Critical Mineral Resources: National Policy and Critical Minerals List

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Critical Mineral Resources: National Policy and ~~March 20~~April 8, 2024 , 2024
Critical Minerals List
Linda R. Rowan
According to a National Research Council report, a According to a National Research Council report, a critical mineral is a nonfuel mineral that is is a nonfuel mineral that is
Analyst in Natural Analyst in Natural
essential for use and faces considerable supply chain vulnerabilities. For example, silicon is essential for use and faces considerable supply chain vulnerabilities. For example, silicon is
Resources and Earth Resources and Earth
essential for manufacturing computer chips; lithium is essential for manufacturing batteries; and essential for manufacturing computer chips; lithium is essential for manufacturing batteries; and
Sciences Sciences
rare earth elements are essential for manufacturing magnets, batteries, phosphors, and catalysts rare earth elements are essential for manufacturing magnets, batteries, phosphors, and catalysts

used in such products as wind turbines, electric vehicles, screens/touchscreens, and petroleum used in such products as wind turbines, electric vehicles, screens/touchscreens, and petroleum
refining. Demand for these components in the health care, transportation, power generation, refining. Demand for these components in the health care, transportation, power generation,

consumer electronics, defense, and refining and manufacturing sectors is projected to grow in the consumer electronics, defense, and refining and manufacturing sectors is projected to grow in the
next decade, likely leading to increased demand for critical mineral resources. next decade, likely leading to increased demand for critical mineral resources.
A supply chain includes extraction, processing, component development, and end-use technology. Recycling or reuse is A supply chain includes extraction, processing, component development, and end-use technology. Recycling or reuse is
possible at any step of the supply chain. The supply chain may be vulnerable if it lacks diversity or capacity. Some factors possible at any step of the supply chain. The supply chain may be vulnerable if it lacks diversity or capacity. Some factors
that may limit diversity include extraction or processing of some critical minerals in only a few locations. Factors that may that may limit diversity include extraction or processing of some critical minerals in only a few locations. Factors that may
limit capacity include reserve locations, technical challenges, export quotas, environmental impacts, geopolitical volatility, limit capacity include reserve locations, technical challenges, export quotas, environmental impacts, geopolitical volatility,
market volatility, and capital requirements. market volatility, and capital requirements.
In 2020 and 2021, Congress passed legislation that addressed critical mineral policies, defined In 2020 and 2021, Congress passed legislation that addressed critical mineral policies, defined critical mineral in statute, and in statute, and
specified criteria for developing a critical minerals list (CML). Section 7002 of the Energy Act of 2020 (Division Z of P.L. specified criteria for developing a critical minerals list (CML). Section 7002 of the Energy Act of 2020 (Division Z of P.L.
116-260) directed the Secretary of the Interior, acting through the Director of the U.S. Geological Survey (USGS), to identify 116-260) directed the Secretary of the Interior, acting through the Director of the U.S. Geological Survey (USGS), to identify
critical minerals and develop a CML. critical minerals and develop a CML.
Pursuant to the Energy Act of 2020, a Pursuant to the Energy Act of 2020, a critical mineral is any mineral, element, substance, or material designated as critical by is any mineral, element, substance, or material designated as critical by
the Secretary of the Interior acting through the Director of the USGS because it is essential to the economic and national the Secretary of the Interior acting through the Director of the USGS because it is essential to the economic and national
security of the United States, has a vulnerable supply chain, and serves an essential function in manufacturing a product. The security of the United States, has a vulnerable supply chain, and serves an essential function in manufacturing a product. The
USGS published a final list of 50 critical minerals in February 2022; the USGS is prioritizing these 50 critical minerals in its USGS published a final list of 50 critical minerals in February 2022; the USGS is prioritizing these 50 critical minerals in its
assessment of potential domestic resources and other research. assessment of potential domestic resources and other research.
Congress is considering whether the definition of a critical mineral, the methodology for developing a CML, and the 2022 Congress is considering whether the definition of a critical mineral, the methodology for developing a CML, and the 2022
CML are sufficient to advance critical mineral resources development per national minerals policy and contribute to CML are sufficient to advance critical mineral resources development per national minerals policy and contribute to
identifying supply chain risks. Legislation introduced in the 118th Congress would amend the definition, methodology, and identifying supply chain risks. Legislation introduced in the 118th Congress would amend the definition, methodology, and
CML. CML.
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Overview
According to a National Research Council report, critical minerals are both essential in use and According to a National Research Council report, critical minerals are both essential in use and
subject to supply risks.1 The report noted that critical minerals are essential for certain products subject to supply risks.1 The report noted that critical minerals are essential for certain products
and services.2 For example, silicon, gallium, and germanium may be essential for manufacturing and services.2 For example, silicon, gallium, and germanium may be essential for manufacturing
certain types of certain types of semiconductors.3 Lithium, cobalt, and nickel may be essential for manufacturing .3 Lithium, cobalt, and nickel may be essential for manufacturing
certain types of batteries used in electric vehicles and other products. Some certain types of batteries used in electric vehicles and other products. Some rare earth elements
(REEs) may be essential for manufacturing touchscreens in electronic products and magnet-based (REEs) may be essential for manufacturing touchscreens in electronic products and magnet-based
motors that drive large wind turbines, electric vehicles, and other products.4 Demand for motors that drive large wind turbines, electric vehicles, and other products.4 Demand for
semiconductors (i.e., computer chips), batteries, touchscreens, magnet-based motors, and other semiconductors (i.e., computer chips), batteries, touchscreens, magnet-based motors, and other
products is projected to grow in the next decade, leading to increased demand for critical products is projected to grow in the next decade, leading to increased demand for critical
minerals.5 minerals.5
According to the U.S. Department of Energy (DOE), a generic supply chain—which includes According to the U.S. Department of Energy (DOE), a generic supply chain—which includes
extraction, processing, components, end-use technology, and recycling and reuse—provides a extraction, processing, components, end-use technology, and recycling and reuse—provides a
useful context to consider geologic, technical, environmental, political, and economic factors that useful context to consider geologic, technical, environmental, political, and economic factors that
impact supply risk.6impact supply risk.6 Figure 1 shows the stages of a generic supply chain with risks, opportunities, shows the stages of a generic supply chain with risks, opportunities,
and policies related to one or more stages or to the entire chain. According to DOE, a specific and policies related to one or more stages or to the entire chain. According to DOE, a specific
supply chain for a specific mineral may show different details for each stage and may show that supply chain for a specific mineral may show different details for each stage and may show that
materials may be reclaimed at different stages of the supply chain and reused either upstream or materials may be reclaimed at different stages of the supply chain and reused either upstream or
downstream, depending on the mineral.7 downstream, depending on the mineral.7 Extraction is the removal of is the removal of mineral resources from the from the

1 Supply risks may be (1) geologic 1 Supply risks may be (1) geologic –—whether the resource exists in nature, (2) technicalwhether the resource exists in nature, (2) technical–—whether the resource can be whether the resource can be
extracted and processed, (3) environmental and socialextracted and processed, (3) environmental and social –—whether the resource can be extracted and processed in an whether the resource can be extracted and processed in an
environmentally and socially acceptable way, (4) politicalenvironmentally and socially acceptable way, (4) political–—whether governments influence resource availability whether governments influence resource availability
through policies and actions, and (5) economicthrough policies and actions, and (5) economic –—whether the resource can be extracted and processed at a cost that whether the resource can be extracted and processed at a cost that
users are willing to pay. National Research Council (NRC), users are willing to pay. National Research Council (NRC), Minerals, Critical Minerals, and the U.S. Economy, 2008, , 2008,
(hereinafter, NRC, (hereinafter, NRC, Critical Minerals, 2008). See p. 8 for a further description of supply risks and p. 238 for a short , 2008). See p. 8 for a further description of supply risks and p. 238 for a short
description of the report’s use of the term description of the report’s use of the term critical mineral. .
2 2 Essential, as discussed in the report, means the chemical and physical properties of a mineral, such as metallurgical, , as discussed in the report, means the chemical and physical properties of a mineral, such as metallurgical,
chemical, catalytic, electrical, magnetic, or optical properties, that make it difficult or impossible to find a substitute chemical, catalytic, electrical, magnetic, or optical properties, that make it difficult or impossible to find a substitute
that can provide a similar function at a comparable cost. NRC, that can provide a similar function at a comparable cost. NRC, Critical Minerals, 2008, pp. 7, 43-47. , 2008, pp. 7, 43-47.
3 3 Semiconductor chips—also known as —also known as computer chips, , microchips, or , or integrated circuits—are tunable electrical —are tunable electrical
conductivity wafers fabricated with miniature resistors, transistors, capacitors, or diodes. For more information about conductivity wafers fabricated with miniature resistors, transistors, capacitors, or diodes. For more information about
semiconductors, see CRS Report R47508, semiconductors, see CRS Report R47508, Semiconductors and the Semiconductor Industry, by Manpreet Singh, John , by Manpreet Singh, John
F. Sargent Jr., and Karen M. Sutter. F. Sargent Jr., and Karen M. Sutter.
4 Rare earth elements (REEs) include scandium, yttrium, and 15 elements that are called the lanthanide series on the 4 Rare earth elements (REEs) include scandium, yttrium, and 15 elements that are called the lanthanide series on the
periodic table. The lanthanides range from atomic number 57 (lanthanum) to 71 (lutetium). U.S. Geological Survey periodic table. The lanthanides range from atomic number 57 (lanthanum) to 71 (lutetium). U.S. Geological Survey
(USGS), “Rare-Earth Elements,” https://www.usgs.gov/publications/rare-earth-elements; USGS, “Rare Earths Statistics (USGS), “Rare-Earth Elements,” https://www.usgs.gov/publications/rare-earth-elements; USGS, “Rare Earths Statistics
and Information,” https://www.usgs.gov/centers/national-minerals-information-center/rare-earths-statistics-and-and Information,” https://www.usgs.gov/centers/national-minerals-information-center/rare-earths-statistics-and-
information; and Bradley S. Van Gosen, Philip L. Verplanck, and Poul Emsbo, information; and Bradley S. Van Gosen, Philip L. Verplanck, and Poul Emsbo, Rare Earth Element Mineral Deposits
in the United States, USGS, Circular 1454, version 1.1, April 2019, https://doi.org/10.3133/cir1454 (hereinafter, Van , USGS, Circular 1454, version 1.1, April 2019, https://doi.org/10.3133/cir1454 (hereinafter, Van
Gosen, Verplanck, and Emsbo, Gosen, Verplanck, and Emsbo, Rare Earth Element Mineral Deposits, 2019). , 2019).
5 White House, 5 White House, Building Resilient Supply Chains, Revitalizing American Manufacturing, and Fostering Broad-Based
Growth: : 100 -Day Reviews Under Executive Order 14017, June 2021, https://www.whitehouse.gov/wp-content/uploads/, June 2021, https://www.whitehouse.gov/wp-content/uploads/
2021/06/100-day-supply-chain-review-report.pdf (hereinafter, White House, 2021/06/100-day-supply-chain-review-report.pdf (hereinafter, White House, Building Resilient Supply Chains, 2021); , 2021);
U.S. Department of Energy (DOE), U.S. Department of Energy (DOE), Critical Materials Assessment, July 2023, https://www.energy.gov/sites/default/, July 2023, https://www.energy.gov/sites/default/
files/2023-07/doe-critical-material-assessment_07312023.pdf (hereinafter, DOE, files/2023-07/doe-critical-material-assessment_07312023.pdf (hereinafter, DOE, Critical Materials Assessment, 2023); , 2023);
and International Energy Agency, “The Role of Critical Minerals in the Clean Energy Transition,” https://www.iea.org/and International Energy Agency, “The Role of Critical Minerals in the Clean Energy Transition,” https://www.iea.org/
reports/the-role-of-critical-minerals-in-clean-energy-transitions. reports/the-role-of-critical-minerals-in-clean-energy-transitions.
6 6. DOE, DOE, Critical Materials Strategy, December 2010 (hereinafter, December 2010 (hereinafter, DOE, DOE, Critical Materials Strategy, 2010), pp. 11-12. , 2010), pp. 11-12.
7 Ibid., p. 12. 7 Ibid., p. 12.
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surface or subsurface via mining.8 Mineral resources may be extracted either as major products, surface or subsurface via mining.8 Mineral resources may be extracted either as major products,
where the mineral resource is directly processed to extract the desired materials, or as coproducts where the mineral resource is directly processed to extract the desired materials, or as coproducts
or or byproducts of other mining operations.9 The U.S. Geological Survey (USGS) notes that many of other mining operations.9 The U.S. Geological Survey (USGS) notes that many
mineral resources are extracted as byproducts. The USGS tracks domestic and global product and mineral resources are extracted as byproducts. The USGS tracks domestic and global product and
byproduct extraction for minerals listed in the USGS Mineral Commodity Summaries.10 byproduct extraction for minerals listed in the USGS Mineral Commodity Summaries.10
According to DOE, byproduct extraction may create complex relationships between the According to DOE, byproduct extraction may create complex relationships between the
availability and extraction costs of different materials, which may cause supply chains and market availability and extraction costs of different materials, which may cause supply chains and market
prices to vary in ways not captured by supply and demand relationships.11 prices to vary in ways not captured by supply and demand relationships.11

8 The USGS geologic description of a 8 The USGS geologic description of a mineral is “as a naturally occurring inorganic element or compound having an is “as a naturally occurring inorganic element or compound having an
orderly internal structure and a characteristic chemical composition, crystal form, and physical properties.” The USGS orderly internal structure and a characteristic chemical composition, crystal form, and physical properties.” The USGS
defines defines resource regarding minerals, including fuel minerals, as “a concentration of naturally occurring solid, liquid, or regarding minerals, including fuel minerals, as “a concentration of naturally occurring solid, liquid, or
gaseous material in or on the Earth’s crust in such form and amount that economic extraction of a commodity from the gaseous material in or on the Earth’s crust in such form and amount that economic extraction of a commodity from the
concentration is currently or potentially feasible.” The USGS considers concentration is currently or potentially feasible.” The USGS considers extraction to include underground, surface (or to include underground, surface (or
open pit), or placer (extraction from sediments, such as river channels or beach sands) mining. USGS, open pit), or placer (extraction from sediments, such as river channels or beach sands) mining. USGS, Mineral
Commodity Summaries 2023, 2023, p. 205, https://doi.org/10.3133/mcs2023 (hereinafter, USGS, , 2023, p. 205, https://doi.org/10.3133/mcs2023 (hereinafter, USGS, MCS, 2023). USGS, , 2023). USGS,
“What Is the Difference Between a Rock and a Mineral?,” https://www.usgs.gov/faqs/what-difference-between-rock-“What Is the Difference Between a Rock and a Mineral?,” https://www.usgs.gov/faqs/what-difference-between-rock-
and-mineral; USGS, “How Do We Extract Minerals?,” https://www.usgs.gov/faqs/how-do-we-extract-minerals. For and-mineral; USGS, “How Do We Extract Minerals?,” https://www.usgs.gov/faqs/how-do-we-extract-minerals. For
more details about certain critical mineral resources and their extraction, processing, and primary uses, see Klaus J. more details about certain critical mineral resources and their extraction, processing, and primary uses, see Klaus J.
Schulz et al., Schulz et al., Critical Mineral Resources of the United States—Economic and Environmental Geology and Prospects
for Future Supply, USGS Professional Paper 1802, December 2017, https://doi.org/10.3133/pp1802 (hereinafter, , USGS Professional Paper 1802, December 2017, https://doi.org/10.3133/pp1802 (hereinafter,
USGSUSGS, Critical Mineral Resources, 2017). 2017).
9 The USGS defines 9 The USGS defines byproduct as “those whose production is dependent on that of another commodity.” Nedal T. t as “those whose production is dependent on that of another commodity.” Nedal T.
Nassar and Steven M. Fortier, Nassar and Steven M. Fortier, Methodology and Technical Input for the 2021 Review and Revision of the U.S. Critical
Minerals List, USGS, USGS Open-File Report 2021-1045, 2021, p. 7, https://doi.org/, USGS, USGS Open-File Report 2021-1045, 2021, p. 7, https://doi.org/ 10.3133/10.3133/ ofr20211045 ofr20211045
(hereinafter, USGS,(hereinafter, USGS, Methodology and Technical Input, 2021). , 2021).
10 USGS, “Mineral Commodity Summaries,” https://www.usgs.gov/centers/national-minerals-information-center/ 10 USGS, “Mineral Commodity Summaries,” https://www.usgs.gov/centers/national-minerals-information-center/
mineral-commodity-summaries. The USGS publishes summaries every year, and the number of minerals summarized mineral-commodity-summaries. The USGS publishes summaries every year, and the number of minerals summarized
may vary from year to year. may vary from year to year.
11 DOE, 11 DOE, Critical Materials Assessment, 2023. , 2023.
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Figure 1. Supply Chain and Risks, Opportunities, and Policies

Source: U.S. Department of Energy (DOE), U.S. Department of Energy (DOE), Critical Materials Strategy, December 2010, Figure 9-1. , December 2010, Figure 9-1.
Notes: DOE’s strategy focused on critical materials for energy uses, including critical minerals. The generic DOE’s strategy focused on critical materials for energy uses, including critical minerals. The generic
supply chain in this figure shows recycling and reuse only at the end of the chain; however, a supply chain for a supply chain in this figure shows recycling and reuse only at the end of the chain; however, a supply chain for a
specific mineral may show materials being reclaimed at one or more other stages and reused either upstream or specific mineral may show materials being reclaimed at one or more other stages and reused either upstream or
downstream, depending on the mineral and the available technology. downstream, depending on the mineral and the available technology. Processing is the separation and refining of is the separation and refining of
mineral resources to obtain a desired composition or purity. mineral resources to obtain a desired composition or purity. Components refers to using the processed materials refers to using the processed materials
to manufacture component parts for the end-use technology. The to manufacture component parts for the end-use technology. The end-use technology may be a product or may be a product or
service. service.
A mineral’s criticality may change over time as technology advances and other factors lead to A mineral’s criticality may change over time as technology advances and other factors lead to
changing supply and demand. Two examples highlight changing mineral criticality related to changing supply and demand. Two examples highlight changing mineral criticality related to
changing and emerging technologies. changing and emerging technologies.
• Production and demand for REEs was lower in the 1960s-1970s (when the • Production and demand for REEs was lower in the 1960s-1970s (when the
United States was a major producer) than in the 1980s-1990s, when REEs United States was a major producer) than in the 1980s-1990s, when REEs
became more essential for evolving technology, such as electronics and magnet-became more essential for evolving technology, such as electronics and magnet-
based motors based motors (Figure 2).12 China increased its REEs production beginning in the .12 China increased its REEs production beginning in the
mid-1980s, became a major producer of REEs in the mid-1990s, and now mid-1980s, became a major producer of REEs in the mid-1990s, and now
dominates production. The recent dominance of China as the top producer of dominates production. The recent dominance of China as the top producer of
REEs may lead to supply chain risks that may impact the U.S. economy and REEs may lead to supply chain risks that may impact the U.S. economy and

12 Gordon B. Haxel, James B. Hedrick, and Greta J. Orris, “Rare Earth Elements—Critical Minerals for High 12 Gordon B. Haxel, James B. Hedrick, and Greta J. Orris, “Rare Earth Elements—Critical Minerals for High
Technology,” USGS, USGS Factsheet 087-02, 2002, https://pubs.usgs.gov/fs/2002/fs087-02/fs087-02.pdf; and Van Technology,” USGS, USGS Factsheet 087-02, 2002, https://pubs.usgs.gov/fs/2002/fs087-02/fs087-02.pdf; and Van
Gosen, Verplanck, and Emsbo, Gosen, Verplanck, and Emsbo, Rare Earth Element Mineral Deposits, 2019. .
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national security.13 The increase in production of REEs over time also highlights national security.13 The increase in production of REEs over time also highlights
the growing demand for REEs for different products and services. the growing demand for REEs for different products and services.
• A growing number of different critical minerals are essential as components for • A growing number of different critical minerals are essential as components for
computer chips (i.e., semiconductors) due to advances in chip technology.14 In computer chips (i.e., semiconductors) due to advances in chip technology.14 In
the 1980s, 12 minerals or elemental components, including some critical the 1980s, 12 minerals or elemental components, including some critical
minerals, were identified as essential for computer chips. In the 2000s to present, minerals, were identified as essential for computer chips. In the 2000s to present,
more than 60 minerals or elemental components, including more critical more than 60 minerals or elemental components, including more critical
minerals, are identified as essential for computer chips.15 Today, tunable electrical minerals, are identified as essential for computer chips.15 Today, tunable electrical
conductivity wafers most commonly are composed of silicon, silicon carbide, conductivity wafers most commonly are composed of silicon, silicon carbide,
germanium, gallium arsenide, or gallium nitride. germanium, gallium arsenide, or gallium nitride.
Change in the criticality of a mineral due to evolving technology highlights the need to repeatedly Change in the criticality of a mineral due to evolving technology highlights the need to repeatedly
analyze supply chain risks over short time periods (such as one year or five years).16 analyze supply chain risks over short time periods (such as one year or five years).16
Figure 2. Global Production of Rare Earth Elements
(1960 to 2020) (1960 to 2020)

Source: White House, White House, Building Resilient Supply Chains, Revitalizing American Manufacturing, and Fostering Broad-
Based Growth: : 100 -Day Reviews Under Executive Order 14017, June 2021, https://www.whitehouse.gov/wp-content/, June 2021, https://www.whitehouse.gov/wp-content/
uploads/2021/06/100-day-supply-chain-review-report.pdf. The data for this graph are from the U. S. Geological uploads/2021/06/100-day-supply-chain-review-report.pdf. The data for this graph are from the U. S. Geological
Survey (USGS). See also Gordon B. Haxel, James B. Hedrick, and Greta J. Orris, “Rare Earth Elements—Critical Survey (USGS). See also Gordon B. Haxel, James B. Hedrick, and Greta J. Orris, “Rare Earth Elements—Critical
Minerals for High Technology,” USGS Factsheet 087-02, 2002, https://pubs.usgs.gov/fs/2002/fs087-02/fs087-Minerals for High Technology,” USGS Factsheet 087-02, 2002, https://pubs.usgs.gov/fs/2002/fs087-02/fs087-
02.pdf; and Bradley S. Van Gosen, Philip L. Verplanck, and Poul Emsbo, 02.pdf; and Bradley S. Van Gosen, Philip L. Verplanck, and Poul Emsbo, Rare Earth Element Mineral Deposits in the
United States, USGS, Circular 1454, Version 1.1, April 2019, https://doi.org/10.3133/cir1454 , USGS, Circular 1454, Version 1.1, April 2019, https://doi.org/10.3133/cir1454
Notes: Mine production refers to the extraction of a mineral resource and is most often quantified in the weight refers to the extraction of a mineral resource and is most often quantified in the weight
of material mined in metric tons over a specified time period. A metric ton is a unit of weight equivalent to 1,000 of material mined in metric tons over a specified time period. A metric ton is a unit of weight equivalent to 1,000
kilograms (about 2,204.6 pounds). REO = rare earth oxide. kilograms (about 2,204.6 pounds). REO = rare earth oxide.

13 For more information, see CRS In Focus IF11259, 13 For more information, see CRS In Focus IF11259, Trade Dispute with China and Rare Earth Elements, by Karen M. , by Karen M.
Sutter; CRS Report R46915, Sutter; CRS Report R46915, China’s Recent Trade Measures and Countermeasures: Issues for Congress, by Karen M. , by Karen M.
Sutter; and CRS Report R46618, Sutter; and CRS Report R46618, An Overview of Rare Earth Elements and Related Issues for Congress, by Brandon S. , by Brandon S.
Tracy. Tracy.
14 USGS, 14 USGS, MCS, 2023; USGS, 2023; USGS, Critical Mineral Resources, 2017; and NRC, 2017; and NRC, Critical Minerals, 2008. , 2008.
15 NRC, 15 NRC, Critical Minerals, 2008, Figure 2.2. , 2008, Figure 2.2.
16 DOE, 16 DOE, Critical Materials Strategy, 2010. , 2010.
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Besides changes in mineral criticality, supply chains may be vulnerable if they lack diversity and Besides changes in mineral criticality, supply chains may be vulnerable if they lack diversity and
capacity capacity (Figure 1).17 Extraction or processing of some critical minerals in a few locations limits .17 Extraction or processing of some critical minerals in a few locations limits
diversity. For example, in 2019, 60% or more of lithium, cobalt, and graphite resources were diversity. For example, in 2019, 60% or more of lithium, cobalt, and graphite resources were
extracted in Australia, Congo, and China, respectively, and 60% or more of lithium and cobalt extracted in Australia, Congo, and China, respectively, and 60% or more of lithium and cobalt
were processed in China were processed in China (Figure 3).18 China has been a top producer of many REEs since the .18 China has been a top producer of many REEs since the
mid-1990s mid-1990s (Figure 2).19 Factors that may limit extraction capacity include reserve locations.19 Factors that may limit extraction capacity include reserve locations
limitations, technical challenges to extracting the critical mineral, export quotas, environmental limitations, technical challenges to extracting the critical mineral, export quotas, environmental
impacts, geopolitical volatility, market volatility, and capital requirements.20 impacts, geopolitical volatility, market volatility, and capital requirements.20

17 NRC, 17 NRC, Critical Minerals, 2008. , 2008.
18 White House, 18 White House, Building Resilient Supply Chains, 2021, Figure 13. The National Renewable Energy Laboratory , 2021, Figure 13. The National Renewable Energy Laboratory
analyzed mining data from USGS, analyzed mining data from USGS, Mineral Commodity Summaries 2019, https://www.usgs.gov/centers/nmic/meneral-, https://www.usgs.gov/centers/nmic/meneral-
commodity-summaries, and refining data from analysis and refining data from BloombergNEF Battery Metals commodity-summaries, and refining data from analysis and refining data from BloombergNEF Battery Metals
Database, accessed on March 7, 2021. Database, accessed on March 7, 2021.
19 White House, 19 White House, Building Resilient Supply Chains, 2021; and Van Gosen, Verplanck, and Emsbo, , 2021; and Van Gosen, Verplanck, and Emsbo, Rare Earth Element
Mineral Deposits, 2019. .
20 The USGS defines 20 The USGS defines reserves as “that part of the reserve base that could be economically extracted or produced at the as “that part of the reserve base that could be economically extracted or produced at the
time of determination” and time of determination” and reserve base as “the in-place demonstrated (measured plus indicated) resource from which as “the in-place demonstrated (measured plus indicated) resource from which
reserves are estimated,” USGS, reserves are estimated,” USGS, MCS, 2023, p. 206. Some reserve locations may have limited extraction capacity , 2023, p. 206. Some reserve locations may have limited extraction capacity
because they are remote or located on land where mining is restricted, among other reasons. because they are remote or located on land where mining is restricted, among other reasons.
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Figure 3. Top Producers and Refiners of Critical Minerals for Batteries in 2019

Source: Modified by CRS.Modified by CRS. White House, White House, Building Resilient Supply Chains, Revitalizing American Manufacturing, and
Fostering Broad-Based Growth: 100 -Day Reviews Under Executive Order 14017, June 2021, , June 2021,
~~https~~tps://www.whitehouse.gov/wp-content/uploads/2021/06/100-day-supply-chain-review-report.pdf, Figure 13, p. ://www.whitehouse.gov/wp-content/uploads/2021/06/100-day-supply-chain-review-report.pdf, Figure 13, p.
121. 121.
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Notes: Mine production refers to the extraction of a mineral resource and is most often quantified in the weight refers to the extraction of a mineral resource and is most often quantified in the weight
of material mined in metric tons over a specified time period. A metric ton is a unit of weight equivalent to 1,000 of material mined in metric tons over a specified time period. A metric ton is a unit of weight equivalent to 1,000
kilograms (about 2,204.6 pounds). kilograms (about 2,204.6 pounds). Total metric tons refer to the total global amount of production in 2019 and the refer to the total global amount of production in 2019 and the
total global amount of refinement in 2019 in the top and bottom tables, respectively. The percentages given in total global amount of refinement in 2019 in the top and bottom tables, respectively. The percentages given in
the tables may not sum to 100% for each mineral because not all producers or refiners are listed. The total the tables may not sum to 100% for each mineral because not all producers or refiners are listed. The total
metric tons for each mineral for global production may not equal the total metric tons for each mineral for metric tons for each mineral for global production may not equal the total metric tons for each mineral for
global refinement because production and refinement are different processes involving different materials and global refinement because production and refinement are different processes involving different materials and
these steps potentially may occur in different years. Class 1 Nickel is 99.8% pure nickel. Australia refined about these steps potentially may occur in different years. Class 1 Nickel is 99.8% pure nickel. Australia refined about
10% of class 1 nickel, which is shown on the map. As the fifth top refiner, Australia is not listed under the 10% of class 1 nickel, which is shown on the map. As the fifth top refiner, Australia is not listed under the
heading Percent of Global Refinement in the figure, which shows the top four refiners for Class I Nickel. heading Percent of Global Refinement in the figure, which shows the top four refiners for Class I Nickel.
DOE noted opportunities to reduce supply chain risks, such as technological innovations in DOE noted opportunities to reduce supply chain risks, such as technological innovations in
extraction, processing, substitution, and recycling, as well as more efficient permitting, more extraction, processing, substitution, and recycling, as well as more efficient permitting, more
stockpiling, and more recycling policies stockpiling, and more recycling policies (Figure 1).21 According to DOE, federal programs and .21 According to DOE, federal programs and
policies could support integrated research and development, education and workforce training, policies could support integrated research and development, education and workforce training,
enhanced data and information gathering (i.e., analysis), financial assistance, and diplomacy to enhanced data and information gathering (i.e., analysis), financial assistance, and diplomacy to
reduce risks, advance opportunities, and secure a sustainable critical reduce risks, advance opportunities, and secure a sustainable critical ~~minerals~~mineral supply chain.22 supply chain.22
In 2016, the Subcommittee on Critical and Strategic Mineral Supply Chains of the National In 2016, the Subcommittee on Critical and Strategic Mineral Supply Chains of the National
Science and Technology Council Science and Technology Council (NSTC) submitted a progress report to Congress on an interagency submitted a progress report to Congress on an interagency
assessment of critical minerals, including the development of a screening methodology and the assessment of critical minerals, including the development of a screening methodology and the
initial results of the application of the methodology.23 The report identified 17 potentially critical initial results of the application of the methodology.23 The report identified 17 potentially critical
minerals and noted the next step was to develop a prioritized list of a subset of the 17 minerals for minerals and noted the next step was to develop a prioritized list of a subset of the 17 minerals for
further investigation. In 2017, the Trump Administration issued an executive order (E.O. 13817) further investigation. In 2017, the Trump Administration issued an executive order (E.O. 13817)
that defined that defined critical ~~minera~~lmineral and directed the Secretary of the Interior, in coordination with the and directed the Secretary of the Interior, in coordination with the
Secretary of Defense and in consultation with the heads of other relevant executive departments Secretary of Defense and in consultation with the heads of other relevant executive departments
and agencies, to publish a list of critical minerals.24 The Secretary of the Interior published a list and agencies, to publish a list of critical minerals.24 The Secretary of the Interior published a list
of 35 critical minerals and the methodology for determining them in the of 35 critical minerals and the methodology for determining them in the Federal Register in May in May
2018.25 In 2020, the Trump Administration issued E.O. 13953 declaring a national emergency to 2018.25 In 2020, the Trump Administration issued E.O. 13953 declaring a national emergency to
deal with the threat of the nation’s undue reliance on critical minerals from foreign adversaries, deal with the threat of the nation’s undue reliance on critical minerals from foreign adversaries,
such as China.26 E.O. 13953 noted that the U.S. imported more than half of its annual such as China.26 E.O. 13953 noted that the U.S. imported more than half of its annual
consumption for 31 of the 35 critical minerals on the 2018 list and has no domestic production for consumption for 31 of the 35 critical minerals on the 2018 list and has no domestic production for
14 of the 35 listed critical minerals. E.O. 13953 directed the Secretary of the Interior to adjust the 14 of the 35 listed critical minerals. E.O. 13953 directed the Secretary of the Interior to adjust the
listing criteria based on an amended definition of listing criteria based on an amended definition of critical mineral and to update the list on a and to update the list on a
regular basis. regular basis.

21 NRC, 21 NRC, Critical Minerals, 2008; and DOE, , 2008; and DOE, Critical Materials Strategy, 2010. , 2010.
22 DOE, 22 DOE, Critical Materials Strategy, 2010. , 2010.
23 National Science and Technology Council (23 National Science and Technology Council (~~NTSC~~NSTC), ), Assessment of Critical Minerals: Screening Methodology and
Initial Application, Subcommittee on Critical and Strategic Mineral Supply Chains of the Committee on Environment, , Subcommittee on Critical and Strategic Mineral Supply Chains of the Committee on Environment,
Natural Resources, and Sustainability, March 2016, https://obamawhitehouse.archives.gov/sites/default/files/Natural Resources, and Sustainability, March 2016, https://obamawhitehouse.archives.gov/sites/default/files/
microsites/ostp/NSTC/csmsc_assessment_of_critical_minerals_report_2016-03-16_final.pdf (hereinafter, microsites/ostp/NSTC/csmsc_assessment_of_critical_minerals_report_2016-03-16_final.pdf (hereinafter, ~~NTSC~~NSTC, ,
Assessment of Critical Minerals, 2016), among other reports on critical minerals. An “early warning screening” 2016), among other reports on critical minerals. An “early warning screening”
approach for material supply problems was first included as a U.S. policy goal in the National Materials and Minerals approach for material supply problems was first included as a U.S. policy goal in the National Materials and Minerals
Policy, Research, and Development Act of 1980 (P.L. 96-479). Policy, Research, and Development Act of 1980 (P.L. 96-479).
24 Executive Order 13817, “A Federal Strategy to Ensure Secure and Reliable Supplies of Critical Minerals,” 82 24 Executive Order 13817, “A Federal Strategy to Ensure Secure and Reliable Supplies of Critical Minerals,” 82
Federal Register 60835-60837, December 26, 2017 (hereinafter, E.O. 13817). 60835-60837, December 26, 2017 (hereinafter, E.O. 13817).
25 Department of the Interior (DOI), “Final List of Critical Minerals 2018,” 83 25 Department of the Interior (DOI), “Final List of Critical Minerals 2018,” 83 Federal Register 23295-23296, May 18, 23295-23296, May 18,
2018, https://www.federalregister.gov/documents/2018/05/18/2018-10667/final-list-of-critical-minerals-2018 2018, https://www.federalregister.gov/documents/2018/05/18/2018-10667/final-list-of-critical-minerals-2018
(hereinafter, DOI, “Final List of Critical Minerals 2018”). (hereinafter, DOI, “Final List of Critical Minerals 2018”).
26 Executive Order 13953, “Addressing the Threat to the Domestic Supply Chain from Reliance on Critical Minerals 26 Executive Order 13953, “Addressing the Threat to the Domestic Supply Chain from Reliance on Critical Minerals
from Foreign Adversaries and Supporting the Domestic Mining and Processing Industries,” 85 from Foreign Adversaries and Supporting the Domestic Mining and Processing Industries,” 85 Federal Register 62539- 62539-
62544, October 5, 2020 (hereinafter, E.O. 13953). 62544, October 5, 2020 (hereinafter, E.O. 13953).
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Critical Mineral Resources: National Policy and Critical Minerals List

In 2020, Congress changed and added to the national materials and minerals policy through In 2020, Congress changed and added to the national materials and minerals policy through
passage of the Energy Act of 2020 (Division Z of P.L. 116-260). 27 In addition, the act directed passage of the Energy Act of 2020 (Division Z of P.L. 116-260). 27 In addition, the act directed
certain executive departments and federal agencies to change or start critical materials and certain executive departments and federal agencies to change or start critical materials and
minerals initiatives to advance national policies. Section 7002 of the Energy Act of 2020 defined minerals initiatives to advance national policies. Section 7002 of the Energy Act of 2020 defined
the term the term critical mineral. Under the authority of the Energy Act of 2020, the USGS aims to . Under the authority of the Energy Act of 2020, the USGS aims to
identify critical minerals based on supply chain risks and develop and update a critical minerals identify critical minerals based on supply chain risks and develop and update a critical minerals
list (CML).28 In addition, the legislation directs the USGS to conduct research and assessment of list (CML).28 In addition, the legislation directs the USGS to conduct research and assessment of
critical mineral resources in the United States as well as a supply chain analysis to produce annual critical mineral resources in the United States as well as a supply chain analysis to produce annual
reviews and multiyear forecasts of the production, consumption, and recycling patterns of critical reviews and multiyear forecasts of the production, consumption, and recycling patterns of critical
minerals.minerals.29
In February 2021, the Biden Administration issued E.O. 14017 directing the federal government In February 2021, the Biden Administration issued E.O. 14017 directing the federal government
to undertake a comprehensive 100-day review of the supply chains of four critical products—to undertake a comprehensive 100-day review of the supply chains of four critical products—
semiconductors, large capacity batteries, critical minerals and materials, and pharmaceuticals and semiconductors, large capacity batteries, critical minerals and materials, and pharmaceuticals and
active pharmaceutical ingredients—to identify vulnerabilities, assess risks, and develop strategies active pharmaceutical ingredients—to identify vulnerabilities, assess risks, and develop strategies
to promote resilience.to promote resilience.2930 In June 2021, In June 2021,, the federal government completed a 100-day review and the federal government completed a 100-day review and
recommended more than 70 actions to promote resilience.recommended more than 70 actions to promote resilience.3031
In June 2021, Congress, via the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58), In June 2021, Congress, via the Infrastructure Investment and Jobs Act (IIJA; P.L. 117-58),
authorized and appropriated funds for a national mineral research, mapping, and assessment authorized and appropriated funds for a national mineral research, mapping, and assessment
initiative called Earth Mapping Resources Initiative (Earth MRI), to be coordinated with existing initiative called Earth Mapping Resources Initiative (Earth MRI), to be coordinated with existing
USGS programs. Under the authority of the Energy Act of 2020, the USGS aims to prioritize USGS programs. Under the authority of the Energy Act of 2020, the USGS aims to prioritize
resource assessments on the most critical of the critical minerals on the CML.resource assessments on the most critical of the critical minerals on the CML.31
32 In addition, Section 40210 of IIJA codified the NSTC Critical Minerals Subcommittee’s efforts to coordinate federal science and technology efforts for supply chain resiliency.33 In June 2023, the Biden Administration issued a report card describing actions taken on most of In June 2023, the Biden Administration issued a report card describing actions taken on most of
the recommendations in the 100-day review, including actions taken through enacted legislation, the recommendations in the 100-day review, including actions taken through enacted legislation,
such as the Energy Act of 2020 and the IIJA.such as the Energy Act of 2020 and the IIJA.32
~~This CRS report summarizes changes to national materials and minerals policy, provides an~~
~~overview of the definition of the term critical mineral and the development of a CML, and~~
~~discusses the CML’s impact on policy and federal initiatives. Some in Congress have called for~~
~~changes to the definition of critical mineral and the CML, whereas others in Congress would use~~
~~the critical mineral designation or the CML to amend minerals policy through legislation~~
~~introduced in the 118th Congress. This report raises considerations for Congress about whether the~~
~~critical mineral designation and the CML may help to identify and mitigate supply chain risks.~~
34 On November 27, 2023, the Biden Administration announced new actions to secure supply chains, including critical mineral supply chains.35 Since
27 More specifically, Section 7002 of the Energy Act of 2020 (Division Z, Title VII, Critical Minerals, of the 27 More specifically, Section 7002 of the Energy Act of 2020 (Division Z, Title VII, Critical Minerals, of the
Consolidated Appropriations Act, 2021,P.L. 116-260). Consolidated Appropriations Act, 2021,P.L. 116-260).
28 Some amendments are consistent with some of the recommendations in the NRC, 28 Some amendments are consistent with some of the recommendations in the NRC, Critical Minerals, 2008; DOE, , 2008; DOE,
Critical Materials Strategy, 2010; , 2010; ~~NTSC~~NSTC, , Assessment of Critical Minerals, 2016; E.O. 13871; and E.O. 13953, among 2016; E.O. 13871; and E.O. 13953, among
other executive branch efforts on critical minerals. other executive branch efforts on critical minerals.
29 29 CRS Report R48005, Critical Mineral Resources: The U.S. Geological Survey (USGS) Role in Research and Analysis, by Linda R. Rowan. 30 Executive Order 14017, “America’s Supply Chains,” 86Executive Order 14017, “America’s Supply Chains,” 86 Federal Register 11849, February 24, 2021, 11849, February 24, 2021,
https://www.federalregister.gov/documents/2021/03/01/2021-04280/americas-supply-chains. https://www.federalregister.gov/documents/2021/03/01/2021-04280/americas-supply-chains.
3031 White House, White House, Building Resilient Supply Chains, 2021. , 2021.
3132 30 U.S.C. §1606(d). 33 CriticalMinerals.gov, “Statutory Authority,” https://criticalminerals.gov/statutory-authority/. The Subcommittee on Critical and Strategic Mineral Supply Chains was renamed the Critical Minerals Subcommittee in 2019. Department of Commerce (DOC), A Federal Strategy to Ensure Secure and Reliable Supplies of Critical Minerals, 2019, https://www.commerce.gov/sites/default/files/2020-01/Critical_Minerals_Strategy_Final.pdf. 34 White House, “Two Years of Building Stronger Supply Chains and a More Resilient Economy,” https://www.whitehouse.gov/wp-content/uploads/2023/06/Supply-Chain-Report-Card.pdf. 35 White House, “FACT SHEET: President Biden Announces New Actions to Strengthen America’s Supply Chains, Lower Costs for Families, and Secure Key Sectors,” https://www.whitehouse.gov/briefing-room/statements-releases/2023/11/27/fact-sheet-president-biden-announces-new-actions-to-strengthen-americas-supply-chains-lower-costs-for-families-and-secure-key-sectors/, (hereinafter, White House, America’s Supply Chains, 2023) ~~30 U.S.C. §1606(d).~~
~~32 White House, “Two Years of Building Stronger Supply Chains and a More Resilient Economy,”~~
~~https://www.whitehouse.gov/wp-content/uploads/2023/06/Supply-Chain-Report-Card.pdf~~. .
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Critical Mineral Resources: National Policy and Critical Minerals List then, the Critical Minerals Subcommittee has established a website, CriticalMinerals.gov, that summarizes federal science and technology efforts for critical mineral supply chain resiliency.36 This CRS report summarizes changes to national materials and minerals policy, provides an overview of the definition of the term critical mineral and the development of a CML, and discusses the CML’s impact on policy and federal initiatives. Some in Congress have called for changes to the definition of critical mineral and the CML, whereas others in Congress would use the critical mineral designation or the CML to amend minerals policy through legislation introduced in the 118th Congress. This report raises considerations for Congress about whether the critical mineral designation and the CML may help to identify and mitigate supply chain risks. ~~List~~

National Materials and Minerals Policy
Congress reiterated a national policy for materials and minerals in the National Materials and Congress reiterated a national policy for materials and minerals in the National Materials and
Minerals Policy, Research, and Development Act of 1980 (1980 ActMinerals Policy, Research, and Development Act of 1980 (1980 Act,; P.L. 96-479): “It is the P.L. 96-479): “It is the
continuing policy of the United States to promote an adequate and stable supply of materials continuing policy of the United States to promote an adequate and stable supply of materials
necessary to maintain national security, economic well-being and industrial production with necessary to maintain national security, economic well-being and industrial production with
appropriate attention to a long-term balance between resource production, energy use, a healthy appropriate attention to a long-term balance between resource production, energy use, a healthy
environment, natural resources conservation, and social needs.”environment, natural resources conservation, and social needs.”3337
The 1980 Act defined The 1980 Act defined materials and called for the President, through the Executive Office of the and called for the President, through the Executive Office of the
President, to coordinate with responsible agencies and departments to carry out the following President, to coordinate with responsible agencies and departments to carry out the following
measures:measures:3438
(1) identify materials needs and assist in the pursuit of measures that would assure the (1) identify materials needs and assist in the pursuit of measures that would assure the
availability of materials critical to commerce, the economy, and national security; availability of materials critical to commerce, the economy, and national security;
(2) establish a mechanism for the coordination and evaluation of Federal materials (2) establish a mechanism for the coordination and evaluation of Federal materials
programs, including those involving research and development so as to complement related programs, including those involving research and development so as to complement related
efforts by the private sector as well as other domestic and international agencies and efforts by the private sector as well as other domestic and international agencies and
organizations; organizations;
~~(3) establish a long-range assessment capability concerning materials demands, supply and~~
~~needs, and provide for the policies and programs necessary to meet those needs;~~
~~(4) promote a vigorous, comprehensive, and coordinated program of materials research and~~
~~development consistent with the policies and priorities set forth in the National Science~~
~~and Technology Policy, Organization, and Priorities Act of 1976 (42 U.S.C. 6601 et seq.);~~
~~(5) promote cooperative research and development programs with other nations for the~~
~~equitable and frugal use of materials and energy;~~
~~(6) promote and encourage private enterprise in the development of economically sound~~
~~and stable domestic materials industries; and~~
~~(7) encourage Federal agencies to facilitate availability and development of domestic~~
~~resources to meet critical materials needs.~~

33 36 CriticalMinerals.gov, “CriticalMinerals.gov,” https://criticalminerals.gov/. The website was called for in White House, America’s Supply Chains, 2023. 37 30 U.S.C. §§1601 et seq. The National Materials and Minerals Policy, Research, and Development Act of 1980 30 U.S.C. §§1601 et seq. The National Materials and Minerals Policy, Research, and Development Act of 1980
(1980 Act(1980 Act,; P.L. 96-479) states: “Nothing in this Act shall be interpreted as changing in any manner or degree the P.L. 96-479) states: “Nothing in this Act shall be interpreted as changing in any manner or degree the
provisions of and requirements of the Mining and Minerals Policy Act of 1970, as amended (30 U.S.C. §21a).” The provisions of and requirements of the Mining and Minerals Policy Act of 1970, as amended (30 U.S.C. §21a).” The
1970 act established in law a national mining and minerals policy: 1970 act established in law a national mining and minerals policy:
The Congress declares that it is the continuing policy of the Federal Government in the national The Congress declares that it is the continuing policy of the Federal Government in the national
interest to foster and encourage private enterprise in (1) the development of economically sound interest to foster and encourage private enterprise in (1) the development of economically sound
and stable domestic mining, minerals, metal and mineral reclamation industries, (2) the orderly and and stable domestic mining, minerals, metal and mineral reclamation industries, (2) the orderly and
economic development of domestic mineral resources, reserves, and reclamation of metals and economic development of domestic mineral resources, reserves, and reclamation of metals and
minerals to help assure satisfaction of industrial, security and environmental needs, (3) mining, minerals to help assure satisfaction of industrial, security and environmental needs, (3) mining,
mineral, and metallurgical research, including the use and recycling of scrap to promote the wise mineral, and metallurgical research, including the use and recycling of scrap to promote the wise
and efficient use of our natural and reclaimable mineral resources, and (4) the study and and efficient use of our natural and reclaimable mineral resources, and (4) the study and
development of methods for the disposal, control, and reclamation of mineral waste products, and development of methods for the disposal, control, and reclamation of mineral waste products, and
the reclamation of mined land, so as to lessen any adverse impact of mineral extraction and the reclamation of mined land, so as to lessen any adverse impact of mineral extraction and
processing upon the physical environment that may result from mining or mineral activities. processing upon the physical environment that may result from mining or mineral activities.
3438 These measures apply to These measures apply to materials as defined in the 1980 Act (30 U.S.C. §1601 (b)(2)): as defined in the 1980 Act (30 U.S.C. §1601 (b)(2)):
substances, including minerals, of current or potential use that will be needed to supply the substances, including minerals, of current or potential use that will be needed to supply the
industrial, military, and essential civilian needs of the United States in the production of goods or industrial, military, and essential civilian needs of the United States in the production of goods or
services, including those which are primarily imported or for which there is a prospect of shortages services, including those which are primarily imported or for which there is a prospect of shortages
or uncertain supply, or which present opportunities in terms of new physical properties, use, or uncertain supply, or which present opportunities in terms of new physical properties, use,
recycling, disposal or substitution, with the exclusion of food and of energy fuels used as such. recycling, disposal or substitution, with the exclusion of food and of energy fuels used as such.
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Critical Mineral Resources: National Policy and Critical Minerals List (3) establish a long-range assessment capability concerning materials demands, supply and needs, and provide for the policies and programs necessary to meet those needs; (4) promote a vigorous, comprehensive, and coordinated program of materials research and development consistent with the policies and priorities set forth in the National Science and Technology Policy, Organization, and Priorities Act of 1976 (42 U.S.C. 6601 et seq.); (5) promote cooperative research and development programs with other nations for the equitable and frugal use of materials and energy; (6) promote and encourage private enterprise in the development of economically sound and stable domestic materials industries; and (7) encourage Federal agencies to facilitate availability and development of domestic resources to meet critical materials needs. ~~List~~

Section 7002(b) of the Energy Act of 2020 amended the 1980 Act to define Section 7002(b) of the Energy Act of 2020 amended the 1980 Act to define critical material, ,
define define critical mineral, and amend or add specific critical mineral measures., and amend or add specific critical mineral measures.3539 Measures (3) and Measures (3) and
(7) were amended to read as follows: (7) were amended to read as follows:
(3) establish an analytical and forecasting capability for identifying critical mineral (3) establish an analytical and forecasting capability for identifying critical mineral
demand, supply, and other factors to allow informed actions to be taken to avoid supply demand, supply, and other factors to allow informed actions to be taken to avoid supply
shortages, mitigate price volatility, and prepare for demand growth and other market shifts; shortages, mitigate price volatility, and prepare for demand growth and other market shifts;
(7) facilitate the availability, development, and environmentally responsible production of (7) facilitate the availability, development, and environmentally responsible production of
domestic resources to meet national material or critical mineral needs; domestic resources to meet national material or critical mineral needs;
New measures (8)-(13) added by the Energy Act of 2020 are the following: New measures (8)-(13) added by the Energy Act of 2020 are the following:
(8) avoid duplication of effort, prevent unnecessary paperwork, and minimize delays in the (8) avoid duplication of effort, prevent unnecessary paperwork, and minimize delays in the
administration of applicable laws (including regulations) and the issuance of permits and administration of applicable laws (including regulations) and the issuance of permits and
authorizations necessary to explore for, develop, and produce critical minerals and to authorizations necessary to explore for, develop, and produce critical minerals and to
construct critical mineral manufacturing facilities in accordance with applicable construct critical mineral manufacturing facilities in accordance with applicable
environmental and land management laws; environmental and land management laws;
(9) strengthen— (9) strengthen—
(A) educational and research capabilities at not lower than the secondary school level; (A) educational and research capabilities at not lower than the secondary school level;
and and
(B) workforce training for exploration and development of critical minerals and (B) workforce training for exploration and development of critical minerals and
critical mineral manufacturing; critical mineral manufacturing;
(10) bolster international cooperation through technology transfer, information sharing, (10) bolster international cooperation through technology transfer, information sharing,
and other means; and other means;
(11) promote the efficient production, use, and recycling of critical minerals; (11) promote the efficient production, use, and recycling of critical minerals;
(12) develop alternatives to critical minerals; and (12) develop alternatives to critical minerals; and
(13) establish contingencies for the production of, or access to, critical minerals for which (13) establish contingencies for the production of, or access to, critical minerals for which
viable sources do not exist within the United States. viable sources do not exist within the United States.
39 30 U.S.C. §§1601 et seq. The Energy Act of 2020 retains the definition of materials from the 1980 Act. Congressional Research Service 10 link to page 15 link to page 4 Critical Mineral Resources: National Policy and Critical Minerals List Definition of Critical Mineral
Sections 7002(a) and (c) of the Energy Act of 2020 defined Sections 7002(a) and (c) of the Energy Act of 2020 defined critical mineral as any mineral, as any mineral,
element, substance, or material designated as critical by the Secretary of the Interior, acting element, substance, or material designated as critical by the Secretary of the Interior, acting
through the Director of the USGS using three criteria.through the Director of the USGS using three criteria.3640 The criteria are as follows: The criteria are as follows:3741
(i) essential to the economic or national security of the United States; (i) essential to the economic or national security of the United States;
(ii) the supply chain of which is vulnerable to disruptions (including restrictions associated (ii) the supply chain of which is vulnerable to disruptions (including restrictions associated
with foreign political risk, abruptwith foreign political risk, abrupt demand growth, militarydemand growth, military conflict, violent unrest,conflict, violent unrest, anti-anti-
competitive or protectionist behaviors, and other risks throughout the supply chain); and competitive or protectionist behaviors, and other risks throughout the supply chain); and
(iii) serve an essential function in the manufacturing of a product (including energy (iii) serve an essential function in the manufacturing of a product (including energy
technology-, defense-, currency-, agriculture-, consumer electronics-, and healthcare-technology-, defense-, currency-, agriculture-, consumer electronics-, and healthcare-
related applications), the absence of which would have significant consequences for the related applications), the absence of which would have significant consequences for the
economic or national security of the United States economic or national security of the United States

~~35 30 U.S.C. §§1601 et seq. The Energy Act of 2020 retains the definition of materials from the 1980 Act.~~
~~36 30 U.S.C. §1606(a)(3).~~
~~37 30 U.S.C. §1606(c)(4)(A).~~
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~~link to page 15 link to page 4~~ ~~Critical Mineral Resources: National Policy and List~~

~~The definition excluded mineral fuels;38~~ The definition excluded mineral fuels;42 water, ice, or snow; and common varieties of sand, water, ice, or snow; and common varieties of sand,
gravel, stone, pumice, cinders, and clay. In addition, the Secretary of the Interior acting through gravel, stone, pumice, cinders, and clay. In addition, the Secretary of the Interior acting through
the Director of the USGS may designate any mineral, element, substance, or material as a critical the Director of the USGS may designate any mineral, element, substance, or material as a critical
mineral that another federal agency determines to be strategic and critical to the defense or mineral that another federal agency determines to be strategic and critical to the defense or
national security of the United States.national security of the United States.3943 Furthermore, the act directs the Secretary of the Interior, Furthermore, the act directs the Secretary of the Interior,
acting through the Director of the USGS, to consult with the Secretaries of Defense, Commerce, acting through the Director of the USGS, to consult with the Secretaries of Defense, Commerce,
Agriculture, and Energy and the United States Trade Representative in designating critical Agriculture, and Energy and the United States Trade Representative in designating critical
minerals.minerals.4044
2022 Critical Minerals List
Section 7002(c) of the Energy Act of 2020 requires the Secretary of the Interior, acting through Section 7002(c) of the Energy Act of 2020 requires the Secretary of the Interior, acting through
the Director of the USGS, to develop a CML and to update the list at least every three years, if the Director of the USGS, to develop a CML and to update the list at least every three years, if
not more often.not more often.4145 The USGS may prioritize in its national resource assessment minerals it places The USGS may prioritize in its national resource assessment minerals it places
on the CML.on the CML.4246 The USGS may consider such criticality in planning research and other initiatives. The USGS may consider such criticality in planning research and other initiatives.
The USGS developed a methodology to determine which minerals should be designated as The USGS developed a methodology to determine which minerals should be designated as
critical and may update this methodology as needed (secritical and may update this methodology as needed (see “USGS Methodology”)..~~43 The USGS~~
~~published for public comment a draft list and methodology in a November 9, 2021,~~ ~~Federal~~
~~Register~~ ~~notice and a final list (hereinafter 2022 CML) and methodology in a February 24, 2022,~~
Federal Register notice.44
~~The 2022 CML of 50 critical minerals includes~~
~~Aluminum, antimony, arsenic, barite, beryllium, bismuth, cerium, cesium, chromium,~~
~~cobalt, dysprosium, erbium, europium, fluorspar, gadolinium, gallium, germanium,~~
~~graphite, hafnium, holmium, indium, iridium, lanthanum, lithium, lutetium, magnesium,~~
~~manganese, neodymium, nickel, niobium, palladium, platinum, praseodymium, rhodium,~~
~~rubidium, ruthenium, samarium, scandium, tantalum, tellurium, terbium, thulium, tin,~~
~~titanium, tungsten, vanadium, ytterbium, yttrium, zinc, and zirconium.45~~

3847 The USGS 40 30 U.S.C. §1606(a)(3). 41 30 U.S.C. §1606(c)(4)(A). 42 Mineral fuels include oil, gas, coal, oil shale, and uranium under the Mining and Minerals Policy Act of 1970 (30 include oil, gas, coal, oil shale, and uranium under the Mining and Minerals Policy Act of 1970 (30
U.S.C. 21(a)). The uranium mining and processing supply chain has been evaluated elsewhere (DOE, U.S.C. 21(a)). The uranium mining and processing supply chain has been evaluated elsewhere (DOE, Nuclear Energy, ,
U.S. Department of Energy Response to Executive, February 2022, https://www.energy.gov/sites/default/files/2022-02/U.S. Department of Energy Response to Executive, February 2022, https://www.energy.gov/sites/default/files/2022-02/
Nuclear%20Energy%20Supply%20Chain%20Report%20-%20Final.pdf) and issues regarding the availability and Nuclear%20Energy%20Supply%20Chain%20Report%20-%20Final.pdf) and issues regarding the availability and
reliability of nuclear fuel are addressed in a separate section of the Energy Act of 2020 (P.L. 116-260, Title II, reliability of nuclear fuel are addressed in a separate section of the Energy Act of 2020 (P.L. 116-260, Title II,
“Nuclear”). “Nuclear”).
3943 30 U.S.C. §1606(c)(4)(B). See NRC, 30 U.S.C. §1606(c)(4)(B). See NRC, Critical Minerals, 2008, for a discussion of critical mineral versus strategic , 2008, for a discussion of critical mineral versus strategic
minerals and for a history of U.S. policy regarding strategic versus critical minerals. See also USGSminerals and for a history of U.S. policy regarding strategic versus critical minerals. See also USGS, Critical Mineral
Resources, 2017, Appendix A1, for a history of strategic versus critical minerals beginning with World War I. 2017, Appendix A1, for a history of strategic versus critical minerals beginning with World War I.
4044 30 U.S.C. §1606(c)(4)(C). 30 U.S.C. §1606(c)(4)(C).
4145 30 U.S.C. §1606(c)(4)(A). 30 U.S.C. §1606(c)(4)(A).
4246 30 U.S.C. §1606 (d)(5) allows the Secretary of the Interior to complete resource assessments for the most critical 30 U.S.C. §1606 (d)(5) allows the Secretary of the Interior to complete resource assessments for the most critical
minerals on the CML first. minerals on the CML first.
CRS Report R48005, Critical Mineral Resources: The U.S. Geological Survey (USGS) Role in Research and Analysis, by Linda R. Rowan. 47 43 30 U.S.C. §1606 (c). As noted in the 30 U.S.C. §1606 (c). As noted in the ~~“Overview,” the USGS with other agencies began working on a methodology as~~
~~a member of the Subcommittee on Critical and Strategic Mineral Supply Chains of the NTSC. NTSC,~~ ~~Assessment of~~
~~Critical Minerals,~~ ~~2016.~~
~~44 USGS, “2021 Draft List of Critical Minerals,” 86 Federal Register 214, November 9, 2021,~~
~~https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24488.pdf (hereinafter, USGS, “2021 Draft List”); and~~
~~USGS, “2022 Final List of Critical Minerals,” 87 Federal Register 10381-10382, February 24, 2022,~~
~~https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-04027.pdf (hereinafter, USGS, “2022 Final List”).~~
~~45 USGS, “U.S. Geological Survey Releases 2022 List of Critical Minerals,” https://www.usgs.gov/news/national-~~
~~(continued...)~~
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“Overview,” the USGS with other agencies began working on a methodology as (continued...) Congressional Research Service 11 Critical Mineral Resources: National Policy and Critical Minerals List published for public comment a draft list and methodology in a November 9, 2021, Federal Register notice and a final list (hereinafter 2022 CML) and methodology in a February 24, 2022, Federal Register notice.48 The 2022 CML of 50 critical minerals includes aluminum, antimony, arsenic, barite, beryllium, bismuth, cerium, cesium, chromium, cobalt, dysprosium, erbium, europium, fluorspar, gadolinium, gallium, germanium, graphite, hafnium, holmium, indium, iridium, lanthanum, lithium, lutetium, magnesium, manganese, neodymium, nickel, niobium, palladium, platinum, praseodymium, rhodium, rubidium, ruthenium, samarium, scandium, tantalum, tellurium, terbium, thulium, tin, titanium, tungsten, vanadium, ytterbium, yttrium, zinc, and zirconium.49
The 2022 CML includes nickel and zinc and excludes helium, potash, rhenium, strontium, The 2022 CML includes nickel and zinc and excludes helium, potash, rhenium, strontium,
and uranium compared to the 2018 list.and uranium compared to the 2018 list.4650
USGS Methodology
The USGS developed a methodology for designating critical minerals that consists of three The USGS developed a methodology for designating critical minerals that consists of three
possible evaluations based on whether enough data possible evaluations based on whether enough data ~~exists~~exist for a fully quantitative analysis: for a fully quantitative analysis:4751
1. A quantitative evaluation of supply risk wherever sufficient data were available using 1. A quantitative evaluation of supply risk wherever sufficient data were available using
three indicators: three indicators:
(A) a net import reliance indicator of the dependence of the U.S. manufacturing sector (A) a net import reliance indicator of the dependence of the U.S. manufacturing sector
on foreign supplies, on foreign supplies,
(B) an enhanced production concentration indicator which focuses on production (B) an enhanced production concentration indicator which focuses on production
concentration outside of the United States, and concentration outside of the United States, and
(C) weights for each producing country’s production contribution by its ability or (C) weights for each producing country’s production contribution by its ability or
willingness to continue to supply the United States. willingness to continue to supply the United States.
2. a semi-quantitative evaluation of whether the supply chain had a single point of failure, 2. a semi-quantitative evaluation of whether the supply chain had a single point of failure,
or or
3. a qualitative evaluation when other evaluations were not possible. 3. a qualitative evaluation when other evaluations were not possible.
~~The USGS published a technical report that explains the methodology for designating the~~
~~minerals on the 2022 CML in more detail.48~~
~~Quantitative Analysis~~
~~For 54 minerals that had enough data in 2018 for a quantitative assessment, the USGS analyzed~~
~~each mineral’s supply risk based on trade exposure, economic vulnerability, and disruption~~
~~potential factors (see textbox on “Recency Weighted Supply Risk Score”).49 Figure 4 displays the~~
~~relative vulnerability of a mineral’s supply chain to trade exposure, economic vulnerability, or~~
~~disruption potential for 54 mineral commodities using production and refinement data for 2018.~~
~~Such a scatter plot allows the three factors and supply risk to be shown in two dimensions, such~~
~~that the relative importance of each factor on each mineral’s supply risk may be compared. In~~
~~addition, each mineral’s criticality can be compared to that of other minerals. The trade exposure~~
~~factor is based on the U.S. net import reliance on the mineral; the size of the circles for each~~
~~mineral in Figure 4 corresponds to normalized trade exposure from 0 to 1, where the larger the~~

a member of the Subcommittee on Critical and Strategic Mineral Supply Chains of the NSTC. NSTC, Assessment of Critical Minerals, 2016. 48 USGS, “2021 Draft List of Critical Minerals,” 86 Federal Register 214, November 9, 2021, https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24488.pdf (hereinafter, USGS, “2021 Draft List”); and USGS, “2022 Final List of Critical Minerals,” 87 Federal Register 10381-10382, February 24, 2022, https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-04027.pdf (hereinafter, USGS, “2022 Final List”). 49 USGS, “U.S. Geological Survey Releases 2022 List of Critical Minerals,” https://www.usgs.gov/news/national-news-release/us-geological-survey-releases-2022-list-critical-minerals. The USGS considers all uses of critical news-release/us-geological-survey-releases-2022-list-critical-minerals. The USGS considers all uses of critical
minerals in its assessments. Others, such as DOE, may consider only energy uses in their assessments. minerals in its assessments. Others, such as DOE, may consider only energy uses in their assessments.
~~46The~~50The USGS included uranium on the 2018 list and considered only uranium’s nonfuel uses. The 2018 list grouped USGS included uranium on the 2018 list and considered only uranium’s nonfuel uses. The 2018 list grouped
more than a dozen minerals into two mineral groups, REEs and platinum group elements (PGEs), whereas the 2022 more than a dozen minerals into two mineral groups, REEs and platinum group elements (PGEs), whereas the 2022
CML ungrouped these minerals and listed them individually. This accounts in part for the shorter list of minerals in CML ungrouped these minerals and listed them individually. This accounts in part for the shorter list of minerals in
2018 compared with the 2022 CML. REEs and PGEs have similar physical and chemical properties and tend to occur 2018 compared with the 2022 CML. REEs and PGEs have similar physical and chemical properties and tend to occur
together in nature. PGEs include a cluster of minerals with similar atomic numbers across two rows of the periodic together in nature. PGEs include a cluster of minerals with similar atomic numbers across two rows of the periodic
table, ruthenium (atomic number table, ruthenium (atomic number -= 44), rhodium (45), and palladium (46) and osmium (76), iridium (77), and platinum 44), rhodium (45), and palladium (46) and osmium (76), iridium (77), and platinum
(78). USGS, “Platinum-Group Elements,” https://www.usgs.gov/publications/platinum-group-elements. In some (78). USGS, “Platinum-Group Elements,” https://www.usgs.gov/publications/platinum-group-elements. In some
descriptions, PGEs are referred to as platinum group metals. USGS, “Platinum-Group Metals,” https://www.usgs.gov/descriptions, PGEs are referred to as platinum group metals. USGS, “Platinum-Group Metals,” https://www.usgs.gov/
centers/national-minerals-information-center/platinum-group-metals-statistics-and-information. DOI, “Final List of centers/national-minerals-information-center/platinum-group-metals-statistics-and-information. DOI, “Final List of
Critical Minerals 2018”; and USGS, “2022 Final List.” Critical Minerals 2018”; and USGS, “2022 Final List.”
4751 USGS, “2022 Final List.” Congressional Research Service 12 link to page 17 link to page 17 link to page 17 link to page 17 Critical Mineral Resources: National Policy and Critical Minerals List The USGS published a technical report that explains the methodology for designating the minerals on the 2022 CML in more detail.52 Quantitative Analysis For 54 minerals that had enough data in 2018 for a quantitative assessment, the USGS analyzed each mineral’s supply risk based on trade exposure, economic vulnerability, and disruption potential factors (see textbox on “Recency Weighted Supply Risk Score”).53 Figure 4 displays the relative vulnerability of a mineral’s supply chain to trade exposure, economic vulnerability, or disruption potential for 54 mineral commodities using production and refinement data for 2018. Such a scatter plot allows ~~USGS, “2022 Final List.”~~
~~48 USGS, Methodology and Technical Input, 2021.~~
~~49 These three analyses map to the three criteria listed in USGS, “2022 Final List.” The supply risk score and~~ the three the three
~~factors were normalized to values between 0.0 and 1.0, where 0.0 is low risk and 1.0 is high risk. Ibid., Table 1.~~
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factors and supply risk to be shown in two dimensions, such that the relative importance of each factor on each mineral’s supply risk may be compared. In addition, each mineral’s criticality can be compared to that of other minerals. The trade exposure factor is based on the U.S. net import reliance on the mineral; the size of the circles for each mineral in Figure 4 corresponds to normalized trade exposure from 0 to 1, where the larger the circle the greater the trade exposure (i.e., the higher the net import reliance). The economic circle the greater the trade exposure (i.e., the higher the net import reliance). The economic
vulnerability factor is based on high expenditures for commodities in industries with low vulnerability factor is based on high expenditures for commodities in industries with low
operating profits where the industries have a higher economic importance for the U.S. economy; operating profits where the industries have a higher economic importance for the U.S. economy;
the normalized economic vulnerability increases along the vertical axis from a low of 0.0 to a the normalized economic vulnerability increases along the vertical axis from a low of 0.0 to a
high of 1.0 high of 1.0 inin Figure 4. The disruption potential factor is based on the producing country’s share The disruption potential factor is based on the producing country’s share
of the global mineral production and its willingness to continue to supply the mineral; the of the global mineral production and its willingness to continue to supply the mineral; the
normalized disruption potential factor increases along the horizontal axis from a low of 0.0 to a normalized disruption potential factor increases along the horizontal axis from a low of 0.0 to a
high of 1.0 high of 1.0 inin Figure 4. Each mineral’s normalized supply risk score, which is a combination of Each mineral’s normalized supply risk score, which is a combination of
these three factors, is displayed by color shading, where the darkest blue represents a low risk of these three factors, is displayed by color shading, where the darkest blue represents a low risk of
0.0 and the darkest red represents the highest risk of 1.0. 0.0 and the darkest red represents the highest risk of 1.0.
52 USGS, Methodology and Technical Input, 2021. 53 These three analyses map to the three criteria listed in USGS, “2022 Final List.” The supply risk score and the three factors were normalized to values between 0.0 and 1.0, where 0.0 is low risk and 1.0 is high risk. Ibid., Table 1. Congressional Research Service 13 Critical Mineral Resources: National Policy and Critical Minerals List Figure 4. Mineral Commodity Supply Risk
(2018 data) (2018 data)

Source: Nedal T. Nassar and Steven M. Fortier, Nedal T. Nassar and Steven M. Fortier, Methodology and Technical Input for the 2021 Review and Revision
of the U.S. Critical Minerals List, USGS, USGS Open-File Report 2021-1045, 2021, https://pubs.er.usgs.gov/, USGS, USGS Open-File Report 2021-1045, 2021, https://pubs.er.usgs.gov/
publication/ofr20211045. publication/ofr20211045.
Notes: The figure includes the 54 mineral commodities quantitatively assessed by the USGS for their supply risk The figure includes the 54 mineral commodities quantitatively assessed by the USGS for their supply risk
based on extraction and processing data for 2018. Thirty-nine of these mineral commodities are on the 2022 based on extraction and processing data for 2018. Thirty-nine of these mineral commodities are on the 2022
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critical minerals list (CML). The plot does not include cesium, erbium, europium, gadolinium, holmium, lutetium, critical minerals list (CML). The plot does not include cesium, erbium, europium, gadolinium, holmium, lutetium,
rubidium, scandium, terbium, thulium, and ytterbium, which are on the 2022 CML. The USGS assessed these rubidium, scandium, terbium, thulium, and ytterbium, which are on the 2022 CML. The USGS assessed these
minerals qualitatively. The size of the circles corresponds to trade exposure; the larger the circle, the higher the minerals qualitatively. The size of the circles corresponds to trade exposure; the larger the circle, the higher the
trade exposure risk (see the explanation in the figure). The vertical and horizontal lines inside the plot denote trade exposure risk (see the explanation in the figure). The vertical and horizontal lines inside the plot denote
0.25, 0.50, 0.75 values on the vertical and horizontal axes to guide readability. The circle plotted for gallium is 0.25, 0.50, 0.75 values on the vertical and horizontal axes to guide readability. The circle plotted for gallium is
near the 0.5 horizontal line for economic potential and near the 0.75 vertical line for disruption potential. near the 0.5 horizontal line for economic potential and near the 0.75 vertical line for disruption potential.
Congressional Research Service 14 link to page 19 link to page 19 link to page 19 link to page 17 link to page 19 Critical Mineral Resources: National Policy and Critical Minerals List Ranking the Minerals by Supply Risk Score
The USGS aims to prioritize critical mineral resource initiatives using the ranked criticality of the The USGS aims to prioritize critical mineral resource initiatives using the ranked criticality of the
minerals on the 2022 CML.minerals on the 2022 CML.5054 Figure 5 shows each mineral’s annual supply risk score from 2007 shows each mineral’s annual supply risk score from 2007
to 2018, where enough data to 2018, where enough data isare available, and the supply risk changes over this period for most available, and the supply risk changes over this period for most
minerals.minerals.5155 Because supply risk may change, the USGS calculated a recency weighted supply risk Because supply risk may change, the USGS calculated a recency weighted supply risk
score for the more recent years, 2015-2018, to capture recent trends in supply and demand. The score for the more recent years, 2015-2018, to capture recent trends in supply and demand. The
USGS designated 36 (out of 54) quantified minerals, each with a recency weighted supply risk USGS designated 36 (out of 54) quantified minerals, each with a recency weighted supply risk
score of 0.4 or greater to the 2022 CML (see textbox, “Recency Weighted Supply Risk Score” score of 0.4 or greater to the 2022 CML (see textbox, “Recency Weighted Supply Risk Score”
and Figure 5). The five highest supply risk minerals by recency weighted supply risk score were The five highest supply risk minerals by recency weighted supply risk score were
gallium (0.67), niobium (0.66), cobalt (0.65), neodymium (0.65), and ruthenium (0.63).gallium (0.67), niobium (0.66), cobalt (0.65), neodymium (0.65), and ruthenium (0.63). Figure 5
also shows the leading producing and in some cases refining country for each mineral. China was also shows the leading producing and in some cases refining country for each mineral. China was
the leading producer for 24 and the leading refiner for 9 of the 36 critical minerals with a the leading producer for 24 and the leading refiner for 9 of the 36 critical minerals with a
quantified supply risk score. quantified supply risk score.
Recency Weighted Supply Risk Score
The supply risk for each quantitatively evaluated critical mineral was normalized to a number between 0.0 and 1.0, The supply risk for each quantitatively evaluated critical mineral was normalized to a number between 0.0 and 1.0,
with 1.0 being the highest supply risk. The supply risk was calculated for each year between 2007 to 2018 where with 1.0 being the highest supply risk. The supply risk was calculated for each year between 2007 to 2018 where
enough annual data enough annual data ~~was~~were available for each mineral. Then a recency weighted supply risk score was calculated for available for each mineral. Then a recency weighted supply risk score was calculated for
2015-2018, with more weight given to the most recent years. This was done to capture more recent trends in 2015-2018, with more weight given to the most recent years. This was done to capture more recent trends in
each mineral’s supply chain. each mineral’s supply chain.
The U.S. Geological Survey (USGS) determined a recency weighted supply risk score threshold of 0.4 for The U.S. Geological Survey (USGS) determined a recency weighted supply risk score threshold of 0.4 for
designating a mineral critical and placing the mineral on the critical minerals list. The threshold of 0.4 is based on designating a mineral critical and placing the mineral on the critical minerals list. The threshold of 0.4 is based on
combining the thresholds for three factors: economic vulnerability, trade exposure, and disruption potential. The combining the thresholds for three factors: economic vulnerability, trade exposure, and disruption potential. The
USGS used the USGS used the ~~fol owing~~following thresholds for each factor: 0.2 for economic vulnerability, 0.4 for trade exposure, and 0.5 thresholds for each factor: 0.2 for economic vulnerability, 0.4 for trade exposure, and 0.5
for disruption potential. for disruption potential.
Source: Nedal T. Nassar and Steven M. Fortier, Nedal T. Nassar and Steven M. Fortier, Methodology and Technical Input for the 2021 Review and Revision of
the U.S. Critical Minerals List, USGS, USGS Open-File Report 2021-1045, Figure 3 and p. 7. , USGS, USGS Open-File Report 2021-1045, Figure 3 and p. 7.

5054 Under the authority of the Energy Act of 2020. Under the authority of the Energy Act of 2020.
5155 The annual supply risk for 2018 for the 54 minerals is shown in The annual supply risk for 2018 for the 54 minerals is shown in Figure 4. For some minerals, there was not enough For some minerals, there was not enough
data for a quantitative assessment in some years. In these cases, no score is shown with color shading data for a quantitative assessment in some years. In these cases, no score is shown with color shading inin Figure 5. For For
example, no annual supply risk score is shown for neodymium from 2007 to 2014. example, no annual supply risk score is shown for neodymium from 2007 to 2014.
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Figure 5. Mineral Supply Risk and Leading Producing Countries

Source: Modified by CRS.Modified by CRS. Nedal T. Nassar and Steven M. Fortier, Nedal T. Nassar and Steven M. Fortier, Methodology and Technical Input for the 2021
Review and Revision of the U.S. Critical Minerals List, U.S. Geological Survey, USGS, USGS Open-File Report 2021-, U.S. Geological Survey, USGS, USGS Open-File Report 2021-
1045, 2021, https://1045, 2021, https://~~pubs.er.usgs.gov/publication~~doi.org/10.3133/ofr20211045. /ofr20211045.
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Notes: The minerals above the dotted line are on the 2022 critical minerals list (CML) because they have a The minerals above the dotted line are on the 2022 critical minerals list (CML) because they have a
higher supply chain risk (red to yellow shading) based on a higher supply chain risk (red to yellow shading) based on a recency weighted mean supply chain risk score of 0.4 weighted mean supply chain risk score of 0.4
or greater. In addition, beryllium, nickel, and zirconium are on the 2022 CML because they have a single point of or greater. In addition, beryllium, nickel, and zirconium are on the 2022 CML because they have a single point of
failure on their supply chain. Cesium, erbium, europium, gadolinium, holmium, lutetium, rubidium, scandium, failure on their supply chain. Cesium, erbium, europium, gadolinium, holmium, lutetium, rubidium, scandium,
terbium, thulium, and ytterbium are on the 2022 CML; however, these minerals were assessed qualitatively and terbium, thulium, and ytterbium are on the 2022 CML; however, these minerals were assessed qualitatively and
are not listed here because they do not have a recency weighted mean supply chain risk score. The annual supply are not listed here because they do not have a recency weighted mean supply chain risk score. The annual supply
chain risk is calculated for each year from 2007 to 2018 for each mineral, as shown above. If there chain risk is calculated for each year from 2007 to 2018 for each mineral, as shown above. If there isare not enough not enough
data to calculate the annual risk, the box is white. A recency weighted mean supply risk score was calculated data to calculate the annual risk, the box is white. A recency weighted mean supply risk score was calculated
using the USGS quantitative methodology for each mineral using production and processing (i.e., refining) data using the USGS quantitative methodology for each mineral using production and processing (i.e., refining) data
from 2015 to 2018 (see textbox “Recency Weighted Supply Risk Score”). Recency weighted means that the from 2015 to 2018 (see textbox “Recency Weighted Supply Risk Score”). Recency weighted means that the
score for the most recent year, 2018, was given a higher weight, whereas past years until 2015 were given a score for the most recent year, 2018, was given a higher weight, whereas past years until 2015 were given a
lower weight. DRC = Democratic Republic of Congo. lower weight. DRC = Democratic Republic of Congo.
Semi-Quantitative Analysis
Beryllium, nickel, and zirconium had recency weighted supply risk scores less than 0.4 Beryllium, nickel, and zirconium had recency weighted supply risk scores less than 0.4 (Figure
5) but are included on the 2022 CML because they each have a single point of failure on their but are included on the 2022 CML because they each have a single point of failure on their
supply chains. supply chains.
Qualitative Analysis
USGS included 11 minerals on the 2022 CML based on a qualitative assessment: cesium, erbium, USGS included 11 minerals on the 2022 CML based on a qualitative assessment: cesium, erbium,
europium, gadolinium, holmium, lutetium, rubidium, scandium, terbium, thulium, and europium, gadolinium, holmium, lutetium, rubidium, scandium, terbium, thulium, and
ytterbium.ytterbium.5256 The lack of a quantitative assessment for every mineral may make it difficult to The lack of a quantitative assessment for every mineral may make it difficult to
establish priority for research for critical minerals that do not have a risk score.establish priority for research for critical minerals that do not have a risk score.5357
Byproduct List
Section 7002(c) of the Energy Act of 2020 required the Secretary of the Interior, acting through Section 7002(c) of the Energy Act of 2020 required the Secretary of the Interior, acting through
the Director of the USGS, to publish in the the Director of the USGS, to publish in the Federal Register two lists—a CML and a list of two lists—a CML and a list of
critical minerals recovered as critical minerals recovered as byproducts;;5458 The Secretary of the Interior published one list The Secretary of the Interior published one list
combining information about primary and byproduct production.combining information about primary and byproduct production.5559 The USGS created a combined The USGS created a combined
list primarily because the production source does not impact the supply risk ranking list primarily because the production source does not impact the supply risk ranking
methodology.methodology.5660 Where possible, the USGS identifies byproducts and the host product for a Where possible, the USGS identifies byproducts and the host product for a
mineral; such information may help with strategies to reduce supply chain vulnerabilities for a mineral; such information may help with strategies to reduce supply chain vulnerabilities for a
particular mineral.particular mineral.5761

5256 The United States is 100% net import reliant for these mineral commodities and has been for many years. USGS, The United States is 100% net import reliant for these mineral commodities and has been for many years. USGS,
Methodology and Technical Input, 2021, p. 12. , 2021, p. 12.
5357 The USGS gathers data and information for more than 90 minerals and materials on a regular basis and prepares The USGS gathers data and information for more than 90 minerals and materials on a regular basis and prepares
annual to monthly reports on events, trends, and issues for each mineral commodity. USGS, annual to monthly reports on events, trends, and issues for each mineral commodity. USGS, MCS, 2023; and USGS, , 2023; and USGS,
“National Minerals Information Center,” https://www.usgs.gov/centers/national-minerals-information-center. “National Minerals Information Center,” https://www.usgs.gov/centers/national-minerals-information-center.
5458 A A byproduct refers to a commodity recovered from the extraction and/or processing of a primary commodity. See 30 refers to a commodity recovered from the extraction and/or processing of a primary commodity. See 30
U.S.C. §1606 (a)(1): “The term ‘’byproduct’ means a critical mineral—(A) the recovery of which depends on the U.S.C. §1606 (a)(1): “The term ‘’byproduct’ means a critical mineral—(A) the recovery of which depends on the
production of a host mineral that is not designated as a critical mineral; and (B) that exists in sufficient quantities to be production of a host mineral that is not designated as a critical mineral; and (B) that exists in sufficient quantities to be
recovered during processing or refining.” recovered during processing or refining.”
5559 USGS, “2022 Final List”; USGS, “2022 Final List”; ~~and~~ USGS, USGS, Methodology and Technical Input, 2021, Figure 3 and , 2021, Figure 3 and ppp. 7-8. 7-8.
56; and CRS Report R48005, Critical Mineral Resources: The U.S. Geological Survey (USGS) Role in Research and Analysis, by Linda R. Rowan. 60 USGS, USGS, Methodology and Technical Input, 2021. , 2021.
5761 Ibid. In addition, the USGS identifies products and byproducts for mineral commodities where the data are available, Ibid. In addition, the USGS identifies products and byproducts for mineral commodities where the data are available,
including for some critical minerals, in the annual USGS Mineral Commodity Summaries. USGS, “Mineral including for some critical minerals, in the annual USGS Mineral Commodity Summaries. USGS, “Mineral
Commodity Summaries,” https://www.usgs.gov/centers/national-minerals-information-center/mineral-commodity-Commodity Summaries,” https://www.usgs.gov/centers/national-minerals-information-center/mineral-commodity-
summaries. summaries.
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Minerals Excluded from the List
Some public comments to the 2021 draft CML and the 2022 CML called for the USGS to include Some public comments to the 2021 draft CML and the 2022 CML called for the USGS to include
copper, helium, phosphate, potash, lead, silver, or uranium as critical minerals.copper, helium, phosphate, potash, lead, silver, or uranium as critical minerals.5862 The USGS does The USGS does
not include these minerals on the 2022 CML because the minerals do not fit the criteria for not include these minerals on the 2022 CML because the minerals do not fit the criteria for
criticality based on the USGS methodology. Uranium, a fuel mineral, is excluded from criticality based on the USGS methodology. Uranium, a fuel mineral, is excluded from
consideration by the Energy Act of 2020.consideration by the Energy Act of 2020.5963 Some public comments about the draft methodology Some public comments about the draft methodology
called for the USGS to change its quantitative or qualitative methodology, which might impact called for the USGS to change its quantitative or qualitative methodology, which might impact
the minerals included on the list. The USGS stated that it did not find any technical flaws in the the minerals included on the list. The USGS stated that it did not find any technical flaws in the
methodology that would warrant changes.methodology that would warrant changes.6064
Comparing the 2022 Critical Minerals List to DOE’s 2023 Critical Materials List
Pursuant to Section 7002(a)(2) of the Energy Act of 2020, DOE prepared and published in the Pursuant to Section 7002(a)(2) of the Energy Act of 2020, DOE prepared and published in the
Federal Register a 2023 DOE Critical Materials List. a 2023 DOE Critical Materials List.6165 The 2023 DOE Critical Materials List The 2023 DOE Critical Materials List
includes two materials, electrical steel and silicon carbide, and 16 critical minerals that have includes two materials, electrical steel and silicon carbide, and 16 critical minerals that have
supply chain risks and are essential for energy technologies either for the short term (from 2020 supply chain risks and are essential for energy technologies either for the short term (from 2020
to2025) or for the medium term (from 2025 to 2035; seeto2025) or for the medium term (from 2025 to 2035; see Figure 6).6266 The 2023 DOE Critical The 2023 DOE Critical
Materials List includes “aluminum, cobalt, copper, dysprosium, electrical steel (grain-oriented Materials List includes “aluminum, cobalt, copper, dysprosium, electrical steel (grain-oriented
electrical steel, non-grain-oriented electrical steel, and amorphous steel), fluorine, gallium, electrical steel, non-grain-oriented electrical steel, and amorphous steel), fluorine, gallium,
iridium, lithium, magnesium, natural graphite, neodymium, nickel, platinum, praseodymium, iridium, lithium, magnesium, natural graphite, neodymium, nickel, platinum, praseodymium,
terbium, silicon, and silicon carbide.”terbium, silicon, and silicon carbide.”6367

5862 USGS, “2021 Draft List”; and USGS, “2022 Final List.” USGS, “2021 Draft List”; and USGS, “2022 Final List.”
5963 USGS, “2022 Final List.” USGS, “2022 Final List.”
6064 Ibid. Ibid.
6165 30 U.S.C. §1606(a)(2). Section 7002(a)(2) of the Energy Act of 2020 defines 30 U.S.C. §1606(a)(2). Section 7002(a)(2) of the Energy Act of 2020 defines critical materials as as
(A) Any non-fuel mineral, element, substance, or material that the Secretary of Energy determines (A) Any non-fuel mineral, element, substance, or material that the Secretary of Energy determines
(i) has high risk for supply chain disruption; and (ii) serves an essential function in one or more (i) has high risk for supply chain disruption; and (ii) serves an essential function in one or more
energy technologies, including technologies that produce, transmit, store, and conserve energy energy technologies, including technologies that produce, transmit, store, and conserve energy
[referred to here as a critical material for energy]; or (B) a critical mineral [as designated by the [referred to here as a critical material for energy]; or (B) a critical mineral [as designated by the
Secretary of the Interior]. Secretary of the Interior].
6266 DOE interprets energy technologies to be clean energy technologies as described in the DOE Critical Minerals and DOE interprets energy technologies to be clean energy technologies as described in the DOE Critical Minerals and
Materials Vision and Strategy. DOE, “Notice of Final Determination on 2023 DOE Critical Materials List,” 88Materials Vision and Strategy. DOE, “Notice of Final Determination on 2023 DOE Critical Materials List,” 88 Federal
Register 51792-51798, August 4, 2023, https://www.federalregister.gov/documents/2023/08/04/2023-16611/notice-of- 51792-51798, August 4, 2023, https://www.federalregister.gov/documents/2023/08/04/2023-16611/notice-of-
final-determination-on-2023-doe-critical-materials-list (hereinafterfinal-determination-on-2023-doe-critical-materials-list (hereinafter, DOE, “Determination on 2023 DOE Critical DOE, “Determination on 2023 DOE Critical
Materials List”). DOE, Materials List”). DOE, Critical Minerals and Materials: U.S. Department of Energy’s Strategy to Support Domestic
Critical Mineral and Material Supply Chains (FY2021-F Y2031), https://www.energy.gov/sites/prod/files/2021/01/f82/, https://www.energy.gov/sites/prod/files/2021/01/f82/
DOE%20Critical%20Minerals%20and%20Materials%20Strategy_0.pdf. DOE%20Critical%20Minerals%20and%20Materials%20Strategy_0.pdf.
6367 DOE, “Determination on 2023 DOE Critical Materials List.” DOE notes that the 2023 list is based on an updated DOE, “Determination on 2023 DOE Critical Materials List.” DOE notes that the 2023 list is based on an updated
analysis and methodology of previous critical materials strategy reports published in 2010, 2011, and 2019. DOE, analysis and methodology of previous critical materials strategy reports published in 2010, 2011, and 2019. DOE,
Critical Materials Assessment, 2023. , 2023.
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Critical Mineral Resources: National Policy and Critical Minerals List

Figure 6. DOE Critical Materials, 2020-2035

Source: DOE, DOE, Critical Materials Assessment, July 2023, https://www.energy.gov/sites/default/files/2023-07/doe-, July 2023, https://www.energy.gov/sites/default/files/2023-07/doe-
critical-material-assessment_07312023.pdf critical-material-assessment_07312023.pdf
Notes: Aluminum, copper, and silicon are not considered critical (red) in the short term (left); however, DOE Aluminum, copper, and silicon are not considered critical (red) in the short term (left); however, DOE
included these minerals on the 2023 DOE Critical Materials List because they become near critical (yellow) in included these minerals on the 2023 DOE Critical Materials List because they become near critical (yellow) in
the medium term (right). Uranium, a fuel mineral, is considered in the Critical Materials Assessment and is the medium term (right). Uranium, a fuel mineral, is considered in the Critical Materials Assessment and is
plotted here but is not included on the 2023 DOE Critical Materials List. Terbium is included on the list but not plotted here but is not included on the 2023 DOE Critical Materials List. Terbium is included on the list but not
shown on this graph, because there is not enough quantitative data to plot its importance and risk, according to shown on this graph, because there is not enough quantitative data to plot its importance and risk, according to
DOE. DOE.
The 2023 DOE Critical Materials List is based on a different criteria and methodology than the The 2023 DOE Critical Materials List is based on a different criteria and methodology than the
2022 CML, even though the two lists are often compared.2022 CML, even though the two lists are often compared.~~64 Compari~~ng68 Comparing Figure 4 ~~wit~~hwith Figure 6
illustrates the different factors considered in the USGS and DOE assessments based on the illustrates the different factors considered in the USGS and DOE assessments based on the
definitions of critical mineral and critical material in federal statute. For example, DOE evaluated definitions of critical mineral and critical material in federal statute. For example, DOE evaluated
only some materials for some energy technologies, as determined by DOE’s evaluation of only some materials for some energy technologies, as determined by DOE’s evaluation of
criticality.criticality.6569 DOE’s assessment considers the global economy using DOE or International Energy DOE’s assessment considers the global economy using DOE or International Energy
Agency scenarios of future supply and demand of certain energy technologies to achieve certain Agency scenarios of future supply and demand of certain energy technologies to achieve certain
sustainable development goals for time periods of 5-10 years.sustainable development goals for time periods of 5-10 years.6670
The 2022 CML includes 36 other critical minerals that are not listed on the 2023 DOE Critical The 2022 CML includes 36 other critical minerals that are not listed on the 2023 DOE Critical
Materials List and excludes 2 minerals (copper and silicon) that are listed on the 2023 DOE Materials List and excludes 2 minerals (copper and silicon) that are listed on the 2023 DOE
~~Critical Materials List. The 2023 DOE Critical Materials List includes only terbium of the 11~~

64 68 DOE notes its list was developed independently of the 2022 CML but complements the 2022 CML by providing a DOE notes its list was developed independently of the 2022 CML but complements the 2022 CML by providing a
global perspective of demand for critical materials for clean energy technologies from now to 2035. DOE, global perspective of demand for critical materials for clean energy technologies from now to 2035. DOE, Critical
Materials Assessment, 2023, pp. x and xiii. , 2023, pp. x and xiii.
65For lists from USGS, DOE, and Department of Defense, see CriticalMinerals.gov, “Critical Minerals Lists,” https://criticalminerals.gov/critical-minerals-lists/. 69 According to DOE, it established criteria and a methodology to assess critical materials for energy technologies According to DOE, it established criteria and a methodology to assess critical materials for energy technologies
because it would not be possible to evaluate the 118 elements on the periodic table. The updated assessment considered because it would not be possible to evaluate the 118 elements on the periodic table. The updated assessment considered
38 materials used by nine technologies and ranked 23 of these materials to be critical enough for a more detailed 38 materials used by nine technologies and ranked 23 of these materials to be critical enough for a more detailed
evaluation. The nine technologies are broadly described by DOE as vehicles, stationary storage, hydrogen electrolyzers, evaluation. The nine technologies are broadly described by DOE as vehicles, stationary storage, hydrogen electrolyzers,
solar energy, wind energy, nuclear energy, electric grid, solid state lighting, and microchips. DOE, solar energy, wind energy, nuclear energy, electric grid, solid state lighting, and microchips. DOE, Critical Materials
Assessment, 2023. , 2023.
6670 For example, DOE considers the International Energy Agency’s Net-Zero Emissions Scenario, Sustainable For example, DOE considers the International Energy Agency’s Net-Zero Emissions Scenario, Sustainable
Development Scenario, and Announced Pledge Scenarios. DOE, Development Scenario, and Announced Pledge Scenarios. DOE, Critical Materials Assessment, 2023; and International , 2023; and International
Energy Agency, “Global Energy and Climate Model,” https://www.iea.org/reports/global-energy-and-climate-model. Energy Agency, “Global Energy and Climate Model,” https://www.iea.org/reports/global-energy-and-climate-model.
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link to page link to page 2122 link to page link to page 1819 link to page link to page 1819 Critical Mineral Resources: National Policy and Critical Minerals List Critical Materials List. The 2023 DOE Critical Materials List includes only terbium of the 11 ~~List~~

critical minerals on the 2022 CML, for which only a qualitative assessment was possible. The critical minerals on the 2022 CML, for which only a qualitative assessment was possible. The
2022 CML considers critical minerals that are essential for all technologies, not just energy 2022 CML considers critical minerals that are essential for all technologies, not just energy
technologies, which accounts in part for the additional critical minerals on the 2022 CML. One technologies, which accounts in part for the additional critical minerals on the 2022 CML. One
reason that DOE includes copper and silicon is because DOE’s assessments are forward-looking reason that DOE includes copper and silicon is because DOE’s assessments are forward-looking
and consider what minerals and materials it projects will be critical in 2020-2025 and 2025-2035 and consider what minerals and materials it projects will be critical in 2020-2025 and 2025-2035
for energy technologies for energy technologies (Figure 6).6771
In comparison, the USGS calculated supply risk on an annual basis from 2007 to 2018 and In comparison, the USGS calculated supply risk on an annual basis from 2007 to 2018 and
calculated a weighted recency supply risk score for 2015-2018 (see textbox on “Weighted calculated a weighted recency supply risk score for 2015-2018 (see textbox on “Weighted
Recency Supply Risk Recency Supply Risk ~~Score” a~~ndScore” and Figure 5)..6872 The USGS noted that the more recent data were The USGS noted that the more recent data were
used and weighted because they more accurately reflect recent trends in supply and demand. used and weighted because they more accurately reflect recent trends in supply and demand.
According to the USGS, its analysis does not consider data from 2019According to the USGS, its analysis does not consider data from 2019- to 2023 because there are not 2023 because there are not
enough data for a quantitative assessment; this may limit the ability of the 2022 CML to capture enough data for a quantitative assessment; this may limit the ability of the 2022 CML to capture
the trends in supply and demand from 2019 to 2023. the trends in supply and demand from 2019 to 2023.
Congressional Considerations
Stakeholders in the 118th Congress are considering whether the definition of Stakeholders in the 118th Congress are considering whether the definition of critical mineral, the , the
methodology for developing a CML, and the 2022 CML are sufficient to inform national methodology for developing a CML, and the 2022 CML are sufficient to inform national
materials and minerals policy. For example, legislation introduced in the 118th Congress would materials and minerals policy. For example, legislation introduced in the 118th Congress would
amend the definition of critical mineral or the CML methodology, primarily to include other amend the definition of critical mineral or the CML methodology, primarily to include other
minerals such as copper, phosphate, potash, or uranium.minerals such as copper, phosphate, potash, or uranium.6973 In particular, stakeholders and some In particular, stakeholders and some
Members of Congress have asked the USGS to add copper to the CML.Members of Congress have asked the USGS to add copper to the CML.7074 The USGS responded The USGS responded
that copper did not fit the criteria based on the USGS methodology.that copper did not fit the criteria based on the USGS methodology.7175 The 2023 DOE Critical The 2023 DOE Critical
Materials List includes copper and silicon as critical materials for energy technologies in the Materials List includes copper and silicon as critical materials for energy technologies in the
future. The differences between the two lists have raised further questions about which minerals future. The differences between the two lists have raised further questions about which minerals
should be considered critical. should be considered critical.
In addition, the Department of Defense (DOD) assesses the supply chain risks for materials needed on an emergency basis for more than 250 strategic and critical materials.76 DOD considers 71
67 USGS, “2022 Final List”; USGS, USGS, “2022 Final List”; USGS, Methodology and Technical Input, 2021; and DOE, , 2021; and DOE, Critical Materials Assessment, ,
2023. 2023.
6872 The USGS relied on annual evaluations for each mineral for 2007-2018, except for minerals where annual data were The USGS relied on annual evaluations for each mineral for 2007-2018, except for minerals where annual data were
not available. Senot available. See Figure 5 for data gaps and for the annual supply risk score for each year. The analysis stopped at for data gaps and for the annual supply risk score for each year. The analysis stopped at
2018 because that is the most recent year for which the USGS had complete annual data for quantitative assessments. 2018 because that is the most recent year for which the USGS had complete annual data for quantitative assessments.
USGS, USGS, Methodology and Technical Input, 2021. , 2021.
6973 For example, H.R. 3514, H.R. 3885, and H.R. 4059. Also, H.R. 6395 would amend the Energy Act of 2020 and For example, H.R. 3514, H.R. 3885, and H.R. 4059. Also, H.R. 6395 would amend the Energy Act of 2020 and
would require the Secretary to consult with the Secretary of Health and Human Services regarding critical mineral would require the Secretary to consult with the Secretary of Health and Human Services regarding critical mineral
designations. designations.
7074 Ian Littlewood, Ian Littlewood, Add Copper to the Critical Mineral List Now: : Copper’s Updated Critical Mineral Supply Chain
Calculations, Copper Development Association Inc., https://copper.org/copperiscritical.org/report/, Copper Development Association Inc., https://copper.org/copperiscritical.org/report/
CDA_Copper_Critica_lMinerals_full_report.pdf; and Krysten Sinema, “Sinema & Colleagues Urge Administration to CDA_Copper_Critica_lMinerals_full_report.pdf; and Krysten Sinema, “Sinema & Colleagues Urge Administration to
Designate Copper as a Critical Mineral in Interest of National Security,” https://www.sinema.senate.gov/sinema-Designate Copper as a Critical Mineral in Interest of National Security,” https://www.sinema.senate.gov/sinema-
colleagues-urge-administration-designate-copper-critical-mineral-interest-national-security/. colleagues-urge-administration-designate-copper-critical-mineral-interest-national-security/.
7175 Hannah Northey, “USGS Rejects Push to Make Copper a ‘Critical’ Mineral,” Hannah Northey, “USGS Rejects Push to Make Copper a ‘Critical’ Mineral,” E&E News PM, May 23, 2023, , May 23, 2023,
https://subscriber.politicopro.com/article/eenews/2023/05/23/usgs-rejects-push-to-make-copper-a-critical-mineral-https://subscriber.politicopro.com/article/eenews/2023/05/23/usgs-rejects-push-to-make-copper-a-critical-mineral-
00098416. See also a link to a letter from the USGS to Senators Krysten Sinema, Mark Kelly, Joe Manchin III, Joe 00098416. See also a link to a letter from the USGS to Senators Krysten Sinema, Mark Kelly, Joe Manchin III, Joe
Braun, Raphael Warnock, and Mitt Romney available at https://subscriber.politicopro.com/eenews/f/eenews/?id=Braun, Raphael Warnock, and Mitt Romney available at https://subscriber.politicopro.com/eenews/f/eenews/?id=
00000188-4953-d998-ab8f-fb5f223b0000. 00000188-4953-d998-ab8f-fb5f223b0000.
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~~In addition, the Department of Defense (DOD) assesses the supply chain risks for materials~~
~~needed on an emergency basis for more than 250 strategic and critical materials.72 DOD considers~~
76 See White House, Building Resilient Supply Chains, 2021, pp. 151-204, for an overview of Department of Defense (continued...) Congressional Research Service 20 link to page 21 Critical Mineral Resources: National Policy and Critical Minerals List critical minerals that come from mining a natural resource to be a subset of strategic and critical critical minerals that come from mining a natural resource to be a subset of strategic and critical
materials and defines materials and defines strategic and critical materials as materials that “would be needed to as materials that “would be needed to
supply the military, industrial, and essential civilian needs of the United States during a national supply the military, industrial, and essential civilian needs of the United States during a national
emergency, and (B) are not found or produced in the United States in sufficient quantities to meet emergency, and (B) are not found or produced in the United States in sufficient quantities to meet
such need.” such need.” 7377
Members may consider whether the various purposes for which different federal departments Members may consider whether the various purposes for which different federal departments
construct their lists are sufficient to inform national materials and minerals policy and to what construct their lists are sufficient to inform national materials and minerals policy and to what
extent the departments should coordinate their efforts to identify critical minerals and critical extent the departments should coordinate their efforts to identify critical minerals and critical
materials.materials.7478
Some stakeholders question whether a critical mineral definition and a CML are necessary. Some stakeholders question whether a critical mineral definition and a CML are necessary.
Legislation introduced in the 118th Congress would remove the term Legislation introduced in the 118th Congress would remove the term critical and use a broader and use a broader
definition of definition of mineral to include more minerals related to current policies and authorities for to include more minerals related to current policies and authorities for
mineral resources development.mineral resources development.7579
Some in Congress have called for the USGS to complete an annual critical minerals outlook, as Some in Congress have called for the USGS to complete an annual critical minerals outlook, as
directed by the Energy Act of 2020, to identify potential supply chain risks in advance, so critical directed by the Energy Act of 2020, to identify potential supply chain risks in advance, so critical
mineral resource development or other actions might be accelerated.mineral resource development or other actions might be accelerated.7680 The Subcommittee on The Subcommittee on
Energy and Mineral Resources of the House Natural Resources Committee held a hearing in Energy and Mineral Resources of the House Natural Resources Committee held a hearing in
September 2023 on September 2023 on Examining the Methodology and Structure of the U.S. Geological Survey’s
Critical Minerals List. The hearing discussed which minerals to define as critical and the . The hearing discussed which minerals to define as critical and the
importance of the USGS providing a critical minerals outlook.importance of the USGS providing a critical minerals outlook.77

~~72 See White House, Building Resilient Supply Chains, 2021, pp. 151-204, for an overview of Department of Defense~~
81 assessments of critical and strategic materials, how critical minerals are part of these assessments, and some selected assessments of critical and strategic materials, how critical minerals are part of these assessments, and some selected
short lists of fewer than 60 critical materials. For a history of strategic versus critical minerals policy, see USGSshort lists of fewer than 60 critical materials. For a history of strategic versus critical minerals policy, see USGS,
Critical Mineral Resources, 2017, Appendix A1. 2017, Appendix A1.
73 For descriptions of lists from USGS, DOE, and Department of Defense, see CriticalMinerals.gov, “Critical Minerals Lists,” https://criticalminerals.gov/critical-minerals-lists/. 77 50 U.S.C. §98 (h)(3)(1) and CRS Report R47833, 50 U.S.C. §98 (h)(3)(1) and CRS Report R47833, Emergency Access to Strategic and Critical Materials: The
National Defense Stockpile, by Cameron M. Keys. , by Cameron M. Keys.
~~74 See~~78 For a table listing the status of federal government actions to promote stronger supply chains, see White House, “Two Years of Building Stronger Supply Chains and a More Resilient Economy,” White House, “Two Years of Building Stronger Supply Chains and a More Resilient Economy,”
https://www.whitehouse.gov/wp-content/uploads/2023/06/Supply-Chain-Report-Card.pdfhttps://www.whitehouse.gov/wp-content/uploads/2023/06/Supply-Chain-Report-Card.pdf ~~for a table listing the status~~
~~of federal government actions to promote stronger supply chains.~~
75. 79 For example, H.R. 1 and H.R. 1335 would remove For example, H.R. 1 and H.R. 1335 would remove critical from some federal statutes enacted under the Energy Act from some federal statutes enacted under the Energy Act
of 2020 and the Infrastructure Investment and Jobs Act (P.L. 117-58). These bills would define of 2020 and the Infrastructure Investment and Jobs Act (P.L. 117-58). These bills would define mineral more broadly more broadly
using the definition from the Mining Law of 1872. Section 301 of H.R. 1335 states, “The term ‘mineral’ means any using the definition from the Mining Law of 1872. Section 301 of H.R. 1335 states, “The term ‘mineral’ means any
mineral of a kind that is locatable (including, but not limited to, such minerals located on ‘lands acquired by the United mineral of a kind that is locatable (including, but not limited to, such minerals located on ‘lands acquired by the United
States,’ as such term is defined in section 2 of the Mineral Leasing Act for Acquired Lands) under the Act of May 10, States,’ as such term is defined in section 2 of the Mineral Leasing Act for Acquired Lands) under the Act of May 10,
1872 (Chapter 152; 17 Stat. 91).” 1872 (Chapter 152; 17 Stat. 91).”
7680 30 U.S.C. §1606 (j). See 30 U.S.C. §1606 (j). See “Comparing the 2022 Critical Minerals List to DOE’s 2023 Critical Materials List.,” and CRS Report R48005, Critical Mineral Resources: The U.S. Geological Survey (USGS) Role in Research and Analysis, by Linda R. Rowan. 81”
77 U.S. Congress, House Committee on Natural Resources, Subcommittee on Energy and Mineral Resources, U.S. Congress, House Committee on Natural Resources, Subcommittee on Energy and Mineral Resources,
Examining the Methodology and Structure of the USGS’s Critical Minerals List, 118th Cong., 1st sess., September 13, , 118th Cong., 1st sess., September 13,
2023, https://naturalresources.house.gov/calendar/eventsingle.aspx?EventID=414780. 2023, https://naturalresources.house.gov/calendar/eventsingle.aspx?EventID=414780.
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Critical Mineral Resources: National Policy and Critical Minerals List

Author Information

Linda R. Rowan Linda R. Rowan

Analyst in Natural Resources and Earth Sciences Analyst in Natural Resources and Earth Sciences

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