Special Event Security and National Special
February 27, 2023July 16, 2024
Security Events: A Summary and Issues for
Shawn Reese
Congressional Consideration
Analyst in Emergency
Analyst in Emergency
Management and Management and
Following the end of the Cold War, policymakers began to be concerned with a rise in
Following the end of the Cold War, policymakers began to be concerned with a rise in
Homeland Security Policy
Homeland Security Policy
international and domestic terrorism threats. Because of this, Congress debated and legislated on
international and domestic terrorism threats. Because of this, Congress debated and legislated on
the security of large federal government and public events. The President—or his representative,
the security of large federal government and public events. The President—or his representative,
the Secretary of the Department of Homeland Security (DHS)—may designate major federal the Secretary of the Department of Homeland Security (DHS)—may designate major federal
government or public events that are considered nationally significant as National Special
government or public events that are considered nationally significant as National Special
Security Events (NSSEs). These events include presidential inaugurations, presidential nominating conventions, major Security Events (NSSEs). These events include presidential inaugurations, presidential nominating conventions, major
sporting events, and major international meetings. The U.S. Secret Service (USSS)sporting events, and major international meetings. The U.S. Secret Service (USSS)
, a component of the Department of Homeland Security, was designated as the lead federal agency was designated as the lead federal agency
responsible for coordinating, planning, exercising, and implementing security for NSSEs by P.L. 106-544. The persistence of responsible for coordinating, planning, exercising, and implementing security for NSSEs by P.L. 106-544. The persistence of
terrorism threats has made NSSE designation a subject of congressional interest, including because of the associated USSS terrorism threats has made NSSE designation a subject of congressional interest, including because of the associated USSS
support for such events. The January 20, 2021, inauguration of President Joe Biden and Vice President Kamala Harris was support for such events. The January 20, 2021, inauguration of President Joe Biden and Vice President Kamala Harris was
designated an NSSE. The joint session of Congress that met at the U.S. Capitol on January 6, 2021, to open, certify, and designated an NSSE. The joint session of Congress that met at the U.S. Capitol on January 6, 2021, to open, certify, and
count the November 2020 presidential election electoral votes was not designated an NSSE. In addition to NSSEs, some count the November 2020 presidential election electoral votes was not designated an NSSE. In addition to NSSEs, some
security events (at the state and local level) may require federal assistance. A Special Event Assessment Rating (SEAR) event security events (at the state and local level) may require federal assistance. A Special Event Assessment Rating (SEAR) event
is a special event that is typically preplanned by a state or local jurisdiction or a private entity and is not designated as an is a special event that is typically preplanned by a state or local jurisdiction or a private entity and is not designated as an
NSSENSSE. Former President Trump’s 2024 political rally in Butler, PA, and location of the shooting incident being investigated as an attempted assassination and as potential domestic terrorism, was not an NSSE, and CRS is unaware if it received a SEAR. This report provides information on NSSEs, SEARs, the difference between the two, and a summary of issues for . This report provides information on NSSEs, SEARs, the difference between the two, and a summary of issues for
congressional consideration. congressional consideration.
Congressional Research Service
Congressional Research Service
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1112 Special Event Security and National Special Security Events
Contents
Introduction ..................................................................................................................................... 1
National Special Security Events (NSSEs) ..................................................................................... 12
NSSE Designations ................................................................................................................... 2
NSSE Security Operations ........................................................................................................ 5
Special Event Assessment Rating (SEAR) Events .......................................................................... 56
NSSE and SEAR Differences .......................................................................................................... 7
Issues for Congress .......................................................................................................................... 7
Recurring Versus Infrequent Designations ................................................................................ 78
Refining NSSE Designations .................................................................................................... 8
Funding Special Security Events .............................................................................................. 8
Limited Resources for Competing SEAR-Assessed Events ..................................................... 8
Tables
Table 1. National Special Security Events ........................................................................................ 2 3
Table 2. DHS Special Event Assessment Rating Levels .................................................................. 6
Contacts
Author Information .......................................................................................................................... 89
Congressional Research Service
Congressional Research Service
Special Event Security and National Special Security Events
Introduction
Congressional interest in special event security is ongoing due to continued threats from both Congressional interest in special event security is ongoing due to continued threats from both
domestic and international terrorismdomestic and international terrorism
., and recent events such as the shooting incident at a political rally in Butler, PA, on July 13, 2024, that is being investigated as an attempted assassination of former President Donald J. Trump and as potential domestic terrorism.1 National Special Security Events (NSSEs) are nationally or National Special Security Events (NSSEs) are nationally or
internationally significant events that typically involve either a large number of attendees or a internationally significant events that typically involve either a large number of attendees or a
large number of the public, and are attended by U.S. officials and foreign dignitaries. In addition large number of the public, and are attended by U.S. officials and foreign dignitaries. In addition
to NSSEs, some events (at the state and local level) may require federal assistance to provide to NSSEs, some events (at the state and local level) may require federal assistance to provide
appropriate levels of security. A Special Event Assessment Rating (SEAR) event is a special event appropriate levels of security. A Special Event Assessment Rating (SEAR) event is a special event
(typically preplanned by a nonfederal entity) that requires federal assistance to provide security, (typically preplanned by a nonfederal entity) that requires federal assistance to provide security,
but does not rise to the threshold of qualifying as an NSSE. but does not rise to the threshold of qualifying as an NSSE.
On December 19, 2000, President Clinton signed into law the Presidential Threat Protection Act
On December 19, 2000, President Clinton signed into law the Presidential Threat Protection Act
of 2000 (P.L. 106-544). Among other provisions, the act authorized the U.S. Secret Service of 2000 (P.L. 106-544). Among other provisions, the act authorized the U.S. Secret Service
(USSS)—when directed by the President or the President’s representative (i.e., the Secretary of (USSS)—when directed by the President or the President’s representative (i.e., the Secretary of
the Department of Homeland Security the Department of Homeland Security
(DHS)[DHS])—to plan, coordinate, and implement security )—to plan, coordinate, and implement security
operations at special events of national significance.operations at special events of national significance.
12 The President or DHS Secretary may The President or DHS Secretary may
designate major federal government or public events that are considered nationally significant as designate major federal government or public events that are considered nationally significant as
NSSEs. Some events categorized as NSSEs includeNSSEs. Some events categorized as NSSEs include
:
• presidential inaugurations; presidential inaugurations;
• major international summits held in the United States; major international summits held in the United States;
• major sporting events; and major sporting events; and
• presidential nominating conventions. presidential nominating conventions.
Events designated as NSSEs included the January 20, 2021, inauguration of President Joseph R.
Events designated as NSSEs included the January 20, 2021, inauguration of President Joseph R.
Biden, Jr. and Vice President Kamala D. Harris. The January 6, 2021, joint session of Congress Biden, Jr. and Vice President Kamala D. Harris. The January 6, 2021, joint session of Congress
was not designated an NSSE. was not designated an NSSE.
Threats to U.S. security persist. For example, on February 7, 2022, DHS issued a National
Threats to U.S. security persist. For example, on February 7, 2022, DHS issued a National
Terrorism Advisory System Terrorism Advisory System
bulletin2bulletin3 warning of credible domestic terrorism threats. Specifically, warning of credible domestic terrorism threats. Specifically,
the bulletin identified “continued calls for violence directed at U.S. critical infrastructure; soft the bulletin identified “continued calls for violence directed at U.S. critical infrastructure; soft
targets including mass gatherings; faith-based institutions, such as churches, synagogues, and targets including mass gatherings; faith-based institutions, such as churches, synagogues, and
mosques; institutions of higher education; racial and religious minorities; government facilities mosques; institutions of higher education; racial and religious minorities; government facilities
and personnel, including law enforcement and the military; the media; and perceived ideological and personnel, including law enforcement and the military; the media; and perceived ideological
opponents.” opponents.”
The persistence of these threats
The persistence of these threats
havehas made NSSE designation a subject of congressional interest, made NSSE designation a subject of congressional interest,
including because of the associated USSS support for such events. This report describes NSSE including because of the associated USSS support for such events. This report describes NSSE
event designation, the designation of other types of events, and security operations provided for event designation, the designation of other types of events, and security operations provided for
NSSEs, as well as considerations for Congress. NSSEs, as well as considerations for Congress.
National Special Security Events (NSSEs)
The need for event security and the USSS’s role in coordinating and providing such security was identified prior to the enactment of P.L. 106-544. On May 22, 1998, President Clinton issued Presidential Decision Directive 62 (PDD 62)—Protection Against Unconventional Threats to the
1
1 Former President Trump’s political rally in Butler, PA, was not classified as a NSSE. 2 P.L. 106-544, Sec. 3; 114 Stat. 2716. P.L. 106-544, Sec. 3; 114 Stat. 2716.
23 U.S. Department of Homeland Security, U.S. Department of Homeland Security,
National Terrorism Advisory System, February 7, 2022, , February 7, 2022,
https://www.dhs.gov/national-terrorism-advisory-system. https://www.dhs.gov/national-terrorism-advisory-system.
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Special Event Security and National Special Security Events
National Special Security Events (NSSEs) The need for event security and the USSS’s role in coordinating and providing such security was identified prior to the enactment of P.L. 106-544. On May 22, 1998, President Clinton issued Presidential Decision Directive 62 (PDD 62)—Protection Against Unconventional Threats to the Homeland and Americans Overseas, which established a framework for federal department and Homeland and Americans Overseas, which established a framework for federal department and
agency counterterrorism programs that addressed terrorist apprehension and prosecution, agency counterterrorism programs that addressed terrorist apprehension and prosecution,
increased transportation security, enhanced emergency response, and enhanced cybersecurity.increased transportation security, enhanced emergency response, and enhanced cybersecurity.
34 PDD 62 also designated specific federal departments and agencies as the lead agencies in the PDD 62 also designated specific federal departments and agencies as the lead agencies in the
event of terrorist attacks.event of terrorist attacks.
45 USSS was designated as the lead agency in the planning, USSS was designated as the lead agency in the planning,
implementation, and coordination of operational security for events of national significance—as implementation, and coordination of operational security for events of national significance—as
designated by the President. Other lead agencies for counterterrorism activities included the designated by the President. Other lead agencies for counterterrorism activities included the
Federal Emergency Management Agency, the Department of Defense, and the Department of Federal Emergency Management Agency, the Department of Defense, and the Department of
Health and Human Services.Health and Human Services.
56
NSSE Designations
Prior to the establishment of DHS in January 2003, the President determined the events of Prior to the establishment of DHS in January 2003, the President determined the events of
national significance that were designated as NSSEs. Since the establishment of the department, national significance that were designated as NSSEs. Since the establishment of the department,
the DHS Secretary—as the President’s representative—has had the responsibility to designate the DHS Secretary—as the President’s representative—has had the responsibility to designate
NSSEs. NSSE designation factors include the following: NSSEs. NSSE designation factors include the following:
• anticipated attendance by U.S. officials and foreign dignitaries; anticipated attendance by U.S. officials and foreign dignitaries;
67 • size of the event; size of the event;
78 and and
• significance of the event. significance of the event.
89
Recent NSSEs include the 2022 United
Recent NSSEs include the 2022 United
Nations General Assembly, President Biden’s 2021 inauguration, General Assembly, President Biden’s 2021 inauguration,
and the Republican and Democratic presidential candidate nominating conventions held in 2020. and the Republican and Democratic presidential candidate nominating conventions held in 2020.
From January 1, 1998, to February 7, 2023, there have been 73 NSSEs. From January 1, 1998, to February 7, 2023, there have been 73 NSSEs.
Table 1.National Special Security Events
January 1, 1998–February 7, 2023
Start
Description
Date
End Date
City
State
1
World Energy Council Meeting
9/13/98
9/17/98
Houston
TX
2
North Atlantic Treaty Organization 50th Anniversary
4/23/99
4/25/99
Washington
DC
Celebration
3
World Trade Organization Meeting
11/29/99
12/3/99
Seattle
WA
4
State of the Union Address
1/27/00
1/27/00
Washington
DC
3
4 PDD 62 was superseded by a classified appendix to Annex II of National Security Presidential Directive PDD 62 was superseded by a classified appendix to Annex II of National Security Presidential Directive
46/Homeland Security Presidential Directive 15, 46/Homeland Security Presidential Directive 15,
U.S. Strategy and Policy in the War on Terror, on March 6, 2006. The , on March 6, 2006. The
appendix maintains USSS responsibility in planning, coordinating, and implementing security operations at NSSEs. appendix maintains USSS responsibility in planning, coordinating, and implementing security operations at NSSEs.
45 Presidential Decision Directive 62 is classified. The White House issued a fact sheet abstract about it, and the Presidential Decision Directive 62 is classified. The White House issued a fact sheet abstract about it, and the
Federation of American Scientists has posted an “unclassified abstract” said to be “derived from” PDD 62, available at Federation of American Scientists has posted an “unclassified abstract” said to be “derived from” PDD 62, available at
http://www.fas.org/irp/offdocs/pdd-62.htm, October 25, 2007. http://www.fas.org/irp/offdocs/pdd-62.htm, October 25, 2007.
56 U.S. Department of Homeland Security, U.S. Secret Service, Office of Legislative Affairs, “National Special Security U.S. Department of Homeland Security, U.S. Secret Service, Office of Legislative Affairs, “National Special Security
Events: Meeting the Counter-Terrorism Challenge” (Washington: 2006), p. 1. This document is available to Events: Meeting the Counter-Terrorism Challenge” (Washington: 2006), p. 1. This document is available to
congressional clients by contacting the U.S. Secret Service’s Office of Legislative Affairs. congressional clients by contacting the U.S. Secret Service’s Office of Legislative Affairs.
67 Events attended by U.S. government officials and foreign dignitaries may require federal interest in ensuring that the Events attended by U.S. government officials and foreign dignitaries may require federal interest in ensuring that the
event is executed without incident and that sufficient resources are available in case of an incident. event is executed without incident and that sufficient resources are available in case of an incident.
78 A large number of attendees and participants increases security requirements. Additionally, larger events could A large number of attendees and participants increases security requirements. Additionally, larger events could
possibly increase terrorist intentions of attempting to attack the event. possibly increase terrorist intentions of attempting to attack the event.
89 Some events have historical, political, and symbolic significance that may heighten the possibility of terrorist attacks; Some events have historical, political, and symbolic significance that may heighten the possibility of terrorist attacks;
see http://www.secretservice.gov/nsse.shtml. see http://www.secretservice.gov/nsse.shtml.
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Special Event Security and National Special Security Events
Table 1. National Special Security Events
January 1, 1998–February 7, 2023
Start
Description
Date
End Date
City
State
1
World Energy Council Meeting
9/13/98
9/17/98
Houston
TX
2
North Atlantic Treaty Organization 50th Anniversary
4/23/99
4/25/99
Washington
DC
Celebration
3
World Trade Organization Meeting
11/29/99
12/3/99
Seattle
WA
4
State of the Union Address
1/27/00
1/27/00
Washington
DC
5 5
International Monetary Fund/World Bank Spring
International Monetary Fund/World Bank Spring
4/14/00
4/14/00
4/17/00
4/17/00
Washington
Washington
DC
DC
Meetings
Meetings
6
6
International Naval Review (INR) OpSail
International Naval Review (INR) OpSail
7/3/00
7/3/00
7/9/00
7/9/00
New York
New York
NY
NY
7
7
Republican National Convention
Republican National Convention
7/29/00
7/29/00
8/4/00
8/4/00
Philadelphia
Philadelphia
PA
PA
8
8
Democratic National Convention
Democratic National Convention
8/14/00
8/14/00
8/16/00
8/16/00
Los Angeles
Los Angeles
CA
CA
9
9
54th Presidential Inauguration
54th Presidential Inauguration
1/20/01
1/20/01
1/20/01
1/20/01
Washington
Washington
DC
DC
10 United Nations General Assembly 56
10 United Nations General Assembly 56
11/10/01
11/10/01
11/16/01
11/16/01
New York
New York
NY
NY
11 State of the Union Address
11 State of the Union Address
1/29/02
1/29/02
1/29/02
1/29/02
Washington
Washington
DC
DC
12 Super Bowl XXXVI
12 Super Bowl XXXVI
2/3/02
2/3/02
2/3/02
2/3/02
New Orleans
New Orleans
LA
LA
13 Winter Olympic Games
13 Winter Olympic Games
2/8/02
2/8/02
2/24/02
2/24/02
Salt Lake City
Salt Lake City
UT
UT
14 State of the Union Address
14 State of the Union Address
1/20/04
1/20/04
1/20/04
1/20/04
Washington
Washington
DC
DC
15 G-8 Summit
15 G-8 Summit
6/8/04
6/8/04
6/10/04
6/10/04
Sea Island
Sea Island
GA
GA
16 Reagan State Funeral
16 Reagan State Funeral
6/10/04
6/10/04
6/10/04
6/10/04
Washington
Washington
DC
DC
17 Democratic National Convention
17 Democratic National Convention
7/26/04
7/26/04
7/29/04
7/29/04
Boston
Boston
MA
MA
18 Republican National Convention
18 Republican National Convention
8/30/04
8/30/04
9/2/04
9/2/04
Boston
Boston
MA
MA
19 55th Presidential Inauguration
19 55th Presidential Inauguration
1/20/05
1/20/05
1/20/05
1/20/05
Washington
Washington
DC
DC
20 State of the Union Address
20 State of the Union Address
2/2/05
2/2/05
2/2/05
2/2/05
Washington
Washington
DC
DC
21 State of the Union Address
21 State of the Union Address
1/31/06
1/31/06
1/31/06
1/31/06
Washington
Washington
DC
DC
22 Ford State Funeral
22 Ford State Funeral
12/30/06
12/30/06
1/2/07
1/2/07
Washington
Washington
DC
DC
23 State of the Union Address
23 State of the Union Address
1/23/07
1/23/07
1/23/07
1/23/07
Washington
Washington
DC
DC
24 State of the Union Address
24 State of the Union Address
1/28/08
1/28/08
1/28/08
1/28/08
Washington
Washington
DC
DC
25 Democratic National Convention
25 Democratic National Convention
8/25/08
8/25/08
8/28/08
8/28/08
Denver
Denver
CO
CO
26 Republican National Convention
26 Republican National Convention
9/1/08
9/1/08
9/4/08
9/4/08
St. Paul
St. Paul
MN
MN
27 G-20 Economic Summit
27 G-20 Economic Summit
11/14/08
11/14/08
11/15/08
11/15/08
Washington
Washington
DC
DC
28 Obama Pre-Inaugural Train Stop
28 Obama Pre-Inaugural Train Stop
- —#1 #1
1/17/09
1/17/09
1/17/09
1/17/09
Philadelphia
Philadelphia
PA
PA
29 Obama Pre-Inaugural Train Stop
29 Obama Pre-Inaugural Train Stop
- —#2 #2
1/17/09
1/17/09
1/17/09
1/17/09
Baltimore
Baltimore
MD
MD
30 Obama Pre-Inaugural Train Stop
30 Obama Pre-Inaugural Train Stop
- —#3 #3
1/17/09
1/17/09
1/17/09
1/17/09
Wilmington
Wilmington
DE
DE
31 Obama Pre-Inaugural Lincoln Memorial Rally
31 Obama Pre-Inaugural Lincoln Memorial Rally
1/18/09
1/18/09
1/18/09
1/18/09
Washington
Washington
DC
DC
32 56th Presidential Inauguration
32 56th Presidential Inauguration
1/20/09
1/20/09
1/20/09
1/20/09
Washington
Washington
DC
DC
33 Presidential Address to the Joint Session of Congress 2/24/09
33 Presidential Address to the Joint Session of Congress 2/24/09
2/24/09
2/24/09
Washington
Washington
DC
DC
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Special Event Security and National Special Security Events
Start
Description
Date
End Date
City
State
34 G-20 Pittsburgh Summit 34 G-20 Pittsburgh Summit
9/24/09
9/24/09
9/25/09
9/25/09
Pittsburgh
Pittsburgh
PA
PA
35 State of the Union Address
35 State of the Union Address
1/27/10
1/27/10
1/27/10
1/27/10
Washington
Washington
DC
DC
36 Nuclear Security Summit
36 Nuclear Security Summit
4/12/10
4/12/10
4/13/10
4/13/10
Washington
Washington
DC
DC
37 State of the Union Address
37 State of the Union Address
1/25/11
1/25/11
1/25/11
1/25/11
Washington
Washington
DC
DC
38 APEC Summit
38 APEC Summit
11/12/11
11/12/11
11/13/11
11/13/11
Honolulu
Honolulu
HI
HI
39 State of the Union Address
39 State of the Union Address
1/24/12
1/24/12
1/24/12
1/24/12
Washington
Washington
DC
DC
40 NATO Summit 2012
40 NATO Summit 2012
5/20/12
5/20/12
5/21/12
5/21/12
Chicago
Chicago
IL
IL
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Special Event Security and National Special Security Events
Start
Description
Date
End Date
City
State
41 Republican National Convention 41 Republican National Convention
8/26/12
8/26/12
8/30/12
8/30/12
Tampa
Tampa
FL
FL
42 Democratic National Convention
42 Democratic National Convention
9/3/12
9/3/12
9/6/12
9/6/12
Charlotte
Charlotte
NC
NC
43 57th Presidential Inauguration
43 57th Presidential Inauguration
1/21/13
1/21/13
1/21/13
1/21/13
Washington
Washington
DC
DC
44 State of the Union Address
44 State of the Union Address
2/12/13
2/12/13
2/12/13
2/12/13
Washington
Washington
DC
DC
45 State of the Union Address
45 State of the Union Address
1/28/14
1/28/14
1/28/14
1/28/14
Washington
Washington
DC
DC
46 U.S.-Africa Leaders Summit
46 U.S.-Africa Leaders Summit
8/5/14
8/5/14
8/6/14
8/6/14
Washington
Washington
DC
DC
47 State of the Union Address
47 State of the Union Address
1/20/15
1/20/15
1/20/15
1/20/15
Washington
Washington
DC
DC
48 Papal Visit
48 Papal Visit
- —Washington, DC Washington, DC
9/22/15
9/22/15
9/23/15
9/23/15
Washington
Washington
DC
DC
49 Papal Visit
49 Papal Visit
- —UNGA 70 UNGA 70
9/23/15
9/23/15
9/25/15
9/25/15
New York
New York
NY
NY
50 Papal Visit
50 Papal Visit
- —World Meeting of Families World Meeting of Families
9/25/15
9/25/15
9/27/15
9/27/15
Philadelphia
Philadelphia
PA
PA
51 State of the Union Address
51 State of the Union Address
1/12/16
1/12/16
1/12/16
1/12/16
Washington
Washington
DC
DC
52 Nuclear Security Summit
52 Nuclear Security Summit
3/31/16
3/31/16
4/1/16
4/1/16
Washington
Washington
DC
DC
53 Republican National Convention
53 Republican National Convention
7/17/16
7/17/16
7/21/16
7/21/16
Cleveland
Cleveland
OH
OH
54 Democratic National Convention
54 Democratic National Convention
7/25/16
7/25/16
7/28/16
7/28/16
Philadelphia
Philadelphia
PA
PA
55 UNGA 71
55 UNGA 71
9/13/16
9/13/16
9/16/16
9/16/16
New York
New York
NY
NY
56 58th Presidential Inauguration
56 58th Presidential Inauguration
1/20/17
1/20/17
1/20/17
1/20/17
Washington
Washington
DC
DC
57 Presidential Address to the Joint Session of Congress 2/28/17
57 Presidential Address to the Joint Session of Congress 2/28/17
2/28/17
2/28/17
Washington
Washington
DC
DC
58 UNGA 72
58 UNGA 72
9/17/17
9/17/17
9/22/17
9/22/17
New York
New York
NY
NY
59 State of the Union Address
59 State of the Union Address
1/30/18
1/30/18
1/30/18
1/30/18
Washington
Washington
DC
DC
60 UNGA 73
60 UNGA 73
9/18/18
9/18/18
9/23/18
9/23/18
New York
New York
NY
NY
61 Bush 41 State Funeral
61 Bush 41 State Funeral
12/3/18
12/3/18
12/5/18
12/5/18
Washington
Washington
DC
DC
62 State of the Union Address
62 State of the Union Address
2/5/19
2/5/19
2/5/19
2/5/19
Washington
Washington
DC
DC
63 UNGA 74
63 UNGA 74
9/22/19
9/22/19
9/28/19
9/28/19
New York
New York
NY
NY
64 State of the Union Address
64 State of the Union Address
2/4/20
2/4/20
2/4/20
2/4/20
Washington
Washington
DC
DC
65 Democratic National Convention
65 Democratic National Convention
8/17/20
8/17/20
8/20/20
8/20/20
Milwaukee
Milwaukee
WI
WI
66 Republican National Convention-Charlotte
66 Republican National Convention-Charlotte
8/24/20
8/24/20
8/27/20
8/27/20
Charlotte
Charlotte
NC
NC
67 59th Presidential Inauguration
67 59th Presidential Inauguration
1/13/21
1/13/21
1/21/21
1/21/21
Washington
Washington
DC
DC
68 Presidential Address to the Joint Session of Congress 4/28/21
68 Presidential Address to the Joint Session of Congress 4/28/21
4/28/21
4/28/21
Washington
Washington
DC
DC
69 UNGA 76
69 UNGA 76
9/19/2021
9/19/2021
9/25/2021
9/25/2021
New York
New York
NY
NY
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Special Event Security and National Special Security Events
Start
Description
Date
End Date
City
State
70 State of the Union Address 70 State of the Union Address
3/1/22
3/1/22
3/1/22
3/1/22
Washington
Washington
DC
DC
71 UNGA 77
71 UNGA 77
9/18/22
9/18/22
9/25/22
9/25/22
New York
New York
NY
NY
72
72
USU.S.-Africa Leaders Summit -Africa Leaders Summit
12/13/22
12/13/22
12/15/22
12/15/22
Washington
Washington
DC
DC
73 State of the Union Address
73 State of the Union Address
2/7/23
2/7/23
2/7/23
2/7/23
Washington
Washington
DC
DC
Source: U.S. Secret Service Congressional Liaison document provided to CRS February 22, 2023.U.S. Secret Service Congressional Liaison document provided to CRS February 22, 2023.
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NSSE Security Operations
When an event is designated as an NSSE, USSS becomes the lead federal agency responsible for When an event is designated as an NSSE, USSS becomes the lead federal agency responsible for
developing, exercising, and implementing security operations. The goal of these security developing, exercising, and implementing security operations. The goal of these security
operations is to operations is to
develop and implement a seamless security plan that will create a safe and secure
develop and implement a seamless security plan that will create a safe and secure
environment for the general public, event participants, Secret Service protectees, and other environment for the general public, event participants, Secret Service protectees, and other
dignitaries.dignitaries.
910
The USSS’s Dignitary Protective Division (DPD) is responsible for NSSE planning and
The USSS’s Dignitary Protective Division (DPD) is responsible for NSSE planning and
coordinates with other USSS headquarters and field offices. Some of the coordination includes coordinates with other USSS headquarters and field offices. Some of the coordination includes
advance planning and serving as a liaison for venue and air space security, training, advance planning and serving as a liaison for venue and air space security, training,
communications, and security credentialing.communications, and security credentialing.
1011 Additionally, DPD coordinates and conducts Additionally, DPD coordinates and conducts
liaisons with other federal, state, and local agencies—primarily law enforcement entities. liaisons with other federal, state, and local agencies—primarily law enforcement entities.
NSSE security is planned, exercised, and implemented through a unified command model that is
NSSE security is planned, exercised, and implemented through a unified command model that is
comprised of representatives of participating federal, state, and local agencies with NSSE comprised of representatives of participating federal, state, and local agencies with NSSE
responsibilities. During the NSSE’s planning phase, each participating agency is tasked according responsibilities. During the NSSE’s planning phase, each participating agency is tasked according
to their expertise or jurisdictional responsibility. USSS states that, “with the support of hundreds to their expertise or jurisdictional responsibility. USSS states that, “with the support of hundreds
of federal, state, and local law enforcement and public safety organizations, each of these events of federal, state, and local law enforcement and public safety organizations, each of these events
has successfully concluded without any major incidents.”has successfully concluded without any major incidents.”
1112
NSSE operational plans include the use of physical infrastructure security fencing, barricades,
NSSE operational plans include the use of physical infrastructure security fencing, barricades,
special access accreditation badges, K-9 teams, and other security technologies. To try to ensure special access accreditation badges, K-9 teams, and other security technologies. To try to ensure
consequence management, DHS pre-positions Domestic Emergency Support Teams, Urban consequence management, DHS pre-positions Domestic Emergency Support Teams, Urban
Search and Rescue Teams, National Emergency Response Teams, Nuclear Incident Response Search and Rescue Teams, National Emergency Response Teams, Nuclear Incident Response
Teams, and assets from the Strategic National Stockpile and Mobile Emergency Response Teams, and assets from the Strategic National Stockpile and Mobile Emergency Response
System. Specific teams and groupings of teams are designed for each event based on coordination System. Specific teams and groupings of teams are designed for each event based on coordination
with other federal entities, state and local jurisdictions, available local resources, and mutual aid with other federal entities, state and local jurisdictions, available local resources, and mutual aid
agreements.agreements.
1213 Additionally, USSS sponsors training seminars for command-level federal, state, Additionally, USSS sponsors training seminars for command-level federal, state,
and local law enforcement and public safety officials to provide principles for managing security and local law enforcement and public safety officials to provide principles for managing security
10 U.S. Department of Homeland Security, U.S. Secret Service, Office of Legislative Affairs, “National Special Security Events: Meeting the Counter-Terrorism Challenge” (Washington: 2006), p. 1. This document is available to congressional clients by contacting the U.S. Secret Service’s Office of Legislative Affairs.
11 Ibid., p. 2. 12 Ibid. 13 U.S. Department of Homeland Security, Office of the Press Secretary, “National Special Security Events Fact Sheet,” July 9, 2003.
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at major events and strategies for reducing vulnerabilities related to terrorism. The seminars also at major events and strategies for reducing vulnerabilities related to terrorism. The seminars also
discuss key strategies and lessons learned from past NSSEs.discuss key strategies and lessons learned from past NSSEs.
1314
Special Event Assessment Rating (SEAR) Events
A Special Event Assessment Rating (SEAR) A Special Event Assessment Rating (SEAR)
eventevent15 is a special event that is typically preplanned is a special event that is typically preplanned
by a state or local jurisdiction or a private entity but is not designated as an NSSE. SEAR events by a state or local jurisdiction or a private entity but is not designated as an NSSE. SEAR events
are large state, local, or private events that do not require a lead federal agency. SEAR events are are large state, local, or private events that do not require a lead federal agency. SEAR events are
state and locally planned and managed. A SEAR assessment measures the risk of terrorist attack state and locally planned and managed. A SEAR assessment measures the risk of terrorist attack
and other hazards, as appropriate, on a special event. The Special Events Working Group, which and other hazards, as appropriate, on a special event. The Special Events Working Group, which
9 U.S. Department of Homeland Security, U.S. Secret Service, Office of Legislative Affairs, “National Special Security Events: Meeting the Counter-Terrorism Challenge” (Washington: 2006), p. 1. This document is available to congressional clients by contacting the U.S. Secret Service’s Office of Legislative Affairs.
10 Ibid., p. 2. 11 Ibid. 12 U.S. Department of Homeland Security, Office of the Press Secretary, “National Special Security Events Fact Sheet,” July 9, 2003.
13 Ibid.
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comprises more than 60 federal agencies, components, and offices, including DHS, Federal comprises more than 60 federal agencies, components, and offices, including DHS, Federal
Bureau of Investigation (FBI), and the National Counterterrorism Center, is responsible for Bureau of Investigation (FBI), and the National Counterterrorism Center, is responsible for
designating the SEAR level for events submitted by federal, state, or local entities (seedesignating the SEAR level for events submitted by federal, state, or local entities (see
Error! R
eference source not found.).14 Table 2).16
Unlike an NSSE, where the Secret Service assumes responsibility for the event’s security, the
Unlike an NSSE, where the Secret Service assumes responsibility for the event’s security, the
state or local jurisdiction where the SEAR event will occur has the primary responsibility for state or local jurisdiction where the SEAR event will occur has the primary responsibility for
finalizing the security plan. Depending on the SEAR level, federal agencies may provide finalizing the security plan. Depending on the SEAR level, federal agencies may provide
additional security measures to the state or local jurisdiction to properly secure the event, such as additional security measures to the state or local jurisdiction to properly secure the event, such as
additional support to fill significant security shortfalls. Additionally, once a certain SEAR level is additional support to fill significant security shortfalls. Additionally, once a certain SEAR level is
assigned to an event, the DHS Office of Intelligence and Analysis, FBI, fusion centers, and any assigned to an event, the DHS Office of Intelligence and Analysis, FBI, fusion centers, and any
other appropriate parties may conduct a Joint Special Event Threat Assessment, which is used to other appropriate parties may conduct a Joint Special Event Threat Assessment, which is used to
identify necessary security measures to mitigate potential threats. identify necessary security measures to mitigate potential threats.
The SEAR process is most frequently initiated by a request from a state or local entity to DHS,
The SEAR process is most frequently initiated by a request from a state or local entity to DHS,
although a federal entity may also submit an event for a rating. For an event taking place on although a federal entity may also submit an event for a rating. For an event taking place on
federal property, several entities may request a SEAR assessment, including a federal agency or a federal property, several entities may request a SEAR assessment, including a federal agency or a
local government entity, if that entity believes that the event may have an impact on its own local government entity, if that entity believes that the event may have an impact on its own
resources. A federal agency may also request a SEAR assessment if it has threat information that resources. A federal agency may also request a SEAR assessment if it has threat information that
warrants an assessment, but this is a less common occurrence, according to DHS data. Most warrants an assessment, but this is a less common occurrence, according to DHS data. Most
SEAR events are submitted to the DHS Special Events Program located in the Office of SEAR events are submitted to the DHS Special Events Program located in the Office of
Operations Coordination through the annual National Special Events Data Call. DHS Office of Operations Coordination through the annual National Special Events Data Call. DHS Office of
Operations Coordination officials informed CRS that they will assess and assign a SEAR level for Operations Coordination officials informed CRS that they will assess and assign a SEAR level for
any event that is submitted through the Data Call. any event that is submitted through the Data Call.
Table 2. DHS Special Event Assessment Rating Levels
SEAR Levela
Event Significance
Event Requirements
Level 1
Level 1
Events of significant national or international
Events of significant national or international
May require extensive federal
May require extensive federal
importance.
importance.
agency support and DHS Secretary
agency support and DHS Secretary
appoints a Federal Coordinatoappoints a Federal Coordinato
r.b
Level 2
Level 2
Events of significant national or international
Events of significant national or international
May require some federal
May require some federal
importance.
importance.
interagency support and the DHS
interagency support and the DHS
Secretary may appoint a Federal Coordinator.
14 Ibid. 15 CRS did not identify any information on whether Pennsylvania authorities completed a SEAR assessment for former President Trump’s political rally in Butler or requested additional federal resources. 16 U.S. Government Accountability Office, Capitol Attack: Special Event Designations Could Have Been Requested For January 6, 2021, But Not All DHS Guidance Is Clear, GAO-21-105255, August 2021, p. 4, https://www.gao.gov/assets/gao-21-105255.pdf.
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SEAR Levela
Event Significance
Event Requirements Secretary may appoint a Federal Coordinator.
Level 3
Level 3
Events of national or international importance.
Events of national or international importance.
Requires only limited federal
Requires only limited federal
support. support.
Level 4
Level 4
Events of limited national importance.
Events of limited national importance.
Managed at the state level.
Managed at the state level.
Level 5
Level 5
Events may be nationally recognized but generally have
Events may be nationally recognized but generally have
Typically managed at the local level.
Typically managed at the local level.
only state/local importance.
only state/local importance.
Source: GAO analysis of DHS information in GAO-21-105255. GAO analysis of DHS information in GAO-21-105255.
Notes: a. The Secretary’s role in assigning SEAR levels stems from Homeland Security Presidential Directive 5 a. The Secretary’s role in assigning SEAR levels stems from Homeland Security Presidential Directive 5
(HSPD-5) and the Homeland Security Act of 2002, P.L. 107-296, 116 Stat. 2135. The purpose of HSPD-5 is
(HSPD-5) and the Homeland Security Act of 2002, P.L. 107-296, 116 Stat. 2135. The purpose of HSPD-5 is
to enhance the ability of the United States to manage domestic incidents by establishing a single, to enhance the ability of the United States to manage domestic incidents by establishing a single,
comprehensive national incident management system. HSPD-5 identifies the Secretary as the principal comprehensive national incident management system. HSPD-5 identifies the Secretary as the principal
federal official for domestic incident management. In addition, as explained in HSPD-5, the Secretary is federal official for domestic incident management. In addition, as explained in HSPD-5, the Secretary is
14 U.S. Government Accountability Office, Capitol Attack: Special Event Designations Could Have Been Requested
For January 6, 2021, But Not All DHS Guidance Is Clear, GAO-21-105255, August 2021, p. 4, https://www.gao.gov/assets/gao-21-105255.pdf.
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responsible for coordinating federal operations within the United States to prepare for, respond to, and responsible for coordinating federal operations within the United States to prepare for, respond to, and
recover from terrorist attacks, major disasters, and other emergencies. recover from terrorist attacks, major disasters, and other emergencies.
b. The DHS Secretary appoints a Federal Coordinator for all SEAR level 1 and most SEAR level 2 events. The
b. The DHS Secretary appoints a Federal Coordinator for all SEAR level 1 and most SEAR level 2 events. The
Federal Coordinator is responsible for liaising with federal, state, and local officials, consulting with state and
Federal Coordinator is responsible for liaising with federal, state, and local officials, consulting with state and
local authorities on the event security and response plans, maintaining situational awareness of the event local authorities on the event security and response plans, maintaining situational awareness of the event
throughout the planning and execution phases, and resolving any federal interagency conflicts that may arise. throughout the planning and execution phases, and resolving any federal interagency conflicts that may arise.
NSSE and SEAR Differences
According to DHS documentation, NSSEs occur on an infrequent basis and require extensive According to DHS documentation, NSSEs occur on an infrequent basis and require extensive
federal planning due to their national or international significance. In comparison, SEAR events federal planning due to their national or international significance. In comparison, SEAR events
happen more frequently and are typically preplanned by state and local entities. SEAR events can happen more frequently and are typically preplanned by state and local entities. SEAR events can
also be nationally significant, but they are considered lower risk than an NSSE and require less also be nationally significant, but they are considered lower risk than an NSSE and require less
federal coordination and support.federal coordination and support.
1517
From 2017 to 2021, DHS designated 13 total NSSE events,
From 2017 to 2021, DHS designated 13 total NSSE events,
eight8 of which occurred in the of which occurred in the
Washington, DCWashington, DC
, area. Of these 13 events, area. Of these 13 events,
eight8 were predesignated as recurring, such as the were predesignated as recurring, such as the
Republican and Democratic National Conventions and the opening period of the United Nations Republican and Democratic National Conventions and the opening period of the United Nations
General Assembly. Of the eight events that occurred in Washington, DC, five were predesignated General Assembly. Of the eight events that occurred in Washington, DC, five were predesignated
by DHS, such as the presidential inauguration and the State of the Union address.by DHS, such as the presidential inauguration and the State of the Union address.
1618
During the same five-year period, DHS received 104,198 event submissions for SEAR
During the same five-year period, DHS received 104,198 event submissions for SEAR
assessments, 1,717 of which were located in the National Capital Region. According to DHS assessments, 1,717 of which were located in the National Capital Region. According to DHS
officials, approximately 64% of all SEAR events submitted for 2021 were recurring, such as officials, approximately 64% of all SEAR events submitted for 2021 were recurring, such as
weekly movie events at a state or local park. Examples of more prominent submitted events weekly movie events at a state or local park. Examples of more prominent submitted events
include the Super Bowl, include the Super Bowl,
the Indianapolis 500, and the Kentucky Derby.Indianapolis 500, and the Kentucky Derby.
1719
Issues for Congress
Issues facing congressional consideration revolve around the debate of recurring versus Issues facing congressional consideration revolve around the debate of recurring versus
infrequent special security events and include examining the differences between predesignated infrequent special security events and include examining the differences between predesignated
17 Ibid. 18 Ibid., p. 6. 19 Ibid.
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versus designated NSSEs, refining of those designations, funding for special security events, and versus designated NSSEs, refining of those designations, funding for special security events, and
competition for resources. competition for resources.
Recurring Versus Infrequent Designations
DHS predesignates recurring significant national events. These recurring significant national DHS predesignates recurring significant national events. These recurring significant national
events include Republican and Democratic Party national nominating conventions, presidential events include Republican and Democratic Party national nominating conventions, presidential
State of the Union addresses, United Nations General assemblies, and presidential inaugurations. State of the Union addresses, United Nations General assemblies, and presidential inaugurations.
Predesignation provides federal entities (and their state and local stakeholders) with advanced and Predesignation provides federal entities (and their state and local stakeholders) with advanced and
established security planning. An NSSE that occurs infrequently, or one that is based upon special established security planning. An NSSE that occurs infrequently, or one that is based upon special
circumstances, does not provide federal entities and their state and local partners with as much circumstances, does not provide federal entities and their state and local partners with as much
lead time for planning as predesignated NSSEs. An example of an infrequent event with little lead time for planning as predesignated NSSEs. An example of an infrequent event with little
advance warning would be a presidential funeral. Reevaluating the current list of predesignated advance warning would be a presidential funeral. Reevaluating the current list of predesignated
NSSEs is one debate that has continued since the January 6, 2021, attack on the U.S. Capitol, NSSEs is one debate that has continued since the January 6, 2021, attack on the U.S. Capitol,
which occurred during the quadrennial joint session of Congress to count and certify the Electoral which occurred during the quadrennial joint session of Congress to count and certify the Electoral
College votes for the next President and Vice President (see next section). College votes for the next President and Vice President (see next section).
15 Ibid. 16 Ibid., p. 6. 17 Ibid.
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Refining NSSE Designations
Refining NSSE designations is part of the ongoing debate due to the type of increased political Refining NSSE designations is part of the ongoing debate due to the type of increased political
violence that DHS noted in its February 2022 bulletin.violence that DHS noted in its February 2022 bulletin.
1820 Arguably, this is a continued and an Arguably, this is a continued and an
increased level of political violence, including the attack on the U.S. Capitol, and attacks on increased level of political violence, including the attack on the U.S. Capitol, and attacks on
Members of Congress (and family members). DHS may consider, as recommended by GAO, to Members of Congress (and family members). DHS may consider, as recommended by GAO, to
include events such as the certification of presidential electoral ballots as a predesignated NSSE. include events such as the certification of presidential electoral ballots as a predesignated NSSE.
Funding Special Security Events
How states and localities fund security operations for NSSEs and SEARs is a third part of the How states and localities fund security operations for NSSEs and SEARs is a third part of the
debate. Currently, the USSS does not have a process for reimbursing state, local, tribal, and debate. Currently, the USSS does not have a process for reimbursing state, local, tribal, and
territorial (SLTT) partners for their contributions to NSSE events. Some NSSEs, such as territorial (SLTT) partners for their contributions to NSSE events. Some NSSEs, such as
nominating conventions receive specific appropriations from the Department of Justice’s Edward nominating conventions receive specific appropriations from the Department of Justice’s Edward
Byrne Memorial Justice Assistance Grant Byrne Memorial Justice Assistance Grant
Program19Program21 for security operations—most costs are for security operations—most costs are
related to overtime for SLTT law enforcement officers. Congress may determine that there needs related to overtime for SLTT law enforcement officers. Congress may determine that there needs
to be a funding mechanism to assist state and local governments in participating in NSSE security to be a funding mechanism to assist state and local governments in participating in NSSE security
operations. operations.
Limited Resources for Competing SEAR-Assessed Events
Congress may also consider that when there are multiple SEAR-assessed events, there may be a Congress may also consider that when there are multiple SEAR-assessed events, there may be a
competition for limited security resources, such as counter-unmanned aerial systems (CUAS). If competition for limited security resources, such as counter-unmanned aerial systems (CUAS). If
multiple events require limited assets, how are those assets assigned? What federal entities and multiple events require limited assets, how are those assets assigned? What federal entities and
resources are obligated to SEAR-assessed events? Additionally, questions remain on how SLTT resources are obligated to SEAR-assessed events? Additionally, questions remain on how SLTT
expectations are managed with regard to finite amounts of federal security resources. expectations are managed with regard to finite amounts of federal security resources.
Author Information
Shawn Reese
Analyst in Emergency Management and Homeland Security Policy
1820 U.S. Department of Homeland Security, U.S. Department of Homeland Security,
National Terrorism Advisory System, November 30, 2022, , November 30, 2022,
https://www.dhs.gov/sites/default/files/ntas/alerts/22_1130_S1_NTAS-Bulletin-508.pdf. https://www.dhs.gov/sites/default/files/ntas/alerts/22_1130_S1_NTAS-Bulletin-508.pdf.
1921 For more information on funding for presidential nominating conventions, see CRS In Focus IF11555, For more information on funding for presidential nominating conventions, see CRS In Focus IF11555,
Presidential
Candidate and Nominating Convention Security, by Shawn Reese. , by Shawn Reese.
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Author Information
Shawn Reese
Analyst in Emergency Management and Homeland Security Policy
Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
shared staff to congressional committees and Members of Congress. It operates solely at the behest of and shared staff to congressional committees and Members of Congress. It operates solely at the behest of and
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than public understanding of information that has been provided by CRS to Members of Congress in than public understanding of information that has been provided by CRS to Members of Congress in
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