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Occupational Safety and Health Administration (OSHA): COVID-19 Emergency Temporary Standards (ETS) on Health Care Employment and Vaccinations and Testing for Large Employers

Changes from September 13, 2021 to November 10, 2021

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Occupational Safety and Health Administration September 13November 10, 2021 (OSHA): COVID-19 Emergency Temporary Scott D. Szymendera Standards (ETS) on Health Care Employment Analyst in Disability Policy and Vaccinations and Testing for Large Employers , 2021
(OSHA): Emergency Temporary Standards (ETS) Scott D. Szymendera
and COVID-19
Analyst in Disability Policy

On June 21, 2021, the Occupational Safety and Health Administration (OSHA) promulgated an On June 21, 2021, the Occupational Safety and Health Administration (OSHA) promulgated an
Emergency Temporary Standard (ETS) for the prevention of the transmission of SARS-CoV-2, Emergency Temporary Standard (ETS) for the prevention of the transmission of SARS-CoV-2,

the virus that causes COVID-19 in health care employment settings.the virus that causes COVID-19 in health care employment settings. On November 5, 2021, OSHA promulgated an additional ETS that requires employers with 100 or more employees to require that all employees either be fully vaccinated against COVID-19 by January 4, 2022, or test negative for COVID-19 weekly in order to work onsite. On November 6, 2021, the U.S. Court of Appeals for the Fifth Circuit ordered a stay on the OSHA COVID-19 vaccination and testing ETS pending additional judicial review. The Occupational Safety The Occupational Safety
and Health Act of 1970 (OSH Act) gives OSHA the ability to promulgate an ETS that would remain in effect for up to six and Health Act of 1970 (OSH Act) gives OSHA the ability to promulgate an ETS that would remain in effect for up to six
months without going through the normal review and comment process of rulemaking. OSHA, however, has rarely used this months without going through the normal review and comment process of rulemaking. OSHA, however, has rarely used this
authority in the past—not since the courts struck down its ETS on asbestos in 1983. authority in the past—not since the courts struck down its ETS on asbestos in 1983.
The OSHA COVID-19 The OSHA COVID-19 ETS ETS for health care employers requires health care employers to develop COVID-19 plans and protect employees from requires health care employers to develop COVID-19 plans and protect employees from
COVID-19COVID-19 exposure through health screenings, personal protective equipment (PPE), building ventilation, and physical exposure through health screenings, personal protective equipment (PPE), building ventilation, and physical
distancing and barriers. The ETS requires health care employers to remove any employees with COVID-19 from the distancing and barriers. The ETS requires health care employers to remove any employees with COVID-19 from the
workplace while providing them with certain benefits. Healthworkplace while providing them with certain benefits. Health care employers are not required to mandate that their care employers are not required to mandate that their
employees receive a COVID-19 vaccine but must provide reasonable time off for employees to receive a vaccine and recover employees receive a COVID-19 vaccine but must provide reasonable time off for employees to receive a vaccine and recover
from any vaccine-related side effects. The ETS includes new COVID-19 recordkeeping and reporting requirements for health from any vaccine-related side effects. The ETS includes new COVID-19 recordkeeping and reporting requirements for health
care employers and permits health care employers to forgo the medical evaluation and fit-testing requirements of OSHA’s care employers and permits health care employers to forgo the medical evaluation and fit-testing requirements of OSHA’s
respiratory protection standard when providing respirators to employees in certain circumstances. respiratory protection standard when providing respirators to employees in certain circumstances.
The OSHA COVID-19 vaccination and testing ETS requires all employers with 100 or more employees to either require all employees to be vaccinated to work onsite or permit unvaccinated employees to provide weekly negative COVID-19 tests and wear face coverings to work onsite. Employers must provide employees with paid time off to receive COVID-19 vaccines and recover from any side effects. However, employers are not required to pay for COVID-19 tests or face coverings. The vaccine and testing requirements of the ETS are effective January 4, 2022. While the COVID-19 ETS for health care employers While the COVID-19 ETS applies only to health care employers, applies only to health care employers, and the COVID-19 vaccination and testing ETS applies only to employers with 100 or more employees, all employers are required to comply with the general duty all employers are required to comply with the general duty
clause of the OSH Act as well as existing OSHA standards on respiratory protection and recordkeeping that may apply to the clause of the OSH Act as well as existing OSHA standards on respiratory protection and recordkeeping that may apply to the
current COVID-19 pandemic. Pursuant to guidance issued by OSHA on May 22, 2021, employers are not required to record current COVID-19 pandemic. Pursuant to guidance issued by OSHA on May 22, 2021, employers are not required to record
or report any injuries or illnesses caused by the COVID-19 vaccine. This guidance supersedes earlier OSHA guidance that or report any injuries or illnesses caused by the COVID-19 vaccine. This guidance supersedes earlier OSHA guidance that
had required employers to record and report adverse reactions to the vaccine if vaccination was a condition of employment. had required employers to record and report adverse reactions to the vaccine if vaccination was a condition of employment.
The California Division of Occupational Safety and Health (Cal/OSHA), which operates California’s state occupational The California Division of Occupational Safety and Health (Cal/OSHA), which operates California’s state occupational
safety and health plan, has had an aerosol transmissible disease (ATD) standard since 2009. This standard includes, among safety and health plan, has had an aerosol transmissible disease (ATD) standard since 2009. This standard includes, among
other provisions, the requirement that employers provide covered employees with respirators, rather than surgical masks, other provisions, the requirement that employers provide covered employees with respirators, rather than surgical masks,
when these workers interact with ATDs, such as known or suspected COVID-19 cases. In addition, according to the when these workers interact with ATDs, such as known or suspected COVID-19 cases. In addition, according to the
Cal/OSHA ATD standard, certain procedures require the use of powered air purifying respirators (PAPR). Cal/OSHA has Cal/OSHA ATD standard, certain procedures require the use of powered air purifying respirators (PAPR). Cal/OSHA has
also promulgated an ETS to specifically address COVID-19 exposure in the workplace. The agency that operates the state also promulgated an ETS to specifically address COVID-19 exposure in the workplace. The agency that operates the state
occupational safety health plan in Michigan (MIOSHA) has promulgated an ETSoccupational safety health plan in Michigan (MIOSHA) has promulgated an ETS, which was later rescinded and replaced Congressional Research Service OSHA: ETS and COVID-19 with the OSHA COVID-19 ETS for health care employers, to specifically address COVID-19 in to specifically address COVID-19 in
workplaces. In January 2021, the Virginia state plan (VOSH) promulgated a permanent standard to supersede its ETS, and in workplaces. In January 2021, the Virginia state plan (VOSH) promulgated a permanent standard to supersede its ETS, and in
May 2021, the Oregon state plan (Oregon OSHA) replaced its ETS with a permanent standard.May 2021, the Oregon state plan (Oregon OSHA) replaced its ETS with a permanent standard.
On September 9, 2021, President Joe Biden announced that OSHA is developing an ETS that would obligate employers with
more than 100 employees to require their employees to be vaccinated against COVID-19 or be tested weekly for COVID-19.
States with state occupational safety and health plans must adopt and enforce all OSHA standards, including the ETS for health care employers and the COVID-19 vaccination and testing ETS for large employers.
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Contents
Occupational Safety and Health Administration Standards ............................................................ 1
State Plans ................................................................................................................................. 1
Promulgation of OSHA Standards ............................................................................................ 1
Notice and Comment .......................................................................................................... 2
OSHA Rulemaking Time Line ............................................................................................ 3
Judicial Review ......................................................................................................................... 4
Emergency Temporary Standards .............................................................................................. 4

ETS Requirements .............................................................................................................. 4 4
ETS Duration ...................................................................................................................... 5
OSHA COVID-19 ETS for Health Care Employers ....................................................................... 6
Petitions for Judicial Review .................................................................................................... 7 7
Justification for the COVID-19 ETS ..............for Health Care Employers ............................................. 7 Grave Danger Determination ............................................................... 7
Grave Danger Determination............................... 7 Necessity Determination ................................................................................................... 7
Necessity Determination.. 8 Employers Covered by the COVID-19 ETS for Health Care Employers ................................. 9 Key Elements of the COVID-19 ETS for Health Care Employers ......................................... 10 COVID-19 Plan ................................................................................................................ 8
Employers Covered by the ETS10 Patient Screening and Management ................................................................................... 9
Key Elements of the ETS.......................................................................................... 10
COVID-19 Plan 10 Standard and Transmission-Based Precautions ................................................................. 10 PPE..................................................................................................................................... 11 Aerosol-Generating Procedures ......................................................................................... 11 Physical Distancing ......................................................................................................... 10
Patient Screening and Management .. 12 Physical Barriers ................................................................................... 10
Standard and Transmission-Based Precautions ............................ 12 Cleaning and Disinfection ................................................................................................ 10
PPE. 12 Building Ventilation .......................................................................................................... 12 Health Screening and Medical Management ......................................... 11
Aerosol-Generating Procedures ........................... 13 Vaccination ............................................................................................................ 11
Physical Distancing ............ 15 Training ........................................................................................................... 12
Physical Barriers .................. 15 Anti-Retaliation ................................................................................................................ 12
Cleaning and Disinfection16 Recordkeeping and Reporting ........................................................................................ 12
Building Ventilation... 16 Mini-Respiratory Protection ............................................................................................. 12
Health Screening and Medical Management ........................................................... 13
Vaccination ....................................................................................................... 15
Training ............................................................................................................ 15
Anti-Retaliation ................................................................................................. 16
Recordkeeping and Reporting .............................................................................. 16
Mini-Respiratory Protection ................................................................................. 17
Announced OSHA ETS on COVID-19 Vaccines ................................................................ 17
Other OSHA Standards Related to COVID-19 ................................................................... 17

OSHA Respiratory Protection Standard....................................................................... 18
National Institute for Occupational Safety and Health Certification ............................ 18
Medical Evaluation and Fit Testing ....................................................................... 18
Temporary OSHA Enforcement Guidance on the Respiratory Protection Standard........ 19
COVID-19 Recordkeeping........................................................................................ 20
Initial OSHA Recordkeeping Guidance.................................................................. 21
Injuries and Il nesses Caused by the COVID-19 Vaccine Are Not Subject to
Recording and Reporting Requirements .............................................................. 22
Whistleblower Protections ........................................................................................ 22
State Occupational Safety and Health Standards ................................................................ 23
California: Cal/OSHA Aerosol Transmissible Disease Standard ...................................... 23
Cal/OSHA Aerosol Transmissible Disease PPE Requirements ................................... 24
Cal/OSHA COVID-19 ETS....................................................................................... 24
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Michigan: MIOSHA COVID-19 Emergency Rules ....................................................... 24
Oregon: Oregon OSHA COVID-19 Permanent Administrative Rules............................... 25
Virginia: VOSH COVID-19 Permanent Standard.......................................................... 26

Tables
Table 1. OSHA Rulemaking Process: Estimated Durations of Activities................................... 3

Table A-1. OSHA Emergency Temporary Standards (ETS) .................................................. 27
Table A-2. State Occupational Safety and Health Standards That Apply to COVID-19 ............. 28

Appendixes
Appendix. .................................................................................................................... 27

Contacts
Author Information ....................................................................................................... 2917 OSHA ETS on COVID-19 Vaccination and Testing ..................................................................... 17 Petitions for Judicial Review .................................................................................................. 18 Justification for the COVID-19 Vaccination and Testing ETS................................................ 18 Grave Danger Determination ............................................................................................ 18 Necessity Determination ................................................................................................... 18 Employers Covered by the COVID-19 Vaccination and Testing ETS .................................... 19 Key Elements of the COVID-19 Vaccination and Testing ETS .............................................. 20 Mandatory Vaccination Policy .......................................................................................... 20 Determination of Vaccination Status ................................................................................. 21 Employer Support and Paid Leave for Vaccination .......................................................... 21 COVID-19 Testing for Employees Not Fully Vaccinated ................................................. 22 Employee Notification of Positive COVID-19 Test and Removal ................................... 22 Face Coverings ................................................................................................................. 23 Information Provided to Employees ................................................................................. 23 Reporting COVID-19 Fatalities and Hospitalizations to OSHA ...................................... 24 Congressional Research Service link to page 29 link to page 29 link to page 30 link to page 30 link to page 30 link to page 31 link to page 32 link to page 33 link to page 34 link to page 34 link to page 34 link to page 35 link to page 35 link to page 36 link to page 36 link to page 37 link to page 37 link to page 37 link to page 8 link to page 39 link to page 41 link to page 39 link to page 42 OSHA: ETS and COVID-19 Availability of Records ..................................................................................................... 24 Other OSHA Standards Related to COVID-19 ............................................................................. 24 OSHA Respiratory Protection Standard .................................................................................. 25 National Institute for Occupational Safety and Health Certification ................................ 25 Medical Evaluation and Fit Testing .................................................................................. 25 Temporary OSHA Enforcement Guidance on the Respiratory Protection Standard......... 26 COVID-19 Recordkeeping ...................................................................................................... 27 Initial OSHA Recordkeeping Guidance ............................................................................ 28 Injuries and Illnesses Caused by the COVID-19 Vaccine Are Not Subject to Recording and Reporting Requirements ........................................................................ 29 Whistleblower Protections ...................................................................................................... 29 State Occupational Safety and Health Standards .......................................................................... 30 California: Cal/OSHA Aerosol Transmissible Disease Standard ............................................ 30 Cal/OSHA Aerosol Transmissible Disease PPE Requirements ........................................ 31 Cal/OSHA COVID-19 ETS .................................................................................................... 31 Michigan: MIOSHA COVID-19 Emergency Rules ................................................................ 32 Oregon: Oregon OSHA COVID-19 Permanent Administrative Rules ................................... 32 Virginia: VOSH COVID-19 Permanent Standard ................................................................... 32 Tables Table 1. OSHA Rulemaking Process: Estimated Durations of Activities ....................................... 3 Table A-1. OSHA Emergency Temporary Standards (ETS) .......................................................... 34 Table A-2. State Occupational Safety and Health Standards That Apply to COVID-19 ............... 36 Appendixes Appendix. ...................................................................................................................................... 34 Contacts Author Information ........................................................................................................................ 37

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OSHA: ETS and COVID-19

Occupational Safety and Health Administration
Standards
Section 6 of the Occupational Safety and Health Act of 1970 (OSH Act) grants the Occupational Section 6 of the Occupational Safety and Health Act of 1970 (OSH Act) grants the Occupational
Safety and Health Administration (OSHA) of the Department of Labor the authority to Safety and Health Administration (OSHA) of the Department of Labor the authority to
promulgate, modify, or revoke occupational safety and health standards that apply to private promulgate, modify, or revoke occupational safety and health standards that apply to private
sector employers, the United States Postal Service, and the federal government as an employer.1 sector employers, the United States Postal Service, and the federal government as an employer.1
In addition, Section 5(a)(1) of the OSH Act, commonly referred to as the general duty clause, In addition, Section 5(a)(1) of the OSH Act, commonly referred to as the general duty clause,
requires that requires that al all employers under OSHA’s jurisdiction provide workplaces free of “recognized employers under OSHA’s jurisdiction provide workplaces free of “recognized
hazards that are causing or are likely to cause death or serious physical harm” to their hazards that are causing or are likely to cause death or serious physical harm” to their
employees.2 OSHA has the authority to enforce employer compliance with its standards and with employees.2 OSHA has the authority to enforce employer compliance with its standards and with
the general duty clause through the issuance of abatement orders, citations, and civil monetary the general duty clause through the issuance of abatement orders, citations, and civil monetary
penalties. The OSH Act does not cover state or local government agencies or units. Thus, certain penalties. The OSH Act does not cover state or local government agencies or units. Thus, certain
entities that may be affected by Coronavirus Disease 2019 (COVID-19), such as state and local entities that may be affected by Coronavirus Disease 2019 (COVID-19), such as state and local
government hospitals, local fire departments and emergency medical services, state prisons and government hospitals, local fire departments and emergency medical services, state prisons and
county jails, and public schools, are not covered by the OSH Act or subject to OSHA regulation county jails, and public schools, are not covered by the OSH Act or subject to OSHA regulation
or enforcement. or enforcement.
State Plans
Section 18 of the OSH Act authorizes states to establish their own occupational safety and health Section 18 of the OSH Act authorizes states to establish their own occupational safety and health
plans and preempt standards established and enforced by OSHA.3 OSHA must approve state plans and preempt standards established and enforced by OSHA.3 OSHA must approve state
plans if they are “at least as effective” as OSHA’s standards and enforcement.4 If a state adopts a plans if they are “at least as effective” as OSHA’s standards and enforcement.4 If a state adopts a
state plan, it must also cover state and local government entities, such as public schools, not state plan, it must also cover state and local government entities, such as public schools, not
covered by OSHA. Currently, 21 states and Puerto Rico have state plans that cover covered by OSHA. Currently, 21 states and Puerto Rico have state plans that cover al all employers, employers,
and 5 states and the U.S. Virgin Islands have state plans that cover only state and local and 5 states and the U.S. Virgin Islands have state plans that cover only state and local
government employers not covered by the OSH Act.5 In the remaining states, state and local government employers not covered by the OSH Act.5 In the remaining states, state and local
government employers are not covered by OSHA standards or enforcement. State plans may government employers are not covered by OSHA standards or enforcement. State plans may
incorporate OSHA standards by reference, or states may adopt their own standards that are at incorporate OSHA standards by reference, or states may adopt their own standards that are at
least as effective as OSHA’s standards. State plans do not have jurisdiction over federal agencies least as effective as OSHA’s standards. State plans do not have jurisdiction over federal agencies
and and general ygenerally do not cover maritime workers and private sector workers at military bases or other do not cover maritime workers and private sector workers at military bases or other
federal facilities. federal facilities.
Promulgation of OSHA Standards
OSHA may promulgate occupational safety and health standards on its own initiative or in OSHA may promulgate occupational safety and health standards on its own initiative or in
response to petitions submitted to the agency by various government agencies, the public, or response to petitions submitted to the agency by various government agencies, the public, or
employer and employee groups.6 OSHA is not required, however, to respond to a petition for a employer and employee groups.6 OSHA is not required, however, to respond to a petition for a

1 29 U.S.C. §655. T he 1 29 U.S.C. §655. The provisions of the Occupational Safety and Health Act of 1970 (OSH provisions of the Occupational Safety and Health Act of 1970 (OSH Act) are extended to the Act) are extended to the
legislative branch aslegislative branch as an employer by the Congressional Accountability Act (an employer by the Congressional Accountability Act ( P.L. 104-1). P.L. 104-1).
2 29 U.S.C. 2 29 U.S.C. §654(a)(1). §654(a)(1).
3 29 U.S.C.3 29 U.S.C. §667. §667.
4 For additional information on Occupational Safety and Health Administration (OSHA) state plans, see4 For additional information on Occupational Safety and Health Administration (OSHA) state plans, see CRS CRS Report Report
R43969, R43969, OSHA State Plans: In Brief, with Exam ples from with Examples from California and Arizona . .
5 Information on specific state plans is available from the OSHA 5 Information on specific state plans is available from the OSHA website website at https://www.osha.gov/stateplans. at https://www.osha.gov/stateplans.
6 Per Section 6(b)(1) of the OSH6 Per Section 6(b)(1) of the OSH Act [29 §655(b)(1)], a petition may be submitted by “Act [29 §655(b)(1)], a petition may be submitted by “ an interested person, a an interested person, a
representative of any organization of employers or employees, a nationally recognized standards-producing representative of any organization of employers or employees, a nationally recognized standards-producing
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OSHA: ETS and COVID-19

standard or to promulgate a standard in response to a petition. OSHA may also consult with one standard or to promulgate a standard in response to a petition. OSHA may also consult with one
of the two statutory standing advisory committees—the National Advisory Committee on of the two statutory standing advisory committees—the National Advisory Committee on
Occupational Safety and Health (NACOSH) or the Advisory Committee on Construction Safety Occupational Safety and Health (NACOSH) or the Advisory Committee on Construction Safety
and Health (ACCSH)—or an ad-hoc advisory committee for assistance in developing a standard.7and Health (ACCSH)—or an ad-hoc advisory committee for assistance in developing a standard.7
Notice and Comment
OSHA’s rulemaking process for the promulgation of standards is largely governed by the OSHA’s rulemaking process for the promulgation of standards is largely governed by the
provisions of the Administrative Procedure Act (APA) and Section 6(b) of the OSH Act.8 Under provisions of the Administrative Procedure Act (APA) and Section 6(b) of the OSH Act.8 Under
the APA informal rulemaking process, federal agencies, including OSHA, are required to provide the APA informal rulemaking process, federal agencies, including OSHA, are required to provide
notice of proposed rules through the publication of a Notice of Proposed Rulemaking in the notice of proposed rules through the publication of a Notice of Proposed Rulemaking in the
Federal Register and to provide the public a period of time to comment on the proposed rules. and to provide the public a period of time to comment on the proposed rules.
Section 7(b) of the OSH Act mirrors the APA in that it requires notice and comment in the Section 7(b) of the OSH Act mirrors the APA in that it requires notice and comment in the
rulemaking process.9 After publishing a proposed standard, the public must be given a period of rulemaking process.9 After publishing a proposed standard, the public must be given a period of
at least 30 days to provide comments. In addition, any person may submit written objections to at least 30 days to provide comments. In addition, any person may submit written objections to
the proposed standard and may request a public hearing on the standard. the proposed standard and may request a public hearing on the standard.
Statement of Reasons
Section 6(e) of the OSH Act requires OSHA to publish in the Section 6(e) of the OSH Act requires OSHA to publish in the Federal Register a statement of the a statement of the
reasons the agency is taking action whenever it promulgates a standard, conducts other reasons the agency is taking action whenever it promulgates a standard, conducts other
rulemaking, or takes certain additional actions, including issuing an order, compromising on a rulemaking, or takes certain additional actions, including issuing an order, compromising on a
penalty amount, or settling an issued penalty.10 penalty amount, or settling an issued penalty.10
Other Relevant Laws and Executive Order 12866
In addition to the APA and OSH Act, other federal laws that In addition to the APA and OSH Act, other federal laws that general ygenerally apply to OSHA rulemaking apply to OSHA rulemaking
include the Paperwork Reduction Act,11 Regulatory Flexibility Act,12 Congressional Review include the Paperwork Reduction Act,11 Regulatory Flexibility Act,12 Congressional Review
Act,13 Information Quality Act,14 and Act,13 Information Quality Act,14 and Smal Small Business Regulatory Enforcement Fairness Act Business Regulatory Enforcement Fairness Act
(SBREFA).15 Also, Executive Order 12866, issued by President Clinton in 1993, requires (SBREFA).15 Also, Executive Order 12866, issued by President Clinton in 1993, requires

organization, the Secretary of Health and Human Servicesorganization, the Secretary of Health and Human Services (HHS), the National Institute for Occupational Safety and (HHS), the National Institute for Occupational Safety and
Health, or a state or political subdivision.” Health, or a state or political subdivision.”
7 7 T heThe National Advisory Committee on Occupational Safety and Health (NACOSH) National Advisory Committee on Occupational Safety and Health (NACOSH) was established was established by Section 7(a) of by Section 7(a) of
the OSHthe OSH Act [29 U.S.C.Act [29 U.S.C. §656(a)]. §656(a)]. T heThe Advisory Committee on Advisory Committee on Constr uctionConstruction Safety and Health (ACCSH) Safety and Health (ACCSH) was was
establishedestablished by Section 107 of the Contract Work Hours and Safety Act (P.L. 87by Section 107 of the Contract Work Hours and Safety Act (P.L. 87 -581). Section 7(b) of the OSH Act -581). Section 7(b) of the OSH Act
provides OSHAprovides OSHA the authority to establish additional advisory committees. the authority to establish additional advisory committees.
8 8 T heThe Administrative Procedure Act (APA) is codified Administrative Procedure Act (APA) is codified at 5 U.S.C.at 5 U.S.C. §§500-596. For detailed information on federal §§500-596. For detailed information on federal
agency rulemaking and the APA, see CRSagency rulemaking and the APA, see CRS Report RL32240, Report RL32240, The Federal Rulem akingRulemaking Process: An Overview. .
9 29 U.S.C. 9 29 U.S.C. §655(b). §655(b).
10 29 U.S.C10 29 U.S.C §655(e). §655(e).
11 44 U.S.C.11 44 U.S.C. §§3501-3520. §§3501-3520.
12 5 U.S.C.12 5 U.S.C. §§601-612. §§601-612.
13 5 U.S.C.13 5 U.S.C. §§801-808. §§801-808.
14 44 U.S.C.14 44 U.S.C. §3516 note. §3516 note.
15 5 U.S.C.15 5 U.S.C. §601 note. For information on these additional laws that apply to OSHA rulemaking, see U.S.§601 note. For information on these additional laws that apply to OSHA rulemaking, see U.S. Government Government
Accountability Office (GAO),Accountability Office (GAO), Workplace Safety and Health: Multiple Challenges Lengthen OSHA’s Standard Setting , ,
GAO-12-330, April 2012, Appendix II, at https://www.gao.gov/products/GAO-12-330 (hereinafter cited as GAO-12-GAO-12-330, April 2012, Appendix II, at https://www.gao.gov/products/GAO-12-330 (hereinafter cited as GAO-12-
330, 330, Workplace Safety and Health). ).
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agencies to submit certain regulatory actions to the Office of Management and Budget (OMB) agencies to submit certain regulatory actions to the Office of Management and Budget (OMB)
and Office of Information and Regulatory Affairs (OIRA) for review before promulgation.16 and Office of Information and Regulatory Affairs (OIRA) for review before promulgation.16
OSHA Rulemaking Time Line
OSHA rulemaking for new standards has OSHA rulemaking for new standards has historical yhistorically been a relatively been a relatively time-consuming process. time-consuming process.
In 2012, at the request of Congress, the Government Accountability Office (GAO) reviewed 59 In 2012, at the request of Congress, the Government Accountability Office (GAO) reviewed 59
significant OSHAsignificant OSHA standards promulgated between 1981 (after the enactments of the Paperwork standards promulgated between 1981 (after the enactments of the Paperwork
Reduction Act and Regulatory FlexibilityReduction Act and Regulatory Flexibility Act) and 2010.17 For these standards, OSHA’s average Act) and 2010.17 For these standards, OSHA’s average
time between beginning formal consideration of the standard—either through publishing a time between beginning formal consideration of the standard—either through publishing a
Request for Information or Advance Notice of Proposed Rulemaking in the Request for Information or Advance Notice of Proposed Rulemaking in the Federal Register or or
placing the rulemaking on its semiannual regulatory agenda—and promulgation of the standard placing the rulemaking on its semiannual regulatory agenda—and promulgation of the standard
was 93 months (7 years, 9 months). Once the Notice of Proposed Rulemaking was published for was 93 months (7 years, 9 months). Once the Notice of Proposed Rulemaking was published for
these 59 standards, the average time until promulgation of the standard was 39 months (3 years, 3 these 59 standards, the average time until promulgation of the standard was 39 months (3 years, 3
months). months).
In 2012, OSHA’s Directorate of Standards and Guidance published a flowchart of the OSHA In 2012, OSHA’s Directorate of Standards and Guidance published a flowchart of the OSHA
rulemaking process on the agency’s website.18 This flowchart includes estimated duration ranges rulemaking process on the agency’s website.18 This flowchart includes estimated duration ranges
for a variety of rulemaking actions, beginning with pre-rule activities—such as developing the for a variety of rulemaking actions, beginning with pre-rule activities—such as developing the
idea for the standard and meeting with stakeholders—and ending with promulgation of the idea for the standard and meeting with stakeholders—and ending with promulgation of the
standard. The flowchart also includes an estimated duration range for post-promulgation standard. The flowchart also includes an estimated duration range for post-promulgation
activities, such as judicial review. The estimated time from the start of preliminary rulemaking to activities, such as judicial review. The estimated time from the start of preliminary rulemaking to
the promulgation of a standard ranges from 52 months (4 years, 4 months) to 138 months (11 the promulgation of a standard ranges from 52 months (4 years, 4 months) to 138 months (11
years, 6 months). After a Notice of Proposed Rulemaking is published in the years, 6 months). After a Notice of Proposed Rulemaking is published in the Federal Register, the , the
estimated length of time until the standard is promulgated ranges from 26 months (2 years, 2 estimated length of time until the standard is promulgated ranges from 26 months (2 years, 2
months) to 63 months (5 years, 3 months)months) to 63 months (5 years, 3 months). Table 1 provides OSHA’s estimated time lines for six provides OSHA’s estimated time lines for six
major pre-rulemaking and rulemaking activities leading to the promulgation of a standard. major pre-rulemaking and rulemaking activities leading to the promulgation of a standard.
Table 1. OSHA Rulemaking Process: Estimated Durations of Activities
Stage
Activities
Estimated Duration
1 1
Preliminary Preliminary rulemaking activities rulemaking activities
12-36 months 12-36 months
2 2
Developing the proposed rule Developing the proposed rule
12-36 months 12-36 months
3 3
Publishing the Notice of Proposed Rulemaking Publishing the Notice of Proposed Rulemaking (NPRM) (NPRM)
2-3 months 2-3 months
4 4
Developing and analyzing the rulemaking Developing and analyzing the rulemaking record,record, including public comments including public comments
and hearings and hearings
6-24 months 6-24 months
5 5
Developing the final rule, including Office of Information and Regulatory Developing the final rule, including Office of Information and Regulatory
Affairs (OIRA) submission Affairs (OIRA) submission
18-36 months 18-36 months
6 6
Publishing the final rule (promulgating the new standard) Publishing the final rule (promulgating the new standard)
2-3 months 2-3 months
Total estimated Total estimated duration
duration 52-138 months 52-138 months
Estimated duration from Estimated duration from NPRM to final rule NPRM to final rule
26-63 months 26-63 months
Source: CongressionalCongressional Research ServiceResearch Service (CRS) with data from(CRS) with data from Occupational Safety and HealthOccupational Safety and Health Administration Administration
(OSHA), Directorate(OSHA), Directorate of Standards and Guidance,of Standards and Guidance, The OSHA Rulemaking Process,, October 15, 2012October 15, 2012, at
https://www.osha.gov/OSHA_FlowChart.pdf.

. 16 Executive Order 12866, “Regulatory Planning and Review,” 5816 Executive Order 12866, “Regulatory Planning and Review,” 58 Federal Register 51735, October 4, 1993. 51735, October 4, 1993.
17 GAO-12-330, 17 GAO-12-330, Workplace Safety and Health. .
18 OSHA,18 OSHA, Directorate of Standards and Guidance,Directorate of Standards and Guidance, The OSHA Rulemaking Process, October 15, 2012, October 15, 2012, at
https://www.osha.gov/OSHA_FlowChart.pdf.
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Judicial Review
Both the APA and the OSH Act provide for judicial review of OSHA standards. Section 7(f) of Both the APA and the OSH Act provide for judicial review of OSHA standards. Section 7(f) of
the OSH Act provides that any person who is “adversely affected” by a standard may file, within the OSH Act provides that any person who is “adversely affected” by a standard may file, within
60 days of its promulgation, a petition 60 days of its promulgation, a petition chal engingchallenging the standard with the U.S. Court of Appeals the standard with the U.S. Court of Appeals
for the circuit in which the person lives or maintains his or her principal place of business.19 A for the circuit in which the person lives or maintains his or her principal place of business.19 A
petition for judicialpetition for judicial review does not review does not automatical yautomatically stay the implementation or enforcement of the stay the implementation or enforcement of the
standard. However, the court may order such a stay. OSHA estimates that post-promulgation standard. However, the court may order such a stay. OSHA estimates that post-promulgation
activities, including judicialactivities, including judicial review, can take between four and 12 months after the standard is review, can take between four and 12 months after the standard is
promulgated.20 promulgated.20
Emergency Temporary Standards
Section 6(c) of the OSH Act provides the authority for OSHA to issue an Emergency Temporary Section 6(c) of the OSH Act provides the authority for OSHA to issue an Emergency Temporary
Standard (ETS) without having to go through the normal rulemaking process. OSHA may Standard (ETS) without having to go through the normal rulemaking process. OSHA may
promulgate an ETS without supplying any notice or opportunity for public comment or public promulgate an ETS without supplying any notice or opportunity for public comment or public
hearings. An ETS is immediatelyhearings. An ETS is immediately effective upon publication in the effective upon publication in the Federal Register. Upon . Upon
promulgation of an ETS, OSHA is required to begin the full rulemaking process for a permanent promulgation of an ETS, OSHA is required to begin the full rulemaking process for a permanent
standard with the ETS serving as the proposed standard for this rulemaking. An ETS is valid until standard with the ETS serving as the proposed standard for this rulemaking. An ETS is valid until
superseded by a permanent standard, which OSHA must promulgate within six months of superseded by a permanent standard, which OSHA must promulgate within six months of
publishing the ETS in the publishing the ETS in the Federal Register.21 An ETS must include a statement of reasons for the .21 An ETS must include a statement of reasons for the
action in the same manner as required for a permanent standard. State plans are required to adopt action in the same manner as required for a permanent standard. State plans are required to adopt
or adhere to an ETS, although the OSH Act is not clear on how quickly a state plan must come or adhere to an ETS, although the OSH Act is not clear on how quickly a state plan must come
into compliance with an ETS. into compliance with an ETS.
ETS Requirements
Section 6(c)(1) of the OSH Act requires that both of the following determinations be made in Section 6(c)(1) of the OSH Act requires that both of the following determinations be made in
order for OSHA to promulgate an ETS: order for OSHA to promulgate an ETS:
 that employees are exposed to grave danger from exposure to substances or  that employees are exposed to grave danger from exposure to substances or
agents determined to be toxic or agents determined to be toxic or physical yphysically harmful or from new hazards, and harmful or from new hazards, and
 that such emergency standard is necessary to protect employees from such  that such emergency standard is necessary to protect employees from such
danger. danger.
Grave Danger Determination
The term The term grave danger, used in the first mandatory determination for an ETS, is not defined in , used in the first mandatory determination for an ETS, is not defined in
statute or regulation. The legislative history demonstrates the intent of Congress that the ETS statute or regulation. The legislative history demonstrates the intent of Congress that the ETS
process “not be utilized to circumvent the regular standard-setting process,” but the history is process “not be utilized to circumvent the regular standard-setting process,” but the history is
unclear as to how Congress intended the term grave danger to be defined.22unclear as to how Congress intended the term grave danger to be defined.22

19 29 U.S.C. 19 29 U.S.C. §655(f). §655(f).
20 OSHA,20 OSHA, Directorate of Standards and Guidance,Directorate of Standards and Guidance, The OSHA Rulemaking Process, October 15, 2012, October 15, 2012, at
https://www.osha.gov/OSHA_FlowChart.pdf.
. 21 29 U.S.C21 29 U.S.C §655(c)(2). §655(c)(2). T heThe statute is not clear on what happens if OSHA statute is not clear on what happens if OSHA is unableis unable to promulgate a permanent standard to promulgate a permanent standard
within six months. For additional information see the sectionwithin six months. For additional information see the sectionETS Duration” later in this report. ETS Duration” later in this report.
22 U.S.22 U.S. Congress, Senate Labor and Public Welfare, Subcommittee on Labor, Congress, Senate Labor and Public Welfare, Subcommittee on Labor, Legislative History of the Occupational
Safety and Health Act of 1970 (
S. 2193S. 2193, P.L. 91-596), committee print, prepared by Subcommittee on Labor, 91st , committee print, prepared by Subcommittee on Labor, 91st
Cong., 1 sess.,Cong., 1 sess., June 1971, 52-531 (Washington: GPO, 1971), p. 1218. June 1971, 52-531 (Washington: GPO, 1971), p. 1218.
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In addition, although the federal courts have ruled on In addition, although the federal courts have ruled on chal engeschallenges to previous ETS promulgations, to previous ETS promulgations,
the courts have provided no clear guidance as to what constitutes a grave danger. In 1984, the the courts have provided no clear guidance as to what constitutes a grave danger. In 1984, the
U.S. Court of Appeals for the Fifth Circuit in U.S. Court of Appeals for the Fifth Circuit in Asbestos Info. Ass’n v. OSHA issued a stay and issued a stay and
invalidatedinvalidated OSHA’s November 1983 ETS lowering the permissible exposure limit for asbestos in OSHA’s November 1983 ETS lowering the permissible exposure limit for asbestos in
the workplace.23 In its decision, the court stated that “gravity of danger is a policy decision the workplace.23 In its decision, the court stated that “gravity of danger is a policy decision
committed to OSHA, not to the courts.”24 The court, however, ultimately rejected the ETS, in part committed to OSHA, not to the courts.”24 The court, however, ultimately rejected the ETS, in part
on the grounds that OSHA did not provide sufficient support for its claim that 80 workers would on the grounds that OSHA did not provide sufficient support for its claim that 80 workers would
ultimately die because of exposures to asbestos during the six-month life of the ETS. ultimately die because of exposures to asbestos during the six-month life of the ETS.
Necessity Determination
In addition to addressing a grave danger to employees, an ETS must also be In addition to addressing a grave danger to employees, an ETS must also be necessary to protect to protect
employees from that danger. In employees from that danger. In Asbestos Info. Ass’n, the court invalidated the asbestos ETS for , the court invalidated the asbestos ETS for
the additionalthe additional reason that OSHA had not demonstrated the necessity of the ETS. The court cited, reason that OSHA had not demonstrated the necessity of the ETS. The court cited,
among other factors, the duplication between the respirator requirements of the ETS and OSHA’s among other factors, the duplication between the respirator requirements of the ETS and OSHA’s
existing standards requiring respirator use. The court dismissed OSHA’s argument that the ETS existing standards requiring respirator use. The court dismissed OSHA’s argument that the ETS
was necessary because the agency felt that the existing respiratory standards were “unenforceable was necessary because the agency felt that the existing respiratory standards were “unenforceable
absent actual monitoring to show that ambient asbestos particles are so far above the permissible absent actual monitoring to show that ambient asbestos particles are so far above the permissible
limit that respirators are necessary to bring employees’ exposure within the PEL of 2.0 f/cc.”25 limit that respirators are necessary to bring employees’ exposure within the PEL of 2.0 f/cc.”25
The court determined that “fear of a successful judicial The court determined that “fear of a successful judicial chal engechallenge to enforcement of OSHA’s to enforcement of OSHA’s
permanent standard regarding respirator use hardly justifies resort to the most dramatic weapon in permanent standard regarding respirator use hardly justifies resort to the most dramatic weapon in
OSHA’s enforcement arsenal.”26OSHA’s enforcement arsenal.”26
Although OSHA has not promulgated an ETS since the 1983 asbestos standard, it has since
determined the necessity of an ETS. In 2006, the agency considered a petition from the United In 2006, the agency considered a petition from the United
Food and Commercial Workers (UFCW) and International Brotherhood of Teamsters (IBT) for an Food and Commercial Workers (UFCW) and International Brotherhood of Teamsters (IBT) for an
ETS on diacetyl, a compound then commonly used as an artificial butter flavoring in microwave ETS on diacetyl, a compound then commonly used as an artificial butter flavoring in microwave
popcorn and a flavoring in other food and beverage products. The UFCW and IBT petitioned popcorn and a flavoring in other food and beverage products. The UFCW and IBT petitioned
OSHA for the ETS after the National Institute for Occupational Safety and Health (NIOSH) and OSHA for the ETS after the National Institute for Occupational Safety and Health (NIOSH) and
other researchers found that airborne exposure to diacetyl was linked to the lung disease other researchers found that airborne exposure to diacetyl was linked to the lung disease
bronchiolitis obliterans, now commonly referred to as “popcorn lung.”27 According to GAO’s , now commonly referred to as “popcorn lung.”27 According to GAO’s
2012 report on OSHA’s standard-setting processes, OSHA informed GAO that although the 2012 report on OSHA’s standard-setting processes, OSHA informed GAO that although the
agency may have been able to issue an ETS based on the grave danger posed by diacetyl, the agency may have been able to issue an ETS based on the grave danger posed by diacetyl, the
actions taken by the food and beverage industries, including reducing or removing diacetyl from actions taken by the food and beverage industries, including reducing or removing diacetyl from
products, made it less likely that the necessity requirement could be met.28products, made it less likely that the necessity requirement could be met.28
ETS Duration
Section 6(c)(2) of the OSH Act provides that an ETS is effective until superseded by a permanent Section 6(c)(2) of the OSH Act provides that an ETS is effective until superseded by a permanent
standard promulgated pursuant to the normal rulemaking provisions of the OSH Act. Section standard promulgated pursuant to the normal rulemaking provisions of the OSH Act. Section
6(c)(3) of the OSH Act requires OSHA to promulgate a permanent standard within six months of 6(c)(3) of the OSH Act requires OSHA to promulgate a permanent standard within six months of

23 727 F.2d at 415, 425-427 (5th Cir. 1984). 23 727 F.2d at 415, 425-427 (5th Cir. 1984).
24 727 F.2d at 427 (5th Cir. 1984). 24 727 F.2d at 427 (5th Cir. 1984).
25 727 F.2d at 427 (5th Cir. 1984). 25 727 F.2d at 427 (5th Cir. 1984). T he ET SThe ETS mandated a permissible exposure limit (PEL) for asbestos of two asbestos mandated a permissible exposure limit (PEL) for asbestos of two asbestos
fibers per cubicfibers per cubic centimeter of air (2.0 f/cc). centimeter of air (2.0 f/cc).
26 727 F.2d at 427 (5th Cir. 1984). 26 727 F.2d at 427 (5th Cir. 1984).
27 See,27 See, for example, Centers for Disease Control and Prevention (CDC): National Institute for Occupational Safety and for example, Centers for Disease Control and Prevention (CDC): National Institute for Occupational Safety and
Health (NIOSH), Health (NIOSH), NIOSH Alert: Preventing Lung Disease in Workers who Use or Make Flavorings, DHHS, DHHS (NIOSH) (NIOSH)
publication no. 2004-110, December 2003, at https://www.cdc.gov/niosh/docs/2004-110/. publication no. 2004-110, December 2003, at https://www.cdc.gov/niosh/docs/2004-110/.
28 GAO-12-330, 28 GAO-12-330, Workplace Safety and Health. .
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promulgating the ETS. As shown earlier in this report, six months is promulgating the ETS. As shown earlier in this report, six months is wel well outside of historical and outside of historical and
currently expected time frames for developing and promulgating a standard under the notice and currently expected time frames for developing and promulgating a standard under the notice and
comment provisions of the APA and OSH Act, as comment provisions of the APA and OSH Act, as wel well as under other relevant federal laws and as under other relevant federal laws and
executive orders. This dichotomy between the statutory mandate to promulgate a standard and the executive orders. This dichotomy between the statutory mandate to promulgate a standard and the
time lines that, based on historical precedent, other provisions in the OSH Act might time lines that, based on historical precedent, other provisions in the OSH Act might realistical yrealistically
require for such promulgation raises the question of whether or not OSHA could extend an ETS’s require for such promulgation raises the question of whether or not OSHA could extend an ETS’s
duration without going through the normal rulemaking process. The statute and legislative history duration without going through the normal rulemaking process. The statute and legislative history
do not clearly address this question. do not clearly address this question.
OSHA has used its ETS authority sparingly in its history OSHA has used its ETS authority sparingly in its history and not since the asbestos ETS
promulgated in 1983. As shown i. As shown in Table A-1, in the in the nine11 times OSHA has issued an ETS, the times OSHA has issued an ETS, the
courts have fully vacated or stayed the ETS in four cases and courts have fully vacated or stayed the ETS in four cases and partial ypartially vacated the ETS in one vacated the ETS in one
case.29 Of the five cases that were not chal enged or thatcase.29 In five of the seven ETSs that were not challenged, were fully or were fully or partial ypartially upheld by the upheld by the
courts, courts, or are still active, OSHA issued a permanent standard either within the six months required by the statute or OSHA issued a permanent standard either within the six months required by the statute or
within several months of the six-month period and always within one year of the promulgation of within several months of the six-month period and always within one year of the promulgation of
the ETS.30 Each of these the ETS.30 Each of these five cases, however, occurred before 1980, after which a combination of cases, however, occurred before 1980, after which a combination of
additional federal laws and court decisions added additional procedural requirements to the additional federal laws and court decisions added additional procedural requirements to the
OSHA rulemaking process. OSHA did not attempt to extend the ETS’s expiration date in any of OSHA rulemaking process. OSHA did not attempt to extend the ETS’s expiration date in any of
these cases. these cases.
Although the courts have not ruled directly on an attempt by OSHA to solely extend the life of an Although the courts have not ruled directly on an attempt by OSHA to solely extend the life of an
ETS, in 1974, the U.S. Court Appeals for the Fifth Circuit held in ETS, in 1974, the U.S. Court Appeals for the Fifth Circuit held in Florida Peach Growers Ass’n v.
United States Department of Labor
that OSHA was within its authority to amend an ETS without that OSHA was within its authority to amend an ETS without
going through the normal rulemaking process.31 The court stated that “it is inconceivable that going through the normal rulemaking process.31 The court stated that “it is inconceivable that
Congress, having granted the Secretary the authority to react quickly in fast-breaking emergency Congress, having granted the Secretary the authority to react quickly in fast-breaking emergency
situations, intended to limit his abilitysituations, intended to limit his ability to react to developments subsequent to his initial to react to developments subsequent to his initial
response.”32 The court also recognized the difficulty OSHA may have in promulgating a standard response.”32 The court also recognized the difficulty OSHA may have in promulgating a standard
within six months due to the notice and comment requirements of the OSH Act, stating that in the within six months due to the notice and comment requirements of the OSH Act, stating that in the
case of OSHA seeking to amend an ETS to expand its focus, “adherence to subsection (b) case of OSHA seeking to amend an ETS to expand its focus, “adherence to subsection (b)
procedures would not be in the best interest of employees, whom the Act is designed to protect. procedures would not be in the best interest of employees, whom the Act is designed to protect.
Such lengthy procedures could Such lengthy procedures could al all too easily consume too easily consume al all of the temporary standard’s six months of the temporary standard’s six months
life.”33 life.”33
OSHA COVID-19 ETS for Health Care Employers
On June 21, 2021, OSHA promulgated an ETS for the prevention of COVID-19 in health care On June 21, 2021, OSHA promulgated an ETS for the prevention of COVID-19 in health care
employment.34 The ETS requires a covered employer to create a COVID-19 plan, includes employment.34 The ETS requires a covered employer to create a COVID-19 plan, includes

provisions for the prevention of COVID-19 in the workplace, requires new recordkeeping in 29 Mark A. Rothstein, “Substantive and Procedural Obstacles29 Mark A. Rothstein, “Substantive and Procedural Obstacles to OSHAto OSHA Rulemaking:Rulemaking: Reproductive HazardsReproductive Hazards as an as an
Example,” Example,” Boston College Environmental Affairs Law Review, vol. 12, no. 4 (August, vol. 12, no. 4 (August 1985), p. 673. 1985), p. 673.
30 For example, OSHA30 For example, OSHA promulgated the Acrylonitrile (vinyl cyanide) promulgated the Acrylonitrile (vinyl cyanide) ET SETS on January 17, 1978, and the permanent on January 17, 1978, and the permanent
standard on October 3, 1978, with an effective date of November 2, 1978. standard on October 3, 1978, with an effective date of November 2, 1978. T heThe preamble to the permanent standard preamble to the permanent standard
publishedpublished in the in the Federal Register doesdoes not include information on the status of the not include information on the status of the ET S during ETS during the time between its the time between its
expiration and the promulgation of the permanent standard. OSHA, “Occupational Exposure to Acrylonitrile (Vinyl expiration and the promulgation of the permanent standard. OSHA, “Occupational Exposure to Acrylonitrile (Vinyl
Cyanide),” 43Cyanide),” 43 Federal Register 45762, October 3, 1978. 45762, October 3, 1978.
31 489 F.2d. 120 (5th Cir. 1974). 31 489 F.2d. 120 (5th Cir. 1974).
32 489 F.2d. at 127 (5th Cir. 1974). 32 489 F.2d. at 127 (5th Cir. 1974).
33 489 F.2d. at 127 (5th Cir. 1974). 33 489 F.2d. at 127 (5th Cir. 1974).
34 OSHA,34 OSHA, “Occupational Exposure to COVID-19; Emergency “Occupational Exposure to COVID-19; Emergency T emporaryTemporary Standard,” 86 Standard,” 86 Federal Register 32376, June 32376, June
21, 2021. 21, 2021.
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provisions for the prevention of COVID-19 in the workplace, requires new recordkeeping in
COVID-19 cases, and (in certain circumstances) permits employers to forgo the medical COVID-19 cases, and (in certain circumstances) permits employers to forgo the medical
evaluation and fit-testing requirements of the OSHA respiratory protection standard. The ETS evaluation and fit-testing requirements of the OSHA respiratory protection standard. The ETS
became effective with its publication in the became effective with its publication in the Federal Register, with covered employers required to , with covered employers required to
comply with comply with al all provisions of the ETS—with the exceptions of the physical distancing, building provisions of the ETS—with the exceptions of the physical distancing, building
ventilation,ventilation, training, and mini-respiratory-protection provisions—by July 6, 2021. Covered training, and mini-respiratory-protection provisions—by July 6, 2021. Covered
employers must comply with the physical distancing, building ventilation, training, and mini-employers must comply with the physical distancing, building ventilation, training, and mini-
respiratory-protection provisions by July 21, 2021. While the respiratory-protection provisions by July 21, 2021. While the Federal Register announcement announcement
does not specify a specific duration for the COVID-19 ETS, per the OSH Act, an ETS is effective does not specify a specific duration for the COVID-19 ETS, per the OSH Act, an ETS is effective
until replaced by a permanent standard within six months. The publication of the COVID-19 ETS until replaced by a permanent standard within six months. The publication of the COVID-19 ETS
in the in the Federal Register also included a request for comments on the ETS and on whether the ETS also included a request for comments on the ETS and on whether the ETS
should become a permanent standard. In the preamble to the ETS, OSHA states that should become a permanent standard. In the preamble to the ETS, OSHA states that al all state plans state plans
must adopt the ETS within 30 days of its publication and notify OSHA within 15 days of the must adopt the ETS within 30 days of its publication and notify OSHA within 15 days of the
actions they plan to take to adopt the ETS.35 The ETS is not retroactive.actions they plan to take to adopt the ETS.35 The ETS is not retroactive.
Petitions for Judicial Review
On June 24, 2021, National Nurses United filed a petition for judicial review of the COVID-19 On June 24, 2021, National Nurses United filed a petition for judicial review of the COVID-19
ETS in the U.S. Court of Appeals for the Ninth Circuit.36 Also on June 24, 2021, the United Food ETS in the U.S. Court of Appeals for the Ninth Circuit.36 Also on June 24, 2021, the United Food
and Commercial Workers (UFCW) and AFL-CIO filed a petition for judicial review of the and Commercial Workers (UFCW) and AFL-CIO filed a petition for judicial review of the
COVID-19 ETS in the U.S. Court of Appeals for the District of Columbia Circuit. In its petition COVID-19 ETS in the U.S. Court of Appeals for the District of Columbia Circuit. In its petition
the UFCW and AFL-CIO state as grounds for review that the ETS “fails to protect employees the UFCW and AFL-CIO state as grounds for review that the ETS “fails to protect employees
outside the healthcare industry who face a similar grave danger from occupational exposure to outside the healthcare industry who face a similar grave danger from occupational exposure to
COVID-19.”37 On July 8, 2021, National Nurses United voluntarily withdrew its petition for COVID-19.”37 On July 8, 2021, National Nurses United voluntarily withdrew its petition for
judicial judicial review of the COVID-19 ETS. review of the COVID-19 ETS.
Justification for the COVID-19 ETS
for Health Care Employers In the preamble to the ETS published in the In the preamble to the ETS published in the Federal Register, OSHA provides a justification for , OSHA provides a justification for
the ETS by addressing the requirements in the OSH Act that employees are exposed to grave the ETS by addressing the requirements in the OSH Act that employees are exposed to grave
danger from exposure to SARS-CoV-2 and that an ETS is necessary to protect employees from danger from exposure to SARS-CoV-2 and that an ETS is necessary to protect employees from
such danger. such danger.
Grave Danger Determination
In its justification for a COVID-19 ETS for health care employment, OSHA states that the agency In its justification for a COVID-19 ETS for health care employment, OSHA states that the agency
“has determined that healthcare employees face a grave danger from the new hazard of workplace “has determined that healthcare employees face a grave danger from the new hazard of workplace
exposures to SARS-CoV-2 except under a limited number of situations (e.g., a fully vaccinated exposures to SARS-CoV-2 except under a limited number of situations (e.g., a fully vaccinated
workforce in a breakroom).”38 OSHA’s determination that COVID-19 meets the grave danger workforce in a breakroom).”38 OSHA’s determination that COVID-19 meets the grave danger
standard required for an ETS rests on evidence and research on the following factors: standard required for an ETS rests on evidence and research on the following factors:

35 OSHA,  the health consequences of COVID-19, including mortality and short-term and long-term health consequences from COVID-19, even in cases determined by the Centers for Disease Control and Prevention (CDC) to be “mild;” 35 OSHA, “Occupational Exposure to COVID-19,” p. 32560. “Occupational Exposure to COVID-19,” p. 32560.
36 National Nurses United v. OSHA,36 National Nurses United v. OSHA, Docket No. 21-71142 (9th Cir. June 24, 2021). Docket No. 21-71142 (9th Cir. June 24, 2021).
37 United Food and Commercial Workers and American Federation of Labor and Congress37 United Food and Commercial Workers and American Federation of Labor and Congress of Industrial Organizations of Industrial Organizations
v. OSHA,v. OSHA, et al., Docket No. 21-1143 (D.C. Cir. June 24, 2021). et al., Docket No. 21-1143 (D.C. Cir. June 24, 2021).
38 OSHA, 38 OSHA, “Occupational Exposure to COVID-19,” p. 32381. “Occupational Exposure to COVID-19,” p. 32381.
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 the  the health consequences of COVID-19, including mortality and short-term and
long-term health consequences from COVID-19, even in cases determined by the
Centers for Disease Control and Prevention (CDC) to be “mild;”
 the elevated risk of COVID-19 transmission in the workplace due to common elevated risk of COVID-19 transmission in the workplace due to common
elements of workplaces such as shared work spaces; and elements of workplaces such as shared work spaces; and
 the risk of COVID-19 transmission in health care settings where known or  the risk of COVID-19 transmission in health care settings where known or
suspected infectious patients are receiving medical treatment.39 suspected infectious patients are receiving medical treatment.39
Necessity Determination
Inadequacy of Current Standards and Guidance
OSHA states that an ETS is necessary as it is the only means the agency has to control COVID-19 OSHA states that an ETS is necessary as it is the only means the agency has to control COVID-19
exposure in health care workplaces. The agency states that current OSHA standards—such as exposure in health care workplaces. The agency states that current OSHA standards—such as
those covering respiratory protection, personal protective equipment (PPE), sanitation, and hazard those covering respiratory protection, personal protective equipment (PPE), sanitation, and hazard
communication—do not provide sufficient protection to health care employees exposed to known communication—do not provide sufficient protection to health care employees exposed to known
or suspected infectious persons. OSHA also states that its own guidance and that provided by or suspected infectious persons. OSHA also states that its own guidance and that provided by
other agencies such as the CDC do not provide sufficient protections to employers as such other agencies such as the CDC do not provide sufficient protections to employers as such
guidance is voluntary and not enforceable. OSHA claims that there is a need for a uniform set of guidance is voluntary and not enforceable. OSHA claims that there is a need for a uniform set of
requirements for health care employers in requirements for health care employers in al all states regardless of whether the state has adopted its states regardless of whether the state has adopted its
own COVID-19 standards and cites a petition filed by the occupational safety consulting firm own COVID-19 standards and cites a petition filed by the occupational safety consulting firm
ORCHSE Strategies requesting an ETS as evidence that some employers favor the uniform set of ORCHSE Strategies requesting an ETS as evidence that some employers favor the uniform set of
national requirements provided by an ETS.40national requirements provided by an ETS.40
Inadequacy of the General Duty Clause
OSHA asserts that the general duty clause provides inadequate protections to employees. Unlike OSHA asserts that the general duty clause provides inadequate protections to employees. Unlike
the ETS, the general duty clause does not contain specific requirements for employers. In the ETS, the general duty clause does not contain specific requirements for employers. In
addition, OSHA claims that there is a “heavier” burden of proof that the agency must meet for addition, OSHA claims that there is a “heavier” burden of proof that the agency must meet for
enforcement of the general duty clause versus enforcement of a standard or ETS.41 Enforcement enforcement of the general duty clause versus enforcement of a standard or ETS.41 Enforcement
of the general duty clause is also limited by the inabilityof the general duty clause is also limited by the inability to require specific hazard abatements and to require specific hazard abatements and
the inabilitythe inability to assess higher civil monetary penalties for egregious or to assess higher civil monetary penalties for egregious or wil fulwillful violations. OSHA violations. OSHA
also states that the general duty clause does not provide complete protection at multi-employer also states that the general duty clause does not provide complete protection at multi-employer
worksites, such as hospitals, where several employers may control workplace safety conditions worksites, such as hospitals, where several employers may control workplace safety conditions
and thus may be liableand thus may be liable for violations. for violations.
Vaccines and the Need for an ETS
OSHA argues in the preamble to its ETS that the development, availability,OSHA argues in the preamble to its ETS that the development, availability, and overal and overall success of success of
the COVID-19 vaccines in the United States do not obviate the need for an ETS but rather serve the COVID-19 vaccines in the United States do not obviate the need for an ETS but rather serve
as evidence of the need for an ETS. OSHA states that it has a statutory responsibility to protect as evidence of the need for an ETS. OSHA states that it has a statutory responsibility to protect al
all workers, including those who are unvaccinated, regardless of the reason for those workers’ workers, including those who are unvaccinated, regardless of the reason for those workers’
vaccine refusals. OSHA claims that the ETS encourages vaccination among health care workers, vaccine refusals. OSHA claims that the ETS encourages vaccination among health care workers,
as many as 25% of whom may not be fully vaccinated, by exempting fully vaccinated workers as many as 25% of whom may not be fully vaccinated, by exempting fully vaccinated workers
from certain requirements in the ETS and by requiring that employers provide paid time off for from certain requirements in the ETS and by requiring that employers provide paid time off for

39 OSHA, employees to receive the COVID-19 vaccine, thus eliminating what the agency cites as a major barrier to vaccination.42 In addition, OSHA asserts that the ETS will provide additional protections to non-vaccinated employees, including those who are unable to be vaccinated due to 39 OSHA, “Occupational Exposure to COVID-19,” pp. 32382-32383. “Occupational Exposure to COVID-19,” pp. 32382-32383.
40 OSHA,40 OSHA, “Occupational Exposure to COVID-19,” p. 32422.“Occupational Exposure to COVID-19,” p. 32422.
41 OSHA,41 OSHA, “Occupational Exposure to COVID-19,” p. 32418. “Occupational Exposure to COVID-19,” p. 32418.
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employees to receive the COVID-19 vaccine, thus eliminating what the agency cites as a major
barrier to vaccination.42 In addition, OSHA asserts that the ETS wil provide additional
protections to non-vaccinated employees, including those who are unable to be vaccinated due to
medical or other reasons and those with compromised immune systems that may limit the medical or other reasons and those with compromised immune systems that may limit the
effectiveness of the vaccine. effectiveness of the vaccine. Final yFinally, OSHA states that while more evidence is needed to , OSHA states that while more evidence is needed to
determine the determine the overal overall effectiveness and duration of the effectiveness of the vaccines and the effectiveness and duration of the effectiveness of the vaccines and the
impact of new variants of COVID-19 on vaccine effectiveness, the ETS impact of new variants of COVID-19 on vaccine effectiveness, the ETS wil will continue to provide continue to provide
protections to workers regardless of vaccine status or efficacy. protections to workers regardless of vaccine status or efficacy.
Employers Covered by the ETSCOVID-19 ETS for Health Care Employers
The COVID-19 ETS The COVID-19 ETS for health care workers applies to applies to al all settings where employees provide health care services or settings where employees provide health care services or
health care support services, unless exempted in the ETS or otherwise exempt from OSHA health care support services, unless exempted in the ETS or otherwise exempt from OSHA
coverage.43 coverage.43 Health care services is defined in the ETS as “services that are provided to is defined in the ETS as “services that are provided to
individuals individuals by professional healthcare practitioners (e.g., doctors, nurses, emergency medical by professional healthcare practitioners (e.g., doctors, nurses, emergency medical
personnel, oral health professionals) for the purpose of promoting, maintaining, monitoring, or personnel, oral health professionals) for the purpose of promoting, maintaining, monitoring, or
restoring health.”44 Health care support services are those that facilitate the provision of health restoring health.”44 Health care support services are those that facilitate the provision of health
care services and include such activities as patient admissions, food service, facility maintenance, care services and include such activities as patient admissions, food service, facility maintenance,
and housekeeping.and housekeeping.
Employers in the following workplace settings and situations are exempt from the ETS: Employers in the following workplace settings and situations are exempt from the ETS:
 the provision of first aid other than by a licensed health care worker;  the provision of first aid other than by a licensed health care worker;
 the dispensing of prescriptions in retail pharmacies;  the dispensing of prescriptions in retail pharmacies;
 non-hospital ambulatory care settings where  non-hospital ambulatory care settings where al all non-employees are screened non-employees are screened
prior to entry and known or suspected COVID-19 cases are not permitted entry; prior to entry and known or suspected COVID-19 cases are not permitted entry;
  wel well-defined hospital ambulatory care settings where -defined hospital ambulatory care settings where al all employees are fully employees are fully
vaccinated against COVID-19 and vaccinated against COVID-19 and al all non-employees are screened prior to entry non-employees are screened prior to entry
and known or suspected COVID-19 cases are not permitted entry; and known or suspected COVID-19 cases are not permitted entry;
 home health care settings where  home health care settings where al all employees are fully vaccinated against employees are fully vaccinated against
COVID-19 and COVID-19 and al all non-employees are screened prior to entry and known or non-employees are screened prior to entry and known or
suspected COVID-19 cases are not present; suspected COVID-19 cases are not present;
 health care support services performed offsite, such as offsite laundry services;  health care support services performed offsite, such as offsite laundry services;
and and
 telehealth services without direct patient contact.45  telehealth services without direct patient contact.45
In cases in which health care services are provided in a traditional non-health-care setting, such as In cases in which health care services are provided in a traditional non-health-care setting, such as
a medical clinic inside of a workplace, the ETS applies only to the health care setting and not the a medical clinic inside of a workplace, the ETS applies only to the health care setting and not the
rest of the facility. Similarly,rest of the facility. Similarly, if emergency health care is provided in a non-health-care setting, if emergency health care is provided in a non-health-care setting,
such as emergency medical services responding to a non-health-care facility, the ETS applies only such as emergency medical services responding to a non-health-care facility, the ETS applies only
to the provision of the emergency health care.to the provision of the emergency health care.

42 OSHA, “Occupational Exposure to COVID-19,” p. 32423.
43 Per Section 3(5) of the OSH43 Per Section 3(5) of the OSH Act (29 C.F.R. §652(5)), OSHAAct (29 C.F.R. §652(5)), OSHA does not have jurisdiction over the activities of state or does not have jurisdiction over the activities of state or
local governments as employers. local governments as employers.
State and local government employers must, however, be covered by any state occupational safety and health plan approved pursuant to Section 18 of the OSH Act (29 U.S.C. §667). Because state occupational safety and health plans must be at least as effective as federal OSHA requirements, these state and local government employees would be covered by the stricter federal OSHA requirements. 44 29 C.F.R. §1910.502(b). 44 29 C.F.R. §1910.502(b).
45 29 C.F.R. §1910.502(a)(2). 45 29 C.F.R. §1910.502(a)(2).
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Key Elements of the ETSCOVID-19 ETS for Health Care Employers
COVID-19 Plan
Each employer covered by the ETS is required to develop and implement a COVID-19 plan.46 Each employer covered by the ETS is required to develop and implement a COVID-19 plan.46
For covered employers with 10 or more employees, the plans must be in writing. In developing For covered employers with 10 or more employees, the plans must be in writing. In developing
and implementing the COVID-19 plan, an employer must: and implementing the COVID-19 plan, an employer must:
 assign at least one COVID-19 safety coordinator, knowledgeable in infection  assign at least one COVID-19 safety coordinator, knowledgeable in infection
control, to monitor and ensure compliance with the COVID-19 plan; control, to monitor and ensure compliance with the COVID-19 plan;
 conduct a workplace-specific hazard assessment;  conduct a workplace-specific hazard assessment;
 involve non-managerial employees and their representatives in the development  involve non-managerial employees and their representatives in the development
and implementation of the COVID-19 plan and the hazard assessment; and implementation of the COVID-19 plan and the hazard assessment;
 monitor the effectiveness and update the COVID-19 plan;  monitor the effectiveness and update the COVID-19 plan;
 address the hazards identified in the hazard assessment;  address the hazards identified in the hazard assessment;
 include policies to minimize include policies to minimize the risk of COVID-19 transmission for each the risk of COVID-19 transmission for each
employee; and employee; and
 communicate and coordinate COVID-19 prevention policies with other  communicate and coordinate COVID-19 prevention policies with other
employers at multi-employer worksites. employers at multi-employer worksites.
Patient Screening and Management
In settings in which direct patient care is provided, the covered employer must limit access to the In settings in which direct patient care is provided, the covered employer must limit access to the
facility and screen and triage patients, clients, vendors, visitors, and other non-employees for facility and screen and triage patients, clients, vendors, visitors, and other non-employees for
COVID-19.47 Covered employers must also comply with the CDC’s guidance document COVID-19.47 Covered employers must also comply with the CDC’s guidance document Interim
Infection Prevention and Control Recommendations for Healthcare Personnel During the

Coronavirus Disease 2019 (COVID-19) Pandemic, updated on February 23, 2021.48 , updated on February 23, 2021.48
Standard and Transmission-Based Precautions
Covered employers must comply with the CDC’s guidance document Covered employers must comply with the CDC’s guidance document 2007 Guideline for
Isolation Precautions: Preventing Transmission of Infectious Agents in Healthcare Settings, as , as
updated in July 2019.49 updated in July 2019.49

46 29 C.F.R. §1910.502(c). 46 29 C.F.R. §1910.502(c).
47 29 C.F.R. §1910.502(d). 47 29 C.F.R. §1910.502(d).
48 CDC,48 CDC, Interim Infection Prevention and Control Recommendations for Healthcare Personnel During the Coronavirus Interim Infection Prevention and Control Recommendations for Healthcare Personnel During the Coronavirus
DiseaseDisease 2019 (COVID-19) Pandemic, updated February2019 (COVID-19) Pandemic, updated February 23, 2021, https://www.cdc.gov/coronavirus/2019-ncov/hcp/23, 2021, https://www.cdc.gov/coronavirus/2019-ncov/hcp/
infection-control-recommendations.html. infection-control-recommendations.html.
49 CDC, 49 CDC, 2007 Guideline for Isolation Precautions: Preventing Transmission of Infectious Agents in Health Care
Settings
, updated, updated July 2019, https://www.cdc.gov/infectioncontrol/pdf/guidelines/isolation-guidelines-H.pdf. July 2019, https://www.cdc.gov/infectioncontrol/pdf/guidelines/isolation-guidelines-H.pdf.
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PPE50
Facemasks
Covered employers must provide employees with facemasks that are cleared by the Food and Covered employers must provide employees with facemasks that are cleared by the Food and
Drug Administration (FDA), authorized by an FDA Emergency Use AuthorizationDrug Administration (FDA), authorized by an FDA Emergency Use Authorization (EUA), or described , or described
in an FDA enforcement policy and ensure their proper use, covering the nose and mouth, in an FDA enforcement policy and ensure their proper use, covering the nose and mouth,
whenever employees are indoors or occupying a vehicle with other people for work purposes.51 whenever employees are indoors or occupying a vehicle with other people for work purposes.51
The covered employer must provide sufficient masks to ensure that each employee may change The covered employer must provide sufficient masks to ensure that each employee may change
his or her mask at least once per day when soiled and when necessary for patient care purposes. his or her mask at least once per day when soiled and when necessary for patient care purposes.
Facemasks are not required to be worn when employees are alone or eating or drinking and Facemasks are not required to be worn when employees are alone or eating or drinking and
separated from other persons. When it is important to see the employee’s mouth, such as when separated from other persons. When it is important to see the employee’s mouth, such as when
communicating with a person who is deaf, an employee may wear an alternative face covering communicating with a person who is deaf, an employee may wear an alternative face covering
such as a face shield. An employee can also be exempted from wearing a facemask due to a such as a face shield. An employee can also be exempted from wearing a facemask due to a
disability, for religious reasons, or if the employer can demonstrate that wearing a facemask disability, for religious reasons, or if the employer can demonstrate that wearing a facemask
would put the employee at risk of serious injury or death. would put the employee at risk of serious injury or death.
Respirators and Other PPE When Exposed to Known or Suspected COVID-19
Cases
Covered employers must provide employees who have contact with known or suspected COVID-Covered employers must provide employees who have contact with known or suspected COVID-
19 cases with respirators, gloves, isolation gowns or protective clothing, and eye protection. 19 cases with respirators, gloves, isolation gowns or protective clothing, and eye protection.
Respirators must be provided and used in accordance with OSHA’s respiratory protection Respirators must be provided and used in accordance with OSHA’s respiratory protection
standard.52 When an employee is performing an aerosol-generating procedure, such as intubation, standard.52 When an employee is performing an aerosol-generating procedure, such as intubation,
on a known or suspected COVID-19 case, the employer is encouraged, but not required, to on a known or suspected COVID-19 case, the employer is encouraged, but not required, to
provide the employee with an elastomeric respirator or powered-air purifying respirator (PAPR).53 provide the employee with an elastomeric respirator or powered-air purifying respirator (PAPR).53
Covered employers must also comply with PPE requirements in CDC’s guidance document Covered employers must also comply with PPE requirements in CDC’s guidance document 2007
Guideline for Isolation Precautions: Preventing Transmission of Infectious Agents in Healthcare

Settings, as updated in July 2019.54 , as updated in July 2019.54
Aerosol-Generating Procedures
Whenever an aerosol-generating procedure is performed on a known or suspected COVID-19 Whenever an aerosol-generating procedure is performed on a known or suspected COVID-19
case, the covered employer must ensure that only the minimum number of essential persons are case, the covered employer must ensure that only the minimum number of essential persons are
present during the procedure and that the procedure is performed in an existing airborne infection present during the procedure and that the procedure is performed in an existing airborne infection
isolation room (AIIR), if available.55 An AIIR is a permanent or temporary negative air pressure isolation room (AIIR), if available.55 An AIIR is a permanent or temporary negative air pressure
room with air handling capacity designed to isolate a patient. After the aerosol-generating room with air handling capacity designed to isolate a patient. After the aerosol-generating
procedure is completed, procedure is completed, al all surfaces and equipment in the room must be cleaned and disinfected. surfaces and equipment in the room must be cleaned and disinfected.

50 For additional information on OSHA’s standards for respiratory PPE, see the section “50 For additional information on OSHA’s standards for respiratory PPE, see the section “ OSHA Respiratory Protection OSHA Respiratory Protection
Standard”Standard” later in this report.later in this report.
51 29 C.F.R. §1910.502(f)(1). 51 29 C.F.R. §1910.502(f)(1).
52 29 C.F.R. §1910.134. 52 29 C.F.R. §1910.134.
53 29 C.F.R. §1910.502(f)(3) note 1. 53 29 C.F.R. §1910.502(f)(3) note 1.
54 CDC,54 CDC, 2007 Guideline for Isolation Precautions. .
55 29 C.F.R. §502(g). 55 29 C.F.R. §502(g).
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Physical Distancing
Except in brief situations in which people are moving, such as in a Except in brief situations in which people are moving, such as in a hal wayhallway, covered employers , covered employers
must ensure that employees are separated from must ensure that employees are separated from al all other persons by at least six feet when indoors other persons by at least six feet when indoors
unless such separation is not feasible for a specific task, such as direct patient care.56 When six unless such separation is not feasible for a specific task, such as direct patient care.56 When six
feet of distancing is not feasible, covered employers must ensure as much separation between feet of distancing is not feasible, covered employers must ensure as much separation between
employees and other persons as possible. employees and other persons as possible.
Physical Barriers
In fixed workspaces where six feet of separation between employees and other persons is not In fixed workspaces where six feet of separation between employees and other persons is not
possible, such as appointment check-in desks, covered employers must separate persons with possible, such as appointment check-in desks, covered employers must separate persons with
fixed barriers that are cleanable or disposable and sufficiently sized to block the pathway between fixed barriers that are cleanable or disposable and sufficiently sized to block the pathway between
the persons’ faces.57 the persons’ faces.57
Cleaning and Disinfection
In patient care areas and resident rooms and on medical devices and equipment, covered In patient care areas and resident rooms and on medical devices and equipment, covered
employers must conduct cleaning and disinfection in accordance with the CDC’s guidance employers must conduct cleaning and disinfection in accordance with the CDC’s guidance
documents documents Interim Infection Prevention and Control Recommendations for Healthcare Personnel
During the Coronavirus Disease 2019 (COVID-19) Pandemic, updated February 23, 2021,58 and , updated February 23, 2021,58 and
Guidelines for Environmental Infection Control in Health-Care Facilities, updated July 2019.59 , updated July 2019.59
In In al all other areas, the covered employer must clean high-touch surfaces and equipment at least other areas, the covered employer must clean high-touch surfaces and equipment at least
daily in accordance with manufacturers’ instructions.60 If a known COVID-19 case has been in daily in accordance with manufacturers’ instructions.60 If a known COVID-19 case has been in
the workplace in the previous 24 hours, the covered employer must clean and disinfect any areas the workplace in the previous 24 hours, the covered employer must clean and disinfect any areas
likelylikely to have been contaminated in accordance with the CDC’s guidance document to have been contaminated in accordance with the CDC’s guidance document COVID-19:
Cleaning and Disinfecting Your Facility; Every Day and When Someone Is Sick
, updated April 5, , updated April 5,
2021.61 2021.61
Covered employers must also provide hand sanitizer that is at least 60% alcohol or accessible Covered employers must also provide hand sanitizer that is at least 60% alcohol or accessible
hand washing facilities.62 hand washing facilities.62
Building Ventilation
Covered employers who own or control buildings with existing heating, ventilation, and air Covered employers who own or control buildings with existing heating, ventilation, and air
conditioning (HVAC)conditioning (HVAC) systems must ensure that: systems must ensure that:
 the HVAC  the HVAC system is used in accordance with the manufacturer’s instructions and system is used in accordance with the manufacturer’s instructions and
design specifications; design specifications;

56 29 C.F.R. §502(h). 56 29 C.F.R. §502(h).
57 29 C.F.R. §502(i). 57 29 C.F.R. §502(i).
58 CDC,58 CDC, Interim Infection Prevention and Control Recommendations for Healthcare Personnel During the Coronavirus
Disease 2019 (COVID-19) Pandem ic
Pandemic. .
59 29 C.F.R. §502(j)(1); CDC, 59 29 C.F.R. §502(j)(1); CDC, Guidelines for Environmental Infection Control in Health-Care Facilities, updated, updated July July
2019, https://www.cdc.gov/infectioncontrol/pdf/guidelines/environmental-guidelines-P.pdf. 2019, https://www.cdc.gov/infectioncontrol/pdf/guidelines/environmental-guidelines-P.pdf.
60 29 C.F.R. §502(j)(2). 60 29 C.F.R. §502(j)(2).
61 CDC,61 CDC, COVID-19: Cleaning and Disinfecting Your Facility; Every Day and When Someone Is Sick , updated April 5, , updated April 5,
2021, https://www.cdc.gov/coronavirus/2019-ncov/community/disinfecting-building-facility.html. 2021, https://www.cdc.gov/coronavirus/2019-ncov/community/disinfecting-building-facility.html.
62 29 C.F.R. §502(j)(3). 62 29 C.F.R. §502(j)(3).
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 the amount of outside air circulating through the system and the number of air  the amount of outside air circulating through the system and the number of air
changes per hour are maximized, to the extent possible; changes per hour are maximized, to the extent possible;
  al all air filters are rated Minimum Efficiency Reporting Valueair filters are rated Minimum Efficiency Reporting Value (MERV) 13 or (MERV) 13 or
higher or, if MERV-13-rated filters are not compatible with the HVAC higher or, if MERV-13-rated filters are not compatible with the HVAC system, system,
the highest compatible MERV-rated filters are used; the highest compatible MERV-rated filters are used;
  al all air filters are maintained and replaced as necessary; and air filters are maintained and replaced as necessary; and
  al all intake ports for outside air are cleaned and maintained.63 intake ports for outside air are cleaned and maintained.63
Covered employers with existing AIIRs must maintain and operate these rooms in accordance Covered employers with existing AIIRs must maintain and operate these rooms in accordance
with design and construction criteria.64with design and construction criteria.64
Health Screening and Medical Management
Screening
Covered employers must screen Covered employers must screen al all employees for COVID-19 before each workday and work employees for COVID-19 before each workday and work
shift. Screening can be conducted by employee self-screening or by the employer.65 If a COVID-shift. Screening can be conducted by employee self-screening or by the employer.65 If a COVID-
19 test is used as part of the screening, it must be provided at no cost to the employee. 19 test is used as part of the screening, it must be provided at no cost to the employee.
Employee Notification to Employer of COVID-19 or Symptoms
Covered employers must require employees to notify them when they: Covered employers must require employees to notify them when they:
 test positive for or is diagnosed with COVID-19;  test positive for or is diagnosed with COVID-19;
 are told by health care providers that they are suspected to have COVID-19;  are told by health care providers that they are suspected to have COVID-19;
 are experiencing an unexplained loss of taste and/or  are experiencing an unexplained loss of taste and/or smel smell; or ; or
 are experiencing a fever of 100.4 degrees Fahrenheit or more and a new  are experiencing a fever of 100.4 degrees Fahrenheit or more and a new
unexplained cough with shortness of breath.66 unexplained cough with shortness of breath.66
Employer Notification Notification to Employees of COVID-19 in the Workplace
Covered employers must make the following notifications within 24 hours of receiving Covered employers must make the following notifications within 24 hours of receiving
information that a COVID-19 case was in the workplace: information that a COVID-19 case was in the workplace:
 notify each employee who was not wearing a respirator and other appropriate  notify each employee who was not wearing a respirator and other appropriate
PPE and was in close contact with the COVID-19 case with the dates the contact PPE and was in close contact with the COVID-19 case with the dates the contact
occurred; and occurred; and
 notify  notify al all other employees and other employers with employees in the facility other employees and other employers with employees in the facility
who were not wearing respirators and other appropriate PPE and were in a who were not wearing respirators and other appropriate PPE and were in a wel well--
defined area of the workplace (such as a patient care floor) with the COVID-19 defined area of the workplace (such as a patient care floor) with the COVID-19
case during the period beginning two days before the case became sick or, if case during the period beginning two days before the case became sick or, if
asymptomatic, submitted a sample for testing and lasting until the case was asymptomatic, submitted a sample for testing and lasting until the case was
isolated.67 isolated.67

63 29 C.F.R. §502(k)(1). 63 29 C.F.R. §502(k)(1).
64 29 C.F.R. §502(k)(2). 64 29 C.F.R. §502(k)(2).
65 29 C.F.R. §502(l)(1). 65 29 C.F.R. §502(l)(1).
66 29 C.F.R. §502(l)(2). 66 29 C.F.R. §502(l)(2).
67 29 C.F.R. §502(l)(3). 67 29 C.F.R. §502(l)(3).
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Notifications must be made without revealing the name, contact information, or occupation of Notifications must be made without revealing the name, contact information, or occupation of
any employee. Notification does not need to be made in cases in which a medical facility any employee. Notification does not need to be made in cases in which a medical facility
routinely provides services to known or suspected COVID-19 cases, such as COVID-19 testing routinely provides services to known or suspected COVID-19 cases, such as COVID-19 testing
centers, emergency departments, and inpatient COVID-19 wards. centers, emergency departments, and inpatient COVID-19 wards.
Medical Removal
Covered employers must immediately remove from the workplace any employee who tests Covered employers must immediately remove from the workplace any employee who tests
positive for or is diagnosed with COVID-19 and make a return to work decision on that employee positive for or is diagnosed with COVID-19 and make a return to work decision on that employee
in accordance with the CDC’s guidance documents in accordance with the CDC’s guidance documents COVID-19: Isolation If You Are Sick;
Separate Yourself from Others If You Have COVID-19
, updated February 18, 2021,68 and , updated February 18, 2021,68 and COVID-
19: Return to Work Criteria for Healthcare Personnel with SARS-CoV-2 Infection (Interim

Guidance), updated February 16, 2021.69 , updated February 16, 2021.69
Covered employers must immediately remove from the workplace any employee who: Covered employers must immediately remove from the workplace any employee who:
 is told by a health care provider that he or she is suspected to have COVID-19,  is told by a health care provider that he or she is suspected to have COVID-19,
 is experiencing an unexplained loss of taste and/or  is experiencing an unexplained loss of taste and/or smel smell, or , or
 is experiencing a fever of 100.4 degrees Fahrenheit or more and a new  is experiencing a fever of 100.4 degrees Fahrenheit or more and a new
unexplained cough with shortness of breath.70 unexplained cough with shortness of breath.70
Covered employers may make return-to-work decisions on such employees in accordance with Covered employers may make return-to-work decisions on such employees in accordance with
the two CDC guidance documents referenced above or permit return to work when the employee the two CDC guidance documents referenced above or permit return to work when the employee
tests negative on a COVID-19 polymerase chain reaction (PCR) test provided by the employer at tests negative on a COVID-19 polymerase chain reaction (PCR) test provided by the employer at
no cost to the employee. If the employee refuses to be tested, he or she forfeits no cost to the employee. If the employee refuses to be tested, he or she forfeits al all medical medical
removal protections (discussed in the next section of this report) and must remain out of work removal protections (discussed in the next section of this report) and must remain out of work
until the covered employer makes a return to work determination in accordance with the two until the covered employer makes a return to work determination in accordance with the two
CDC guidance documents referenced above.CDC guidance documents referenced above.
Covered employers are required to immediately Covered employers are required to immediately remove from the workplace any employee who remove from the workplace any employee who
was not wearing a respirator and other appropriate PPE and was in close contact with a COVID-was not wearing a respirator and other appropriate PPE and was in close contact with a COVID-
19 case in the workplace, except in workplaces that routinely provide services to COVID-19 19 case in the workplace, except in workplaces that routinely provide services to COVID-19
cases.71 Such an employee must remain out of work for 14 days or until seven days after testing cases.71 Such an employee must remain out of work for 14 days or until seven days after testing
negative on a COVID-19 PCR test administered by the employer at no cost to the employee and negative on a COVID-19 PCR test administered by the employer at no cost to the employee and
administered at least five days after the close contact with the COVID-19 case. If the employee administered at least five days after the close contact with the COVID-19 case. If the employee
refuses to be tested, he or she forfeits refuses to be tested, he or she forfeits al all medical removal protections (discussed in the next medical removal protections (discussed in the next
section of this report). A covered employer is not required to remove from the workplace an section of this report). A covered employer is not required to remove from the workplace an
employee who was not wearing a respirator and other appropriate PPE and was in close contact employee who was not wearing a respirator and other appropriate PPE and was in close contact
with a COVID-19 case in the workplace if that employee is asymptomatic for COVID-19 and is with a COVID-19 case in the workplace if that employee is asymptomatic for COVID-19 and is
fully vaccinated against COVID-19 or had COVID-19 and recovered in the past three months. fully vaccinated against COVID-19 or had COVID-19 and recovered in the past three months.

68 CDC, Covered employers may require employees subject to medical removal to work remotely or in isolation if suitable work is available.72 68 CDC, Isolation If You Are Sick; Separate Yourself from Others If You Have COVID-19, updated February, updated February 18, 202118, 2021,
https://www.cdc.gov/coronavirus/2019-ncov/if-you-are-sick/isolation.html. .
69 29 C.F.R. §§502(l)(4)(i) and (l)(6); CDC, 69 29 C.F.R. §§502(l)(4)(i) and (l)(6); CDC, COVID-19: Return to Work Criteria Criteria for Healthcare Personnel with SARS -
CoV-2 Infection (Interim Guidance)
, updated , updated February 16September 10, 2021, https://www.cdc.gov/coronavirus/2019-ncov/hcp/, 2021, https://www.cdc.gov/coronavirus/2019-ncov/hcp/
return-to-work.html. return-to-work.html.
70 29 C.F.R. §§502(l)(4)(ii) and (l)(6). 70 29 C.F.R. §§502(l)(4)(ii) and (l)(6).
71 29 C.F.R. §502(l)(4)(iii71 29 C.F.R. §502(l)(4)(iii). 72 29 C.F.R. §502(l)(4)(iv). ).
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Covered employers may require employees subject to medical removal to work remotely or in
isolation if suitable work is available.72
Medical Medical Removal Protection Benefits
Covered employers who require employees who have been removed from the workplace to work Covered employers who require employees who have been removed from the workplace to work
remotely or in isolation must continue to provide those employees with their regular pay and remotely or in isolation must continue to provide those employees with their regular pay and
benefits.73benefits.73
The medical removal protection provisions do not apply to covered employers with 10 or fewer The medical removal protection provisions do not apply to covered employers with 10 or fewer
employees on June 21, 2021.74 employees on June 21, 2021.74 Al All other covered employers must provide other covered employers must provide al all of the fringe benefits of the fringe benefits
normal ynormally provided to the employee and the following pay to the removed employee: provided to the employee and the following pay to the removed employee:
 for covered employers with 500 or fewer employees, the employee’s full amount  for covered employers with 500 or fewer employees, the employee’s full amount
of normal pay, up to $1,400 per week, for the first two weeks, followed by two- of normal pay, up to $1,400 per week, for the first two weeks, followed by two-
thirds of the employee’s normal pay, up to $200 per day, for thirds of the employee’s normal pay, up to $200 per day, for al all remaining weeks; remaining weeks;
and and
 for covered employers with more than 500 employees, the employee’s full  for covered employers with more than 500 employees, the employee’s full
amount of normal pay, up to $1,400 per week, for the entire removal period.75 amount of normal pay, up to $1,400 per week, for the entire removal period.75
The amount that a covered employer must pay to a removed employee is reduced by any public The amount that a covered employer must pay to a removed employee is reduced by any public
or employer-provided payments (such as sick leave) received by the employee during the or employer-provided payments (such as sick leave) received by the employee during the
employee’s removal.76 employee’s removal.76
Upon return to the workplace, a removed employee is entitled to Upon return to the workplace, a removed employee is entitled to al all employment rights and employment rights and
benefits, including the right to his or her previous job.77benefits, including the right to his or her previous job.77
Vaccination
Each covered employer is required to provide employees with a reasonable amount of paid leave Each covered employer is required to provide employees with a reasonable amount of paid leave
to receive a COVID-19 vaccine and recover from any vaccine-related side effects.78 Covered to receive a COVID-19 vaccine and recover from any vaccine-related side effects.78 Covered
employers are not required to mandate that their employees receive a COVID-19 vaccine. employers are not required to mandate that their employees receive a COVID-19 vaccine.
Training
Covered employers must provide training on COVID-19 prevention, in appropriate languages and Covered employers must provide training on COVID-19 prevention, in appropriate languages and
at appropriate literacy levels, to at appropriate literacy levels, to al all employees.79 Training must be conducted by a person employees.79 Training must be conducted by a person
knowledgeable about the subject matter, and employees must have the opportunity to ask knowledgeable about the subject matter, and employees must have the opportunity to ask
questions during the training. Covered employers must ensure that trained employees understand questions during the training. Covered employers must ensure that trained employees understand
at least the following: at least the following:
 how COVID-19 is transmitted and how to reduce transmission through hand  how COVID-19 is transmitted and how to reduce transmission through hand
hygiene and covering the nose and mouth, the signs and symptoms of COVID- hygiene and covering the nose and mouth, the signs and symptoms of COVID-

72 29 C.F.R. §502(l)(4)(iv).
73 29 C.F.R. §502(l)(519, the risk factors for severe illness from COVID-19, and when to seek medical attention;  patient screening and management policies and procedures;  workplace tasks that could result in transmission of COVID-19; 73 29 C.F.R. §502(l)(5)(ii). (ii).
74 29 C.F.R. §502(l)(5)(i). 74 29 C.F.R. §502(l)(5)(i).
75 29 C.F.R. §502(l)(575 29 C.F.R. §502(l)(5)(iii). (iii).
76 29 C.F.R. §502(l)(576 29 C.F.R. §502(l)(5)(iv). (iv).
77 29 C.F.R. §502(l)(577 29 C.F.R. §502(l)(5)(v). (v).
78 29 C.F.R. §502(m). 78 29 C.F.R. §502(m).
79 29 C.F.R. §502(n). 79 29 C.F.R. §502(n).
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19, the risk factors for severe il ness from COVID-19, and when to seek medical
attention;
 patient screening and management policies and procedures;
 workplace tasks that could result in transmission of COVID-19;
 policies and procedures to prevent COVID-19 transmission that are applicable to  policies and procedures to prevent COVID-19 transmission that are applicable to
an employee’s duties; an employee’s duties;
 agreements between multiple employers in a workplace related to shared spaces  agreements between multiple employers in a workplace related to shared spaces
and equipment; and equipment;
 policies and procedures for the use of PPE;  policies and procedures for the use of PPE;
 cleaning and disinfecting policies and procedures;  cleaning and disinfecting policies and procedures;
 paid leave available paid leave available from the employer or under federal, state, or local law for from the employer or under federal, state, or local law for
COVID-19 and available COVID-19 and available workplace flexibility policies; workplace flexibility policies;
 the names of the safety coordinators identified in the required COVID-19 plan;  the names of the safety coordinators identified in the required COVID-19 plan;
 the requirements of the COVID-19 ETS; and  the requirements of the COVID-19 ETS; and
 how employees can receive copies of the COVID-19 ETS, employer policies and  how employees can receive copies of the COVID-19 ETS, employer policies and
procedures developed under the ETS, and the written COVID-19 plan, if procedures developed under the ETS, and the written COVID-19 plan, if
applicable. applicable.
Covered employers are required to provide retraining to an employee when that employee takes Covered employers are required to provide retraining to an employee when that employee takes
on new job tasks, workplace policies or procedures change, or there is evidence that the employee on new job tasks, workplace policies or procedures change, or there is evidence that the employee
has not retained the information from the previous training. has not retained the information from the previous training.
Anti-Retaliation80
Covered employers must notify Covered employers must notify al all employees of their rights to the protections offered by the employees of their rights to the protections offered by the
COVID-19 ETS and that employers are prohibited from discharging or discriminating against COVID-19 ETS and that employers are prohibited from discharging or discriminating against
employees for exercising these rights.81 employees for exercising these rights.81
Recordkeeping and Reporting82
The recordkeeping and reporting provisions of the COVID-19 ETS do not apply to covered The recordkeeping and reporting provisions of the COVID-19 ETS do not apply to covered
employers with 10 or fewer employees on June 21, 2021.83 employers with 10 or fewer employees on June 21, 2021.83 Al All other covered employers must other covered employers must
retain retain al all versions of their COVID-19 plans and maintain logs of versions of their COVID-19 plans and maintain logs of al all COVID-19 cases among COVID-19 cases among
employees, regardless of whether the COVID-19 transmission occurred in the workplace.84 employees, regardless of whether the COVID-19 transmission occurred in the workplace.84 Al
All versions of the COVID-19 plan and the COVID-19 log (with identifying information redacted) versions of the COVID-19 plan and the COVID-19 log (with identifying information redacted)
must be provided, within one business day of being requested, to any employee or the personal or must be provided, within one business day of being requested, to any employee or the personal or
authorized representative of any employee. An employee and his or her authorized representative authorized representative of any employee. An employee and his or her authorized representative
may examine his or her unredacted personal entry in the COVID-19 log. Covered employers must may examine his or her unredacted personal entry in the COVID-19 log. Covered employers must

report to OSHA any employment-related COVID-19 fatalities or inpatient hospitalizations in the same manner as any other employment-related fatalities or inpatient hospitalizations.85 80 For additional information on OSHA’s enforcement of anti-retaliation and whistleblower protection provisions, see 80 For additional information on OSHA’s enforcement of anti-retaliation and whistleblower protection provisions, see
the section “Whistleblower Protections” later in this report. the section “Whistleblower Protections” later in this report.
81 29 C.F.R. §502(o). 81 29 C.F.R. §502(o).
82 For additional information on OSHA’s COVID-19 recordkeeping and reporting requirements for employers not 82 For additional information on OSHA’s COVID-19 recordkeeping and reporting requirements for employers not
covered by the covered by the ET SETS, see the section “, see the section “ COVID-19 Recordkeeping” later in this report.COVID-19 Recordkeeping” later in this report.
83 29 C.F.R. §502(q)(1). 83 29 C.F.R. §502(q)(1).
84 29 C.F.R. §502(q). 84 29 C.F.R. §502(q).
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report to OSHA any employment-related COVID-19 fatalities or inpatient hospitalizations in the
same manner as any other employment-related fatalities or inpatient hospitalizations.85
85 29 C.F.R. §502(q). OSHA regulations at Title 29, Section 1904.39, of the Code of Federal Regulations require employers to report to OSHA any employment-related fatalities within eight hours and any employment-related inpatient hospitalizations within 24 hours. Congressional Research Service 16 OSHA: ETS and COVID-19 Mini-Respiratory Protection
The PPE provision of the COVID-19 ETS permits covered employers to provide their employees The PPE provision of the COVID-19 ETS permits covered employers to provide their employees
with respirators when respirators are not with respirators when respirators are not specifical yspecifically required by the ETS. Under OSHA’s required by the ETS. Under OSHA’s
respiratory protection standard, employers must provide a medical evaluation to each employee respiratory protection standard, employers must provide a medical evaluation to each employee
who is provided a respirator to ensure that such employee may safely use the respirator and must who is provided a respirator to ensure that such employee may safely use the respirator and must
ensure that the fit of each type of respirator used by an employee is properly tested to ensure a ensure that the fit of each type of respirator used by an employee is properly tested to ensure a
tight seal around the face (referred to as fit testing).86tight seal around the face (referred to as fit testing).86
Under the mini-respiratory-protection provision of the COVID-19 ETS, employers who provide Under the mini-respiratory-protection provision of the COVID-19 ETS, employers who provide
respirators to their employees when respirators are not respirators to their employees when respirators are not specifical yspecifically required may forgo the required may forgo the
medical evaluation and fit-testing requirements of the respiratory protection standard.87 Such medical evaluation and fit-testing requirements of the respiratory protection standard.87 Such
covered employers must ensure that employees are trained in respirator use; conduct their own covered employers must ensure that employees are trained in respirator use; conduct their own
user-seal tests of the respirators before each use; and comply with appropriate procedures for the user-seal tests of the respirators before each use; and comply with appropriate procedures for the
storage, reuse, and discontinuation of respirators.88 When respirators are required by the COVID-storage, reuse, and discontinuation of respirators.88 When respirators are required by the COVID-
19 ETS, employers must comply with 19 ETS, employers must comply with al all elements of the OSHA respiratory protection standard, elements of the OSHA respiratory protection standard,
including medical evaluation and fit testing.including medical evaluation and fit testing.
Announced OSHA ETS on COVID-19 Vaccines
On September 9, 2021, President Joe Biden announced that OSHA is developing an ETS that
would obligate employers with more than 100 employees to require their employees to be
vaccinated against COVID-19 or be tested weekly for COVID-19.89 This ETS would not go into
effect until it is published in the Federal Register.
Other OSHA Standards Related to COVID-19
While the COVID-19 ETS applies only to health care employers, al employers are required to
comply with other OSHA standards that, while not specific to COVID-19, may cover situations
related to the prevention of COVID-19 transmission in the workplace. OSHA may enforce the
general duty clause in the absence of a standard if it can be determined that an employer has
failed to provide a worksite free of “recognized hazards” that are “causing or are likely to cause
death or serious physical harm” to workers.90 In addition, OSHA’s standards for the use of PPE

85 29 C.F.R. §502(q). OSHA regulations at T itle 29, Section 1904.39, of the Code of Federal Regulations require
employers to report to OSHA any employment -related fatalities within eight hours and any employment -related
inpatient hospitalizations within 24 hours.
86 For additional information on OSHA’s respiratory protection standard, see the section “OSHA Respiratory
Protection Standard” later in this report.
87 29 C.F.R. §504.
88 In a user-seal check, the user of the respirator checks the fit and seal of the respirator to his or her face by exhaling or
inhaling to determine if any air passes between the face and respirator.
89 T he White House, Path Out of the Pandemic: President Biden’s COVID-19 Action Plan, September 9, 2021,
https://www.whitehouse.gov/covidplan/#vaccinate.
90 29 U.S.C. §654(a)(1).
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may apply in cases in which workers require eye, face, hand, or respiratory protection against
COVID-19 exposure.91
OSHA Respiratory Protection Standard
National Institute for Occupational Safety and Health Certification
The OSHA respiratory protection standard requires the use of respirators certified by NIOSH in
cases in which engineering controls, such as ventilation or enclosure of hazards, are insufficient
to protect workers from breathing contaminated air.92 Surgical masks, procedure masks, and dust
masks are not considered respirators. NIOSH certifies respirators pursuant to federal
regulations.93 For nonpowered respirators, such as filtering face piece respirators commonly used
in health care and construction, NIOSH classifies respirators based on their efficiency at filtering
airborne particles and their ability to protect against oil particles. Under the NIOSH classification
system, the letter (N, R, or P) indicates the level of oil protection as follows: N—no oil
protection; R—oil resistant; and P—oil proof. The number following the letter indicates the
efficiency rating of the respirator as follows: 95—filters 95% of airborne particles; 97—filters
97% of airborne particles; and 100—filters 99.7% of airborne particles. Thus an N95 respirator,
the most common type, is one that does not protect against oil particles and filters out 95% of
airborne particles. An R or P respirator can be used in place of an N respirator.
A respirator that is past its manufacturer-designated shelf life is no longer considered to be
certified by NIOSH. However, in response to potential shortages in respirators, NIOSH has tested
and approved certain models of respirators for certified use beyond their manufacturer-designated
shelf lives.94
Respirators designed for certain medical and surgical uses are subject to both certification by
NIOSH (for oil protection and efficiency) and regulation by the FDA as medical devices. In
general, respirators with exhalation valves cannot be used in surgical and certain medical settings
because, although the presence of an exhalation valve does not affect the respirator’s protection
afforded the user, it may al ow unfiltered air from the user into a sterile field. On March 2, 2020,
FDA issued an Emergency Use AuthorizationVaccination and Testing On November 5, 2021, OSHA promulgated an ETS on COVID-19 vaccination and testing for all large employers.89 This ETS requires that all employers with 100 or more employees develop written policies requiring that employees be fully vaccinated against COVID-19. As an alternative, employers may develop written policies that allow employees to choose to either be fully vaccinated against COVID-19 or provide proof of weekly negative COVID-19 tests and wear face coverings while in the workplace. Employers are not required to pay for COVID-19 tests or pay for or provide face coverings. Employers must develop vaccination and testing plans within 30 days of the publication of the ETS (December 5, 2021) and must enforce the requirements for testing of unvaccinated employees within 60 days (January 4, 2022). While the Federal Register announcement does not specify a specific duration for the COVID-19 ETS, per the OSH Act, an ETS is effective until replaced by a permanent standard within six months. The publication of the COVID-19 ETS in the Federal Register also included a request for comments on the ETS and on whether the ETS should become a permanent standard. In the preamble to the ETS, OSHA provides that all state plans must adopt the ETS within 30 days of its publication and notify OSHA within 15 days of the actions they plan to take to adopt the ETS. The ETS is not retroactive. 86 For additional information on OSHA’s respiratory protection standard, see the section “OSHA Respiratory Protection Standard” later in this report. 87 29 C.F.R. §504. 88 In a user-seal check, the user of the respirator checks the fit and seal of the respirator to his or her face by exhaling or inhaling to determine if any air passes between the face and respirator. 89 OSHA, “COVID-19 Vaccination and Testing; Emergency Temporary Standard,” 86 Federal Register 61402, November 5, 2021. Congressional Research Service 17 OSHA: ETS and COVID-19 Petitions for Judicial Review Petitions for judicial review of the COVID-19 vaccination and testing ETS have been filed in the U.S. Courts of Appeals for the Fifth,90 Sixth,91 Eighth,92 and Eleventh93 Circuits. The plaintiffs in these cases include 26 states and numerous employers.94 On November 6, 2021, the U.S. Court of Appeals for the Fifth Circuit ordered that the COVID-19 vaccination and ETS be stayed pending judicial review. Justification for the COVID-19 Vaccination and Testing ETS In the preamble to the COVID-19 vaccination and testing published in the Federal Register, OSHA provides a justification for the ETS. Specifically, OSHA cites the requirements in the OSH Act that employees are exposed to grave danger from exposure to SARS-CoV-2 and that an ETS is necessary to protect employees from such danger. Grave Danger Determination In its justification for the COVID-19 vaccination and testing ETS, OSHA states that it has found that “employees can be exposed to the virus in almost any work setting; that exposure to SARS-CoV-2 can lead to infection … and that infection in turn can cause death or serious impairment of health, especially in those who are unvaccinated.”95 OSHA’s determination that COVID-19 meets the grave danger standard required for an ETS rests on evidence and research on the following factors:  the grave danger that all unvaccinated workers, with some exceptions, face from SARS-Cov-2, including death and severe health effects;  the increase in infectiousness and transmission, and possible increase in severity of health effects from the B.1.617.2 (Delta) variant, which now accounts for 99% of the COVID-19 circulating in the United States; and  evidence of pre-symptomatic and asymptomatic transmission of COVID-19.96 Necessity Determination OSHA states that vaccination is the most effective strategy to control the spread of COVID-19 and that vaccination has advantages over non-pharmaceutical control strategies such as social distancing.97 However, OSHA estimates that approximately 39% of workers who are covered by 90 Texas, et. al. v. OSHA, Docket No. 21-50353 (5th Cir. Nov. 5, 2021). 91 Kentucky, et. al. v. OSHA (6th Cir. Nov. 5, 2021). 92 Missouri, et. al. v. Biden, et. al. (8th Cir. Nov. 5, 2021). 93 Florida, et. al. v. OSHA, Docket No. 21-13866 (11th Cir. Nov. 5, 2021). 94 The states of Louisiana, Mississippi, South Carolina, Texas and Utah (Fifth Circuit); Idaho, Kansas, Kentucky, Ohio, Oklahoma, Tennessee, and West Virginia (Sixth Circuit); Alaska, Arizona, Arkansas, Iowa, Missouri, Montana, Nebraska, New Hampshire, North Dakota, South Dakota, and Wyoming (Eigth Circuit); and Alabama, Florida, and Georgia (Eleventh Circuit) are plaintiffs in these cases. 95 OSHA, “COVID-19 Vaccination and Testing; Emergency Temporary Standard,” p. 61411. 96 Ibid., at pp. 61408-61424. 97 Ibid., at p. 61434. Congressional Research Service 18 OSHA: ETS and COVID-19 the COVID-19 vaccination and testing ETS are not fully vaccinated against COVID-19.98 In some states, laws or executive orders prohibit employers from implementing vaccine mandates for their employees, necessitating a national standard to overcome these barriers to vaccination and create a uniform national policy on vaccination. OSHA justifies allowing employers to allow employees to opt out of getting vaccinated against COVID-19 by submitting to weekly COVID-19 testing and wearing face coverings in the workplace by stating that the “exigent circumstances” of the COVID-19 pandemic require OSHA to promulgate an ETS without having the opportunity to fully study the “potential spectrum of impacts on employers and employees, including the economic and health impacts, that would occur if OSHA imposed a strict vaccination mandate with no alternative compliance option.”99 OSHA notes that as part of the process of promulgating a permanent standard on vaccination required by Section 6(c) of the OSH Act, the agency is soliciting public comments on whether a vaccine mandate without any options of alternative means of compliance is warranted.100 Employers Covered by the COVID-19 Vaccination and Testing ETS The COVID-19 vaccination and testing ETS covers all employers with 100 or more employees at any time the ETS is in effect, with the following exceptions:101  workplaces covered by the vaccination rules provided in the “Guidance for Federal Contractors and Subcontractors” issued by the Safer Federal Workforce Task Force, including executive branch agencies with the exception of the U.S. Postal Service;102 and  work settings covered by the COVID-19 ETS for health care employers. When determining the number of employees for an employer, all employees are counted, including those at multiple worksites owned by the employer; part-time and seasonal employees; and persons working remotely, from home, or otherwise not working in a physical office.103 In the preamble to the COVID-19 vaccination and testing ETS, OSHA provides the following reasons why the ETS does not apply to employers with fewer than 100 employees:  the agency lacks confidence in the feasibility of small employers to comply with the ETS;  the 100-employee threshold allows the ETS to cover two-thirds of private sector workers in the United States;  the 100-employee threshold will allow the ETS to cover the largest workplace facilities, where the deadliest COVID-19 outbreaks can occur; and 98 Ibid., at p. 61431. 99 Ibid., at p. 61436. 100 The request for comments is included in the preamble to the ETS at pp. 61403-61404. 101 29 C.F.R. §§1910.501(b)(1) and (2). The ETS is part of the OSHA standards for general industry. The OSHA standards for employers in marine terminals, longshoring, construction, and agriculture incorporate the provisions of the ETS by reference. 102 Safer Federal Workforce Task Force, COVID-19 Workplace Safety: Guidance for Federal Contractors and Subcontractors, September 24, 2021, https://www.saferfederalworkforce.gov/downloads/Draft%20contractor%20guidance%20doc_20210922.pdf. 103 OSHA, “COVID-19 Vaccination and Testing, Emergency Temporary Standard,” pp. 61513-61514. Congressional Research Service 19 OSHA: ETS and COVID-19  an employee threshold for compliance has been used by federal agencies, such as the Equal Employment Opportunity Commission, and by Congress in enacting legislation such as the Family First Coronavirus Response Act (P.L. 116-127), Affordable Care Act (P.L. 111-148), and Family and Medical Leave Act (P.L. 103-3).104 The COVID-19 vaccination and testing ETS does not apply to workers who:  do not work in settings where other people, such as coworkers or customers, are present;  work from home; or  work exclusively outdoors.105 However, these workers are counted when determining if an employee meets the 100-employee threshold. Key Elements of the COVID-19 Vaccination and Testing ETS Mandatory Vaccination Policy A covered employer is required to establish, implement, and enforce a written mandatory vaccination policy. This policy must require the vaccination of all covered employees, as soon as practicable, with the following exceptions:  employees for whom a vaccine is medically contraindicated,  employees for whom a delay in vaccination is medically necessary, and  employees who are legally entitled to reasonable accommodations under federal law because they have disabilities or religious beliefs that conflict with the vaccine requirement.106 An employee is considered to be fully vaccinated when two weeks has elapsed from the final dose of a COVID-19 vaccine that is approved or authorized for emergency use by the FDA, listed for emergency use by the World Health Organization, or administered in the United States as part of a clinical trial.107 A covered employer may, but is not required to, establish, implement, and enforce a written policy that permits any employee to choose between being fully vaccinated or providing proof of a negative COVID-19 test at least once every seven days and wearing a face covering in the workplace.108 The employer is not required to provide or pay for the COVID-19 testing or face covering.109 A COVID-19 test used to permit an employee to work without being fully vaccinated must be cleared, approved, or authorized by the FDA, including in an EUA, to detect current SARS-CoV- 104 Ibid., at pp. 61512-61513. 105 29 C.F.R. §1910.501(b)(3). 106 29 C.F.R. §§1910.501(c) and (d)(1). 107 29 C.F.R. §1910.501(c). 108 29 C.F.R. §1910.501(d)(2). 109 29 C.F.R. §§1910.501(g)(1) Note 1 and (i) Note 2. Congressional Research Service 20 OSHA: ETS and COVID-19 2 infection. The test must be administered in accordance with its instructions. The test cannot be self-administered and self-read unless observed by the employer or a telehealth provider.110 Determination of Vaccination Status Covered employers must require their employees to provide proof of vaccination status. Any employee who does not submit acceptable proof of full vaccination is considered to be unvaccinated.111 The following are acceptable forms of proof of vaccination status:  record of immunization from a health care provider or pharmacy;  copy of the COVID-19 Vaccine Record Card;  medical records documenting the vaccination;  copy of immunization records from a public health, state, or tribal immunization information service;  any other official documentation that contains the type of vaccine administered, the dates of administration, and the name of the person or site that administered the vaccine.112 An employee who is unable to provide acceptable proof of vaccination may provide a signed statement attesting to his or her vaccination status and that he or she has lost or is otherwise unable to provide acceptable proof of vaccination. The attestation statement of the employee must include the following language: I declare (or certify, verify, or state) that this statement about my vaccination status is true and accurate. I understand that knowingly providing false information regarding my vaccination status on this form may subject me to criminal penalties.113 Employers are required to maintain records of employee vaccination and rosters of vaccinated employees for the duration of the time the ETS is in effect.114 An employer who has determined the vaccination status of an employee before the effective date of the ETS is not required to receive additional documentation from the employee.115 Employer Support and Paid Leave for Vaccination Covered employers must provide employees paid leave of up to four hours for the employee to travel to and from a vaccination site and receive each vaccination dose, for a total of eight hours of leave. The employee is not required to pay for travel expenses.116 Covered employers must provide paid sick leave, which can include the use of an employee’s accrued sick leave, to allow employees reasonable time off of work to recover from the side effects of each vaccine dose.117 110 29 C.F.R. §1910.501(c). 111 29 C.F.R. §1910.501(e)(3). 112 29 C.F.R. §1910.501(e)(2). 113 29 C.F.R. §1910.501(e)(2)(vi). 114 29 C.F.R. §1910.501(e)(4). 115 29 C.F.R. §1910.501(e)(5). 116 29 C.F.R. §1910.501(f)(1). 117 29 C.F.R. §1910.501(f)(2). Congressional Research Service 21 OSHA: ETS and COVID-19 COVID-19 Testing for Employees Not Fully Vaccinated Covered employers must ensure that all employees who are not fully vaccinated, either because of a medical or religious exemption from the vaccine requirements or as part of an employer’s policy that allows testing in lieu of vaccination, are tested for COVID-19 as follows:  an employee who reports, at least once every seven days, to a workplace where other people are present must be tested at least once every seven days and present the result of the test to the employer within seven days of providing the last test result to the employer; and  an employee who reports, less than once every seven days, to a workplace where other people are present must be tested within seven days of returning to such a workplace and must present the test result to the employer before returning to such a workplace.118 An employer may not require any employee to be tested for COVID-19 within 90 days following a positive COVID-19 test or diagnosis.119 Employers must keep records of employee COVID-19 tests for the duration of time the ETS is in effect.120 An employer is not required to provide or pay for COVID-19 tests for employees or provide any paid time off for testing.121 A COVID-19 test used to permit an employee to work without being fully vaccinated must be cleared, approved, or authorized by the FDA, including in an EUA, to detect current SARS-CoV-2 infection. The test must be administered in accordance with its instructions. The test cannot be self-administered and self-read unless observed by the employer or a telehealth provider.122 Employee Notification of Positive COVID-19 Test and Removal Covered employers must require that all employees notify them of any positive COVID-19 test or diagnosis. Employers must remove any employees with positive COVID-19 tests or diagnoses from the workplace until one of the following takes place:  the employee receives a negative result on a COVID-19 nucleic acid amplification test (NAAT) following an antigen test;  the employee meets the criteria to return to work provided in the CDC document COVID-19: Isolation If You Are Sick; Separate Yourself from Others If You Have COVID-19, updated February 18, 2021; or  the employee receives a recommendation to return to work from a licensed health care provider.123 The employer is not required to provide any paid leave to employees who are removed from work due to a positive COVID-19 test or diagnosis and covered by this ETS.124 This differs from the 118 29 C.F.R. §1910.501(g)(1). 119 29 C.F.R. §501(g)(3). 120 29 C.F.R. §501(g)(4). 121 29 C.F.R. §1910.501(g)(1) Note 1. 122 29 C.F.R. §1910.501(c). 123 29 C.F.R. §1910.501(h)(2). 124 29 C.F.R. §1910.501(h)(2) Note 1. Congressional Research Service 22 OSHA: ETS and COVID-19 medical removal provisions of the COVID-19 ETS for health care employers, which includes paid medical removal.125 Face Coverings Covered employers must require that all employees who are not fully vaccinated wear face coverings when indoors in the workplace or when in a work vehicle with another person, except when wearing a face covering is not feasible or creates a hazard.126 A face covering must:  completely cover the nose and mouth;  be made of two or more layers of breathable fabric that is tightly woven such that light does not pass through when held up to a light source;  be secured with ties, ear loops, or elastic bands that go behind the head or is a gaiter with either two layers of fabric or folded into two layers;  fit snugly over the nose, mouth, and chin with no large gaps on the outside of the face;  have no slits, holes, exhalation valves, or other openings; and  be replaced when wet, soiled, or damaged.127 An employer may not prevent any employee from wearing a face covering unless the employer can demonstrate that wearing a face covering would create a hazard of injury or death, such as interfering with the safe operation of equipment.128 An employer may not prohibit customers from wearing face coverings.129 An employer must permit employees to wear respirators and may provide respirators to employees. If respirators are worn, the employer must comply with the mini-respiratory protection provision of the COVID-19 ETS for health care employment.130 Information Provided to Employees Covered employers must provide all employees with the following information, in appropriate language and literacy levels:  the requirements of the COVID-19 vaccination and testing ETS and employer policies to comply with the ETS;  the CDC document “Key Things to Know about COVID-19 Vaccines;”131  the anti-retaliation and whistleblower protection provisions of the OSH Act and OSHA standards; and 125 29 C.F.R. §1910.502(l)(5)(iii). 126 29 C.F.R. §1910.501(i)(1). 127 29 C.F.R. §§1910.501(c), (i)(1), and (2). 128 29 C.F.R. §1910.501(i)(3). 129 29 C.F.R. §1910.501(i)(5). 130 29 C.F.R. §1910.501(i)(4), incorporating 29 C.F.R. §1910.504 by reference. 131 CDC, Key Things to Know about COVID-19 Vaccines, October 7, 2021, https://www.cdc.gov/coronavirus/2019-ncov/vaccines/keythingstoknow.html. Congressional Research Service 23 OSHA: ETS and COVID-19  the prohibitions of Title 18, Section 1001, of the U.S. Code and Section 17(g) of the OSH Act132 which provide criminal penalties for knowingly supplying false statements or documents.133 Reporting COVID-19 Fatalities and Hospitalizations to OSHA Covered employers must report each work-related COVID-19 fatality to OSHA within eight hours of the employer learning about the fatality and each work-related COVID-19 inpatient hospitalization within 24 hours.134 A work-related COVID-19 fatality or hospitalization is one that results from a COVID-19 exposure in the workplace.135 Availability of Records Covered employers must make the following records available to specified individuals or organizations in the following manner:  an employee’s vaccine documentation and COVID-19 test results, by the end of the following business day, to the employee or a person with the written consent of the employee;  the aggregate number of fully vaccinated employees and total number of employees at a workplace, by the end of the next business day, to an employee or employee representative;  the employer’s written vaccine policy and aggregate number of fully vaccinated employees and total number of employees, within four hours, to OSHA; and  all documents and records required by the COVID-19 vaccination and testing ETS, by the end of the next business day, to OSHA.136 Other OSHA Standards Related to COVID-19 While the COVID-19 ETS applies only to health care employers, all employers are required to comply with other OSHA standards that, while not specific to COVID-19, may cover situations related to the prevention of COVID-19 transmission in the workplace. OSHA may enforce the general duty clause in the absence of a standard if it can be determined that an employer has failed to provide a worksite free of “recognized hazards” that are “causing or are likely to cause death or serious physical harm” to workers.137 In addition, OSHA’s standards for the use of PPE may apply in cases in which workers require eye, face, hand, or respiratory protection against COVID-19 exposure.138 132 29 U.S.C. §666(f). 133 29 C.F.R. §501(j). 134 29 C.F.R. §501(k). 135 OSHA, “COVID-19 Vaccination and Testing, Emergency Temporary Standard,” pp. xxx (p. 454) 136 29 C.F.R. §501(l). 137 29 U.S.C. §654(a)(1). 138 29 C.F.R. §§1910.133, 1910.134, and 1910.138. Congressional Research Service 24 OSHA: ETS and COVID-19 OSHA Respiratory Protection Standard National Institute for Occupational Safety and Health Certification The OSHA respiratory protection standard requires the use of respirators certified by NIOSH in cases in which engineering controls, such as ventilation or enclosure of hazards, are insufficient to protect workers from breathing contaminated air.139 Surgical masks, procedure masks, and dust masks are not considered respirators. NIOSH certifies respirators pursuant to federal regulations.140 For nonpowered respirators, such as filtering face piece respirators commonly used in health care and construction, NIOSH classifies respirators based on their efficiency at filtering airborne particles and their ability to protect against oil particles. Under the NIOSH classification system, the letter (N, R, or P) indicates the level of oil protection as follows: N—no oil protection; R—oil resistant; and P—oil proof. The number following the letter indicates the efficiency rating of the respirator as follows: 95—filters 95% of airborne particles; 97—filters 97% of airborne particles; and 100—filters 99.7% of airborne particles. Thus an N95 respirator, the most common type, is one that does not protect against oil particles and filters out 95% of airborne particles. An R or P respirator can be used in place of an N respirator. A respirator that is past its manufacturer-designated shelf life is no longer considered to be certified by NIOSH. However, in response to potential shortages in respirators, NIOSH has tested and approved certain models of respirators for certified use beyond their manufacturer-designated shelf lives.141 Respirators designed for certain medical and surgical uses are subject to both certification by NIOSH (for oil protection and efficiency) and regulation by the FDA as medical devices. In general, respirators with exhalation valves cannot be used in surgical and certain medical settings because, although the presence of an exhalation valve does not affect the respirator’s protection afforded the user, it may allow unfiltered air from the user into a sterile field. On March 2, 2020, FDA issued an EUA to approve for use in medical settings certain to approve for use in medical settings certain
NIOSH-certified respirators not previously regulated by FDA.NIOSH-certified respirators not previously regulated by FDA.95142
Medical Evaluation and Fit Testing
The OSHA respiratory protection standard requires that the employer provide a medical The OSHA respiratory protection standard requires that the employer provide a medical
evaluation to the employee to determine if the employee is evaluation to the employee to determine if the employee is physiological yphysiologically able to use a able to use a
respirator. This medical evaluation must be completed before any fit testing. For respirators respirator. This medical evaluation must be completed before any fit testing. For respirators
designed to fit tightly against the face, the specific type and model of respirator that an employee designed to fit tightly against the face, the specific type and model of respirator that an employee
is to use must be fit tested in accordance with the procedures provided in Appendix A of the is to use must be fit tested in accordance with the procedures provided in Appendix A of the

91 29 C.F.R. §§1910.133, 1910.134, and 1910.138.
92 29 C.F.R. §1910.134.
93 42 C.F.R. Part 84.
94 NIOSH, OSHA respiratory protection standard to ensure there is a complete seal around the respirator when worn.143 Once an employee has been fit tested for a respirator, he or she is required to be fit tested annually or whenever the model of respirator, but not the actual respirator itself, is 139 29 C.F.R. §1910.134. 140 42 C.F.R. Part 84. 141 NIOSH, Release of Stockpiled Filtering Facepiece Respirators Beyond the Manufacturer-Designated Shelf Life:
Considerations for the COVID-19 Response
, February, February 28, 2020, at https://www.cdc.gov/coronavirus/2019-ncov/28, 2020, at https://www.cdc.gov/coronavirus/2019-ncov/
release-stockpiled-N95.html. release-stockpiled-N95.html.
95142 Letter from RADM Denise M. Hinton, chief scientist, FDA, to Robert R. Redfield, Letter from RADM Denise M. Hinton, chief scientist, FDA, to Robert R. Redfield, Director, CDC, March 2, 2020, at Director, CDC, March 2, 2020, at
https://www.fda.gov/media/135763/download. https://www.fda.gov/media/135763/download.
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OSHA respiratory protection standard to ensure there is a complete seal around the respirator
when worn.96 Once an employee has been fit tested for a respirator, he or she is required to be fit
tested annual y or whenever the model of respirator, but not the actual respirator itself, is
changed. Each time an individual 143 29 C.F.R. §1910.134 Appendix A. PAPRs that do not require a seal to the user’s face do not need to be fit tested. Congressional Research Service 25 OSHA: ETS and COVID-19 changed. Each time an individual uses a respirator, he or she is required to perform a check of the uses a respirator, he or she is required to perform a check of the
seal of the respirator to his or her face in accordance with the procedures provided in Appendix B seal of the respirator to his or her face in accordance with the procedures provided in Appendix B
of the standard.of the standard.97144 On March 14, 2020, OSHA issued guidance permitting employers to suspend On March 14, 2020, OSHA issued guidance permitting employers to suspend
annual fit testing of respirators for employees that have already been fit tested on the same model annual fit testing of respirators for employees that have already been fit tested on the same model
respirator. respirator.
Temporary OSHA Enforcement Guidance on the Respiratory Protection
Standard

In response to shortages of respirators and other PPE during the national response to the COVID- In response to shortages of respirators and other PPE during the national response to the COVID-
19 pandemic, OSHA has issued five sets of temporary enforcement guidance to permit the 19 pandemic, OSHA has issued five sets of temporary enforcement guidance to permit the
following exceptions to the respiratory protection standard: following exceptions to the respiratory protection standard:
1. employers may suspend annual fit testing of respirators for employees that have 1. employers may suspend annual fit testing of respirators for employees that have
already been fit tested on the same model respirator; already been fit tested on the same model respirator;98
145 2. employers may permit the use of expired respirators and the extended use or 2. employers may permit the use of expired respirators and the extended use or
reuse of respirators, provided the respirator maintains its structural integrity and reuse of respirators, provided the respirator maintains its structural integrity and
is not damaged, soiled, or contaminated (e.g., with blood, oil, or paint);is not damaged, soiled, or contaminated (e.g., with blood, oil, or paint);99
146 3. employers may permit the use of respirators not certified by NIOSH, but 3. employers may permit the use of respirators not certified by NIOSH, but
approved under standards used by the following countries or jurisdictions, in approved under standards used by the following countries or jurisdictions, in
accordance with the protection equivalency tables provided in Appendices A and accordance with the protection equivalency tables provided in Appendices A and
B of the enforcement guidance document: B of the enforcement guidance document:
 Australia,  Australia,
 Brazil,  Brazil,
 European Union,  European Union,
 Japan,  Japan,
 Mexico,  Mexico,
 People’s Republic of China, and  People’s Republic of China, and
 Republic of Korea. Republic of Korea.100

96 29 C.F.R. §1910.134 Appendix A. PAPRs that do not require a seal to the user’s face do not need to be fit tested.
97147 4. employers may permit the re-use of respirators decontaminated in accordance with CDC decontamination guidance;148 and 144 29 C.F.R. §1910.134 Appendix B. 29 C.F.R. §1910.134 Appendix B.
98145 OSHA, OSHA, Temporary Enforcement Guidance—Health Care Respiratory Protection Annual Fit-Testing for N95
Filtering Facepieces During the COVID-19 Outbreak
, March 14, 2020, at https://www.osha.gov/memos/2020-03-14/, March 14, 2020, at https://www.osha.gov/memos/2020-03-14/
temporary-enforcement-guidance-healthcare-respiratory-protection-annual-fit; and OSHA temporary-enforcement-guidance-healthcare-respiratory-protection-annual-fit; and OSHA Expanded Tem porary
Enforcem entTemporary Enforcement Guidance on Respiratory Protection Fit-Testing for N95 Filtering Facepieces in All Industries During the
Coronavirus Disease 2019 (COVID-19) Pandem ic
Pandemic, April 8, 2020, at https://www.osha.gov/memos/2020-04-08/, April 8, 2020, at https://www.osha.gov/memos/2020-04-08/
expanded-temporary-enforcement-guidance-respiratory-protection-fit-testing-n95. expanded-temporary-enforcement-guidance-respiratory-protection-fit-testing-n95.
99 146 OSHA, OSHA, Enforcement Guidance for Respiratory Protection and the N95 Shortage Due to the Coronavirus Disease
2019 (COVID-19) Pandem ic
Pandemic, April 3, 2020, at https://www.osha.gov/memos/2020-04-03/enforcement-guidance-, April 3, 2020, at https://www.osha.gov/memos/2020-04-03/enforcement-guidance-
respiratory-protection-and-n95-shortage-due-coronavirus. Under this guidance,respiratory-protection-and-n95-shortage-due-coronavirus. Under this guidance, employers are requiredemployers are required to addressto address in in
their written respiratory protection plans when their written respiratory protection plans when respirat orsrespirators are contaminated and not available for use or reuse. are contaminated and not available for use or reuse.
100147 OSHA, OSHA, Enforcement Guidance for Use of Respiratory Protection Equipment Certified under Standards of Other
Countries or Jurisdictions During the Coronavirus Disease 2019 (COVID-19) Pandem ic
Pandemic, April 3, 2020, at , April 3, 2020, at
https://www.osha.gov/memos/2020-04-03/enforcement-guidance-use-respiratory-protection-equipment-certified-under. https://www.osha.gov/memos/2020-04-03/enforcement-guidance-use-respiratory-protection-equipment-certified-under.
148 OSHA, Enforcement Guidance on Decontamination of Filtering Facepiece Respirators in Healthcare During the Coronavirus Disease 2019 (COVID-19) Pandemic, April 24, 2021, at https://www.osha.gov/memos/2020-04-24/ Congressional Research Service 26Congressional Research Service

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4. employers may permit the re-use of respirators decontaminated in accordance
with CDC decontamination guidance;101 and
5. employers may permit the use of NIOSH-approved tight-fitting PAPRs in place 5. employers may permit the use of NIOSH-approved tight-fitting PAPRs in place
of respirators when respirator fit testing is not feasible due to supply issues. of respirators when respirator fit testing is not feasible due to supply issues.102149
COVID-19 Recordkeeping
Sections 8(c) and 24(a) of the OSH Act require employers to maintain records of occupational Sections 8(c) and 24(a) of the OSH Act require employers to maintain records of occupational
injuries and injuries and il nessesillnesses in accordance with OSHA regulations. in accordance with OSHA regulations.103150 OSHA’s reporting and OSHA’s reporting and
recordkeeping regulations require that employers with 10 or more employees must keep records recordkeeping regulations require that employers with 10 or more employees must keep records
of work-related injuries and of work-related injuries and il nessesillnesses that result in lost work time for employees or that require that result in lost work time for employees or that require
medical care beyond first aid.medical care beyond first aid.104151 Employers must also report to OSHA, within eight hours, any Employers must also report to OSHA, within eight hours, any
workplace fatality and, within 24 hours, any injury or workplace fatality and, within 24 hours, any injury or il nessillness that results in in-patient that results in in-patient
hospitalization, amputation, or loss of an eye. Employers in certain industries determined by hospitalization, amputation, or loss of an eye. Employers in certain industries determined by
OSHA to have lower occupational safety and health hazards are listed in the regulations as being OSHA to have lower occupational safety and health hazards are listed in the regulations as being
exempt from the recordkeeping requirements but not the requirement to report to OSHA serious exempt from the recordkeeping requirements but not the requirement to report to OSHA serious
injuries, injuries, il nessesillnesses, and deaths., and deaths.105152 Offices of physicians, dentists, other health practitioners and Offices of physicians, dentists, other health practitioners and
outpatient medical clinics are included in the industries that are exempt from the recordkeeping outpatient medical clinics are included in the industries that are exempt from the recordkeeping
requirements. requirements.
OSHA regulations require the employer to determine if an employee’s injury or OSHA regulations require the employer to determine if an employee’s injury or il nessillness is related is related
to his or her work and thus subject to the recordkeeping requirements.to his or her work and thus subject to the recordkeeping requirements.106153 The regulations provide The regulations provide
a presumption that an injury or a presumption that an injury or il nessillness that occurs in the workplace is work-related and recordable that occurs in the workplace is work-related and recordable
unless one of the exemptions provided in the regulations applies.unless one of the exemptions provided in the regulations applies.107154 One of the listed exemptions One of the listed exemptions
is “The is “The il nessillness is the common cold or flu (Note: contagious diseases such as tuberculosis, is the common cold or flu (Note: contagious diseases such as tuberculosis,
brucel osisbrucellosis, hepatitis A, or plague are considered work-related if the employee is infected at , hepatitis A, or plague are considered work-related if the employee is infected at
work).”work).”108155
Because of the nature of COVID-19 transmission, which can occur outside of work as Because of the nature of COVID-19 transmission, which can occur outside of work as wel well as in as in
the workplace, it can be difficult to determine the exact source of any person’s COVID-19 the workplace, it can be difficult to determine the exact source of any person’s COVID-19
transmission. Absent any specific guidance, this may make it difficult for employers to determine transmission. Absent any specific guidance, this may make it difficult for employers to determine
if an employee’s COVID-19 is subject to the recordkeeping requirements. if an employee’s COVID-19 is subject to the recordkeeping requirements.

101 OSHA, Enforcement Guidance on Decontamination of Filtering Facepiece Respirators in Healthcare During the
Coronavirus Disease 2019 (COVID-19) Pandem ic
, April 24, 2021, at https://www.osha.gov/memos/2020-04-24/
enforcement enforcement-guidance-decontamination-filtering-facepiece-respirators-healthcare; and CDC, -guidance-decontamination-filtering-facepiece-respirators-healthcare; and CDC, Im plem entingImplementing Filtering
Facepiece Respirator (FFR) Reuse, Including Reuse a fter Decontam inationafter Decontamination, When There Are Known Shortages of N95
Respirators
, October 19, 2021, at https://www.cdc.gov/coronavirus/2019-ncov/hcp/ppe-strategy/decontamination-, October 19, 2021, at https://www.cdc.gov/coronavirus/2019-ncov/hcp/ppe-strategy/decontamination-
reuse-respirators.html. reuse-respirators.html.
102149 OSHA, OSHA, Temporary Enforcement Guidance—Tight-Fitting Powered Air Purifying Respirators (PAPRs) Used During
the Coronavirus Disease 2019 (COVID-19) Pandem i
Pandemic, October 2, 2021, at https://www.osha.gov/memos/2020-10-02/c, October 2, 2021, at https://www.osha.gov/memos/2020-10-02/
temporary-enforcement-guidance-tight-fitting-powered-air-purifying-respirators. temporary-enforcement-guidance-tight-fitting-powered-air-purifying-respirators.
103 150 29 U.S.C. 29 U.S.C. §§657(c) and 673(a). §§657(c) and 673(a).
104151 OSHA’s OSHA’s reporting and recordkeeping regulations are at reporting and recordkeeping regulations are at T itleTitle 29, Part 1904, of the 29, Part 1904, of the Code of Federal Regulations. .
105 T he152 The list of exempted industries is at list of exempted industries is at T itleTitle 29, Subpart B, Appendix A, of the 29, Subpart B, Appendix A, of the Code of Federal Regulations. States . States
with state occupational safety and health plans may require employers in these exempted industries to comply with the with state occupational safety and health plans may require employers in these exempted industries to comply with the
recordkeeping requirements. recordkeeping requirements.
106 153 29 C.F.R. §1904.5. 29 C.F.R. §1904.5.
107154 29 C.F.R. §1905.5(a). 29 C.F.R. §1905.5(a).
108155 29 C.F.R. §1904.5(b)(2)(viii). 29 C.F.R. §1904.5(b)(2)(viii).
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Initial OSHA Recordkeeping Guidance
On April On April 10, 2020, OSHA issued enforcement guidance on how cases of COVID-19 should be 10, 2020, OSHA issued enforcement guidance on how cases of COVID-19 should be
treated under the recordkeeping requirements.treated under the recordkeeping requirements.109156 This guidance stated that COVID-19 cases were This guidance stated that COVID-19 cases were
recordable if they were work-related. recordable if they were work-related.
Under this guidance, employers in the following industry groups were to fully comply with the Under this guidance, employers in the following industry groups were to fully comply with the
recordkeeping regulations, including the requirement to determine if COVID-19 cases were recordkeeping regulations, including the requirement to determine if COVID-19 cases were
work-related: work-related:
 health care;  health care;
 emergency response, including firefighting, emergency medical services, and law  emergency response, including firefighting, emergency medical services, and law
enforcement; and enforcement; and
 correctional institutions.  correctional institutions.
For For al all other employers, OSHA required employers to determine if COVID-19 cases were work-other employers, OSHA required employers to determine if COVID-19 cases were work-
related and subject to the recordkeeping requirements only if both of the following two conditions related and subject to the recordkeeping requirements only if both of the following two conditions
were met: were met:
1. There was objective evidence that a COVID-19 case may have been work- 1. There was objective evidence that a COVID-19 case may have been work-
related. This could have included, for example, a number of cases developing related. This could have included, for example, a number of cases developing
among workers who worked closely together without an alternative explanation. among workers who worked closely together without an alternative explanation.
2. The evidence of work-relatedness was reasonably available to the employer. For 2. The evidence of work-relatedness was reasonably available to the employer. For
purposes of this guidance, examples of reasonably available evidence included purposes of this guidance, examples of reasonably available evidence included
information given to the employer by employees, as information given to the employer by employees, as wel well as information that an as information that an
employer learned regarding its employees’ health and safety in the ordinary employer learned regarding its employees’ health and safety in the ordinary
course of managing its business and employees. course of managing its business and employees.
Updated OSHA Recordkeeping Guidance
OSHA issued new guidance, effective May 26, 2020, on recordkeeping of COVID-19 cases.OSHA issued new guidance, effective May 26, 2020, on recordkeeping of COVID-19 cases.110157
This new guidance rescinds the previous guidance issued by OSHA on AprilThis new guidance rescinds the previous guidance issued by OSHA on April 10, 2020. Under this 10, 2020. Under this
new guidance, new guidance, al all employers, regardless of type of industry or employment, are subject to the employers, regardless of type of industry or employment, are subject to the
recordkeeping and reporting regulations for work-related cases of COVID-19. To determine if an recordkeeping and reporting regulations for work-related cases of COVID-19. To determine if an
employer has made a reasonable determination that a case of COVID-19 was work-related, employer has made a reasonable determination that a case of COVID-19 was work-related,
OSHA says it OSHA says it wil will consider the following factors: consider the following factors:
 the reasonableness of the employer’s investigation of the COVID-19 case and its  the reasonableness of the employer’s investigation of the COVID-19 case and its
transmission to the employee, transmission to the employee,
 the evidence that is available  the evidence that is available to the employer, and to the employer, and
 the evidence that COVID-19 was contracted at work.  the evidence that COVID-19 was contracted at work.
The guidance provides examples of evidence that can be used to demonstrate that a COVID-19 The guidance provides examples of evidence that can be used to demonstrate that a COVID-19
case was or was not work-related, such as if an employee had frequent close contact with case was or was not work-related, such as if an employee had frequent close contact with
members of the public in an area with ongoing community transmission of COVID-19.members of the public in an area with ongoing community transmission of COVID-19.

109 OSHA, 156 OSHA, Enforcement Guidance for Recording Cases of Coronavirus Disease 2019 (COVID-19), April 10, 2020, , April 10, 2020,
https://www.osha.gov/memos/2020-04-10/enforcement-guidance-recording-cases-coronavirus-disease-2019-covid-19. https://www.osha.gov/memos/2020-04-10/enforcement-guidance-recording-cases-coronavirus-disease-2019-covid-19.
110 157 OSHA, OSHA, Revised Enforcement Guidance for Recording Cases of Coronavirus Disease 2019 (COVID-19), May 19, , May 19,
2020, https://www.osha.gov/memos/2020-05-19/revised-enforcement-guidance-recording-cases-coronavirus-disease-2020, https://www.osha.gov/memos/2020-05-19/revised-enforcement-guidance-recording-cases-coronavirus-disease-
2019-covid-19. 2019-covid-19.
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Injuries and Illnesses Caused by the COVID-19 Vaccine Are Not Subject to
Recording and Reporting Requirements

OSHA guidance, issued in the form of questions and answers on the OSHA COVID-19 OSHA guidance, issued in the form of questions and answers on the OSHA COVID-19
Frequently Asked Questions webpage on May 22, 2021, provides that the agency Frequently Asked Questions webpage on May 22, 2021, provides that the agency wil will not require not require
any employers to record or report any injuries or any employers to record or report any injuries or il nessillness resulting from the COVID-19 vaccine resulting from the COVID-19 vaccine
even if vaccination is a condition of employment. This guidance is to remain in effect through even if vaccination is a condition of employment. This guidance is to remain in effect through
May 2022.May 2022.111158
Whistleblower Protections
Section 11(c) of the OSH Act prohibits any person from retaliating or discriminating against any Section 11(c) of the OSH Act prohibits any person from retaliating or discriminating against any
employee who exercises certain rights provided by the OSH Act.employee who exercises certain rights provided by the OSH Act.112159 Commonly referred to as the Commonly referred to as the
whistleblower protection provision, this provision protects any employee who takes any of the whistleblower protection provision, this provision protects any employee who takes any of the
following actions: following actions:
 files a complaint with OSHA related to a violation of the OSH Act;  files a complaint with OSHA related to a violation of the OSH Act;
 causes an OSHA proceeding, such as an investigation, to be instituted;  causes an OSHA proceeding, such as an investigation, to be instituted;
 testifies or is about to testify in any OSHA proceeding; and  testifies or is about to testify in any OSHA proceeding; and
 exercises on his or her own behalf, or on behalf of others, any other rights  exercises on his or her own behalf, or on behalf of others, any other rights
afforded by the OSH Act. afforded by the OSH Act.113160
Other rights afforded by the OSH Act that are covered by the whistleblower protection provision Other rights afforded by the OSH Act that are covered by the whistleblower protection provision
include the right to inform the employer about unsafe work conditions; the right to access include the right to inform the employer about unsafe work conditions; the right to access
material safety data sheets or other information required to be made availablematerial safety data sheets or other information required to be made available by the employer; by the employer;
and the right to report a work-related injury, and the right to report a work-related injury, il nessillness, or death to OSHA., or death to OSHA.114161 In limited cases, the In limited cases, the
employee has the right to refuse to work if conditions reasonably present a risk of serious injury employee has the right to refuse to work if conditions reasonably present a risk of serious injury
or death and there is not sufficient time to eliminateor death and there is not sufficient time to eliminate the danger through other means.the danger through other means.115
162 In the 116th Congress, the COVID-19 Every Worker Protection Act of 2020 (H.R. 6559/S. 3677) In the 116th Congress, the COVID-19 Every Worker Protection Act of 2020 (H.R. 6559/S. 3677)
would have required OSHAwould have required OSHA to promulgate an ETS and required the ETS and permanent standard to promulgate an ETS and required the ETS and permanent standard
promulgated pursuant to the legislationpromulgated pursuant to the legislation to expand the protections for whistleblowers. The to expand the protections for whistleblowers. The
following additionalfollowing additional activities taken by employees would have granted them protection from activities taken by employees would have granted them protection from
retaliation and discrimination from employers and agents of employers: retaliation and discrimination from employers and agents of employers:
 reporting to the employer; a local, state, or federal agency; or the media or on a  reporting to the employer; a local, state, or federal agency; or the media or on a
social media platform the following: social media platform the following:

111 OSHA, 158 OSHA, COVID-19: Frequently Asked Questions, https://www.osha.gov/coronavirus/faqs#vaccine. , https://www.osha.gov/coronavirus/faqs#vaccine. T hisThis guidance guidance
supersedessupersedes previous guidance,previous guidance, issued issued on April 21, 2021, that required employers to record and report injuries and on April 21, 2021, that required employers to record and report injuries and
illnessesillnesses from the COVID-19 vaccine if the employers requiredfrom the COVID-19 vaccine if the employers required the vaccine as a condition of employment. the vaccine as a condition of employment.
112159 29 U.S.C. 29 U.S.C. §660(c). OSHA§660(c). OSHA also enforces whistlebloweralso enforces whistleblower provisions in 22 other federal statutes. Information on provisions in 22 other federal statutes. Information on
statutes with whistleblowerstatutes with whistleblower provisions enforced by OSHAprovisions enforced by OSHA is is at OSHA,at OSHA, Whistleblower Statutes Sum m arySummary Chart, ,
October 17, 2009, https://www.whistleblowers.gov/sites/wb/files/2019-12/WB-Statute-Summary-ChartOctober 17, 2009, https://www.whistleblowers.gov/sites/wb/files/2019-12/WB-Statute-Summary-Chart -10.8-Final.pdf. -10.8-Final.pdf.
113160 29 C.F.R. §1977.3. Public sector employees, except employees of the U.S. Postal Service, are not protected by the 29 C.F.R. §1977.3. Public sector employees, except employees of the U.S. Postal Service, are not protected by the
whistleblowerwhistleblower provision but may beprovision but may be covered by whistleblowercovered by whistleblower provisions in other federal and state statutes. provisions in other federal and state statutes.
114161 For additional information on other rights covered by For additional information on other rights covered by t he whistleblower the whistleblower protection provision, see OSHA, January 9, protection provision, see OSHA, January 9,
2019, 2019, Investigator’s Desk Aid to the Occupational Safety and Health Act (OSH Act) Whistleblower Protection
Provision
, pp. 5-7, https://www.osha.gov/sites/default/files/11cDeskAid.pdf. , pp. 5-7, https://www.osha.gov/sites/default/files/11cDeskAid.pdf.
115 162 29 C.F.R. §1977.12(b)(2). 29 C.F.R. §1977.12(b)(2).
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link to page link to page 3241 OSHA: ETS and COVID-19

 a violation of the ETS or permanent standard promulgated pursuant to the  a violation of the ETS or permanent standard promulgated pursuant to the
legislation, legislation,
 a violation of the infectious disease control plan required by the ETS or  a violation of the infectious disease control plan required by the ETS or
permanent standard, or permanent standard, or
 a good-faith concern about an infectious disease hazard in the workplace;  a good-faith concern about an infectious disease hazard in the workplace;
 seeking assistance from the employer or a local, state, or federal agency with  seeking assistance from the employer or a local, state, or federal agency with
such a report; and such a report; and
 using  using personal ypersonally supplied PPE with a higher level of protection than offered by supplied PPE with a higher level of protection than offered by
the employer. the employer.
State Occupational Safety and Health Standards
States have the authority to establish their own occupational safety and health plans and preempt standards established and enforced by OSHA.163 OSHA must approve state plans if they are “at least as effective” as OSHA’s standards and enforcement. If a state adopts a state plan, it must also cover state and local government entities, such as public schools, not covered by OSHA. State plans may incorporate OSHA standards by reference, or states may adopt their own standards that are at least as effective as OSHA’s standards. If a state has a standard that is stricter than an OSHA standard, the state standard would apply. Two states, California and Michigan, have issued temporary standards under their state plans that Two states, California and Michigan, have issued temporary standards under their state plans that
directly address COVID-19 exposuredirectly address COVID-19 exposure, with Michigan’s temporary standards rescinded and replaced by the OSHA COVID-19 ETS for health care employers. In addition, Oregon and Virginia have issued permanent . In addition, Oregon and Virginia have issued permanent
COVID-19 standards, and California has had a permanent state standard covering aerosol COVID-19 standards, and California has had a permanent state standard covering aerosol
transmission of diseases transmission of diseases since since 2009. Table A-2 in the Appendix to this report provides a summary in the Appendix to this report provides a summary
of these state standards.of these state standards.
California: Cal/OSHA Aerosol Transmissible Disease Standard
The California Division of Occupational Safety and Health (Cal/OSHA), under its state plan, The California Division of Occupational Safety and Health (Cal/OSHA), under its state plan,
promulgated its aerosol transmissible disease (ATD) standard in 2009.promulgated its aerosol transmissible disease (ATD) standard in 2009.116164 The ATD standard The ATD standard
covers most health care workers (including emergency medical services and police transport or covers most health care workers (including emergency medical services and police transport or
detention of infected persons) and laboratory workers, as detention of infected persons) and laboratory workers, as wel well as workers in correctional as workers in correctional
facilities, homeless shelters, and drug treatment programs. Under the ATD standard, SARS-CoV-facilities, homeless shelters, and drug treatment programs. Under the ATD standard, SARS-CoV-
2, the virus that causes COVID-19, is classified as a disease or pathogen requiring airborne 2, the virus that causes COVID-19, is classified as a disease or pathogen requiring airborne
isolation. This classification subjects the virus to stricter control standards than diseases requiring isolation. This classification subjects the virus to stricter control standards than diseases requiring
only droplet precautions, such as seasonal influenza.only droplet precautions, such as seasonal influenza.117165 The key requirements of the ATD standard The key requirements of the ATD standard
include
 written ATD exposure control plan and procedures;
 training of al employees on COVID-19 exposure, use of PPE, and procedures if
exposed to COVID-19;
 engineering and work practice controls to control COVID-19 exposure, including
the use of airborne isolation rooms;
 provision of medical services to exposed employees, including post-exposure
evaluation of employees and treatment and vaccines, if available;
 the removal, without penalty to the employees, of exposed employees,
 specific requirements for laboratory workers, and
 PPE requirements.

116include  written ATD exposure control plan and procedures; 163 29 U.S.C. §667. 164 Aerosol Transmissible Diseases, Cal. Code, Cal. Code Regs.Regs. tit. 8, §5199, available at https://www.dir.ca.gov/title8/5199.html. tit. 8, §5199, available at https://www.dir.ca.gov/title8/5199.html.
T heThe California state plan covers all state and local government agencies and all private sector workers in the state, with California state plan covers all state and local government agencies and all private sector workers in the state, with
the exception of maritime workers; workers on military basesthe exception of maritime workers; workers on military bases and in national parks, monuments, memorials, and and in national parks, monuments, memorials, and
recreation areas; workers on federally recognized Native American reservations and trust lands;recreation areas; workers on federally recognized Native American reservations and trust lands; and U.S. Postal Service and U.S. Postal Service
contractors. contractors.
117 165 Cal. Code Cal. Code Regs.Regs. tit. 8, §5199 Appendix A. tit. 8, §5199 Appendix A.
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2330 OSHA: ETS and COVID-19  training of all employees on COVID-19 exposure, use of PPE, and procedures if exposed to COVID-19;  engineering and work practice controls to control COVID-19 exposure, including the use of airborne isolation rooms;  provision of medical services to exposed employees, including post-exposure evaluation of employees and treatment and vaccines, if available;  the removal, without penalty to the employees, of exposed employees,  specific requirements for laboratory workers, and  PPE requirements.

OSHA: ETS and COVID-19

Cal/OSHA Aerosol Transmissible Disease PPE Requirements
The Cal/OSHA ATD standard requires that employers provide employees PPE, including gloves, The Cal/OSHA ATD standard requires that employers provide employees PPE, including gloves,
gowns or gowns or coveral scoveralls, eye protection, and respirators certified by NIOSH at least at the N95 level , eye protection, and respirators certified by NIOSH at least at the N95 level
whenever workers whenever workers
 enter or work in an airborne isolation room or area with a case or suspected case;  enter or work in an airborne isolation room or area with a case or suspected case;
 are present during procedures or services on a case or suspected case;  are present during procedures or services on a case or suspected case;
 repair, replace, or maintain air systems or equipment that may contain pathogens;  repair, replace, or maintain air systems or equipment that may contain pathogens;
 decontaminate an area that is or was occupied by a case or suspected case;  decontaminate an area that is or was occupied by a case or suspected case;
 are present during aerosol generating procedures on cadavers of cases or  are present during aerosol generating procedures on cadavers of cases or
suspected cases; suspected cases;
 transport a case or suspected case within a facility or within a vehicle when the  transport a case or suspected case within a facility or within a vehicle when the
patient is not masked; or patient is not masked; or
 are working with a viable virus in the laboratory.  are working with a viable virus in the laboratory.
In addition, a PAPR with a high-efficiency particulate air (HEPA) filter must be used whenever a In addition, a PAPR with a high-efficiency particulate air (HEPA) filter must be used whenever a
worker performs a worker performs a high-hazard procedure on a known or suspected COVID-19 case. on a known or suspected COVID-19 case.118166 High- High-
hazard procedures are those in which “the potential for being exposed to aerosol transmissible hazard procedures are those in which “the potential for being exposed to aerosol transmissible
pathogens is increased due to the reasonably anticipated generation of aerosolized pathogens”—pathogens is increased due to the reasonably anticipated generation of aerosolized pathogens”—
they include intubation, airway suction, and caring for patients on positive pressure ventilation.they include intubation, airway suction, and caring for patients on positive pressure ventilation.119
167 Emergency medical services (EMS) workers may use N100, R100, or P100 respirators in place of Emergency medical services (EMS) workers may use N100, R100, or P100 respirators in place of
PAPRs.PAPRs.
Cal/OSHA COVID-19 ETS
On November 19, 2020, the California Occupational Safety and Health Standards Board On November 19, 2020, the California Occupational Safety and Health Standards Board
approved an ETS to approved an ETS to specifical yspecifically address COVID-19 exposure in the workplace. address COVID-19 exposure in the workplace.120168 This ETS This ETS
became effective on November 30, 2020became effective on November 30, 2020, and is to remain in effect for 180 days and can be
extended for up to two periods of 90 days each. California Executive Orders N-40-20 and N-71-
20 each extended the ETS by 60 days such that the ETS now expires on September 30, 2021. The
. The Cal/OSHACal/OSHA ETS applies to ETS applies to al all covered employers in the state, including state and local covered employers in the state, including state and local
government entities, and provides for broader protections than the Cal/OSHA ATD standard. The government entities, and provides for broader protections than the Cal/OSHA ATD standard. The
Cal/OSHACal/OSHA ETS includes specific provisions that apply to employer-provided housing and ETS includes specific provisions that apply to employer-provided housing and
transportation. On June 17, 2021, the California Occupational Safety and Health Standards Board
voted to amend the Cal/OSHA ETS to permit fully vaccinated employees to work indoors without
facemasks or face coverings and al employees, regardless of vaccination status, to work outdoors
without facemasks or face coverings.
Michigan: MIOSHA COVID-19 Emergency Rules
On October 14, 2020, the director of the Michigan Department of Labor and Economic
Opportunity, which operates Michigan’s state occupational safety and health plan (MIOSHA),

118 A PAPR uses transportation. On June 17, 2021, the California Occupational 166 A PAPR uses a mechanical device to drawa mechanical device to draw in room air and filter it before expelling that air over the user’s face. In in room air and filter it before expelling that air over the user’s face. In
general, PAPRs do not require a tight seal to the user’s face and do not need to be fit tested.general, PAPRs do not require a tight seal to the user’s face and do not need to be fit tested.
119 167 Cal. Code Cal. Code Regs.Regs. tit. 8, §5199(b). tit. 8, §5199(b).
120168 COVID-19 Prevention, Cal. Code, Cal. Code Regs.Regs. tit. 8, §§3205-3205.4, available at https://www.dir.ca.gov/dosh/coronavirus/tit. 8, §§3205-3205.4, available at https://www.dir.ca.gov/dosh/coronavirus/
ET SETS.html. .html.
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2431 OSHA: ETS and COVID-19 Safety and Health Standards Board voted to amend the Cal/OSHA ETS to permit fully vaccinated employees to work indoors without facemasks or face coverings and all employees, regardless of vaccination status, to work outdoors without facemasks or face coverings. The amended Cal/OSHA ETS expires on January 14, 2022. Michigan: MIOSHA COVID-19 Emergency Rules On October 14, 2020, the director of the Michigan Department of Labor and Economic Opportunity, which operates Michigan’s state occupational safety and health plan (MIOSHA),

OSHA: ETS and COVID-19

promulgated emergency rules, with a duration of six months, to address workplace exposure to promulgated emergency rules, with a duration of six months, to address workplace exposure to
COVID-19. On AprilCOVID-19. On April 10, 2021, the MIOSHA emergency rules were extended for an additional 10, 2021, the MIOSHA emergency rules were extended for an additional
six months through October 14, 2021. These rules were amended, effective May 24, 2021, based six months through October 14, 2021. These rules were amended, effective May 24, 2021, based
on updated CDC guidance, and the amended rules on updated CDC guidance, and the amended rules wil were to remain in effect through October 14, remain in effect through October 14,
2021.2021.121 The Michigan emergency rules apply to al 169 On June 22, 2021, the Michigan Department of Labor and Economic Opportunity rescinded the MIOSHA COVID-19 emergency rules and replaced them with the OSHA COVID-19 ETS health care employers. The OSHA ETS will remain in force in Michigan through December 22, 2021. The Michigan emergency rules apply to all employers covered by the state plan. employers covered by the state plan.
Oregon: Oregon OSHA COVID-19 Permanent
Administrative Rules
On November 6, 2020, the Oregon Department of Consumer and Business Services, which On November 6, 2020, the Oregon Department of Consumer and Business Services, which
operates Oregon’s state plan (Oregon OSHA), adopted temporary administrative rules to operates Oregon’s state plan (Oregon OSHA), adopted temporary administrative rules to
specifical yspecifically address COVID-19 exposures in the workplace. These rules were address COVID-19 exposures in the workplace. These rules were reissued to correct
“scriveners’ errors” on December 16, 2020, and were set to expire on May 4, 2021. On May 4, set to expire on May 4, 2021. On May 4,
2021, permanent administrative rules became effective.2021, permanent administrative rules became effective.122170 These permanent rules These permanent rules wil will remain in remain in
effect until repealed or revised by Oregon OSHA. effect until repealed or revised by Oregon OSHA. However, the rules require Oregon OSHA to
consult with state agencies and other stakeholders to determine when the permanent rules can be
amended or repealed, with the first of these consultations to occur no later than July 2021. After
the first consultations, ongoing consultations are required every two months until the rules are
repealed.
In addition to rules that apply to al employers, the appendices to the Oregon OSHA rules also
include mandatory guidance that applies to the following industries and employers:
 restaurants, bars, brewpubs, and public tasting rooms at breweries, wineries, and
distil eries;
 retail stores;
 personal services providers such as hair salons;
 construction operations;
 transit agencies;
 professional and Division I, PAC-12, Big Sky, and West Coast Conference sports;
 fitness-related organizations;
 K-12 educational institutions (public or private);
 child care and early education providers;
 veterinary clinics;
 fire and emergency medical services;
 law enforcement; and

121 Emergency Rules: Coronavirus 2019 (COVID-19), available at https://www.michigan.gov//documents/leo/
Final_MIOSHA_Rules_705164_7.pdf. T heSince the promulgation of the permanent administrative rules, Oregon has adopted three temporary amendments to the rules, with the most recent amendment issued on September 14, 2021, to bring Oregon into compliance with the provisions of the OSHA COVID-19 ETS for health care employers. While the administrative rules are permanent, the amendments expire on December 26, 2021. Virginia: VOSH COVID-19 Permanent Standard On July 15, 2020, the Virginia Safety and Health Codes Board adopted an ETS to specifically protect employees from exposure to SARS-CoV-2, the virus that causes COVID-19.171 On 169 Emergency Rules: Coronavirus 2019 (COVID-19), available at https://www.michigan.gov//documents/leo/Final_MIOSHA_Rules_705164_7.pdf. The Michigan state plan covers all state and local government agencies and all Michigan state plan covers all state and local government agencies and all
private sector workers in the state, with the exception of maritime workers, U.S. Postal private sector workers in the state, with the exception of maritime workers, U.S. Postal Se rviceService contractors, workers at contractors, workers at
businessesbusinesses owned owned or operated by tribal membersor operated by tribal members at Indian reservations, and aircraft cabin crewat Indian reservations, and aircraft cabin crew members.members.
122 170 Addressing COVID-19 Workplace Risks, Or. Admin. R. 437-001-0744, available at https://osha.oregon.gov/Or. Admin. R. 437-001-0744, available at https://osha.oregon.gov/
OSHARules/div1/437-001-0744.pdf. OSHARules/div1/437-001-0744.pdf. T heThe Oregon state plan covers all state and local government agencies and all Oregon state plan covers all state and local government agencies and all
private sector workers in the state, with the exception of maritime workers, private sector establishments within the private sector workers in the state, with the exception of maritime workers, private sector establishments within the
boundariesboundaries of Indian reservations and federal military reservations, employment at Crater Lake National Park and the of Indian reservations and federal military reservations, employment at Crater Lake National Park and the
U.S.U.S. Department of Energy Albany Research Center, U.S.Department of Energy Albany Research Center, U.S. Postal Service contractors, and aircraft cabin crew Postal Service contractors, and aircraft cabin crew me mbersmembers
duringduring flight operations. 171 Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-19, 16 Va. Admin. Code §25-220, available at https://www.doli.virginia.gov/wp-content/uploads/2020/07/RIS-filed-RTD-Final-ETS-7.24.2020.pdf. This ETS was Congressional Research Service 32 OSHA: ETS and COVID-19 flight operations.
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OSHA: ETS and COVID-19

 jails and custodial institutions.
On June 30, 2012, Oregon OSHA amended its COVID-19 rules to remove the face covering and
social distancing requirements for al employment except health care, public transit, and
airports.123
Virginia: VOSH COVID-19 Permanent Standard
On July 15, 2020, the Virginia Safety and Health Codes Board adopted an ETS to specifical y
protect employees from exposure to SARS-CoV-2, the virus that causes COVID-19.124 On
January 12, 2021, the Virginia Safety and Health Codes Board voted to promulgate a permanent January 12, 2021, the Virginia Safety and Health Codes Board voted to promulgate a permanent
COVID-19 standard that supersedes the ETS.COVID-19 standard that supersedes the ETS.125172
This ETS, promulgated under Virginia’s state occupational safety and health plan (VOSH), was This ETS, promulgated under Virginia’s state occupational safety and health plan (VOSH), was
the first state standard to the first state standard to specifical yspecifically address COVID-19 in the workplace. address COVID-19 in the workplace.126173 As an ETS, the As an ETS, the
VOSH standard was to expire within six months of its effective date, upon expiration of the VOSH standard was to expire within six months of its effective date, upon expiration of the
governor’s state of emergency, when superseded by a permanent standard, or when repealed by governor’s state of emergency, when superseded by a permanent standard, or when repealed by
the Virginiathe Virginia Safety and Health Codes Board, whichever came first. The VOSH permanent Safety and Health Codes Board, whichever came first. The VOSH permanent
standard applies to standard applies to al all state and local government agencies and state and local government agencies and al all covered private sector covered private sector
employees in the state and does not contain additional requirements for any specific industries. employees in the state and does not contain additional requirements for any specific industries.
Among the concerns raised by groups opposed to the VOSH permanent standard was that, Among the concerns raised by groups opposed to the VOSH permanent standard was that,
because the standard is permanent, employers would be required to comply with the COVID-19 because the standard is permanent, employers would be required to comply with the COVID-19
prevention requirements even after the COVID-19 pandemic has ended.prevention requirements even after the COVID-19 pandemic has ended.127174 While the standard is While the standard is
permanent, a provision in the standard requires that within 14 days of expiration of the governor’s permanent, a provision in the standard requires that within 14 days of expiration of the governor’s
COVID-19 state of emergency and the commissioner of health’s COVID-19 declaration of public COVID-19 state of emergency and the commissioner of health’s COVID-19 declaration of public
emergency, the Virginia Safety and Health Codes Board must meet to determine if there is a emergency, the Virginia Safety and Health Codes Board must meet to determine if there is a
continued need for the standard.

123 Oregon OSHA Administrative Order 5-2021, available at https://osha.oregon.gov/OSHARules/adopted/2021/ao5-
2021-letter-cov19-allworkplaces.pdf.
124 Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-19, 16 Va. Admin. Code §25-220, available
at https://www.doli.virginia.gov/wp-content/uploads/2020/07/RIS-filed-RT D-Final-ET S-7.24.2020.pdf. T his ET S was
continued need for the standard. effective upon publication in a Richmond, VA,effective upon publication in a Richmond, VA, newspaper duringnewspaper during the week of Julythe week of July 27, 2020.27, 2020.
125 172 Infectious Disease Prevention of the SARS-CoV-2 Virus That Causes COVID-19, 16 Va. Admin. Code, 16 Va. Admin. Code §25-220, §25-220,
available at http://www.doli.virginia.gov/wp-content/uploads/2021/01/Final-Standard-for-Infectious-Disease-available at http://www.doli.virginia.gov/wp-content/uploads/2021/01/Final-Standard-for-Infectious-Disease-
Prevention-of-COVID-19-16VAC25-220-1.15.2021.pdf. Prevention-of-COVID-19-16VAC25-220-1.15.2021.pdf. T hisThis permanent standard is effective on January 27, 2021. permanent standard is effective on January 27, 2021.
126 T he173 The Virginia state plan covers all state and local government agencies and all Virginia state plan covers all state and local government agencies and all pr ivateprivate sector workers in the state, sector workers in the state,
with the exception of maritime workers, U.S. Postal Service contractors, workers at military bases or other federal with the exception of maritime workers, U.S. Postal Service contractors, workers at military bases or other federal
enclaves in which the federal government has civil jurisdiction, workers at the U.S. Department of Energyenclaves in which the federal government has civil jurisdiction, workers at the U.S. Department of Energy ’s ’s
Southeastern Power Administration Kerr-Philpott System, and aircraft cabin crewSoutheastern Power Administration Kerr-Philpott System, and aircraft cabin crew members. members.
127 174 See, See, for example, letter from Hobey Bauhan, President, Virginiafor example, letter from Hobey Bauhan, President, Virginia Poultry Federation, to Princy Doss, Director of Poultry Federation, to Princy Doss, Director of
Policy, Planning and PublicPolicy, Planning and Public Information, and Jay Information, and Jay W ithrowWithrow, Director, Division of Legal Support, Virginia, Director, Division of Legal Support, Virginia Department Department
of Labor and Industry, January 7, 2021, of Labor and Industry, January 7, 2021,
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OSHA: ETS and COVID-19

Appendix.
Table A-1. OSHA Emergency Temporary Standards (ETS)
Federal Register
Result of Judicial
Judicial Review
Year
Subject of ETS
Citation of ETS
Review
Case Citation
1971 1971
Asbestos Asbestos
36 36 Federal Register
Not Not chal engedchallenged
— —
23207 (December 7, 23207 (December 7,
1971) 1971)
1973 1973
Organophosphorous Organophosphorous
38 38 Federal Register
Vacated Vacated
Florida Peach Growers
pesticides pesticides
10715 (May 1, 1973); 10715 (May 1, 1973);
Ass'n v. United States
amended by 38 amended by 38 Federal
Department of Labor,
Register 17214 (June 17214 (June
489 F.2d 120 (5th Cir. 489 F.2d 120 (5th Cir.
29, 1973) 29, 1973)
1974) 1974)
1973 1973
Fourteen carcinogens Fourteen carcinogens
38 38 Federal Register
Twelve upheld, two Twelve upheld, two
Dry Color Mfrs. Ass'n v.
10929 (May 3, 1973) 10929 (May 3, 1973)
vacated vacated
Department of Labor,
486 F.2d 98 (3d Cir. 486 F.2d 98 (3d Cir.
1973) 1973)
1974 1974
Vinyl chloride Vinyl chloride
39 39 Federal Register
Not Not chal engedchallenged
— —
12342 (April 5, 1974) 12342 (April 5, 1974)
1976 1976
Diving operations Diving operations
41 41 Federal Register
Stayed Stayed
Taylor Diving & Salvage
24271 (June 15, 1976) 24271 (June 15, 1976)
Co. v. Department of
Labor
, 537 F.2d 819 , 537 F.2d 819
(5th Cir. 1976) (5th Cir. 1976)
1977 1977
Benzene Benzene
42 42 Federal Register
Stayed Stayed
Industrial Union Dep't v.
22515 (May 3, 1977) 22515 (May 3, 1977)
Bingham, 570 F.2d 965 , 570 F.2d 965
(D.C. Cir.(D.C. Cir. 1977) 1977)
1977 1977
1,2 Dibromo-3- 1,2 Dibromo-3-
42 42 Federal Register
Not Not chal engedchallenged
— —
chloropropane (DBCP) 45535 (September 9, chloropropane (DBCP) 45535 (September 9,
1977) 1977)
1978 1978
Acrylonitrile Acrylonitrile (vinyl (vinyl
43 43 Federal Register
Stay denied Stay denied
Vistron v. OSHA, 6 , 6
cyanide) cyanide)
2585 (January 17, 2585 (January 17,
OSHC 1483 (6th Cir. OSHC 1483 (6th Cir.
1978) 1978)
1978) 1978)
1983 1983
Asbestos Asbestos
48 48 Federal Register
Stayed Stayed
Asbestos Info. Ass'n v.
51086 (November 4, 51086 (November 4,
OSHA, 727 F.2d 415 , 727 F.2d 415
1983) 1983)
(5th Cir. 1984) (5th Cir. 1984)
2021 2021
COVID-19 COVID-19
for health 86 86 Federal Register
Petitions for review Petitions for review
United Food and
care employers 32376 (June 21, 2021) 32376 (June 21, 2021)
filed on June 24, 2021 filed on June 24, 2021
Commercial Workers
and American Federation
of Labor and Congress of
Industrial Organizations
v. OSHA, et al.
,, Docket No. 21-1143 (D.C. Cir. June 24, 2021) Congressional Research Service 34 OSHA: ETS and COVID-19 Federal Register Result of Judicial Judicial Review Year Subject of ETS Citation of ETS Review Case Citation 2021 COVID-19 vaccination 86 Federal Register Stay ordered by U.S. Texas, et. al. v. OSHA, and testing 61402 (November 5, Court of Appeals for Docket No. 21-50353 2021) the Fifth Circuit on (5th Cir. Nov. 5, 2021) November 6, 2021 Kentucky, et. al. v. OSHA (6th Cir. Nov. 5, 2021) Missouri, et. al. v. Biden, et. al. (8th Cir. Nov. 5, 2021) Florida, et. al. v. OSHA, Docket No. 21-13866 (11th Cir. Nov. 5, 2021) Docket
No. 21-1143 (D.C.
Cir. June 24, 2021)
Source: CRS with data fromCRS with data from Mark A. Rothstein, “Substantive and Procedural Obstacles to OSHAMark A. Rothstein, “Substantive and Procedural Obstacles to OSHA Rulemaking: Rulemaking:
Reproductive Hazards as an Example,”Reproductive Hazards as an Example,” Boston Col ege Environmental Boston College Environmental Affairs Law Review, vol. 12, no. 4 (August , vol. 12, no. 4 (August
1985), p. 673. 1985), p. 673.

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Table A-2. State Occupational Safety and Health Standards That Apply to COVID-19
Covered
State
Standard
Employers
Issued
Expires
California California
Aerosol Aerosol
Health care, Health care,
July 6, 2009 July 6, 2009
Permanent Permanent
(Cal/OSHA) (Cal/OSHA)
Transmissible Transmissible
laboratories, laboratories,
Disease Disease (ATD(ATD)a
corrections corrections
facilities,facilities, homeless homeless
shelters,shelters, and drug and drug
treatment centers treatment centers
COVD-19 COVD-19
Al All employers employers
November November 30, 2020 30, 2020 September 30, 2021January 14, 2022
Preventio Preventionb
June 17, 2021 June 17, 2021
(amended) (amended)
Michigan (MIOSHA) Michigan (MIOSHA)
Emergency Rules: Emergency Rules:
Al All employers,employers, with with
October 14, 2020, October 14, 2020,
October 14, 2021Rescinded on June
Coronavirus 2019 Coronavirus 2019
additional rules additional rules for for
April April 10, 2021 10, 2021
22, 2021, and (COVID-(COVID-19)c
specific industries specific industries
(extended) (extended)
replaced with May 24, 2021 May 24, 2021
(amended) OSHA COVID-19 (amended) ETS for health care employers, which expires in Michigan on December 22, 2021
Oregon (Oregon Oregon (Oregon
Addressing COVID- Addressing COVID-
Al All employers,employers, with with
November November 6, 2020 6, 2020
Permanentf Permanentf
OSHA) OSHA)
19 Workplace 19 Workplace
additional rules additional rules for for
(ETS), reissued (ETS), reissued
RisksdRisksd
specific industries specific industries
December December 11, 2020 11, 2020
May 4, 2021 May 4, 2021
(permanent (permanent
standard) standard)
June 30, 2021
(amended)
Virginia (VOSH) Virginia (VOSH)
Infectious Disease Infectious Disease
Al All employers employers
July 27, 2020 (ETS), July 27, 2020 (ETS),
Permanentg Permanentg
Prevention: SARS- Prevention: SARS-
January 12, 2021 January 12, 2021
CoV-2 Virus that CoV-2 Virus that
(permanent (permanent
Causes COVID- Causes COVID-19e
standard) standard)
Source: CongressionalCongressional Research ServiceResearch Service (CRS). (CRS).
a. Availablea. Available at https://www.dir.ca.gov/title8/5199.html. at https://www.dir.ca.gov/title8/5199.html.
b. Availableb. Available at https://www.dir.ca.gov/dosh/coronavirus/ETS.html.at https://www.dir.ca.gov/dosh/coronavirus/ETS.html.
c. Availablec. Available at https://www.michigan.gov//documents/leo/Final_MIOSHA_Rules_705164_7.pdf. at https://www.michigan.gov//documents/leo/Final_MIOSHA_Rules_705164_7.pdf.
d. Availabled. Available at https://osha.oregon.gov/OSHARules/div1/437-001-0744.pdf. at https://osha.oregon.gov/OSHARules/div1/437-001-0744.pdf.
e. Availablee. Available at http://www.doli.virginia.gov/wp-content/uploads/2021/01/Final-Standard-for-Infectious-Disease-at http://www.doli.virginia.gov/wp-content/uploads/2021/01/Final-Standard-for-Infectious-Disease-
Prevention-of-COVID-19-16VAC25-220-1.15.2021.pdf. Prevention-of-COVID-19-16VAC25-220-1.15.2021.pdf.
f. f.
Oregon OSHA is required to consult with state agencies and other stakeholders Oregon OSHA is required to consult with state agencies and other stakeholders to determineto determine when the when the
permanent rulespermanent rules can be amended or repealed,can be amended or repealed, with the first of these consultations to occur no later than with the first of these consultations to occur no later than
July 2021. After the first consultations, ongoing consultations are requiredJuly 2021. After the first consultations, ongoing consultations are required every two months every two months u ntiluntil the rules the rules
are repealed. are repealed.
g. Within 14 days of expiration of the governor’s g. Within 14 days of expiration of the governor’s COVID-19 state of emergencyCOVID-19 state of emergency and the commissionerand the commissioner of of
health’s COVID-19 declaration of public emergency, health’s COVID-19 declaration of public emergency, the Virginia Safety and Health Codes Board must meet the Virginia Safety and Health Codes Board must meet
to determineto determine if there is a continued need for the standard. if there is a continued need for the standard.




Congressional Research Service Congressional Research Service

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OSHA: ETS and COVID-19


Author Information

Scott D. Szymendera Scott D. Szymendera

Analyst in Disability Policy Analyst in Disability Policy



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R46288 R46288 · VERSION 3132 · UPDATED
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