Legal Sidebari
Courts Disagree as to Whether the Federal
Felon-in-Possession Firearm Prohibition
Violates the Second Amendment
May 28, 2024
There is growing disagreement among the federal appeals courts as to whether t
he federal ban on
individuals convicted of a felony possessing firearms, found at 18 U.S.C. § 922(g)(1) and commonly
known as the “felon-in-possession” prohibition, violat
es the Second Amendment. A federal appeals court
judge recently
predicted that “[o]ne day—likely sooner, rather than later—the Supreme Court will address
the constitutionality of Section 922(g)(1) or otherwise provide clearer guidance on whether felons are
protected by the Second Amendment.”
Given that possibility, this Sidebar examines the current circuit split regarding Section 922(g)(1). The
Sidebar begins by providing an overview of the primary Supreme Court cases interpreting the Second
Amendment, including the Court’s 2022 decision in
New York State Rifle & Pistol Association v. Bruen
that announced a new analytical methodology for Second Amendment challenges to firearms laws. The
Sidebar then summarizes the post-
Bruen cases in which federal appeals courts have split as to the
constitutionality of the felon-in-possession prohibition, including a May 9, 202
4, ruling from the Ninth
Circuit that the prohibition was unconstitutional as applied to the defendant in that case. The Sidebar
closes with considerations for Congress.
Select Supreme Court Second Amendment
Jurisprudence
Pre-Bruen Cases
Th
e Second Amendment provides, “A well-regulated Militia, being necessary to the security of a free
State, the right of the people to keep and bear arms, shall not be infringed.” For most of American history,
the Supreme Court remained largely silent as to the meaning of this provision. In 1939, the Court
suggested in
United States v. Miller that the right protected by the Second Amendment is tied to the
maintenance of the militia.
Miller gave rise to further opinions in the lower courts regarding whether the
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Second Amendment guarantees
an individual right or
a collective, militia-based right. Then, in its 2008
decision in
District of Columbia v. Heller, the Court adopted the former, individual-right interpretation.
The Court held that the Second Amendment permits
“law-abiding, responsible citizens” to possess arms
for
a “lawful purpose,” particularly
self-defense in the home. The Cou
rt added that “nothing in our
opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by
felons,” among other things.
While
Heller recognized that the Second Amendment guarantees an individual right to possess arms for at
least some purposes,
Heller left unanswered many questions about the scope of the constitutional right.
Accordingly, lower courts following
Heller wer
e uncertain as to whether, for example, the Second
Amendment right extends beyond the home to public places. Also, because
Heller did not set forth an
explicit framework for assessing whether firearms laws are consistent with the Second Amendment, lower
courts did not
always apply a uniform standard of review to challenged laws.
Bruen
In the 2022 case
New York State Rifle & Pistol Association v. Bruen, the Supreme Court clarified that the
Second Amendment right is not restricted to the home
, declaring that “[n]othing in the Second
Amendment’s text draws a home/public distinction with respect to the right to keep and bear arms.” The
Cou
rt pointed out that, because the central component of the Second Amendment right is self-defense, the
right applies to at least some public places where confrontation may occur and thus where self-defense
may be needed.
With respect to the applicable standard for measuring the constitutionality of firearms laws, the Court
announced a test requiring courts to view Second Amendment challenges through the dual lenses of text
and history. The Court summarized the test as follows:
[W]hen the Second Amendment’s plain text covers an individual’s conduct, the
Constitution presumptively protects that conduct. To justify its regulation, the government
may not simply posit that the regulation promotes an important interest. Rather, the
government must demonstrate that the regulation is consistent with this Nation’s historical
tradition of firearm regulation. Only if a firearm regulation is consistent with this Nation’s
historical tradition may a court conclude that the individual’s conduct falls outside the
Second Amendment[.]
The Court offered some additional details on the history-based aspects of th
e test, explaining that
historical analysis of modern-day gun laws may call for reasoning by analogy to determine whether
historical and modern firearm regulations are “relevantly similar.” The Court identified two primary
considerations for this comparative analysis
: first, “whether modern and historical regulations impose a
comparable burden on the right of armed self-defense,” and
second, “whether that regulatory burden is
comparably justified.” The Court also
instructed lower courts to examine “how and why the regulations
burden a law-abiding citizen’s right to armed self-defense.” With respect to the closeness of the
relationship between historical and modern regulations, the Cour
t indicated that the government need only
“identify a well-established and representative historical
analogue, not a historical
twin.” The Court also
dispelled any notion that a historical focus would limit the scope of the Second Amendment to arms that
existed in the past: “even though the Second Amendment’s definition of ‘arms’ is fixed according to its
historical understanding, that general definition covers modern instruments that facilitate armed self-
defense.”
Providing an example of how the test could play out, the Cour
t referenced regulations of firearms in
“sensitive places,” such as schools and government buildings. The Court generally
took the historical
record to mean that weapons could be prohibited in locations such as “legislative assemblies, polling
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places, and courthouses,” and as such the Cou
rt suggested that courts could “use analogies to those
historical regulations of ‘sensitive places’ to determine that modern regulations prohibiting the carry of
firearms in new and analogous sensitive places are constitutionally permissible.”
The
Bruen Court characterized its decision
as clarifying whether the Second Amendment right recognized
in
Heller extends beyond the home and
applying “[t]he test that we set forth in
Heller ... to assess whether
modern firearms regulations are consistent with the Second Amendment’s text and historical
understanding.” Other aspects of
Heller, including the decision’s language regarding t
he presumptive
constitutionality of certain firearms restrictions such as “longstanding prohibitions on the possession of
firearms by felons,” were not before the
Bruen Court. As a result, lower courts have been asked to address
the interplay between
Heller and
Bruen, including whether certain firearms restrictions thought to have
been permissible under
Heller are constitutionally invalid post-
Bruen.
Circuit Split on the Constitutionality of the “Felon-in-
Possession” Prohibition
Cases Ruling Prohibition Unconstitutional as to Specific Defendants
Under federal law, codified
at 18 U.S.C. § 922(g)(1), individuals who have been convicted of a crime
punishable by imprisonment for a term exceeding one year are (with some exceptions) prohibited from
possessing firearms. Following
Bruen, the Third and Ninth Circuits have held that the felon-in-possession
ban is unconstitutional as applied to specific parties.
In the Third Circuit case
, Range v. Attorney General, Bryan Range had a prio
r conviction for making false
statements to obtain food stamps in violation of Pennsylvania law, an offense that subjected him to the
felon-in-possession prohibition. Ran
ge argued that the felon-in-possession prohibition—which he claimed
prevented him from purchasing a rifle for deer hunting and self-defense purposes—violated the Second
Amendment. A three-judge panel of the Third Circu
it ruled in favor of the government. The full, en banc
Third Circu
it reversed, agreeing with Range.
Applying
Bruen, the en banc
court fi
rst determined that Range was one of “the people” protected by the
Second Amendment. While the government asserted that the amendment covers only “law-abiding,
responsible citizens,” the cou
rt responded, among other things, that the government’s conception of this
phrase was far too restrictive and logically could mean that “every American who gets a traffic ticket is no
longer among ‘the people’ protected by the Second Amendment.” The court thus
decided that the plain
text of the Second Amendment implicates the felon-in-possession ban, which would preclude Range from
possessing a rifle to defend himself in the home. Turning to the felon-in-possession ban’s consistency
with a historical tradition of firearm regulation, the cour
t concluded that the historical analogues offered
by the government fell short, as the government did not show that Range belonged to a specific class of
historically disarmed individuals; that historical punishments for nonviolent felonies included lifetime
disarmament; or that historical laws disarming individuals who used firearms in the commission of their
offenses would have applied to Range (who did not use a firearm to commit his fraud offense). The court
th
us held that Section 922(g)(1) could not constitutionally be applied to Range, stressing that its decision
was a “narrow” one applicable only to the defendant in light of his violation of a particular Pennsylvania
law. (For furth
er details on
Range, see CRS Legal Sidebar LSB11072
, Third Circuit Holds that
Application of Felon-in-Possession Ban Violates the Second Amendment, Creating Circuit Split, by
Matthew D. Trout.)
In the Ninth Circuit cas
e, United States v. Duarte, Steven
Duarte had five prior, nonviolent criminal
convictions under California law. After law enforcement observed Duarte tossing a handgun out of a
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window, he was
convicted of being a felon in possession of a firearm in violation of Section 922(g)(1).
Duarte claimed that Section 922(g)(1) was unconstitutional as applied to him, and a Ninth Circuit panel
agreed by a 2-1 vote. The majority first acknowledged that prior circuit precedent had upheld Section
922(g)(1) against a Second Amendment challenge, but the majority
decided that it was no longer bound
by that pre-
Bruen opinion because it did not use or otherwise comply with the analytical approach set
forth in
Bruen. The majority n
ext explained that Duarte, an American citizen, was not excluded from
Second Amendment protection on account of his felony convictions because “all Americans” are among
“the people” who possess the Second Amendment right. The majority then held that the government’s
proffered historical analogues for the lifetime felon-in-possession ban were inadequate. The majority
reasoned that the Founders h
ad not enacted laws prohibiting individuals convicted of crimes from
possessing firearm
s; early laws generally were aimed at disarming certain disloyal individuals,
insurrectionists, and n
oncitizens; state proposals of the time would only have disarmed individuals
threatening violence or presenting a risk of public injury
; harsh punishments were reserved for certain
felony offenses, not all (violent and nonviolent) felonies; and even then, the historic response to the
underlying crime controlled, an
d some of Duarte’s offenses either were nonexistent or would have been a
misdemeanor at the time of the founding.
Cases Rejecting Second Amendment Challenges to Prohibition
By contrast, following
Bruen, the Seventh, Eighth, Tenth, and Eleventh Circuits have rejected
constitutional challenges to Section 922(g)(1) either as applied to particular parties or categorically. In the
Seventh Circuit case, the pan
el pointed to language from
Heller that the ruling does not alter
“longstanding prohibitions on the possession of firearms by felons” and from concurring opinions in
Bruen that
Bruen does not modify
Heller. The cou
rt acknowledged the Third Circuit’s ruling in
Range and assumed there might be “room” for as-applied challenges to Section 922(g)(1). In the case before the
court, however, the Seventh Circu
it held that the defendant was not a “law-abiding, responsible” person
protected by the Second Amendment
, recounting the defendant’s convictions for “22 felonies, including
aggravated battery of a peace officer and possessing a weapon while in prison.”
In the Eighth Circuit case, the court issued an
opinion four days before
Range upholding the felon-in-
possession ban as constitutional. Th
at case involved an individual’s criminal conviction for possessing a
firearm while having prior felony convictions for selling a controlled substance. The panel relied on the
Supreme Court’
s language in
Heller about the felon-in-possession prohibition, and the same concurring
opinions from
Bruen, as the backdrop for its analysis. The court the
n held that historical analogues
supported disarming classes presenting a risk of dangerousness, and that individualized determinations of
such risk were not historically necessary for purposes of disarmament. In a 2-1 decision in a subsequent
case, the Eighth Circuit
confirmed that as-applied challenges to Section 922(g)(1), requiring a court to
determine the provision’s constitutionality as applied to a particular felony, were foreclosed in the circuit.
In the Tenth Circuit case, the cour
t determined that post-
Heller circuit precedent—affirming the
constitutional validity of Section 922(g)(1) because
Heller “appeared to recognize the constitutionality of
longstanding prohibitions on possession of firearms by convicted felons”—remained good law after
Bruen, as the
Bruen court “didn’t appear to question the constitutionality” of Section 922(g)(1). The court
upheld the categorical ban on felons possessing firearms
, explaining that “we have no basis to draw
constitutional distinctions based on the type of felony involved.” In a later case, the Eleventh Circuit also
held that it remained bound, for similar reasons, to its post-
Heller, pre-
Bruen circuit precedent rejecting a
Second Amendment challenge to the felon-in-possession prohibition.
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Considerations for Congress
The Supreme Court is currently reviewing a case
, United States v. Rahimi, in which the Fifth Circuit
facially invalidated a federal law prohibiting the possession of firearms by persons subject to certain
domestic violence restraining orders. A ruling from the Court in
Rahimi may further clarify the meaning
of the Second Amendment and address residual questions regarding how to apply the
Bruen methodology
to laws potentially implicating the right to keep and bear arms.
The United States has al
so asked the Supreme Court to review the Third Circuit’s opinion in
Range. Given that the Court is taking up
Rahimi, the Un
ited States has requested the Court to hold the petition in
Range pending a ruling in
Rahimi and, following such a ruling, either vacate the Third Circuit’s decision
and remand the case back to that court, or fully review
Range or another case raising the constitutionality
of Section 922(g)(1). The government’s petition in
Range is pending.
Congress may assess how the
Rahimi decision, once issued, informs the meaning of the Second
Amendment and the methodology applicable to constitutional challenges to firearms laws. Congress also
may monitor how the Supreme Court responds to the government’s petition in
Range, which includes the
possibility that the Court will grant the petition and directly answer whether Section 922(g)(1) comports
with the Second Amendment, or whether and when as-applied challenges may be successfully mounted
against Section 922(g)(1). If the Court does not grant the petition, Congress may leave Section 922(g)(1)
as is or amend it to limit its application in a way that could bring the prohibition in closer alignment with
the positions taken by the Third and Ninth Circuits.
Author Information
Dave S. Sidhu
Legislative Attorney
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