Navy Large Unmanned Surface and Undersea Vehicles: Background and Issues for Congress

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Navy Large Unmanned Surface and Undersea
August August 2425, 2023 , 2023
Vehicles: Background and Issues for Congress
Ronald O'Rourke
Among the Navy’s programs for developing and acquiring unmanned surface vehicles (USVs) Among the Navy’s programs for developing and acquiring unmanned surface vehicles (USVs)
Specialist in Naval Affairs Specialist in Naval Affairs
and unmanned underwater vehicles (UUVs) of various sizes are programs for developing two and unmanned underwater vehicles (UUVs) of various sizes are programs for developing two

large USVs—the Large Unmanned Surface Vehicle (LUSV) and Medium Unmanned Surface large USVs—the Large Unmanned Surface Vehicle (LUSV) and Medium Unmanned Surface
Vehicle (MUSV)—and a program for a large UUV called the Extra-Large Unmanned Undersea Vehicle (MUSV)—and a program for a large UUV called the Extra-Large Unmanned Undersea

Vehicle (XLUUV). The Navy wants to develop and acquire LUSVs, MUSVs, and XLUUVs as Vehicle (XLUUV). The Navy wants to develop and acquire LUSVs, MUSVs, and XLUUVs as
part of an effort to shift the Navy to a more distributed fleet architecture, meaning a mix of ships that spreads the Navy’s part of an effort to shift the Navy to a more distributed fleet architecture, meaning a mix of ships that spreads the Navy’s
capabilities over an increased number of platforms and avoids concentrating a large portion of the fleet’s overall capability capabilities over an increased number of platforms and avoids concentrating a large portion of the fleet’s overall capability
into a relatively small number of high-value ships (i.e., a mix of ships that avoids “putting too many eggs into one basket”). into a relatively small number of high-value ships (i.e., a mix of ships that avoids “putting too many eggs into one basket”).
The Navy’s proposed FY2024 budget requests $117.4 million in research and development (R&D) funding for the LUSV The Navy’s proposed FY2024 budget requests $117.4 million in research and development (R&D) funding for the LUSV
program, $85.8 million in R&D funding for the MUSV program, $176.3 million in R&D funding for LUSV/MUSV enabling program, $85.8 million in R&D funding for the MUSV program, $176.3 million in R&D funding for LUSV/MUSV enabling
capabilities, $104.3 million in R&D funding for the XLUUV program, and $71.2 million in additional R&D funding for core capabilities, $104.3 million in R&D funding for the XLUUV program, and $71.2 million in additional R&D funding for core
technologies for UUVs including but not limited to XLUUV. technologies for UUVs including but not limited to XLUUV.
LUSV. The Navy envisions LUSVs as being 200 feet to 300 feet in length and having full load displacements of 1,000 tons The Navy envisions LUSVs as being 200 feet to 300 feet in length and having full load displacements of 1,000 tons
to 2,000 tons, which would make them the size of a corvette. (i.e., a ship larger than a patrol craft and smaller than a frigate). to 2,000 tons, which would make them the size of a corvette. (i.e., a ship larger than a patrol craft and smaller than a frigate).
The Navy wants LUSVs to be low-cost, high-endurance, reconfigurable ships with ample capacity for carrying various The Navy wants LUSVs to be low-cost, high-endurance, reconfigurable ships with ample capacity for carrying various
modular payloads—particularly anti-surface warfare (ASuW) and strike payloads, meaning principally anti-ship and land-modular payloads—particularly anti-surface warfare (ASuW) and strike payloads, meaning principally anti-ship and land-
attack missiles. Each LUSV could be equipped with a vertical launch system (VLS) with 16 to 32 missile-launching tubes. attack missiles. Each LUSV could be equipped with a vertical launch system (VLS) with 16 to 32 missile-launching tubes.
Although referred to as unmanned vehicles, LUSVs might be more accurately described as optionally or lightly manned Although referred to as unmanned vehicles, LUSVs might be more accurately described as optionally or lightly manned
ships, because they might sometimes have a few onboard crew members, particularly in the nearer term as the Navy works ships, because they might sometimes have a few onboard crew members, particularly in the nearer term as the Navy works
out LUSV enabling technologies and operational concepts. The Navy has been using LUSV prototypes to develop LUSV out LUSV enabling technologies and operational concepts. The Navy has been using LUSV prototypes to develop LUSV
operational concepts. The Navy’s FY2024 budget submission programs the procurement of production LUSVs through the operational concepts. The Navy’s FY2024 budget submission programs the procurement of production LUSVs through the
Navy’s shipbuilding account, with the first LUSV to be procured in FY2025 at a cost of $315.0 million, the next two in Navy’s shipbuilding account, with the first LUSV to be procured in FY2025 at a cost of $315.0 million, the next two in
FY2026 at a combined cost of $522.5 million (i.e., an average of about $261.3 million each), the next three in FY2027 at a FY2026 at a combined cost of $522.5 million (i.e., an average of about $261.3 million each), the next three in FY2027 at a
combined cost of $722.7 million (i.e., an average of $240.9 million each), and another three in FY2028 at a combined cost of combined cost of $722.7 million (i.e., an average of $240.9 million each), and another three in FY2028 at a combined cost of
$737.2 million (i.e., an average of about $245.7 million each). $737.2 million (i.e., an average of about $245.7 million each).
MUSV. The Navy defines MUSVs as being 45 feet to 190 feet long, with displacements of roughly 500 tons, which would The Navy defines MUSVs as being 45 feet to 190 feet long, with displacements of roughly 500 tons, which would
make them the size of a patrol craft. The Navy wants MUSVs, like LUSVs, to be low-cost, high-endurance, reconfigurable make them the size of a patrol craft. The Navy wants MUSVs, like LUSVs, to be low-cost, high-endurance, reconfigurable
ships that can accommodate various payloads. Initial payloads for MUSVs are to be intelligence, surveillance, and ships that can accommodate various payloads. Initial payloads for MUSVs are to be intelligence, surveillance, and
reconnaissance (ISR) payloads and electronic warfare (EW) systems. The Navy’s FY2024 budget submission states: “While reconnaissance (ISR) payloads and electronic warfare (EW) systems. The Navy’s FY2024 budget submission states: “While
there are no MUSV[s] funded [for procurement] in the FY 2024-FY 2028 FYDP [Future Years Defense Program], the there are no MUSV[s] funded [for procurement] in the FY 2024-FY 2028 FYDP [Future Years Defense Program], the
structure of the [MUSV] contract awarded to L3 Harris in July 2020 allows for [procurement] options to be added should structure of the [MUSV] contract awarded to L3 Harris in July 2020 allows for [procurement] options to be added should
funding become available. Delivery of the initial [MUSV] prototype is planned in Q4 [i.e., the fourth quarter of] FY 2024 funding become available. Delivery of the initial [MUSV] prototype is planned in Q4 [i.e., the fourth quarter of] FY 2024
followed by Developmental and Operational Testing. The prototyping efforts with the FY 2019 MUSV will inform followed by Developmental and Operational Testing. The prototyping efforts with the FY 2019 MUSV will inform
procurement of additional MUSV units and transition to an ACAT [Acquisition Category] program with formalized procurement of additional MUSV units and transition to an ACAT [Acquisition Category] program with formalized
requirements through a Capability Development Document [CDD] and procurement funding as part of a decision in future requirements through a Capability Development Document [CDD] and procurement funding as part of a decision in future
budgets.” budgets.”
XLUUV. XLUUVs are roughly the size of a subway car. The Navy wants to use XLUUVs to, among other things, covertly XLUUVs are roughly the size of a subway car. The Navy wants to use XLUUVs to, among other things, covertly
deploy the Hammerhead mine, a planned mine that would be tethered to the seabed and armed with an antisubmarine deploy the Hammerhead mine, a planned mine that would be tethered to the seabed and armed with an antisubmarine
torpedo, broadly similar to the Navy’s Cold War-era CAPTOR (encapsulated torpedo) mine. Five “operationally relevant torpedo, broadly similar to the Navy’s Cold War-era CAPTOR (encapsulated torpedo) mine. Five “operationally relevant
prototype” XLUUVs were procured in FY2019. An additional XLUUV test and training asset has also been procured. The prototype” XLUUVs were procured in FY2019. An additional XLUUV test and training asset has also been procured. The
Navy’s FY2024 budget submission programs the procurement of additional XLUUVs through the Other Procurement, Navy Navy’s FY2024 budget submission programs the procurement of additional XLUUVs through the Other Procurement, Navy
(OPN) account, with the one XLUUV to be procured in FY2026 at a cost of $113.3 million, another one in FY2027 at a cost (OPN) account, with the one XLUUV to be procured in FY2026 at a cost of $113.3 million, another one in FY2027 at a cost
of $115.6 million, and another one in FY2028 at a cost of $117.9 million. The Navy’s FY2024 budget submission states: of $115.6 million, and another one in FY2028 at a cost of $117.9 million. The Navy’s FY2024 budget submission states:
“Fabrication and award of additional Orca XLUUV systems is planned to be no earlier than FY26. Transition to an “Fabrication and award of additional Orca XLUUV systems is planned to be no earlier than FY26. Transition to an
Acquisition Category (ACAT) Program and production may occur as early as FY26, pending successful completion of Acquisition Category (ACAT) Program and production may occur as early as FY26, pending successful completion of
Government testing.” Government testing.”
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Introduction
This report provides background information and potential issues for Congress for three types of This report provides background information and potential issues for Congress for three types of
large unmanned vehicles (UVs) that the Navy wants to develop and procure in FY2024 and large unmanned vehicles (UVs) that the Navy wants to develop and procure in FY2024 and
beyond: beyond:
• Large Unmanned Surface Vehicles (LUSVs); • Large Unmanned Surface Vehicles (LUSVs);
• Medium Unmanned Surface Vehicles (MUSVs); and • Medium Unmanned Surface Vehicles (MUSVs); and
• Extra-large Unmanned Undersea Vehicles (XLUUVs). • Extra-large Unmanned Undersea Vehicles (XLUUVs).
The Navy’s proposed FY2024 budget requests $117.4 million in research and development The Navy’s proposed FY2024 budget requests $117.4 million in research and development
(R&D) funding for the LUSV program, $85.8 million in R&D funding for the MUSV program, (R&D) funding for the LUSV program, $85.8 million in R&D funding for the MUSV program,
$176.3 million in R&D funding for LUSV/MUSV enabling capabilities, $104.3 million in R&D $176.3 million in R&D funding for LUSV/MUSV enabling capabilities, $104.3 million in R&D
funding for the XLUUV program, and $71.2 million in additional R&D funding for core funding for the XLUUV program, and $71.2 million in additional R&D funding for core
technologies for UUVs including but not limited to XLUUV. technologies for UUVs including but not limited to XLUUV.
The issue for Congress is whether to approve, reject, or modify the Navy’s acquisition strategies The issue for Congress is whether to approve, reject, or modify the Navy’s acquisition strategies
and funding requests for these large UVs. The Navy’s proposals for developing and procuring and funding requests for these large UVs. The Navy’s proposals for developing and procuring
them pose a number of oversight issues for Congress. Congress’s decisions on these issues could them pose a number of oversight issues for Congress. Congress’s decisions on these issues could
substantially affect Navy capabilities and funding requirements and the shipbuilding and UV substantially affect Navy capabilities and funding requirements and the shipbuilding and UV
industrial bases. industrial bases.
In addition to the large UVs covered in this report, the Navy also wants to develop and procure In addition to the large UVs covered in this report, the Navy also wants to develop and procure
smaller USVs and UUVs, as well as unmanned aerial vehicles (UAVs) of various sizes. Other smaller USVs and UUVs, as well as unmanned aerial vehicles (UAVs) of various sizes. Other
U.S. military services are developing, procuring, and operating their own types of UVs. Separate U.S. military services are developing, procuring, and operating their own types of UVs. Separate
CRS reports address some of these efforts.1 CRS reports address some of these efforts.1
Background
Navy USVs and UUVs in General
UVs in the Navy
UVs are one of several new capabilities—along with directed-energy weapons, hypersonic UVs are one of several new capabilities—along with directed-energy weapons, hypersonic
weapons, artificial intelligence, cyber capabilities, and quantum technologies—that the Navy and weapons, artificial intelligence, cyber capabilities, and quantum technologies—that the Navy and
other U.S. military services are pursuing to meet emerging military challenges, particularly from other U.S. military services are pursuing to meet emerging military challenges, particularly from
China.2 UVs can be equipped with sensors, weapons, or other payloads, and can be operated China.2 UVs can be equipped with sensors, weapons, or other payloads, and can be operated
remotely, semi-autonomously, or (with technological advancements) autonomously. They can be remotely, semi-autonomously, or (with technological advancements) autonomously. They can be
individually less expensive to procure than manned ships and aircraft because their designs do not individually less expensive to procure than manned ships and aircraft because their designs do not
need to incorporate spaces and support equipment for onboard human operators. UVs can be need to incorporate spaces and support equipment for onboard human operators. UVs can be
particularly suitable for long-duration missions that might tax the physical endurance of onboard particularly suitable for long-duration missions that might tax the physical endurance of onboard

1 See, for example, CRS Report R45519, 1 See, for example, CRS Report R45519, The Army’s Optionally Manned Fighting Vehicle (OMFV) Program:
Background and Issues for Congress, by Andrew Feickert, and CRS In Focus IF11150, , by Andrew Feickert, and CRS In Focus IF11150, Defense Primer: U.S. Policy on
Lethal Autonomous Weapon Systems, by Kelley M. Sayler. , by Kelley M. Sayler.
2 For a CRS report on advanced military technologies, see CRS In Focus IF11105, 2 For a CRS report on advanced military technologies, see CRS In Focus IF11105, Defense Primer: Emerging
Technologies, by Kelley M. Sayler. , by Kelley M. Sayler.
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human operators, or missions that pose a high risk of injury, death, or capture of onboard human human operators, or missions that pose a high risk of injury, death, or capture of onboard human
operators—so-called “three D” missions, meaning missions that are dull, dirty, or dangerous.3 operators—so-called “three D” missions, meaning missions that are dull, dirty, or dangerous.3
The Navy has been developing and experimenting with various types of UVs for many years, and The Navy has been developing and experimenting with various types of UVs for many years, and
has transitioned some of these efforts (particularly those for UAVs) into procurement programs. has transitioned some of these efforts (particularly those for UAVs) into procurement programs.
Even so, some observers have occasionally expressed dissatisfaction with what they view as the Even so, some observers have occasionally expressed dissatisfaction with what they view as the
Navy’s slow pace in transitioning UV development efforts into programs for procuring UVs in Navy’s slow pace in transitioning UV development efforts into programs for procuring UVs in
quantity and integrating them into the operational fleet. quantity and integrating them into the operational fleet.
March 2021 Campaign Framework Document for UVs
On March 16, 2021, the Department of the Navy released a “campaign framework” (i.e., overall On March 16, 2021, the Department of the Navy released a “campaign framework” (i.e., overall
strategy) document for developing and acquiring Navy and Marine UVs of various types and strategy) document for developing and acquiring Navy and Marine UVs of various types and
integrating them into U.S. naval operations.4 integrating them into U.S. naval operations.4
Smaller and Larger Navy USVs and UUVs
In addition to the large UVs covered in this report, the Navy also wants to develop and procure In addition to the large UVs covered in this report, the Navy also wants to develop and procure
smaller USVs and UUVs that can be deployed from manned Navy ships and submarines to smaller USVs and UUVs that can be deployed from manned Navy ships and submarines to
extend the operational reach of those ships and submarines. The large UVs covered in this CRS extend the operational reach of those ships and submarines. The large UVs covered in this CRS
report, in contrast, are more likely to be deployed directly from pier to perform missions that report, in contrast, are more likely to be deployed directly from pier to perform missions that
might otherwise be assigned to manned ships and submarines. might otherwise be assigned to manned ships and submarines.
Large UVs and Navy Ship Count
Because the large UVs covered in this report can be deployed directly from pier to perform Because the large UVs covered in this report can be deployed directly from pier to perform
missions that might otherwise be assigned to manned ships and submarines, the top-level count of missions that might otherwise be assigned to manned ships and submarines, the top-level count of
the desired future number of ships in the Navy now increasingly includes two figures—one for the desired future number of ships in the Navy now increasingly includes two figures—one for
manned ships, and another for larger USVs and UUVs.5 manned ships, and another for larger USVs and UUVs.5
Large UVs as Part of More Distributed Navy Fleet Architecture
The Navy wants to acquire these large UVs as part of an effort to shift the Navy to a more The Navy wants to acquire these large UVs as part of an effort to shift the Navy to a more
distributed fleet architecture, meaning a mix of ships that spreads the Navy’s capabilities over an distributed fleet architecture, meaning a mix of ships that spreads the Navy’s capabilities over an
increased number of platforms and avoids concentrating a large portion of the fleet’s overall increased number of platforms and avoids concentrating a large portion of the fleet’s overall
capability into a relatively small number of high-value ships (i.e., a mix of ships that avoids capability into a relatively small number of high-value ships (i.e., a mix of ships that avoids
“putting too many eggs into one basket”).6 “putting too many eggs into one basket”).6

3 See, for example, Ann Diab, “Drones Perform the Dull, Dirty, or Dangerous Work,” Tech.co, November 12, 2014; 3 See, for example, Ann Diab, “Drones Perform the Dull, Dirty, or Dangerous Work,” Tech.co, November 12, 2014;
Bonnie Robinson, “Dull, Dirty, Dangerous Mission? Send in the Robot Vehicle,” U.S. Army, August 20, 2015; Bonnie Robinson, “Dull, Dirty, Dangerous Mission? Send in the Robot Vehicle,” U.S. Army, August 20, 2015;
Bernard Marr, “The 4 Ds Of Robotization: Dull, Dirty, Dangerous And Dear,” Bernard Marr, “The 4 Ds Of Robotization: Dull, Dirty, Dangerous And Dear,” Forbes, October 16, 2017. , October 16, 2017.
4 Department of the Navy, 4 Department of the Navy, Department of the Navy Unmanned Campaign Framework, March 16, 2021, 37 pp. See also , March 16, 2021, 37 pp. See also
Megan Eckstein, “Navy, Marines Unveil How They Will Buy and Operate Future Pilotless Aircraft and Crewless Megan Eckstein, “Navy, Marines Unveil How They Will Buy and Operate Future Pilotless Aircraft and Crewless
Ships,” Ships,” USNI News, March 16, 2021; Gina Harkins, “Why You Should Trust Drone Ships and Unmanned Tech, , March 16, 2021; Gina Harkins, “Why You Should Trust Drone Ships and Unmanned Tech,
According to the Navy,” According to the Navy,” Military.com, March 16, 2021; Stew Magnuson, “Just In: Navy, Marine Corps Unmanned , March 16, 2021; Stew Magnuson, “Just In: Navy, Marine Corps Unmanned
Framework Calls For ‘Capabilities’ Over Platforms,” Framework Calls For ‘Capabilities’ Over Platforms,” National Defense, March 16, 2021; Seapower Staff, “Navy, , March 16, 2021; Seapower Staff, “Navy,
Marine Corps Release Unmanned Campaign Plan,” Marine Corps Release Unmanned Campaign Plan,” Seapower, March 16, 2021; Jordan Wolman, “Looking to the , March 16, 2021; Jordan Wolman, “Looking to the
Future of Combat and Competition, Navy Releases Much-Anticipated Campaign Plan on Unmanned Systems,” Future of Combat and Competition, Navy Releases Much-Anticipated Campaign Plan on Unmanned Systems,” Inside
Defense, March 16, 2021. , March 16, 2021.
5 For additional discussion, see CRS Report RL32665, 5 For additional discussion, see CRS Report RL32665, Navy Force Structure and Shipbuilding Plans: Background and
Issues for Congress, by Ronald O'Rourke. , by Ronald O'Rourke.
6 For additional discussion, see CRS Report RL32665, 6 For additional discussion, see CRS Report RL32665, Navy Force Structure and Shipbuilding Plans: Background and
Issues for Congress, by Ronald O'Rourke. , by Ronald O'Rourke.
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link to page 8 link to page 9 link to page 8 link to page 9 Navy Large Unmanned Surface and Undersea Vehicles

Acquisition Strategies and Enabling Technologies
Acquisition Strategies Restructured Following Congressional Markups
In marking up the Navy’s proposed FY2020-FY2022 budgets, the congressional defense In marking up the Navy’s proposed FY2020-FY2022 budgets, the congressional defense
committees expressed concerns over whether the Navy’s acquisition strategies provided enough committees expressed concerns over whether the Navy’s acquisition strategies provided enough
time to adequately develop concepts of operations and key technologies for these large UVs, time to adequately develop concepts of operations and key technologies for these large UVs,
particularly the LUSV, and included legislative provisions intended to address these concerns. In particularly the LUSV, and included legislative provisions intended to address these concerns. In
response to these markups, the Navy restructured its acquisition strategy for the LUSV program response to these markups, the Navy restructured its acquisition strategy for the LUSV program
so as to comply with these legislative provisions and provide more time for developing so as to comply with these legislative provisions and provide more time for developing
operational concepts and key technologies before entering into serial production of deployable operational concepts and key technologies before entering into serial production of deployable
units. Land-based testing of propulsion equipment intended for the LUSV and MUSV forms a units. Land-based testing of propulsion equipment intended for the LUSV and MUSV forms a
key element of the restructured acquisition strategy. key element of the restructured acquisition strategy.
Prototypes
The LUSV and MUSV programs are building on USV prototypes and other development work The LUSV and MUSV programs are building on USV prototypes and other development work
done by the DOD’s Strategic Capabilities Office (SCO). SCO’s effort to develop USVs is called done by the DOD’s Strategic Capabilities Office (SCO). SCO’s effort to develop USVs is called
Ghost Fleet, and its LUSV development effort within Ghost Fleet was called Overlord. A January Ghost Fleet, and its LUSV development effort within Ghost Fleet was called Overlord. A January
12, 2022, press report stated 12, 2022, press report stated
Project Overlord, an experimental unmanned surface vehicle program, has completed its Project Overlord, an experimental unmanned surface vehicle program, has completed its
work and has been shut down by the Strategic Capabilities Office, a secretive research and work and has been shut down by the Strategic Capabilities Office, a secretive research and
development organization within the Pentagon, a Navy official revealed today. development organization within the Pentagon, a Navy official revealed today.
Its conclusion is a significant milestone, marking a period of transition between the Its conclusion is a significant milestone, marking a period of transition between the
Pentagon’s research and development enterprise and a complete entry into the Navy’s fleet. Pentagon’s research and development enterprise and a complete entry into the Navy’s fleet.
Overlord, which produced four vessels in total that will be transferred to the Navy’s Overlord, which produced four vessels in total that will be transferred to the Navy’s
developmental squadrons, ended in December with a capstone demonstration, Capt. Pete developmental squadrons, ended in December with a capstone demonstration, Capt. Pete
Small, program manager for unmanned maritime systems, told attendees at the Surface Small, program manager for unmanned maritime systems, told attendees at the Surface
Navy Association’s national symposium. Navy Association’s national symposium.
“What did we gain out of that?” Small said referring to Project Overlord. “The first thing “What did we gain out of that?” Small said referring to Project Overlord. “The first thing
we gained is the platforms. We’re getting those free of charge… It’s something on the order we gained is the platforms. We’re getting those free of charge… It’s something on the order
of $370 million” over three years invested by the SCO into unmanned vessels. of $370 million” over three years invested by the SCO into unmanned vessels.
That includes not just the platforms, but the technology and capabilities held within the That includes not just the platforms, but the technology and capabilities held within the
ships, such as the control software. With the SCO’s activities complete, the Overlord ships, such as the control software. With the SCO’s activities complete, the Overlord
vessels will be transferred to the Surface Warfare Development Squadron this month.7 vessels will be transferred to the Surface Warfare Development Squadron this month.7
Figure 1 shows USV prototypes that have supported or are scheduled to support the LUSV and shows USV prototypes that have supported or are scheduled to support the LUSV and
MUSV programs.MUSV programs. Figure 2 shows one of those prototypes, the Sea Hunter medium displacement shows one of those prototypes, the Sea Hunter medium displacement
USV. USV.

7 Justin Katz, “SCO Ends Project Overlord, Shifts Unmanned Vssels to Navy,” 7 Justin Katz, “SCO Ends Project Overlord, Shifts Unmanned Vssels to Navy,” Breaking Defense, January 12, 2022. , January 12, 2022.
See also PEO Unmanned and Small Combatants (PEO USC) Public Affairs, “Strategic Capabilities Office Transfers See also PEO Unmanned and Small Combatants (PEO USC) Public Affairs, “Strategic Capabilities Office Transfers
Overlord Unmanned Surface Vessels to U.S. Navy,” Naval Sea Systems Command, March 3, 2022. Overlord Unmanned Surface Vessels to U.S. Navy,” Naval Sea Systems Command, March 3, 2022.
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Figure 1. Prototypes Supporting the LUSV and MUSV Programs

Source: Slide 4 of Navy briefing entitled “PMS 406 Maritime Unmanned Systems, CAPT Pete Small,” briefing to Slide 4 of Navy briefing entitled “PMS 406 Maritime Unmanned Systems, CAPT Pete Small,” briefing to
Surface Navy Association (SNA) annual symposium, January 12, 2022. Surface Navy Association (SNA) annual symposium, January 12, 2022.
Surface Development Squadron
In May 2019, the Navy established a surface development squadron to help develop operational In May 2019, the Navy established a surface development squadron to help develop operational
concepts for LUSVs and MUSVs. The squadron was initially to consist of a Zumwalt (DDG-concepts for LUSVs and MUSVs. The squadron was initially to consist of a Zumwalt (DDG-
1000) class destroyer and one Sea Hunter prototype. A second Sea Hunter prototype was 1000) class destroyer and one Sea Hunter prototype. A second Sea Hunter prototype was
reportedly to be added around the end of FY2020, and LUSVs and MUSVs would then be added reportedly to be added around the end of FY2020, and LUSVs and MUSVs would then be added
as they become available.8 as they become available.8

8 See, for example, Megan Eckstein, “Navy Stands Up Surface Development Squadron for DDG-1000, Unmanned 8 See, for example, Megan Eckstein, “Navy Stands Up Surface Development Squadron for DDG-1000, Unmanned
Experimentation,” Experimentation,” USNI News, May 22, 2019; David B. Larter, “With Billions Planned in Funding, the US Navy , May 22, 2019; David B. Larter, “With Billions Planned in Funding, the US Navy
Charts Its Unmanned Future,” Charts Its Unmanned Future,” Defense News, May 6, 2019. See also Michael Fabey, “USN Seeks Path for Unmanned , May 6, 2019. See also Michael Fabey, “USN Seeks Path for Unmanned
Systems Operational Concepts,” Systems Operational Concepts,” Jane’s Navy International, May 16, 2019. , May 16, 2019.
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Figure 2. Sea Hunter Prototype Medium Displacement USV

Source: Photograph credited to U.S. Navy accompanying John Grady, “Panel: Unmanned Surface Vessels Wil be Photograph credited to U.S. Navy accompanying John Grady, “Panel: Unmanned Surface Vessels Wil be
Significant Part of Future U.S. Fleet,” Significant Part of Future U.S. Fleet,” USNI News, April 15, 2019. , April 15, 2019.
LUSV, MUSV, and LXUUV Programs in Brief
LUSV Program
Overview
The Navy envisions LUSVs as being 200 feet to 300 feet in length and having full load The Navy envisions LUSVs as being 200 feet to 300 feet in length and having full load
displacements of 1,000 tons to 2,000 tons, which would make them the size of a corvette (i.e., a displacements of 1,000 tons to 2,000 tons, which would make them the size of a corvette (i.e., a
ship larger than a patrol craft and smaller than a frigate). The Navy wants LUSVs to be low-cost, ship larger than a patrol craft and smaller than a frigate). The Navy wants LUSVs to be low-cost,
high-endurance, reconfigurable ships with ample capacity for carrying various modular high-endurance, reconfigurable ships with ample capacity for carrying various modular
payloads—particularly anti-surface warfare (ASuW) and strike payloads, meaning principally payloads—particularly anti-surface warfare (ASuW) and strike payloads, meaning principally
anti-ship and land-attack missiles. Each LUSV could be equipped with a vertical launch system anti-ship and land-attack missiles. Each LUSV could be equipped with a vertical launch system
(VLS) with 16 to 32 missile-launching tubes.9 Although referred to as UVs, LUSVs might be (VLS) with 16 to 32 missile-launching tubes.9 Although referred to as UVs, LUSVs might be
more accurately described as optionally or lightly manned ships, because they might sometimes more accurately described as optionally or lightly manned ships, because they might sometimes
have a few onboard crew members, particularly in the nearer term as the Navy works out LUSV have a few onboard crew members, particularly in the nearer term as the Navy works out LUSV
enabling technologies and operational concepts. enabling technologies and operational concepts.
The Navy’s FY2024 budget submission programs the procurement of production LUSVs through The Navy’s FY2024 budget submission programs the procurement of production LUSVs through
the Navy’s shipbuilding account, with the first LUSV to be procured in FY2025 at a cost of the Navy’s shipbuilding account, with the first LUSV to be procured in FY2025 at a cost of
$315.0 million, the next two in FY2026 at a combined cost of $522.5 million (i.e., an average of $315.0 million, the next two in FY2026 at a combined cost of $522.5 million (i.e., an average of
about $261.3 million each), the next three in FY2027 at a combined cost of $722.7 million (i.e., about $261.3 million each), the next three in FY2027 at a combined cost of $722.7 million (i.e.,

9 Source: Navy FY2022 program briefing on LUSV and MUSV programs for CRS and CBO, July 14, 2021. 9 Source: Navy FY2022 program briefing on LUSV and MUSV programs for CRS and CBO, July 14, 2021.
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an average of $240.9 million each), and another three in FY2028 at a combined cost of $737.2 an average of $240.9 million each), and another three in FY2028 at a combined cost of $737.2
million (i.e., an average of about $245.7 million each).10 million (i.e., an average of about $245.7 million each).10
LUSV Prototypes
Figure 3, Figure 4, andand Figure 5 show photographs of LUSV prototypes. show photographs of LUSV prototypes.
Figure 3. USV Prototypes

Source: Photograph from briefing slide entitled “UMS [unmanned maritime systems] at Sea,” slide 4 of 5 Photograph from briefing slide entitled “UMS [unmanned maritime systems] at Sea,” slide 4 of 5
(including cover slide) of Navy briefing entitled “PMS 406 Unmanned Maritime Systems, Program Overview, (including cover slide) of Navy briefing entitled “PMS 406 Unmanned Maritime Systems, Program Overview,
August 2021, prepared for Sea-Air-Space Exposition. The briefing slide states that the photograph shows August 2021, prepared for Sea-Air-Space Exposition. The briefing slide states that the photograph shows
“Overlord USVs Ranger & Nomad on the West Coast.” “Overlord USVs Ranger & Nomad on the West Coast.”
Figure 4. LUSV Prototype

Source: Cropped version of photograph accompanying Mallory Shelbourne, “6 Companies Awarded Contracts Cropped version of photograph accompanying Mallory Shelbourne, “6 Companies Awarded Contracts
to Start Work on Large Unmanned Surface Vehicle,” to Start Work on Large Unmanned Surface Vehicle,” USNI News, September 4, 2020. The caption to the , September 4, 2020. The caption to the
photograph states in part: “A Ghost Fleet Overlord test vessel takes part in a capstone demonstration during the photograph states in part: “A Ghost Fleet Overlord test vessel takes part in a capstone demonstration during the
conclusion of Phase I of the program in September.” The photo is credited to the U.S. Navy. conclusion of Phase I of the program in September.” The photo is credited to the U.S. Navy.

10 10 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 25 (PDF page 93 of 1568). , March 2023, p. 25 (PDF page 93 of 1568).
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Figure 5. LUSV Prototype

Source: Cropped version of photograph accompanying Mallory Shelbourne, “6 Companies Awarded Contracts Cropped version of photograph accompanying Mallory Shelbourne, “6 Companies Awarded Contracts
to Start Work on Large Unmanned Surface Vehicle,” to Start Work on Large Unmanned Surface Vehicle,” USNI News, September 4, 2020. The caption to the , September 4, 2020. The caption to the
photograph states in part: “A Ghost Fleet Overlord test vessel takes part in a capstone demonstration during the photograph states in part: “A Ghost Fleet Overlord test vessel takes part in a capstone demonstration during the
conclusion of Phase I of the program in September.” The photo is credited to the U.S. Navy. conclusion of Phase I of the program in September.” The photo is credited to the U.S. Navy.
Navy Description
The Navy states that The Navy states that
LUSVs will be capable of semiautonomous operation, with operators in-the-loop or on- LUSVs will be capable of semiautonomous operation, with operators in-the-loop or on-
the-loop. USV Command and Control (C2) will be maintained via an afloat element (i.e., the-loop. USV Command and Control (C2) will be maintained via an afloat element (i.e.,
embarked on a United States Navy (USN) combatant/other assigned afloat asset) or via an embarked on a United States Navy (USN) combatant/other assigned afloat asset) or via an
ashore element (C2 station ashore). While MUSV (PE 0605512N) and LUSV will logically ashore element (C2 station ashore). While MUSV (PE 0605512N) and LUSV will logically
share common Government Furnished Equipment (GFE) C2 systems to support fleet share common Government Furnished Equipment (GFE) C2 systems to support fleet
integration and operations and may share other autonomy and mechanical technologies integration and operations and may share other autonomy and mechanical technologies
(depending on acquisition approaches), they will be primarily differentiated by size and (depending on acquisition approaches), they will be primarily differentiated by size and
cost driven by payload capabilities, and capacities. cost driven by payload capabilities, and capacities.
LUSV is a key enabler of the Navy's Distributed Maritime Operations (DMO) concept, LUSV is a key enabler of the Navy's Distributed Maritime Operations (DMO) concept,
which includes being able to forward deploy and team with individual manned combatants which includes being able to forward deploy and team with individual manned combatants
or augment battle groups. LUSV will complement the Navy's manned combatant force by or augment battle groups. LUSV will complement the Navy's manned combatant force by
delivering increased readiness, capability and needed capacity at lower procurement and delivering increased readiness, capability and needed capacity at lower procurement and
sustainment costs and reduced risk to sailors. While unmanned surface vehicles are new sustainment costs and reduced risk to sailors. While unmanned surface vehicles are new
additions to the fleet units, LUSV will combine robust and proven commercial vessel additions to the fleet units, LUSV will combine robust and proven commercial vessel
specifications with existing military payloads to rapidly and affordably expand the capacity specifications with existing military payloads to rapidly and affordably expand the capacity
and capability of the surface fleet. and capability of the surface fleet.
The Large Unmanned Surface Vessel (LUSV) development is supported by research and The Large Unmanned Surface Vessel (LUSV) development is supported by research and
development prototype vessels (Overlord prototype vessels already purchased) intended to development prototype vessels (Overlord prototype vessels already purchased) intended to
demonstrate successful integration of government furnished Command, Control, demonstrate successful integration of government furnished Command, Control,
Communications, Computers and Intelligence (C4I), combat systems, and the reliability of Communications, Computers and Intelligence (C4I), combat systems, and the reliability of
automated hull, mechanical, and electrical (HM&E) systems. The program leverages years automated hull, mechanical, and electrical (HM&E) systems. The program leverages years
of investment and full scale demonstration efforts in autonomy, endurance, command and of investment and full scale demonstration efforts in autonomy, endurance, command and
control, payloads and testing from the Defense Advanced research Projects Agency control, payloads and testing from the Defense Advanced research Projects Agency
(DARPA) Anti-Submarine Warfare Continuous Trail Unmanned Vessel (ACTUV), Office (DARPA) Anti-Submarine Warfare Continuous Trail Unmanned Vessel (ACTUV), Office
of Naval Research (ONR) Medium Displacement Unmanned Surface Vehicle of Naval Research (ONR) Medium Displacement Unmanned Surface Vehicle
(MDUSV)/Sea Hunter (FY 2017 to FY 2021), and Office of the Secretary of Defense (MDUSV)/Sea Hunter (FY 2017 to FY 2021), and Office of the Secretary of Defense
Strategic Capabilities Office (OSD- SCO) Ghost Fleet Overlord Large USV Strategic Capabilities Office (OSD- SCO) Ghost Fleet Overlord Large USV
experimentation effort (FY 2018 - FY 2021). The combination of fleet-ready C2 solutions experimentation effort (FY 2018 - FY 2021). The combination of fleet-ready C2 solutions
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developed by the Ghost Fleet Overlord program and man-in-the-loop or man-on-the-loop developed by the Ghost Fleet Overlord program and man-in-the-loop or man-on-the-loop
control will reduce the risk of fleet integration of unmanned surface vehicles and allow control will reduce the risk of fleet integration of unmanned surface vehicles and allow
autonomy and payload technologies to develop in parallel with fielding vehicles with autonomy and payload technologies to develop in parallel with fielding vehicles with
standardized interfaces.11 standardized interfaces.11
The Navy states further that The Navy states further that
The major goal for FY 2024 is maintaining the planned Detail Design and Construction The major goal for FY 2024 is maintaining the planned Detail Design and Construction
(DD&C) for the initial production LUSV in FY 2025. The Navy instituted a comprehensive (DD&C) for the initial production LUSV in FY 2025. The Navy instituted a comprehensive
system engineering framework and supporting land and sea based prototyping plan, which system engineering framework and supporting land and sea based prototyping plan, which
will be completed prior to commencing the formal program of record and LUSV will be completed prior to commencing the formal program of record and LUSV
production.... production....
The supporting land and sea based prototyping plan will use the four Overlord Prototype The supporting land and sea based prototyping plan will use the four Overlord Prototype
vessels (vessels procured in FY20 will be delivered in FY22 and FY23) and various land vessels (vessels procured in FY20 will be delivered in FY22 and FY23) and various land
based testing facilities to mature enabling technologies and qualify representative based testing facilities to mature enabling technologies and qualify representative
machinery. In support of the updated developmental and prototyping plan, the Navy is machinery. In support of the updated developmental and prototyping plan, the Navy is
aligning Detail Design and Construction for the initial production LUSVs with the risk aligning Detail Design and Construction for the initial production LUSVs with the risk
reduction and qualification plans described in the program System Engineering Framework reduction and qualification plans described in the program System Engineering Framework
(Work Breakdown Structure (WBS)). In addition, the outcome of the Offensive Surface (Work Breakdown Structure (WBS)). In addition, the outcome of the Offensive Surface
Fires Analysis of Alternatives (OSF AoA) is supporting the refinement of program Fires Analysis of Alternatives (OSF AoA) is supporting the refinement of program
requirements leading to the validation of a Capability Development Document, acquisition requirements leading to the validation of a Capability Development Document, acquisition
strategy, and timing for procurement. The Navy's new plan does not include procurement strategy, and timing for procurement. The Navy's new plan does not include procurement
of any additional prototype vessels. of any additional prototype vessels.
The LUSV will be capable of weeks-long deployments and trans-oceanic transits and The LUSV will be capable of weeks-long deployments and trans-oceanic transits and
operate aggregated with Carrier Strike Groups (CSGs), Amphibious Ready Groups operate aggregated with Carrier Strike Groups (CSGs), Amphibious Ready Groups
(ARGs), Surface Action Groups (SAGs), and individual manned combatants. The LUSV (ARGs), Surface Action Groups (SAGs), and individual manned combatants. The LUSV
will be capable of autonomous navigation, transit planning, and COLREGS-compliant12 will be capable of autonomous navigation, transit planning, and COLREGS-compliant12
maneuvering and will be designed with automated propulsion, electrical generation, and maneuvering and will be designed with automated propulsion, electrical generation, and
support systems. LUSV missions will be conducted with operators in-the-loop (with support systems. LUSV missions will be conducted with operators in-the-loop (with
continuous or near-continuous observation or control) or on-the-loop (autonomous continuous or near-continuous observation or control) or on-the-loop (autonomous
operation that prompts operator action/intervention from sensory input or autonomous operation that prompts operator action/intervention from sensory input or autonomous
behaviors). LUSVs with integrated payload capability and prototypes employing non-behaviors). LUSVs with integrated payload capability and prototypes employing non-
organic payloads will not be capable of autonomous payload engagement or execution of organic payloads will not be capable of autonomous payload engagement or execution of
a complete detect-to-engage sequence. The vessel will be incapable of payload activation, a complete detect-to-engage sequence. The vessel will be incapable of payload activation,
deactivation, or engagement without the deliberate action of a remote, off-hull human deactivation, or engagement without the deliberate action of a remote, off-hull human
operator in the command and control loop. The program will integrate current Navy combat operator in the command and control loop. The program will integrate current Navy combat
systems programs of record that have been adapted to enable remote monitoring and systems programs of record that have been adapted to enable remote monitoring and
operational control from an off-hull command and control point, and will not be equipped operational control from an off-hull command and control point, and will not be equipped
with components that would enable payload engagement from onboard the vessel. USV with components that would enable payload engagement from onboard the vessel. USV
Command and Control (C2) will be maintained via an afloat element (i.e., embarked on a Command and Control (C2) will be maintained via an afloat element (i.e., embarked on a
United States Navy (USN) combatant), or via the ashore element (C2 station ashore). United States Navy (USN) combatant), or via the ashore element (C2 station ashore).
The LUSV program is continuing to execute a comprehensive land and sea-based The LUSV program is continuing to execute a comprehensive land and sea-based
prototyping strategy to develop and deliver incremental capability increases, demonstrate prototyping strategy to develop and deliver incremental capability increases, demonstrate
key autonomy and automation enablers, and improve reliability of representative key autonomy and automation enablers, and improve reliability of representative
machinery. The Overlord research and development prototype vessels support this machinery. The Overlord research and development prototype vessels support this
strategy.... Early prototype vessels are enabling the Navy to accrue operational hours to strategy.... Early prototype vessels are enabling the Navy to accrue operational hours to
gather data on autonomy, automation, and systems reliability, increase confidence in the gather data on autonomy, automation, and systems reliability, increase confidence in the
man-machine team, and develop and refine unmanned concepts of operation (CONOPs) man-machine team, and develop and refine unmanned concepts of operation (CONOPs)

11 11 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, pp. 19-20 (PDF pages 87-88 of 1568). , March 2023, pp. 19-20 (PDF pages 87-88 of 1568).
12 This is a reference to the October 1972 multilateral convention on international regulations for preventing collisions 12 This is a reference to the October 1972 multilateral convention on international regulations for preventing collisions
at sea, commonly known as the collision regulations (COLREGs) or the “rules of the road” (28 UST 3459; TIAS at sea, commonly known as the collision regulations (COLREGs) or the “rules of the road” (28 UST 3459; TIAS
8587), to which the United States and more than 150 countries are parties. 8587), to which the United States and more than 150 countries are parties.
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and tactics, techniques, and procedures (TTPs). The overarching LUSV development and tactics, techniques, and procedures (TTPs). The overarching LUSV development
strategy views the purchase, fielding, and testing of the prototype USVs through the strategy views the purchase, fielding, and testing of the prototype USVs through the
procurement of production USVs as a single developmental effort.... procurement of production USVs as a single developmental effort....
The Navy is also executing a comprehensive reliability plan with the intent to discover and The Navy is also executing a comprehensive reliability plan with the intent to discover and
implement reliability enhancements into USV machinery plants... as well as provide a implement reliability enhancements into USV machinery plants... as well as provide a
means to qualify LUSV-representative machinery plants prior to award of the initial means to qualify LUSV-representative machinery plants prior to award of the initial
production LUSVs. The effort leveraged industry engagement initially started under the production LUSVs. The effort leveraged industry engagement initially started under the
LUSV Studies Contract effort, assisting the Navy to determine reliability enhancements, LUSV Studies Contract effort, assisting the Navy to determine reliability enhancements,
improvements, and other potential machinery plant architectures designed to achieve improvements, and other potential machinery plant architectures designed to achieve
LUSV operational and reliability requirements. Additionally, the Navy is executing a LUSV operational and reliability requirements. Additionally, the Navy is executing a
parallel effort to qualify the main engines for the prototype MUSV (same as on 3 of 4 parallel effort to qualify the main engines for the prototype MUSV (same as on 3 of 4
Overlord prototype USVs), which concludes in FY 2023. Overlord prototype USVs), which concludes in FY 2023.
The Navy is continuing to test ancillary equipment and develop solutions for government- The Navy is continuing to test ancillary equipment and develop solutions for government-
furnished engineering operations autonomy modules and machinery control systems at the furnished engineering operations autonomy modules and machinery control systems at the
Land Based Test Site at Naval Surface Warfare Center, Philadelphia.13 Land Based Test Site at Naval Surface Warfare Center, Philadelphia.13
An April 5, 2023, press report stated: An April 5, 2023, press report stated:
The Navy will finish the requirements for its future fleet of Large Unmanned Surface The Navy will finish the requirements for its future fleet of Large Unmanned Surface
Vessels this year, Chief of Naval Operations Adm. Mike Gilday told USNI News on Vessels this year, Chief of Naval Operations Adm. Mike Gilday told USNI News on
Tuesday [April 4]. Tuesday [April 4].
“The [capabilities development document] is being developed right now to deliver in 2023. “The [capabilities development document] is being developed right now to deliver in 2023.
That actually lays out the specific requirements for LUSV,” Gilday said during a press That actually lays out the specific requirements for LUSV,” Gilday said during a press
conference at the Navy League’s Sea Air Space symposium.... conference at the Navy League’s Sea Air Space symposium....
“We are definitely going to have a requirement for crew support on LUSV, or a smaller “We are definitely going to have a requirement for crew support on LUSV, or a smaller
crew, to handle those things that are just not quite there with maneuvering critical crew, to handle those things that are just not quite there with maneuvering critical
situations,” Rear Adm. Casey Moton, the program executive officer for unmanned and situations,” Rear Adm. Casey Moton, the program executive officer for unmanned and
small combatants said at Sea Air Space. small combatants said at Sea Air Space.
“We are trying to push the boundaries like we are pushing industry … we don’t want there “We are trying to push the boundaries like we are pushing industry … we don’t want there
to be this crutch that we’re just going to fall back on the crew, right, but at the end of the to be this crutch that we’re just going to fall back on the crew, right, but at the end of the
day, we’re fairly close on the autonomy.”14 day, we’re fairly close on the autonomy.”14
Analysis of Alternatives (AOA)
The Navy conducted an analysis of alternatives (AOA) to compare the cost-effectiveness of the The Navy conducted an analysis of alternatives (AOA) to compare the cost-effectiveness of the
LUSV to a range of alternative surface platforms, including modified naval vessel designs such as LUSV to a range of alternative surface platforms, including modified naval vessel designs such as
amphibious ships, expeditionary fast transport (EPF) ships, and expeditionary sea base (ESB) amphibious ships, expeditionary fast transport (EPF) ships, and expeditionary sea base (ESB)
ships, modified commercial vessel designs such as container ships and bulk carriers, new naval ships, modified commercial vessel designs such as container ships and bulk carriers, new naval
vessel designs, and new commercial vessel designs.15 vessel designs, and new commercial vessel designs.15

13 13 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, pp. 21-22 (PDF pages 89-90 of 1568). , March 2023, pp. 21-22 (PDF pages 89-90 of 1568).
14 Sam LaGrone, “CNO: Navy to Finalize Large Unmanned Surface Vessel Requirements Later This Year,” 14 Sam LaGrone, “CNO: Navy to Finalize Large Unmanned Surface Vessel Requirements Later This Year,” USNI
News, April 5, 2023. , April 5, 2023.
15 See, for example, Megan Eckstein, “US Navy Considers Alternatives to Unmanned Boats with Missiles,” 15 See, for example, Megan Eckstein, “US Navy Considers Alternatives to Unmanned Boats with Missiles,” Defense
News, March 22, 2022. The Navy stated in 2021 that , March 22, 2022. The Navy stated in 2021 that
As directed in the FY 2021 National Defense Authorization Act [Section 227(e) of H.R. 6395/P.L. As directed in the FY 2021 National Defense Authorization Act [Section 227(e) of H.R. 6395/P.L.
116-283 of January 1, 2021], the Navy is conducting a Distributed Offensive Surface Fires AoA 116-283 of January 1, 2021], the Navy is conducting a Distributed Offensive Surface Fires AoA
[analysis of alternatives] to compare the currently planned large unmanned surface vessel (LUSV) [analysis of alternatives] to compare the currently planned large unmanned surface vessel (LUSV)
with an integrated missile launcher payload against a broad range of alternative surface platforms with an integrated missile launcher payload against a broad range of alternative surface platforms
and capabilities to determine the most appropriate vessel to deliver additional missile capability and and capabilities to determine the most appropriate vessel to deliver additional missile capability and
(continued...) (continued...)
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September 4, 2020, Contract Awards
On September 4, 2020, DOD announced the following six contract awards for industry studies on On September 4, 2020, DOD announced the following six contract awards for industry studies on
the LUSV: the LUSV:
Huntington Ingalls Inc., Pascagoula, Mississippi (N00024-20-C-6319); Lockheed Martin Huntington Ingalls Inc., Pascagoula, Mississippi (N00024-20-C-6319); Lockheed Martin
Corp., Baltimore, Maryland (N00024-20-C-6320); Bollinger Shipyards Lockport LLC, Corp., Baltimore, Maryland (N00024-20-C-6320); Bollinger Shipyards Lockport LLC,
Lockport, Louisiana (N00024-20-C-6316); Marinette Marine Corp., Marinette, Wisconsin Lockport, Louisiana (N00024-20-C-6316); Marinette Marine Corp., Marinette, Wisconsin
(N00024-20-C-6317); Gibbs & Cox Inc., Arlington, Virginia (N0002420C6318); and (N00024-20-C-6317); Gibbs & Cox Inc., Arlington, Virginia (N0002420C6318); and
Austal USA LLC, Mobile, Alabama (N00024-20-C-6315), are each being awarded a firm-Austal USA LLC, Mobile, Alabama (N00024-20-C-6315), are each being awarded a firm-
fixed price contract for studies of a Large Unmanned Surface Vessel with a combined value fixed price contract for studies of a Large Unmanned Surface Vessel with a combined value
across all awards of $41,985,112. across all awards of $41,985,112.
Each contract includes an option for engineering support, that if exercised, would bring the Each contract includes an option for engineering support, that if exercised, would bring the
cumulative value for all awards to $59,476,146. cumulative value for all awards to $59,476,146.
—The contract awarded to Huntington Ingalls Inc. [HII] is $7,000,000; —The contract awarded to Huntington Ingalls Inc. [HII] is $7,000,000;
—the contract awarded to Lockheed Martin Corp. is $6,999,978; —the contract awarded to Lockheed Martin Corp. is $6,999,978;
—the contract awarded to Bollinger Shipyards Lockport LLC, is $6,996,832; —the contract awarded to Bollinger Shipyards Lockport LLC, is $6,996,832;
—the contract awarded to Marinette Marine Corp. is $6,999,783; —the contract awarded to Marinette Marine Corp. is $6,999,783;
—the contract awarded to Gibbs & Cox Inc. is $6,989,499; and —the contract awarded to Gibbs & Cox Inc. is $6,989,499; and
—the contract awarded to Austal USA LLC is $6,999,020. —the contract awarded to Austal USA LLC is $6,999,020.
Work will be performed in various locations in the contiguous U.S. in accordance with Work will be performed in various locations in the contiguous U.S. in accordance with
each contract and is expected to be complete by August 2021, and if option(s) are exercised, each contract and is expected to be complete by August 2021, and if option(s) are exercised,
work is expected to be complete by May 2022. work is expected to be complete by May 2022.
Fiscal 2020 research, development, test and evaluation (Navy) funds in the amount Fiscal 2020 research, development, test and evaluation (Navy) funds in the amount
$41,985,112 will be obligated at time of award and will not expire at the end of the current $41,985,112 will be obligated at time of award and will not expire at the end of the current
fiscal year. fiscal year.
These contracts were competitively procured via Federal Business Opportunities (now These contracts were competitively procured via Federal Business Opportunities (now
beta.SAM.gov) with eight offers received. The Naval Sea Systems Command, beta.SAM.gov) with eight offers received. The Naval Sea Systems Command,
Washington, D.C., is the contracting activity.16 Washington, D.C., is the contracting activity.16
A September 4, 2020, press report about the contract awards stated A September 4, 2020, press report about the contract awards stated
“These contracts were established in order to refine specifications and requirements for a “These contracts were established in order to refine specifications and requirements for a
Large Unmanned Surface Vessel and conduct reliability studies informed by industry Large Unmanned Surface Vessel and conduct reliability studies informed by industry
partners with potential solutions prior to release of a Detail Design and Construction partners with potential solutions prior to release of a Detail Design and Construction
contract,” Navy spokesman Capt. Danny Hernandez told USNI News in a statement. contract,” Navy spokesman Capt. Danny Hernandez told USNI News in a statement.

capacity to the surface force. capacity to the surface force.
(Statement of Frederick J. Stefany, Acting Assistant Secretary of the Navy for Research, (Statement of Frederick J. Stefany, Acting Assistant Secretary of the Navy for Research,
Development and Acquisition (ASN (RD&A)) and Vice Admiral James W. Kilby, Deputy Chief of Development and Acquisition (ASN (RD&A)) and Vice Admiral James W. Kilby, Deputy Chief of
Naval Operations, Warfighting Requirements and Capabilities (OPNAV N9) and Lieutenant Naval Operations, Warfighting Requirements and Capabilities (OPNAV N9) and Lieutenant
General Eric M. Smith, Deputy Commandant, Combat Development and Integration, Commanding General Eric M. Smith, Deputy Commandant, Combat Development and Integration, Commanding
General, Marine Corps Combat Development Command, before the Subcommittee on Seapower of General, Marine Corps Combat Development Command, before the Subcommittee on Seapower of
the Senate Armed Services Committee on Department of the Navy Fiscal Year 2022 Budget the Senate Armed Services Committee on Department of the Navy Fiscal Year 2022 Budget
Request for Seapower, June 8, 2021, p. 14.) Request for Seapower, June 8, 2021, p. 14.)
See also Jason Sherman, “Navy Considering Alternatives to LUSV, Packing Amphibs, Commercial Designs More with See also Jason Sherman, “Navy Considering Alternatives to LUSV, Packing Amphibs, Commercial Designs More with
Long-Range Missiles,” Long-Range Missiles,” Inside Defense, April 9, 2021. , April 9, 2021.
16 Department of Defense, “Contracts For Sept. 4, 2020,” accessed September 8, 2020. The announcement is posted as 16 Department of Defense, “Contracts For Sept. 4, 2020,” accessed September 8, 2020. The announcement is posted as
a single, unbroken paragraph. In reprinting the text of the announcement, CRS broke the announcement into the smaller a single, unbroken paragraph. In reprinting the text of the announcement, CRS broke the announcement into the smaller
paragraphs shown here to make the announcement easier to read. paragraphs shown here to make the announcement easier to read.
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“The studies effort is designed to provide robust collaboration with government and “The studies effort is designed to provide robust collaboration with government and
industry to assist in maturation of platform specifications, and ensure achievable technical industry to assist in maturation of platform specifications, and ensure achievable technical
requirements are in place for a separate LUSV DD&C competition.”… requirements are in place for a separate LUSV DD&C competition.”…
“The LUSV studies will support efforts that facilitate requirements refinement, “The LUSV studies will support efforts that facilitate requirements refinement,
development of an affordable and effective platform; provide opportunities to continue development of an affordable and effective platform; provide opportunities to continue
maturing the performance specifications and conduct analysis of alternative design maturing the performance specifications and conduct analysis of alternative design
approaches; facilitate reliability improvements and plans for government-furnished approaches; facilitate reliability improvements and plans for government-furnished
equipment and mechanical and electrical systems; and support development of cost equipment and mechanical and electrical systems; and support development of cost
reduction and other affordability initiatives,” Hernandez said.17 reduction and other affordability initiatives,” Hernandez said.17
July 29, 2022, Contract Modifications
On July 29, 2022, the Navy awarded modifications to the six contracts discussed above, as On July 29, 2022, the Navy awarded modifications to the six contracts discussed above, as
follows: follows:
Huntington Ingalls Inc., Pascagoula, Mississippi, is awarded a $13,071,106 firm-fixed- Huntington Ingalls Inc., Pascagoula, Mississippi, is awarded a $13,071,106 firm-fixed-
price modification to previously awarded contract N00024-20-C-6319 for continued price modification to previously awarded contract N00024-20-C-6319 for continued
studies of a large unmanned surface vessel. This contract modification includes options studies of a large unmanned surface vessel. This contract modification includes options
which, if exercised, would bring the cumulative value of this contract modification to $ which, if exercised, would bring the cumulative value of this contract modification to $
15,071,106. Work will be performed in Pascagoula, Mississippi, and is expected to be 15,071,106. Work will be performed in Pascagoula, Mississippi, and is expected to be
completed by September 2024. If all options are exercised, work will continue through completed by September 2024. If all options are exercised, work will continue through
September 2024.... September 2024....
Lockheed Martin Corp., Baltimore, Maryland, is awarded an $11,320,904 firm-fixed-price Lockheed Martin Corp., Baltimore, Maryland, is awarded an $11,320,904 firm-fixed-price
modification to previously awarded contract N00024-20-C-6320 for continued studies of modification to previously awarded contract N00024-20-C-6320 for continued studies of
a large unmanned surface vessel. This contract modification includes options which, if a large unmanned surface vessel. This contract modification includes options which, if
exercised, would bring the cumulative value of this contract modification to $15,070,904. exercised, would bring the cumulative value of this contract modification to $15,070,904.
Work will be performed in Moorestown New Jersey, and is expected to be completed by Work will be performed in Moorestown New Jersey, and is expected to be completed by
September 2024. If all options are exercised, work will continue through September September 2024. If all options are exercised, work will continue through September
2024.... 2024....
Marinette Marine Corp., Marinette, Wisconsin, is awarded a $10,212,620 firm-fixed-price Marinette Marine Corp., Marinette, Wisconsin, is awarded a $10,212,620 firm-fixed-price
modification to previously awarded contract N00024-20-C-6317 for continued studies of modification to previously awarded contract N00024-20-C-6317 for continued studies of
a large unmanned surface vessel. Work will be performed in Marinette, Wisconsin, and is a large unmanned surface vessel. Work will be performed in Marinette, Wisconsin, and is
expected to be completed by September 2024.... expected to be completed by September 2024....
Bollinger Shipyards Lockport LLC, Lockport, Louisiana, is awarded a $9,428,770 firm- Bollinger Shipyards Lockport LLC, Lockport, Louisiana, is awarded a $9,428,770 firm-
fixed-price modification to previously awarded contract N00024-20-C-6316 for continued fixed-price modification to previously awarded contract N00024-20-C-6316 for continued
studies of a large unmanned surface vessel. This contract modification includes options studies of a large unmanned surface vessel. This contract modification includes options
which, if exercised, would bring the cumulative value of this contract modification to which, if exercised, would bring the cumulative value of this contract modification to
$13,958,770. Work will be performed in Lockport, Louisiana, and is expected to be $13,958,770. Work will be performed in Lockport, Louisiana, and is expected to be
completed by September 2024. If all options are exercised, work will continue through completed by September 2024. If all options are exercised, work will continue through
September 2024.... September 2024....
Austal USA LLC, Mobile, Alabama, is awarded a $9,115,310 firm-fixed-price Austal USA LLC, Mobile, Alabama, is awarded a $9,115,310 firm-fixed-price
modification to previously awarded contract N00024-20-C-6315 for continued studies of modification to previously awarded contract N00024-20-C-6315 for continued studies of
a large unmanned surface vessel. This contract modification includes options which, if a large unmanned surface vessel. This contract modification includes options which, if
exercised, would bring the cumulative value of this contract modification to $13,285,309. exercised, would bring the cumulative value of this contract modification to $13,285,309.
Work will be performed in Mobile, Alabama, and is expected to be completed by Work will be performed in Mobile, Alabama, and is expected to be completed by
September 2024. If all options are exercised, work will continue through September, September 2024. If all options are exercised, work will continue through September,
2024.... 2024....

17 Mallory Shelbourne, “6 Companies Awarded Contracts to Start Work on Large Unmanned Surface Vehicle,” 17 Mallory Shelbourne, “6 Companies Awarded Contracts to Start Work on Large Unmanned Surface Vehicle,” USNI
News, September 4, 2020. See also Paul McLeary, “Navy Awards Study Contracts On Large Unmanned Ship—As , September 4, 2020. See also Paul McLeary, “Navy Awards Study Contracts On Large Unmanned Ship—As
Congress Watches Closely,” Congress Watches Closely,” Breaking Defense, September 4, 2020. , September 4, 2020.
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Gibbs & Cox Inc., Arlington, Virginia, is awarded an $8,981,231 firm-fixed-price Gibbs & Cox Inc., Arlington, Virginia, is awarded an $8,981,231 firm-fixed-price
modification to previously awarded contract N00024-20-C-6318 for continued studies of modification to previously awarded contract N00024-20-C-6318 for continued studies of
a large unmanned surface vessel. This contract modification includes options which, if a large unmanned surface vessel. This contract modification includes options which, if
exercised, would bring the cumulative value of this contract modification to $15,071,231. exercised, would bring the cumulative value of this contract modification to $15,071,231.
Work will be performed in Arlington, Virginia, and is expected to be completed by Work will be performed in Arlington, Virginia, and is expected to be completed by
September 2024.18 September 2024.18
MUSV Program
Overview
The Navy defines MUSVs as being 45 feet to 190 feet long, with displacements of roughly 500 The Navy defines MUSVs as being 45 feet to 190 feet long, with displacements of roughly 500
tons, which would make them the size of a patrol craft. The Navy wants MUSVs, like LUSVs, to tons, which would make them the size of a patrol craft. The Navy wants MUSVs, like LUSVs, to
be low-cost, high-endurance, reconfigurable ships that can accommodate various payloads. Initial be low-cost, high-endurance, reconfigurable ships that can accommodate various payloads. Initial
payloads for MUSVs are to be intelligence, surveillance and reconnaissance (ISR) payloads and payloads for MUSVs are to be intelligence, surveillance and reconnaissance (ISR) payloads and
electronic warfare (EW) systems. The Navy is pursuing the MUSV program as a rapid electronic warfare (EW) systems. The Navy is pursuing the MUSV program as a rapid
prototyping effort under what is known as Section 804 middle tier acquisition authority.19 prototyping effort under what is known as Section 804 middle tier acquisition authority.19
Navy Description
The Navy states that The Navy states that
[The] Medium Unmanned Surface Vehicle (MUSV) is defined as having a reconfigurable [The] Medium Unmanned Surface Vehicle (MUSV) is defined as having a reconfigurable
mission capability which is accomplished via modular payloads with an initial capability mission capability which is accomplished via modular payloads with an initial capability
to support Battlespace Awareness through supporting Intelligence, Surveillance, to support Battlespace Awareness through supporting Intelligence, Surveillance,
Reconnaissance, and Targeting (ISR&T), Counter-ISR&T, and Information Operations Reconnaissance, and Targeting (ISR&T), Counter-ISR&T, and Information Operations
(IO) mission areas. (IO) mission areas.
MUSVs provide affordable, high endurance, reconfigurable ships able to accommodate MUSVs provide affordable, high endurance, reconfigurable ships able to accommodate
various payloads for unmanned missions and augment the Navy's manned surface force. various payloads for unmanned missions and augment the Navy's manned surface force.
MUSVs will be capable of semi-autonomous operation, with operators' in-the-loop or on-MUSVs will be capable of semi-autonomous operation, with operators' in-the-loop or on-
the-loop. USV Command and Control (C2) will be maintained via an afloat element (i.e., the-loop. USV Command and Control (C2) will be maintained via an afloat element (i.e.,
embarked on a United States Navy (USN) combatant/other assigned afloat asset) or via an embarked on a United States Navy (USN) combatant/other assigned afloat asset) or via an
ashore element (C2 station ashore). ashore element (C2 station ashore).
While unmanned surface vehicles are new additions to fleet units, MUSV is intended to While unmanned surface vehicles are new additions to fleet units, MUSV is intended to
combine robust and proven commercial vessel specifications with existing military combine robust and proven commercial vessel specifications with existing military
payloads to rapidly and affordably expand the capacity and capability of the surface fleet. payloads to rapidly and affordably expand the capacity and capability of the surface fleet.
The MUSV program leverages years of investment and full scale demonstration efforts in The MUSV program leverages years of investment and full scale demonstration efforts in
autonomy, endurance, command and control, payloads, and testing from the Defense autonomy, endurance, command and control, payloads, and testing from the Defense
Advanced Research Projects Agency (DARPA) Anti-Submarine Warfare Continuous Trail Advanced Research Projects Agency (DARPA) Anti-Submarine Warfare Continuous Trail
Unmanned Vessel (ACTUV), Office of Naval Research (ONR) Medium Displacement Unmanned Vessel (ACTUV), Office of Naval Research (ONR) Medium Displacement
Unmanned Surface Vehicle (MDUSV)/Sea Hunter (FY 2017 to FY 2021), and Office of Unmanned Surface Vehicle (MDUSV)/Sea Hunter (FY 2017 to FY 2021), and Office of
the Secretary of Defense Strategic Capabilities Office (OSD SCO) Ghost Fleet Overlord the Secretary of Defense Strategic Capabilities Office (OSD SCO) Ghost Fleet Overlord
Large USV experimentation effort (FY 2018 to FY 2021). The combination of fleet-ready Large USV experimentation effort (FY 2018 to FY 2021). The combination of fleet-ready
C2 solutions developed by the Ghost Fleet Overlord program and initial man-in-the-loop C2 solutions developed by the Ghost Fleet Overlord program and initial man-in-the-loop
or man-on-the-loop control will reduce the risk of fleet integration of unmanned surface or man-on-the-loop control will reduce the risk of fleet integration of unmanned surface

18 Department of Defense, “Contracts For July 29, 2022,” accessed August 29, 2022. See also Rich Abott, “Navy 18 Department of Defense, “Contracts For July 29, 2022,” accessed August 29, 2022. See also Rich Abott, “Navy
Continues Six LUSV Study Contracts,” Continues Six LUSV Study Contracts,” Defense Daily, August 5, 2022. , August 5, 2022.
19 This is a reference to Section 804 of the FY2016 National Defense Authorization Act (S. 1356/P.L. 114-92 of 19 This is a reference to Section 804 of the FY2016 National Defense Authorization Act (S. 1356/P.L. 114-92 of
November 25, 2015), which provided rapid prototyping authority. For more on this authority, see “Middle Tier November 25, 2015), which provided rapid prototyping authority. For more on this authority, see “Middle Tier
Acquisition (Section 804),” MITRE, undated, accessed May 11, 2022, at https://aida.mitre.org/middle-tier/; and Acquisition (Section 804),” MITRE, undated, accessed May 11, 2022, at https://aida.mitre.org/middle-tier/; and
“Acquisition Process, Middle Tier Acquisition (Section 804),” AcqNotes, updated February 13, 2022, accessed May “Acquisition Process, Middle Tier Acquisition (Section 804),” AcqNotes, updated February 13, 2022, accessed May
11, 2022, at http://acqnotes.com/acqnote/acquisitions/middle-tier-acquisitions. 11, 2022, at http://acqnotes.com/acqnote/acquisitions/middle-tier-acquisitions.
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vehicles and allow autonomy and payload technologies to develop in parallel with fielding vehicles and allow autonomy and payload technologies to develop in parallel with fielding
vehicles with standardized interfaces.20 vehicles with standardized interfaces.20
The Navy states further that The Navy states further that
MUSVs will be capable of weeks-long deployments and trans-oceanic transits, and operate MUSVs will be capable of weeks-long deployments and trans-oceanic transits, and operate
aggregated with Carrier Strike Groups (CSGs) and Surface Action Groups (SAGs), as well aggregated with Carrier Strike Groups (CSGs) and Surface Action Groups (SAGs), as well
as have the ability to deploy independently. The MUSV will be a key enabler of the Navy's as have the ability to deploy independently. The MUSV will be a key enabler of the Navy's
Distributed Maritime Operations (DMO) concept. Distributed Maritime Operations (DMO) concept.
In FY 2020, the Navy conducted a full and open competition for a MUSV prototype, In FY 2020, the Navy conducted a full and open competition for a MUSV prototype,
conducting source selection activities [during] Q1-Q3 [i.e., the first quarter to the third conducting source selection activities [during] Q1-Q3 [i.e., the first quarter to the third
quarter of] of FY20. In July 2020, the Navy announced they had awarded a Detail Design quarter of] of FY20. In July 2020, the Navy announced they had awarded a Detail Design
& Fabrication (DD&F) contract to L3 Harris for the delivery of the first MUSV prototype & Fabrication (DD&F) contract to L3 Harris for the delivery of the first MUSV prototype
for $35M. The contract contains options for up to 8 additional MUSVs (9 total) for a total for $35M. The contract contains options for up to 8 additional MUSVs (9 total) for a total
contract price of $281M. L3 Harris will be the system integrator, while also supplying the contract price of $281M. L3 Harris will be the system integrator, while also supplying the
autonomy and perception systems. Subcontractors Gibbs & Cox and Incat Crowther will autonomy and perception systems. Subcontractors Gibbs & Cox and Incat Crowther will
provide vessel design and modification services, while the vessel will be produced by provide vessel design and modification services, while the vessel will be produced by
Swiftships Shipyard. All work will be performed in various sites along the Louisiana Gulf Swiftships Shipyard. All work will be performed in various sites along the Louisiana Gulf
Coast.21 Coast.21
The Navy states further that The Navy states further that
MUSV has been designated as a Rapid Prototyping Program designation and follows a MUSV has been designated as a Rapid Prototyping Program designation and follows a
Middle Tier Acquisition approach per Section 804 of the Fiscal Year (FY) 2016 National Middle Tier Acquisition approach per Section 804 of the Fiscal Year (FY) 2016 National
Defense Authorization Act (NDAA), as amended in FY 2017 NDAA (codified at 10 U.S.C. Defense Authorization Act (NDAA), as amended in FY 2017 NDAA (codified at 10 U.S.C.
sub sec 2302 note). Required capabilities were codified in a Top Level Requirements sub sec 2302 note). Required capabilities were codified in a Top Level Requirements
(TLR) document approved by the OPNAV Director of Surface Warfare in FY 2019. While (TLR) document approved by the OPNAV Director of Surface Warfare in FY 2019. While
there are no MUSV funded [for procurement] in the FY 2024-FY 2028 FYDP, the structure there are no MUSV funded [for procurement] in the FY 2024-FY 2028 FYDP, the structure
of the contract awarded to L3 Harris in July 2020 allows for options to be added should of the contract awarded to L3 Harris in July 2020 allows for options to be added should
funding become available. Delivery of the initial [MUSV] prototype is planned in Q4 [i.e., funding become available. Delivery of the initial [MUSV] prototype is planned in Q4 [i.e.,
the fourth quarter of] FY 2024 followed by Developmental and Operational Testing. The the fourth quarter of] FY 2024 followed by Developmental and Operational Testing. The
prototyping efforts with the FY 2019 MUSV will inform procurement of additional MUSV prototyping efforts with the FY 2019 MUSV will inform procurement of additional MUSV
units and transition to an ACAT program with formalized requirements through a units and transition to an ACAT program with formalized requirements through a
Capability Development Document and procurement funding as part of a decision in future Capability Development Document and procurement funding as part of a decision in future
budgets.22 budgets.22
Contract Award
On July 13, 2020, the Navy announced that it had awarded “a $34,999,948 contract to L3[Harris] On July 13, 2020, the Navy announced that it had awarded “a $34,999,948 contract to L3[Harris]
Technologies, Inc. for the development of a single Medium Unmanned Surface Vehicle (MUSV) Technologies, Inc. for the development of a single Medium Unmanned Surface Vehicle (MUSV)
prototype, with options to procure up to eight additional MUSVs. The award follows a full and prototype, with options to procure up to eight additional MUSVs. The award follows a full and
open competitive procurement process. Funding is in place on this contract for the initial open competitive procurement process. Funding is in place on this contract for the initial
prototype. With all options exercised, the contract is valued at $281,435,446 if additional funding prototype. With all options exercised, the contract is valued at $281,435,446 if additional funding
is provided in future budget years.”23 The Navy reportedly stated that there were five competitors is provided in future budget years.”23 The Navy reportedly stated that there were five competitors

20 20 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1381 (PDF page 1449 of 1568). , March 2023, p. 1381 (PDF page 1449 of 1568).
21 21 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1383 (PDF page 1451 of 1568). , March 2023, p. 1383 (PDF page 1451 of 1568).
22 22 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1388 (PDF page 1456 of 1568). , March 2023, p. 1388 (PDF page 1456 of 1568).
23 PEO Unmanned and Small Combatants Public Affairs, “Navy Awards Contract for Medium Unmanned Surface 23 PEO Unmanned and Small Combatants Public Affairs, “Navy Awards Contract for Medium Unmanned Surface
Vehicle Prototype,” Naval Sea Systems Command, July 13, 2020. Vehicle Prototype,” Naval Sea Systems Command, July 13, 2020.
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for the contract, but did not identify the other four.24 for the contract, but did not identify the other four.24 Figure 6 shows a rendering of L3Harris’s shows a rendering of L3Harris’s
design concept. L3Harris states that design concept. L3Harris states that
will integrate the company’s ASView™ autonomy technology into a purpose-built 195- will integrate the company’s ASView™ autonomy technology into a purpose-built 195-
foot commercially derived vehicle from a facility along the Gulf Coast of Louisiana. The foot commercially derived vehicle from a facility along the Gulf Coast of Louisiana. The
MUSV will provide intelligence, surveillance and reconnaissance to the fleet while MUSV will provide intelligence, surveillance and reconnaissance to the fleet while
maneuvering autonomously and complying with international Collision Regulations, even maneuvering autonomously and complying with international Collision Regulations, even
in operational environments.… in operational environments.…
L3Harris will be the systems integrator and provide the mission autonomy and perception L3Harris will be the systems integrator and provide the mission autonomy and perception
technology as the prime contractor on the program. The program team includes Gibbs & technology as the prime contractor on the program. The program team includes Gibbs &
Cox and Incat Crowther who will provide the ship design and Swiftships will complete the Cox and Incat Crowther who will provide the ship design and Swiftships will complete the
construction of the vehicle.25 construction of the vehicle.25
Figure 6. Rendering of L3Harris Design Concept for MUSV

Source: L3Harris Technologies, “L3Harris Technologies Awarded Medium Unmanned Surface Vehicle Program L3Harris Technologies, “L3Harris Technologies Awarded Medium Unmanned Surface Vehicle Program
from US Navy,” August 18, 2020. See also Richard R. Burgess, “Navy’s Medium USV to Be Based on Commercial from US Navy,” August 18, 2020. See also Richard R. Burgess, “Navy’s Medium USV to Be Based on Commercial
Vehicle,” Vehicle,” Seapower, August 19, 2020. , August 19, 2020.
Press Reports
A January 12, 2023, press report states A January 12, 2023, press report states
The U.S. Navy is firming up plans for the Medium Unmanned Surface Vessel, after The U.S. Navy is firming up plans for the Medium Unmanned Surface Vessel, after
previously questioning the need or utility of the system.... previously questioning the need or utility of the system....
Chief of Naval Operations Adm. Mike Gilday previously [in April 2022] said Task Force Chief of Naval Operations Adm. Mike Gilday previously [in April 2022] said Task Force
59′s success using small USVs to sense the battlespace and create a common operating 59′s success using small USVs to sense the battlespace and create a common operating
picture for the U.S. Navy and its partners “has changed my thinking on the direction of picture for the U.S. Navy and its partners “has changed my thinking on the direction of
unmanned.” If small USVs can do this ISR mission more cheaply, he said, “it will cause unmanned.” If small USVs can do this ISR mission more cheaply, he said, “it will cause
us to consider numbers and what potential payloads they’re going to have” for medium us to consider numbers and what potential payloads they’re going to have” for medium
ones. ones.
After experimentation last year, including four medium and large USV prototypes After experimentation last year, including four medium and large USV prototypes
participating in the Rim of the Pacific exercise in Hawaii, Rear Adm. Fred Pyle, who leads participating in the Rim of the Pacific exercise in Hawaii, Rear Adm. Fred Pyle, who leads

24 Rich Abott, “L3Harris Wins $35 Million MUSV Prototype Contract,” 24 Rich Abott, “L3Harris Wins $35 Million MUSV Prototype Contract,” Defense Daily, July 13, 2020. See also Sam , July 13, 2020. See also Sam
LaGrone, “Navy Awards Contract for First Vessel In Its Family of Unmanned Surface Vehicles,” LaGrone, “Navy Awards Contract for First Vessel In Its Family of Unmanned Surface Vehicles,” USNI News, July 14 , July 14
(updated July 15), 2020; Paul McLeary, “Navy Inks Deal For New Unmanned Fleet,” (updated July 15), 2020; Paul McLeary, “Navy Inks Deal For New Unmanned Fleet,” Breaking Defense, July 13, 2020. , July 13, 2020.
25 L3Harris Technologies, “L3Harris Technologies Awarded Medium Unmanned Surface Vehicle Program from US 25 L3Harris Technologies, “L3Harris Technologies Awarded Medium Unmanned Surface Vehicle Program from US
Navy,” August 18, 2020. See also Audrey Decker, “First MUSV Platform Will Feature Broad Payload Area,” Navy,” August 18, 2020. See also Audrey Decker, “First MUSV Platform Will Feature Broad Payload Area,” Inside
Defense, January 20, 2022. January 20, 2022.
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surface warfare on the CNO’s staff, said “we are very excited about the prospects of what surface warfare on the CNO’s staff, said “we are very excited about the prospects of what
MUSV can bring.”... MUSV can bring.”...
He told Defense News on Jan. 11 at the annual Surface Navy Association conference that He told Defense News on Jan. 11 at the annual Surface Navy Association conference that
the MUSV conducting cyber, surveillance and targeting missions proved the MUSV conducting cyber, surveillance and targeting missions proved
“advantageous.”26 “advantageous.”26
An April 28, 2022, press report states An April 28, 2022, press report states
The Navy is rethinking its planned portfolio of unmanned surface vehicles following The Navy is rethinking its planned portfolio of unmanned surface vehicles following
testing of a variety of USVs in the Middle East, the service’s top officer said on testing of a variety of USVs in the Middle East, the service’s top officer said on
Thursday[April 28].... Thursday[April 28]....
On Thursday, Chief of Naval Operations Adm. Mike Gilday said the service might be On Thursday, Chief of Naval Operations Adm. Mike Gilday said the service might be
rethinking buying the MUSV after a series of exercises and experiments in U.S. 5th Fleet rethinking buying the MUSV after a series of exercises and experiments in U.S. 5th Fleet
with Combined Task Force 59, which stood up in September. with Combined Task Force 59, which stood up in September.
“I don’t know if we’ll have a medium unmanned or not. The stuff that [Vice Adm. Brad] “I don’t know if we’ll have a medium unmanned or not. The stuff that [Vice Adm. Brad]
Cooper’s doing right now with CTF [combined task force] 59—using small unmanned Cooper’s doing right now with CTF [combined task force] 59—using small unmanned
[vehicles] on the scene in the air to sense the environment … in order to yield a common [vehicles] on the scene in the air to sense the environment … in order to yield a common
operational picture for allies and partners, as well as 5th Fleet headquarters, has changed operational picture for allies and partners, as well as 5th Fleet headquarters, has changed
my thinking on the direction of unmanned,” Gilday said during a Thursday U.S. Naval my thinking on the direction of unmanned,” Gilday said during a Thursday U.S. Naval
Institute-CSIS Maritime Security Dialogue. Institute-CSIS Maritime Security Dialogue.
“We are learning so fast and fielding these capabilities out to the fleet, or potentially “We are learning so fast and fielding these capabilities out to the fleet, or potentially
fielding them quickly inside the [Future Years Defense Plan], we may be able to close fielding them quickly inside the [Future Years Defense Plan], we may be able to close
capability gaps with small expendable unmanned [vehicles] off of any platform,” Gilday capability gaps with small expendable unmanned [vehicles] off of any platform,” Gilday
said, “rather than thinking that we have to build, you know, a large [USV]. There may be said, “rather than thinking that we have to build, you know, a large [USV]. There may be
room for that. I’m not saying that we don’t need an MUSV. I’m saying it’ll cause us to room for that. I’m not saying that we don’t need an MUSV. I’m saying it’ll cause us to
consider numbers [of such platforms that may be needed].”... consider numbers [of such platforms that may be needed].”...
... the Navy might be able to get the sensor capability it wanted from MUSV through fused ... the Navy might be able to get the sensor capability it wanted from MUSV through fused
data from networked commercial systems to get an accurate maritime awareness picture data from networked commercial systems to get an accurate maritime awareness picture
more affordably. The 5th fleet started experimenting late last year with a 23-foot Saildrone more affordably. The 5th fleet started experimenting late last year with a 23-foot Saildrone
Explorer out of Jordan and MARTAC’s Mantas T12 USV out of Bahrain. Those ongoing Explorer out of Jordan and MARTAC’s Mantas T12 USV out of Bahrain. Those ongoing
deployments are continuing to refine the Navy’s concepts for unmanned systems.27 deployments are continuing to refine the Navy’s concepts for unmanned systems.27
Another April 28, 2022, press report similarly stated Another April 28, 2022, press report similarly stated
Chief of Naval Operations Adm. Michael Gilday today cast doubt on whether the Medium Chief of Naval Operations Adm. Michael Gilday today cast doubt on whether the Medium
Unmanned Surface Vessel will have a place in the service’s fleet in the near future, citing Unmanned Surface Vessel will have a place in the service’s fleet in the near future, citing
work done by US 5th Fleet as having “changed my thinking on the direction of unmanned” work done by US 5th Fleet as having “changed my thinking on the direction of unmanned”
ships. ships.
During a virtual event at the US Naval Institute and co-hosted by Center for Strategic and During a virtual event at the US Naval Institute and co-hosted by Center for Strategic and
International Studies, Gilday was discussing what platforms and capabilities the service is International Studies, Gilday was discussing what platforms and capabilities the service is
developing for the 2030s and beyond. developing for the 2030s and beyond.
“Flight III DDGs [destroyers] will pave the way” for surface fleet capabilities, he said. “Flight III DDGs [destroyers] will pave the way” for surface fleet capabilities, he said.
“2030 is when we’re looking at DDG(X)… By that time, I think we’ll be in a better place “2030 is when we’re looking at DDG(X)… By that time, I think we’ll be in a better place
with [the Large Unmanned Surface Vessel]. I don’t know if we’ll have a medium with [the Large Unmanned Surface Vessel]. I don’t know if we’ll have a medium
unmanned [surface vessel] or not.” unmanned [surface vessel] or not.”

26 Megan Eckstein, “US Navy More Certain of Role for Medium Surface Drones Following Tests,” 26 Megan Eckstein, “US Navy More Certain of Role for Medium Surface Drones Following Tests,” Defense News, ,
January 12, 2023. January 12, 2023.
See also Rich Abott, “Navy Experiments Put MUSVs On Firmer Setting,” See also Rich Abott, “Navy Experiments Put MUSVs On Firmer Setting,” Defense Daily, January 18, 2023. , January 18, 2023.
27 Sam LaGrone, “Navy Rethinking Medium Unmanned Surface Vehicle After Middle East Tests, Says CNO Gilday,” 27 Sam LaGrone, “Navy Rethinking Medium Unmanned Surface Vehicle After Middle East Tests, Says CNO Gilday,”
USNI News, April 28, 2022. , April 28, 2022.
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The Navy’s top admiral said the work done by Vice Adm. Brad Cooper, US 5th Fleet chief, The Navy’s top admiral said the work done by Vice Adm. Brad Cooper, US 5th Fleet chief,
has led him to believe the service may be able to “close capability gaps with small has led him to believe the service may be able to “close capability gaps with small
expendable unmanned” vessels off of any platform. Cooper leads Task Force 59, a special expendable unmanned” vessels off of any platform. Cooper leads Task Force 59, a special
panel inside the Navy, designed specifically to experiment with and test unmanned panel inside the Navy, designed specifically to experiment with and test unmanned
platforms. platforms.
Gilday followed those remarks with a hedge, however, suggesting the program’s fate is not Gilday followed those remarks with a hedge, however, suggesting the program’s fate is not
predetermined. predetermined.
“There may be room for [larger unmanned platforms],” he added. “I’m not saying we don’t “There may be room for [larger unmanned platforms],” he added. “I’m not saying we don’t
need an MUSV. I’m saying that it’ll cause us to consider numbers [of such platforms that need an MUSV. I’m saying that it’ll cause us to consider numbers [of such platforms that
may be needed] and what potential payloads they’re going to have.”28 may be needed] and what potential payloads they’re going to have.”28
XLUUV Program
Overview
The XLUUV program, also known as the Orca program, was established to address a Joint The XLUUV program, also known as the Orca program, was established to address a Joint
Emergent Operational Need (JEON). The Navy defines XLUUVs as UUVs with a diameter of Emergent Operational Need (JEON). The Navy defines XLUUVs as UUVs with a diameter of
more than 84 inches, meaning that XLUUVs are to be too large to be launched from a manned more than 84 inches, meaning that XLUUVs are to be too large to be launched from a manned
Navy submarine.29 Consequently, XLUUVs instead will transported to a forward operating port Navy submarine.29 Consequently, XLUUVs instead will transported to a forward operating port
and then launched from a pier. The Department of the Navy’s March 16, 2021, unmanned and then launched from a pier. The Department of the Navy’s March 16, 2021, unmanned
campaign framework document states that the XLUUV will be designed “to accommodate a campaign framework document states that the XLUUV will be designed “to accommodate a
variety of large payloads….”30 The Navy testified on March 18, 2021, that mines will be the variety of large payloads….”30 The Navy testified on March 18, 2021, that mines will be the
initial payload for XLUUVs.31 More specifically, the Navy wants to use XLUUVs to, among initial payload for XLUUVs.31 More specifically, the Navy wants to use XLUUVs to, among
other things, covertly deploy the Hammerhead mine, a planned mine that would be tethered to the other things, covertly deploy the Hammerhead mine, a planned mine that would be tethered to the
seabed and armed with an antisubmarine torpedo, broadly similar to the Navy’s Cold War-era seabed and armed with an antisubmarine torpedo, broadly similar to the Navy’s Cold War-era
CAPTOR (encapsulated torpedo) mine.32 CAPTOR (encapsulated torpedo) mine.32
The first five XLUUVs were funded in FY2019 through the Navy’s research and development The first five XLUUVs were funded in FY2019 through the Navy’s research and development
appropriation account. The Navy conducted a competition for the design of the XLUUV, and appropriation account. The Navy conducted a competition for the design of the XLUUV, and
announced on February 13, 2019, that it had selected Boeing to fabricate, test, and deliver the first announced on February 13, 2019, that it had selected Boeing to fabricate, test, and deliver the first
four Orca XLUUVs and associated support elements.33 (The other bidder was a team led by four Orca XLUUVs and associated support elements.33 (The other bidder was a team led by
Lockheed Martin.) On March 27, 2019, the Navy announced that the award to Boeing had been Lockheed Martin.) On March 27, 2019, the Navy announced that the award to Boeing had been
expanded to include the fifth Orca.34 An additional XLUUV test and training asset has also been expanded to include the fifth Orca.34 An additional XLUUV test and training asset has also been
procured. Boeing has partnered with the Technical Solutions division of Huntington Ingalls procured. Boeing has partnered with the Technical Solutions division of Huntington Ingalls

28 Justin Katz, “Gilday: ‘I Don’t Know’ If Navy’s Future Fleet Will Include Medium USVs,” 28 Justin Katz, “Gilday: ‘I Don’t Know’ If Navy’s Future Fleet Will Include Medium USVs,” Breaking Defense, April , April
28, 2022. See also Rich Abott, “CNO Unsure If Navy Will Need MUSVs, Explains Retiring Ground-Based Growlers,” 28, 2022. See also Rich Abott, “CNO Unsure If Navy Will Need MUSVs, Explains Retiring Ground-Based Growlers,”
Defense Daily, April 28, 2022. , April 28, 2022.
29 Navy submarines equipped with large-diameter vertical launch tubes can launch missiles or other payloads with 29 Navy submarines equipped with large-diameter vertical launch tubes can launch missiles or other payloads with
diameters of up to about 83 inches. diameters of up to about 83 inches.
30 Department of the Navy, 30 Department of the Navy, Department of the Navy Unmanned Campaign Framework, March 16, 2021, p. 16. , March 16, 2021, p. 16.
31 Richard R. Burgess, “Navy’s Orca XLUUV to Have Mine-Laying Mission, Adm. Kilby Says,” 31 Richard R. Burgess, “Navy’s Orca XLUUV to Have Mine-Laying Mission, Adm. Kilby Says,” Seapower, March 18, , March 18,
2021. 2021.
32 For a discussion of the Hammerhead mine, see, for example, David Hambling, “With Hammerhead Mine, U.S. Navy 32 For a discussion of the Hammerhead mine, see, for example, David Hambling, “With Hammerhead Mine, U.S. Navy
Plots New Style Of Warfare To Tip Balance In South China Sea,” Plots New Style Of Warfare To Tip Balance In South China Sea,” Forbes, October 22, 2020. See also Kyle Mizokami, , October 22, 2020. See also Kyle Mizokami,
“The Navy’s ‘Ghost Fleet’ of Robo-Subs Will Drop Deadly Surprises for Enemies,” “The Navy’s ‘Ghost Fleet’ of Robo-Subs Will Drop Deadly Surprises for Enemies,” Popular Mechanics, June 2, 2022; , June 2, 2022;
Rich Abott, “Navy Orca XLUUV To Carry 34-Foot Payload Module, Buying 6th Test Vessel,” Rich Abott, “Navy Orca XLUUV To Carry 34-Foot Payload Module, Buying 6th Test Vessel,” Defense Daily, May 31, , May 31,
2022; Dan Parsons, “Navy’s 85-Foot Orca Unmanned Submarine Will Be A Minelayer First,” 2022; Dan Parsons, “Navy’s 85-Foot Orca Unmanned Submarine Will Be A Minelayer First,” The Drive, May 27, , May 27,
21022; Audrey Decker, “Navy’s XLUUV Will Fill ‘Specific Mission’ in INDOPACOM,” 21022; Audrey Decker, “Navy’s XLUUV Will Fill ‘Specific Mission’ in INDOPACOM,” Inside Defense, November , November
22, 2021. 22, 2021.
33 Department of Defense, 33 Department of Defense, Contracts for Feb. 13, 2019. .
34 Department of Defense, 34 Department of Defense, Contracts for March 27, 2019. .
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Industries (HII) to build Orca XLUUVs.35 (Another division of HII—Newport News Industries (HII) to build Orca XLUUVs.35 (Another division of HII—Newport News
Shipbuilding (NNS) of Newport News, VA—is one of the Navy’s two submarine builders.) Shipbuilding (NNS) of Newport News, VA—is one of the Navy’s two submarine builders.)
The Navy’s FY2024 budget submission programs the procurement of additional XLUUVs The Navy’s FY2024 budget submission programs the procurement of additional XLUUVs
through the Other Procurement, Navy (OPN) account, with the one XLUUV to be procured in through the Other Procurement, Navy (OPN) account, with the one XLUUV to be procured in
FY2026 at a cost of $113.3 million, another one in FY2027 at a cost of $115.6 million, and FY2026 at a cost of $113.3 million, another one in FY2027 at a cost of $115.6 million, and
another one in FY2028 at a cost of $117.9 million.36 another one in FY2028 at a cost of $117.9 million.36
Navy Description
The Navy states that The Navy states that
The Orca Extra Large Unmanned Undersea Vehicle (XLUUV) is the Navy's Extra Large The Orca Extra Large Unmanned Undersea Vehicle (XLUUV) is the Navy's Extra Large
UUV effort as part of the Family of UUVs. The Orca XLUUV effort is established to UUV effort as part of the Family of UUVs. The Orca XLUUV effort is established to
address a Joint Emergent Operational Need (JEON). Orca XLUUV is a multi-phased address a Joint Emergent Operational Need (JEON). Orca XLUUV is a multi-phased
accelerated acquisition effort to rapidly deliver capability to the Fleet. Phase 1 was a accelerated acquisition effort to rapidly deliver capability to the Fleet. Phase 1 was a
competitively sourced design effort. Phase 2 down selected to one of the Phase 1 vendors competitively sourced design effort. Phase 2 down selected to one of the Phase 1 vendors
in FY 2019 for fabrication and testing of the vehicle and support elements. Testing and in FY 2019 for fabrication and testing of the vehicle and support elements. Testing and
delivery of the vehicles and support elements has been delayed to FY23-24 due to delivery of the vehicles and support elements has been delayed to FY23-24 due to
contractor challenges and supplier issues. The Navy is working with Boeing to mitigate contractor challenges and supplier issues. The Navy is working with Boeing to mitigate
schedule delays and execute risk reduction testing beginning in FY23 through the addition schedule delays and execute risk reduction testing beginning in FY23 through the addition
of a designated test and training asset (Vehicle 0). The Navy is updating facilities at the of a designated test and training asset (Vehicle 0). The Navy is updating facilities at the
Naval Base Ventura County site for testing, training, and work-ups, in coordination with Naval Base Ventura County site for testing, training, and work-ups, in coordination with
large unmanned surface vessel testing for cost efficiencies. Fabrication awards of large unmanned surface vessel testing for cost efficiencies. Fabrication awards of
additional Orca XLUUV systems are planned for FY26 and out, gradually ramping up additional Orca XLUUV systems are planned for FY26 and out, gradually ramping up
quantities in future fiscal years, depending on the progress from the first five systems. quantities in future fiscal years, depending on the progress from the first five systems.
XLUUV will have a modular payload bay, with defined interfaces that current and future XLUUV will have a modular payload bay, with defined interfaces that current and future
payloads must adhere to for employment from the vehicle. The Orca XLUUV effort will payloads must adhere to for employment from the vehicle. The Orca XLUUV effort will
integrate the currently required payload, and potential future payloads will be developed, integrate the currently required payload, and potential future payloads will be developed,
evaluated, and preliminarily integrated leveraging the Core Technologies Program Element evaluated, and preliminarily integrated leveraging the Core Technologies Program Element
0604029N. Additional XLUUV technologies/capabilities risk reduction will occur in 0604029N. Additional XLUUV technologies/capabilities risk reduction will occur in
parallel, leveraging the competitive Industrial base.37 parallel, leveraging the competitive Industrial base.37
The Navy states further that The Navy states further that
Orca XLUUV is a multi-phased accelerated acquisition effort using USC Sec. 2358 Orca XLUUV is a multi-phased accelerated acquisition effort using USC Sec. 2358
authorities to rapidly deliver capability to the Fleet. Phase 1 was a competitively sourced authorities to rapidly deliver capability to the Fleet. Phase 1 was a competitively sourced
design effort. Two design contracts were awarded to Industry in FY 2017. Phase 2 design effort. Two design contracts were awarded to Industry in FY 2017. Phase 2
commenced with a down select in FY 2019 to one of the Phase 1 vendors for fabrication commenced with a down select in FY 2019 to one of the Phase 1 vendors for fabrication
and testing of the vehicle and support elements. Five (5) Orca XLUUV operationally and testing of the vehicle and support elements. Five (5) Orca XLUUV operationally
relevant prototype systems (vehicles, mobile C2 equipment, and support equipment) are relevant prototype systems (vehicles, mobile C2 equipment, and support equipment) are
being fabricated for demonstration and use by the Fleet. An additional test and training being fabricated for demonstration and use by the Fleet. An additional test and training
asset (Vehicle 0) will be delivered to support early learning, prototyping, and in-water risk asset (Vehicle 0) will be delivered to support early learning, prototyping, and in-water risk
reduction testing. Additional XLUUV technologies/capabilities risk reduction will occur reduction testing. Additional XLUUV technologies/capabilities risk reduction will occur
in parallel, leveraging the competitive Industrial base. Fabrication and award of additional in parallel, leveraging the competitive Industrial base. Fabrication and award of additional
Orca XLUUV systems is planned to be no earlier than FY26. Transition to an Acquisition Orca XLUUV systems is planned to be no earlier than FY26. Transition to an Acquisition
Category (ACAT) Program and production may occur as early as FY26, pending successful Category (ACAT) Program and production may occur as early as FY26, pending successful
completion of Government testing. XLUUV will have a modular payload bay with defined completion of Government testing. XLUUV will have a modular payload bay with defined
interfaces that current and future payloads must adhere to for employment from the vehicle. interfaces that current and future payloads must adhere to for employment from the vehicle.

35 See, for example, Hugh Lessig, “Shipbuilder Lends a Hand with Rise of Robot Submarines,” 35 See, for example, Hugh Lessig, “Shipbuilder Lends a Hand with Rise of Robot Submarines,” Defense News, May 26, , May 26,
2019. 2019.
36 36 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1278 (PDF page 1346 of 1568). , March 2023, p. 1278 (PDF page 1346 of 1568).
37 37 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1273 (PDF page 1341 of 1568). , March 2023, p. 1273 (PDF page 1341 of 1568).
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link to page 23 link to page 23 link to page 24 link to page 23 link to page 23 link to page 24 Navy Large Unmanned Surface and Undersea Vehicles

The Hammerhead payload is the next payload for integration with Orca XLUUV. Other The Hammerhead payload is the next payload for integration with Orca XLUUV. Other
potential future payloads, advanced energy solutions, and enhanced autonomy and potential future payloads, advanced energy solutions, and enhanced autonomy and
command and control will be developed and evaluated under the Core Technologies PE command and control will be developed and evaluated under the Core Technologies PE
0604029N, and/or by other Science and technology organizations, and integrated into Orca 0604029N, and/or by other Science and technology organizations, and integrated into Orca
XLUUV when ready. The Navy is concurrently updating facilities at the Naval Base XLUUV when ready. The Navy is concurrently updating facilities at the Naval Base
Ventura County site for XLUUV testing, training, and work-ups, in coordination with large Ventura County site for XLUUV testing, training, and work-ups, in coordination with large
unmanned surface vessel testing for cost efficiencies. In parallel, the Navy is working unmanned surface vessel testing for cost efficiencies. In parallel, the Navy is working
through the process to establish future far-forward basing locations. Following successful through the process to establish future far-forward basing locations. Following successful
Government testing, training, and work-ups at the Naval Base Ventura County site, the Government testing, training, and work-ups at the Naval Base Ventura County site, the
Navy will establish in-theater forward operational capability.38 Navy will establish in-theater forward operational capability.38
Boeing Echo Voyager
Boeing’s Orca XLUUV design will be informed by (but will differ in certain respects from) the Boeing’s Orca XLUUV design will be informed by (but will differ in certain respects from) the
design of Boeing’s Echo Voyager UUV design of Boeing’s Echo Voyager UUV (Figure 7, Figure 8, and Figure 9).39 Echo Voyager is .39 Echo Voyager is
roughly the size of a subway car—it is 51 feet long and has a rectangular cross section of 8.5 feet roughly the size of a subway car—it is 51 feet long and has a rectangular cross section of 8.5 feet
by 8.5 feet, a weight in the air of 50 tons, and a range of up to 6,500 nautical miles. It can by 8.5 feet, a weight in the air of 50 tons, and a range of up to 6,500 nautical miles. It can
accommodate a modular payload section up to 34 feet in length, increasing its length to as much accommodate a modular payload section up to 34 feet in length, increasing its length to as much
as 85 feet. A 34-foot modular payload section provides about 2,000 cubic feet of internal payload as 85 feet. A 34-foot modular payload section provides about 2,000 cubic feet of internal payload
volume; a shorter (14-foot) section provides about 900 cubic feet. Echo Voyager can also volume; a shorter (14-foot) section provides about 900 cubic feet. Echo Voyager can also
accommodate external payloads.40 The Navy states that the XLUUV accommodate external payloads.40 The Navy states that the XLUUV
is based off Boeing’s Echo Voyager, but incorporates significant changes to support is based off Boeing’s Echo Voyager, but incorporates significant changes to support
military mission requirements. This has resulted in challenges in establishing the military mission requirements. This has resulted in challenges in establishing the
manufacturing process, building up the industrial base, and aligning material purchases to manufacturing process, building up the industrial base, and aligning material purchases to
produce the first group of prototype vehicles. Orca represents the leading edge of produce the first group of prototype vehicles. Orca represents the leading edge of
autonomous maritime vehicle technology and will have extended range and a autonomous maritime vehicle technology and will have extended range and a
reconfigurable, modular payload bay to support multiple payloads and a variety of reconfigurable, modular payload bay to support multiple payloads and a variety of
missions.41 missions.41

38 38 Department of Defense, Fiscal Year (FY) 2024 Budget Estimates, Navy, Justification Book Volume 2 of 5, Research,
Development, Test & Evaluation, Navy, March 2023, p. 1278 (PDF page 1346 of 1568). , March 2023, p. 1278 (PDF page 1346 of 1568).
39 See, for example, Hugh Lessig, “Shipbuilder Lends a Hand with Rise of Robot Submarines,” 39 See, for example, Hugh Lessig, “Shipbuilder Lends a Hand with Rise of Robot Submarines,” Defense News, May 26, , May 26,
2019. 2019.
40 Source: Boeing product sheet on Echo Voyager, accessed May 31, 2019, at https://www.boeing.com/resources/ 40 Source: Boeing product sheet on Echo Voyager, accessed May 31, 2019, at https://www.boeing.com/resources/
boeingdotcom/defense/autonomous-systems/echo-voyager/echo_voyager_product_sheet.pdf. boeingdotcom/defense/autonomous-systems/echo-voyager/echo_voyager_product_sheet.pdf.
41 Statement of Fredrick J. Stefany, Acting Assistant Secretary of the Navy for Research, Development and Acquisition 41 Statement of Fredrick J. Stefany, Acting Assistant Secretary of the Navy for Research, Development and Acquisition
(ASN [RD&A]) and Vice Admiral James W. Kilby, Deputy Chief of Naval Operations for Warfare Systems and (ASN [RD&A]) and Vice Admiral James W. Kilby, Deputy Chief of Naval Operations for Warfare Systems and
Lieutenant General Eric M. Smith, Deputy Commandant Combat Development and Integration & Commanding Lieutenant General Eric M. Smith, Deputy Commandant Combat Development and Integration & Commanding
General, Marine Corps Combat Development Command, before the House Armed Services Committee Subcommittee General, Marine Corps Combat Development Command, before the House Armed Services Committee Subcommittee
on Seapower and Projection Forces, on Department of the Navy Unmanned Systems, March 18, 2021, p. 12. on Seapower and Projection Forces, on Department of the Navy Unmanned Systems, March 18, 2021, p. 12.
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Figure 7. Boeing Echo Voyager UUV

Source: Boeing photograph posted at https://www.boeing.com/defense/autonomous-systems/echo-voyager/Boeing photograph posted at https://www.boeing.com/defense/autonomous-systems/echo-voyager/
index.page#/gallery. index.page#/gallery.
Figure 8. Boeing Echo Voyager UUV

Source: Boeing photograph posted at https://www.boeing.com/defense/autonomous-systems/echo-voyager/Boeing photograph posted at https://www.boeing.com/defense/autonomous-systems/echo-voyager/
index.page#/gallery. index.page#/gallery.
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Figure 9. Boeing Echo Voyager UUV

Source: Navy briefing entitled “Unmanned Maritime Systems,” Howard Berkof, Deputy Program Manager, Navy briefing entitled “Unmanned Maritime Systems,” Howard Berkof, Deputy Program Manager,
Unmanned Maritime Systems, PMS 406, Distribution A: Approved for public release; distribution unlimited, Unmanned Maritime Systems, PMS 406, Distribution A: Approved for public release; distribution unlimited,
October 23, 2019, slide 5. October 23, 2019, slide 5.
An April 4, 2023, press report stated: An April 4, 2023, press report stated:
The Navy in March [began] underwater besting of its first extra-large unmanned The Navy in March [began] underwater besting of its first extra-large unmanned
underwater vehicle (XLUUV), which will help reduce risk on the first five prototype underwater vehicle (XLUUV), which will help reduce risk on the first five prototype
vessels, a Navy official said on Tuesday [April 4]. vessels, a Navy official said on Tuesday [April 4].
“Initial results are good,” Capt. Scott Searles, program manager of the Unmanned Maritime “Initial results are good,” Capt. Scott Searles, program manager of the Unmanned Maritime
Systems Program Office within the Program Executive Office for Unmanned and Small Systems Program Office within the Program Executive Office for Unmanned and Small
Combatants, said during the Navy League’s Sea-Air-Space conference here [National Combatants, said during the Navy League’s Sea-Air-Space conference here [National
Harbor, MD].42 Harbor, MD].42
Issues for Congress
The Navy’s proposals for developing and procuring the large UVs covered in this report pose a The Navy’s proposals for developing and procuring the large UVs covered in this report pose a
number of oversight issues for Congress, including those discussed below. number of oversight issues for Congress, including those discussed below.
Analytical Basis for Fleet Architecture Including Large UVs
One potential oversight issue for Congress concerns the analytical basis for the Navy’s desire to One potential oversight issue for Congress concerns the analytical basis for the Navy’s desire to
shift to a more distributed fleet architecture that includes large UVs. Potential oversight questions shift to a more distributed fleet architecture that includes large UVs. Potential oversight questions
for Congress include the following: for Congress include the following:
• What analyses led to the Navy’s decision to shift toward a more distributed • What analyses led to the Navy’s decision to shift toward a more distributed
architecture that includes large UVs? architecture that includes large UVs?
• What did these analyses reveal about the comparative costs, capabilities, and • What did these analyses reveal about the comparative costs, capabilities, and
risks of more distributed architectures that do not include large UVs? risks of more distributed architectures that do not include large UVs?
• How well developed and tested are the operational concepts associated with the • How well developed and tested are the operational concepts associated with the
various options for more distributed architectures that have been analyzed? various options for more distributed architectures that have been analyzed?

42 Cal Biesecker, “Navy Begins Underwater Testing Of First Orca XLUUV,” 42 Cal Biesecker, “Navy Begins Underwater Testing Of First Orca XLUUV,” Defense Daily, April 4, 2023. See also , April 4, 2023. See also
Laura Heckmann, “Navy’s First ‘Extra’ Large Unmanned Sub to Go Underwater ‘Very Soon,’” Laura Heckmann, “Navy’s First ‘Extra’ Large Unmanned Sub to Go Underwater ‘Very Soon,’” National Defense, ,
January 30, 2023. January 30, 2023.
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As discussed earlier, the Navy conducted an analysis of alternatives (AOA), to compare the cost- As discussed earlier, the Navy conducted an analysis of alternatives (AOA), to compare the cost-
effectiveness of the LUSV to a range of alternative surface platforms, including modified naval effectiveness of the LUSV to a range of alternative surface platforms, including modified naval
vessel designs such as amphibious ships, expeditionary fast transport (EPF) ships, and vessel designs such as amphibious ships, expeditionary fast transport (EPF) ships, and
expeditionary sea base (ESB) ships, modified commercial vessel designs such as container ships expeditionary sea base (ESB) ships, modified commercial vessel designs such as container ships
and bulk carriers, new naval vessel designs, and new commercial vessel designs. and bulk carriers, new naval vessel designs, and new commercial vessel designs.
Concept of Operations (CONOPS)
Overview
Another potential oversight issue for Congress concerns the Navy’s concept of operations Another potential oversight issue for Congress concerns the Navy’s concept of operations
(CONOPS) for these large UVs, meaning the Navy’s understanding at a detailed level of how it (CONOPS) for these large UVs, meaning the Navy’s understanding at a detailed level of how it
will operate and support these UVs in conjunction with manned Navy ships in both combat will operate and support these UVs in conjunction with manned Navy ships in both combat
operations and at other times, and consequently how, exactly, these UVs will fit into the Navy’s operations and at other times, and consequently how, exactly, these UVs will fit into the Navy’s
overall force structure and operations. overall force structure and operations.
December 2021 Blog Posts
Some observers have raised questions regarding the Navy’s CONOPs for operating and Some observers have raised questions regarding the Navy’s CONOPs for operating and
supporting large UVs, particularly large USVs. A December 10, 2021, blog post, for example, supporting large UVs, particularly large USVs. A December 10, 2021, blog post, for example,
states states
The U.S. Navy is moving forward with its plans for a more distributed fleet in which The U.S. Navy is moving forward with its plans for a more distributed fleet in which
intelligent unmanned or autonomous platforms will play a significant role. Unfortunately, intelligent unmanned or autonomous platforms will play a significant role. Unfortunately,
many of the details about these novel systems are left to the imagination—often a poor many of the details about these novel systems are left to the imagination—often a poor
substitute for filling in the blanks. It may be that the blanks cannot be satisfactorily filled substitute for filling in the blanks. It may be that the blanks cannot be satisfactorily filled
when describing the infrastructure for sustaining these unmanned systems. Rightly or when describing the infrastructure for sustaining these unmanned systems. Rightly or
wrongly, the Navy focuses most of its discussion on the direct offensive contributions of wrongly, the Navy focuses most of its discussion on the direct offensive contributions of
unmanned systems for combat with major powers on warfighting impact and metrics such unmanned systems for combat with major powers on warfighting impact and metrics such
as effects on targets, capacity, and tempo. Less discussion focuses on the indirect as effects on targets, capacity, and tempo. Less discussion focuses on the indirect
sustainment tasks.... sustainment tasks....
Our concern ... is with offboard air, surface, and subsurface unmanned vehicles that will Our concern ... is with offboard air, surface, and subsurface unmanned vehicles that will
operate with some degree of autonomy. It matters logistically whether these offboard operate with some degree of autonomy. It matters logistically whether these offboard
systems are expendable or recoverable because recoverable systems must not only be systems are expendable or recoverable because recoverable systems must not only be
launched, but also retrieved, refueled (or recharged), and maintained during the potentially launched, but also retrieved, refueled (or recharged), and maintained during the potentially
long pre-combat period.... long pre-combat period....
... most of the Navy’s discussions are couched in terms of operations after bullets have ... most of the Navy’s discussions are couched in terms of operations after bullets have
started flying, omitting details about what happens during the days, weeks, and months started flying, omitting details about what happens during the days, weeks, and months
before combat begins. Because of that, there is little discussion of the infrastructure to before combat begins. Because of that, there is little discussion of the infrastructure to
support those pre-combat operations—infrastructure that would seem to include support those pre-combat operations—infrastructure that would seem to include
“motherships” and overseas land support bases for the unmanned systems if the Navy is “motherships” and overseas land support bases for the unmanned systems if the Navy is
employing tens to hundreds of these systems. Explanations from the Navy as to how this employing tens to hundreds of these systems. Explanations from the Navy as to how this
will happen are sparse, and one might be excused for thinking there is no significant cost will happen are sparse, and one might be excused for thinking there is no significant cost
or preparation required at all. or preparation required at all.
This leads to a fundamental tradeoff without a good solution. If the Navy wants to develop This leads to a fundamental tradeoff without a good solution. If the Navy wants to develop
small quantities of intelligent, precision offensive unmanned systems, then those systems small quantities of intelligent, precision offensive unmanned systems, then those systems
should be regarded as valuable and require their own (costly) defensive measures. should be regarded as valuable and require their own (costly) defensive measures.
Otherwise they become effectively expendable. Conversely, if the Navy wants to Otherwise they become effectively expendable. Conversely, if the Navy wants to
emphasize quantity over quality with inexpensive mass (such as “swarms”), it needs to emphasize quantity over quality with inexpensive mass (such as “swarms”), it needs to
recognize that there is great advantage to the side that owns the nearby land where even recognize that there is great advantage to the side that owns the nearby land where even
larger quantities of such unmanned systems can be generated. In swarm warfare, quantity larger quantities of such unmanned systems can be generated. In swarm warfare, quantity
trumps quality. Either way, there is an infrastructure tail that cannot be ignored.... trumps quality. Either way, there is an infrastructure tail that cannot be ignored....
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The Navy can sustain small numbers of unmanned systems today. If that is the future that The Navy can sustain small numbers of unmanned systems today. If that is the future that
the Navy envisions, with only small quantities of systems that may be superb in quality the Navy envisions, with only small quantities of systems that may be superb in quality
and capability, it should say so. But the illusion created by the Navy’s strategy, whether and capability, it should say so. But the illusion created by the Navy’s strategy, whether
intentional or not, is that the number of offboard unmanned systems in use will not be intentional or not, is that the number of offboard unmanned systems in use will not be
small. Furthermore, unless the offboard systems have exceedingly long range and small. Furthermore, unless the offboard systems have exceedingly long range and
endurance, launching and recovering them must be done with some proximity to their endurance, launching and recovering them must be done with some proximity to their
operational locations, presumably at risk of attack from the adversary. operational locations, presumably at risk of attack from the adversary.
This begs the question: What part of the Navy force structure and budget will be used for This begs the question: What part of the Navy force structure and budget will be used for
large-scale sustainment of unmanned systems at sea? There are some possibilities, but none large-scale sustainment of unmanned systems at sea? There are some possibilities, but none
look particularly attractive.... look particularly attractive....
Unmanned or autonomous platforms have some roles to play (especially in surveillance Unmanned or autonomous platforms have some roles to play (especially in surveillance
and reconnaissance), but the quantities that are required for naval operations must be and reconnaissance), but the quantities that are required for naval operations must be
married with a sustainment plan—and maybe a shipbuilding plan—to support that level of married with a sustainment plan—and maybe a shipbuilding plan—to support that level of
operations both during combat and in the days, weeks, and months before combat operations both during combat and in the days, weeks, and months before combat
operations ratchet up. A meaningful concept of operations must address this.43 operations ratchet up. A meaningful concept of operations must address this.43
A December 28, 2021, blog post states A December 28, 2021, blog post states
Two subjects are nearly inescapable in commentary about the U.S. Navy today. The first Two subjects are nearly inescapable in commentary about the U.S. Navy today. The first
is the much-maligned, 15-year saga of the littoral combat ship (LCS), which has provided is the much-maligned, 15-year saga of the littoral combat ship (LCS), which has provided
an unfortunate case study for interest group capture, misalignment of ends and means, cost an unfortunate case study for interest group capture, misalignment of ends and means, cost
overruns, and engineering failures. overruns, and engineering failures.
The second subject is more hopeful: proposals for unmanned surface vessels that will The second subject is more hopeful: proposals for unmanned surface vessels that will
deliver cost savings and increase the size of the fleet.... deliver cost savings and increase the size of the fleet....
Very little commentary, however, explicitly connects the two subjects. This is unfortunate Very little commentary, however, explicitly connects the two subjects. This is unfortunate
because, while the LCS is not unmanned, it is further on the unmanned spectrum than any because, while the LCS is not unmanned, it is further on the unmanned spectrum than any
other U.S. Navy vessel in operational use, making it the closest real-world test case for other U.S. Navy vessel in operational use, making it the closest real-world test case for
future surface fleet architecture.... future surface fleet architecture....
... replacing sailors [on the LCS] with technology reduced maintenance at the operator ... replacing sailors [on the LCS] with technology reduced maintenance at the operator
level, but increased it at the regional maintenance center and original equipment level, but increased it at the regional maintenance center and original equipment
manufacturer levels. This raised costs overall, meaning fewer platforms could be manufacturer levels. This raised costs overall, meaning fewer platforms could be
purchased. Second, minimal manning made platforms less resilient. Fewer sailors meant purchased. Second, minimal manning made platforms less resilient. Fewer sailors meant
fewer problems spotted, and less capacity to fix them while underway. Hence, if fielded in fewer problems spotted, and less capacity to fix them while underway. Hence, if fielded in
anything approximating combat conditions, the LCS would not remain effective for long. anything approximating combat conditions, the LCS would not remain effective for long.
We argue that these two challenges are as—if not more—likely to occur on unmanned We argue that these two challenges are as—if not more—likely to occur on unmanned
ships as they did on minimally manned ones.... ships as they did on minimally manned ones....
Through direct experience operating their equipment while underway, LCS sailors have Through direct experience operating their equipment while underway, LCS sailors have
developed “tribal knowledge” of their systems. They have also acquired onsite knowledge developed “tribal knowledge” of their systems. They have also acquired onsite knowledge
by observing contractors and regional maintenance center engineers. As sailors transition by observing contractors and regional maintenance center engineers. As sailors transition
to shore tours at regional maintenance facilities and training groups, designing programs to shore tours at regional maintenance facilities and training groups, designing programs
to train the next generation of LCS sailors, the Navy achieves some self-sufficiency, an to train the next generation of LCS sailors, the Navy achieves some self-sufficiency, an
experiential economy of scale that can help recoup the costs of overreliance on original experiential economy of scale that can help recoup the costs of overreliance on original
equipment manufacturers and contractors. equipment manufacturers and contractors.
Yet it is difficult to see how this optimistic scenario could occur with fully unmanned Yet it is difficult to see how this optimistic scenario could occur with fully unmanned
platforms. First, with no sailors aboard, the underway experimentation and practice that platforms. First, with no sailors aboard, the underway experimentation and practice that
produced tribal knowledge in the LCS case can’t happen. Nor will sailors be present to produced tribal knowledge in the LCS case can’t happen. Nor will sailors be present to
observe and learn from contractors who repair equipment. Without the economy of scale observe and learn from contractors who repair equipment. Without the economy of scale

43 Gregory V. Cox, “The U.S. Navy’s Plans for Unmanned and Autonomous Systems Leave Too Much Unexplained,” 43 Gregory V. Cox, “The U.S. Navy’s Plans for Unmanned and Autonomous Systems Leave Too Much Unexplained,”
War on the Rocks, December 10, 2021. , December 10, 2021.
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that began developing in the LCS case, maintenance costs will remain beholden to third- that began developing in the LCS case, maintenance costs will remain beholden to third-
party contractors. party contractors.
Second, while contractors can fly out to a manned platform that is underway, they cannot Second, while contractors can fly out to a manned platform that is underway, they cannot
do so for an unmanned vessel. Without accommodations and life-support systems, do so for an unmanned vessel. Without accommodations and life-support systems,
unmanned vessels will have to return to port for repairs, or else be sustained at sea and in unmanned vessels will have to return to port for repairs, or else be sustained at sea and in
theater by amphibious ships, submarines, or expeditionary sea bases.... theater by amphibious ships, submarines, or expeditionary sea bases....
The minimal-manning construct of the LCS undermined its utility for distributed maritime The minimal-manning construct of the LCS undermined its utility for distributed maritime
operations in two ways. First, removing humans from the ship placed higher demands on operations in two ways. First, removing humans from the ship placed higher demands on
contractor support. This drove up production and life-cycle costs, driving down the contractor support. This drove up production and life-cycle costs, driving down the
quantity of platforms that could be purchased. Second, the platform’s minimal manning quantity of platforms that could be purchased. Second, the platform’s minimal manning
made it less resilient to routine wear and tear, and consequently, the Navy both made it less resilient to routine wear and tear, and consequently, the Navy both
decommissioned four LCS hulls early and had to withdraw others from routine operations decommissioned four LCS hulls early and had to withdraw others from routine operations
repeatedly to conduct repairs. We conclude with three recommendations to help future repeatedly to conduct repairs. We conclude with three recommendations to help future
unmanned surface vessels avoid a similar fate. unmanned surface vessels avoid a similar fate.
First, unmanned system development requires a different approach to project management First, unmanned system development requires a different approach to project management
than was used for the LCS.... than was used for the LCS....
... unlike with the LCS, where adding personnel to the original manning concept helped ... unlike with the LCS, where adding personnel to the original manning concept helped
resolve failed integration points, fully unmanned platforms will lack this backstop. As a resolve failed integration points, fully unmanned platforms will lack this backstop. As a
result, there is an even higher premium on ensuring that the integration points of the ship’s result, there is an even higher premium on ensuring that the integration points of the ship’s
networks and mechanical systems function properly before widespread fielding. Agile networks and mechanical systems function properly before widespread fielding. Agile
project management, a development style based on shorter timelines and multiple delivery project management, a development style based on shorter timelines and multiple delivery
dates, might help address the issue. The Navy’s program executive office, Integrated dates, might help address the issue. The Navy’s program executive office, Integrated
Warfare Systems, is currently working to incorporate agile continuous delivery processes. Warfare Systems, is currently working to incorporate agile continuous delivery processes.
In this approach, the product timeline is less definitive, changes to the product are frequent In this approach, the product timeline is less definitive, changes to the product are frequent
and expected, and the end user helps guide each iteration. The shipbuilding version of this and expected, and the end user helps guide each iteration. The shipbuilding version of this
would include the use of land-based testing sites, as it will for the Navy’s new would include the use of land-based testing sites, as it will for the Navy’s new
Constellation-class frigate....44 Constellation-class frigate....44
Second, even with perfect equipment, unmanned vessels will face attacks with a Second, even with perfect equipment, unmanned vessels will face attacks with a
redundancy chain that is always one link shorter than it would be with sailors present.... redundancy chain that is always one link shorter than it would be with sailors present....
With a distributed fleet architecture, the Navy should only use unmanned vessels for those With a distributed fleet architecture, the Navy should only use unmanned vessels for those
mission areas where the ability to survive the first few salvos matters little to the extended mission areas where the ability to survive the first few salvos matters little to the extended
fight. fight.
Third, while purchasing and fielding a great number of vessels is necessary for distributed Third, while purchasing and fielding a great number of vessels is necessary for distributed
maritime operations, so is preventing them all from being sunk outright. Unmanned vessels maritime operations, so is preventing them all from being sunk outright. Unmanned vessels
should not be considered expendable if they are expected to provide quantity, so some should not be considered expendable if they are expected to provide quantity, so some
proportion of them will have to be repaired in combat conditions.... This suggests that, if proportion of them will have to be repaired in combat conditions.... This suggests that, if
future fleet architecture depends heavily on unmanned vessels, the Navy will eventually future fleet architecture depends heavily on unmanned vessels, the Navy will eventually
bear the costs of more manned support vessels as well.45 bear the costs of more manned support vessels as well.45
Navy Efforts to Develop CONOPs
As mentioned earlier, in May 2019, the Navy established a surface development squadron to help As mentioned earlier, in May 2019, the Navy established a surface development squadron to help
develop operational concepts for LUSVs and MUSVs. The squadron was initially to consist of a develop operational concepts for LUSVs and MUSVs. The squadron was initially to consist of a
Zumwalt (DDG-1000) class destroyer and one Sea Hunter prototype medium displacement USV. Zumwalt (DDG-1000) class destroyer and one Sea Hunter prototype medium displacement USV.
A second Sea Hunter prototype reportedly was to be added around the end of FY2020, and A second Sea Hunter prototype reportedly was to be added around the end of FY2020, and

44 For more on the Constellation-class frigate program, see CRS Report R44972, 44 For more on the Constellation-class frigate program, see CRS Report R44972, Navy Constellation (FFG-62) Class
Frigate Program: Background and Issues for Congress, by Ronald O'Rourke. , by Ronald O'Rourke.
45 Jonathan Panter and Johnathan Falcone, “The Unplanned Costs of an Unmanned Fleet,” 45 Jonathan Panter and Johnathan Falcone, “The Unplanned Costs of an Unmanned Fleet,” War on the Rocks, ,
December 28, 2021. December 28, 2021.
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LUSVs and MUSVs would then be added as they become available.46 A September 9, 2020, press LUSVs and MUSVs would then be added as they become available.46 A September 9, 2020, press
report states report states
Development squadrons working with unmanned underwater and surface vehicles are Development squadrons working with unmanned underwater and surface vehicles are
moving out quickly to develop concepts of operations and human-machine interfaces, even moving out quickly to develop concepts of operations and human-machine interfaces, even
as they’re still using prototypes ahead of the delivery of fleet USVs and UUVs, officials as they’re still using prototypes ahead of the delivery of fleet USVs and UUVs, officials
said this week. said this week.
Capt. Hank Adams, the commodore of Surface Development Squadron One Capt. Hank Adams, the commodore of Surface Development Squadron One
(SURFDEVRON), is planning an upcoming weeks-long experiment with sailors in an (SURFDEVRON), is planning an upcoming weeks-long experiment with sailors in an
unmanned operations center (UOC) ashore commanding and controlling an Overlord USV unmanned operations center (UOC) ashore commanding and controlling an Overlord USV
that the Navy hasn’t even taken ownership of from the Pentagon, in a bid to get a head start that the Navy hasn’t even taken ownership of from the Pentagon, in a bid to get a head start
on figuring out what the command and control process looks like and what the supervisory on figuring out what the command and control process looks like and what the supervisory
control system must allow sailors to do. control system must allow sailors to do.
And Cmdr. Rob Patchin, commanding officer of Unmanned Undersea Vehicles Squadron And Cmdr. Rob Patchin, commanding officer of Unmanned Undersea Vehicles Squadron
One (UUVRON-1), is pushing the limits of his test vehicles to send the program office a One (UUVRON-1), is pushing the limits of his test vehicles to send the program office a
list of vehicle behaviors that his operators need their UUVs to have that the commercial list of vehicle behaviors that his operators need their UUVs to have that the commercial
prototypes today don’t have. prototypes today don’t have.
The two spoke during a panel at the Association for Unmanned Vehicle Systems The two spoke during a panel at the Association for Unmanned Vehicle Systems
International (AUVSI) annual defense conference on Tuesday, and made clear that they International (AUVSI) annual defense conference on Tuesday, and made clear that they
want to have the fleet trained and ready to start using UUVs and USVs when industry is want to have the fleet trained and ready to start using UUVs and USVs when industry is
ready to deliver them.47 ready to deliver them.47
An October 30, 2020, press report stated An October 30, 2020, press report stated
The Navy is set to complete and release a concept of operations for the medium and large The Navy is set to complete and release a concept of operations for the medium and large
unmanned surface vehicles in “the next few months,” a Navy spokesman told Inside unmanned surface vehicles in “the next few months,” a Navy spokesman told Inside
Defense. Defense.
Alan Baribeau, a spokesman for Naval Sea Systems Command, said the Navy extended Alan Baribeau, a spokesman for Naval Sea Systems Command, said the Navy extended
the due date to allow for more flexibility during the COVID-19 pandemic and allow for the due date to allow for more flexibility during the COVID-19 pandemic and allow for
sufficient time for review and staffing…. sufficient time for review and staffing….
The CONOPS is currently undergoing flag-level review after completing action officer- The CONOPS is currently undergoing flag-level review after completing action officer-
level review as well as O6-level review, Baribeau said.48 level review as well as O6-level review, Baribeau said.48
A December 15, 2021, press report stated A December 15, 2021, press report stated
The Navy has announced new plans for a “purpose-built” facility at its warfare center in The Navy has announced new plans for a “purpose-built” facility at its warfare center in
Port Hueneme, Calif., dedicated to testing its latest unmanned surface and subsurface Port Hueneme, Calif., dedicated to testing its latest unmanned surface and subsurface
vehicles. vehicles.
“These facilities will be the focal point of Navy learning and experimentation on the “These facilities will be the focal point of Navy learning and experimentation on the
capabilities, operations and sustainment of unmanned maritime vehicle prototypes to capabilities, operations and sustainment of unmanned maritime vehicle prototypes to
inform future programs,” Capt. Pete Small, the Navy officer leading the program office for inform future programs,” Capt. Pete Small, the Navy officer leading the program office for
unmanned maritime systems, said in a Dec. 14 statement. unmanned maritime systems, said in a Dec. 14 statement.

46 See, for example, Megan Eckstein, “Navy Stands Up Surface Development Squadron for DDG-1000, Unmanned 46 See, for example, Megan Eckstein, “Navy Stands Up Surface Development Squadron for DDG-1000, Unmanned
Experimentation,” Experimentation,” USNI News, May 22, 2019; David B. Larter, “With Billions Planned in Funding, the US Navy , May 22, 2019; David B. Larter, “With Billions Planned in Funding, the US Navy
Charts Its Unmanned Future,” Charts Its Unmanned Future,” Defense News, May 6, 2019. See also Michael Fabey, “USN Seeks Path for Unmanned , May 6, 2019. See also Michael Fabey, “USN Seeks Path for Unmanned
Systems Operational Concepts,” Systems Operational Concepts,” Jane’s Navy International, May 16, 2019. , May 16, 2019.
47 Megan Eckstein, “USV, UUV Squadrons Testing Out Concepts Ahead of Delivery of Their Vehicles,” 47 Megan Eckstein, “USV, UUV Squadrons Testing Out Concepts Ahead of Delivery of Their Vehicles,” USNI News, ,
September 9, 2020. September 9, 2020.
48 Aidan Quigley, “Navy Finishing Unmanned Surface Vehicles Concept of Operations ‘in Next Few Months,’” 48 Aidan Quigley, “Navy Finishing Unmanned Surface Vehicles Concept of Operations ‘in Next Few Months,’” Inside
Defense, October 30, 2020. , October 30, 2020.
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Some of the systems in Small’s portfolio that are destined for Port Heuenme include the Some of the systems in Small’s portfolio that are destined for Port Heuenme include the
Extra Large Unmanned Undersea Vehicle (XLUUV), as well as prototypes for the Medium Extra Large Unmanned Undersea Vehicle (XLUUV), as well as prototypes for the Medium
and Large Unmanned Surface Vehicles.49 and Large Unmanned Surface Vehicles.49
A May 16, 2022, press report stated A May 16, 2022, press report stated
The Pacific Fleet has stood up Unmanned Surface Vessel Division One to expedite the The Pacific Fleet has stood up Unmanned Surface Vessel Division One to expedite the
integration of unmanned surface vessels. integration of unmanned surface vessels.
The unit will manage unmanned surface vessel experimentation for medium and large The unit will manage unmanned surface vessel experimentation for medium and large
unmanned surface vessels like the Sea Hunter and the Sea Hawk, both of which will unmanned surface vessels like the Sea Hunter and the Sea Hawk, both of which will
participate in anti-submarine warfare missions. The Pacific Fleet’s Naval Surface Force participate in anti-submarine warfare missions. The Pacific Fleet’s Naval Surface Force
held a ceremony May 13 establishing the command at Naval Base San Diego. held a ceremony May 13 establishing the command at Naval Base San Diego.
“To meet the challenges of the 21st Century, we must continue to innovate the surface “To meet the challenges of the 21st Century, we must continue to innovate the surface
force,” Cmdr. Jeremiah Daley, the commanding officer of the unit, said in a Navy news force,” Cmdr. Jeremiah Daley, the commanding officer of the unit, said in a Navy news
release. “USVDIV One will accelerate the delivery of credible and reliable unmanned release. “USVDIV One will accelerate the delivery of credible and reliable unmanned
systems in conjunction with increasingly capable manned platforms into the fleet.” systems in conjunction with increasingly capable manned platforms into the fleet.”
Vice Adm. Roy Kitchener, commander of Naval Surface Forces, was also present at the Vice Adm. Roy Kitchener, commander of Naval Surface Forces, was also present at the
ceremony and described the command as a “catalyst for innovation as we employ ceremony and described the command as a “catalyst for innovation as we employ
unmanned surface capabilities in the Pacific Fleet.” unmanned surface capabilities in the Pacific Fleet.”
“The implementation of unmanned systems will increase decision speed and lethality to “The implementation of unmanned systems will increase decision speed and lethality to
enhance our warfighting advantage,” Kitchener said. enhance our warfighting advantage,” Kitchener said.
The creation of the division follows the Navy’s first fleet exercise for unmanned systems The creation of the division follows the Navy’s first fleet exercise for unmanned systems
on the West Coast, called “Unmanned Integrated Battle Problem 21,” last year. Both the on the West Coast, called “Unmanned Integrated Battle Problem 21,” last year. Both the
Sea Hunter and the Sea Hawk were involved in the April 2021 exercise, however, the Navy Sea Hunter and the Sea Hawk were involved in the April 2021 exercise, however, the Navy
remained tight-lipped about specifics. remained tight-lipped about specifics.
Rear Adm. Jim Aiken, who oversaw the exercise, told reporters such details were classified Rear Adm. Jim Aiken, who oversaw the exercise, told reporters such details were classified
and related to intelligence, surveillance and reconnaissance. However, he did share that and related to intelligence, surveillance and reconnaissance. However, he did share that
one scenario in the exercise required drones to extend the sight of a warship to shoot a one scenario in the exercise required drones to extend the sight of a warship to shoot a
missile from long range. missile from long range.
More recently, U.S. 5th Fleet hosted International Maritime Exercise 2022 and Cutlass More recently, U.S. 5th Fleet hosted International Maritime Exercise 2022 and Cutlass
Express 2022 in January and February, combined exercises that included 9,000 personnel, Express 2022 in January and February, combined exercises that included 9,000 personnel,
50 ships and approximately 80 unmanned systems from 60 regional navies. The exercises 50 ships and approximately 80 unmanned systems from 60 regional navies. The exercises
was designed to advance experimentation with unmanned vehicles and artificial was designed to advance experimentation with unmanned vehicles and artificial
intelligence.50 intelligence.50
A September 14, 2022, press report states A September 14, 2022, press report states
The U.S. Navy managed to retrieve a trio of unmanned vessels from Iranian would-be The U.S. Navy managed to retrieve a trio of unmanned vessels from Iranian would-be
thieves recently, but the incidents highlight the need to protect maritime drones that may thieves recently, but the incidents highlight the need to protect maritime drones that may
in the future be valuable, armed, or sensitive. in the future be valuable, armed, or sensitive.
In the span of a week, Iranian forces tried to steal U.S. unmanned surface vessels in the In the span of a week, Iranian forces tried to steal U.S. unmanned surface vessels in the
Persian Gulf and Red Sea, and in both instances U.S. helicopters and ships stopped the Persian Gulf and Red Sea, and in both instances U.S. helicopters and ships stopped the
Iranians and retrieved the drones. The 5th Fleet’s Task Force 59 is using these Saildrone Iranians and retrieved the drones. The 5th Fleet’s Task Force 59 is using these Saildrone
Explorers as part of its experimentation into how to incorporate unmanned vessels into Explorers as part of its experimentation into how to incorporate unmanned vessels into
fleet operations ... . fleet operations ... .

49 Justin Katz, “Navy Starts Building Hub for Surface, Subsurface Drones,” 49 Justin Katz, “Navy Starts Building Hub for Surface, Subsurface Drones,” Breaking Defense, December 15, 2021. , December 15, 2021.
50 Diana Stancy Correll, “Navy Creates Unmanned Surface Vessel Division to Expedite Integration of Unmanned 50 Diana Stancy Correll, “Navy Creates Unmanned Surface Vessel Division to Expedite Integration of Unmanned
Systems,” Systems,” Defense News, May 16, 2022. See also Joshua Emerson Smith and Andrew Dyer, “Navy ramps up research , May 16, 2022. See also Joshua Emerson Smith and Andrew Dyer, “Navy ramps up research
and development of unmanned war vessels,” and development of unmanned war vessels,” San Diego Union-Tribune, May 16, 2022. , May 16, 2022.
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This was also not the first time that a U.S. naval drone has been captured. In 2016, China This was also not the first time that a U.S. naval drone has been captured. In 2016, China
took an “ocean glider,” an underwater drone that was being used by an oceanographic ship took an “ocean glider,” an underwater drone that was being used by an oceanographic ship
in international waters near the Philippines. China returned the drone several days later. in international waters near the Philippines. China returned the drone several days later.
As this technology becomes more prevalent at sea, the Navy will need to consider how it As this technology becomes more prevalent at sea, the Navy will need to consider how it
will respond in similar circumstances. The recent incidents with Iran and the Navy’s will respond in similar circumstances. The recent incidents with Iran and the Navy’s
experimental task force raised some of those questions in this “real-world test,” said Peter experimental task force raised some of those questions in this “real-world test,” said Peter
Singer, a strategist at New America and author of “Ghost Fleet.” Singer, a strategist at New America and author of “Ghost Fleet.”
“What do you do if an adversary harasses your system or even tries to take them? What are “What do you do if an adversary harasses your system or even tries to take them? What are
your best responses? What are the lines that are uncrossable, crossable, etc.,” he said. “With your best responses? What are the lines that are uncrossable, crossable, etc.,” he said. “With
a future system you may have [classified systems], and so you're going to have to work out a future system you may have [classified systems], and so you're going to have to work out
like why I'd want to protect them. But then there’s the ‘Okay, how do I ensure if I lose the like why I'd want to protect them. But then there’s the ‘Okay, how do I ensure if I lose the
system, that the enemy doesn't get any kind of advantage from it?” system, that the enemy doesn't get any kind of advantage from it?”
Chief of Naval Operations Adm. Mike Gilday appeared to agree with that sentiment Chief of Naval Operations Adm. Mike Gilday appeared to agree with that sentiment
Wednesday, saying the Navy is learning from what is happening to these drones. Wednesday, saying the Navy is learning from what is happening to these drones.
“Well, we did have a response plan and we actually put it into effect when the Iranians “Well, we did have a response plan and we actually put it into effect when the Iranians
grabbed two of those Saildrones,” Gilday said. “That is going to be a challenge for us grabbed two of those Saildrones,” Gilday said. “That is going to be a challenge for us
though, I will say, in the future ... We’re learning from what happened over the past month though, I will say, in the future ... We’re learning from what happened over the past month
in the Middle East and we’ll be applying that as we design and grow” the unmanned surface in the Middle East and we’ll be applying that as we design and grow” the unmanned surface
fleet. fleet.
Gilday said the Navy might make larger unmanned vessels “initially minimally manned” Gilday said the Navy might make larger unmanned vessels “initially minimally manned”
and part of a group of ships like a carrier strike group or an amphibious ready group, “so and part of a group of ships like a carrier strike group or an amphibious ready group, “so
they wouldn’t be out there alone and unafraid, if you will.” they wouldn’t be out there alone and unafraid, if you will.”
In a statement to Defense One, a Navy official said the service follows international law in In a statement to Defense One, a Navy official said the service follows international law in
the operation of all its platforms at sea, “including the obligation to operate with due regard the operation of all its platforms at sea, “including the obligation to operate with due regard
for the rights of other states. We expect other nations to do the same. Our policy and for the rights of other states. We expect other nations to do the same. Our policy and
procedures for defending unmanned systems against unlawful uses of force are the same procedures for defending unmanned systems against unlawful uses of force are the same
as those applicable to defending any U.S. property at sea.” as those applicable to defending any U.S. property at sea.”
If the Navy wants to use their drones, especially spread out across large distances, they will If the Navy wants to use their drones, especially spread out across large distances, they will
have to accept that some will be lost, said Bryan Clark, a senior fellow at the Hudson have to accept that some will be lost, said Bryan Clark, a senior fellow at the Hudson
Institute. Institute.
“If you were looking at this in the Indo-Pacific, you know, if this was the South China Sea, “If you were looking at this in the Indo-Pacific, you know, if this was the South China Sea,
then these Saildrones would be operating far enough away where you wouldn't be able to then these Saildrones would be operating far enough away where you wouldn't be able to
get to them before the Chinese can take them and drag them off to one of their islands or get to them before the Chinese can take them and drag them off to one of their islands or
back home to China,” Clark said. “So it seems like you try to operate in a more distributed back home to China,” Clark said. “So it seems like you try to operate in a more distributed
manner, if you really want to exploit these vehicles, you're going to have to accept the fact manner, if you really want to exploit these vehicles, you're going to have to accept the fact
that they are going to periodically get captured or lost.” that they are going to periodically get captured or lost.”
Perhaps some of the bigger questions to contend with in the future of unmanned technology Perhaps some of the bigger questions to contend with in the future of unmanned technology
is not the drones themselves but the actions of humans, Singer said. is not the drones themselves but the actions of humans, Singer said.
“Like how much of this is actually a technology problem and how much of it is certain “Like how much of this is actually a technology problem and how much of it is certain
states just not respecting the norms of behavior at sea, and us not having a good response states just not respecting the norms of behavior at sea, and us not having a good response
for it, whether it’s manned or unmanned,” he said.... for it, whether it’s manned or unmanned,” he said....
One of the ways the Navy can protect the technology on the drones is to have tamper- One of the ways the Navy can protect the technology on the drones is to have tamper-
resistant features that would disable hardware or erase software to ensure no one could use resistant features that would disable hardware or erase software to ensure no one could use
important parts, Clark said. However, the person probably would still be able to get at the important parts, Clark said. However, the person probably would still be able to get at the
basic drone functions like its engine. basic drone functions like its engine.
Another way may be to place sailors on the larger drone ships for periods of time to defend Another way may be to place sailors on the larger drone ships for periods of time to defend
it if a warship is not close enough to respond, Clark said. it if a warship is not close enough to respond, Clark said.
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“Because otherwise they just sort of take up a destroyer guarding an unmanned vessel, as “Because otherwise they just sort of take up a destroyer guarding an unmanned vessel, as
opposed to letting the destroyer do its job,” he said.51 opposed to letting the destroyer do its job,” he said.51
A September 29, 2022, press report states A September 29, 2022, press report states
Twice in the last month, Iran has attempted to abduct US unmanned surface vessels Twice in the last month, Iran has attempted to abduct US unmanned surface vessels
produced by Saildrone. But the company’s CEO says he was unfazed by the events, instead produced by Saildrone. But the company’s CEO says he was unfazed by the events, instead
calling the experience “valuable” and stressing the need for any organization operating calling the experience “valuable” and stressing the need for any organization operating
unmanned ships to be anticipate hostile interference. unmanned ships to be anticipate hostile interference.
“It’s incredibly valuable experience to truly understand what happens in the field with real “It’s incredibly valuable experience to truly understand what happens in the field with real
adversaries,” Richard Jenkins told Breaking Defense in a Sept. 21 interview. “Whether adversaries,” Richard Jenkins told Breaking Defense in a Sept. 21 interview. “Whether
that’s an actual country, whether it’s just a hurricane or a physical adversary, you have to that’s an actual country, whether it’s just a hurricane or a physical adversary, you have to
experience it to understand the features.” experience it to understand the features.”
“And if someone takes it, good luck. Keep it, it’s worthless. We’ve got hundreds of them,” “And if someone takes it, good luck. Keep it, it’s worthless. We’ve got hundreds of them,”
he added. he added.
The company’s eponymously named USV became the subject of headlines in late August The company’s eponymously named USV became the subject of headlines in late August
and September when Iranian navy and paramilitary personnel twice attempted to confiscate and September when Iranian navy and paramilitary personnel twice attempted to confiscate
drones while they were operating in the Middle East. In both cases, the USVs were drones while they were operating in the Middle East. In both cases, the USVs were
ultimately recovered by the US Navy. ultimately recovered by the US Navy.
In statements following each incident, US Navy officials said the Saildrones were In statements following each incident, US Navy officials said the Saildrones were
“unarmed and taking unclassified” photos of the environment when the Iranians “unarmed and taking unclassified” photos of the environment when the Iranians
approached. And to Jenkins, that the drones didn’t possess anything of value is a feature, approached. And to Jenkins, that the drones didn’t possess anything of value is a feature,
not a bug of the product. not a bug of the product.
“You have to plan ahead so that there is no classified information… no security breach, IP “You have to plan ahead so that there is no classified information… no security breach, IP
leak that the person who stole it could glean from” the vessel, he said. “I think it’d be a leak that the person who stole it could glean from” the vessel, he said. “I think it’d be a
very different problem if you had a lot of [Vertical Launch Systems] or other hardware very different problem if you had a lot of [Vertical Launch Systems] or other hardware
onboard. I think as soon as you weaponize unmanned systems, you actually make it a target onboard. I think as soon as you weaponize unmanned systems, you actually make it a target
of theft.” of theft.”
If a drone is stolen or destroyed, Jenkins said his company simply deploys another to If a drone is stolen or destroyed, Jenkins said his company simply deploys another to
replace it.52 replace it.52
An October 17, 2022, press report stated An October 17, 2022, press report stated
“The drones retain nothing of intrinsic value on them. This is part of one of the beauties of “The drones retain nothing of intrinsic value on them. This is part of one of the beauties of
American technology. There is nothing classified or written on the platform. What is American technology. There is nothing classified or written on the platform. What is
retained is minimal, and it’s all unclassified. So there’s no intrinsic value to get in these retained is minimal, and it’s all unclassified. So there’s no intrinsic value to get in these
platforms,” Vice Adm. Brad Cooper, commander of 5th Fleet, told reporters during a media platforms,” Vice Adm. Brad Cooper, commander of 5th Fleet, told reporters during a media
roundtable on Oct. 12.... roundtable on Oct. 12....
... he underscored the Navy is likely going to stick with the current model where the USVs ... he underscored the Navy is likely going to stick with the current model where the USVs
do not retain any information they gather, but rather immediately relay it elsewhere, do not retain any information they gather, but rather immediately relay it elsewhere,
limiting the value from stealing them.53 limiting the value from stealing them.53
Potential Oversight Questions
Potential oversight questions for Congress include the following: Potential oversight questions for Congress include the following:

51 Caitlin M. Kenney, “Iran’s Attempted Drone Thefts Highlight Challenges of Protecting Unmanned Vessels at Sea,” 51 Caitlin M. Kenney, “Iran’s Attempted Drone Thefts Highlight Challenges of Protecting Unmanned Vessels at Sea,”
Defense One, September 14, 2022. , September 14, 2022.
52 Justin Katz, “Saildrone CEO Says Iranian Interference Was Valuable Experience, Not a Surprise,” 52 Justin Katz, “Saildrone CEO Says Iranian Interference Was Valuable Experience, Not a Surprise,” Breaking Defense, ,
September 29, 2022. September 29, 2022.
53 Rich Abott, “5th Fleet USVs Keep Unclassified Tech, ‘No Intrinsic Value’ To Limit Capture Damage,” 53 Rich Abott, “5th Fleet USVs Keep Unclassified Tech, ‘No Intrinsic Value’ To Limit Capture Damage,” Defense
Daily, October 17, 2022. , October 17, 2022.
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• How fully has the Navy developed its CONOPS for these large UVs? What • How fully has the Navy developed its CONOPS for these large UVs? What
activities is the Navy undertaking to develop its CONOPS for them? activities is the Navy undertaking to develop its CONOPS for them?
• What is the Navy’s CONOPS for operating and sustaining these large UVs, • What is the Navy’s CONOPS for operating and sustaining these large UVs,
including both combat operations and day-to-day, noncombat operations? including both combat operations and day-to-day, noncombat operations?
• How sensitive are the performance requirements that the Navy has established • How sensitive are the performance requirements that the Navy has established
for these large UVs to potential changes in their CONOPS that may occur as the for these large UVs to potential changes in their CONOPS that may occur as the
Navy continues to develop the CONOPS? How likely is it, if at all, that the Navy Navy continues to develop the CONOPS? How likely is it, if at all, that the Navy
will have to change the performance requirements for these large UVs as a will have to change the performance requirements for these large UVs as a
consequence of more fully developing their CONOPS? How do the Navy’s consequence of more fully developing their CONOPS? How do the Navy’s
acquisition strategies for these large UVs address the possibility that the UVs’ acquisition strategies for these large UVs address the possibility that the UVs’
performance requirements might need to evolve as the CONOPs are developed? performance requirements might need to evolve as the CONOPs are developed?
Acquisition Strategies ~~and Technical, Schedule, and Cost Risk~~, Program Risks, and XLUUV Cost Growth and Schedule Delays
Overview
Another potential oversight issue for Congress concerns Another potential oversight issue for Congress concerns ~~the amount of~~ • the acquisition strategies that the Navy wants to use for these programs; • technical, schedule, and technical, schedule, and
cost cost ~~risk~~risks in these programs, particularly given that these in these programs, particularly given that these platforms potentially are to operate at sea platforms potentially are to operate at sea
unmanned and semi-autonomously or autonomously for extended periods of timeunmanned and semi-autonomously or autonomously for extended periods of time,; and • cost growth and schedule delays that have occurred in the XLUUV program. ~~and the~~
~~acquisition strategies that the Navy wants to use for these programs.~~ Potential oversight questions Potential oversight questions
for Congress include the following: for Congress include the following:
• How much technical, schedule, and cost risk of this kind do these programs pose, • How much technical, schedule, and cost risk of this kind do these programs pose,
particularly given the enabling technologies that need to be developed for them? particularly given the enabling technologies that need to be developed for them?
• Are the Navy’s risk-mitigation and risk-management efforts for these programs • Are the Navy’s risk-mitigation and risk-management efforts for these programs
appropriate and sufficient? Are the Navy’s proposed changes to the LUSV’s appropriate and sufficient? Are the Navy’s proposed changes to the LUSV’s
acquisition strategy appropriate and sufficient in terms of complying with acquisition strategy appropriate and sufficient in terms of complying with
Congress’s legislative provisions and providing enough time to develop Congress’s legislative provisions and providing enough time to develop
operational concepts and key technologies before entering into serial production operational concepts and key technologies before entering into serial production
of deployable units? of deployable units?
• At what point would technical problems, schedule delays, or cost growth in these • At what point would technical problems, schedule delays, or cost growth in these
programs require a reassessment of the Navy’s plan to shift from the current fleet programs require a reassessment of the Navy’s plan to shift from the current fleet
architecture to a more distributed architecture? architecture to a more distributed architecture?
• To what degree, if any, can these large UV programs contribute to new • To what degree, if any, can these large UV programs contribute to new
approaches for defense acquisition that are intended to respond to the new approaches for defense acquisition that are intended to respond to the new
international security environment? international security environment?
Navy UVs in General April 2022 GAO Report
An April 2022 Government Accountability Office (GAO) report on uncrewed maritime systems An April 2022 Government Accountability Office (GAO) report on uncrewed maritime systems
(i.e., Navy UVs) stated (i.e., Navy UVs) stated
Congressional Research Service 28 Navy Large Unmanned Surface and Undersea Vehicles While the Navy’s shipbuilding plan outlines spending more than $4 billion on uncrewed While the Navy’s shipbuilding plan outlines spending more than $4 billion on uncrewed
systems over the next 5 years, its plan does not account for the full costs to develop and systems over the next 5 years, its plan does not account for the full costs to develop and
operate these systems. operate these systems.
Once conceived, the Navy must build these vehicles with the information technology and Once conceived, the Navy must build these vehicles with the information technology and
the artificial intelligence capabilities needed to replace crews. While the Navy has the artificial intelligence capabilities needed to replace crews. While the Navy has
established strategic objectives for these efforts, it has not established a management established strategic objectives for these efforts, it has not established a management
approach that orients its individual uncrewed maritime efforts toward achieving these approach that orients its individual uncrewed maritime efforts toward achieving these
objectives. As such, the Navy is not measuring its progress, such as building the robust objectives. As such, the Navy is not measuring its progress, such as building the robust
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information technology needed to operate the vehicles. GAO has previously found that information technology needed to operate the vehicles. GAO has previously found that
portfolio management—a disciplined process that ensures new investments are aligned portfolio management—a disciplined process that ensures new investments are aligned
with an organization’s strategic needs within available resources—enables agencies to with an organization’s strategic needs within available resources—enables agencies to
implement strategic objectives and manage investments collectively. However, if it implement strategic objectives and manage investments collectively. However, if it
continues with its current approach, the Navy is less likely to achieve its objectives. In continues with its current approach, the Navy is less likely to achieve its objectives. In
addition, the Navy has yet to: addition, the Navy has yet to:
• establish criteria to evaluate prototypes and • establish criteria to evaluate prototypes and
• develop improved schedules for prototype efforts. • develop improved schedules for prototype efforts.
With detailed planning, prototyping has the potential to further technology development With detailed planning, prototyping has the potential to further technology development
and reduce acquisition risk before the Navy makes significant investments. Since uncrewed and reduce acquisition risk before the Navy makes significant investments. Since uncrewed
systems are key to the Navy’s future, optimizing the prototyping phase of this effort is systems are key to the Navy’s future, optimizing the prototyping phase of this effort is
necessary to efficiently gaining information to support future decisions.54 necessary to efficiently gaining information to support future decisions.54
Press ~~Reports and Blog Post~~
~~A January 28, 2022, press report stated~~
~~The U.S. Navy is unlikely to pursue a formal program for unmanned surface vessels in the~~
~~next five years, instead focusing on the enabling technologies first, several leaders said this~~
~~month.~~
~~The Navy in fiscal 2020 laid out an aggressive plan to buy a handful of prototype medium~~
~~and large USVs and then quickly transition into a program of record using shipbuilding~~
~~funds. The service acknowledged it would adjust the program-of-record USV design over~~
~~time to incorporate lessons learned as prototypes hit the water.~~
~~Leaders argued this strategy was necessary because the technology was key to the Navy’s~~
~~Distributed Maritime Operations concept, and because there was no time to waste in~~
~~building and fielding the vessels.~~
~~After two years of Congress pushing back against this quick move into unmanned~~
~~programs, the Navy has quietly acknowledged a change in strategy.~~
~~“We are focused on prototyping and maturing the fundamentals, the building blocks,” Rear~~
~~Adm. Casey Moton, the program executive officer for unmanned and small combatants,~~
~~said earlier this month at the Surface Navy Association’s [SNA’s] annual conference.~~
~~Though Moton said there’s a lot of interest in the future large and medium USV~~
~~programs—previously slated to begin as early as 2023—his team is more “focused on the~~
~~system engineering pillars that we need to field any such platform.”...~~
~~Rear Adm. Paul Schlise, the director of surface warfare on the chief of naval operations’~~
~~staff (OPNAV N96), told Defense News following his presentation at a separate SNA panel~~
~~that he wouldn’t move into a program of record until all those separate pillars were more~~
~~mature. One key pillar is the development and maturation of hull, mechanical and electrical~~
~~systems that can support unmanned vessel operations.~~
~~Schlise said lawmakers were “crystal clear” in the fiscal 2021 defense authorization bill~~
~~that they didn’t want to invest in programs of record until it’s clear hull, mechanical and~~
~~electrical systems would work for weeks or months at a time without sailors around to~~
~~perform routine maintenance or emergency repairs....~~
~~Asked how long that would take and when the Navy will begin a program of record, Schlise~~
~~said he hopes by the end of the five-year Future Years Defense Program that the service~~

~~54 Government Accountability Office,~~ ~~Uncrewed Maritime Systems[:] Navy Should Improve Its Approach to Maximize~~
~~Early Investments, GAO-22-104567, April 2022, highlights page (PDF page 2 of 54).~~
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~~will “have gotten pretty confident in what we can and can’t do. And maybe we’ll learn this~~
~~is going to take a little bit longer. I don’t have an absolute clairvoyant picture.”55~~
~~A February 16, 2022, press report stated~~
~~Aircraft carriers will deploy alongside large unmanned vessels within five years, if the~~
~~Navy’s top officer gets his way.~~
~~In 2027 or 2028—“and earlier if I can”—Adm. Mike Gilday said he wants to begin to~~
~~deploy large and medium-sized unmanned vessels as part of carrier strike groups and~~
~~amphibious ready groups.~~
~~For the first deployments, such vessels “may not necessarily be completely unmanned; they~~
~~may be minimally manned,” the chief of naval operations told reporters in a Wednesday~~
~~[February 16] conference call. “But I want to be in a position where we can crawl-walk-~~
~~run” and “put us in a position where we can scale [i.e., increase the numbers of these UVs]~~
~~in the 2030s.”~~
~~One key to this, Gilday said, is doing as much testing and prototyping as possible at land-~~
~~based facilities and simulators....~~
~~Another vital component, Gilday said, are the flexible and reliable wireless networks that~~
~~will connect uncrewed vessels to the rest of a strike group.56~~
~~Another February 16, 2022, press report states~~
~~“We’re moving in an evolutionary instead of a revolutionary manner, in order to deliver a~~
~~platform [that] is going to be reliable and that’s actually going to perform as intended,”~~
~~[Chief of Naval Operations Admiral Mike] Gilday said [February 16]. “We could actually~~
~~learn greatly from our land-based engineering test sites … specifically up in Philadelphia,~~
~~Pennsylvania, where we can take an engineering configuration that we want to use on a~~
~~specific platform.”~~
~~While the Navy is proving those systems to Congress, Gilday wants to get other types of~~
~~smaller vehicles into the fleet sooner....~~
~~While the mechanical reliability of the platforms is a major point of concern, so are the~~
~~networks that transmit the targeting data. The service plans to use its existing networks to~~
~~transmit surveillance data and targeting information the same way a smartphones~~
~~transitions from lower to different networks as a user moves from Wi-Fi to a cellular data~~
~~network.~~
~~“The software on the phone shifts you to a [cell] network automatically. You don’t care,~~
~~the phone doesn’t care, you’re just getting, you’re just getting the information you want~~
~~when you want it. It’s that same type of idea where software would decide,” Gilday said.~~
~~“The system would then containerize it in a way that could ride on any one of those~~
~~lightning bolts. It could move on any one of those systems to get to the endpoint system.~~
~~It’s leveraging the fact that every shooter doesn’t necessarily have to sense the target that~~
~~you’re going to that it is going to fire at. That it can be set the target it can be… radio~~
~~silent.”~~
~~The Navy has tested the software-defined system in San Diego and Gilday said there are~~
~~plans to test a battle group with the concept later this year or in early 2023.~~

~~55 Megan Eckstein, “US Navy Adopts New Strategy Prioritizing ‘the Building Blocks’ of Unmanned Tech,”~~ ~~Defense~~
~~News, January 28, 2022.~~
~~56 Bradley Peniston, “Navy Chief Sees Robot Ships Alongside Aircraft Carriers Within Five Years,” Defense One,~~
~~February 16, 2022.~~
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~~The new tack from the Navy will get new unmanned systems to the fleet faster and inform~~
~~the larger systems that are developing more slowly.~~
~~“We thought that was important, or I thought that was important from a risk-reduction~~
~~standpoint so that we could begin to mature and then hopefully scale unmanned capabilities~~
~~at a faster pace,” he said.57~~Report
A March 10, 2022, press report stated A March 10, 2022, press report stated
Public discussions between the Navy and Congress over unmanned technology in recent Public discussions between the Navy and Congress over unmanned technology in recent
years have been circular: The service asks for funding to develop new technology, hesitant years have been circular: The service asks for funding to develop new technology, hesitant
lawmakers balk at pouring millions into unproven tech, then the Navy re-ups its requests lawmakers balk at pouring millions into unproven tech, then the Navy re-ups its requests
the next year, insistent the investment remains necessary. the next year, insistent the investment remains necessary.
The routine has left Congress wary of the Navy’s ideas and the service struggling to refine The routine has left Congress wary of the Navy’s ideas and the service struggling to refine
its pitch. its pitch.
But during a year filled with international exercises, with a new task force stood up by the But during a year filled with international exercises, with a new task force stood up by the
chief of naval operations and amid significant programmatic advances, the Navy hopes to chief of naval operations and amid significant programmatic advances, the Navy hopes to
break the cycle by changing its messaging strategy around unmanned systems: More break the cycle by changing its messaging strategy around unmanned systems: More
showing, less telling. showing, less telling.
It’s a slow shift, but analysts told Breaking Defense there are signs that the Navy has taken It’s a slow shift, but analysts told Breaking Defense there are signs that the Navy has taken
cues on what it will take to sway opinions in Congress towards backing more aggressive cues on what it will take to sway opinions in Congress towards backing more aggressive
funding of unmanned technology. funding of unmanned technology.
“I think the new strategy by the Navy to focus on the core enabling technologies is the right “I think the new strategy by the Navy to focus on the core enabling technologies is the right
strategy. [It] will bring about that comfort level from Congress that will enable the funding strategy. [It] will bring about that comfort level from Congress that will enable the funding
and allow industry to begin to scale these programs working hand in glove with the Navy,” and allow industry to begin to scale these programs working hand in glove with the Navy,”
said Michael Robbins, a spokesman for the Association for Uncrewed Vehicles Systems said Michael Robbins, a spokesman for the Association for Uncrewed Vehicles Systems
International, a non-profit group focused on promoting unmanned systems technology. International, a non-profit group focused on promoting unmanned systems technology.
Recently Chief of Naval Operations Adm. Michael Gilday acknowledged that the Navy Recently Chief of Naval Operations Adm. Michael Gilday acknowledged that the Navy
took lessons from past missteps. took lessons from past missteps.
54 Government Accountability Office, Uncrewed Maritime Systems[:] Navy Should Improve Its Approach to Maximize Early Investments, GAO-22-104567, April 2022, highlights page. Congressional Research Service 29 Navy Large Unmanned Surface and Undersea Vehicles “I think we’ve learned a lot, as I said, from those other classes of ships. I think that “I think we’ve learned a lot, as I said, from those other classes of ships. I think that
Congress is holding our feet to the fire on those lessons, and I’m 100% in support of that,” Congress is holding our feet to the fire on those lessons, and I’m 100% in support of that,”
he told reporters last month. he told reporters last month.
When asked about the service’s messaging to lawmakers, Gilday highlighted Congress’ When asked about the service’s messaging to lawmakers, Gilday highlighted Congress’
insistence on land-based testing, a process in which the Navy attempts to install and operate insistence on land-based testing, a process in which the Navy attempts to install and operate
a new technology ashore before tampering with an operational warship. It’s a simple a new technology ashore before tampering with an operational warship. It’s a simple
concept, but the Navy has infuriated lawmakers in the past when expensive programs concept, but the Navy has infuriated lawmakers in the past when expensive programs
suffered costly setbacks after skipping this step. suffered costly setbacks after skipping this step.
The Navy has learned the importance of “moving in an evolutionary, instead of a The Navy has learned the importance of “moving in an evolutionary, instead of a
revolutionary, manner in order to deliver a platform and it’s going to be reliablerevolutionary, manner in order to deliver a platform and it’s going to be reliable and its and its
actually going to perform as intended,” he said. actually going to perform as intended,” he said.
In other words, small changes with proven results over time are going to instill more In other words, small changes with proven results over time are going to instill more
confidence in lawmakers than grand proposals with questionable visions.... confidence in lawmakers than grand proposals with questionable visions....
Opinions about unmanned technology, like any issue in Washington, DC, are not uniform Opinions about unmanned technology, like any issue in Washington, DC, are not uniform
on Capitol Hill. But the budget cuts and restrictive language in the last handful of National on Capitol Hill. But the budget cuts and restrictive language in the last handful of National
Defense Authorization Acts show that lawmakers have been erring on the side of caution Defense Authorization Acts show that lawmakers have been erring on the side of caution
when pitched on the biggest projects the Navy proposes. when pitched on the biggest projects the Navy proposes.

~~57 Sam LaGrone, “CNO Gilday Taking a More ‘Realistic’ Approach to Unmanned Systems in the Fleet,” USNI News,~~
~~February 16 (updated February 17), 2022.~~
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The most ambitious efforts have usually been predicated more so on promises from service The most ambitious efforts have usually been predicated more so on promises from service
leadership rather than proven results, lawmakers complain. leadership rather than proven results, lawmakers complain.
“For a long time, unmanned has been the promise of the future that will always remain in “For a long time, unmanned has been the promise of the future that will always remain in
the future. And that’s just where we are right now,” said Chris Brose, formerly the staff the future. And that’s just where we are right now,” said Chris Brose, formerly the staff
director on the Senate Armed Services Committee and current chief strategy officer of the director on the Senate Armed Services Committee and current chief strategy officer of the
defense contractor Anduril. “The new prioritization of trying to get capability out to the defense contractor Anduril. “The new prioritization of trying to get capability out to the
fleet fast to solve problems that unmanned systems can solve now… That to me is just a fleet fast to solve problems that unmanned systems can solve now… That to me is just a
welcome improvement.” welcome improvement.”
For example, in just the past year, the service has established two task forces focused on For example, in just the past year, the service has established two task forces focused on
unmanned technology: one at the CNO’s level and one based at US 5th Fleet based in unmanned technology: one at the CNO’s level and one based at US 5th Fleet based in
Bahrain. The Strategic Capabilities Office has transferred ownership of a flagship Bahrain. The Strategic Capabilities Office has transferred ownership of a flagship
unmanned surface vessel program to the Navy’s fleet. And the service has also publicized unmanned surface vessel program to the Navy’s fleet. And the service has also publicized
a variety of international exercises featuring unmanned US assets. a variety of international exercises featuring unmanned US assets.
That is not an exhaustive list of Navy unmanned activities, but they are some of the more That is not an exhaustive list of Navy unmanned activities, but they are some of the more
public events the service has flaunted in recent months to get its message across to the public events the service has flaunted in recent months to get its message across to the
public and lawmakers. public and lawmakers.
“The Navy has been really focused on fielding entire systems using programs of record to “The Navy has been really focused on fielding entire systems using programs of record to
move large projects forward and that’s received… significant push back from Congress,” move large projects forward and that’s received… significant push back from Congress,”
said Robbins. said Robbins.
“What we’re hearing now is a different strategy from the Navy that is focused, not so much “What we’re hearing now is a different strategy from the Navy that is focused, not so much
on programs of record, but instead focusing on the various enabling technologies to build on programs of record, but instead focusing on the various enabling technologies to build
these programs. I think that is a direct result of feedback from Congress,” he continued.these programs. I think that is a direct result of feedback from Congress,” he continued.58
~~A June 14, 2022, press report states~~
~~Boeing Co. is expected to deliver Orca—an underwater drone the size of a subway car~~
~~that’s envisioned to lay mines and perform other missions for the US Navy—as much as~~
~~three years later than planned.~~
~~As the Navy works to incorporate pilotless ships in its future fleet, budget documents show~~
~~the first of five operational Orca drones may be delivered in September 2023, rather than~~
~~December 2020, “due to contractor challenges and supplier issues.”...~~
~~“The Navy is working with Boeing to mitigate schedule delays and execute risk reduction”~~
~~by paying for a prototype that’s being used for testing and training, the service said. The~~
~~test drone was christened April 28 and began its first in-water testing....~~
~~Boeing has “worked diligently to stand up a new industrial base and supply chain for~~
~~titanium composites, pressure vessel manufacturing” at efficient production rates and~~
~~“batteries necessary to enter production” on the Orca system, the Naval Sea Systems~~
~~Command said in a statement.~~
~~The command didn’t address why these production challenges weren’t anticipated before~~
~~Boeing’s award over Lockheed. Nor did it address what cost growth the delays and~~
~~production issues have caused....~~
~~Orca’s technical issues are likely to be repeated as the service pursues unmanned systems,~~
~~according to Shelby Oakley, a Government Accountability Office acquisition director who~~
~~has followed the issue. “The Navy is in the beginning phases of developing uncrewed~~
~~systems and, like all new technical endeavors, is likely to face some challenges,” she said.~~

~~58 Justin Katz, “Show, Don’t Tell: Navy Changes Strategy to Sell Unmanned Systems to Skeptical Congress,”~~ ~~Breaking~~
~~Defense, March 10, 2022. See also Megan Eckstein, “Unmanned or Minimally Manned Vessels Could Deploy~~
~~Alongside Strike Groups as Soon as 2027,” Defense News, February 17, 2022; Justin Katz, “From 7 Classified ‘Spirals’~~
~~to Coming Robotic Ships: Gilday on Navy’s Unmanned Task Force,” Breaking Defense, February 17, 2022.~~
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~~“The Navy can improve the development by changing its management approach and better~~
~~planning its strategy for transitioning its prototyping efforts,” she said. “We are currently~~
~~in the process of reviewing the challenges facing” the Orca program “and plan to report on~~
~~the Navy’s path forward this summer.”59~~55 55 Justin Katz, “Show, Don’t Tell: Navy Changes Strategy to Sell Unmanned Systems to Skeptical Congress,” Breaking Defense, March 10, 2022. See also Megan Eckstein, “Unmanned or Minimally Manned Vessels Could Deploy Alongside Strike Groups as Soon as 2027,” Defense News, February 17, 2022; Justin Katz, “From 7 Classified ‘Spirals’ to Coming Robotic Ships: Gilday on Navy’s Unmanned Task Force,” Breaking Defense, February 17, 2022. Congressional Research Service 30 Navy Large Unmanned Surface and Undersea Vehicles LUSV and USVs in General June 2023 GAO Report A June 2023 GAO report assessing selected major DOD weapon acquisition programs stated the following of the LUSV program: Current Status In May 2022, the Navy completed its Offensive Surface Fires Analysis of Alternatives, which LUSV is using to inform its requirements, according to program officials. These officials added that the Navy is making trade-offs between the capabilities the service needs and the capabilities uncrewed surface vehicles can provide in the near future. The Program Executive Office for Unmanned and Small Combatants is currently determining its acquisition strategy. While determining its requirements and acquisition strategy, the program office plans to receive seven prototypes. To date, the program has received five—two from the Office of Naval Research, two from OSD, and one from the Navy. The Navy plans to deliver the remaining two prototypes in 2023 and 2024. The Navy is experimenting with these prototypes to understand their capabilities, familiarize sailors with operating them, and determine if LUSV will have any potential critical technologies. The Navy completed over 100,000 nautical miles in autonomous driving with these prototypes. But the prototypes require constant monitoring offshore and hands-on crewing by humans when operating close to shore. The Navy is working toward a milestone review in 2025, when it plans to transition LUSV to an acquisition program using the major capability acquisition pathway to begin design and development. Subsequently, the Navy plans to begin construction of the first of six production LUSVs in 2027. In June 2022, we reported that the Navy had yet to develop schedules that would align its uncrewed maritime vehicle prototypes, including LUSV, with key investment decisions. Without a schedule to align these prototype efforts, DOD may make investment decisions for LUSV before attaining adequate knowledge. Program Office Comment We provided a draft of this assessment to the program office for review and comment. The program office provided technical comments, which we incorporated where appropriate. According to the program office, it took several steps to increase technical maturity, such as demonstrating technologies in an operationally relevant environment, to reduce risk prior to transitioning to an acquisition program.56 Blog Post and Press Reports
A June 24, 2022, blog post states A June 24, 2022, blog post states
As the U.S. Navy pivots to autonomous technologies for its future hybrid fleet of crewed As the U.S. Navy pivots to autonomous technologies for its future hybrid fleet of crewed
and uncrewed ships, defense professionals and military officers (inspired in no small part and uncrewed ships, defense professionals and military officers (inspired in no small part
by the novels by the novels Ghost Fleet and and 2034) are keenly aware that every automated system is at ) are keenly aware that every automated system is at
risk of intrusion. The focus on cyber attacks, however, obscures a more fundamental cyber risk of intrusion. The focus on cyber attacks, however, obscures a more fundamental cyber
reliability problem. When computers replace people in the role of monitoring engineering reliability problem. When computers replace people in the role of monitoring engineering
systems, identifying equipment failures becomes more difficult. Leaving those problems systems, identifying equipment failures becomes more difficult. Leaving those problems
56 Government Accountability Office, Weapon Systems Annual Assessment[:] Programs Are Not Consistently Implementing Practices That Can Help Accelerate Acquisitions, GAO-23-106059, June 2023, p. 170. Congressional Research Service 31 Navy Large Unmanned Surface and Undersea Vehicles unfixed makes vessels fail earlier, and fixing them puts ships and people at risk. In short, unfixed makes vessels fail earlier, and fixing them puts ships and people at risk. In short,
automated systems can introduce system-wide vulnerability even if nobody hacks them. automated systems can introduce system-wide vulnerability even if nobody hacks them.
Uncrewed vessels will require computers and internal networks to control and monitor hull, Uncrewed vessels will require computers and internal networks to control and monitor hull,
mechanical, and electrical systems. Critically, these systems—especially those managing mechanical, and electrical systems. Critically, these systems—especially those managing
the electrical power generation and cooling—will themselves power the computers and the electrical power generation and cooling—will themselves power the computers and
networks monitoring them. Without human operators to identify or fix potential points of networks monitoring them. Without human operators to identify or fix potential points of
failure early, small problems may compound, triggering feedback loops. Moreover, failure early, small problems may compound, triggering feedback loops. Moreover,
uncrewed systems will require near-real-time off-ship communications for command and uncrewed systems will require near-real-time off-ship communications for command and
control, and for monitoring how equipment failures impact the overall force’s readiness. control, and for monitoring how equipment failures impact the overall force’s readiness.
Combined with uncrewed vessels’ expected role as forward sensors, this will make them Combined with uncrewed vessels’ expected role as forward sensors, this will make them
persistent radiofrequency emitters, exposing them and nearby units to enemy surveillance persistent radiofrequency emitters, exposing them and nearby units to enemy surveillance
and targeting. and targeting.
Integrating hull, mechanical, and electrical systems with computerized controls is therefore Integrating hull, mechanical, and electrical systems with computerized controls is therefore
an inherent obstacle to achieving a high-endurance, hybrid fleet resilient to cyber attacks, an inherent obstacle to achieving a high-endurance, hybrid fleet resilient to cyber attacks,
one that will affect force structure, crisis stability, and force employment. Since uncrewed one that will affect force structure, crisis stability, and force employment. Since uncrewed
vessels will most likely support forward sensing, mine countermeasures, and anti-vessels will most likely support forward sensing, mine countermeasures, and anti-
submarine warfare, these may be among the first capabilities that a future fleet loses, even submarine warfare, these may be among the first capabilities that a future fleet loses, even
before a battle begins. In addition, since situational awareness will degrade faster than the before a battle begins. In addition, since situational awareness will degrade faster than the
capacity to launch missiles for air defense, anti-surface warfare, and land attack, human capacity to launch missiles for air defense, anti-surface warfare, and land attack, human
decision-makers may face pressure to expend missiles before they losedecision-makers may face pressure to expend missiles before they lose the ability to use the ability to use
them. During crises, this could increase the risk of conflict. When war has started, it could them. During crises, this could increase the risk of conflict. When war has started, it could
limit a commander’s flexibility.... limit a commander’s flexibility....
The success of distributed maritime operations will depend on robust networks among The success of distributed maritime operations will depend on robust networks among
vessels that maintain stable propulsion, power, and cooling. But current plans to achieve vessels that maintain stable propulsion, power, and cooling. But current plans to achieve
this architecture rest on an aspirational version of uncrewed vessel technology. Even with this architecture rest on an aspirational version of uncrewed vessel technology. Even with
ongoing—and well-funded—land-based testing requirements aimed at resolving reliability ongoing—and well-funded—land-based testing requirements aimed at resolving reliability
problems in automated systems, some of the drawbacks associated with removing people problems in automated systems, some of the drawbacks associated with removing people
from ships are likely to remain long-term features of the Navy’s future hybrid fleet. from ships are likely to remain long-term features of the Navy’s future hybrid fleet.
Crewed warships will thus have to fix uncrewed vessels, step in to fill their roles, or face Crewed warships will thus have to fix uncrewed vessels, step in to fill their roles, or face
tough choices to employ weapons systems with incomplete information. The aspirational tough choices to employ weapons systems with incomplete information. The aspirational
vision of uncrewed technologies thus makes crewed vessels more important, at the same vision of uncrewed technologies thus makes crewed vessels more important, at the same
time that it forces their premature retirement. And this is perhaps the most dangerous time that it forces their premature retirement. And this is perhaps the most dangerous
feedback loop of all.feedback loop of all.60

~~59 Anthony Capaccio and Julie Johnsson, “US Navy’s Giant Underwater ‘Orca’ Drone Is Running Years Late,”~~
Bloomberg, June 14, 2022.
~~60 Jonathan Panter and Johnathan Falcone, “Feedback Loops and Fundamental Flaws in Autonomous Warships,”~~ ~~War~~
~~on the Rocks, June 24, 2022.~~
~~Congressional Research Service~~

33

~~Navy Large Unmanned Surface and Undersea Vehicles~~

~~Cost Growth and Schedule Delay in XLUUV Program~~
~~Another oversight issue for Congress concerns cost growth and schedule delay in the XLUUV~~
~~program.~~ 57 A February 16, 2022, press report stated Aircraft carriers will deploy alongside large unmanned vessels within five years, if the Navy’s top officer gets his way. In 2027 or 2028—“and earlier if I can”—Adm. Mike Gilday said he wants to begin to deploy large and medium-sized unmanned vessels as part of carrier strike groups and amphibious ready groups. For the first deployments, such vessels “may not necessarily be completely unmanned; they may be minimally manned,” the chief of naval operations told reporters in a Wednesday [February 16] conference call. “But I want to be in a position where we can crawl-walk-run” and “put us in a position where we can scale [i.e., increase the numbers of these UVs] in the 2030s.” One key to this, Gilday said, is doing as much testing and prototyping as possible at land-based facilities and simulators.... 57 Jonathan Panter and Johnathan Falcone, “Feedback Loops and Fundamental Flaws in Autonomous Warships,” War on the Rocks, June 24, 2022. Congressional Research Service 32 Navy Large Unmanned Surface and Undersea Vehicles Another vital component, Gilday said, are the flexible and reliable wireless networks that will connect uncrewed vessels to the rest of a strike group.58 Another February 16, 2022, press report states “We’re moving in an evolutionary instead of a revolutionary manner, in order to deliver a platform [that] is going to be reliable and that’s actually going to perform as intended,” [Chief of Naval Operations Admiral Mike] Gilday said [February 16]. “We could actually learn greatly from our land-based engineering test sites … specifically up in Philadelphia, Pennsylvania, where we can take an engineering configuration that we want to use on a specific platform.” While the Navy is proving those systems to Congress, Gilday wants to get other types of smaller vehicles into the fleet sooner.... While the mechanical reliability of the platforms is a major point of concern, so are the networks that transmit the targeting data. The service plans to use its existing networks to transmit surveillance data and targeting information the same way a smartphones transitions from lower to different networks as a user moves from Wi-Fi to a cellular data network. “The software on the phone shifts you to a [cell] network automatically. You don’t care, the phone doesn’t care, you’re just getting, you’re just getting the information you want when you want it. It’s that same type of idea where software would decide,” Gilday said. “The system would then containerize it in a way that could ride on any one of those lightning bolts. It could move on any one of those systems to get to the endpoint system. It’s leveraging the fact that every shooter doesn’t necessarily have to sense the target that you’re going to that it is going to fire at. That it can be set the target it can be… radio silent.” The Navy has tested the software-defined system in San Diego and Gilday said there are plans to test a battle group with the concept later this year or in early 2023. The new tack from the Navy will get new unmanned systems to the fleet faster and inform the larger systems that are developing more slowly. “We thought that was important, or I thought that was important from a risk-reduction standpoint so that we could begin to mature and then hopefully scale unmanned capabilities at a faster pace,” he said.59 A January 28, 2022, press report stated The U.S. Navy is unlikely to pursue a formal program for unmanned surface vessels in the next five years, instead focusing on the enabling technologies first, several leaders said this month. The Navy in fiscal 2020 laid out an aggressive plan to buy a handful of prototype medium and large USVs and then quickly transition into a program of record using shipbuilding funds. The service acknowledged it would adjust the program-of-record USV design over time to incorporate lessons learned as prototypes hit the water. Leaders argued this strategy was necessary because the technology was key to the Navy’s Distributed Maritime Operations concept, and because there was no time to waste in building and fielding the vessels. 58 Bradley Peniston, “Navy Chief Sees Robot Ships Alongside Aircraft Carriers Within Five Years,” Defense One, February 16, 2022. 59 Sam LaGrone, “CNO Gilday Taking a More ‘Realistic’ Approach to Unmanned Systems in the Fleet,” USNI News, February 16 (updated February 17), 2022. Congressional Research Service 33 Navy Large Unmanned Surface and Undersea Vehicles After two years of Congress pushing back against this quick move into unmanned programs, the Navy has quietly acknowledged a change in strategy. “We are focused on prototyping and maturing the fundamentals, the building blocks,” Rear Adm. Casey Moton, the program executive officer for unmanned and small combatants, said earlier this month at the Surface Navy Association’s [SNA’s] annual conference. Though Moton said there’s a lot of interest in the future large and medium USV programs—previously slated to begin as early as 2023—his team is more “focused on the system engineering pillars that we need to field any such platform.”... Rear Adm. Paul Schlise, the director of surface warfare on the chief of naval operations’ staff (OPNAV N96), told Defense News following his presentation at a separate SNA panel that he wouldn’t move into a program of record until all those separate pillars were more mature. One key pillar is the development and maturation of hull, mechanical and electrical systems that can support unmanned vessel operations. Schlise said lawmakers were “crystal clear” in the fiscal 2021 defense authorization bill that they didn’t want to invest in programs of record until it’s clear hull, mechanical and electrical systems would work for weeks or months at a time without sailors around to perform routine maintenance or emergency repairs.... Asked how long that would take and when the Navy will begin a program of record, Schlise said he hopes by the end of the five-year Future Years Defense Program that the service will “have gotten pretty confident in what we can and can’t do. And maybe we’ll learn this is going to take a little bit longer. I don’t have an absolute clairvoyant picture.”60 XLUUV June 2023 GAO Report The June 2023 GAO report assessing selected major DOD weapon acquisition programs stated the following of the XLUUV program: Current Status The XLUUV is $242 million, or 64 percent, over its original 2016 cost estimate, although the program reported that the contractor has reached the ceiling price for the fabrication work. Even though the Navy began the XLUUV project in 2017 to meet an urgent need, the system is on track to be over 3 years late. Navy officials said that the contractor originally planned to deliver one prototype vehicle in December 2020 and five prototype vehicles by the end of 2022. But the contractor now plans to deliver them between March 2024 and August 2024. Changes to the XLUUV to meet Navy requirements combined with challenges stemming from the COVID-19 pandemic account for some of the delays. According to Navy officials, the contractor changed the originally planned battery to meet endurance requirements. As of March 2023, the new battery has yet to be completed. In addition, the Navy has yet to identify XLUUV critical technologies. To reduce the effect of delays and gain a better understanding of the system, the Navy contracted for an unplanned sixth vehicle for $73 million, which contributed to the program’s cost growth. The Navy plans to use this vehicle to test the system while it awaits the delivery of the five originally planned vehicles. However, this prototype vehicle does 60 Megan Eckstein, “US Navy Adopts New Strategy Prioritizing ‘the Building Blocks’ of Unmanned Tech,” Defense News, January 28, 2022. Congressional Research Service 34 Navy Large Unmanned Surface and Undersea Vehicles not have the planned battery or payload module, which is used to carry critical systems or weapons. The Navy plans to use the major capability acquisition pathway with the intention to purchase more XLUUVs at some point in the next several years. In September 2022, we recommended that the program conduct production readiness reviews prior to additional purchases beyond the six planned XLUUVs; the Navy agreed with our recommendation. Program Office Comments We provided a draft of this assessment to the program office for review and comment. The program office provided technical comments, which we incorporated where appropriate. The program office stated that it is developing the first-ever autonomous uncrewed diesel-electric submarine. It noted that while the program experienced delays, it is moving faster than a traditional development effort. The program office also acknowledged the need to enhance the supplier base and stated that it is assessing potential critical technologies to inform future procurements.61 September 2022 GAO Report A September 2022 GAO report on the XLUUV program states A September 2022 GAO report on the XLUUV program states
The Navy is attempting to rapidly deliver five Extra Large Unmanned Undersea Vehicles The Navy is attempting to rapidly deliver five Extra Large Unmanned Undersea Vehicles
(XLUUV) to the fleet for deploying undersea mines without the need for sailors. However, (XLUUV) to the fleet for deploying undersea mines without the need for sailors. However,
the XLUUV effort is at least $242 million or 64 percent over its original cost estimate and the XLUUV effort is at least $242 million or 64 percent over its original cost estimate and
at least 3 years late. The contractor originally planned to deliver the first vehicle by at least 3 years late. The contractor originally planned to deliver the first vehicle by
December 2020 and all five vehicles by the end of calendar year 2022. The Navy and the December 2020 and all five vehicles by the end of calendar year 2022. The Navy and the
contractor are in the process of revising the delivery dates. But both expect the contractor contractor are in the process of revising the delivery dates. But both expect the contractor
to complete and deliver all five vehicles between February and June 2024. to complete and deliver all five vehicles between February and June 2024.
The contractor did not demonstrate its readiness to fabricate XLUUV because it was not The contractor did not demonstrate its readiness to fabricate XLUUV because it was not
required to do so. For acquisition programs, DOD and Navy typically conduct a production required to do so. For acquisition programs, DOD and Navy typically conduct a production
readiness review. While XLUUV is a prototype and not an acquisition program, the Navy readiness review. While XLUUV is a prototype and not an acquisition program, the Navy
plans to field the vehicles quickly. Key differences between the XLUUV and the plans to field the vehicles quickly. Key differences between the XLUUV and the
contractor’s prototype, the Echo Voyager, required the contractor to redesign critical contractor’s prototype, the Echo Voyager, required the contractor to redesign critical
components. Rather than address issues before starting fabrication, the contractor did not components. Rather than address issues before starting fabrication, the contractor did not
identify the full impact of these issues until after fabrication began. Then, significant delays identify the full impact of these issues until after fabrication began. Then, significant delays
were exacerbated by the COVID-19 pandemic. Further, the Navy has begun assessing the were exacerbated by the COVID-19 pandemic. Further, the Navy has begun assessing the
possibility of adding more capability and vehicles to this effort. If the Navy forgoes a possibility of adding more capability and vehicles to this effort. If the Navy forgoes a
production readiness review for its next XLUUV purchase, it risks beginning fabrication production readiness review for its next XLUUV purchase, it risks beginning fabrication
without information to assess the contractor’s cost, schedule, and performance targets. without information to assess the contractor’s cost, schedule, and performance targets.
The Navy determined that XLUUV was critical to fulfilling an emergent need, which, The Navy determined that XLUUV was critical to fulfilling an emergent need, which,
under DOD policy, generally requires a capability be provided within 2 years. However, under DOD policy, generally requires a capability be provided within 2 years. However,
the Navy did not develop a sound business case, including cost and schedule estimates, to the Navy did not develop a sound business case, including cost and schedule estimates, to
ensure that it could deliver the vehicles quickly to the fleet because XLUUV is a research ensure that it could deliver the vehicles quickly to the fleet because XLUUV is a research
and development effort. According to DOD urgent capability acquisition best practices, an and development effort. According to DOD urgent capability acquisition best practices, an
acquiring organization should make cost and schedule trade-off decisions to get solutions acquiring organization should make cost and schedule trade-off decisions to get solutions
to the fleet faster. Without more complete cost and schedule estimates, the Navy does not to the fleet faster. Without more complete cost and schedule estimates, the Navy does not
have the information it needs for decision-making and, thus, could continue experiencing have the information it needs for decision-making and, thus, could continue experiencing
cost overruns and schedule delays as it builds the XLUUV.cost overruns and schedule delays as it builds the XLUUV.61
~~An October 14, 2022, press report quoted a Boeing official as stating that the company’s efforts to~~
~~stand up new manufacturing and assembly lines for the XLUUV program were “performed~~
~~during the COVID-19 pandemic, so [there were] heavy travel restrictions that we were under,~~
~~global parts and raw material shortages and then most recently, a lot of that further exacerbated~~
~~by, Russia's invasion of Ukraine.” The article quoted the official as stating that “the most~~
~~significant challenges we’ve encountered that led to the schedule delays that are driving the~~
~~program [were those associated with] our design of the new battery and the associated battery~~
~~management system” for the XLUUV compared to those used on the Boeing Echo Voyager.62~~
~~A November 29, 2022, press report stated:~~
~~[Rear Adm. Casey Moton, the program executive officer for unmanned and small~~
~~combatants] said the Orca [XLUUV] program has seen significant production delays, but~~

~~61 Government Accountability Office,~~ ~~Extra Large Unmanned Undersea Vehicle[:] Navy Needs to Employ Better~~
~~Management Practices to Ensure Swift Delivery to the Fleet, GAO-22-105974, highlights page (PDF page 2 of 31). See~~
~~also Anthony Capaccio and Julie Johnsson, “US Navy’s Giant Underwater ‘Orca’ Drone Is Running Years Late,”~~
Bloomberg, June 14, 2022.
~~62 Audrey Decker, “Boeing Says XLUUV Delays Primarily Caused by Battery Redesign,” Inside Defense, October 14,~~
~~2022.~~
~~Congressional Research Service~~

34

~~Navy Large Unmanned Surface and Undersea Vehicles~~

~~he remains confident the Navy will learn from the initial prototypes being built now and~~
~~then move into a program of record....~~
~~Moton attributed the delays in part to pandemic and post-pandemic challenges: production~~
~~delays, shortages in parts and forgings, supply chain backups for key components like~~
~~lithium ion batteries.~~
~~A Boeing spokesperson told Defense News “the Orca program is a development program~~
~~involving groundbreaking technology.”~~
~~“There is no other commercially available XLUUV anywhere,” the spokesperson added.~~
~~“Supply chain challenges combined with high quality requirements have affected timeline~~
~~and schedule. The Navy has been informed and involved in the entire development~~
~~program, including the analysis and thought process behind any delays.”~~
~~Despite the delays, Moton said Boeing is very close to achieving full integration on the test~~
~~asset system, called XLE0, which will deliver to the Navy in early 2023. Boeing said it~~
~~christened this vehicle in April and will relaunch it by the end of the year to allow for sea~~
~~trials and delivery next year.~~
~~The test asset will reduce risk on the following five Orca prototypes, the last of which GAO~~
~~says will now deliver in mid-2024.~~
~~Moton said he couldn’t discuss the timing of a program of record for Orca because that’s~~
~~part of ongoing FY24 budget negotiations. But he said the test asset and five prototypes~~
~~will give the Navy a good understanding of the XLUUV program’s anticipated cost and~~
~~schedule.63~~62 61 Government Accountability Office, Weapon Systems Annual Assessment[:] Programs Are Not Consistently Implementing Practices That Can Help Accelerate Acquisitions, GAO-23-106059, June 2023, p. 173. 62 Government Accountability Office, Extra Large Unmanned Undersea Vehicle[:] Navy Needs to Employ Better Management Practices to Ensure Swift Delivery to the Fleet, GAO-22-105974, highlights page. See also Anthony (continued...) Congressional Research Service 35 Navy Large Unmanned Surface and Undersea Vehicles Press Reports A November 29, 2022, press report stated: [Rear Adm. Casey Moton, the program executive officer for unmanned and small combatants] said the Orca [XLUUV] program has seen significant production delays, but he remains confident the Navy will learn from the initial prototypes being built now and then move into a program of record.... Moton attributed the delays in part to pandemic and post-pandemic challenges: production delays, shortages in parts and forgings, supply chain backups for key components like lithium ion batteries. A Boeing spokesperson told Defense News “the Orca program is a development program involving groundbreaking technology.” “There is no other commercially available XLUUV anywhere,” the spokesperson added. “Supply chain challenges combined with high quality requirements have affected timeline and schedule. The Navy has been informed and involved in the entire development program, including the analysis and thought process behind any delays.” Despite the delays, Moton said Boeing is very close to achieving full integration on the test asset system, called XLE0, which will deliver to the Navy in early 2023. Boeing said it christened this vehicle in April and will relaunch it by the end of the year to allow for sea trials and delivery next year. The test asset will reduce risk on the following five Orca prototypes, the last of which GAO says will now deliver in mid-2024. Moton said he couldn’t discuss the timing of a program of record for Orca because that’s part of ongoing FY24 budget negotiations. But he said the test asset and five prototypes will give the Navy a good understanding of the XLUUV program’s anticipated cost and schedule.63 An October 14, 2022, press report quoted a Boeing official as stating that the company’s efforts to stand up new manufacturing and assembly lines for the XLUUV program were “performed during the COVID-19 pandemic, so [there were] heavy travel restrictions that we were under, global parts and raw material shortages and then most recently, a lot of that further exacerbated by, Russia's invasion of Ukraine.” The article quoted the official as stating that “the most significant challenges we’ve encountered that led to the schedule delays that are driving the program [were those associated with] our design of the new battery and the associated battery management system” for the XLUUV compared to those used on the Boeing Echo Voyager.64 A June 14, 2022, press report states Boeing Co. is expected to deliver Orca—an underwater drone the size of a subway car that’s envisioned to lay mines and perform other missions for the US Navy—as much as three years later than planned. Capaccio and Julie Johnsson, “US Navy’s Giant Underwater ‘Orca’ Drone Is Running Years Late,” Bloomberg, June 14, 2022. 63 Megan Eckstein, “What’s Ahead for Navy Unmanned Underwater Vehicle Programs?” Defense News, November 29, 2022. 64 Audrey Decker, “Boeing Says XLUUV Delays Primarily Caused by Battery Redesign,” Inside Defense, October 14, 2022. Congressional Research Service 36 Navy Large Unmanned Surface and Undersea Vehicles As the Navy works to incorporate pilotless ships in its future fleet, budget documents show the first of five operational Orca drones may be delivered in September 2023, rather than December 2020, “due to contractor challenges and supplier issues.”... “The Navy is working with Boeing to mitigate schedule delays and execute risk reduction” by paying for a prototype that’s being used for testing and training, the service said. The test drone was christened April 28 and began its first in-water testing.... Boeing has “worked diligently to stand up a new industrial base and supply chain for titanium composites, pressure vessel manufacturing” at efficient production rates and “batteries necessary to enter production” on the Orca system, the Naval Sea Systems Command said in a statement. The command didn’t address why these production challenges weren’t anticipated before Boeing’s award over Lockheed. Nor did it address what cost growth the delays and production issues have caused.... Orca’s technical issues are likely to be repeated as the service pursues unmanned systems, according to Shelby Oakley, a Government Accountability Office acquisition director who has followed the issue. “The Navy is in the beginning phases of developing uncrewed systems and, like all new technical endeavors, is likely to face some challenges,” she said. “The Navy can improve the development by changing its management approach and better planning its strategy for transitioning its prototyping efforts,” she said. “We are currently in the process of reviewing the challenges facing” the Orca program “and plan to report on the Navy’s path forward this summer.”65
Industrial Base Implications
Another oversight issue for Congress concerns the potential industrial base implications of these Another oversight issue for Congress concerns the potential industrial base implications of these
large UV programs as part of a shift to a more distributed fleet architecture, particularly since large UV programs as part of a shift to a more distributed fleet architecture, particularly since
UVs like these can be built and maintained by facilities other than the shipyards that currently UVs like these can be built and maintained by facilities other than the shipyards that currently
build the Navy’s major combatant ships. Potential oversight questions for Congress include the build the Navy’s major combatant ships. Potential oversight questions for Congress include the
following: following:
• What portion of these UVs might be built or maintained by facilities other than • What portion of these UVs might be built or maintained by facilities other than
shipyards that currently build the Navy’s major combatant ships? shipyards that currently build the Navy’s major combatant ships?6466
• To what degree, if any, might these large UV programs change the current • To what degree, if any, might these large UV programs change the current
distribution of Navy shipbuilding and maintenance work, and what implications distribution of Navy shipbuilding and maintenance work, and what implications
might that have for workloads and employment levels at various production and might that have for workloads and employment levels at various production and
maintenance facilities? maintenance facilities?
Potential Implications for Miscalculation or Escalation at Sea
Another oversight issue for Congress concerns the potential implications of large UVs, Another oversight issue for Congress concerns the potential implications of large UVs,
particularly large USVs, for the chance of miscalculation or escalation in when U.S. Navy forces particularly large USVs, for the chance of miscalculation or escalation in when U.S. Navy forces

~~63 Megan Eckstein, “What’s Ahead for Navy Unmanned Underwater Vehicle Programs?” Defense News, November 29,~~
~~2022.~~
64are operating in waters near potential adversaries. Some observers have expressed concern about this issue.67 65 Anthony Capaccio and Julie Johnsson, “US Navy’s Giant Underwater ‘Orca’ Drone Is Running Years Late,” Bloomberg, June 14, 2022. 66 For an opinion piece addressing this issue, see Collin Fox, “Distributed Manufacturing for Distributed Lethality,” For an opinion piece addressing this issue, see Collin Fox, “Distributed Manufacturing for Distributed Lethality,”
Center for International Maritime Security (CIMSEC), February 26, 2021. Center for International Maritime Security (CIMSEC), February 26, 2021.
67 See, for example, Jonathan Panter, “Naval Escalation in an Unmanned Context,” Center for International maritime (continued...) Congressional Research Service Congressional Research Service

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~~are operating in waters near potential adversaries. Some observers have expressed concern about~~
~~this issue.65~~
Legislative Activity for FY2024
Summary of Congressional Action on FY2024 Funding Request
Table 1 summarizes congressional action on the Navy’s FY2024 funding request for the LUSV, summarizes congressional action on the Navy’s FY2024 funding request for the LUSV,
MUSV, and XLUUV programs and their enabling technologies. Funding for UUV core MUSV, and XLUUV programs and their enabling technologies. Funding for UUV core
technologies (line 77) develops technologies for various Navy UUVs, including but not limited to technologies (line 77) develops technologies for various Navy UUVs, including but not limited to
XLUUV. XLUUV.
Table 1. Congressional Action on FY2024 Large UV Funding Request
Millions of dollars, rounded to the nearest tenth Millions of dollars, rounded to the nearest tenth

Authorization
Appropriation
Research and development ~~funding~~ funding Request HASC
SASC
Final
HAC
SAC
Final
PE 0603178N, Large Unmanned PE 0603178N, Large Unmanned
117.4 117.4
117.4 117.4
117.4 117.4

113.1 113.1
117.4 117.4

Surface Vessels (LUSVs) (line 28) Surface Vessels (LUSVs) (line 28)
PE 0605512N Medium Unmanned PE 0605512N Medium Unmanned
85.8 85.8
85.8 85.8
85.8 85.8

74.2 74.2
70.1 70.1

Surface Vehicles (MUSVs) (line 93) Surface Vehicles (MUSVs) (line 93)
PE 0605513N, Unmanned Surface PE 0605513N, Unmanned Surface
176.3 176.3
176.3 176.3
176.3 176.3

172.0 172.0
161.7 161.7

Vehicle (LUSV/MUSV) Enabling Vehicle (LUSV/MUSV) Enabling
Capabilities (line 94) Capabilities (line 94)
PE 0604536N, Advanced Undersea PE 0604536N, Advanced Undersea
104.3 104.3
104.3 104.3
104.3 104.3

82.6 82.6
69.7 69.7

Prototyping (line 88) [XLUUV] Prototyping (line 88) [XLUUV]
PE 0604029N, UUV Core PE 0604029N, UUV Core
71.2 71.2
71.2 71.2
71.2 71.2

75.2 75.2
67.2 67.2

Technologies (line 77) Technologies (line 77)
Sources: Table prepared by CRS based on FY2024 Navy budget submission and committee and conference Table prepared by CRS based on FY2024 Navy budget submission and committee and conference
reports and explanatory statements on the FY2024 National Defense Authorization Act and the FY2024 DOD reports and explanatory statements on the FY2024 National Defense Authorization Act and the FY2024 DOD
Appropriations Act. Appropriations Act.
Notes: PE is program element (i.e., a line item in a DOD research and development account). is program element (i.e., a line item in a DOD research and development account). HASC is House is House
Armed Services Committee; Armed Services Committee; SASC is Senate Armed Services Committee; is Senate Armed Services Committee; HAC is House Appropriations is House Appropriations
Committee; Committee; SAC is Senate Appropriations Committee. Funding for UUV core technologies (line 77) develops is Senate Appropriations Committee. Funding for UUV core technologies (line 77) develops
technologies for various Navy UUVs, including but not limited to XLUUV. technologies for various Navy UUVs, including but not limited to XLUUV.

~~65 See, for example, Jonathan Panter, “Naval Escalation in an Unmanned Context,” Center for International maritime~~
FY2024 National Defense Authorization Act (H.R. 2670/S. 2226) House The House Armed Services Committee, in its report (H.Rept. 118-125 of June 30, 2023) on H.R. 2670, recommended the funding levels shown in the HASC column of Table 1. Security (CIMSEC), April 26, 2023; David Axe, “Autonomous Navies Could Make War More Likely,” Security (CIMSEC), April 26, 2023; David Axe, “Autonomous Navies Could Make War More Likely,” National
Interest, August 17, 2020; David B. Larter, “The US Navy Says It’s Doing Its Best to Avoid a ‘Terminator’ Scenario in , August 17, 2020; David B. Larter, “The US Navy Says It’s Doing Its Best to Avoid a ‘Terminator’ Scenario in
Quest for Autonomous Weapons,” Quest for Autonomous Weapons,” Defense News, September 12, 2019; Evan Karlik, “US-China Tensions—Unmanned , September 12, 2019; Evan Karlik, “US-China Tensions—Unmanned
Military Craft Raise Risk of War,” Military Craft Raise Risk of War,” Nikkei Asian Review, June 28, 2019; , June 28, 2019;

Congressional Research Service Congressional Research Service

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~~FY2024 National Defense Authorization Act (H.R. 2670/S. 2226)~~
~~House~~
~~The House Armed Services Committee, in its report (H.Rept. 118-125 of June 30, 2023) on H.R.~~
~~2670, recommended the funding levels shown in the HASC column of Table 1.~~
Senate
The Senate Armed Services Committee, in its report (S.Rept. 118-58 of July 12, 2023) on S. The Senate Armed Services Committee, in its report (S.Rept. 118-58 of July 12, 2023) on S.
2226, recommended the funding levels shown in the SASC column o2226, recommended the funding levels shown in the SASC column of Table 1.
FY2024 DOD Appropriations Act (H.R. 4365/S. 2587)
House
The House Appropriations Committee, in its report (H.Rept. 118-121 of June 27, 2023) on H.R. The House Appropriations Committee, in its report (H.Rept. 118-121 of June 27, 2023) on H.R.
4365, recommended the funding levels shown in the HAC column of4365, recommended the funding levels shown in the HAC column of Table 1.
The recommended reduction of $4.320 million for line 28 is for “Prior year underexecution.” The recommended reduction of $4.320 million for line 28 is for “Prior year underexecution.”
(Page 204) (Page 204)
The recommended reduction of $11.552 million for line 93 is for “Program delays.” (Page 207) The recommended reduction of $11.552 million for line 93 is for “Program delays.” (Page 207)
The recommended reduction of $4.281 million for line 94 is for “Prior year underexecution.” The recommended reduction of $4.281 million for line 94 is for “Prior year underexecution.”
(Page 207) (Page 207)
The recommended reduction of $21.725 million for line 88 is for “Program delays.” (Page 207) The recommended reduction of $21.725 million for line 88 is for “Program delays.” (Page 207)
The recommended increase of $4.0 million is for “Program increase—tactical data links and The recommended increase of $4.0 million is for “Program increase—tactical data links and
networks.” (Page 206) networks.” (Page 206)
Senate
The Senate Appropriations Committee, in its report (S.Rept. 118-81 of July 27, 2023) on S. 2587, The Senate Appropriations Committee, in its report (S.Rept. 118-81 of July 27, 2023) on S. 2587,
recommended the funding levels shown in the SAC column ofrecommended the funding levels shown in the SAC column of Table 1.
The recommended reduction of $15.670 million for line 93 is for “MUSV prototype delays” The recommended reduction of $15.670 million for line 93 is for “MUSV prototype delays”
($3.918 million), “MUSV requirements development excess to need” ($4.7 million), and “Dock ($3.918 million), “MUSV requirements development excess to need” ($4.7 million), and “Dock
and sea trials ahead of need” ($7.052 million). (Page 212) and sea trials ahead of need” ($7.052 million). (Page 212)
The recommended reduction of $14.549 million for line 94 is for “Overestimation of product The recommended reduction of $14.549 million for line 94 is for “Overestimation of product
development” ($7.0 million) and “Overestimation of support and management” ($7.549 million). development” ($7.0 million) and “Overestimation of support and management” ($7.549 million).
(Page 212) (Page 212)
The recommended reduction of $69.7 million for line 88 is for “Basing equipment ahead of need” The recommended reduction of $69.7 million for line 88 is for “Basing equipment ahead of need”
($20.7 million), “XLUUV spares maintenance ahead of need” ($3.338 million), and “DT&E ($20.7 million), “XLUUV spares maintenance ahead of need” ($3.338 million), and “DT&E
[developmental test and evaluation] ahead of need” (10.567 million). (Page 212) [developmental test and evaluation] ahead of need” (10.567 million). (Page 212)
The recommended net reduction of $4.0 million for line 77 includes recommended reduction of The recommended net reduction of $4.0 million for line 77 includes recommended reduction of
$14.0 million for “Prior year carryover” and a recommended transfer into line 77 of $10.0 million $14.0 million for “Prior year carryover” and a recommended transfer into line 77 of $10.0 million
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from line 69 in the Defense Wide research and development for “AUKUS innovation from line 69 in the Defense Wide research and development for “AUKUS innovation
initiatives.”initiatives.”6668 (Page 212) (Page 212)
S.Rept. 118-81 states: S.Rept. 118-81 states:
Open Autonomous Underwater Vehicle Software Architecture.—The Committee notes the —The Committee notes the
significant proposed Navy investment to develop and acquire a variety of unmanned significant proposed Navy investment to develop and acquire a variety of unmanned
surface vehicles [USVs] and unmanned undersea vehicles [UUVs] as part of an effort to surface vehicles [USVs] and unmanned undersea vehicles [UUVs] as part of an effort to
68 AUKUS is a trilateral arrangement for enhanced security cooperation announced in September 2021 by the governments of Australia, the UK, and the United States. The effort includes, among other things, enhanced cooperation on certain military technologies. For more on technology cooperation under AUKUS, see CRS Report R47599, AUKUS Pillar 2: Background and Issues for Congress, by Patrick Parrish and Luke A. Nicastro. Congressional Research Service 39 Navy Large Unmanned Surface and Undersea Vehicles shift the Navy to a more distributed fleet architecture. The fiscal year 2024 President’s shift the Navy to a more distributed fleet architecture. The fiscal year 2024 President’s
budget request contains more than $867,117,000 in research, development, test and budget request contains more than $867,117,000 in research, development, test and
evaluation funding in fiscal year 2024 and $4,409,700,000 in the Future Years Defense evaluation funding in fiscal year 2024 and $4,409,700,000 in the Future Years Defense
Program for the development and procurement of such systems. The Committee is Program for the development and procurement of such systems. The Committee is
concerned that despite this and previous significant investments, the requestconcerned that despite this and previous significant investments, the request also reflects also reflects
significant programmatic setbacks for many of these same systems and technologies, significant programmatic setbacks for many of these same systems and technologies,
including: the truncation of the Barracuda UUV, pausing the Knifefish UUV program prior including: the truncation of the Barracuda UUV, pausing the Knifefish UUV program prior
to production, the cancelation of the Snakehead UUV program, delivery delays for the first to production, the cancelation of the Snakehead UUV program, delivery delays for the first
Medium USV, and ongoing additional requirements definition for the Large USV. Further, Medium USV, and ongoing additional requirements definition for the Large USV. Further,
the Committee notes that the Extra Large UUV [XLUUV] program, which is supposed to the Committee notes that the Extra Large UUV [XLUUV] program, which is supposed to
deliver five XLUUVs to the fleet, is at least $242,000,000 or 64 percent over its original deliver five XLUUVs to the fleet, is at least $242,000,000 or 64 percent over its original
cost estimate and over 3 years late. cost estimate and over 3 years late.
In contrast, the Committee is also aware that the Navy’s Anguilla Large UUV program is In contrast, the Committee is also aware that the Navy’s Anguilla Large UUV program is
using a fundamentally different development approach from other Navy USVs and UUVs. using a fundamentally different development approach from other Navy USVs and UUVs.
This program is executing on time and on budget and reached mission capable status only This program is executing on time and on budget and reached mission capable status only
4 years after its initial design review. This approach is known as the Open Autonomous 4 years after its initial design review. This approach is known as the Open Autonomous
Underwater Vehicle [OpenAUV] software architecture, which features the payload Underwater Vehicle [OpenAUV] software architecture, which features the payload
controller extensible [PCX] modular open architecture. While recognizing each vehicle controller extensible [PCX] modular open architecture. While recognizing each vehicle
will require a tailored approach, the Committee believes that establishing the OpenAUV will require a tailored approach, the Committee believes that establishing the OpenAUV
and PCX architectures as the Navy technical standard for UUVs and USVs would enable and PCX architectures as the Navy technical standard for UUVs and USVs would enable
greater speed and flexibility in fielding, upgrading, modifying, and sustaining these greater speed and flexibility in fielding, upgrading, modifying, and sustaining these
vehicles for a range of missions. In addition, broader adoption of the OpenAUV vehicles for a range of missions. In addition, broader adoption of the OpenAUV
architecture would enable greater commercial participation and competition opportunities architecture would enable greater commercial participation and competition opportunities
through the lifecycle of a USV or UUV platform. The Committee is encouraged that the through the lifecycle of a USV or UUV platform. The Committee is encouraged that the
Navy recognizes the potential utility of broader OpenAUV applicability based on the Navy recognizes the potential utility of broader OpenAUV applicability based on the
successful integration of the OpenAUV architecture on one Razorback UUV. successful integration of the OpenAUV architecture on one Razorback UUV.
Therefore, the Committee directs the Secretary of the Navy to assess Therefore, the Committee directs the Secretary of the Navy to assess the feasibility and the feasibility and
advisability of: establishing the OpenAUV and PCX architectures as the Navy standard for advisability of: establishing the OpenAUV and PCX architectures as the Navy standard for
UUVs and USVs; accelerating OpenAUV integration on more Razorback UUVs; requiring UUVs and USVs; accelerating OpenAUV integration on more Razorback UUVs; requiring
USV and UUV program managers to review Navy’s OpenAUV lessons learned, USV and UUV program managers to review Navy’s OpenAUV lessons learned,
incorporate best practices, and engage in technical exchanges with performers; incorporate best practices, and engage in technical exchanges with performers;
implementing OpenAUV on Snakehead UUVs; and maximizing full-and-open competition implementing OpenAUV on Snakehead UUVs; and maximizing full-and-open competition
on UUV and USV solicitations with OpenAUV architectures prescribed. The Secretary is on UUV and USV solicitations with OpenAUV architectures prescribed. The Secretary is
directed to submit this assessment to the congressional defense committees not later than directed to submit this assessment to the congressional defense committees not later than
120 days after the date of enactment of this act. (Pages 214-215) 120 days after the date of enactment of this act. (Pages 214-215)

~~66 AUKUS is a trilateral arrangement for enhanced security cooperation announced in September 2021 by the~~
~~governments of Australia, the UK, and the United States. The effort includes, among other things, enhanced~~
~~cooperation on certain military technologies. For more on technology cooperation under AUKUS, see CRS Report~~
~~R47599, AUKUS Pillar 2: Background and Issues for Congress, by Patrick Parrish and Luke A. Nicastro.~~
Author Information Ronald O'Rourke Specialist in Naval Affairs Congressional Research Service Congressional Research Service

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Navy Large Unmanned Surface and Undersea Vehicles

~~Author Information~~

~~Ronald O'Rourke~~

~~Specialist in Naval Affairs~~

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