Federal Support for School Safety and Security August 10, 2021May 27, 2022
In the United States, more than 70
In the United States, more than 70
mil ionmillion students are enrolled in public elementary and students are enrolled in public elementary and
secondary (K-12) schools or degree-granting postsecondary institutions. School and secondary (K-12) schools or degree-granting postsecondary institutions. School and
campus
Kyrie E. Dragoo,
campus safety and security for these students encompasses many issues, including safety and security for these students encompasses many issues, including
violence prevention
Coordinator
violence prevention and response, school climate, and the physical and mental health of and response, school climate, and the physical and mental health of
the school community.
Analyst in Education Policy
Analyst in Education Policy
the school community. Students’ safety and security while in school is Students’ safety and security while in school is
a paramount
an area of concern concern
offor the federal government and the federal government and
state and local governments, as state and local governments, as
wel well as school as school
Nathan James
districts, institutions of higher education, students’ districts, institutions of higher education, students’
Nathan James
families, and Members of Congress. families, and Members of Congress.
Analyst in Crime Policy
Analyst in Crime Policy
Congress has responded to school safety and security concerns with hearings and
Congress has responded to school safety and security concerns with hearings and
Johnathan H. Duff
legislation legislation creating new programs and mandating data collection efforts and reports. Thecreating new programs and mandating data collection efforts and reports. The
Analyst in Health Policy
focus of focus of
Johnathan H. Duff
congressional efforts to support school safety has expanded over the years, fromcongressional efforts to support school safety has expanded over the years, from
tracking and tracking and
Analyst in Health Policy
responding to individualresponding to individual
incidents to promoting safe, positive school incidents to promoting safe, positive school
Shawn Reese
learning environments and learning environments and
providing students and school personnel the tools and providing students and school personnel the tools and
Analyst in Emergency
resources to respond to crises when they resources to respond to crises when they
arise.
Management and Homeland Security Policy
Shawn Reese
arise.
Analyst in Emergency Management and
State and local governments oversee K-12 education in public schools. Colleges and
State and local governments oversee K-12 education in public schools. Colleges and
universities universities
Homeland Security Policy
are a mix of public, private nonprofit, and private for-profit entities with are a mix of public, private nonprofit, and private for-profit entities with
Alexandra Hegji
varying governance varying governance
structures. The federal government’s main avenue for supporting structures. The federal government’s main avenue for supporting
Analyst in Social Policy
schools in general and school schools in general and school
Alexandra Hegji
and campus safety and campus safety
specifical yspecifically is through grant programs. is through grant programs.
This report provides an overview of This report provides an overview of
Analyst in Social Policy
grant programs at the U.S. Department of Education grant programs at the U.S. Department of Education
(ED), U.S. Department of Justice (DOJ), (ED), U.S. Department of Justice (DOJ),
U.S. Department of Homeland Security (DHS),U.S. Department of Homeland Security (DHS),
and U.S. Department of Health and Human Services (HHS) that provide direct or indirect funding for school and and U.S. Department of Health and Human Services (HHS) that provide direct or indirect funding for school and
campus safety and security campus safety and security
initiatives. The report also provides an overview of programs and initiatives initiatives. The report also provides an overview of programs and initiatives
administered by these departments that support school safety and security efforts in other ways, such as through administered by these departments that support school safety and security efforts in other ways, such as through
data collection and reporting and technical assistance. data collection and reporting and technical assistance.
Several federal grant programs provide funding to directly support school safety and security programs, including
Several federal grant programs provide funding to directly support school safety and security programs, including
the following examples. DOJ’s Matching Grant Program for School Security provides grants to support evidence-the following examples. DOJ’s Matching Grant Program for School Security provides grants to support evidence-
based programs to improve security at schools and on school grounds. ED’s National Activities for School Safety based programs to improve security at schools and on school grounds. ED’s National Activities for School Safety
authorizes the Secretary of Education to carry out activities to improve students’ safety and authorizes the Secretary of Education to carry out activities to improve students’ safety and
wel well-being, during and -being, during and
after the school day. HHS’s Project AWAREafter the school day. HHS’s Project AWARE
Educational Agency grants provide funding to support training Educational Agency grants provide funding to support training
teachers and school personnel on mental health awareness, and to connect youth with behavioral health issues to teachers and school personnel on mental health awareness, and to connect youth with behavioral health issues to
needed services. needed services.
Most federal funding that is available
Most federal funding that is available
for school safety and security programs is not explicitly required to be used for school safety and security programs is not explicitly required to be used
for school safety activities. For example, DOJ’s Community Oriented Policing Services Hiring for school safety activities. For example, DOJ’s Community Oriented Policing Services Hiring
programProgram provides provides
grants to state, local, and tribal governments for hiring police officers to engage in community policing activities. grants to state, local, and tribal governments for hiring police officers to engage in community policing activities.
Among other purposes, funds can be used to hire School Resource Officers. DHS’s Preparedness Grants provide Among other purposes, funds can be used to hire School Resource Officers. DHS’s Preparedness Grants provide
funds to enhance the capacity of “state and local emergency responders to prevent, respond to, and recover from a funds to enhance the capacity of “state and local emergency responders to prevent, respond to, and recover from a
terrorism incident.” Funding may be used for public school safety and security, if grant recipients determine it to terrorism incident.” Funding may be used for public school safety and security, if grant recipients determine it to
be a priority. Because there are other uses of the grant funds for these programs, it is difficult to track exactly how be a priority. Because there are other uses of the grant funds for these programs, it is difficult to track exactly how
much funding under these programs has been awarded much funding under these programs has been awarded
specifical yspecifically for school safety and security. for school safety and security.
In addition, the federal government operates initiatives that support the efforts of state and local governments to
In addition, the federal government operates initiatives that support the efforts of state and local governments to
secure schools. For example, the Federal Commission on School Safety was formed in 2018 to make policy secure schools. For example, the Federal Commission on School Safety was formed in 2018 to make policy
recommendations on a range of school safety and security issues. As another example, the Homeland Security recommendations on a range of school safety and security issues. As another example, the Homeland Security
Academic Advisory Council provides advice and recommendations to the DHS Secretary and departmental senior Academic Advisory Council provides advice and recommendations to the DHS Secretary and departmental senior
leadership on matters related to homeland security and the academic community. leadership on matters related to homeland security and the academic community.
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3436 Federal Support for School Safety and Security
Contents
Introduction ..................................................................................................................................... 1
Report Organization .................................................................................................................. 2
Programs with an Explicit School Safety or Security Purpose ........................................................ 3
Grant Programs ......................................................................................................................... 4
Student Support and Academic Enrichment (SSAE) Grants .............................................. 4 Project Advancing Wellness and Resilience in Education (Project AWARE) .................... 5 4
Matching Grant Program for School Security .................................................................... 8 5
National Activities for School Safety (selected by the U.S. Secretary of
Education) ........................................................................................................ 6
Project Advancing Wel ness and Resilience in Education (Project AWARE) .................. 9
................ 9
Healthy Transitions Program ............................................................................................ 12 11
Trauma Recovery Demonstration Grants ......................................................................... 12
. 13 Project School Emergency Response to Violence (Project SERV) ................................... 13
Student Safety and Campus Emergency Management Grants .......................................... 15 14
Non-grant Programs and Initiatives ........................................................................................ 15
DHS Outreach and Capacity Building .............................................................................. 15
Federal Commission on School Safety ............................................................................. 16
Homeland Security Academic Advisory Council (HSAAC) ............................................ 1617
Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics
Act .................................................................................................................................. 17
Model Emergency Response Policies, Procedures, and Practices .................................... 18 17
Youth Preparedness Council ............................................................................................. 18
Programs That May Support School Safety Initiatives ................................................................. 18
Grant Programs ....................................................................................................................... 19 18
Education for the Disadvantaged: Grants to LEAs (Title I-A) ......................................... 19 18
Supporting Effective Instruction ....................................................................................... 20 Preparedness Grants ............... 19
Preparedness Grants ........................................................................................... 2021
Community Mental Health Services Block Grant (MHBG) ............................................. 22 21
The Edward Byrne Memorial Justice Assistance Grant (JAG) Program ......................... 22
Community Oriented Policing Services (COPS) Hiring Program. 23 Community Support for School Success ............................... 23
Children’s Mental Health Initiative (CMHI) ........................................... 23 Community Oriented Policing Services (COPS) Hiring Program ........................ 23
Community Support for School Success ............ 24 Children’s Mental Health Initiative (CMHI) ................................................................... 24
National Child Traumatic Stress Initiative (NCTSI) . 25 Education of Homeless Children and Youth .................................................. 25
Education of Homeless Children and Youth .................... 26 National Child Traumatic Stress Initiative (NCTSI) ........................................................... 26
Juvenile Justice and Delinquency Prevention Act, Part B, State Formula Grants ............ 27 26
Prevention and Intervention Programs for Children and Youth Who Are
Neglected, Delinquent, or At-Risk ................................................................................. 28
Centers for Disease Control and Prevention (CDC), Youth Violence Prevention ............ 28 Garrett Lee Smith (GLS) Youth Suicide Prevention Campus Grants ............................... 29 27
Juvenile Justice and Delinquency Prevention Act, Title V, Incentive Grants for
Local Delinquency Prevention ....................................................................................... 30
Alcohol and Drug Abuse Prevention 28
Garrett Lee Smith (GLS) Youth Suicide Prevention Campus Grants ........................... 28
Alcohol and Drug Abuse Prevention Grants.......................................... 30
Non-grant Programs and Initiatives ........................................................................................ 29
Non-grant Programs and Initiatives31
CDC Surveillance and Support ............................................................................ 29
Centers for Disease Control and Prevention (CDC) Surveil ance and Support .............. 29............. 31
DHS Infrastructure Security ............................................................................................. 31
29
Guidance on Mental Health Disclosures for Students ...................................................... 32 30
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4850 Federal Support for School Safety and Security
Tables
Table A-1. Federal Grant Programs that Support Safety and Security for Students in K-12
Public Schools and IHEs ............................................................................................................ 33 32
Appendixes
Appendix A. Federal School Safety and Security Programs ......................................................... 33 32
Appendix B. Other Resources on Federal School Safety and Security ......................................... 43 41
Contacts
Author Information ........................................................................................................................ 46 44
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Federal Support for School Safety and Security
Introduction
In the United States, more than 50 In the United States, more than 50
mil ionmillion students are enrolled in public elementary and students are enrolled in public elementary and
secondary schools that educate children from pre-kindergarten through 12th gradesecondary schools that educate children from pre-kindergarten through 12th grade
and; nearly 20 nearly 20
mil ion million more students attend degree-granting postsecondary institutions.1 Students’ safety and more students attend degree-granting postsecondary institutions.1 Students’ safety and
security is a paramount concern of federal, state, and local governments, as security is a paramount concern of federal, state, and local governments, as
wel well as for school as for school
districts, institutions of higher education (IHEs), students’ families, and Members of Congress. districts, institutions of higher education (IHEs), students’ families, and Members of Congress.
Through the mid-20th century, most of the school safety
Through the mid-20th century, most of the school safety
bil sbills and resolutions that Congress and resolutions that Congress
considered concerned children’s safety traveling to and from school, in the form of legislation on considered concerned children’s safety traveling to and from school, in the form of legislation on
school bus safety and in support of school safety patrols.2 In the 1970s, Americans grew school bus safety and in support of school safety patrols.2 In the 1970s, Americans grew
increasingly concerned with incidents of crime, violence, and vandalism on school grounds, and increasingly concerned with incidents of crime, violence, and vandalism on school grounds, and
Congress began considering Congress began considering
bil sbills proposing federal support to track, study, and address violence, proposing federal support to track, study, and address violence,
vandalism, and other school safety issues.3 In the decades since, research on the effects of trauma, vandalism, and other school safety issues.3 In the decades since, research on the effects of trauma,
crises, and school climate on the learning environment, student health, and the ability of students crises, and school climate on the learning environment, student health, and the ability of students
to engage in education increased. In response, the variety of initiatives considered at the federal to engage in education increased. In response, the variety of initiatives considered at the federal
level to provide students with safe and secure learning environments increased as level to provide students with safe and secure learning environments increased as
wel well. .
When thinking about school safety and security, the public often focuses on violence prevention
When thinking about school safety and security, the public often focuses on violence prevention
and incident response. and incident response.
However, schoolSchool safety and security also includes issues related to safety and security also includes issues related to
bullying, harassment, childhood trauma, student mental health, substance abuse, school climate, bullying, harassment, childhood trauma, student mental health, substance abuse, school climate,
and student discipline. Many types of crises and incidents that disrupt the school learning and student discipline. Many types of crises and incidents that disrupt the school learning
environment may be considered school safety issuesenvironment may be considered school safety issues
too. For example, when COVID-19 . For example, when COVID-19
disrupted the 2019-2020 school year, Congress, through Project School Emergency Response to disrupted the 2019-2020 school year, Congress, through Project School Emergency Response to
Violence (Project SERV), a program Violence (Project SERV), a program
original yoriginally designed to bring resources to schools quickly in designed to bring resources to schools quickly in
the event of a school shooting or other violent crisis, provided $100 the event of a school shooting or other violent crisis, provided $100
mil ion million in funding for in funding for
elementary, secondary, and postsecondary schools to clean and disinfect affected facilities and elementary, secondary, and postsecondary schools to clean and disinfect affected facilities and
provide counseling and distance learning programs.4 Similarly, Project Advancing provide counseling and distance learning programs.4 Similarly, Project Advancing
Wel nessWellness and and
Resilience in Education (Project AWARE) was Resilience in Education (Project AWARE) was
original yoriginally part of a cross-agency effort to reduce part of a cross-agency effort to reduce
gun violence. Now, Project AWARE’s school safety focus has expanded to support several grant gun violence. Now, Project AWARE’s school safety focus has expanded to support several grant
programs designed to increase mental health awareness among school-aged youth and school programs designed to increase mental health awareness among school-aged youth and school
1 U.S.
1 U.S. Department of Education (ED), National Center for Education Statistics, Common Core of Data (CCD), Digest Department of Education (ED), National Center for Education Statistics, Common Core of Data (CCD), Digest
of Education Statistics; of Education Statistics;
T ableTable 105.20. Enrollment in elementary, secondary, and degree 105.20. Enrollment in elementary, secondary, and degree
-granting postsecondary -granting postsecondary
institutions, by level and control of institution, enrollment level, and attendance status and sex of student: Selected institutions, by level and control of institution, enrollment level, and attendance status and sex of student: Selected
years, fall 1990 through fall 2029, Washington, DC, 2019, https://nces.ed.gov/programs/digest/d19/tables/years, fall 1990 through fall 2029, Washington, DC, 2019, https://nces.ed.gov/programs/digest/d19/tables/
dt19_105.20.asp?current=yes.” dt19_105.20.asp?current=yes.”
2 For example, see S.J.Res.2 For example, see S.J.Res.
130 in the 89th Congress, Joint Resolution 130 in the 89th Congress, Joint Resolution
T oTo provide for the designation of the week of provide for the designation of the week of
May 8 to May 14, 1966, as “May 8 to May 14, 1966, as “
National School Safety Patrol Week.” National School Safety Patrol Week.”
3 According to archived CRS
3 According to archived CRS
Memo DL771616, Memo DL771616,
School Violence and Vandalism , CRS Education and Public Welfare , CRS Education and Public Welfare
Division, JuneDivision, June
30, 1977, the first bill proposing federal financial assistance to local educational agencies specifically to 30, 1977, the first bill proposing federal financial assistance to local educational agencies specifically to
help them respond to crime and safety concerns washelp them respond to crime and safety concerns was
entitled the Safe Schools Act and wasentitled the Safe Schools Act and was
introduced in the 92nd introduced in the 92nd
CongressCongress
as H.R. 3101 (February 1, 1971). as H.R. 3101 (February 1, 1971).
4
4
T heThe Coronavirus Aid, Relief, and Economic Security Act (CARES Coronavirus Aid, Relief, and Economic Security Act (CARES
Act; P.L. 116-136) provided $100 million for Act; P.L. 116-136) provided $100 million for
Project SERVProject SERV
to supplement existing fundsto supplement existing funds
to prevent, prepare for, and respond to COVID-19 domestically or to prevent, prepare for, and respond to COVID-19 domestically or
internationally and specifically stated that CARES Act Project SERVinternationally and specifically stated that CARES Act Project SERV
funds can be used funds can be used by schools and IHEs for by schools and IHEs for
counseling, for distance learning, or to clean and disinfect school buildings.counseling, for distance learning, or to clean and disinfect school buildings.
See See the the
“ Project School Emergency
Response to Violence (Project SERV)” section of this report for more information. section of this report for more information.
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139 Federal Support for School Safety and Security
personnel and connect school-aged youth with mental health issues and their families to needed
personnel and connect school-aged youth with mental health issues and their families to needed
services.5services.5
State and local governments oversee K-12 education in public schools. Colleges and universities
State and local governments oversee K-12 education in public schools. Colleges and universities
are a mix of public, private nonprofit, and private for-profit entities with varying governance are a mix of public, private nonprofit, and private for-profit entities with varying governance
structures. The federal government supports schools in general and school and campus safety structures. The federal government supports schools in general and school and campus safety
specifical yspecifically through grant programs, research, data collection, reporting requirements, guidance, through grant programs, research, data collection, reporting requirements, guidance,
and technical assistance. This report identifies select federal programs that support school safety and technical assistance. This report identifies select federal programs that support school safety
and security in elementary, secondary, and postsecondary educational institutions.6 and security in elementary, secondary, and postsecondary educational institutions.6
Specifical y,
Specifically, the report describes programs, resources, and initiatives administered by the U.S. Department of the report describes programs, resources, and initiatives administered by the U.S. Department of
Education (ED), U.S. Department of Health and Human Services (HHS), U.S. Department of Education (ED), U.S. Department of Health and Human Services (HHS), U.S. Department of
Justice (DOJ), and U.S. Department of Homeland Security (DHS). Justice (DOJ), and U.S. Department of Homeland Security (DHS).
School safety and security programs and activities can be divided into three broad, and often
School safety and security programs and activities can be divided into three broad, and often
overlapping, categories: overlapping, categories:
Prevention: any efforts—such as anti-bullying campaigns or infrastructure
Prevention: any efforts—such as anti-bullying campaigns or infrastructure
improvements—that aim to make school and IHE settings safer and more secure
improvements—that aim to make school and IHE settings safer and more secure
for students, teachers, faculty, and staff. for students, teachers, faculty, and staff.
Mitigation and Response: initiatives
Mitigation and Response: initiatives
that attempt to reduce school and IHE that attempt to reduce school and IHE
violence and prepare institutions to respond to incidents that jeopardize safety
violence and prepare institutions to respond to incidents that jeopardize safety
and security.7and security.7
Recovery: programs that aim to help students and communities recover from
Recovery: programs that aim to help students and communities recover from
traumatic events, such as an act of violence that has occurred within the school
traumatic events, such as an act of violence that has occurred within the school
community. community.
The ED, HHS, DOJ, and DHS programs discussed in this report encompass prevention,
The ED, HHS, DOJ, and DHS programs discussed in this report encompass prevention,
mitigation and response, or recovery efforts that provide direct or indirect funding for school and mitigation and response, or recovery efforts that provide direct or indirect funding for school and
campus safety and security initiatives. The program summaries in this report are not campus safety and security initiatives. The program summaries in this report are not
comprehensive. In many cases, other Congressional Research Service (CRS) products are comprehensive. In many cases, other Congressional Research Service (CRS) products are
referenced as sources for more detailed information about individualreferenced as sources for more detailed information about individual
programs. This report also programs. This report also
provides an overview of federal programs and initiatives that support school safety and security provides an overview of federal programs and initiatives that support school safety and security
efforts in other ways, such as data collection and technical assistance.efforts in other ways, such as data collection and technical assistance.
Report Organization
This report organizes select federal programs related to school safety and security based on This report organizes select federal programs related to school safety and security based on
whether the program directly addresses an aspect of school safety and security, or whether the whether the program directly addresses an aspect of school safety and security, or whether the
program’s primary purpose is something other than school safety but, in certain circumstances, it program’s primary purpose is something other than school safety but, in certain circumstances, it
can support school safety initiatives or activities that contribute to students’ health and safety. can support school safety initiatives or activities that contribute to students’ health and safety.
Specifical ySpecifically, the report is organized into two broad categories, each of which comprises a primary , the report is organized into two broad categories, each of which comprises a primary
section of it.8 section of it.8
5 See the “
5 See the “Project Advancing Wellness and Resilience in Education (Project AWARE)”)” section for more information. section for more information.
6 Although authorizations for the federal programs described6 Although authorizations for the federal programs described
in this report exist, it does not mean that these programs in this report exist, it does not mean that these programs
are currently funded in the most recent appropriations. are currently funded in the most recent appropriations.
7 For example, many schools employ School Resource
7 For example, many schools employ School Resource
Officers (SROs)Officers (SROs)
in hopes that their presence may deter crime in hopes that their presence may deter crime
and violence within the school and also to have someone ready to respond quicklyand violence within the school and also to have someone ready to respond quickly
to incidents of crime or violence to incidents of crime or violence
when needed.when needed.
For more information on SROs, see CRSFor more information on SROs, see CRS
Report R45251, Report R45251,
School Resource Officers: Issues for Congress. .
8 Categories were determined by CRS8 Categories were determined by CRS
for the sake of organizing this report. Executive agencies do not necessarily for the sake of organizing this report. Executive agencies do not necessarily
conceptualize their programming in the same manner. conceptualize their programming in the same manner.
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Federal Support for School Safety and Security
“Programs with an Explicit School Safety or Security Purpose” ” describes describes
programs that have school safety or security included as an explicit purpose in
programs that have school safety or security included as an explicit purpose in
one or more of the following: (1) the program’s authorizing legislation, (2) one or more of the following: (1) the program’s authorizing legislation, (2)
congressional appropriations report language, or (3) agency documents (e.g., congressional appropriations report language, or (3) agency documents (e.g.,
program program
webpageweb page or an agency’s Congressional Budget Justification). These or an agency’s Congressional Budget Justification). These
programs may have an exclusive focus on school safety or may address school programs may have an exclusive focus on school safety or may address school
safety along with other issue areas. This section of the report first discusses grant safety along with other issue areas. This section of the report first discusses grant
programs, followed by other programs and initiatives such as federal programs, followed by other programs and initiatives such as federal
commissions and councils on school safety. commissions and councils on school safety.
“Programs That May Support School Safety Initiatives”” describes programs for describes programs for
which school safety or security is not specified as a program purpose, but these
which school safety or security is not specified as a program purpose, but these
programs permit using funds to support school safety and security initiatives. programs permit using funds to support school safety and security initiatives.
This section of the report first discusses grant programs, followed by other This section of the report first discusses grant programs, followed by other
programs and initiatives such as preparedness training and outreach programs. programs and initiatives such as preparedness training and outreach programs.
Programs listed in this section were selected for inclusion if the activities they Programs listed in this section were selected for inclusion if the activities they
supported were the same, or similar to, activities supported by programs with an supported were the same, or similar to, activities supported by programs with an
explicit school safety or security purpose, or if explicit school safety or security purpose, or if
al owableallowable uses of funds were uses of funds were
broad enough to encompass these types of activities. broad enough to encompass these types of activities.
In
In
addition,addition, Table A-1 ii
n Appendix A provides a concise list of provides a concise list of
al all of the grant programs in this of the grant programs in this
report by administering agency and provides information on each program, including the report by administering agency and provides information on each program, including the
authorizing legislation, the U.S. Code citation, federal eligibility,authorizing legislation, the U.S. Code citation, federal eligibility,
and a brief description of and a brief description of
relevant uses of fundsrelevant uses of funds
.. Appendix B provides examples of other federal school safety and security provides examples of other federal school safety and security
resources, including research reports, technical assistance centers, and websites. resources, including research reports, technical assistance centers, and websites.
The funding and appropriations figures included in this report do not include supplemental
The funding and appropriations figures included in this report do not include supplemental
appropriations provided by Congress in response to COVID-19 through the Coronavirus Aid, appropriations provided by Congress in response to COVID-19 through the Coronavirus Aid,
Relief, and Economic Security Act (CARES Act; P.L. 116-136);9 the Coronavirus Response and Relief, and Economic Security Act (CARES Act; P.L. 116-136);9 the Coronavirus Response and
Relief Supplemental Appropriations Act, 2021 (CRRSAA; Division M of the Consolidated Relief Supplemental Appropriations Act, 2021 (CRRSAA; Division M of the Consolidated
Appropriations Act, 2021 (P.L. 116-260)); and the American Rescue Plan Act of 2021 (ARPA; Appropriations Act, 2021 (P.L. 116-260)); and the American Rescue Plan Act of 2021 (ARPA;
P.L. 117-2), unless otherwise specified. P.L. 117-2), unless otherwise specified.
Programs with an Explicit School Safety or Security
Purpose
This section of the report provides an overview of programs that have an explicit school safety or This section of the report provides an overview of programs that have an explicit school safety or
security purpose and include specific school safety or security activities in the security purpose and include specific school safety or security activities in the
al owableallowable or or
required uses of funds. Programs listed in this section provide funding to eligiblerequired uses of funds. Programs listed in this section provide funding to eligible
entities (e.g., entities (e.g.,
state or local governments or local educational agencies [LEAs]) state or local governments or local educational agencies [LEAs])
specifical yspecifically for the purpose of for the purpose of
implementingimplementing
initiatives that promote school safety or security. The programs initiatives that promote school safety or security. The programs
fal fall into two into two
categories: (1) categories: (1)
“Grant Programs,” including formula grants and competitive grants; and (2),” including formula grants and competitive grants; and (2)
“Non-
grant Programs and Initiatives,” ” which include councils, commissions, or task forces which include councils, commissions, or task forces
specifical yspecifically targeting school safety and security. Within the subsections, programs are ordered from largest to targeting school safety and security. Within the subsections, programs are ordered from largest to
smal estsmallest by their most recent available appropriations levels. by their most recent available appropriations levels.
9 For more information about the Education Stabilization Fund9 For more information about the Education Stabilization Fund
under the CARESunder the CARES
Act, as enacted, see CRSAct, as enacted, see CRS
Report Report
R46378, R46378,
CARES Act Education Stabilization Fund: Background and Analysis. .
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Federal Support for School Safety and Security
Some of the grant programs described in this section are solely intended to support school safety
Some of the grant programs described in this section are solely intended to support school safety
and security purposes; others explicitly list school safety or security activities as a purpose of the and security purposes; others explicitly list school safety or security activities as a purpose of the
program or among other possible uses of funds. program or among other possible uses of funds.
Grant Programs
Student Support and Academic Enrichment (SSAE) Grants
Federal Agency
Appropriation (FY2021) (FY2022)
ED, Office of Elementary and Secondary Education
ED, Office of Elementary and Secondary Education
$1.
$1.
23 bil ion bil ion
(OESE), Office of Safe and Healthy Students (OSHS)
(OESE), Office of Safe and Healthy Students (OSHS)
Funds for School Safety/Security Initiatives
Authorizing Legislation
LEAs receiving
LEAs receiving
an SSAE grant ≥$30,000 must provide an SSAE grant ≥$30,000 must provide
Elementary and Secondary Education Act (ESEA)
Elementary and Secondary Education Act (ESEA)
assurances that they wil use ≥20% of their grant funds
assurances that they wil use ≥20% of their grant funds
(P.L. 114-95), Title IV-A, §§4104, 4108
(P.L. 114-95), Title IV-A, §§4104, 4108
for activities to support “safe and healthy students.”
for activities to support “safe and healthy students.”
The exact amount used for school safety and security The exact amount used for school safety and security
activities is unknown. activities is unknown.
The SSAE grants program is a block grant program authorized under Title IV-A of the
The SSAE grants program is a block grant program authorized under Title IV-A of the
Elementary and Secondary Education Act (ESEA), as amended by the Every Student Succeeds Elementary and Secondary Education Act (ESEA), as amended by the Every Student Succeeds
Act (ESSA; P.L. 114-95). The purpose of SSAE grants is to improve students’ academic Act (ESSA; P.L. 114-95). The purpose of SSAE grants is to improve students’ academic
achievement by increasing the capacity of states, LEAs, schools, and local communities to (1) achievement by increasing the capacity of states, LEAs, schools, and local communities to (1)
provide provide
al all students with access to a students with access to a
wel well-rounded education, (2) improve school conditions for -rounded education, (2) improve school conditions for
student learning, and (3) improve the use of technology in order to improve the academic student learning, and (3) improve the use of technology in order to improve the academic
achievement and digitalachievement and digital
learning of learning of
al all students.10students.10
SSAE grant funds are
SSAE grant funds are
al ocatedallocated by formula to each state in proportion to the state’s prior-year by formula to each state in proportion to the state’s prior-year
al ocationallocation under Title I-A of the ESEA.11 The state must then reserve at least 95% of the under Title I-A of the ESEA.11 The state must then reserve at least 95% of the
al otment
allotment it receives to make it receives to make
al ocationsallocations to LEAs via a similar formula. LEAs that receive a grant of to LEAs via a similar formula. LEAs that receive a grant of
$30,000 or more must provide assurances that they $30,000 or more must provide assurances that they
wil will use funds toward each of three broad use funds toward each of three broad
categories of activities: (1) activities to support categories of activities: (1) activities to support
wel well-rounded educational opportunities, (2) -rounded educational opportunities, (2)
activities to support safe and healthy students (they must use at least 20% of their funds for this activities to support safe and healthy students (they must use at least 20% of their funds for this
purpose), and (3) activities to support the effective use of technology.12 Regardless of the size of purpose), and (3) activities to support the effective use of technology.12 Regardless of the size of
an LEA’s SSAE grant, it may choose to spend the funds it reserves for supporting safe and an LEA’s SSAE grant, it may choose to spend the funds it reserves for supporting safe and
healthy students on programs or initiatives focused on school safety only (e.g., programs focused healthy students on programs or initiatives focused on school safety only (e.g., programs focused
on preventing violence, bullying, or harassment), on promoting student health only (e.g., on preventing violence, bullying, or harassment), on promoting student health only (e.g.,
programs focused on nutrition, exercise, or first aid training), or on both student health and school programs focused on nutrition, exercise, or first aid training), or on both student health and school
safety.13 For example, many programs that support student mental health relate to school safety safety.13 For example, many programs that support student mental health relate to school safety
because they aim to improve school climate, help prevent dangerous behaviors or activities (e.g., because they aim to improve school climate, help prevent dangerous behaviors or activities (e.g.,
bullying, harassment, substance abuse), or help students respond to and recover from school bullying, harassment, substance abuse), or help students respond to and recover from school
violence (e.g., counseling, support groups). SSAE grants are flexible enough to violence (e.g., counseling, support groups). SSAE grants are flexible enough to
al owallow LEAs to LEAs to
use the majority (and in some cases the entirety)14 of their SSAE grant funds toward school safety use the majority (and in some cases the entirety)14 of their SSAE grant funds toward school safety
10 20 U.S.C.
10 20 U.S.C. §7111; P.L. 114-95, §§4101 et al. §7111; P.L. 114-95, §§4101 et al.
11 Ibid. 11 Ibid.
12 20 U.S.C.12 20 U.S.C.
§7116; P.L. 114-95, §4106(e)(2). §7116; P.L. 114-95, §4106(e)(2).
13 Implementing both school safety and student health initiatives could mean (1) implementing two separate programs 13 Implementing both school safety and student health initiatives could mean (1) implementing two separate programs
or (2) implementing a program that could be consideredor (2) implementing a program that could be considered
as falling under both categories, suchas falling under both categories, such
as suicideas suicide
prevention or prevention or
schoolwideschoolwide
positive behavioral interventions and supports (PBIS) programs.positive behavioral interventions and supports (PBIS) programs.
14 For example, in the case of an LEA receiving a SSAE14 For example, in the case of an LEA receiving a SSAE
grant of lessgrant of less
than $30,000, that LEA wouldthan $30,000, that LEA would
only need to only need to
provide assuranceprovide assurance
that it would usethat it would use
its funds to support one of the three activities listed in the previous sentence, its funds to support one of the three activities listed in the previous sentence,
meaning the LEA couldmeaning the LEA could
choose to use choose to use
anywh ereanywhere between 0% and 100% of its funds between 0% and 100% of its funds
towards towards school safety activities.school safety activities.
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Federal Support for School Safety and Security
and security programs or to use them for activities completely unrelated to school safety (e.g., a
and security programs or to use them for activities completely unrelated to school safety (e.g., a
program on healthy eating and nutrition or Advanced Placement courses). program on healthy eating and nutrition or Advanced Placement courses).
The programs and activities an LEA selects to support in the category of Safe and Healthy
The programs and activities an LEA selects to support in the category of Safe and Healthy
Students (Section 4108) must, among other requirements, be used to develop, implement, and Students (Section 4108) must, among other requirements, be used to develop, implement, and
evaluate comprehensive programs and activities that foster safe, healthy, supportive, and drug-evaluate comprehensive programs and activities that foster safe, healthy, supportive, and drug-
free environments that support student academic achievement. Examples of free environments that support student academic achievement. Examples of
al owableallowable activities in activities in
this category related to school safety and security include programs and activities for elementary this category related to school safety and security include programs and activities for elementary
and secondary students, and professional development and training for teachers and other school and secondary students, and professional development and training for teachers and other school
personnel, in the following areas: personnel, in the following areas:
drug and violence prevention;
drug and violence prevention;
suicide prevention; suicide prevention;
bullying and harassment prevention; bullying and harassment prevention;
re-entry/transition programs for justice-involved youth; re-entry/transition programs for justice-involved youth;
mentoring and school counseling; mentoring and school counseling;
recognition and prevention of coercion, violence, or abuse, including dating recognition and prevention of coercion, violence, or abuse, including dating
violence, stalking, and sexual violence and harassment;
violence, stalking, and sexual violence and harassment;
school-based mental health services, including early identification of mental
school-based mental health services, including early identification of mental
health symptoms, drug use, and violence;
health symptoms, drug use, and violence;
schoolwide multitiered behavioral frameworks, such as positive behavioral
schoolwide multitiered behavioral frameworks, such as positive behavioral
interventions and supports (PBIS) programs; and
interventions and supports (PBIS) programs; and
trauma-informed practices in classroom management, crisis management, and
trauma-informed practices in classroom management, crisis management, and
conflict resolution techniques.
conflict resolution techniques.
For more information, see CRS In Focus IF10910,
For more information, see CRS In Focus IF10910,
Student Support and Academic Enrichment
(SSAE) Grants.
Matching Grant Program for School Security
Federal Agency
Appropriation (FY2021)
DOJ, Office of Justice Programs (OJP), Bureau of
For BJA: $79.0 mil ion
Justice Assistance (BJA); and DOJ, Community
For COPS: $53.0 mil ion
Oriented Policing Services (COPS) Office
Funds for School Safety/Security Initiatives
Authorizing Legislation
Al grants are awarded to state, local, and tribal
The Victims of Trafficking and Violence Protection Act
governments for programs to address school violence
of 2000 (P.L. 106-386), §1108(b)
and enhance school security.
Under the Matching Grant Program for School Security, BJA is authorized to award competitive
grants to state, tribal, and local governments15 for
training school personnel and students to prevent student violence against others
and themselves;
developing and operating anonymous reporting systems for threats of school
violence, including mobile telephone applications, hotlines, and websites;
15 Per 34 U.S.C. Section 10554(1), for the purposes of this program, a local government is “ a county, municipality, town, township, village, parish, borough, or other unit of general gov ernment below the State level.”
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developing and operating school threat assessment and intervention teams, which
may include coordination with law enforcement agencies and school personnel and specialized training for school officials in responding to mental health crises; and
implementing any other measure that the BJA Director determines may provide a
significant improvement in training, school threat assessments and reporting, and school violence prevention.
The COPS Office is authorized to make grants to state, tribal, and local governments16 for
coordination between schools and local law enforcement to improve security on
school grounds;
training local law enforcement officers to prevent student violence against others
and themselves;
placing and using metal detectors, locks, lighting, and other deterrent measures in
schools;
acquiring and instal ing technology for expedited notification of local law
enforcement during an emergency; and
implementing any other measure that the COPS Office Director determines may
provide a significant improvement in security.
State, local, and tribal governments can use grant awards for contracts or subgrants to LEAs, nonprofit organizations, and other units of local government or tribal organizations. Grantees
under this program are required to provide a 25% match.
National Activities for School Safety (selected by the U.S. Secretary of
Education)
Federal Agency
Appropriation (FY2021)
ED, OESE, OSHS
School Climate Transformation Grants ($57.2 mil ion), Mental Health Service Professional Demonstration
Authorizing Legislation
Grants ($12.3 mil ion),
National Activities for School Safety, ESEA,
Project Prevent ($11.6 mil ion),
Title IV-F, §§4601, 4631
School-Based Mental Health Services Grants ($8.0 mil ion), Grants to States for Emergency Management ($6.0 mil ion)
Funds for School Safety/Security Initiatives
Al funds support grants, contracts, or cooperative agreements selected by the Secretary of Education to carry out activities to improve students’ safety and wel (SSAE) Grants.
Project Advancing Wellness and Resilience in Education (Project AWARE)
Federal Agency
Appropriation (FY2022)
HHS, Substance Abuse and Mental Health Services
Project AWARE State Grants ($107.5 mil ion),
Administration (SAMHSA)
Mental Health Awareness Training ($25 mil ion), ReCAST ($12.5 mil ion)
Authorizing Legislation Public Health Service Act (PHSA), §520A Priority
Funds for School Safety/Security Initiatives
Mental Health Needs of Regional and National
Project AWARE grants support youth mental health
Significance (Mental Health PRNS)
awareness and community treatment, often in K-12 public schools.
Project AWARE consists of competitive grants supporting activities that identify children and youth in need of mental health services, increase access to mental health treatment, and promote mental health literacy among teachers and school personnel.15 Project AWARE consists of three components: (1) Project AWARE State Educational Agency grants (known as Project AWARE
15 U.S. Department of Health and Human Services (HHS), Substance Abuse and Mental Health Services Administration (SAMHSA), Justification of Estimates for Appropriations Committees for FY2020, http://www.hhs.gov/budget.
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State or SEA grants), (2) Mental Health Awareness Training (MHAT) grants,16 and (3) Resiliency in Communities After Stress and Trauma (ReCAST) grants.
Project AWARE originated as part of the Obama Administration’s 2013 Now Is the Time initiative.17 Launched in the wake of the mass shooting at Sandy Hook Elementary School in Newtown, CT, in 2012, this plan introduced a number of activities aimed at protecting children and communities by reducing gun violence.18 Project AWARE builds upon strategies used in the Clinton Administration’s 1999 Safe Schools/Healthy Students initiative for creating safe and secure schools and promoting students’ mental health in communities across the country.19
Project AWARE State Grants The purpose of the Project AWARE State grants is to build or expand the capacity of SEAs, in partnership with State Mental Health Agencies, to: (1) increase awareness of mental health issues among school-aged youth; (2) provide training for school personnel and other adults to detect mental health issues; and (3) connect school-aged youth with mental health issues and their families to needed services.20 Project AWARE SEA grantees use funds to train teachers and other school personnel on mental health awareness and how to connect school-aged youth to needed services. Other activities may include school-based mental health and wellness programs, increased mental health services for school-aged youth, and implementation of evidence-based mental health interventions, among others. Project AWARE is authorized through SAMHSA’s Mental Health PRNS authorities.21
In FY2020, SAMHSA awarded 15 new Project AWARE State grants and supported the continuation of 30 State grants. In FY2021, SAMHSA awarded 10 new State grants and supported the continuation of 39 State grants.22 The program has also supported technical assistance to develop school-based mental health models.23
Mental Health Awareness Training (MHAT) The MHAT program provides training to school personnel and individuals working with youth on how to recognize a mental illness, provide initial help in a mental health crisis, and connect students to appropriate care.24 The MHAT training program—known as Mental Health First
16 Previously known as “Mental Health First Aid” or MHFA grants. 17 The White House (Obama Administration), Now Is the Time: The President’s Plan to Protect Our Children and Our Communities by Reducing Gun Violence, January 16, 2013, https://obamawhitehouse.archives.gov/sites/default/files/docs/wh_now_is_the_time_full.pdf.
18 The White House (Obama Administration), Now Is the Time to Do Something About Gun Violence, 2013, https://obamawhitehouse.archives.gov/issues/preventing-gun-violence.
19 HHS, SAMHSA, The Safe Schools/Healthy Students Initiative: A Legacy of Success, HHS Publication No. (SMA) 13-4798, 2013, https://store.samhsa.gov/sites/default/files/d7/priv/sma13-4798.pdf. The Safe Schools/Healthy Students initiative was instituted partially in response to a series of school shootings, including the incident at Columbine High School in April 1999.
20 HHS, SAMHSA, Project AWARE (Advancing Wellness and Resiliency in Education) State Education Agency Grants, Funding Opportunity Announcement, October 24, 2018, https://www.samhsa.gov/grants/grant-announcements/sm-19-003.
21 42 U.S.C. §290bb-32. HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget.
22 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2023, http://www.hhs.gov/budget. 23 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget. 24 In 2016, the 21st Century Cures Act (P.L. 114-255) created a new MHAT authority in the Public Health Service Act
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Aid—is structured similarly to standard first aid training: an eight-hour course that instructs participants in how to identify, understand, and respond to the signs of a crisis mental illness and substance use disorders.25 Through Project AWARE, SAMHSA and its partners have been providing grants for Mental Health First Aid since 2013. SAMHSA partners with the National Council for Mental Wellbeing26 to administer the MHAT grants. In FY2020, SAMHSA awarded 16 new MHAT grants and supported the continuation of 156 MHAT grants.27 In FY2021, SAMHSA awarded 145 new MHAT grants and supported the continuation of the 33 existing grants.28
Resiliency in Communities After Stress and Trauma (ReCAST) Grants The ReCAST program, within Project AWARE, consists of competitive grants for communities that have recently faced civil unrest or trauma. The purpose of the ReCAST program is to assist high-risk youth and families by promoting resilience through implementation of evidence-based violence prevention and youth engagement programs, as well as through linkages to trauma-informed behavioral health services.
In FY2016, SAMHSA awarded the first eight ReCAST grants.29 SAMHSA awarded two new ReCAST grants in each of FY2017 and FY2018 while supporting the continuation of eight existing grants.30 In FY2019, SAMHSA supported the continuation of 11 ReCAST grants. No new ReCAST grants were awarded in FY2020. In FY2021, SAMHSA awarded nine new ReCAST grants with COVID Relief Supplemental Appropriations Act funding.31 In FY2021, SAMHSA supported three ReCAST continuation grants.
(§520J; 42 U.S.C. §290bb-41) which codified the Mental Health First Aid training grant component of Project AWARE. The new authority applies to a more general population. As such, the MHAT program provides training grants to a variety of entities, such as law enforcement agencies, fire departments, emergency first responders, and others.
25 HHS, SAMHSA, Mental Health First Aid Offers Behavioral Health Training, March 15, 2017, https://www.samhsa.gov/homelessness-programs-resources/hpr-resources/mental-health-first-aid-training.
26 The National Council for Mental Wellbeing (formerly the National Council for Behavioral Health) is a membership and advocacy organization focusing on behavioral health and behavioral health providers. Members include health care organizations and management entities that offer treatment for behavioral health issues. The National Council for Behavioral Health frequently partners with HHS and SAMHSA to carry out certain activities. More information can be found at https://www.thenationalcouncil.org/.
27 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2022, http://www.hhs.gov/budget 28 MHAT grants are typically in the amount of $125,000. 29 HHS, SAMHSA, ReCAST (Resiliency in Communities After Stress and Trauma) Grants, Grants Archive, FY2016, https://www.samhsa.gov/grants/awards/2016/SM-16-012.
30 HHS, SAMHSA, ReCAST (Resiliency in Communities After Stress and Trauma) Grants, Grants Archive, FY2018, https://www.samhsa.gov/grants/awards/2018/SM-17-009; and HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget.
31 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2023, http://www.hhs.gov/budget.
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Matching Grant Program for School Security
Federal Agency
Appropriation (FY2022)
DOJ, Office of Justice Programs (OJP), Bureau of
For BJA: $82.0 mil ion
Justice Assistance (BJA); and DOJ, Community
For COPS: $53.0 mil ion
Oriented Policing Services (COPS) Office
Funds for School Safety/Security Initiatives
Authorizing Legislation
All grants are awarded to state, local, and tribal
The Victims of Trafficking and Violence Protection Act
governments for programs to address school violence
of 2000 (P.L. 106-386), §1108(b)
and enhance school security.
Under the Matching Grant Program for School Security, BJA is authorized to award competitive grants to state, tribal, and local governments32 for
training school personnel and students to prevent student violence against others
and themselves;
developing and operating anonymous reporting systems for threats of school
violence, including mobile telephone applications, hotlines, and websites;
developing and operating school threat assessment and intervention teams, which
may include coordination with law enforcement agencies and school personnel and specialized training for school officials in responding to mental health crises; and
implementing any other measure that the BJA Director determines may provide a
significant improvement in training, school threat assessments and reporting, and school violence prevention.
BJA awards the funding it receives pursuant to the authorization for the Matching Grant Program for School Security under its STOP School Violence program. In addition, for FY2022, the Office of Juvenile Justice and Delinquency Prevention (OJJDP) opened a grant solicitation under an Enhancing School Capacity to Address Youth Violence program, which OJJDP indicates is authorized under the Matching Grant Program for School Security.
The COPS Office is authorized to make grants to state, tribal, and local governments33 for
coordination between schools and local law enforcement to improve security on
school grounds;
training local law enforcement officers to prevent student violence against others
and themselves;
placing and using metal detectors, locks, lighting, and other deterrent measures in
schools;
acquiring and installing technology for expedited notification of local law
enforcement during an emergency; and
implementing any other measure that the COPS Office Director determines may
provide a significant improvement in security.
32 Per 34 U.S.C. Section 10554(1), for the purposes of this program, a local government is “a county, municipality, town, township, village, parish, borough, or other unit of general government below the State level.”
33 Per 34 U.S.C. Section 10554(1), for the purposes of this program, a local government is “a county, municipality, town, township, village, parish, borough, or other unit of general government below the State level.”
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The COPS Office awards the funding it receives pursuant to the authorization for the Matching Grant Program for School Security under its School Violence Prevention program.
State, local, and tribal governments can use grant awards for contracts or subgrants to LEAs, nonprofit organizations, and other units of local government or tribal organizations. Grantees under this program are required to provide a 25% match.
National Activities for School Safety (selected by the U.S. Secretary of Education)
Federal Agency
Appropriation (FY2022)
ED, OESE, OSHS
School Climate Transformation Grants ($56.9 mil ion), Project Prevent ($14.6 mil ion),
Authorizing Legislation
Mental Health Service Professional Demonstration
National Activities for School Safety, ESEA,
Grants ($12.2 mil ion),
Title IV-F, §§4601, 4631
School-Based Mental Health Services Grants ($11.0 mil ion), Grants to States for Emergency Management ($4.8 mil ion) Funds for School Safety/Security Initiatives All funds support grants, contracts, or cooperative agreements selected by the Secretary of Education to carry out activities to improve students’ safety and well-being. -being.
Title IV-F of the ESEA provides two authorizations for National Activities for School Safety
Title IV-F of the ESEA provides two authorizations for National Activities for School Safety
programs. The firstprograms. The first
,, Project School Emergency Response to Violence (Project SERV),34 is Project School Emergency Response to Violence (Project SERV),17 is
16 Per 34 U.S.C. Section 10554(1), for the purposes of this program, a local government is “ a county, municipality, town, township, village, parish, borough, or other unit of general government below the State level .” 17 20 U.S.C. §7281(a)(1)(A). See the “ Project School Emergency Response to Violence (Project SERV)” section of this
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discussed separately later in this report. The second authorizes the Secretary of Education to use a discussed separately later in this report. The second authorizes the Secretary of Education to use a
portion of funds reserved for National Activities for School Safety to carry out activities to portion of funds reserved for National Activities for School Safety to carry out activities to
improve students’ safety and improve students’ safety and
wel well-being, during and after the school day, with public or private -being, during and after the school day, with public or private
entities, individuals, or other federal agencies.entities, individuals, or other federal agencies.
1835 This section of the report discusses five current This section of the report discusses five current
National Activities for School Safety programs created by the Secretary of Education under this National Activities for School Safety programs created by the Secretary of Education under this
second authorization. second authorization.
Since 2017, there have been new competitions under three of these programs that first awarded
Since 2017, there have been new competitions under three of these programs that first awarded
grants in 2014—Project Prevent, School Climate Transformation Grants, and Grants to States for grants in 2014—Project Prevent, School Climate Transformation Grants, and Grants to States for
Emergency Management. In addition, during the Trump Administration, U.S. Secretary of Emergency Management. In addition, during the Trump Administration, U.S. Secretary of
Education Betsy DeVos created two new competitive grant programs—School-Based Mental Education Betsy DeVos created two new competitive grant programs—School-Based Mental
Health Services Grants and Mental Health Service Professional Demonstration Grants. Health Services Grants and Mental Health Service Professional Demonstration Grants.
Descriptions of each of the five programs follow and are ordered by Descriptions of each of the five programs follow and are ordered by
FY2021FY2022 appropriation appropriation
amount from largest to amount from largest to
smal est.
School Climate Transformation Grants
During the Obama and Trumpsmallest.
School Climate Transformation Grants During the last three Administrations, the Secretary of Education Administrations, the Secretary of Education
has used a portion of used a portion of
National Activities for School Safety funds to award School Climate Transformation Grants National Activities for School Safety funds to award School Climate Transformation Grants
(SCTGs) to both state educational agencies (SEAs) and LEAs, known as SCTG-SEA and SCTG-(SCTGs) to both state educational agencies (SEAs) and LEAs, known as SCTG-SEA and SCTG-
LEA grants, respectively. The Secretary competitively awarded the first cohort of SCTG-SEA and LEA grants, respectively. The Secretary competitively awarded the first cohort of SCTG-SEA and
SCTG-LEA SCTG-LEA
34 20 U.S.C. §7281(a)(1)(A). See the “Project School Emergency Response to Violence (Project SERV)” section of this report.
35 20 U.S.C. §7281(a)(1)(B).
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grants in FY2014 to SEAs and LEAs that were developing, implementing, or grants in FY2014 to SEAs and LEAs that were developing, implementing, or
expanding multitiered systems of support for improving school climate, fostering safety, and/or expanding multitiered systems of support for improving school climate, fostering safety, and/or
promoting supportive environments for students in public elementary and secondary schools. promoting supportive environments for students in public elementary and secondary schools.
Among the most researched and widely implemented multitiered systems of support for
Among the most researched and widely implemented multitiered systems of support for
improving school climate are multitiered behavioral frameworks, such as PBIS programs.improving school climate are multitiered behavioral frameworks, such as PBIS programs.
1936 Multitiered behavioral frameworks provide differing levels of behavioral support and intervention Multitiered behavioral frameworks provide differing levels of behavioral support and intervention
to students based on their needs. The broadest level of support in a multitiered behavioral to students based on their needs. The broadest level of support in a multitiered behavioral
framework involves the whole school (e.g., consistent rules, consequences, and reinforcement of framework involves the whole school (e.g., consistent rules, consequences, and reinforcement of
appropriate behavior). Subsequent tiers in the framework provide more intensive levels of support appropriate behavior). Subsequent tiers in the framework provide more intensive levels of support
to groups of students exhibiting at-risk behaviors, and individualizedto groups of students exhibiting at-risk behaviors, and individualized
services to students who services to students who
continue to exhibit problem behavior.continue to exhibit problem behavior.
2037
An FY2018 SCTG-SEA competition awarded new grants totaling approximately $9.0
An FY2018 SCTG-SEA competition awarded new grants totaling approximately $9.0
mil ion million to to
14 SEAs. In FY2019, the SCTG-LEA competition awarded grants of $200,000 to $750,000 per 14 SEAs. In FY2019, the SCTG-LEA competition awarded grants of $200,000 to $750,000 per
year for up to five years to 69 LEAs in 25 states, totaling nearly $42.4 year for up to five years to 69 LEAs in 25 states, totaling nearly $42.4
mil ion million in grants in its first in grants in its first
year.year.
2138 Both the FY2018 SCTG-SEA and the FY2019 SCTG-LEA competitions included a Both the FY2018 SCTG-SEA and the FY2019 SCTG-LEA competitions included a
competitive preference priority for programs with plans to support communities impacted by the competitive preference priority for programs with plans to support communities impacted by the
opioid crisis by incorporating opioid abuse mitigation and prevention strategies into the opioid crisis by incorporating opioid abuse mitigation and prevention strategies into the
report.
18 20 U.S.C. §7281(a)(1)(B). 19 ED supports a technical assistance center on PBIS and SCT Gs. See the PBIS website for additional information, available at https://www.pbis.org/. 20 U.S. Department of Education, Office of Elementary and Secondary Education, “Applications for New Awards; School Climate T ransformation Grant Program -State Educational Agency Grants,” 83 Federal Register 35466, July 26, 2018.
21 T he total amount of SCT G-LEA grants awarded in the first year of the 2019 grant competition was $4 2,385,286 according to ED, OESE, “ School Climate T ransformation Grant - Local Educational Agency Grants, 2019 Grant Awards,” https://www2.ed.gov/programs/schoolclimatelea/2019awards.html, October 21, 2019.
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multitiered systems of support for improving school climate described in their applications.22multitiered systems of support for improving school climate described in their applications.39 SCTG-SEA grant recipients are eligibleSCTG-SEA grant recipients are eligible
for continuation awards through FY2022 and SCTG-LEA for continuation awards through FY2022 and SCTG-LEA
grant recipients are eligiblegrant recipients are eligible
for continuation funding through FY2023.
Project Prevent for continuation funding through FY2023.
Mental Health Service Professional Demonstration Grants
In FY2019, ED awarded the first cohort of Mental Health Service Professional Demonstration
Grants. In the only competition for this program to date, ED granted up to $500,000 to 3 SEAs and 24 LEAs in 17 states to support partnerships that are to train school-based mental health service providers to serve in schools located in high-need LEAs.23 The program’s purpose is to “expand the pipeline of high-quality, trained professionals to address shortages of mental health services in high-need schools[24] and to provide supports that encompass social and emotional
learning, mental wel ness, resilience, and positive connections between students and adults.”25
Project Prevent
Project Prevent grants are intended to increase the capacity of LEAs to assist schools in providing Project Prevent grants are intended to increase the capacity of LEAs to assist schools in providing
students who have been directly or indirectly exposed to violence with a variety of support students who have been directly or indirectly exposed to violence with a variety of support
services and school-based violence prevention strategies in order to help break the cycle of services and school-based violence prevention strategies in order to help break the cycle of
violence in their communities. Project Prevent grantees must provide counseling, school-based violence in their communities. Project Prevent grantees must provide counseling, school-based
social emotional and behavioral supports, and other assistance to schools to help them identify, social emotional and behavioral supports, and other assistance to schools to help them identify,
assess, and serve students exposed to violence. In addition, in the most recent Project Prevent assess, and serve students exposed to violence. In addition, in the most recent Project Prevent
grant competition in FY2019, grantees were encouraged to demonstrate how they would grant competition in FY2019, grantees were encouraged to demonstrate how they would
collaborate with a local mental health agency in their applications.collaborate with a local mental health agency in their applications.
2640 In 2019, ED awarded Project
36 ED supports a technical assistance center on PBIS and SCTGs. See the PBIS website for additional information, available at https://www.pbis.org/.
37 U.S. Department of Education, Office of Elementary and Secondary Education, “Applications for New Awards; School Climate Transformation Grant Program-State Educational Agency Grants,” 83 Federal Register 35466, July 26, 2018.
38 The total amount of SCTG-LEA grants awarded in the first year of the 2019 grant competition was $42,385,286 according to ED, OESE, “School Climate Transformation Grant - Local Educational Agency Grants, 2019 Grant Awards,” https://www2.ed.gov/programs/schoolclimatelea/2019awards.html, October 21, 2019.
39 See ED, OESE, “Applications for New Awards; School Climate Transformation Grant Program In 2019, ED awarded Project Prevent grants to 15 LEAs in 14 states, totaling approximately $11.4 mil ion, to support initiatives
offering students social and emotional supports to cope with trauma or anxiety due to violence in
22 See ED, OESE, “Applications for New Awards; School Climate T ransformation Grant Program -State Educational -State Educational
Agency Grants,” 83Agency Grants,” 83
Federal Register 35465-35469, July 26, 2018; ED, “Applications for New Awards; 35465-35469, July 26, 2018; ED, “Applications for New Awards;
School School
Climate Climate
T ransformationTransformation Grant Program-Local Educational Agency Grants,” 84 Grant Program-Local Educational Agency Grants,” 84
Federal Register 26829-26835, June 26829-26835, June
10, 2019; and ED, 10, 2019; and ED,
Perform ance Sum m aryPerformance Summary Report Fiscal Year 2019: In Support of the National Drug Control Strategy , ,
Washington, DC, March 13, 2020, https://oese.ed.gov/files/2020/09/FY-2019-ONDCPWashington, DC, March 13, 2020, https://oese.ed.gov/files/2020/09/FY-2019-ONDCP
-Performance-Summary-Final.pdf. 23 High-need local educational agency (LEA) is defined in the Federal Register based on factors such as the number and percentage of low-income families living in the LEA, rural status, and teachers with emergency, provisional, or temporary certification or licensure. For the full definition, see ED, OESE, “ -Performance-Summary-Final.pdf.
40 The FY2019 Project Prevent grant competition included a Competitive Preference Priority (which could result in up to eight additional points on the application score) for projects that showed they had an agreement with a local mental health agency to provide resources and/or administer services to support their program. See ED, OESE, “Applications Applications
for New Awards; Project Preventfor New Awar ds; Mental Health Service Professional Demonstration Grant Program,” 84 Grant Program,” 84
Federal Register 29180-2918626082, June , June
215, 2019.
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Federal Support for School Safety and Security
Prevent grants to 15 LEAs in 14 states, totaling approximately $11.4 million, to support initiatives offering students social and emotional supports to cope with trauma or anxiety due to violence in their communities and implementing conflict resolution and other school-based strategies to prevent future violence.41 In FY2022, ED awarded $11.6 million in Project Prevent grant continuation awards, and an additional $3 million in new grant awards.42
Mental Health Service Professional Demonstration Grants In FY2019, ED awarded the first cohort of Mental Health Service Professional Demonstration Grants. In the only competition for this program to date, ED granted up to $500,000 to 3 SEAs and 24 LEAs in 17 states to support partnerships that are to train school-based mental health service providers to serve in schools located in high-need LEAs.43 The program’s purpose is to “expand the pipeline of high-quality, trained professionals to address shortages of mental health services in high-need schools[44] and to provide supports that encompass social and emotional learning, mental wellness, resilience, and positive connections between students and adults.”45
School-Based Mental Health Services Grants , 2019, https://www.federalregister.gov/d/2019-13289/p-68.
24 High-need school is defined in the Federal Register based on each LEA’s ranking of each school by percentage of students from low-income families enrolled in the LEA’s schools, as determined by the LEA based on one of several measures of poverty. For more information, see ED, OESE, “ Applications for New Awards; Mental Health Service Professional Demonstration Grant Program,” 84 Federal Register 29180-29186, June 21, 2019, https://www.federalregister.gov/d/2019-13289/p-75. 25 ED, “U.S. Department of Education Announces New Grant Awards to Address School Safety and Improve Access to Mental Health Services,” press release, October 8, 2019, https://www.ed.gov/news/press-releases/us-department-education-announces-new-grant -awards-address-school-safety-and-improve-access-mental-health-services.
26 T he FY2019 Project Prevent grant competition included a Competitive Preference Priority (which could result in up to eight additional points on the application score) for projects that showed they had an agreement with a local mental health agency to provide resources and/or administer services to support their program. See ED, OESE, “ Applications for New Awards; Project Prevent Grant Program,” 84 Federal Register 26082, June 5, 2019.
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their communities and implementing conflict resolution and other school-based strategies to
prevent future violence.27
School-Based Mental Health Services Grants
In summer 2020, as the country was confronting the mental health impacts of the COVID-19 In summer 2020, as the country was confronting the mental health impacts of the COVID-19
pandemic on children and youth, ED solicited applications for the first School-Based Mental pandemic on children and youth, ED solicited applications for the first School-Based Mental
Health Services Grants competition. In FY2020, Congress increased ED’s funding for the Health Services Grants competition. In FY2020, Congress increased ED’s funding for the
overal overall School Safety National Activities program and included instructions in the Explanatory Statement School Safety National Activities program and included instructions in the Explanatory Statement
that a grant program should be created with the purpose of increasing the number of counselors, that a grant program should be created with the purpose of increasing the number of counselors,
social workers, psychologists, or other service providers who deliver school-based mental health social workers, psychologists, or other service providers who deliver school-based mental health
services to K-12 students. School-Based Mental Health Services Grants were awarded to six services to K-12 students. School-Based Mental Health Services Grants were awarded to six
SEAs28SEAs46 to increase the number of mental health professionals (e.g., counselors, social workers, to increase the number of mental health professionals (e.g., counselors, social workers,
psychologists) who provide school-based mental health services to students in high-need LEAs. psychologists) who provide school-based mental health services to students in high-need LEAs.
SEAs awarded School-Based Mental Health Services Grants must abide by supplement-not-SEAs awarded School-Based Mental Health Services Grants must abide by supplement-not-
supplant provisions and supplant provisions and
wil beare required to provide matching funds of at least 25% of their grant required to provide matching funds of at least 25% of their grant
amounts.
Grants to States for Emergency Management
In FY2018, ED awarded 10 SEAs and the Public School System of the Northern Mariana Islands five-year grants of up to $750,000 under the Grants to States for Emergency Management (GSEM) program.29 The GSEM program is intended to build the capacity of states to provide LEAs training and technical assistance in the development and implementation of high-quality school emergency operations plans to address both natural and man-made threats. To be
considered high-quality under the terms of the grant, school emergency operations plans developed with GSEM grant funding must address five mission areas: (1) prevention, (2)
protection, (3) mitigation, (4) response, and (5) recovery.30
Project Advancing Wellness and Resilience in Education (Project AWARE)
Federal Agency
Appropriation (FY2021)
HHS, Substance Abuse and Mental Health Services
Project AWARE State Grants ($94.5 mil ion),
Administration (SAMHSA)
Mental Health Awareness Training ($24 mil ion), ReCAST ($12.5 mil ion)
Authorizing Legislation Public Health Service Act (PHSA), §520A Priority
Funds for School Safety/Security Initiatives
Mental Health Needs of Regional and National
Project AWARE grants support youth mental health
Significance (Mental Health PRNS)
awareness and community treatment, often in K-12 public schools.
Project AWARE consists of competitive grants supporting activities that identify children and youth in need of mental health services, increase access to mental health treatment, and promote
27amounts.
41 ED, ED,
Project Prevent Grant Program , November 6, 2019, https://oese.ed.gov/offices/office-of-formula-grants/safe-, November 6, 2019, https://oese.ed.gov/offices/office-of-formula-grants/safe-
supportive-schools/project-prevent-grant-program/. supportive-schools/project-prevent-grant-program/.
28 T he six SEAs were in Nevada, New Mexico, Ohio, Rhode Island, Virginia, and Wisconsin. 29 T he 10 SEAs were in Louisiana, Maine, Maryland, Nebraska, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, and T ennessee. GSEM grants were awarded one previous time (in 2014).
30 ED, OESE, “Applications for New Awards; Grants to States for School Emergency Management Program,” 83
Federal Register 37797, August 2, 2018.
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Federal Support for School Safety and Security
mental health literacy among teachers and school personnel.31 Project AWARE consists of three components: (1) Project AWARE State Educational Agency grants (known as Project AWARE State or SEA grants), (2) Mental Health Awareness Training (MHAT) grants,32 and (3) Resiliency
in Communities After Stress and Trauma (ReCAST) grants.
Project AWARE originated as part of the Obama Administration’s 2013 Now Is the Time initiative.33 Launched in the wake of the mass shooting at Sandy Hook Elementary School in Newtown, CT, in 2012, this plan introduced a number of activities aimed at protecting c hildren and communities by reducing gun violence.34 Project AWARE builds upon strategies used in the
Clinton Administration’s 1999 Safe Schools/Healthy Students initiative for creating safe and
secure schools and promoting students’ mental health in communities across the country.35
Project AWARE State Grants
The purpose of the Project AWARE State grants is to build or expand the capacity of SEAs, in partnership with State Mental Health Agencies, to: (1) increase awareness of mental health issues
among school-aged youth; (2) provide training for school personnel and other adults to detect mental health issues; and (3) connect school-aged youth with mental health issues and their families to needed services.36 Project AWARE SEA grantees use funds to train teachers and other school personnel on mental health awareness and how to connect school-aged youth to needed services. Other activities may include school-based mental health and wel ness programs, increased mental health services for school-aged youth, and implementation of evidence-based
mental health interventions, among others. Project AWARE is authorized through SAMHSA’s
Mental Health PRNS authorities.37
In FY2018, SAMHSA awarded 24 new Project AWARE State grants and supported the continuation of 8 State grants. In FY2019, SAMHSA awarded 6 new State grants and supported the continuation of 24 State grants. The program also supported technical assistance to develop
school-based mental health models.38
31 U.S. Department of Health and Human Services (HHS), Substance Abuse and Mental Health Services Administration (SAMHSA), Justification of Estim ates for Appropriations Com m ittees for FY2020,
http://www.hhs.gov/budget.
32 Previously known as “Mental Health First Aid” or MHFA grants. 33 T he White House (Obama Administration), Now Is the Time: The President’s Plan to Protect Our Children and Our
Com m unities by Reducing Gun Violence, January 16, 2013, https://obamawhitehouse.archives.gov/sites/default/files/docs/wh_now_is_the_time_full.pdf. 34 T he White House (Obama Administration), Now Is the Time to Do Something About Gun Violence, 2013, https://obamawhitehouse.archives.gov/issues/preventing-gun-violence.
35 HHS, SAMHSA, The Safe Schools/Healthy Students Initiative: A Legacy of Success, HHS Publication No. (SMA) 13-4798, 2013, https://store.samhsa.gov/sites/default/files/d7/priv/sma13-4798.pdf. T he Safe Schools/Healthy Students initiative was instituted partially in response to a series of school shootings, including the incident at Columbine High School in April 1999. 36 HHS, SAMHSA, Project AWARE (Advancing Wellness and Resiliency in Education) State Education Agency
Grants, Funding Opportunity Announcement, October 24, 2018, https://www.samhsa.gov/grants/grant -announcements/sm-19-003.
37 42 U.S.C. §290bb-32. HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021,
http://www.hhs.gov/budget.
38 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget.
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Mental Health Awareness Training (MHAT)
The MHAT program provides training to school personnel and individuals working with youth on how to recognize a mental il ness, provide initial help in a mental health crisis, and connect students to appropriate care.39 The MHAT training program—known as Mental Health First Aid—is structured similarly to standard first aid training: an eight-hour course that instructs
participants in how to identify, understand, and respond to the signs of a crisis mental il ness and substance use disorders.40 Through Project AWARE, SAMHSA and its partners have been providing grants for Mental Health First Aid since 2013. SAMHSA partners with the National Council for Mental Wel being41 to administer the MHAT grants. In FY2018, SAMHSA awarded 138 new MHAT grants. In FY2019, SAMHSA awarded 18 new MHAT grants and supported the
continuation of the 138 existing grants.42
Resiliency in Communities After Stress and Trauma (ReCAST) Grants
The ReCAST program, within Project AWARE, consists of competitive grants for communities that have recently faced civil unrest or trauma. The purpose of the ReCAST program is to assist high-risk youth and families by promoting resilience through implementation of evidence-based violence prevention and youth engagement programs, as wel as through linkages to trauma-
informed behavioral health services.
In FY2016, SAMHSA awarded the first eight ReCAST grants.43 SAMHSA awarded two new
ReCAST grants in each of FY2017 and FY2018 while supporting the continuation of eight
existing grants.44 In FY2019, SAMHSA supported the continuation of 11 ReCAST grants.
Healthy Transitions Program
Federal Agency
Appropriation (FY2021)
HHS, SAMHSA
$29.5 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §520A Mental Health PRNS
The Healthy Transitions program supports services addressing serious mental disorders among youth and young adults aged 16 to 25.
39 In 2016, the 21st Century Cures Act (P.L. 114-255) created a new MHAT authority in the Public Health Service Act (§520J; 42 U.S.C. §290bb-41) which codified the Mental Health First Aid training grant component o f Project AWARE. T he new authority applies to a more general population. As such, the MHAT program provides training grants to a variety of entities, such as law enforcement agencies, fire departments, emergency first responders, and others. 40 HHS, SAMHSA, Mental Health First Aid Offers Behavioral Health Training , March 15, 2017, https://www.samhsa.gov/homelessness-programs-resources/hpr-resources/mental-health-first-aid-training.
41 T he National Council for Mental Wellbeing (formerly the National Council for Behavioral Health) is a membership and advocacy organization focusing on behavioral health and behavioral health providers. Members include healthcare organizations and management entities that offer treatment for behavioral health issues. T he National Council for Behavioral Health frequently partners with HHS and SAMHSA to carry out certain activities. More information can be found at https://www.thenationalcouncil.org/. 42 MHAT grants are typically in the amount of $125,000. 43 HHS, SAMHSA, ReCAST (Resiliency in Communities After Stress and Trauma) Grants, Grants Archive, FY2016, https://www.samhsa.gov/grants/awards/2016/SM-16-012.
44 HHS, SAMHSA, ReCAST (Resiliency in Communities After Stress and Trauma) Grants, Grants Archive, FY2018, https://www.samhsa.gov/grants/awards/2018/SM-17-009; and HHS, SAMHSA, Justification of Estim ates for
Appropriations Com m ittees for FY2021, http://www.hhs.gov/budget.
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42 U.S. Department of Education, Department of Education Safe Schools and Citizenship Education Fiscal Year 2023 Budget Request, Washington, DC, p. 14, https://www2.ed.gov/about/overview/budget/budget23/justifications/d-ssce.pdf.
43 High-need local educational agency (LEA) is defined in the Federal Register based on factors such as the number and percentage of low-income families living in the LEA, rural status, and teachers with emergency, provisional, or temporary certification or licensure. For the full definition, see ED, OESE, “Applications for New Awards; Mental Health Service Professional Demonstration Grant Program,” 84 Federal Register 29180-29186, June 21, 2019, https://www.federalregister.gov/d/2019-13289/p-68.
44 High-need school is defined in the Federal Register based on each LEA’s ranking of each school by percentage of students from low-income families enrolled in the LEA’s schools, as determined by the LEA based on one of several measures of poverty. For more information, see ED, OESE, “Applications for New Awards; Mental Health Service Professional Demonstration Grant Program,” 84 Federal Register 29180-29186, June 21, 2019, https://www.federalregister.gov/d/2019-13289/p-75.
45 ED, “U.S. Department of Education Announces New Grant Awards to Address School Safety and Improve Access to Mental Health Services,” press release, October 8, 2019, https://www.ed.gov/news/press-releases/us-department-education-announces-new-grant-awards-address-school-safety-and-improve-access-mental-health-services.
46 The six SEAs were in Nevada, New Mexico, Ohio, Rhode Island, Virginia, and Wisconsin.
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Grants to States for Emergency Management In FY2018, ED awarded 10 SEAs and the Public School System of the Northern Mariana Islands five-year grants of up to $750,000 under the Grants to States for Emergency Management (GSEM) program.47 The GSEM program is intended to build the capacity of states to provide LEAs training and technical assistance in the development and implementation of high-quality school emergency operations plans to address both natural and man-made threats. To be considered high-quality under the terms of the grant, school emergency operations plans developed with GSEM grant funding must address five mission areas: (1) prevention, (2) protection, (3) mitigation, (4) response, and (5) recovery.48
Healthy Transitions Program
Federal Agency
Appropriation (FY2022)
HHS, SAMHSA
$29.5 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §520A Mental Health PRNS
The Healthy Transitions program supports services addressing serious mental disorders among youth and young adults aged 16 to 25.
The Healthy Transitions program supports services for youth and young adults aged 16 to 25 who
The Healthy Transitions program supports services for youth and young adults aged 16 to 25 who
either have, or are at risk of developing, a serious mental health condition. According to either have, or are at risk of developing, a serious mental health condition. According to
SAMHSA, youth and young adults with mental SAMHSA, youth and young adults with mental
il nessillness and substance use disorders are more and substance use disorders are more
likelylikely
than their peers to face a more difficult transition to adulthood.than their peers to face a more difficult transition to adulthood.
4549 Healthy Transitions grants Healthy Transitions grants
support screening and detection, outreach and engagement, referrals to treatment, coordination of support screening and detection, outreach and engagement, referrals to treatment, coordination of
care, and evidence-based treatment interventions for this population. Grant-supported activities care, and evidence-based treatment interventions for this population. Grant-supported activities
emphasize outreach and engagement to facilitate access to effective behavioral health emphasize outreach and engagement to facilitate access to effective behavioral health
interventions. Grantees include the state, tribal, or territorial agencies responsible for delivery of interventions. Grantees include the state, tribal, or territorial agencies responsible for delivery of
mental health services to youth and young adults. mental health services to youth and young adults.
The Healthy Transitions program originated in the Obama Administration’s 2013
The Healthy Transitions program originated in the Obama Administration’s 2013
Now Is the Time initiative.initiative.
46 50 In its FY2020 Congressional Budget Justification, SAMHSA stated that this In its FY2020 Congressional Budget Justification, SAMHSA stated that this
program—in addition to Project AWARE—isprogram—in addition to Project AWARE—is
“in support of the Federal Commission on School “in support of the Federal Commission on School
Safety which is aimed at reducing the incidences of school violence across the country and Safety which is aimed at reducing the incidences of school violence across the country and
increasing school-based mental health services.”increasing school-based mental health services.”
4751 In 2019, In 2019,
The Healthy Transitions: Improving
Life Trajectories for Youth and Young Adults with Serious Mental Disorders Program grants grants
specifical yspecifically supported services addressing serious mental disorders among youth and young supported services addressing serious mental disorders among youth and young
adults aged 16 to 25.adults aged 16 to 25.
Trauma Recovery Demonstration Grants
Federal Agency
Appropriation (FY2021)
ED, OESE, OSHS
$6.7 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
ESEA, Title IV-A, §4103(a)(3)
Al funds support demonstration grants to help students from low-income families who have experienced trauma access trauma-specific mental health services. In FY2021, SAMHSA awarded one new grant and supported the continuation of 27 grants.
47 The 10 SEAs were in Louisiana, Maine, Maryland, Nebraska, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, and Tennessee. GSEM grants were awarded one previous time (in 2014).
48 ED, OESE, “Applications for New Awards; Grants to States for School Emergency Management Program,” 83 Federal Register 37797, August 2, 2018.
49 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget. 50 HHS, SAMHSA, “Now is the Time” Healthy Transitions (HT): Improving Life Trajectories for Youth and Young Adults with, or at Risk for, Serious Mental Health Conditions, Funding Opportunity Announcement, April 11, 2014, https://www.samhsa.gov/grants/grant-announcements/sm-14-017.
51 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2020, p. 4, http://www.hhs.gov/budget.
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Trauma Recovery Demonstration Grants
Federal Agency
Appropriation (FY2022)
ED, OESE, OSHS
$6.6 million
Authorizing Legislation
Funds for School Safety/Security Initiatives
ESEA, Title IV-A, §4103(a)(3)
All funds support demonstration grants to help students from low-income families who have experienced trauma access trauma-specific mental health services.
In FY2019, ED established Trauma Recovery Demonstration grants to SEAs to fund model
In FY2019, ED established Trauma Recovery Demonstration grants to SEAs to fund model
programs supporting students from low-income families who have experienced trauma that programs supporting students from low-income families who have experienced trauma that
negatively affects their educational experience. negatively affects their educational experience.
Specifical ySpecifically, these grants are intended to help , these grants are intended to help
such students and their families access trauma-specific mental health services.such students and their families access trauma-specific mental health services.
4852 To establish this To establish this
grant program, ED used funds from the 2% reservation under Section 4103(a)(3) of the ESEA, grant program, ED used funds from the 2% reservation under Section 4103(a)(3) of the ESEA,
which provides for technical assistance and capacity building to support the SSAE grants which provides for technical assistance and capacity building to support the SSAE grants
program.program.
4953 The competition included a competitive preference priority for SEAs that partnered The competition included a competitive preference priority for SEAs that partnered
with one or more nonprofit organizations, IHEs, or state or local mental health agencies.with one or more nonprofit organizations, IHEs, or state or local mental health agencies.
5054 SEAs awarded a Trauma Recovery Demonstration grant are required to provide students who access SEAs awarded a Trauma Recovery Demonstration grant are required to provide students who access
45 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2021, http://www.hhs.gov/budget. 46 HHS, SAMHSA, “Now is the Time” Healthy Transitions (HT): Improving Life Trajectories for Youth and Yo ung
Adults with, or at Risk for, Serious Mental Health Conditions, Funding Opportunity Announcement, April 11, 2014, https://www.samhsa.gov/grants/grant -announcements/sm-14-017.
47 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2020, p. 4, http://www.hhs.gov/budget. 48 ED, “U.S. Department of Education Announces New Grant Awards to Address School Safety and Imp rove Access to Mental Health Services,” press release, October 8, 2019, https://www.ed.gov/news/press-releases/us-department-education-announces-new-grant -awards-address-school-safety-and-improve-access-mental-health-services.
49 For more information, see the “ Student Support and Academic Enrichment (SSAE) Grants” section of this report, and CRS In Focus IF10910, Student Support and Academ ic Enrichment (SSAE) Grants. 50 ED, “Applications for New Awards; T rauma Recovery Demonstration Grant Program,” 84 Federal Register 32128, July 5, 2019.
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mental health services through the program with a choice of providers to best meet their needs. mental health services through the program with a choice of providers to best meet their needs.
ED awarded the first five Trauma Recovery Demonstration grants to SEAs in Alaska, Delaware, ED awarded the first five Trauma Recovery Demonstration grants to SEAs in Alaska, Delaware,
Hawai Hawaii, Louisiana, and Nevada. , Louisiana, and Nevada.
Project School Emergency Response to Violence (Project SERV)
Federal Agency
Appropriation (FY2021) (FY2022)
ED, OESE, OSHS
ED, OESE, OSHS
$
$
4.35.0 mil ion mil ion
Authorizing Legislation
FY2021FY2022 Awards (as of June 4, 2021) May 26, 2022)
National Activities
National Activities
for School Safety, for School Safety,
$
$
1.9 mil ion115,314
ESEA, Title IV-F, §§4601, 4631
ESEA, Title IV-F, §§4601, 4631
Funds for School Safety/Security Initiatives
100% of Project SERV grants support schools 100% of Project SERV grants support schools
recoveringrecovering
from crisesfrom crises
or traumatic events. The or traumatic events. The
number of grants provided to K-12 schools recovering number of grants provided to K-12 schools recovering
from school violencefrom school violence
varies each year. IHEs and schools varies each year. IHEs and schools
recoveringrecovering
from natural disasters also may receive from natural disasters also may receive
Project SERV grants.Project SERV grants.
Section 4601 of the ESEA requires the Secretary of Education to reserve $5
Section 4601 of the ESEA requires the Secretary of Education to reserve $5
mil ionmillion of the of the
National Activities appropriation, under the Title IV, 21st Century Schools program, for National National Activities appropriation, under the Title IV, 21st Century Schools program, for National
Activities for School Safety. The only National Activities for School Safety program that the Activities for School Safety. The only National Activities for School Safety program that the
Secretary of Education is required to use a portion of this reservation for is Project SERV. ED Secretary of Education is required to use a portion of this reservation for is Project SERV. ED
awarded Project SERV grants to LEAs and IHEs totaling over $8.8 awarded Project SERV grants to LEAs and IHEs totaling over $8.8
mil ion in FY2019, $2.8 mil ion in FY2020, and $1.9 mil ion in the first six months of FY2021. In FY2020, Project SERV
was provided an additional $100 mil ion through the CARES Act to supplement existing funds to prevent, prepare for, and respond to the COVID-19 pandemic, including cleaning and disinfecting affected schools and assisting with costs related to counseling and distance learning. million in FY2019, $2.8
52 ED, “U.S. Department of Education Announces New Grant Awards to Address School Safety and Improve Access to Mental Health Services,” press release, October 8, 2019, https://www.ed.gov/news/press-releases/us-department-education-announces-new-grant-awards-address-school-safety-and-improve-access-mental-health-services.
53 For more information, see the “Student Support and Academic Enrichment (SSAE) Grants” section of this report, and CRS In Focus IF10910, Student Support and Academic Enrichment (SSAE) Grants.
54 ED, “Applications for New Awards; Trauma Recovery Demonstration Grant Program,” 84 Federal Register 32128, July 5, 2019.
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million in FY2020, and $2.7 million in FY2021. Appropriations for Project SERV not used in the fiscal year in which they are appropriated remain Appropriations for Project SERV not used in the fiscal year in which they are appropriated remain
available available for awards in subsequent years. for awards in subsequent years.
Project SERV was first proposed in October 1998 as a program that would
Project SERV was first proposed in October 1998 as a program that would
al owallow ED to help ED to help
schools quickly in the wake of a school shooting.schools quickly in the wake of a school shooting.
5155 It was conceived of as a way for ED to It was conceived of as a way for ED to
respond to school based crises in the way the Federal Emergency Management Agency (FEMA) respond to school based crises in the way the Federal Emergency Management Agency (FEMA)
supports communities struck by natural disasters.supports communities struck by natural disasters.
5256 Congress first funded Project SERV in Congress first funded Project SERV in
FY2000 after the 1999 mass shooting at Columbine High School in Columbine, CO. In its first FY2000 after the 1999 mass shooting at Columbine High School in Columbine, CO. In its first
year, Project SERV provided support to two school communities after school shootings. When the year, Project SERV provided support to two school communities after school shootings. When the
September 11th terrorist attacks occurred in 2001, Congress recognized that Project SERV was a September 11th terrorist attacks occurred in 2001, Congress recognized that Project SERV was a
program that could support school communities through a wide variety of crises and expanded the program that could support school communities through a wide variety of crises and expanded the
list of crises affecting LEAs and IHEs that could qualify for Project SERV grants.list of crises affecting LEAs and IHEs that could qualify for Project SERV grants.
53 57
Currently, LEAs and IHEs are eligible
Currently, LEAs and IHEs are eligible
to apply for a Project SERV grant if they experience a to apply for a Project SERV grant if they experience a
violent or traumatic crisis, which disrupts the learning environment, and can: violent or traumatic crisis, which disrupts the learning environment, and can:
1) Demonstrate the traumatic effect on the learning environment including how the event
1) Demonstrate the traumatic effect on the learning environment including how the event
has disrupted teaching and learning; and has disrupted teaching and learning; and
51 Jessica Portner, “President Seeks T o Boost Federal Role in School Safety,” Education Week, Vol. 18, Issue 8, October 18, 1998, pp. 6-7.
52 Joetta L. Sack, “Project SERV Funds Directed T o Attacked Areas,” Education Week, October 3, 2001. 53 Ibid.
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2) Demonstrate that the needed
2) Demonstrate that the needed services cannot beservices cannot be
adequately provided withadequately provided with
existing existing
resources in a comprehensive and timely manner, and that the provision of services and resources in a comprehensive and timely manner, and that the provision of services and
assistance will result in an undue financial hardship on the LEA or IHE.assistance will result in an undue financial hardship on the LEA or IHE.
5458
LEAs and IHEs may apply for a Project SERV grant for a variety of reasons, including but not
LEAs and IHEs may apply for a Project SERV grant for a variety of reasons, including but not
limited to limited to
school shootings;
school shootings;
suicide clusters; suicide clusters;
terrorism (e.g., September 11th attacks, DC sniper shootings); terrorism (e.g., September 11th attacks, DC sniper shootings);
major natural disasters or pandemics (e.g., Hurricanes Harvey and Maria, major natural disasters or pandemics (e.g., Hurricanes Harvey and Maria,
COVID-19);
COVID-19);
bus accidents;
bus accidents;
homicides of students, teachers, or school personnel (committed off school homicides of students, teachers, or school personnel (committed off school
grounds); and
grounds); and
hate crimes committed against students, faculty members, and/or staff.
hate crimes committed against students, faculty members, and/or staff.
55
Two types of Project SERV grants are awarded: (1) Immediate Services grants, which provide short-term support following a traumatic event; and (2) Extended Services grants, which address long-term recovery efforts following a traumatic event. 59
Project SERV funds may be used for a Project SERV funds may be used for a
wide variety of activities, including mental health assessments, referrals, and services for wide variety of activities, including mental health assessments, referrals, and services for
students, faculty, other school personnel, and members of their immediate families; temporary students, faculty, other school personnel, and members of their immediate families; temporary
security measures; technical assistance in developing an appropriate recovery plan for addressing security measures; technical assistance in developing an appropriate recovery plan for addressing
student needs; and training for teachers and staff in student needs; and training for teachers and staff in
implementing the LEA’s recovery plan.
Project SERV funds are managed by different offices within ED, depending on the type of event that has disrupted the learning environment in the school(s) receiving Project SERV funds.
55 Jessica Portner, “President Seeks To Boost Federal Role in School Safety,” Education Week, Vol. 18, Issue 8, October 18, 1998, pp. 6-7.
56 Joetta L. Sack, “Project SERV Funds Directed To Attacked Areas,” Education Week, October 3, 2001. 57 Ibid. 58 ED, “Project School Emergency Response to Violence (SERV): Eligibility,” website, accessed June 2021, https://oese.ed.gov/offices/office-of-formula-grants/safe-supportive-schools/project-serv-school-emergency-response-to-violence/eligibility-project-serv-school-emergency-response-to-violence/.
59 Ibid.
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Project SERV funds for schools that have experienced violent or traumatic events are managed by ED’s Office of Safe and Supportive Schools; Project SERV funds provided in response to a major natural disaster are managed by the ED’s Disaster Recovery Unit.
implementing the LEA’s recovery plan.
Student Safety and Campus Emergency Management Grants
Federal Agency
Appropriation (FY2021 (FY2022)
ED
ED
$0
$0
Authorizing Legislation
Funds for School Safety/Security Initiatives
Higher Education Act (HEA; P.L. 89-329, as amended)
Higher Education Act (HEA; P.L. 89-329, as amended)
Al All program funds are used to make grants to IHEs or program funds are used to make grants to IHEs or
Title VIII-L, §821
Title VIII-L, §821
consortia of IHEs to carry out a range of activities to
consortia of IHEs to carry out a range of activities to
improveimprove
safety and emergencysafety and emergency
communications at IHEs. communications at IHEs.
Grantees must provide nonfederal matching funds equal Grantees must provide nonfederal matching funds equal
to 100% of the amount of the federal grant.to 100% of the amount of the federal grant.
HEA
HEA
Section 821 authorizes the Student Safety and Campus Emergency Management grant Section 821 authorizes the Student Safety and Campus Emergency Management grant
program. Under the program, ED is authorized to award grants, on a competitive basis, to IHEs or program. Under the program, ED is authorized to award grants, on a competitive basis, to IHEs or
consortia of IHEs to pay for the federal share of costs to carry out a range of activities to improve consortia of IHEs to pay for the federal share of costs to carry out a range of activities to improve
safety and emergency communications at IHEs. Grant recipients must provide nonfederal safety and emergency communications at IHEs. Grant recipients must provide nonfederal
matching funds equal to 100% of the amount of the federal grant. matching funds equal to 100% of the amount of the federal grant.
Recipients may use funds for a variety of activities, including (1) developing and implementing
Recipients may use funds for a variety of activities, including (1) developing and implementing
an emergency communications system to notify students of a significant emergency or dangerous an emergency communications system to notify students of a significant emergency or dangerous
situation; (2) supporting measures to improve safety at the grantee IHE campuses, such as situation; (2) supporting measures to improve safety at the grantee IHE campuses, such as
security assessments, personnel security training, and acquisition of security technologies and security assessments, personnel security training, and acquisition of security technologies and
54 ED, “Project School Emergency Response to Violence (SERV): Eligibility,” website, accessed June 2021, https://oese.ed.gov/offices/office-of-formula-grants/safe-supportive-schools/project -serv-school-emergency-response-to-violence/eligibility-project-serv-school-emergency-response-to-violence/. 55 Ibid.
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Federal Support for School Safety and Security
systems (e.g., video surveil ancesystems (e.g., video surveillance); and (3) coordinating with local entities for the provision of ); and (3) coordinating with local entities for the provision of
mental health services for students and staff affected by a campus or community emergency. mental health services for students and staff affected by a campus or community emergency.
The program was first authorized under the Higher Education Opportunity Act of 2008 (P.L. 110-
The program was first authorized under the Higher Education Opportunity Act of 2008 (P.L. 110-
315). Appropriations were authorized for FY2009 through FY2014 at “such sums as may be 315). Appropriations were authorized for FY2009 through FY2014 at “such sums as may be
necessary.”necessary.”
5660 The program has never received an appropriation and, thus, has never been The program has never received an appropriation and, thus, has never been
implemented. implemented.
Non-grant Programs and Initiatives57Initiatives61
DHS Outreach and Capacity Building
Following the February 2018 mass shooting at the Marjory Stoneman Douglas High School in
Following the February 2018 mass shooting at the Marjory Stoneman Douglas High School in
Parkland, FL, DHS began focusing departmental resources on school security. Some of the Parkland, FL, DHS began focusing departmental resources on school security. Some of the
resources include a school safety after-action report and downloadable school safety and security resources include a school safety after-action report and downloadable school safety and security
guides.guides.
5862 Other DHS outreach and capacity-building programs Other DHS outreach and capacity-building programs
specifical yspecifically focus on school focus on school
security and include guidance, training, and support to assist LEAs with identifying and security and include guidance, training, and support to assist LEAs with identifying and
addressing vulnerabilities, and evaluating and building capabilities,addressing vulnerabilities, and evaluating and building capabilities,
as described below.as described below.
Enhancing School Safety Using a Threat Assessment Model
60 Section 422 of the General Education Provisions Act automatically extended the authorization of appropriation for the program for an additional year (through FY2015).
61 Programs and initiatives are listed alphabetically. 62 U.S. Department of Homeland Security (DHS), “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/school-safety-and-security.
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Enhancing School Safety Using a Threat Assessment Model The U.S. Secret Service National Threat Assessment Center (NTAC) developed and published an The U.S. Secret Service National Threat Assessment Center (NTAC) developed and published an
operational guide that outlines steps schools can take to enhance their security.operational guide that outlines steps schools can take to enhance their security.
5963
Active Shooter Preparedness: School Security and Resilience Training
DHS developed and published an active shooter preparedness training for educators, SROs, and DHS developed and published an active shooter preparedness training for educators, SROs, and
school administrators.school administrators.
6064 The training is provided remotely through videos. The training is provided remotely through videos.
School Transportation Transportation Security Outreach
DHS provides guidelines and other materials to LEAs and their transportation providers on DHS provides guidelines and other materials to LEAs and their transportation providers on
school bus security. Publications include the “Employee Guide to School Bus Security”school bus security. Publications include the “Employee Guide to School Bus Security”
6165 issued issued
by DHS’s Transportation Security Administration (TSA).by DHS’s Transportation Security Administration (TSA).
Campus Resilience Program (CRP)
The Campus Resilience Program (CRP) in DHS’s Office of Academic Engagement supports The Campus Resilience Program (CRP) in DHS’s Office of Academic Engagement supports
IHEs in developing and testing emergency preparedness and resilience. Through this program, IHEs in developing and testing emergency preparedness and resilience. Through this program,
DHS assists IHEs in building, sustaining, and promoting resilience by helping them identify DHS assists IHEs in building, sustaining, and promoting resilience by helping them identify
vulnerabilities,vulnerabilities,
providing best practice guides and templates, and supporting opportunities for providing best practice guides and templates, and supporting opportunities for 56 Section 422 of the General Education Provisions Act automatically extended the authorization of appropriation for the program for an additional year (through FY2015).
57 Programs and initiatives are listed alphabetically. 58 U.S. Department of Homeland Security (DHS), “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/school-safety-and-security. 59 DHS, “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/publication/enhancing-school-safety-using-threat-assessment -model-operational-guide-preventing.
60 DHS, “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/school-safety-and-security. 61 DHS, “School Safety and Security,” website, accessed June 2021, https://www.hsdl.org/?abstract&did=770767.
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IHEs to evaluate their preparedness, response, and recovery capabilities. CRP has a resource IHEs to evaluate their preparedness, response, and recovery capabilities. CRP has a resource
library for the academic community, including templates to address a range of vulnerabilities and library for the academic community, including templates to address a range of vulnerabilities and
risks. It includes a variety of capacity-building resources and tools to empower practitioners and risks. It includes a variety of capacity-building resources and tools to empower practitioners and
campus leaders to better prepare for, respond to, and recover from various threats and hazards campus leaders to better prepare for, respond to, and recover from various threats and hazards
posing a risk to the academic community,posing a risk to the academic community,
6266 including guides and best practices on school and including guides and best practices on school and
workplace violence.workplace violence.
6367
Federal Commission on School Safety
In the wake of the February 2018 mass shooting at Marjory Stoneman Douglas High School in
In the wake of the February 2018 mass shooting at Marjory Stoneman Douglas High School in
Parkland, FL, the Trump Administration formed the Federal Commission on School Safety to Parkland, FL, the Trump Administration formed the Federal Commission on School Safety to
make policy recommendations on a range of school safety and security issues. Chaired by then-make policy recommendations on a range of school safety and security issues. Chaired by then-
Secretary of Education Betsy DeVos, the commission also included the leaders of DHS, DOJ, and Secretary of Education Betsy DeVos, the commission also included the leaders of DHS, DOJ, and
HHS. Throughout the spring and summer of 2018, the commission conducted a series of HHS. Throughout the spring and summer of 2018, the commission conducted a series of
meetings, field visits, and listening sessions culminating in the meetings, field visits, and listening sessions culminating in the
Final Report of the Federal
Commission on School Safety Presented to the President of the United States, which was released , which was released
in December 2018. The report provided recommendations to the federal government and state and in December 2018. The report provided recommendations to the federal government and state and
local communities on 19 school safety-related issues organized under three main topic areas: local communities on 19 school safety-related issues organized under three main topic areas:
1. Prevent—preventing school violence,
1. Prevent—preventing school violence,
63 DHS, “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/publication/enhancing-school-safety-using-threat-assessment-model-operational-guide-preventing.
64 DHS, “School Safety and Security,” website, accessed June 2021, https://www.cisa.gov/school-safety-and-security. 65 DHS, “School Safety and Security,” website, accessed June 2021, https://www.hsdl.org/?abstract&did=770767. 66 For more information on the CRP, see https://www.dhs.gov/academicresilience. 67 DHS, “School and Workplace Violence,” website, https://www.dhs.gov/school-and-workplace-violence.
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2. Protect and Mitigate—protecting students and teachers and mitigating the effects
2. Protect and Mitigate—protecting students and teachers and mitigating the effects
of violence, and
of violence, and
3. Respond and Recover—responding to and recovering from attacks.
3. Respond and Recover—responding to and recovering from attacks.
6468
SchoolSafety.gov
The The
Final Report of the Federal Commission on School Safety Presented to the President of the
United States provided the recommendation that “the federal government should develop a provided the recommendation that “the federal government should develop a
clearinghouse to assess, identify, and share best practices related to school security measures, clearinghouse to assess, identify, and share best practices related to school security measures,
technologies, and innovations.”technologies, and innovations.”
6569 DHS administers SchoolSafety.gov, which provides a central DHS administers SchoolSafety.gov, which provides a central
location for school safety and security materials provided by ED, DHS, HHS, and DOJ and serves location for school safety and security materials provided by ED, DHS, HHS, and DOJ and serves
as the clearinghouse recommended by the commission. SchoolSafety.gov provides schools and as the clearinghouse recommended by the commission. SchoolSafety.gov provides schools and
school districts with actionable recommendations and school safety resources to help create safe school districts with actionable recommendations and school safety resources to help create safe
and supportive learning environments. SchoolSafety.gov’s resources are presented along a and supportive learning environments. SchoolSafety.gov’s resources are presented along a
preparedness continuum, beginning with prevention and progressing through protection, preparedness continuum, beginning with prevention and progressing through protection,
mitigation, response, and recovery. Topics covered include bullying, mental health, school mitigation, response, and recovery. Topics covered include bullying, mental health, school
climate, physical security, security personnel, emergency planning, threat assessment and climate, physical security, security personnel, emergency planning, threat assessment and
reporting, and recovery. reporting, and recovery.
Homeland Security Academic Advisory Council (HSAAC)
DHS, in partnership with ED, chairs the Homeland Security Academic Advisory Council
DHS, in partnership with ED, chairs the Homeland Security Academic Advisory Council
(HSAAC), which works with and advises state and local schools, including colleges and (HSAAC), which works with and advises state and local schools, including colleges and
62 For more information on the CRP, see https://www.dhs.gov/academicresilience. 63 DHS, “School and Workplace Violence,” website, https://www.dhs.gov/school-and-workplace-violence. 64 Federal Commission on School Safety, Final Report of the Federal Commission on School Safety Presented to the
President of the United States, ED, DOJ, DHS, and HHS, Washington, DC, December 18, 2018, p. 13, https://www2.ed.gov/documents/school-safety/school-safety-report.pdf.
65 Ibid., p. 126.
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universities, on security issues. The HSAAC is currently comprised of 19 members in addition to universities, on security issues. The HSAAC is currently comprised of 19 members in addition to
the DHS Chair: 16 members are administrators of IHEs or leaders of higher education the DHS Chair: 16 members are administrators of IHEs or leaders of higher education
consortiums or associations, and 3 are ex-officio members from DOJ, ED, and the U.S. consortiums or associations, and 3 are ex-officio members from DOJ, ED, and the U.S.
Department of State. The HSAAC also provides advice and recommendations to the DHS Department of State. The HSAAC also provides advice and recommendations to the DHS
Secretary and departmental senior leadership on matters related to homeland security and the Secretary and departmental senior leadership on matters related to homeland security and the
academic community, including student and recent student graduate recruitment, international academic community, including student and recent student graduate recruitment, international
students, academic research, campus resilience, homeland security academic programs, and students, academic research, campus resilience, homeland security academic programs, and
cybersecurity.cybersecurity.
6670
Jeanne Clery Disclosure of Campus Security Policy and Campus Crime
Statistics Act
HEA
HEA
Section 485(f), referred to as the Clery Act, requires domestic IHEs that participate in the Section 485(f), referred to as the Clery Act, requires domestic IHEs that participate in the
HEAHEA
Title IV federal student financial aid programs to (1) report campus crime statistics to Title IV federal student financial aid programs to (1) report campus crime statistics to
ED67ED71 and (2) establish and disseminate campus safety and security policies. Both the campus crime and (2) establish and disseminate campus safety and security policies. Both the campus crime
statistics and campus safety and security policies must be compiled and disseminated to current statistics and campus safety and security policies must be compiled and disseminated to current
and prospective students and employees in an IHE’s annual security report (ASR). and prospective students and employees in an IHE’s annual security report (ASR).
68 Federal Commission on School Safety, Final Report of the Federal Commission on School Safety Presented to the President of the United States, ED, DOJ, DHS, and HHS, Washington, DC, December 18, 2018, p. 13, https://www2.ed.gov/documents/school-safety/school-safety-report.pdf.
69 Ibid., p. 126. 70 DHS, Homeland Security Academic Advisory Council (HSAAC), https://www.dhs.gov/homeland-security-academic-advisory-council-hsaac#.
71 For additional information, see ED, “Campus Safety,” https://www2.ed.gov/admins/lead/safety/campus.html, accessed May 14, 2021.
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Campus crime statistics that IHEs are required to report to ED and include in their ASRs include
Campus crime statistics that IHEs are required to report to ED and include in their ASRs include
data on the on data on the on
campus68campus72 occurrence of a range of offenses specified in statute, including murder, occurrence of a range of offenses specified in statute, including murder,
burglary, robbery, domestic violence, rape, and other forms of sexual violence. burglary, robbery, domestic violence, rape, and other forms of sexual violence.
ASRs must also include statements of campus safety and security policies regarding, for example,
ASRs must also include statements of campus safety and security policies regarding, for example,
procedures and facilities for students and others to report criminal actions or
procedures and facilities for students and others to report criminal actions or
other emergencies occurring on campus and an IHE’s response to such reports;
other emergencies occurring on campus and an IHE’s response to such reports;
facilities’ security and access;
facilities’ security and access;
campus law enforcement, including the law enforcement authority of campus campus law enforcement, including the law enforcement authority of campus
security personnel;
security personnel;
programs designed to inform students and employees about the prevention of
programs designed to inform students and employees about the prevention of
crimes; and
crimes; and
current campus policies regarding immediate emergency response and evacuation
current campus policies regarding immediate emergency response and evacuation
procedures.
procedures.
Model Emergency Response Policies, Procedures, and Practices
HEA
HEA
Section 822 requires the Secretary of Education, in consultation with the Attorney General Section 822 requires the Secretary of Education, in consultation with the Attorney General
and the Secretary of Homeland Security, to continue to (1) advise IHEs on model emergency and the Secretary of Homeland Security, to continue to (1) advise IHEs on model emergency
response and preparedness policies and procedures and (2) disseminate information about those response and preparedness policies and procedures and (2) disseminate information about those
policies and procedures. Following Section 822’s enactment, ED and several other agencies policies and procedures. Following Section 822’s enactment, ED and several other agencies
(including DHS and DOJ) published the (including DHS and DOJ) published the
Guide for Developing High-Quality Emergency
66 DHS, Homeland Security Academic Advisory Council (HSAAC), https://www.dhs.gov/homeland-security-academic-advisory-council-hsaac#.
67 For additional information, see ED, “Campus Safety,” https://www2.ed.gov/admins/lead/safety/campus.html, accessed May 14, 2021.
68 For purposes of the Clery Act, campus includes campus areas, noncampus areas, and public property, if certain criteria are met. HEA §485(f)(6)(A)(ii).
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link to page 33 Federal Support for School Safety and Security
Operations Plans for Institutions of Higher Education69Operations Plans for Institutions of Higher Education73 to aid IHEs in creating emergency to aid IHEs in creating emergency
operations plans, which may meet Section 822’s mandate. operations plans, which may meet Section 822’s mandate.
Youth Preparedness Council
DHS, through FEMA, created the Youth Preparedness Council in 2012 to engage young leaders
DHS, through FEMA, created the Youth Preparedness Council in 2012 to engage young leaders
interested in supporting emergency preparedness in their communities and schools. According to interested in supporting emergency preparedness in their communities and schools. According to
DHS, the members meet with FEMA staff throughout the school year to provide input on DHS, the members meet with FEMA staff throughout the school year to provide input on
strategies, initiatives, and projects, which may include school safety initiatives. strategies, initiatives, and projects, which may include school safety initiatives.
Additional y,
Additionally, according to DHS, members attend FEMA’s annual council summit in Washington, DC.according to DHS, members attend FEMA’s annual council summit in Washington, DC.
7074
Programs That May Support School Safety
Initiatives
This section of the report presents federal programs that do not This section of the report presents federal programs that do not
specifical yspecifically cite school safety and cite school safety and
security as a primary purpose but may support related activities. These programs permit using security as a primary purpose but may support related activities. These programs permit using
funds to support school safety and security initiatives but do not require funds to be used in this funds to support school safety and security initiatives but do not require funds to be used in this
way. School safety efforts may or may not be explicitly cited as a permitted use of funds in way. School safety efforts may or may not be explicitly cited as a permitted use of funds in
authorizing legislation, appropriations report language, or other agency documents (such as the authorizing legislation, appropriations report language, or other agency documents (such as the
program webpage
72 For purposes of the Clery Act, campus includes campus areas, noncampus areas, and public property, if certain criteria are met. HEA §485(f)(6)(A)(ii).
73 ED et al., Guide for Developing High-Quality Emergency Operations Plans for Institutions of Higher Education, June 2013, https://rems.ed.gov/docs/rems_ihe_guide_508.pdf.
74 DHS, “School Safety and Security,” website, accessed June 2021, https://www.ready.gov/youth-preparedness-council.
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program web page or agency Congressional Budget Justifications). For example, programs that or agency Congressional Budget Justifications). For example, programs that
are primarily focused on students’ academic achievement but are primarily focused on students’ academic achievement but
al owallow a portion of funds to be used a portion of funds to be used
toward a variety of school-based programs—including school safety activities—are included in toward a variety of school-based programs—including school safety activities—are included in
this section, as are children’s mental health programs implemented in schools.this section, as are children’s mental health programs implemented in schools.
7175 Activities for Activities for
some programs included in this section may not appear to be related to school safety, but may some programs included in this section may not appear to be related to school safety, but may
affect school safety-related outcomes. affect school safety-related outcomes.
Programs listed in this section are predominantly grant programs, including block grants, formula
Programs listed in this section are predominantly grant programs, including block grants, formula
grants, or competitive grants. Thegrants, or competitive grants. The
“Non-grant Programs and Initiatives” ” subsection describes subsection describes
several DHS security infrastructure programs and one Centers for Disease Control and Prevention several DHS security infrastructure programs and one Centers for Disease Control and Prevention
(CDC) surveil ance(CDC) surveillance and support initiative. and support initiative.
Grant Programs
Education for the Disadvantaged: Grants to LEAs (Title I-A)
Federal Agency
Appropriation (FY2021) (FY2022)
ED, OESE, Office of State Support (OSS)
ED, OESE, Office of State Support (OSS)
$
$
16.5 bil ion
Funds for School Safety/Security Initiatives
Title I-A schoolwide programs and targeted assistance
69 ED et al., Guide for Developing High-Quality Emergency Operations Plans for Institutions of Higher Education , June 2013, https://rems.ed.gov/docs/rems_ihe_guide_508.pdf. 70 DHS, “School Safety and Security,” website, accessed June 2021, https://www.ready.gov/youth-preparedness-council.
71 While research suggests that individuals with mental health issues are not necessarily more likely to commit violent acts than other individuals, mental health services (including a variety of social-emotional and behavioral health interventions) are often included as part of prevention, intermediation, and recovery activities pertaining to scho ol safety. T herefore, programs that include school-based mental health services but may not explicitly mention “ school safety and security” are included in this section. Most federally supported mental health programs that are administered in community-based settings—and do not explicitly address school safety and security —are not included in this report.
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Authorizing Legislation
programs primarily provide academic support to
ESEA, Title I-A, §§1114, 1115
17.5 bil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
ESEA, Title I-A, §§1114, 1115
Title I-A schoolwide programs and targeted assistance programs primarily provide academic support to disadvantaged children, but may be used, in certain disadvantaged children, but may be used, in certain
circumstances,circumstances,
to provide school-based mental health to provide school-based mental health
servicesservices
or other social services.or other social services.
The exact amount The exact amount
used for school safety and security activities is used for school safety and security activities is
unknown. unknown.
Title I-A of the ESEA authorizes federal aid to LEAs for the education of disadvantaged children.
Title I-A of the ESEA authorizes federal aid to LEAs for the education of disadvantaged children.
Title I-A grants provide supplementary educational and related services to lowTitle I-A grants provide supplementary educational and related services to low
-achieving and -achieving and
other students attending elementary and secondary schools with relatively high concentrations of other students attending elementary and secondary schools with relatively high concentrations of
students from low-income families. LEAs students from low-income families. LEAs
al ocateallocate Title I-A funds to the school level. Public Title I-A funds to the school level. Public
schools operate either schoolwide schools operate either schoolwide
programs72programs76 or targeted assistance programs (TAP). or targeted assistance programs (TAP).
7377 Schoolwide programs are authorized if the percentage of low-income students served by a school Schoolwide programs are authorized if the percentage of low-income students served by a school
is 40% or higher.is 40% or higher.
7478 In schoolwide programs, Title I-A funds may be used to improve the In schoolwide programs, Title I-A funds may be used to improve the
performance of performance of
al all students in a school. Under TAP, Title I-A services are students in a school. Under TAP, Title I-A services are
general ygenerally limited to the limited to the
lowest-achieving students in the school. lowest-achieving students in the school.
While Title I-A does not include a specific list of required or
While Title I-A does not include a specific list of required or
al owableallowable uses of funds, statutory uses of funds, statutory
language does language does
specifical yspecifically mention the use of Title I-A funds for activities related to school mention the use of Title I-A funds for activities related to school
safety. Under schoolwide programs, statutory provisions require a school’s schoolwide plan to safety. Under schoolwide programs, statutory provisions require a school’s schoolwide plan to
include a description of the strategies the school include a description of the strategies the school
wil will implement to address school needs, implement to address school needs,
including addressing the needs of including addressing the needs of
al all students through activities that may include counseling,
75 While research suggests that individuals with mental health issues are not necessarily more likely to commit violent acts than other individuals, mental health services (including a variety of social-emotional and behavioral health interventions) are often included as part of prevention, intermediation, and recovery activities pertaining to school safety. Therefore, programs that include school-based mental health services but may not explicitly mention “school safety and security” are included in this section. Most federally supported mental health programs that are administered in community-based settings—and do not explicitly address school safety and security—are not included in this report.
76 Schoolwide programs are authorized under ESEA, Section 1114. 77 Targeted assistance programs are authorized under ESEA, Section 1115. 78 A Title I-A school in which less than 40% of the children are from low-income families may request a waiver from the SEA to operate a schoolwide program.
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students through activities that may include counseling, school-based mental health programs, mentoring services, and a schoolwide tiered model to school-based mental health programs, mentoring services, and a schoolwide tiered model to
prevent and address problem behavior. Under TAP, each school must use methods and prevent and address problem behavior. Under TAP, each school must use methods and
instructional strategies to strengthen the school’s academic program through activities that may instructional strategies to strengthen the school’s academic program through activities that may
include mental health services, other social services, or a schoolwide system of interventions and include mental health services, other social services, or a schoolwide system of interventions and
supports to prevent and address problem behavior. It may be possible for schools to use Title I-A supports to prevent and address problem behavior. It may be possible for schools to use Title I-A
funds for other school safety-related purposes if they are related to improving student academic funds for other school safety-related purposes if they are related to improving student academic
achievement. Both schoolwide programs and TAP may support programs developed in achievement. Both schoolwide programs and TAP may support programs developed in
coordination with, as coordination with, as
wel well as integration with, other federal, state, and local services, resources, as integration with, other federal, state, and local services, resources,
and programs, including violence prevention programs. and programs, including violence prevention programs.
For more information, see CRS Report R45977,
For more information, see CRS Report R45977,
The Elementary and Secondary Education Act
(ESEA), as Amended by the Every Student Succeeds Act (ESSA): A Primer. .
Supporting Effective Instruction
Federal Agency
Appropriation (FY2021) (FY2022)
ED, OESE, OSS
ED, OESE, OSS
$2.
$2.
12 bil ion bil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
ESEA, Title II-A, §2103
ESEA, Title II-A, §2103
At the discretion
At the discretion
of the state or LEA, funds may be of the state or LEA, funds may be
used to train educators and other personnel in used to train educators and other personnel in
children’schildren’s
mental health and school safety. The exact mental health and school safety. The exact
amount used for school safety and security activities is amount used for school safety and security activities is
unknown. unknown.
72 Schoolwide programs are authorized under ESEA, Section 1114. 73 T argeted assistance programs are authorized under ESEA, Section 1115. 74 A T itle I-A school in which less than 40% of the children are from low-income families may request a waiver from the SEA to operate a schoolwide program.
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Supporting Effective Instruction grants provide funds to states and LEAs to support programs
Supporting Effective Instruction grants provide funds to states and LEAs to support programs
aimed at improving the quality and effectiveness of teachers, principals, and other school leaders, aimed at improving the quality and effectiveness of teachers, principals, and other school leaders,
with the goal of increasing student achievement. Among numerous possible uses of funds, these with the goal of increasing student achievement. Among numerous possible uses of funds, these
grants may be used to develop programs or provide in-service training for educators and other grants may be used to develop programs or provide in-service training for educators and other
school personnel onschool personnel on
recognizing and preventing child sexual abuse;
recognizing and preventing child sexual abuse;
using multitier systems of support such as PBIS; using multitier systems of support such as PBIS;
understanding when and how to refer students affected by trauma and children understanding when and how to refer students affected by trauma and children
with, or at risk of, mental
with, or at risk of, mental
il nessillness to appropriate treatment and intervention to appropriate treatment and intervention
services in the school and in the community; services in the school and in the community;
forming partnerships between school-based mental health programs and public or
forming partnerships between school-based mental health programs and public or
private mental health organizations; and
private mental health organizations; and
addressing issues related to school conditions for student learning, such as safety,
addressing issues related to school conditions for student learning, such as safety,
peer interaction, drug and alcohol abuse, and chronic absenteeism.
peer interaction, drug and alcohol abuse, and chronic absenteeism.
75
Historical y79
Historically, LEAs have used the majority of their ESEA Title II-A , LEAs have used the majority of their ESEA Title II-A
funds76funds80 to support class size to support class size
reduction and teachers’ professional development.reduction and teachers’ professional development.
77
Preparedness Grants
Federal Agency
Appropriations (FY2021)
DHS
State Homeland Security Grant Program ($415 mil ion), Urban Area Security Initiative ($705 mil ion),
Authorizing 81
79 20 U.S.C. §6613, P.L. 114-95 §2103. 80 Reauthorization of the ESEA as the Every Student Succeeds Act (P.L. 114-95), in December 2015, revised Title II-A and changed the name of the program to Supporting Effective Instruction, but its general purpose remained the same.
81 ED, Findings From the 2014–15 Survey on the Use of Funds under Title II, Part A, Washington, DC, July 2015, https://www2.ed.gov/programs/teacherqual/learport.pdf.
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Preparedness Grants
Federal Agency
Appropriations (FY2022)
DHS
Urban Area Security Initiative ($615 mil ion), State Homeland Security Grant Program ($425 mil ion),
Authorizing Legislation
Emergency Management Performance Grant Program
Emergency Management Performance Grant Program
Homeland Security Act (P.L. 107-296), §§2003-2004
Homeland Security Act (P.L. 107-296), §§2003-2004
($355 mil ion)
($355 mil ion)
Funds for School Safety/Security Initiatives
As determinedAs determined
by state, territorial,by state, territorial,
and tribal and tribal
governments.governments.
The exact amount used for school safety The exact amount used for school safety
and security activitiesand security activities
is unknown. is unknown.
FEMA administers a number of grants that “provide state and local governments with
FEMA administers a number of grants that “provide state and local governments with
preparedness program funding in the form of non-disaster grants to enhance the capacity of state preparedness program funding in the form of non-disaster grants to enhance the capacity of state
and local emergency responders to prevent, respond to, and recover from a weapons of mass and local emergency responders to prevent, respond to, and recover from a weapons of mass
destruction terrorism incident involving chemical, biological, radiological, nuclear, explosive destruction terrorism incident involving chemical, biological, radiological, nuclear, explosive
devices, and cyber-attacks.”devices, and cyber-attacks.”
7882 Three of these programs may be used for public school safety and Three of these programs may be used for public school safety and
security if the state, territory, or tribal government awarded the grant determines that public security if the state, territory, or tribal government awarded the grant determines that public
school safety and security is a homeland security priority. These programs include the school safety and security is a homeland security priority. These programs include the
State Homeland Security Grant Program (SHSGP), the Urban Area Security Initiative (UASI), and the
Urban Area Security Initiative (UASI), the State Homeland Security Grant Program (SHSGP), and the Emergency Management Performance Grant Program (EMPG).
Urban Area Security Initiative (UASI) The UASI helps high-threat, high-density urban areas to build and sustain the capabilities necessary to prevent, protect against, mitigate, respond to, and recover from terrorist attacks, which may include public school security activities. UASI recipients are determined annually by DHS and are based on the top 100 Metropolitan Statistical Areas (MSA) as determined by the U.S. Census Bureau. Annually, a limited number of high-risk and high-threat MSAs receive funding. Federal UASI investments are based on UASI recipients’ THIRAs.
State Homeland Emergency Management Performance Grant Program (EMPG).
75 20 U.S.C. §6613, P.L. 114-95 §2103. 76 Reauthorization of the ESEA as the Every Student Succeeds Act (P.L. 114-95), in December 2015, revised T itle II-A and changed the name of the program to Supporting Effective Instruction, but its general purpose remained the same.
77 ED, Findings From the 2014–15 Survey on the Use of Funds under Title II, Part A, Washington, DC, July 2015, https://www2.ed.gov/programs/teacherqual/learport.pdf.
78 See DHS, Federal Emergency Management Agency (FEMA), https://www.fema.gov/preparedness-non-disaster-grants.
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State Homeland Security Grant Program
The SHSGP assists state, territorial, tribal, and local governments with addressing high-priority The SHSGP assists state, territorial, tribal, and local governments with addressing high-priority
preparedness gaps related to potential acts of terrorism.preparedness gaps related to potential acts of terrorism.
7983 Communities develop capabilities to Communities develop capabilities to
prevent, protect against, mitigate, respond to, and recover from threats and hazards that pose the prevent, protect against, mitigate, respond to, and recover from threats and hazards that pose the
greatest terrorism risk, and this may include threats to schools.greatest terrorism risk, and this may include threats to schools.
80 Al 84 All SHSGP grants are based on SHSGP grants are based on
preparedness capability gaps identified during DHS’s Threat and Hazard Identification and Risk preparedness capability gaps identified during DHS’s Threat and Hazard Identification and Risk
Assessment (THIRA) process and assessed in the Stakeholder Preparedness Review (SPR).Assessment (THIRA) process and assessed in the Stakeholder Preparedness Review (SPR).
8185 THIRA is a three-step risk assessment process that assists individuals, businesses, faith-based THIRA is a three-step risk assessment process that assists individuals, businesses, faith-based
organizations, nonprofit groups, schools and academia, and organizations, nonprofit groups, schools and academia, and
al all levels of government in levels of government in
understanding their threats and hazards, and the capabilities required to manage their risk.understanding their threats and hazards, and the capabilities required to manage their risk.
82 SPR is a self-assessment of a jurisdiction’s current capability levels evaluated against the capability
targets established in its THIRA.83
Urban Area Security Initiative (UASI)
The UASI helps high-threat, high-density urban areas to build and sustain the capabilities necessary to prevent, protect against, mitigate, respond to, and recover from terrorist attacks, which may include public school security activities. UASI recipients are determined annual y by
DHS and are based on the top 100 Metropolitan Statistical Areas (MSA) as determined by the U.S. Census Bureau. Annual y, a limited number of high-risk and high-threat MSAs receive
funding. Federal UASI investments are based on UASI recipients’ THIRAs.
Emergency Management Performance Grant Program (EMPG)
86 SPR
82 See DHS, Federal Emergency Management Agency (FEMA), https://www.fema.gov/preparedness-non-disaster-grants.
83 For more information on national preparedness and response, see CRS Report R46696, National Preparedness: A Summary and Select Issues.
84 DHS, “National Preparedness Goal,” website, accessed June 2021, https://www.fema.gov/national-preparedness-goal.
85 Ibid. See also https://www.fema.gov/emergency-managers/risk-management/risk-capability-assessment. 86 DHS, FEMA, “Threat and Hazard Identification and Risk Assessment,” website, accessed June 2021,
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is a self-assessment of a jurisdiction’s current capability levels evaluated against the capability targets established in its THIRA.87
Emergency Management Performance Grant Program (EMPG) The EMPG program provides federal funds to states to assist state, local, territorial, and tribal The EMPG program provides federal funds to states to assist state, local, territorial, and tribal
governments in preparing for governments in preparing for
al all hazards, including human-caused disasters. These funds support hazards, including human-caused disasters. These funds support
the development of an emergency preparedness system for the protection of life and property in the development of an emergency preparedness system for the protection of life and property in
the United States from hazards and to vest responsibility for emergency preparedness jointly in the United States from hazards and to vest responsibility for emergency preparedness jointly in
the federal government, states, and their political subdivisions.the federal government, states, and their political subdivisions.
8488 School security is part of School security is part of
protection of life and property. protection of life and property.
Community Mental Health Services Block Grant (MHBG)
Federal Agency
Appropriation (FY2021) (FY2022)
HHS, SAMHSA
HHS, SAMHSA
$
$
757.6 mil ion
Funds for School Safety/Security Initiatives
The MHBG supports community mental health services
79 For more information on national preparedness and response, see CRS Report R46696, National Preparedness: A
Sum m ary and Select Issues.
80 DHS, “National Preparedness Goal,” website, accessed June 2021, https://www.fema.gov/national-preparedness-goal.
81 Ibid. See also https://www.fema.gov/emergency-managers/risk-management/risk-capability-assessment. 82 DHS, FEMA, “T hreat and Hazard Identification and Risk Assessment,” website, accessed June 2021, http://www.fema.gov/threat -and-hazard-identification-and-risk-assessment .
83 DHS, FEMA, “Risk Capability Assessment,” website, accessed June 2021, https://www.fema.gov/emergency-managers/risk-management/risk-capability-assessment .
84 DHS, FEMA, “Emergency Management Performance Grants Program,” website, accessed June 2021, https://www.fema.gov/grants/preparedness/emergency-management -performance.
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Authorizing Legislation
for adults with serious mental il ness and children with
PHSA, Title XIX-B, Subpart I
serious emotional disturbance. States have flexibility 857.6 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, Title XIX-B, Subpart I
The MHBG supports community mental health services for adults with serious mental il ness and children with serious emotional disturbance. States have flexibility in in
the use of MHBG funds within the frameworkthe use of MHBG funds within the framework
of the of the
state plan and federal requirements.state plan and federal requirements.
Most servicesMost services
are are
community-based, though schools may be a service community-based, though schools may be a service
location. location.
The MHBG
The MHBG
supports community mental health services for adults with serious mental supports community mental health services for adults with serious mental
il nessillness (SMI) and children with serious emotional disturbance (SED). SAMHSA distributes MHBG (SMI) and children with serious emotional disturbance (SED). SAMHSA distributes MHBG
funds to states (including the District of Columbia and specified funds to states (including the District of Columbia and specified
territories85territories89) according to a ) according to a
formula specified in statute. Each state may distribute MHBG funds to local government entities formula specified in statute. Each state may distribute MHBG funds to local government entities
and nongovernmental organizations to provide community mental health services for adults with and nongovernmental organizations to provide community mental health services for adults with
SMI and children with SED in accordance with the state’s plan. States have flexibility in the use SMI and children with SED in accordance with the state’s plan. States have flexibility in the use
of MHBGof MHBG
funds within the framework of the state plan and federal requirements. While use of funds within the framework of the state plan and federal requirements. While use of
funds is funds is
general ygenerally determined by the states, each state must expend at least 10% of its block grant determined by the states, each state must expend at least 10% of its block grant
funds each fiscal year (or at least 20% by the end of the succeeding fiscal year) to support funds each fiscal year (or at least 20% by the end of the succeeding fiscal year) to support
evidence-based programs to address early SMI. Most services are community-based, though evidence-based programs to address early SMI. Most services are community-based, though
schools may be a service location.schools may be a service location.
8690
http://www.fema.gov/threat-and-hazard-identification-and-risk-assessment.
87 DHS, FEMA, “Risk Capability Assessment,” website, accessed June 2021, https://www.fema.gov/emergency-managers/risk-management/risk-capability-assessment.
88 DHS, FEMA, “Emergency Management Performance Grants Program,” website, accessed June 2021, https://www.fema.gov/grants/preparedness/emergency-management-performance.
89 Puerto Rico, the U.S. Virgin Islands, American Samoa, Guam, the Northern Mariana Islands, Palau, the Marshall Islands, and Micronesia. See 42 C.F.R. §300x-64(b)(3).
90 For more information on the MHBG, see CRS Report R46426, Substance Abuse and Mental Health Services Administration (SAMHSA): Overview of the Agency and Major Programs.
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The Edward Byrne Memorial Justice Assistance Grant (JAG) Program
Federal Agency
Appropriation (FY2021) (FY2022)
DOJ, OJP, BJA
DOJ, OJP, BJA
$
$
360.1381.9 mil ion mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
The Violence Against Women and Department of
The Violence Against Women and Department of
JAG grant recipients
JAG grant recipients
may use their funding for school may use their funding for school
Justice Reauthorization Act of 2005 (P.L. 109-162),
Justice Reauthorization Act of 2005 (P.L. 109-162),
safety initiatives,
safety initiatives,
but they are not required to do so. but they are not required to do so.
§1111
§1111
The exact amount used for school safety and security
The exact amount used for school safety and security
activities is unknown. activities is unknown.
JAG is a formula grant program that provides funding to state, local, and tribal governments for a
JAG is a formula grant program that provides funding to state, local, and tribal governments for a
variety of criminal justice initiatives. Grant recipients can use their JAG funds for technical variety of criminal justice initiatives. Grant recipients can use their JAG funds for technical
assistance, training, personnel, equipment, supplies, contractual support, and criminal justice assistance, training, personnel, equipment, supplies, contractual support, and criminal justice
information systems related to JAG’s program purpose areas.information systems related to JAG’s program purpose areas.
8791
JAG’s broad program purpose areas are intended to give grantees flexibility in using grant funds
JAG’s broad program purpose areas are intended to give grantees flexibility in using grant funds
to address local needs. As such, grant recipients may use their funding for school safety to address local needs. As such, grant recipients may use their funding for school safety
initiatives, but they are not required to do so. According to BJA, states can subaward JAG funds initiatives, but they are not required to do so. According to BJA, states can subaward JAG funds
to public or private schools as long as their intended program to public or private schools as long as their intended program
fal sfalls within one of JAG’s program within one of JAG’s program
purpose areas.purpose areas.
8892
For more information, see CRS In Focus IF10691,
For more information, see CRS In Focus IF10691,
The Edward Byrne Memorial Justice
Assistance Grant (JAG) Program.
85 Puerto Rico, the U.S. Virgin Islands, American Samoa, Guam, the Northern Mariana Islands, Palau, the Marshall Islands, and Micronesia. See 42 C.F.R. §300x -64(b)(3).
86 For more information on the MHBG, see CRS Report R46426, Substance Abuse and Mental Health Services
Adm inistration (SAMHSA): Overview of the Agency and Major Program s.
87 JAG’s program areas are enumerated at 34 U.S.C. §10152(a)(1). 88 DOJ, Office of Justice Programs, Bureau of Justice Assistance, Edward Byrne Memorial Justice Assistance Grant
(JAG) Program Assistance Grant (JAG) Program.
Community Support for School Success
Federal Agency
Appropriation (FY2022)
ED, OESE
Promise Neighborhoods: $85.0 mil ion Ful -Service Community Schools: $75.0 mil ion
Authorizing Legislation ESEA, Title IV-F-2, §§4624, 4625
Funds for School Safety/Security Initiatives As determined by grantees (states, LEAs, IHEs, Indian tribes, tribal organizations, and nonprofit organizations) who must provide pipeline services, which may include mental health services and supports. The exact amount used for school safety and security activities is unknown.
The Community Support for School Success subpart (Title IV-F-2 of the ESEA) authorizes both the Promise Neighborhoods and the Full-Service Community Schools (FSCS) programs. Both programs are designed to provide pipeline services, defined as “a continuum of coordinated supports, services, and opportunities for children from birth through entry into and success in postsecondary education, and career attainment.”93 Pipeline services are designed to address the needs of children and youth in the communities served, and may include services such as family and community engagement and support, workforce readiness activities, and mental health services and supports.
91 JAG’s program areas are enumerated at 34 U.S.C. §10152(a)(1). 92 DOJ, Office of Justice Programs, Bureau of Justice Assistance, Edward Byrne Memorial Justice Assistance Grant (JAG) Program Frequently Asked Questions (FAQs), updated May 2021, p. 6, https://bja.ojp.gov/sites/g/files/, updated May 2021, p. 6, https://bja.ojp.gov/sites/g/files/
xyckuh186/files/media/document/jag-faqs.pdfxyckuh186/files/media/document/jag-faqs.pdf
.
93 20 U.S.C. §7272(3), P.L. 114-95 §4622(3). .
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Promise Neighborhoods The Promise Neighborhoods program is designed to provide pipeline services in neighborhoods with high concentrations of low-income individuals and multiple signs of distress (e.g., high rates of poverty, academic failure, and juvenile delinquency), and in schools implementing comprehensive or targeted support and improvement activities under Title I-A. Among other requirements, pipeline services must include strategies to address, through services or programs, mental health services and supports.
Full-Service Community Schools (FSCS) The FSCS program provides grants to public elementary and secondary schools to participate in a community-based effort to coordinate and integrate educational, developmental, family, health, and other comprehensive services through community-based organizations and public and private partnerships. Access to such services is provided in schools to students, families, and the community. Similar to Promise Neighborhoods, FSCS must also provide pipeline services, which must include strategies to address mental health services and supports. Each FSCS must have a plan that describes a needs assessment that identifies academic, physical, nonacademic, health, mental health, and other needs of students, families, and community members. Each FSCS must also have a full-time coordinator to coordinate the delivery of pipeline services.
For more information, see CRS In Focus IF11196, ESEA: The Promise Neighborhoods and Full-Service Community Schools Programs.
for School Safety and Security
Community Oriented Policing Services (COPS) Hiring Program
Federal Agency
Appropriation (FY2021) (FY2022)
DOJ, COPS
DOJ, COPS
$156.5 mil ion
$156.5 mil ion
Funds for School Safety/Security Initiatives
Authorizing Legislation
COPS hiring grants may be used to hire law
COPS hiring grants may be used to hire law
Violent Crime
Violent Crime
Control and Law Enforcement Act of Control and Law Enforcement Act of
enforcement officers
enforcement officers
to serveto serve
as SROs. The exact as SROs. The exact
1994 (P.L. 103-322), as amended, Title I, §10003
1994 (P.L. 103-322), as amended, Title I, §10003
amount used for school safety and security activities is
amount used for school safety and security activities is
unknown. unknown.
The COPS hiring program provides grants to state, local, and tribal governments with primary
The COPS hiring program provides grants to state, local, and tribal governments with primary
law enforcement responsibilities to hire new or former law enforcement officers for entry-level law enforcement responsibilities to hire new or former law enforcement officers for entry-level
positions (e.g., patrol officers, sheriff’s deputies).positions (e.g., patrol officers, sheriff’s deputies).
8994 COPS hiring grants can be used to hire law COPS hiring grants can be used to hire law
enforcement officers to serve as SROs (though there is no data on how frequently COPS grants enforcement officers to serve as SROs (though there is no data on how frequently COPS grants
are used for this purpose). Applicants who want to hire SROs are required to submit a are used for this purpose). Applicants who want to hire SROs are required to submit a
memorandum of understanding between the law enforcement agency and the partner school that memorandum of understanding between the law enforcement agency and the partner school that
outlines the outlines the
SRO program’s purpose, partner roles and responsibilities, requirements for
information sharing, and how the SRO wil be supervised.90“roles, responsibilities, and expectations of the individuals and partners involved including SROs, school officials, law enforcement, education departments, students, and parents.”95 The COPS Office also requires SROs The COPS Office also requires SROs
hired with grant funds to hired with grant funds to
attend a regional training program.91
For more information, see CRS In Focus IF10922, Community Oriented Policing Services
complete a 40-hour SRO basic training course from a list of providers approved by the COPS Office.96
94 For more information on the COPS program, see CRS In Focus IF10922, Community Oriented Policing Services (COPS) Program.
95 DOJ, Community Oriented Policing Services (COPS) Office, School Resource Officer Memorandum of Understanding, p. 1, https://cops.usdoj.gov/pdf/2022ProgramDocs/chp/FY22_SRO_MOU_v1_508.pdf.
96 DOJ, COPS Office, Pre-Award Frequently Asked Questions (FAQ) for FY 2022 COPS Hiring Program (CHP), p. 7, https://cops.usdoj.gov/pdf/2022ProgramDocs/chp/faq.pdf.
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For more information, see CRS In Focus IF10922, Community Oriented Policing Services (COPS) Program. .
Children’s Mental Health Initiative (CMHI)
Federal Agency
Appropriation (FY2021) (FY2022)
HHS, SAMHSA
HHS, SAMHSA
$125 mil ion
$125 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §§561-565.
PHSA, §§561-565.
CMHI grants support a wide variety of activities,
CMHI grants support a wide variety of activities,
including caregiverincluding caregiver
and family support, legal advocacy, and family support, legal advocacy,
tutoring and mentoring,tutoring and mentoring,
vocational skil svocational skil s
training, case training, case
management, medicalmanagement, medical
care, diagnostic and therapeutic care, diagnostic and therapeutic
services,services,
individual and family therapy, diversionindividual and family therapy, diversion
and and
prevention services,prevention services,
and special education classes, and special education classes,
among others.among others.
Most servicesMost services
are community-based, are community-based,
though schools are a common servicethough schools are a common service
location. The location. The
SystemsSystems
of Care portion of CMHI focuses exclusively of Care portion of CMHI focuses exclusively
on children’son children’s
mental health. mental health.
Created in 1992, SAMHSA’s Comprehensive Community Mental Health Services for Children
Created in 1992, SAMHSA’s Comprehensive Community Mental Health Services for Children
with Serious Emotional Disturbances Program—known as the Children’s Mental Health Initiative with Serious Emotional Disturbances Program—known as the Children’s Mental Health Initiative
(CMHI)—serves children with SED.(CMHI)—serves children with SED.
9297 The program does this by supporting Systems of Care for The program does this by supporting Systems of Care for
89 For more information on the COPS program, see CRS In Focus IF10922, Community Oriented Policing Services
(COPS) Program . 90 DOJ, Community Oriented Policing Services (COPS) Office, Memorandum of Understanding Fact Sheet, https://cops.usdoj.gov/pdf/2017AwardDocs/chp/MOU_Fact_Sheet.pdf.
91 DOJ, COPS Office, 2017 COPS Hiring Program , fact sheet, p. 2, https://cops.usdoj.gov/pdf/2017AwardDocs/chp/Pre_Award_Fact_Sheet.pdf. 92 Children with serious emotional disturbance are defined as “persons [f]rom birth up to age 18, [w]ho currently or at any time during the past year, [h]ave had a diagnosable mental, behavioral, or emotional disorder of sufficient duration to meet diagnostic criteria ... [t]hat resulted in functional impairment which substantially interferes with or limits the
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children with emotional disturbances and their families. Systems of Care is a strategic approach children with emotional disturbances and their families. Systems of Care is a strategic approach
to the delivery of services that incorporates family-driven, strengths-based, and to the delivery of services that incorporates family-driven, strengths-based, and
cultural yculturally competent care to meet the physical, competent care to meet the physical,
intel ectualintellectual, emotional, cultural, and social needs of children , emotional, cultural, and social needs of children
and youth. Systems of Care is designed to promote partnerships across child-serving agencies that and youth. Systems of Care is designed to promote partnerships across child-serving agencies that
care for children with SED. The care for children with SED. The
Systems of Care Expansion and Sustainability grants assist states, grants assist states,
local governments, tribes, and territories in their efforts to deliver or facilitate access to local governments, tribes, and territories in their efforts to deliver or facilitate access to
community-based or school-based mental health services. Most services are community-based, community-based or school-based mental health services. Most services are community-based,
though schools are a common location for services.though schools are a common location for services.
9398 Since 2018, there has been a 10% set-aside Since 2018, there has been a 10% set-aside
for efforts to address youth at high clinical risk for psychosis (known as the prodrome phase).
Community Support for School Success
Federal Agency
Appropriation (FY2021)
ED, OESE
Promise Neighborhoods: $81.0 mil ion Ful -Service Community Schools: $30.0 mil ion
Authorizing Legislation ESEA, Title IV-F-2, §§4624, 4625
Funds for School Safety/Security Initiatives
As determined by grantees (states, LEAs, IHEs, Indian tribes, tribal organizations, and nonprofit organizations) who must provide pipeline services, which may include mental health services and supports. The exact amount used for school safety and security activities is unknown.
The Community Support for School Success subpart (Title IV-F-2 of the ESEA) authorizes both the Promise Neighborhoods and the Full-Service Community Schools (FSCS) programs. Both programs are designed to provide pipeline services, defined as “a continuum of coordinated supports, services, and opportunities for children from birth through entry into and success in postsecondary education, and career attainment.”94 Pipeline services are designed to address the needs of children and youth in the communities served, and may include services such as family
and community engagement and support, workforce readiness activities, and mental health
services and supports.
Promise Neighborhoods
The Promise Neighborhoods program is designed to provide pipeline services in neighborhoods with high concentrations of low-income individuals and multiple signs of distress (e.g., high rates
of poverty, academic failure, and juvenile delinquency), and in schools implementing comprehensive or targeted support and improvement activities under Title I-A. Among other requirements, pipeline services must include strategies to address, through services or programs,
mental health services and supports.
Full-Service Community Schools (FSCS)
The FSCS program provides grants to public elementary and secondary schools to participate in a community-based effort to coordinate and integrate educational, developmental, family, health, child’s role or functioning in family, school, or community activities” according to 58 Federal Register 29422, May 20, 1993.
93 HHS, SAMHSA, Center for Mental Health Services, The Comprehensive Community Mental Health Services for
Children with Serious Em otional Disturbances Program , Report to Congress 2016, PEP18-CMHI2016, 2016, https://store.samhsa.gov/sites/default/files/d7/priv/pep18-cmhi2016.pdf. 94 20 U.S.C. §7272(3), P.L. 114-95 §4622(3).
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and other comprehensive services through community-based organizations and public and private partnerships. Access to such services is provided in schools to students, families, and the community. Similar to Promise Neighborhoods, FSCS must also provide pipeline services, which must include strategies to address mental health services and supports. FSCS must have a plan that describes a needs assessment that identifies academic, physical, nonacademic, health, mental health, and other needs of students, families, and community members. Each FSCS must also
have a full-time coordinator to coordinate the delivery of pipeline services.
For more information, see CRS In Focus IF11196, ESEA: The Promise Neighborhoods and Full-
Service Community Schools Programs.
National Child Traumatic Stress Initiative (NCTSI)
Federal Agency
Appropriation (FY2021)
HHS, SAMHSA
$71.9 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §582
The NCTSI supports a network of members in developing and promoting effective community practices for children and adolescents exposed to a wide array of traumatic events. Most of the service providers are community-based, though many grantees partner with local schools and LEAs to train educators and staff. Some community treatment grantees also provide services in school settings. The exact amount used for school-related activities is unknown. for efforts to address youth at high clinical risk for psychosis (known as the prodrome phase). In FY2021, SAMHSA awarded 12 new grants and supported 63 continuation grants and a technical assistance center.99
97 Children with serious emotional disturbance are defined as “persons [f]rom birth up to age 18, [w]ho currently or at any time during the past year, [h]ave had a diagnosable mental, behavioral, or emotional disorder of sufficient duration to meet diagnostic criteria ... [t]hat resulted in functional impairment which substantially interferes with or limits the child’s role or functioning in family, school, or community activities” according to 58 Federal Register 29422, May 20, 1993.
98 HHS, SAMHSA, Center for Mental Health Services, The Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances Program, Report to Congress 2016, PEP18-CMHI2016, 2016, https://store.samhsa.gov/sites/default/files/d7/priv/pep18-cmhi2016.pdf.
99 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2023, http://www.hhs.gov/budget.
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Education of Homeless Children and Youth
Federal Agency
Appropriation (FY2022)
ED, OESE, OSHS
$114.0 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
McKinney-Vento Homeless Assistance Act, Title VII-B
Title VII-B requires SEAs to provide competitive subgrants to LEAs to facilitate school enrol ment, attendance, and success for homeless children and youth. In certain circumstances, these funds may be used to provide school-based mental health services, violence prevention counseling, or other social services. The exact amount used for school safety and security activities is unknown.
Title VII-B of the McKinney-Vento Act authorizes the Education for Homeless Children and Youth program, which is administered by ED and provides funds to SEAs to ensure all homeless children and youth have equal access to public education. Grants made by SEAs to LEAs under this program must be used to facilitate the enrollment, attendance, transportation to school, and success in school of homeless youth. Funds may be used for services such as tutoring; supplemental instruction; specialized instructional support services (including violence prevention counseling); health services and referrals for medical, dental, mental, and other health services; and activities to address the particular needs of homeless children and youth that may arise from domestic violence and parental mental health or substance abuse problems. During school year 2016-2017, more than 1.3 million homeless children and youth were eligible for services. This included more than 118,000 unaccompanied youth.
For more information, see CRS In Focus IF11152, Federal Support for Runaway and Homeless Youth.
National Child Traumatic Stress Initiative (NCTSI)
Federal Agency
Appropriation (FY2022)
HHS, SAMHSA
$81.9 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §582
The NCTSI supports a network of members in developing and promoting effective community practices for children and adolescents exposed to a wide array of traumatic events. Most of the service providers are community-based, though many grantees partner with local schools and LEAs to train educators and staff. Some community treatment grantees also provide services in school settings. The exact amount used for school-related activities is unknown.
Established in 2000, the NCTSI aims to improve behavioral health services and interventions for
Established in 2000, the NCTSI aims to improve behavioral health services and interventions for
children and adolescents exposed to traumatic events. Through the NCTSI, SAMHSA provides children and adolescents exposed to traumatic events. Through the NCTSI, SAMHSA provides
grants, education and training, technical support, data collection, evaluation services, and grants, education and training, technical support, data collection, evaluation services, and
information on evidence-based interventions for trauma care for use in mental health clinics, information on evidence-based interventions for trauma care for use in mental health clinics,
schools, or child welfare or juvenile justice settings. schools, or child welfare or juvenile justice settings.
SAMHSA
SAMHSA
provides funding for a national network of grantees knowns as the National Child provides funding for a national network of grantees knowns as the National Child
Traumatic Stress Network (NCTSN). Funding supports the NCTSN members in developing and Traumatic Stress Network (NCTSN). Funding supports the NCTSN members in developing and
promoting effective community practices for children and adolescents exposed to traumatic promoting effective community practices for children and adolescents exposed to traumatic
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events. A component of this work has been the development of resources and delivery of training events. A component of this work has been the development of resources and delivery of training
and consultation to support the development of trauma-informed child-serving systems. and consultation to support the development of trauma-informed child-serving systems.
While most of the service providers are community-based, many service center grantees partner
While most of the service providers are community-based, many service center grantees partner
with local schools and school systems to provide training to educators and school staff. with local schools and school systems to provide training to educators and school staff.
Additional y, Additionally, some community treatment grantees provide services in school settings such as some community treatment grantees provide services in school settings such as
school-based mental health programs.95
95 For a list of grantees and a brief description of grant -funded programs and activities, see HHS, SAMHSA, “Individual Grant Awards,” 2016, https://www.samhsa.gov/grants/awards/2016/SM-16-005.
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Education of Homeless Children and Youth
Federal Agency
Appropriation (FY2021)
ED, OESE, OSHS
$106.5 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
McKinney-Vento Homeless Assistance Act, Title VII-B
Title VII-B requires SEAs to provide competitive subgrants to LEAs to facilitate school enrol ment, attendance, and success for homeless children and youth. In certain circumstances, these funds may be used to provide school-based mental health services, violence prevention counseling, or other social services. The exact amount used for school safety and security activities is unknown.
Title VII-B of the McKinney-Vento Act authorizes the Education for Homeless Children and Youth program, which is administered by ED and provides funds to SEAs to ensure al homeless children and youth have equal access to public education. Grants made by SEAs to LEAs under this program must be used to facilitate the enrollment, attendance, transportation to school, and
success in school of homeless youth. Funds may be used for services such as tutoring; supplemental instruction; specialized instructional support services (including violence prevention counseling); health services and referrals for medical, dental, mental, and other health services; and activities to address the particular needs of homeless children and youth that may arise from domestic violence and parental mental health or substance abuse problems. During
school year 2016-2017, more than 1.3 mil ion homeless children and youth were eligible for
services. This included more than 118,000 unaccompanied youth.
For more information, see CRS In Focus IF11152, Federal Support for Runaway and Homeless
Youth. school-based mental health programs.100 In FY2021, SAMHSA awarded a new cohort of 106 grants (including seven new grants from the COVID Relief Supplemental Appropriations Act and two grants from the American Rescue Plan Act). SAMHSA also supported 34 continuation grants in FY2021.101
Juvenile Justice and Delinquency Prevention Act, Part B, State Formula Grants
Federal Agency
Appropriation (FY2021) (FY2022)
DOJ, OJP, Office of Juvenile Justice and Delinquency
DOJ, OJP, Office of Juvenile Justice and Delinquency
$
$
66.570 mil ion mil ion
Prevention (OJJDP)
Prevention (OJJDP)
Funds for School Safety/Security Initiatives
Authorizing Legislation
States are authorized to use funding for a variety of
States are authorized to use funding for a variety of
The Juvenile Justice
The Juvenile Justice
and Delinquency Prevention ActReform Act of 2018 (P.L. 115-385)
juvenile justice
juvenile justice
related purposes, somerelated purposes, some
of which might of which might
(P.L. 93-415), as amended, §§220-223
promote school safety and security. The exact amount promote school safety and security. The exact amount
used for school safety and security activities is used for school safety and security activities is
unknown. unknown.
Under this program, the OJJDP makes grants to states that can be used to fund the planning,
Under this program, the OJJDP makes grants to states that can be used to fund the planning,
establishment, operation, coordination, and evaluation of juvenile delinquency programs and to establishment, operation, coordination, and evaluation of juvenile delinquency programs and to
improve juvenileimprove juvenile
justice systems. State formula grant funds are justice systems. State formula grant funds are
al ocated annual yallocated annually based on each based on each
eligible eligible state’s proportion of people under age 18.102state’s proportion of people under age 18.96
96 T here are four core mandates with which, except for specified exceptions, states must generally comply: states must keep status offenders (such as truants) out of secure detention or correctional facilit ies, states cannot detain or confine juveniles in facilities in which they would have contact with adult inmates, juveniles cannot be detained or confined in any jail or lockup for adults, and states must show that they are working to address racial and et hnic disparities within their juvenile justice systems.
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Under the program, 75% of the funding a state receives must be used for juvenile justice-related
Under the program, 75% of the funding a state receives must be used for juvenile justice-related
programs, which could include school safety and security, such as programs, which could include school safety and security, such as
comprehensive juvenile justice and delinquency prevention programs that meet
comprehensive juvenile justice and delinquency prevention programs that meet
the needs of youth through the collaboration of the many local systems before
the needs of youth through the collaboration of the many local systems before
which a youth may appear, including schools, courts, law enforcement agencies, which a youth may appear, including schools, courts, law enforcement agencies,
child protection agencies, mental health agencies, welfare services, health care child protection agencies, mental health agencies, welfare services, health care
agencies, and private nonprofit agencies offering youth services; agencies, and private nonprofit agencies offering youth services;
education programs or supportive services in traditional public schools and
education programs or supportive services in traditional public schools and
detention/corrections education settings to encourage youth to remain in school,
detention/corrections education settings to encourage youth to remain in school,
or alternative learning programs; or alternative learning programs;
mental health services for youth in custody who are in need of such services;
mental health services for youth in custody who are in need of such services;
programs that assist delinquent and at-risk youth in obtaining a sense of safety programs that assist delinquent and at-risk youth in obtaining a sense of safety
and structure, belonging and membership, self-worth and social contribution,
and structure, belonging and membership, self-worth and social contribution,
100 For a list of grantees and a brief description of grant-funded programs and activities, see HHS, SAMHSA, “Individual Grant Awards,” 2016, https://www.samhsa.gov/grants/awards/2016/SM-16-005. 101 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2023, http://www.hhs.gov/budget. 102 There are four core mandates with which, except for specified exceptions, states must generally comply: states must keep status offenders (such as truants) out of secure detention or correctional facilities, states cannot detain or confine juveniles in facilities in which they would have contact with adult inmates, juveniles cannot be detained or confined in any jail or lockup for adults, and states must show that they are working to address racial and ethnic disparities within their juvenile justice systems.
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independence and control over one’s life, and closeness in interpersonal independence and control over one’s life, and closeness in interpersonal
relationships; relationships;
programs, research, or other initiatives primarily to address issues related to
programs, research, or other initiatives primarily to address issues related to
youth gang activity; and
youth gang activity; and
mentoring programs for at-risk youth, youth who have offended, or youth with a
mentoring programs for at-risk youth, youth who have offended, or youth with a
parent or legal guardian who is or was incarcerated.
parent or legal guardian who is or was incarcerated.
For more information, see CRS Report R44879,
For more information, see CRS Report R44879,
Juvenile Justice Funding Trends. .
Prevention and Intervention Programs for Children and Youth Who Are
Neglected, Delinquent, or At-Risk
Federal Agency
Appropriation (FY2021) (FY2022)
ED, OESE
ED, OESE
$
$
48.2 mil ion 48.2 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
ESEA, Title I-D, §1424
ESEA, Title I-D, §1424
LEAs may use funds for the coordination of health and
LEAs may use funds for the coordination of health and
social servicessocial services
for eligiblefor eligible
youth, if there is a likelihood youth, if there is a likelihood
that the provision of such servicesthat the provision of such services
wil increase wil increase the the
probability that they wilprobability that they wil
complete complete their education. The their education. The
exact amount used for school safety and security exact amount used for school safety and security
activities is unknown. activities is unknown.
Title I-D of the ESEA authorizes a pair of programs intended to improve education for students
Title I-D of the ESEA authorizes a pair of programs intended to improve education for students
who are neglected, delinquent, or at risk of dropping out of school. Subpart 1 authorizes grants who are neglected, delinquent, or at risk of dropping out of school. Subpart 1 authorizes grants
for the education of children and youth in state institutions for the neglected or delinquent, for the education of children and youth in state institutions for the neglected or delinquent,
including community day programs and adult correctional institutions. Under Subpart 2, grants including community day programs and adult correctional institutions. Under Subpart 2, grants
are provided to LEAs with high numbers or percentages of children and youth in are provided to LEAs with high numbers or percentages of children and youth in
local ylocally operated operated
correctional facilities for children and youth, including public and private institutions and correctional facilities for children and youth, including public and private institutions and
community day programs or schools that serve delinquent children and youth. These children and community day programs or schools that serve delinquent children and youth. These children and
youth are then served in accordance with Title I-D provisions, which may include using Title I-D youth are then served in accordance with Title I-D provisions, which may include using Title I-D
funds for the coordination of health and social services, including mental health services, if there funds for the coordination of health and social services, including mental health services, if there
is a likelihoodis a likelihood
that the provision of such services that the provision of such services
wil will increase the probability that children and increase the probability that children and
youth served youth served
wil will complete their education.
Centers for Disease Control and Prevention (CDC), Youth Violencecomplete their education.
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Juvenile Justice and Delinquency Prevention Act, Title V, Incentive Grants for
Local Delinquency Prevention
Federal Agency
Appropriation (FY2021)
DOJ, OJP, OJJDP
$15.5 (FY2022)
HHS, CDC, National Center for Injury Prevention and
$15.1 mil ion
Control, Division of Violence Prevention mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
Incentive Grants for Local Delinquency Prevention
Grants awarded by states to eligible entities can be
Programs Act (P.L. 102-586), §5
used for juvenile justice-related programs that might promote school safety and security. The Initiatives
Authorizing Legislation
CDC Youth Violence Prevention initiatives include
Several authorities in PHSA Title III, including §301,
grants and cooperative agreements to schools,
§391, §392, §393.
community organizations, and local health departments to implement youth violence prevention strategies. The
exact amount exact amount
used for school safety and security activities is used for school safety and security activities is
unknown.
Under this program, OJJDP is authorized to make grants to states, which are then transmitted to units of local government or nonprofits in partnership with units of local government, to support delinquency prevention programs for juveniles who have come into contact with, or are at risk for contact with, the juvenile justice system. Grants under this program can be used to support, among other things, child and adolescent health and mental health services, youth mentoring
programs, and after-school programs. For more information, see CRS Report R44879, Juvenile Justice Funding Trends.unknown.
The Centers for Disease Control and Prevention’s National Center for Injury Prevention and Control, Division of Violence Prevention, provides research, information, and strategies for
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preventing bullying and school violence on its Youth Violence website.103 It also supports youth violence prevention related initiatives through cooperative agreements with universities, community organizations, and local health departments implementing youth violence prevention strategies in local communities. Current initiatives include the following:
Preventing Violence Affecting Young Lives (PREVAYL),104 STRYVE: Striving To Reduce Youth Violence Everywhere,105 and National Centers of Excellence in Youth Violence Prevention (YVPCs).106
Garrett Lee Smith (GLS) Youth Suicide Prevention Campus Grants
Federal Agency
Appropriation (FY2021) (FY2022)
HHS, SAMHSA
HHS, SAMHSA
$6.5 mil ion
$6.5 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
PHSA, §520E-2
PHSA, §520E-2
The GLS Youth Suicide Prevention Campus Grants
The GLS Youth Suicide Prevention Campus Grants
program provides funding to IHEs to prevent suicide. program provides funding to IHEs to prevent suicide.
Grantees can use funds for a variety of activities related Grantees can use funds for a variety of activities related
to suicide prevention, including enhancing behavioral to suicide prevention, including enhancing behavioral
health serviceshealth services
on campus. on campus.
The GLS Youth Suicide Prevention Campus Grants program—authorized by the Garrett Lee
The GLS Youth Suicide Prevention Campus Grants program—authorized by the Garrett Lee
Smith Memorial Act of 2004 (P.L. 108-355)—provides grants to IHEs, including tribal colleges Smith Memorial Act of 2004 (P.L. 108-355)—provides grants to IHEs, including tribal colleges
and universities, to prevent suicide and suicide attempts. The purpose of the program is to and universities, to prevent suicide and suicide attempts. The purpose of the program is to
support comprehensive, collaborative, and evidence-based approaches to (1) enhancing mental support comprehensive, collaborative, and evidence-based approaches to (1) enhancing mental
health services for health services for
al all college students, including those at risk for suicide, SMI/SED, and/or college students, including those at risk for suicide, SMI/SED, and/or
substance use disorders; (2) prevent mental and substance use disorders; (3) promote help-seeking substance use disorders; (2) prevent mental and substance use disorders; (3) promote help-seeking
behavior; and (4) improve the identification and treatment of at-risk college students.behavior; and (4) improve the identification and treatment of at-risk college students.
97 The107 As of 2020, the GLS GLS
Youth Suicide Prevention Campus Grants program has awarded 293 grants to 265 IHEs.Youth Suicide Prevention Campus Grants program has awarded 293 grants to 265 IHEs.
98108 In FY2021 In FY2019, SAMHSA, SAMHSA
awarded awarded
2225 new GLS Campus Grants and supported the new GLS Campus Grants and supported the
continuation of 41continuation of 38 GLS Campus Grants. GLS Campus Grants.
109
103 Centers for Disease Control and Prevention (CDC), National Center for Injury Prevention and Control, Division of Violence Prevention, “Youth Violence,” April 14, 2022, https://www.cdc.gov/violenceprevention/youthviolence/index.html.
104 CDC, National Center for Injury Prevention and Control, Division of Violence Prevention, “Preventing Violence Affecting Young Lives (PREVAYL),” August 19, 2021, https://www.cdc.gov/violenceprevention/youthviolence/prevayl.html.
105 CDC, National Center for Injury Prevention and Control, Division of Violence Prevention, “STRYVE: Striving To Reduce Youth Violence Everywhere,” February 25, 2021, https://www.cdc.gov/violenceprevention/youthviolence/stryve/index.html.
106 CDC, National Center for Injury Prevention and Control, Division of Violence Prevention, “National Centers of Excellence in Youth Violence Prevention (YVPCs),” November 6, 2019, https://www.cdc.gov/violenceprevention/youthviolence/yvpc/index.html.
107 HHS, SAMHSA,
97 HHS, SAMHSA, GLS Campus Suicide Prevention Grant, Funding, Funding
Opportunity Announcement (FOA), December 7, Opportunity Announcement (FOA), December 7,
2020, https://www.samhsa.gov/grants/grant2020, https://www.samhsa.gov/grants/grant
-announcements/SM-21-003. -announcements/SM-21-003.
98
108 HHS, HHS,
SAMHSA,SAMHSA,
FY2021 Justification of Estimates for Appropriations Committees, https://www.samhsa.gov/sites/, https://www.samhsa.gov/sites/
default/files/about_us/budget/fy-2021-samhsa-cj.pdfdefault/files/about_us/budget/fy-2021-samhsa-cj.pdf
.
109 HHS, SAMHSA, Justification of Estimates for Appropriations Committees for FY2023, http://www.hhs.gov/budget. .
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Juvenile Justice and Delinquency Prevention Act, Title V, Incentive Grants for Local Delinquency Prevention
Federal Agency
Appropriation (FY2022)
DOJ, OJP, OJJDP
$1.5 mil ion
Authorizing Legislation
Funds for School Safety/Security Initiatives
The Juvenile Justice Reform Act of 2018 (P.L. 115-385)
Grants awarded by states to eligible entities can be used for juvenile justice-related programs that might promote school safety and security. The exact amount used for school safety and security activities is unknown.
Under this program, OJJDP is authorized to make grants to states, which are then transmitted to units of local government or nonprofits in partnership with units of local government, to support delinquency prevention programs for juveniles who have come into contact with, or are at risk for contact with, the juvenile justice system. Grants under this program can be used to support, among other things, child and adolescent health and mental health services, youth mentoring programs, and after-school programs.
For more information, see CRS Report R44879, Juvenile Justice Funding Trends.
for School Safety and Security
Alcohol and Drug Abuse Pr eventionPrevention Grants
Federal Agency
Appropriation (FY2021 (FY2022)
ED
ED
This program has never received
This program has never received
an appropriation. an appropriation.
Authorizing Legislation
Funds for School Safety/Security Initiatives
HEA, Title I-B, §120(e)
HEA, Title I-B, §120(e)
Al All program funds would be used to make grants to program funds would be used to make grants to
IHEs or consortia of IHEs, and enter into contracts IHEs or consortia of IHEs, and enter into contracts
with IHEs, consortia of IHEs, and other organizations to with IHEs, consortia of IHEs, and other organizations to
carry out a range of activities to reduce and eliminate carry out a range of activities to reduce and eliminate
the il egalthe il egal
use of drugs and alcohol and the violence use of drugs and alcohol and the violence
associated with such use. associated with such use.
HEA
HEA
Section 120(e) authorizes the Alcohol and Drug Abuse Prevention Grants program. Under Section 120(e) authorizes the Alcohol and Drug Abuse Prevention Grants program. Under
the program, ED is authorized to award grants, on a competitive basis, to IHEs or consortia of the program, ED is authorized to award grants, on a competitive basis, to IHEs or consortia of
IHEs, and to enter into contracts with IHEs, consortia of IHEs, or other organizations to “develop, IHEs, and to enter into contracts with IHEs, consortia of IHEs, or other organizations to “develop,
implement, operate, improve, and disseminate programs of prevention and education (including implement, operate, improve, and disseminate programs of prevention and education (including
treatment-referral) to reduce and eliminate the treatment-referral) to reduce and eliminate the
il egal illegal use of drugs and alcohol and the violence use of drugs and alcohol and the violence
associated with such use.”associated with such use.”
99110 Grants or contracts may also be used to support a higher education Grants or contracts may also be used to support a higher education
center for drug and alcohol abuse prevention to provide training, technical assistance, and other center for drug and alcohol abuse prevention to provide training, technical assistance, and other
services to the higher education community. services to the higher education community.
Appropriations for the program were authorized for FY2009 through FY2014 at “such sums as
Appropriations for the program were authorized for FY2009 through FY2014 at “such sums as
may be necessary.”may be necessary.”
100111 The program has never received an appropriation and, thus, has never been The program has never received an appropriation and, thus, has never been
implemented.
Non-grant Programs and Initiatives
Centers for Disease Control and Prevention (CDC)implemented.
110 HEA §120(e)(1). 111 Section 422 of the General Education Provisions Act automatically extended the authorization of appropriation for the program for an additional year (through FY2015).
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Non-grant Programs and Initiatives
CDC Surveillance and Support
CDC’s Division of Adolescent and School Health (DASH) conducts public health
CDC’s Division of Adolescent and School Health (DASH) conducts public health
surveil ancesurveillance of of
school-aged children through their school-based school-aged children through their school-based
surveil ancesurveillance branch. DASH works with branch. DASH works with
education agencies and youth-serving organizations to promote environments where youth can education agencies and youth-serving organizations to promote environments where youth can
gain fundamental health knowledge and gain fundamental health knowledge and
skil sskills and establish healthy behaviors. While DASH and establish healthy behaviors. While DASH
focuses on physical health, such as focuses on physical health, such as
sexual ysexually transmitted infection and HIV prevention, it also transmitted infection and HIV prevention, it also
identifies goals such as “establish[ing] safe environments where students feel connected to school identifies goals such as “establish[ing] safe environments where students feel connected to school
and supportive adults.”and supportive adults.”
101112
DHS Infrastructure Security
Federal Agency
Appropriation (FY2021) (FY2022)
DHS, Cybersecurity
DHS, Cybersecurity
and Infrastructure Security Agency and Infrastructure Security Agency
Activities
Activities
funded through multiplefunded through multiple
DHS entities with no DHS entities with no
(CISA)
(CISA)
specific budget line item.
specific budget line item.
Authorizing Legislation
Funds for School Safety/Security Initiatives
Cybersecurity and Infrastructure Security Agency Act
Cybersecurity and Infrastructure Security Agency Act
Activities
Activities
are funded through multipleare funded through multiple
DHS entities DHS entities
of 2018 (P.L. 115-278)
of 2018 (P.L. 115-278)
with no specific budget line item.
with no specific budget line item.
The exact amount used for school safety and security activities is unknown.
The exact amount
99 HEA §120(e)(1). 100 Section 422 of the General Education Provisions Act automatically extended the authorization of appropriation for the program for an additional year (through FY2015). 101 Centers for Disease Control and Prevention (CDC), About the Division of Adolescent and School Health, CDC/DASH Home, https://www.cdc.gov/healthyyouth/about/index.htm.
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used for school safety and security activities is unknown.
Critical infrastructure describes the vital physical and cyber systems and assets for which describes the vital physical and cyber systems and assets for which
incapacity or destruction would have a debilitating impact on U.S. physical security, economic incapacity or destruction would have a debilitating impact on U.S. physical security, economic
security, public health, or public safety. DHS qualifies public schools as critical infrastructure by security, public health, or public safety. DHS qualifies public schools as critical infrastructure by
this definition. On November 16, 2018, Congress enacted the Cybersecurity and Infrastructure this definition. On November 16, 2018, Congress enacted the Cybersecurity and Infrastructure
Security Agency Act of 2018, which established CISA. CISA coordinates security and resilience Security Agency Act of 2018, which established CISA. CISA coordinates security and resilience
efforts using partnerships across the private and public sectors, and delivers technical assistance efforts using partnerships across the private and public sectors, and delivers technical assistance
and assessments to federal stakeholders, as and assessments to federal stakeholders, as
wel well as to critical infrastructure owners and operators as to critical infrastructure owners and operators
nationwide. Three CISA programs and activities that may assist with public nationwide. Three CISA programs and activities that may assist with public
sc hoolschool safety and safety and
security are (1) the Hometown Security Program, (2) Active Shooter Preparedness, and (3) DHS security are (1) the Hometown Security Program, (2) Active Shooter Preparedness, and (3) DHS
Protective Security Advisors.Protective Security Advisors.
102 113
Hometown Security Program
Through the Hometown Security Program, DHS utilizes outreach activities to develop Through the Hometown Security Program, DHS utilizes outreach activities to develop
partnerships between the private and public sectors to mitigate risks and enhance the security and partnerships between the private and public sectors to mitigate risks and enhance the security and
resilience of public sites and events. DHS provides counsel and recommendations about resilience of public sites and events. DHS provides counsel and recommendations about
protective measures that the private and public sectors can implement to protect venues and protective measures that the private and public sectors can implement to protect venues and
facilities, such as public schools.facilities, such as public schools.
103
Active Shooter Preparedness
114
112 CDC, About the Division of Adolescent and School Health, CDC/DASH Home, https://www.cdc.gov/healthyyouth/about/index.htm.
113 DHS, “Critical Infrastructure Security,” website, accessed June 2021, https://www.dhs.gov/topic/critical-infrastructure-security.
114 DHS, “Hometown Security,” website, accessed June 2021, https://www.dhs.gov/cisa/hometown-security.
Congressional Research Service
31
Federal Support for School Safety and Security
Active Shooter Preparedness Through the Active Shooter Preparedness program, DHS provides products, tools, training, and Through the Active Shooter Preparedness program, DHS provides products, tools, training, and
resources to assist communities to prepare for and respond to an active shooter incident. resources to assist communities to prepare for and respond to an active shooter incident.
Resources are tailored to first responders, human resource or security professionals, private Resources are tailored to first responders, human resource or security professionals, private
citizens, and training participants.citizens, and training participants.
104 115
DHS Protective Security Advisors
DHS’s Office of Infrastructure Protection operates the Protective Security Advisor (PSA) DHS’s Office of Infrastructure Protection operates the Protective Security Advisor (PSA)
program. PSAs are critical infrastructure and vulnerability subject matter experts who coordinate program. PSAs are critical infrastructure and vulnerability subject matter experts who coordinate
and facilitate local activities to advise state, local, and private sector officials. The PSA program’s and facilitate local activities to advise state, local, and private sector officials. The PSA program’s
primary mission is to plan, coordinate, and conduct security risk assessments of primary mission is to plan, coordinate, and conduct security risk assessments of
national y
nationally significant critical infrastructure. PSAs also provide planning and outreach activities to significant critical infrastructure. PSAs also provide planning and outreach activities to
communities and community services, such as public schools.communities and community services, such as public schools.
105116
Guidance on Mental Health Disclosures for Students
HEA
HEA
Section 825 requires the Secretary of Education to provide guidance that clarifies the role of Section 825 requires the Secretary of Education to provide guidance that clarifies the role of
IHEs regarding disclosure of education records. This includes the disclosure of education records IHEs regarding disclosure of education records. This includes the disclosure of education records
102 DHS, “Critical Infrastructure Security,” website, accessed June 2021, https://www.dhs.gov/topic/critical-infrastructure-security.
103 DHS, “Hometown Security,” website, accessed June 2021, https://www.dhs.gov/cisa/hometown-security. 104 DHS, to a parent or legal guardian of a dependent student “in the event that such student poses a significant risk of harm to himself or herself or to others, including a significant risk of suicide, homicide, or assault.”
115 DHS, “Active Shooter Preparedness,” website, accessed“Active Shooter Preparedness,” website, accessed
June 2021, https://www.dhs.gov/cisa/active-shooter-June 2021, https://www.dhs.gov/cisa/active-shooter-
preparedness. preparedness.
105
116 DHS, DHS,
“ “Protective Security Advisors,” website,Protective Security Advisors,” website,
accessed accessed June 2021, https://www.dhs.gov/cisa/protective-security-June 2021, https://www.dhs.gov/cisa/protective-security-
advisors. advisors.
Congressional Research Service
Congressional Research Service
30
Federal Support for School Safety and Security
to a parent or legal guardian of a dependent student “in the event that such student poses a significant risk of harm to himself or herself or to others, including a significant risk of suicide,
homicide, or assault.”
Congressional Research Service
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4446
Appendix A. Federal School Safety and Security Programs
Table A-1. Federal Grant Programs that Support Safety and Security for Students in K-12 Public Schools and IHEs
(Listed in alphabetical order by agency)
(Listed in alphabetical order by agency)
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
Programs Administered by the U.S. Department of Education (ED)
Alcohol
Alcohol
and Drug Abuse and Drug Abuse
Higher Education Act (HEA),
Higher Education Act (HEA),
20 U.S.C.
20 U.S.C.
§1011i(e) §1011i(e)
Grants and contracts may be
Grants and contracts may be
Competitive
Competitive
grants to grants to
Prevention Grants
Prevention Grants
Title I-B, §120(e)
Title I-B, §120(e)
used to develop and implement
used to develop and implement
institutions of higher education institutions of higher education
programs to reduce and programs to reduce and
(IHEs) and consortia of IHEs
(IHEs) and consortia of IHEs
eliminate
eliminate
il egalil egal
drug and drug and
and competitive
and competitive
contracts to contracts to
alcohol use and the violence
alcohol use and the violence
IHEs, consortia of IHEs, and
IHEs, consortia of IHEs, and
associated with such use.
associated with such use.
other organizations.
other organizations.
Community Support for School
Community Support for School
Elementary and Secondary Elementary and Secondary
20 U.S.C.
20 U.S.C.
§§7273-7275 §§7273-7275
Grantees must use funds to
Grantees must use funds to
FSCS program: consortiums
FSCS program: consortiums
of of
Success
Success
Education Act (ESEA), Title IV-
Education Act (ESEA), Title IV-
provide
provide
pipeline services, ,
(1) one or more
(1) one or more
local local
F-2, §§4624, 4625
F-2, §§4624, 4625
meaning a continuum of
meaning a continuum of
educational agencies (LEAs) or
educational agencies (LEAs) or
Ful -Service
Ful -Service
Community Community
Schools (FSCS) program Schools (FSCS) program
coordinated supports, services,
coordinated supports, services,
the Bureau of Indian Education
the Bureau of Indian Education
and opportunities for children
and opportunities for children
(BIE) and (2) one or more
(BIE) and (2) one or more
Promise
Promise
Neighborhoods Neighborhoods
to prepare them for
to prepare them for
community-based
community-based
program
program
postsecondary education or
postsecondary education or
organizations, nonprofit
organizations, nonprofit
employment.
employment.
Pipeline Pipeline services services
organizations, or other public
organizations, or other public
may include mental health
may include mental health
or private entities.
or private entities.
services
services
and supports, and and supports, and
Promise
Promise
Neighborhoods: IHEs, Neighborhoods: IHEs,
must facilitate the coordination
must facilitate the coordination
Indian tribes and tribal
Indian tribes and tribal
of the provision of social,
of the provision of social,
organizations, or a nonprofit
organizations, or a nonprofit
health, and mental health
health, and mental health
organization partnered with an
organization partnered with an
services
services
and supports for and supports for
Indian tribe, school district,
Indian tribe, school district,
or or
children, their families,
children, their families,
and and
another nonprofit.
another nonprofit.
community members.
community members.
Education for the
Education for the
ESEA, Title I-A, §§1114, 1115
ESEA, Title I-A, §§1114, 1115
20 U.S.C
20 U.S.C
. §§6314-6315 §§6314-6315
Title I-A funds can be used by
Title I-A funds can be used by
LEAs with relatively
LEAs with relatively
high high
Disadvantaged: Grants to Local
Disadvantaged: Grants to Local
schools operating schoolwide
schools operating schoolwide
concentrations of students
concentrations of students
Educational Agencies
Educational Agencies
(Title I-A) (Title I-A)
programsa programsa for counseling, for counseling,
from low-income
from low-income
families. families.
school-based mental health
school-based mental health
services,services,
and other strategies and other strategies
among numerous possibleamong numerous possible
uses uses
CRS-
CRS-
3233
link to page
link to page
4446
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
of funds. Schools operating
of funds. Schools operating
targeted assistance targeted assistance
programsbprogramsb
may also be able to use funds may also be able to use funds
for health and other social for health and other social
servicesservices
if they are not if they are not
otherwiseotherwise
available. available.
National Activities
National Activities
for School for School
ESEA, Title IV-F
ESEA, Title IV-F
-3, §§4601, , §§4601,
4631
20 U.S.C.
20 U.S.C.
§7281(a) §7281(a)
The Secretary of Education can
The Secretary of Education can
Eligibility
Eligibility
varies by individual varies by individual
Safety
Safety
4631
use funds for grants, contracts, use funds for grants, contracts,
grant program, but often
grant program, but often
Grants to States for
or cooperative agreements
or cooperative agreements
to to
includes state educational
includes state educational
Grants to States for Emergency Management Emergency Management
carry out activities
carry out activities
to improve to improve
agencies (SEAs), LEAs,
agencies (SEAs), LEAs,
IHEs, IHEs,
students’ safety and
students’ safety and
wel well-being. -being.
federal agencies, nonprofit
federal agencies, nonprofit
Mental Health Service
Mental Health Service
organizations, and community-
organizations, and community-
Professional
Professional
based organizations.
based organizations.
Demonstration
Demonstration
Grants Grants
Project Prevent
Project Prevent
School-Based Mental
School-Based Mental
Health ServicesHealth Services
Grants Grants
School Climate
School Climate
Transformation Grants Transformation Grants
Prevention and Intervention
Prevention and Intervention
ESEA, Title I-D, §1424
ESEA, Title I-D, §1424
20 U.S.C.
20 U.S.C.
§§6454, 6302(d) §§6454, 6302(d)
Funds provided to LEAs
Funds provided to LEAs
may be LEAs with high numbers or may be LEAs with high numbers or
Programs
Programs
for Children and for Children and
used for the coordination of
used for the coordination of
percentages of children and
percentages of children and
Youth Who Are Neglected,
Youth Who Are Neglected,
health and social services,
health and social services,
youth residing
youth residing
in local y in locally
Delinquent, or At-Risk
Delinquent, or At-Risk
including mental health
including mental health
operated correctional
operated correctional
facilities facilities
services,
services,
if there is a likelihood if there is a likelihood
for children and youth.
for children and youth.
that the provision of such
that the provision of such
servicesservices
wil wil increase the increase the
probability that individuals probability that individuals
served wilserved wil
complete complete their their
education. education.
Project School Emergency
Project School Emergency
ESEA, Title IV-F
ESEA, Title IV-F
-3, §§4601, , §§4601,
4631
20 U.S.C.
20 U.S.C.
§7281(b) §7281(b)
Project SERV grants are
Project SERV grants are
StatesLEAs and and
LEAsIHEs that have that have
Response to Violence (Project
Response to Violence (Project
4631
awarded to awarded to
states, schools, andLEAs and IHEs that
experienced a violent or
experienced a violent or
SERV)
SERV)
LEAs that have experienced a have experienced a
violent or
traumatic crisis.
traumatic crisis.
violent or traumatic crisistraumatic crisis
to to
initiate or strengthen violence initiate or strengthen violence
prevention programs and other prevention programs and other
activities
CRS-34
CRS-33
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
activities designed to restore designed to restore
learning environments learning environments
disrupted by the disrupted by the
crisis or crisis or traumatic event. Examples of traumatic event. Examples of
al owable services allowable services and activities and activities
related to mental health that related to mental health that
schools and LEAs may use schools and LEAs may use
Project SERV funds toward Project SERV funds toward
include mental health include mental health
assessments,assessments,
referrals,referrals,
and and
servicesservices
related to the related to the
traumatic event for students, traumatic event for students,
faculty, other school personnel, faculty, other school personnel,
and membersand members
of their of their
immediateimmediate
families;families;
and and
overtimeovertime
for teachers, for teachers,
counselors,counselors,
and other staff. and other staff.
Student Support and Academic
Student Support and Academic
ESEA, Title IV-A, §§4104, 4108
ESEA, Title IV-A, §§4104, 4108
20 U.S.C
20 U.S.C
. §§7111-7122 §§7111-7122
States may use funds reserved
States may use funds reserved
Formula
Formula
grants to SEAs grants to SEAs
andare
Enrichment Grants (SSAE)
Enrichment Grants (SSAE)
for state activities to support
for state activities to support
LEAs that qualify for Title I-Abased on their share of prior
LEAs in implementing
LEAs in implementing
mental
funds for serving elementary mental
year ESEA Title I-A grants
health awareness training
health awareness training
and secondary schools withprovided to SEAs. SEAs make
programs and expanding access
programs and expanding access
relatively high concentrationssubgrants to LEAs based on
to or coordinating resources
to or coordinating resources
of students from low-incometheir share of prior year ESEA
for school-based counseling
for school-based counseling
families.Title I-A grants to LEAs in the
and mental health programs,
and mental health programs,
state.
among other possible uses of among other possible uses of
funds. LEAs may use the funds funds. LEAs may use the funds
for school-based mental health for school-based mental health
services,services,
school-based mental school-based mental
health serviceshealth services
partnership partnership
programs,programs,
and school and school
counseling, among other counseling, among other
possiblepossible
uses of funds.
CRS-35
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
uses of funds.
Student Safety and Campus Student Safety and Campus
HEA, Title VIII-L, §821
HEA, Title VIII-L, §821
20 U.S.C.
20 U.S.C.
§1161l §1161l
Grants may be used to pay for
Grants may be used to pay for
Competitive
Competitive
grants to IHEs and grants to IHEs and
Emergency Management Grants
Emergency Management Grants
the federal share of costs for
the federal share of costs for
consortia of IHEs.
consortia of IHEs.
activities to improve
activities to improve
safety and emergency safety and
CRS-34
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
emergency communications at communications at
IHEs. IHEs.
Supporting Effective Instruction
Supporting Effective Instruction
ESEA, Title II-A, §2103
ESEA, Title II-A, §2103
20 U.S.C
20 U.S.C
. §§6611-6614; and §§6611-6614; and
Funds can be used by LEAs to
Funds can be used by LEAs to
LEAs
LEAs
, particularly those with
§6603(a)
§6603(a)
provide in-service
provide in-service
training for school personnel in forming partnerships between school-based mental health programs and public or private mental health organizations, among other possible uses of funds.
training for
high numbers of low-income
school personnel in forming
schools, implementing school
partnerships between school-
personnel-related initiatives,
based mental health programs
including teacher recruitment,
and public or private mental
hiring, and retention; reducing
health organizations, among
class sizes; and providing
other possible uses of funds.
professional development.
Trauma Recovery Trauma Recovery
ESEA, Title IV-A, §4103(a)(3)
ESEA, Title IV-A, §4103(a)(3)
20 U.S.C
20 U.S.C
. §§7113-7114 §§7113-7114
Grants must support students
Grants must support students
Competitive
Competitive
grants to SEAs, or grants to SEAs, or
Demonstration
Demonstration
Grants Grants
from low-income
from low-income
families families who who
SEAs in partnership with
SEAs in partnership with
have experienced trauma that
have experienced trauma that
nonprofit organizations; IHEs;
nonprofit organizations; IHEs;
negatively affects their
negatively affects their
or state or local mental health
or state or local mental health
educational experience in
educational experience in
agencies.
agencies.
accessing trauma-specific
accessing trauma-specific
mental health services. mental health services.
Programs Administered by the U.S. Department of Homeland Security (DHS)
Emergency Management
Emergency Management
The Homeland Security Act
The Homeland Security Act
6 U.S.C. §762; 42 U.S.C. §5121;
6 U.S.C. §762; 42 U.S.C. §5121;
Grants can be used to assist in
Grants can be used to assist in
Grants are awarded to state,
Grants are awarded to state,
Performance
Performance
Grant Program Grant Program
(P.L. 107-296), as amended; the 42 U.
(P.L. 107-296), as amended; the 42 U.
SC. S.C. §§7701 et seq.; and §§7701 et seq.; and
42
preparing for preparing for
al all hazards by hazards by
local, territorial,
local, territorial,
and tribal and tribal
Robert T. Stafford Disaster
Robert T. Stafford Disaster
42 U.S.C.U.S.C.
§§4001 et seq. §§4001 et seq.
supporting the development of
supporting the development of
governments.
governments.
Relief and Emergency
Relief and Emergency
emergency
emergency
preparedness preparedness
Assistance
Assistance
Act (P.L. 93-288), as Act (P.L. 93-288), as
systems.
systems.
amended; the Earthquake
amended; the Earthquake
Hazards Reduction Act of 1977 Hazards Reduction Act of 1977
(P.L. 95-124), as amended; and (P.L. 95-124), as amended; and
the National Flood Insurance the National Flood Insurance
Act of 1968 (P.L. 90-448), as Act of 1968 (P.L. 90-448), as
amended. amended.
CRS-36
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
State Homeland Security Grant State Homeland Security Grant
The Homeland Security Act
The Homeland Security Act
6 U.S.C. §605
6 U.S.C. §605
Grants can be used to assist
Grants can be used to assist
Grants are awarded to states.
Grants are awarded to states.
Program
Program
(P.L. 107-296), as amended,
(P.L. 107-296), as amended,
state, local, and tribal
state, local, and tribal
§2004.
§2004.
governments in preparing for,
governments in preparing for,
protecting against, and protecting against, and
responding to acts of responding to acts of
terrorism. terrorism.
CRS-35
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
Urban Area Security Initiative Urban Area Security Initiative
The Homeland Security Act
The Homeland Security Act
6 U.S.C. §604
6 U.S.C. §604
Grants can be used to assist
Grants can be used to assist
Grants are awarded to high-
Grants are awarded to high-
(P.L. 107-296), as amended,
(P.L. 107-296), as amended,
high-risk urban areas in
high-risk urban areas in
risk
risk
urban areas. urban areas.
§2003.
§2003.
preventing, preparing for,
preventing, preparing for,
protecting against, and protecting against, and
responding to acts of responding to acts of
terrorism. terrorism.
Programs Administered by the U.S. Department of Justice (DOJ)
Community Oriented Policing
Community Oriented Policing
The Violent Crime
The Violent Crime
Control and 34 U.S.C.Control and 34 U.S.C.
§§10381-10389 and §§10381-10389 and
Grants can be used to hire
Grants can be used to hire
Grants can be awarded to
Grants can be awarded to
Services
Services
(COPS) Hiring (COPS) Hiring
Law Enforcement Act of 1994
Law Enforcement Act of 1994
§10261(a)(11)
§10261(a)(11)
entry-level
entry-level
career law career law
state, local, and tribal
state, local, and tribal
Program
Program
(P.L. 103-322), as amended,
(P.L. 103-322), as amended,
enforcement officers
enforcement officers
to to
governments with primary
governments with primary
law law
§10003.
§10003.
increase
increase
community policing community policing
enforcement authority.
enforcement authority.
capacities and support crime
capacities and support crime
prevention efforts. prevention efforts.
Edward Byrne Memorial
Edward Byrne Memorial
Justice Justice
The Violence Against Women
The Violence Against Women
34 U.S.C.
34 U.S.C.
§§10151-10158 §§10151-10158
Grants can be used for state
Grants can be used for state
Grants are awarded to state,
Grants are awarded to state,
Assistance
Assistance
Grant (JAG) Grant (JAG)
and Department of Justice
and Department of Justice
and local initiatives,
and local initiatives,
technical technical
local, and tribal governments.
local, and tribal governments.
Program
Program
Reauthorization Act of 2005
Reauthorization Act of 2005
assistance, training, personnel,
assistance, training, personnel,
(P.L. 109-162), §1111.
(P.L. 109-162), §1111.
equipment, supplies,
equipment, supplies,
contractual support, and contractual support, and
criminalcriminal
justice information justice information
systemssystems
in one or morein one or more
of of
eight program purpose areas: eight program purpose areas:
(1) law enforcement programs; (1) law enforcement programs;
(2) prosecution and court (2) prosecution and court
programs; (3) prevention and programs; (3) prevention and
education programs; (4) education programs; (4)
correctionscorrections
and community and community
correctionscorrections
programs; (5) drug programs; (5) drug
treatment and enforcement treatment and enforcement
CRS-37
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
programs; (6) planning, programs; (6) planning,
evaluation, and technology evaluation, and technology
improvementimprovement
programs; (7) programs; (7)
crimecrime
victim and witness victim and witness
programs (other than victim programs (other than victim
compensation); and (8) mental compensation); and (8) mental
CRS-36
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
health programs and related health programs and related
law enforcementlaw enforcement
and and
correctionscorrections
programs,programs,
including including
behavioral programs and crisis behavioral programs and crisis
intervention teams. intervention teams.
Juvenile Justice and
Juvenile Justice and
The Juvenile Justice and
The Juvenile Justice and
34 U.S.C.
34 U.S.C.
§§11131-11133 and §§11131-11133 and
Grants can be used to fund the
Grants can be used to fund the
Grants are awarded to states.
Grants are awarded to states.
Delinquency Prevention Act,
Delinquency Prevention Act,
Delinquency Prevention Act
Delinquency Prevention Act
§11181(a)
§11181(a)
planning, establishment,
planning, establishment,
Part B, State Formula Grants
Part B, State Formula Grants
(P.L. 93-415), as amended,
(P.L. 93-415), as amended,
operation, coordination, and
operation, coordination, and
§§220-223.
§§220-223.
evaluation of projects
evaluation of projects
that that
improveimprove
juvenile delinquency juvenile delinquency
programs and states’ juvenile programs and states’ juvenile
justice systems. justice systems.
Juvenile Justice and
Juvenile Justice and
The Juvenile Justice and
The Juvenile Justice and
34 U.S.C.
34 U.S.C.
§§11311-11313 §§11311-11313
Grants can be used to support
Grants can be used to support
Grants are awarded to states,
Grants are awarded to states,
Delinquency Prevention Act,
Delinquency Prevention Act,
Delinquency Prevention Act
Delinquency Prevention Act
delinquency prevention
delinquency prevention
and are then
and are then
al ocatedallocated to units to units
Title V, Incentive Grants for
Title V, Incentive Grants for
(P.L. 93-415), as amended,
(P.L. 93-415), as amended,
programs for juveniles
programs for juveniles
who who
of local government or
of local government or
Local Delinquency Prevention
Local Delinquency Prevention
§§501-506.
§§501-506.
have come into contact with,
have come into contact with,
nonprofits in partnership with
nonprofits in partnership with
or are at risk
or are at risk
for contact with, for contact with,
units of local government.
units of local government.
the juvenile justice system.
the juvenile justice system.
Matching Grant Program for
Matching Grant Program for
The Victims of Trafficking and
The Victims of Trafficking and
34 U.S.C.
34 U.S.C.
§§10551-10556 §§10551-10556
Under this program, the
Under this program, the
Grants can be awarded to
Grants can be awarded to
School Security
School Security
Violence Protection Act of
Violence Protection Act of
Bureau of Justice Assistance
Bureau of Justice Assistance
state, local, and tribal
state, local, and tribal
2000 (P.L. 106-368), §1108(b).
2000 (P.L. 106-368), §1108(b).
(BJA) is authorized to award
(BJA) is authorized to award
governments.
governments.
Grants can be Grants can be
grants for (1) training school
grants for (1) training school
subwarded to LEAs,
subwarded to LEAs,
nonprofit nonprofit
personnel and students to
personnel and students to
organizations, or units of local
organizations, or units of local
prevent student violence
prevent student violence
government or tribal
government or tribal
against others and themselves,
against others and themselves,
organizations.
organizations.
(2) developing and operating
(2) developing and operating
anonymous reporting systems anonymous reporting systems
for threats of school violence, for threats of school violence,
(3) developing and operating (3) developing and operating
school threat assessmentschool threat assessment
and and
CRS-38
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
intervention teams and intervention teams and
specialized training for school specialized training for school
officials in responding to mental officials in responding to mental
health crises; and (4) any other health crises; and (4) any other
measuremeasure
that BJA determines that BJA determines
may provide a significant may provide a significant
CRS-37
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
improvement improvement in training, threat in training, threat
assessmentsassessments
and reporting, and and reporting, and
violenceviolence
prevention in schools. prevention in schools.
The COPS Office is authorized The COPS Office is authorized
to award grants to state, local, to award grants to state, local,
and tribal governments for: (1) and tribal governments for: (1)
coordination with local law coordination with local law
enforcement; (2) training for enforcement; (2) training for
local law enforcementlocal law enforcement
officers officers
to prevent student violence to prevent student violence
against others and themselves; against others and themselves;
(3) metal detectors,(3) metal detectors,
locks, locks,
lighting, and other deterrent lighting, and other deterrent
measures;measures;
(4) acquiring and (4) acquiring and
instal inginstalling technology for technology for
expedited notification of local expedited notification of local
law enforcementlaw enforcement
during an during an
emergency; and (5) any other emergency; and (5) any other
measuremeasure
that the COPS Office that the COPS Office
determinesdetermines
may provide a may provide a
significant improvementsignificant improvement
in in
school security. school security.
Programs Administered by the U.S. Department of Health and Human Services (HHS)
Children’s
Children’s
Mental Health Mental Health
Public Health Service
Public Health Service
Act Act
42 U.S.C.
42 U.S.C.
§290ff §290ff
Comprehensive
Comprehensive
Community Community
Grants are awarded to states,
Grants are awarded to states,
Initiative (CMHI)
Initiative (CMHI)
(PHSA), §§561-565
(PHSA), §§561-565
Mental Health Services
Mental Health Services
for for
local governments,
local governments,
tribes, and tribes, and
Children with Serious
Children with Serious
territories
territories
to assist in their to assist in their
Emotional Disturbance
Emotional Disturbance
efforts to deliver
efforts to deliver
or facilitate or facilitate
(Systems of Care Expansion
(Systems of Care Expansion
access to community-based or
access to community-based or
and Sustainability Grants)
and Sustainability Grants)
school-based mental health
school-based mental health
grants support systems of care
grants support systems of care
services
services
to support systemsto support systems
of of
for children with serious
for children with serious
care for children with serious
emotional disturbances. Funds
emotional disturbances.
are used to create CRS-39
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
emotional disturbances. Funds
care for children with serious
are used to create
emotional disturbances.
infrastructure and facilitate infrastructure and facilitate
access to community-based or access to community-based or
school-based mental health school-based mental health
services.services.
Educational professionals Educational
CRS-38
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
professionals also coordinate also coordinate
with CMHI-funded systems of with CMHI-funded systems of
care for referrals,care for referrals,
service service
planning meetings,planning meetings,
and and
evaluation of outcomes. evaluation of outcomes.
Community Mental Health
Community Mental Health
PHSA, Title XIX-B, Subpart I
PHSA, Title XIX-B, Subpart I
42 U.S.C.
42 U.S.C.
§300x §300x
The MHBG supports
The MHBG supports
MHBG funds are distributed to
MHBG funds are distributed to
Services
Services
Block Block Grant (MHBG) Grant (MHBG)
community mental health
community mental health
states (including the District
states (including the District
of of
services
services
for adults with serious for adults with serious
Columbia and specified
Columbia and specified
mental il ness
mental il ness
and children with and children with
territories)
territories)
according to a according to a
serious
serious
emotional emotional disturbance. disturbance.
formula specified in statute.
formula specified in statute.
States have flexibility
States have flexibility
in the use in the use
of MHBG funds within the of MHBG funds within the
frameworkframework
of the state plan of the state plan
and federal requirements.and federal requirements.
Most Most
servicesservices
are community-based, are community-based,
though schools may be a though schools may be a
serviceservice
location. location.
Garrett Lee Smith (GLS)
Garrett Lee Smith (GLS)
PHSA, §520E-2
PHSA, §520E-2
42 U.S.C.
42 U.S.C.
§§290bb-36b §§290bb-36b
The GLS Campus Suicide
The GLS Campus Suicide
IHEs, including state
IHEs, including state
Campus Suicide Prevention
Campus Suicide Prevention
Prevention Grant Program
Prevention Grant Program
universities,
universities,
private four-year private four-year
Grants
Grants
provides funding to IHEs to
provides funding to IHEs to
col eges
col eges
and universities and universities
prevent suicide.
prevent suicide.
Grantees can Grantees can
(including those with religious
(including those with religious
use funds for a variety of
use funds for a variety of
affiliations), community
affiliations), community
activities related to suicide
activities related to suicide
col eges,
col eges,
and minority-serving and minority-serving
prevention, including enhancing
prevention, including enhancing
institutions.
institutions.
behavioral health services
behavioral health services
on on
campus. campus.
National Child Traumatic
National Child Traumatic
PHSA, §582
PHSA, §582
42 U.S.C.
42 U.S.C.
§290hh-1 §290hh-1
Through the NCTSI, the
Through the NCTSI, the
Grants can be awarded to
Grants can be awarded to
Stress
Stress
Initiative (NCTSI) Initiative (NCTSI)
Substance Abuse and Mental
Substance Abuse and Mental
public and nonprofit private
public and nonprofit private
Health Services
Health Services
Administration Administration
entities,
entities,
as wel as well as to Indian as to Indian
(SAMHSA) provides grants,
(SAMHSA) provides grants,
tribes and tribal organizations.
tribes and tribal organizations.
CRS-40
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
education and training, education and training,
Priority
Priority
is given to universities, is given to universities,
technical support, data
technical support, data
hospitals, mental health
hospitals, mental health
col ection,
col ection,
evaluation services, evaluation services,
agencies, and other programs
agencies, and other programs
and information on evidence-
and information on evidence-
that have established clinical
that have established clinical
based interventions for trauma
based interventions for trauma
expertise
expertise
and research and research
care for use in child mental
care for use in child mental
experience in the field of
experience in the field of
CRS-39
Brief Description of
Program
Authorizing Legislation
U.S. Code
Relevant Uses of Funds
Eligibility
health clinics, health clinics, schools, child schools, child
trauma-related mental
trauma-related mental
welfare,
welfare,
or juvenile justice or juvenile justice
disorders.
disorders.
settings.
settings.
Project Advancing
Project Advancing
Wel nessWellness
PHSA, §520A
PHSA, §520A
42 U.S.C.
42 U.S.C.
§290bb-32 §290bb-32
Project AWARE is part of
Project AWARE is part of
The HHS Secretary may carry
The HHS Secretary may carry
and Resiliency
and Resiliency
in Education in Education
SAMHSA’s
SAMHSA’s
Priority Priority Mental Mental
out Mental Health PRNS
out Mental Health PRNS
(AWARE)
(AWARE)
Health Needs of Regional and
Health Needs of Regional and
activities,
activities,
including including
al all Project Project
National Significance (Mental
National Significance (Mental
AWARE programs,
AWARE programs,
directly or directly or
Project AWARE State
Project AWARE State
Grants Grants
Health PRNS). Project AWARE
Health PRNS). Project AWARE
through grants, contracts, or through grants, contracts, or
grants fund activities to identify grants fund activities to identify
cooperative agreements
cooperative agreements
with with
Mental Health Awareness
Mental Health Awareness
children and youth in need of
children and youth in need of
states, political subdivisions of
states, political subdivisions of
Training
Training
mental health services,
mental health services,
increase
increase states, Indian tribes or tribal states, Indian tribes or tribal
Resiliency
Resiliency
in Communities in Communities
access to mental health
access to mental health
organizations, health facilities,
organizations, health facilities,
After Stress
After Stress
and Trauma and Trauma
treatment, and promote
treatment, and promote
mental
mental or programs operated by or in or programs operated by or in
(ReCAST)
(ReCAST)
health literacy among teachers
health literacy among teachers
accordance with a contract or
accordance with a contract or
and school personnel.
and school personnel.
grant with the Indian Health
grant with the Indian Health
Service,Service,
or other public or or other public or
private nonprofit entities. private nonprofit entities.
Youth Prevention and
Youth Prevention and
PHSA, §514 (as amended by
PHSA, §514 (as amended by
42 U.S.C.
42 U.S.C.
§290bb-7a(c) §290bb-7a(c)
This grant program supports
This grant program supports
Grants can be awarded
Grants can be awarded
Recovery
Recovery
P.L. 115-271 enacted October
P.L. 115-271 enacted October
evidence-based substance use
evidence-based substance use
competitively
competitively
to LEAs,to LEAs,
SEAs, SEAs,
24, 2018)
24, 2018)
disorder
disorder
prevention, treatment,prevention, treatment,
IHEs or consortia of IHEs, local IHEs or consortia of IHEs, local
and recoveryand recovery
programs programs for for
boards or one-stop operators,
boards or one-stop operators,
children, adolescents,
children, adolescents,
and and
nonprofit organizations, states,
nonprofit organizations, states,
young adults. For this program,
young adults. For this program,
a political subdivision of a state,
a political subdivision of a state,
the HHS Secretary, in
the HHS Secretary, in
Indian tribes or tribal
Indian tribes or tribal
consultation with ED, is to
consultation with ED, is to
organizations, or a high school
organizations, or a high school
award competitive
award competitive
three-year three-year
or dormitory
or dormitory
serving high serving high
grants to specified eligible
grants to specified eligible
school students that receives
school students that receives
educational or community-
educational or community-
funding from the BIE.
funding from the BIE.
based entities.
based entities.
Source: Table prepared by the Congressional Table prepared by the Congressional
Research ServiceResearch Service
(CRS) using relevant legislation(CRS) using relevant legislation
and materialsand materials
prepared by ED, DHS,prepared by ED, DHS,
DOJ, and HHS. DOJ, and HHS.
CRS-41
a. Schoolwide programsa. Schoolwide programs
are general y are generally authorized under Title I-A if the percentage of low-income students served by a school is 40% or higher. In schools operating authorized under Title I-A if the percentage of low-income students served by a school is 40% or higher. In schools operating
schoolwide
schoolwide
programs,programs,
Title I-A funds may be used to improveTitle I-A funds may be used to improve
the academic achievement of the academic achievement of
al all students in the school.students in the school.
b. Schools operating targeted assistance programs
b. Schools operating targeted assistance programs
use Title I-A funds to provide supplemental educational servicesuse Title I-A funds to provide supplemental educational services
to students with the greatest academic needs.to students with the greatest academic needs.
CRS-
CRS-
4042
Federal Support for School Safety and Security
Appendix B. Other Resources on Federal School
Safety and Security
Research and Statistics
Indicators of School Crime and Safety is an annual report produced jointly by the National Center is an annual report produced jointly by the National Center
for Education Statistics (NCES) in the U.S. Department of Education (ED) and the Bureau of for Education Statistics (NCES) in the U.S. Department of Education (ED) and the Bureau of
Justice Statistics (BJS) in the U.S. Department of Justice (DOJ). This report presents federal data Justice Statistics (BJS) in the U.S. Department of Justice (DOJ). This report presents federal data
on school crime and student safety based on information drawn from a variety of data sources, on school crime and student safety based on information drawn from a variety of data sources,
including national surveys of students, teachers, and principals conducted by ED, DOJ, and the including national surveys of students, teachers, and principals conducted by ED, DOJ, and the
Centers for Disease Control and Prevention (CDC) in the U.S. Department of Health and Human Centers for Disease Control and Prevention (CDC) in the U.S. Department of Health and Human
Services (HHS). Topics covered in the report include student and teacher victimization, bullying Services (HHS). Topics covered in the report include student and teacher victimization, bullying
and cyberbullying, school conditions, fights, weapons, student use of drugs and alcohol, student and cyberbullying, school conditions, fights, weapons, student use of drugs and alcohol, student
perceptions of personal safety at school, and safety and security measures implemented by public perceptions of personal safety at school, and safety and security measures implemented by public
schools. schools.
Indicators of School Crime and Safety (BJS/DOJ and NCES/ED) (BJS/DOJ and NCES/ED)
(https://nces.ed.gov/programs/crimeindicators/)
(https://nces.ed.gov/programs/crimeindicators/)
Data sources for the report: Data sources for the report:
School-Associated Violent Deaths School-Associated Violent Deaths
Surveil anceSurveillance System (SAVD-SS) System (SAVD-SS)
National Vital National Vital
Statistics System (NVSS) Statistics System (NVSS)
National Crime Victimization National Crime Victimization
Survey (NCVS) Survey (NCVS)
School Crime Supplement (SCS) School Crime Supplement (SCS)
Youth Risk Behavior Youth Risk Behavior
Surveil anceSurveillance System (YRBSS) System (YRBSS)
Schools and Staffing Survey (SASS) Schools and Staffing Survey (SASS)
National Teacher and Principal Survey (NTPS) National Teacher and Principal Survey (NTPS)
School Survey on Crime and Safety (SSOCS) School Survey on Crime and Safety (SSOCS)
Fast Response Survey System (FRSS) Fast Response Survey System (FRSS)
Campus Safety and Security Survey Campus Safety and Security Survey
EDFacts EDFacts
Monitoring the Future Survey Monitoring the Future Survey
Studies of Active Shooter Incidents Studies of Active Shooter Incidents
School-Associated Violent Deaths
School-Associated Violent Deaths
Surveil anceSurveillance System (SAVD-SS; CDC/HHS) System (SAVD-SS; CDC/HHS)
(https://www.cdc.gov/violenceprevention/youthviolence/schoolviolence/
(https://www.cdc.gov/violenceprevention/youthviolence/schoolviolence/
SAVD.html) SAVD.html)
Civil
Civil
Rights Data Collection (CRDC; includes data on school related arrests, Rights Data Collection (CRDC; includes data on school related arrests,
referrals to law enforcement, and bullying and harassment)
referrals to law enforcement, and bullying and harassment)
(https://ocrdata.ed.gov)(https://ocrdata.ed.gov)
National Threat Assessment Center (NTAC) Research and Publications
National Threat Assessment Center (NTAC) Research and Publications
(https://www.secretservice.gov/protection/ntac/research/#section-2)
(https://www.secretservice.gov/protection/ntac/research/#section-2)
Crime, Violence, Discipline, and Safety in U.S. Public Schools: Findings From
Crime, Violence, Discipline, and Safety in U.S. Public Schools: Findings From
the School Survey on Crime and Safety: 2017-18 (https://nces.ed.gov/pubs2015/
the School Survey on Crime and Safety: 2017-18 (https://nces.ed.gov/pubs2015/
2015051.pdf)2015051.pdf)
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The CDC provides research, information, and strategies for preventing bullying and school violence on their Youth Violence website:
Youth Violence
(https://www.cdc.gov/violenceprevention/youthviolence/index.html)
CDC youth violence related research and materials include the following:
School-Associated Violent Death Study
(https://www.cdc.gov/violenceprevention/youthviolence/schoolviolence/SAVD.html)
Bullying Surveillance Among Youths: Uniform Definitions for Public Health and
Recommended Data Elements (https://www.cdc.gov/violenceprevention/pdf/Bullying-Definitions-FINAL-a.pdf)
for School Safety and Security
Technical Assistance
Technical assistance (TA) centers help state and local agencies, schools, and institutions of higher Technical assistance (TA) centers help state and local agencies, schools, and institutions of higher
education (IHEs) to implement school safety and security programs and practices. TA centers are education (IHEs) to implement school safety and security programs and practices. TA centers are
typical ytypically competitively awarded grants that operate at a regional or national competitively awarded grants that operate at a regional or national
level. TA centers may level. TA centers may
also provide information and resources to the general public through their websites.also provide information and resources to the general public through their websites.
Center to Improve Social and Emotional Learning and School Safety (SEL
Center )
The SEL Center provides technical assistance to state educational agencies (SEAs) and local
The SEL Center provides technical assistance to state educational agencies (SEAs) and local
educational agencies (LEAs) in the implementing evidence-based social and emotional learning educational agencies (LEAs) in the implementing evidence-based social and emotional learning
programs and practices. The SEL Center provides different levels of TA ranging from the general programs and practices. The SEL Center provides different levels of TA ranging from the general
TA availableTA available
through its website to intensive TA provided over extended partnerships with states through its website to intensive TA provided over extended partnerships with states
and LEAs to help build their capacity to integrate social and emotional learning and school safety and LEAs to help build their capacity to integrate social and emotional learning and school safety
strategies into K-12 programming. strategies into K-12 programming.
Center to Improve Social and Emotional Learning and School Safety
Center to Improve Social and Emotional Learning and School Safety
(https://selcenter.wested.org/)
(https://selcenter.wested.org/)
National Center on Safe Supportive Learning Environments (NCSSLE)
NCSSLE offers information and technical assistance to states, LEAs, and schools that receive
NCSSLE offers information and technical assistance to states, LEAs, and schools that receive
Title IV-A Student Support and Academic Enrichment (SSAE) Grants. NCSSLE also provides Title IV-A Student Support and Academic Enrichment (SSAE) Grants. NCSSLE also provides
listings of grants received by each state, as listings of grants received by each state, as
wel well as by LEAs within each state, from ED and other as by LEAs within each state, from ED and other
federal agencies to support safe and supportive school-based initiatives. federal agencies to support safe and supportive school-based initiatives.
National Center on Safe Supportive Learning Environments
National Center on Safe Supportive Learning Environments
(https://safesupportivelearning.ed.gov/)
(https://safesupportivelearning.ed.gov/)
NCSSLE School Climate Survey Tool
NCSSLE School Climate Survey Tool
(https://safesupportivelearning.ed.gov/edscls)
(https://safesupportivelearning.ed.gov/edscls)
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Federal Support for School Safety and Security
Technical Assistance (TA) Center on Positive Behavioral Interventions and
Supports (PBIS)
The PBIS TA Center provides technical assistance and evaluation tools to SEAs, LEAs, and
The PBIS TA Center provides technical assistance and evaluation tools to SEAs, LEAs, and
schools to support their implementation of PBIS. schools to support their implementation of PBIS.
Positive Behavioral
Positive Behavioral
Interventions and Supports (PBIS) Technical Assistance Interventions and Supports (PBIS) Technical Assistance
Center (https://www.pbis.org/)
Center (https://www.pbis.org/)
Readiness and Emergency Management for Schools Technical Assistance
(REMS TA) Center
The REMS TA Center builds the “preparedness capacity” of schools, LEAs, institutions of higher
The REMS TA Center builds the “preparedness capacity” of schools, LEAs, institutions of higher
education (IHEs), and their community partners and provides information, resources, and services education (IHEs), and their community partners and provides information, resources, and services
in the field of K-12 and higher education emergency operations planning. in the field of K-12 and higher education emergency operations planning.
REMS TA Center (https://rems.ed.gov)
REMS TA Center (https://rems.ed.gov)
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Federal Support for School Safety and Security
Websites
In addition to grant programs to support school safety and security initiatives, the U.S. In addition to grant programs to support school safety and security initiatives, the U.S.
Department of Homeland Security (DHS), ED, DOJ, and HHS have compiled resources that Department of Homeland Security (DHS), ED, DOJ, and HHS have compiled resources that
could be helpful to policymakers who want to understand more about these issues, or families, could be helpful to policymakers who want to understand more about these issues, or families,
teachers, school administrators, and law enforcement professionals who want to explore ways to teachers, school administrators, and law enforcement professionals who want to explore ways to
enhance the safety and security of their local schools. enhance the safety and security of their local schools.
SchoolSafety.gov is a central location for school safety and security materials
SchoolSafety.gov is a central location for school safety and security materials
from DHS, ED, DOJ, and HHS to provide schools and school districts with
from DHS, ED, DOJ, and HHS to provide schools and school districts with
actionable recommendations and school safety resources to help them create safe actionable recommendations and school safety resources to help them create safe
and supportive learning environments. SchoolSafety.gov’s resources are and supportive learning environments. SchoolSafety.gov’s resources are
presented in a preparedness continuum, beginning with prevention and presented in a preparedness continuum, beginning with prevention and
progressing through protection, mitigation, response, and recovery. Topics progressing through protection, mitigation, response, and recovery. Topics
covered include bullying/cyberbullying, mental health, school climate, physical covered include bullying/cyberbullying, mental health, school climate, physical
security, school security personnel, emergency planning, threat assessment and security, school security personnel, emergency planning, threat assessment and
reporting, recovery, and training exercises and reporting, recovery, and training exercises and
dril sdrills. .
(https://schoolsafety.gov) (https://schoolsafety.gov)
The Federal Commission on School Safety provides information on its final
The Federal Commission on School Safety provides information on its final
report and links to federal and state reports on incidents of school violence.
report and links to federal and state reports on incidents of school violence.
(https://www.ed.gov/school-safety) (https://www.ed.gov/school-safety)
The Community Oriented Policing Services (COPS) Office
The Community Oriented Policing Services (COPS) Office
webpageweb page provides provides
background information on School Resource Officers (SROs), and important
background information on School Resource Officers (SROs), and important
considerations when assigning SROs. (https://cops.usdoj.gov/considerations when assigning SROs. (https://cops.usdoj.gov/
supportingsafeschools) supportingsafeschools)
Comprehensive Technical Package for the Prevention of Youth Violence and
Associated Risk Behaviors (https://www.cdc.gov/violenceprevention/pdf/yv-technicalpackage.pdf) (https://www.cdc.gov/violenceprevention/pdf/yv-technicalpackage-spanish.pdf)
DOJ’s crimesolutions.gov website provides information on evaluations of school DOJ’s crimesolutions.gov website provides information on evaluations of school
safety programs and practices. Evaluations can be sorted by those DOJ has rated
safety programs and practices. Evaluations can be sorted by those DOJ has rated
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Federal Support for School Safety and Security
as effective, those that are “promising,” and those that are ineffective. as effective, those that are “promising,” and those that are ineffective.
(https://crimesolutions.gov) (https://crimesolutions.gov)
K-12 School Security Guide (2nd Edition) and School Security Survey
K-12 School Security Guide (2nd Edition) and School Security Survey
(https://www.dhs.gov/publication/k-12-school-security-guide)
(https://www.dhs.gov/publication/k-12-school-security-guide)
The National Criminal Justice Reference Service provides a directory of
The National Criminal Justice Reference Service provides a directory of
resources related to school safety, including Q&As on school safety topics, links
resources related to school safety, including Q&As on school safety topics, links
to DOJ publications on school safety, and links to other school safety resources. to DOJ publications on school safety, and links to other school safety resources.
(https://www.ncjrs.gov/schoolsafety/additional.html) (https://www.ncjrs.gov/schoolsafety/additional.html)
National Institute of Justice’s (NIJ’s) Comprehensive School Safety Initiative
National Institute of Justice’s (NIJ’s) Comprehensive School Safety Initiative
(CSSI; NIJ/DOJ)
(CSSI; NIJ/DOJ)
(https://nij.ojp.gov/topics/articles/nijs-comprehensive-school-safety-initiative) (https://nij.ojp.gov/topics/articles/nijs-comprehensive-school-safety-initiative)
What Do Data Reveal About Violence
What Do Data Reveal About Violence
in Schools? (NIJ/DOJ) in Schools? (NIJ/DOJ)
(https://nij.ojp.gov/topics/articles/what-do-data-reveal-about-violence-schools)
(https://nij.ojp.gov/topics/articles/what-do-data-reveal-about-violence-schools)
School Safety and Security (Cybersecurity and Infrastructure Security
School Safety and Security (Cybersecurity and Infrastructure Security
Agency/DHS)
Agency/DHS)
(https://www.dhs.gov/cisa/school-safety-and-security) (https://www.dhs.gov/cisa/school-safety-and-security)
Safe Youth, Safe Schools (CDC/HHS) StopBullying.gov
(https://www.
(https://www.
cdc.gov/features/safeschools/index.html)
StopBullying.gov
(https://www.stopbullying.gov/)
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Federal Support for School Safety and Security
Suicide Prevention Resource Center: Youth
(https://www.sprc.org/populations/youthstopbullying.gov/)
Suicide Prevention Resource Center: Youth
(https://www.sprc.org/populations/youth)
Violence Education Tools Online (VetoViolence)
(https://vetoviolence.cdc.gov/apps/main/home) )
Violence Prevention at Youth.gov
Violence Prevention at Youth.gov
(https://youth.gov/youth-topics/violence-prevention)
(https://youth.gov/youth-topics/violence-prevention)
Author Information
Kyrie E. Dragoo, Coordinator Kyrie E. Dragoo, Coordinator
Shawn Reese
Shawn Reese
Analyst in Education Policy
Analyst in Education Policy
Analyst in Emergency Management and Homeland
Analyst in Emergency Management and Homeland
Security Policy
Security Policy
Nathan James
Nathan James
Alexandra Hegji
Alexandra Hegji
Analyst in Crime Policy
Analyst in Crime Policy
Analyst in Social Policy
Analyst in Social Policy
Johnathan H. Duff
Johnathan H. Duff
Analyst in Health Policy
Analyst in Health Policy
Congressional Research Service
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Federal Support for School Safety and Security
Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan
shared staff to congressional committees and Members of Congress. It operates solely at the behest of and shared staff to congressional committees and Members of Congress. It operates solely at the behest of and
under the direction of Congress. Information in a CRS Report should under the direction of Congress. Information in a CRS Report should
n otnot be relied upon for purposes other be relied upon for purposes other
than public understanding of information that has been provided by CRS to Members of Congress in than public understanding of information that has been provided by CRS to Members of Congress in
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Congressional Research Service
Congressional Research Service
R46872
R46872
· VERSION 1 · NEW
447 · UPDATED
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