Legal Sidebari
The Twenty-First Amendment and the End of
Prohibition, Part 5: State Power over Alcohol
and Individual Rights
October 31, 2023
This Legal Sidebar is the fifth in a six-part series that discusses th
e Twenty-First Amendment to the
Constitution. The Twenty-First Amendment repealed th
e Eighteenth Amendment, which prohibited the
manufacture, sale, or transportation of “intoxicating liquors” for “beverage purposes” within the United
States. As interpreted by the Supreme Court, Section 2 of the Twenty-First Amendment
recognizes that
the states may regulate or prohibit alcoholic beverages within their jurisdictions for legitimate,
nonprotectionist purposes, such as health or safety.
Since the Twenty-First Amendment’s ratification in 1933, the Supreme Court has grappled with difficult
questions about how the Constitution allocates the power to regulate alcoholic beverages between the
federal and state governments. Such questions implicate the concept of
federalism, which refers to the
division and sharing of power between the national and state governments. Accordingly, understanding
how the Twenty-First Amendment interplays with other constitutional provisions may assist Congress in
its legislative activities. Additional information on this topic will be published in t
he Constitution
Annotated: Analysis and Interpretation of the U.S. Constitution.
State Power over Alcohol and First Amendment Free Speech and
Religion Clauses
Much of the Supreme Court’s Twenty-First Amendment jurisprudence has addressed the extent to which
the federal government’s power over
interstate and foreign commerce limits the states’ regulatory
authority over imported alcoholic beverages. However, the Court’s decisions have also explored the
relationship between the states’ Section 2 powers and provisions of the Constitution that specifically
protect individual rights from state interference. In this vein, the Court has determined that the Twenty-
First Amendment does not authorize the states to ignore t
he First Amendment’s protections for freedom of
speech and religion or t
he Fourteenth Amendment’s guarantees of due process and equal protection of the
laws.
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The Court’s jurisprudence on the relationship between the First and Twenty-First Amendments evolved
during the late 20th century. Initially, i
n California v. LaRue, the Court held that states could restrict
sexually explicit entertainment in establishments licensed to sell liquor for on-premises consumption,
even if such entertainment might otherwise merit First Amendment protection. The Court suggested that
such state restrictions were entitled to a “presumption” of validity under the Twenty-First Amendment and
that the sexually explicit performances at issue in
LaRue could be considered conduct that lacked a
significant communicative element. Later case
s clarified that a state’s Twenty-First Amendment interests
in regulating liquor sales could “outweigh” First Amendment interests.
However, in a 1996 decisio
n, 44 Liquormart, Inc. v. Rhode Island, the Supreme Court partially overruled
LaRue, determining that states cannot rely on their Twenty-First Amendment powers to infringe on speech
protected by the First Amendment. Nonetheless, the Court suggested that states could potentially exercise
their general police powers to “prohibit the sale of alcoholic beverages in inappropriate locations” even if
such a ban might incidentally restrict certain First Amendment-protected activity, such as topless dancing,
in establishments licensed to sell alcoholic beverages.
The Supreme Court also confirmed in
44 Liquormart that states must comply with the First Amendment
when regulating alcoholic beverage advertising. The Court invalidated Rhode Island laws that completely
prohibited public dissemination of accurate information about retail liquor prices. The Court rejected the
state’s attempt to rely on the Twenty-First Amendment to prohibit
commercial speech protected by the
First Amendment, writing that Rhode Island had “failed to carry its heavy burden of justifying its
complete ban on price advertising.”
In addition to confirming that the Twenty-First Amendment does not qualify First Amendment guarantees
of freedom of expression, the Supreme Court has
held that a state “may not exercise its power under the
Twenty-First Amendment in a way which impinges upon the Establishment Clause of the First
Amendment.” The
Establishment Clause forbids the government from making any law “respecting an
establishment of religion.” I
n Larkin v. Grendel’s Den, Inc., the Court struck down, as a violation of the
Establishment Clause, a Massachusetts law that gave “churches and schools the power effectively to veto
applications for liquor licenses within a 500-foot radius.” According to the Court, the law had the
impermissible effect of advancing religion: the veto power could be “employed for explicitly religious
goals,” and the appearance of a “joint exercise of legislative authority by Church and State provide[d] a
significant symbolic benefit to religion.” The law also “enmeshe[d] churches in the exercise of substantial
governmental powers contrary to [the Court’s] consistent interpretation of the Establishment Clause.”
According to the Court, “few entanglements [between Church and State] could be more offensive” than
delegating “discretionary governmental powers” to religious groups. (Although the Supreme Court has
not specifically overruled
Larkin, the Court has sinc
e “abandoned” the Establishment Clause test it
applied in
Larkin, known as t
he Lemon test, in favor of examining “historical practices and
understandings” when evaluating the merits of Establishment Clause challenges. It is unclear whether this
analytical approach would have altered
Larkin’s outcome.)
Alcohol Regulation and the Fourteenth Amendment Due Process and
Equal Protection Clauses
The Supreme Court has also confirmed that a state cannot ignore the Fourteenth Amendment’s Due
Process and Equal Protection Clauses when it relies on its Twenty-First Amendment powers to regulate
alcoholic beverages. Among other things, t
he Fourteenth Amendment’s Due Process Clause requires state
actors to provide certain procedural protections before they deprive a person of any protected life, liberty,
or property interest. In 1971, the Court
held that the Fourteenth Amendment requires a state to provide an
individual with due process when a state’s liquor law would deprive an individual of a protected liberty
interest. I
n Wisconsin v. Constantineau, the Hartford police chief, enforcing a Wisconsin statute intended
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to combat excessive drinking, posted a notice in the city’s retail liquor stores forbidding sales or gifts of
liquor to a local adult resident for one year. The Court struck down the Wisconsin statute, determining
that the law prevented an individual from buying liquor without adequate notice or the opportunity for an
impartial hearing. The Court determined that the state could not rely on its Twenty-First Amendment
authority or its general police powers to enact a statute that lacked such procedural due process
safeguards.
In the Fourteenth Amendment
equal protection context, the Supreme Court has held that it will closely
scrutinize state liquor laws that single someone out based on a suspect classification (e.g.,
race) or quasi-
suspect classification (e.
g., gender). I
n Craig v. Boren, the Court determined that the Twenty-First
Amendment did not override Fourteenth Amendment equal protection guarantees that prevent a state from
drawing invidious distinctions based on gender.
Craig involved a challenge to an Oklahoma law
prohibiting the sale of beer with a low alcohol content to males under 21 years of age and females under
18. The Court held that this “gender-based differential” in minimum drinking ages amounted to a “denial
of the equal protection of the laws to males aged 18–20.” Differential treatment of young men was not
“substantially related” to achieving the state’s asserted objective of traffic safety, and the Twenty-First
Amendment could not “save the invidious gender-based discrimination from invalidation.” The Court
stated, “Neither the text nor the history of the Twenty-First Amendment suggests that it qualifies
individual rights protected by the Bill of Rights and the Fourteenth Amendment where the sale or use of
liquor is concerned.”
By contrast, i
n several cases decided during the early to mid-20th century, the Supreme Court
held that the
Fourteenth Amendment’s Equal Protection Clause did not prevent states from exercising their Twenty-
First Amendment powers to discriminate against out-of-state liquor products. Although it is unclear
whether these rulings reflect the current state of Fourteenth Amendment law, the Court’s jurisprudence
from this era suggests that such economic legislation is subject to a lesser form of Fourteenth Amendment
scrutiny because it does not differentiate between individuals based on a suspect or quasi-suspect
classification. Nonetheless, since rejecting Fourteenth Amendment equal protection challenges to laws
that discriminate against out-of-state economic interests, the Court has held that such laws may be invalid
under t
he Dormant Commerce Clause.
Click
here to continue to Part 6.
Author Information
Brandon J. Murrill
Attorney-Adviser (Constitution Annotated)
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