifests a fear of return, expresses
an intention to apply for asylum or protection, or expresses a fear of persecution or torture or a fear of
return” to the proposed country of removal. The rul
e specifies that “manifestation can occur at any time in
the process and can be expressed verbally, non-verbally, or physically.” The IFR t
hen requires asylum
officers to apply the asylum restriction during the credible fear interview. If the alien is subject to the
IFR’s asylum limitation, the asylum officer will
make a negative credible fear determination with respect
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to the asylum claim unless there is a significant possibility that the alien can show by a preponderance of
the evidence that exceptionally compelling circumstances exist. If a negative credible fear determination
is made, the asylum officer will then consider whether the alien can
show a “reasonable probability” of
persecution or torture in order to assess potential eligibility for withholding of removal and CAT
protection. The IFR
explains that a
reasonable probability in this context means substantially more than a
reasonable possibility (which is the
standard used to assess whether certain aliens, such as those with
reinstated removal orders, may pursue withholding of removal or CAT protection) but that this standard is
“somewhat less than more likely than not” (which is the standard used to qualify for
withholding of
removal or
CAT protection).
If an alien shows a reasonable probability of persecution or torture if returned to the proposed country,
DH
S may place the alien in
formal removal proceedings or
retain jurisdiction of the case for further
consideration of the alien’s claims. If an alien fails to show a reasonable probability of persecution or
torture, the ali
en may request an immigration judge’s review of the asylum officer’s negative credible fear
findi
ng, including whether the alien is ineligible for asylum under the IFR or has shown a reasonable
probability of persecution or torture.
Analysis
The Proclamation and the accompanying IFR on asylum raise questions about the extent to which the
executive branch, in general, can utilize its statutory authorities under Sections 1182(f) and 1158 to
restrict the entry of aliens at the southern border and to limit an individual’s eligibility for asylum through
regulations. If a legal challenge is raised against the Proclamation and IFR, a reviewing court may likely
consider existing precedent as to whether the executive branch’s actions are lawful.
The Proclamation relies primarily on Section 1182(f). As previously noted, the Supreme Court has
interpreted this delegation of authorit
y broadly. In the 2018 decisi
on Trump v. Hawaii, the Court held that
the breadth of the restrictions on nationals of the countries identified by a presidential proclamation as
posing a security or safety threat did not exceed the President’s authority under Section 1182(f). The
majority held that, “[b]y its terms,” Section 1182(f)
“exudes deference to the President” and grants the
President broad authority to impose entry restrictions. Such authority is likely sufficient for the President
to restrict the entry of certain aliens across the southern border. However, since the Court’s ruling in
Trump v. Hawaii, lower courts have determined that the President’s authority under Section 1182(f) to
suspend the entry of aliens is not unbounded and may not be used t
o supersede or conflict with other
provisions of the INA.
Reviewing
courts have construed Section 1158(a)(1) as prohibiting asylum denials based on manner of
entry into the United States. By rendering certain aliens who arrive at the U.S. southern border during
“emergency border circumstances” ineligible for asylum, the IFR may raise questions as to whether its
limitations violate the provisions dictated in Section 1158. As discussed above
, Section 1158(a)(1)
permits, with some exceptions, any alien physically present or arriving to the United States—not just
through a POE—to apply for asylum. In previous years, executive branch officials have taken actions that
restricted the eligibility of asylum for certain aliens arriving at the southern border. These executive
actions have faced legal challenges, and in some cases, courts have enjoined their implementation.
In 2018, the Trump Administration issued a
Presidential Proclamation an
d IFR in which aliens who
entered the United States anywhere other than at a POE were ineligible for asylum. A district court
enjoined the rule’s enforcement, finding that the rule conflicted with the INA and Congress’s intent. In
2021, the Ninth Circuit affirmed the district court’s preliminary injunction and
held that the Proclamation
and IFR effectively posed a categorical ban on asylum eligibility for aliens using a manner of entry
permitted under
Section 1158(a), which allows any alien arriving to the United States—not just through a
POE—to apply for asylum. The court further held that the rule was in violation of international treaty
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obligations, including th
e principle of non-refoulement. Finally, the court held that the rule was subject to
t
he notice and comment process of the Administrative Procedure Act and rejected the government’s
claimed exceptions. The Supreme Court
denied an application to stay the injunction. The Biden
Administrati
on rescinded the rule in 2023.
Both the Trump and Biden Administrations have issued restrictions on asylum eligibility based on transit
through a third country. In 2019, DHS and DOJ promulgated a
rule that generally made an alien ineligible
for asylum if he or she traveled through at least one third country (other than country of citizenship,
nationality, or last habitual residence) to reach the southern border without seeking protection in that third
country. In 2020, the Ninth Circuit
affirmed a district court’s injunction blocking implementation of the
rule. The court held that the rul
e conflicted with Section 1158 because the statute limits asylum eligibility
based on third-country considerations only if there is a formal
safe third-country agreement or the
applicant wa
s firmly resettled in a third country. The Biden Administrati
on rescinded the rule in 2023.
In 2023, the Biden Administration issue
d a rule providing that an alien entering without valid entry
documents at “the southwest land border or adjacent coastal borders” between May 11, 2023, and May
11, 2025, after traveling through another country en route to the United States (other than country of
citizenship, nationality, or last habitual residence) i
s presumed ineligible for asylum unless he or she
meets certai
n exceptions (e.g., was authorized to travel to the United States under a DHS-approved
process or had unsuccessfully applied for asylum in the third country). The rule allows a person t
o rebut
the presumption based on a showing of exceptionally compelling circumstances as defined in the rule
(e.g., an acute medical emergency). Following legal challenge, a district court vacated the rule,
concluding that it “conflicts with the unambiguous intent of Congress,” as specified in Section 1158, that
aliens may apply for asylum regardless of their manner of entry and that third-country considerations are
relevant to asylum only when there is a safe third-country agreement or firm resettlement. The Ninth
Circuit has
stayed that decision pending the outcome of the government’s appeal, allowing the rule to
remain in effect.
Like these prior actions, the 2024 IFR places additional limitations on asylum eligibility pursuant to the
Attorney General’s and DHS Secretary’s authority to implement restrictions under Section 1158(b)(2)(C).
Accordingly, the IFR may face similar legal challenges.
DHS and DOJ argue in the IFR that the new measure is distinguishable from previous rules that have
been challenged and ultimately enjoined by federal courts. The agencies assert that the IFR is
“substantially different” from the 2018 rule issued during the Trump Administration because it does not
categorically bar asylum based on manner of entry and instead turns on whether a person (whether
encountered at or between POEs) has failed to pursue “lawful, safe, and orderly pathways” to enter the
United States during “emergency border circumstances.” The agencies also
mention that, under the IFR,
immigration officials retain authority to exempt individuals from the asylum limitations upon a finding of
exceptionally compelling circumstances. This exception language largely resembles the rebuttable
presumption language in the 2023 rule that was challenged but remains in effect. The agencies also
maintain that the IFR is consistent wit
h Section 1158(a)(1) because the statute requires only that an alien
be permitted to “apply” for asylum but does not require that a person is entitled to
receive asylum
regardless of that person’s manner of entry. The agencies
remark that the United States’ non-refoulement
international treaty obligation applies only to withholding of removal and that the IFR preserves this form
of protection.
The agencies also
contend that they have “broad discretion” under
Section 1158(b)(2)(C) to impose
additional limitations and conditions on asylum. This position is in disagreement with the Ninth Circuit’s
analysis in
East Bay Sanctuary Covenant v. Garland, in which the court
held that additional limitations
and conditions that are “consistent with” the asylum provisions must further the purpose of other
provisions in Section 1158 (i.e., Sections 1158(a)(2)(A) and (b)(2)(A)(vi)). The agencies
assert that the
Ninth Circuit’s logic conflicts with the statute’s history and meaning. According to the agencies,
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Congress’s adoption of a one-year filing deadline (8 U.S.C. § 1158(a)(2)(B)) and a bar to filing successive
asylum applications (8 U.S.C. § 1158(a)(2)(C)) are examples of limitations on asylum that do not further
the purpose of a provision in Section 1158. Therefore, the agencies claim, the executive branch has
discretion to add additional limitations and bars to asylum. Like the one-year filing deadline and bar on
successive applications, according to the agencies, this IFR
“furthers systemic efficiency by limiting
asylum in certain situations where the strains on the immigration system are at their peak.”
Following the announcement of the IFR, some hav
e expressed their
opposition to the measur
e, arguing,
among other things, that the rule violates Section 1158 because, while the IFR is in effect, some people
will be ordered removed and prevented from applying for asylum when they would have otherwise been
eligible to do so.
Opponents of the measure have also stated that the covered individuals present in the
United States will not be eligible to apply for asylum, in contravention to Section 1158,
and will be
eligible only for withholding of removal and CAT protection.
Author Information
Alejandra Aramayo
Hillel R. Smith
Legislative Attorney
Legislative Attorney
Kelsey Y. Santamaria
Legislative Attorney
Disclaimer
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