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Central Valley Project: Issues and Legislation

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Central Valley Project: Issues and Legislation
November 12, 2020March 8, 2021
The Central The Central Val ey Valley Project (CVP), a federal water project owned and operated by the Project (CVP), a federal water project owned and operated by the
U.S. Bureau of Reclamation (Reclamation), is one of the world’s largest water supply U.S. Bureau of Reclamation (Reclamation), is one of the world’s largest water supply
projects. The Charles V. Stern
projects. The CVP covers approximately 400 miles in California, from Redding to CVP covers approximately 400 miles in California, from Redding to
Bakersfield, and draws from Specialist in Natural Specialist in Natural
Bakersfield, and draws from two large river basins: the Sacramento and the San Joaquin.two large river basins: the Sacramento and the San Joaquin. Resources Policy
It is composed of 20 dams and It is composed of 20 dams and Resources Policy reservoirs and numerous pieces of water storage and reservoirs and numerous pieces of water storage and

conveyance infrastructure. In an average conveyance infrastructure. In an average year, the CVP delivers more than 7 year, the CVP delivers more than 7 mil ion
Pervaze A. Sheikh
million acre-feet of water to support irrigated agriculture, municipalities, and fish and wildlife acre-feet of water to support irrigated agriculture, municipalities, and fish and wildlife
Specialist in Natural
needs, among other purposes. About 75% of CVP water is needs, among other purposes. About 75% of CVP water is used for agricultural
Resources Policy
Pervaze A. Sheikh Specialist in Natural used for agricultural irrigation, including 7 of California’s top 10 agricultural counties. The CVP irrigation, including 7 of California’s top 10 agricultural counties. The CVP Resources Policy is operated is operated

jointly with the State Water Project (SWP), which provides much of its water to jointly with the State Water Project (SWP), which provides much of its water to

municipal users in Southern California. municipal users in Southern California.
CVP water is delivered to users that have contracts with Reclamation, which is part of the Department of the CVP water is delivered to users that have contracts with Reclamation, which is part of the Department of the
Interior. These contractors receive varying levels of priority for water deliveries based on several factors, Interior. These contractors receive varying levels of priority for water deliveries based on several factors,
including hydrology, water rights, prior agreements with Reclamation, and regulatory requirements. The including hydrology, water rights, prior agreements with Reclamation, and regulatory requirements. The
Sacramento and San Joaquin Rivers’ confluence with the San Francisco Bay (Sacramento and San Joaquin Rivers’ confluence with the San Francisco Bay (Bay-Delta or or Delta) is a hub for ) is a hub for
CVP water deliveries; many CVPCVP water deliveries; many CVP contractors south of the Delta receive water that is “exported” from north of the contractors south of the Delta receive water that is “exported” from north of the
Delta. Delta.
Development of the CVP resulted in significant changes to the area’s natural hydrology. However, construction of Development of the CVP resulted in significant changes to the area’s natural hydrology. However, construction of
most CVP facilities predated major federal natural resources and environmental protection laws. Much of the most CVP facilities predated major federal natural resources and environmental protection laws. Much of the
current debate related to the CVPcurrent debate related to the CVP revolves around how to deal with changes to the hydrologic system that were revolves around how to deal with changes to the hydrologic system that were
not significantly mitigated for when not significantly mitigated for when the project was constructed. Dry conditions since the onset of these requirements—including a prolonged drought from 2012 to 2016 and below-normal precipitation and snowpack in 2020 and 2021—have curtailed annual CVP water supplies that are provided to users (allocations) and increased the stakes of these debates. the project was constructed. Thus, multiple ongoing efforts to protect species
and restore habitat have been authorized and are incorporated into project operations.
Congress has engaged in CVP issues through oversight and at times legislation, most recently through provisions
in the 2016 Water Infrastructure Improvements for the Nation (WIIN Act; P.L. 114-322) that, among other things,
authorized changes to operations in an attempt to provide for delivery of more water under certain circumstances.
Although some stakeholders are interested in further operational changes to enhance CVP water deliveries, others
are focused on the environmental impacts of operations.
Various state and federal proposals are currently under consideration and have generated controversy for their Various state and federal proposals are currently under consideration and have generated controversy for their
potential to affect CVP operations and potential to affect CVP operations and al ocationsallocations. In late 2018, the State of California. In late 2018, the State of California finalized finalized revisions to its revisions to its
Bay-Delta Water Quality Control Plan that would require that more flows from the San Joaquin and Sacramento Bay-Delta Water Quality Control Plan that would require that more flows from the San Joaquin and Sacramento
Rivers reach the Bay-Delta for water quality and fish and wildlifeRivers reach the Bay-Delta for water quality and fish and wildlife enhancement (i.e., reduced water supplies for enhancement (i.e., reduced water supplies for
other users). “Voluntary agreements” that might replace some or other users). “Voluntary agreements” that might replace some or al all of these requirements are currently being of these requirements are currently being
negotiated but have yet to be finalized. Concurrently, the Trump Administration negotiated but have yet to be finalized. Concurrently, the Trump Administration is aimingattempted to increase CVP water to increase CVP water
supplies for users supplies for users by makingand made changes to long-term operations of the CVP changes to long-term operations of the CVP, pursuant to in a 2019 biological opinion a 2019 biological opinion
created under the Endangered Species Act (ESA; 87 Stat. 884. 16 U.S.C. §§1531-1544). California and created under the Endangered Species Act (ESA; 87 Stat. 884. 16 U.S.C. §§1531-1544). California and
environmental nongovernmental organizations have opposed these efforts and filed lawsuits to prevent environmental nongovernmental organizations have opposed these efforts and filed lawsuits to prevent
implementation of the changes. The court issued a preliminary injunction on May 11, 2020, temporarily implementation of the changes. The court issued a preliminary injunction on May 11, 2020, temporarily
prohibiting Reclamation from implementing the operational changes through May 31, 2020; on June 24, 2020,prohibiting Reclamation from implementing the operational changes through May 31, 2020; on June 24, 2020, the the
court declined to extend the preliminary injunction further. Efforts to add or supplement CVP storage and court declined to extend the preliminary injunction further. Efforts to add or supplement CVP storage and
conveyance also are being considered and are under study by federal and state entities. conveyance also are being considered and are under study by federal and state entities.
In the 116th Congress, legislators may consider bil sCongress has engaged in CVP issues through oversight and legislation, most recently in the form of provisions enacted under the 2016 Water Infrastructure Improvements for the Nation (WIIN Act; P.L. 114-322). Among other things, this act authorized changes to CVP operations that attempt to provide increased water supplies for agricultural and municipal contractors under certain circumstances. In the same legislation, Congress also authorized funding for new water storage projects that are expected to benefit CVP operations. In the 117th Congress, legislators may consider bills and conduct oversight on efforts to increase CVP water and conduct oversight on efforts to increase CVP water
exports compared to current baselines. Some in Congress have also weighed in on disagreements between state exports compared to current baselines. Some in Congress have also weighed in on disagreements between state
and federal project operators and the status of coordinated operations of the CVP and SWP. Congress is also and federal project operators and the status of coordinated operations of the CVP and SWP. Congress is also
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Central Valley Project: Issues and Legislation

considering whether to approve funding for new water storage projects and may consider legislation to extend or considering whether to approve funding for new water storage projects and may consider legislation to extend or
amend CVP authorities. amend CVP authorities.
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Contents
Introduction ................................................................................................................... 1
Recent Developments ...................................................................................................... 1
Background.................................................................................................................... 2
Overview of the CVP and California Water Infrastructure ................................................ 3
Central Valley Project Water Contractors and Allocations ................................................ 6
CVP Al ocations................................................................................................... 98
State Water Project Allocations .................................................................................. 11
Combined CVP/SWP Operations ............................................................................... 11

CVP/SWP Exports ............................................................................................. 12
Constraints on CVP Deliveries ........................................................................................ 13
Water Quality Requirements: Bay-Delta Water Quality Control Plan ............................... 14
Bay-Delta Plan Update........................................................................................ 15
Endangered Species Act ........................................................................................... 17
Central Valley Project Improvement Act...................................................................... 21
Ecosystem Restoration Efforts ........................................................................................ 22
Trinity River Restoration Program.............................................................................. 23
San Joaquin River Restoration Program ...................................................................... 23
CALFED Bay-Delta Restoration Program ................................................................... 24
New Storage and Conveyance ......................................................................................... 25
New and Augmented Water Storage Projects................................................................ 25
Delta Conveyance Project ......................................................................................... 2627
Congressional Interest.................................................................................................... 27
CVP Operations Under the WIIN Act and Other Authorities ........................................... 2728
New Water Storage Projects ...................................................................................... 2829
Concluding Observations ............................................................................................... 29

Figures
Figure 1. Central Valley Project (CVP) and Related Facilities ................................................ 5
Figure 2. Shasta Dam and Reservoir................................................................................... 6
Figure 3. Central Valley Project: Maximum Contract Amounts............................................... 8
Figure 4. Central Valley Project (CVP) and State Water Project (SWP) Exports ...................... 13

Tables
Table 1. CVP Water Allocations by Water Year, 2011-2020 2012-2021.................................................. 10
Table 2. California State Water Project (SWP) Al ocations by Water Year, 2012-2020 .............. 11
Table 3. COACoordinated Operations Agreement (COA) Regulatory Requirements for CVP/SWP In-basin Storage Withdrawals ......................... 12
Table 4. Al ocations for Section 4007 Water Storage Projects .............................................. 12 Table 4. Congressional y Approved Allocations for Section 4007 Water Storage Projects ......... 26

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Appendixes
Appendix. CVP Water Contractors................................................................................... 31

Contacts
Author Information ....................................................................................................... 33

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Introduction
The Bureau of Reclamation (Reclamation), part of the Department of the Interior (DOI), operates The Bureau of Reclamation (Reclamation), part of the Department of the Interior (DOI), operates
the multipurpose federal Central Val ey Project (CVP) in California, one of the world’s largest the multipurpose federal Central Val ey Project (CVP) in California, one of the world’s largest
water storage and conveyance systems. The CVP runs approximately 400 miles in California, water storage and conveyance systems. The CVP runs approximately 400 miles in California,
from Redding to Bakersfield from Redding to Bakersfield (Figure 1). It supplies water to hundreds of thousands of acres of . It supplies water to hundreds of thousands of acres of
irrigated agriculture throughout the state, including some of the most valuable cropland in the irrigated agriculture throughout the state, including some of the most valuable cropland in the
country. It also provides water to selected state and federal wildlife refuges, as wel as to some country. It also provides water to selected state and federal wildlife refuges, as wel as to some
municipal and industrial (M&I) water users. The CVP’s operations are coordinated with the municipal and industrial (M&I) water users. The CVP’s operations are coordinated with the
state’s other largest water supply project, the state-operated State Water Project (SWP). state’s other largest water supply project, the state-operated State Water Project (SWP).
This report provides information on hydrologic conditions in California and their impact on state This report provides information on hydrologic conditions in California and their impact on state
and federal water management, with a focus on deliveries related to the federal CVP. It also and federal water management, with a focus on deliveries related to the federal CVP. It also
summarizes selected issues for Congress related to the CVP. summarizes selected issues for Congress related to the CVP.
Recent Developments
The drought of 2012-2016, widely considered to be among California’s most severe droughts in The drought of 2012-2016, widely considered to be among California’s most severe droughts in
recent history, resulted in major reductions to CVP contractor al ocations and economic and recent history, resulted in major reductions to CVP contractor al ocations and economic and
environmental impacts throughout the state.1 These impacts were of interest to Congress, which environmental impacts throughout the state.1 These impacts were of interest to Congress, which
oversees federal operation of the CVP. Although the drought ended with the wet winter of 2017, oversees federal operation of the CVP. Although the drought ended with the wet winter of 2017,
many of the water supply controversies associated with the CVP predated those water shortages
and remain unresolvedbelow-normal hydrologic conditions (e.g., winter snowpack) in 2020 and 2021 have ensured the debate continues. Absent major changes to existing hydrologic, legislative, and regulatory . Absent major changes to existing hydrologic, legislative, and regulatory
baselines, most agree that at least some water users are likely to face baselines, most agree that at least some water users are likely to face ongoing constraints to their
constrained water supplies. Due to the limited water supplies available, proposed changes to the current water supplies. Due to the limited water supplies available, proposed changes to the current
operations and operations and al ocation system are controversial. al ocation system are controversial.
As a result of the scarcity of water in the West and the importance of federal water infrastructure As a result of the scarcity of water in the West and the importance of federal water infrastructure
to the region, western water issues are regularly of interest to many lawmakers. Legislation to the region, western water issues are regularly of interest to many lawmakers. Legislation
enacted in the 114th Congress (Title II of the Water Infrastructure Improvements for the Nation enacted in the 114th Congress (Title II of the Water Infrastructure Improvements for the Nation
[WIIN] Act; P.L. 114-322) included several CVP-related sections.2 These provisions directed [WIIN] Act; P.L. 114-322) included several CVP-related sections.2 These provisions directed
pumping to “maximize” water supplies for the CVP (including pumping or “exports” to CVP pumping to “maximize” water supplies for the CVP (including pumping or “exports” to CVP
water users south of the Sacramento and San Joaquin Rivers’ confluence with the San Francisco water users south of the Sacramento and San Joaquin Rivers’ confluence with the San Francisco
Bay, known as the Bay, known as the Bay-Delta or or Delta) in accordance with applicable biological opinions (BiOps) ) in accordance with applicable biological opinions (BiOps)
for project operations.3 They also al owed for increased pumping during certain storm events for project operations.3 They also al owed for increased pumping during certain storm events
generating high flows, authorized actions to facilitate water transfers, and established a new generating high flows, authorized actions to facilitate water transfers, and established a new
standard for measuring the effects of water operations on species. In addition to operational standard for measuring the effects of water operations on species. In addition to operational
provisions, the WIIN Act authorized funding for construction of new federal and nonfederal water
storage projects. CVP projects are among the most likely recipients of this funding.

1 For more information on drought in general, see CRS Report R43407, 1 For more information on drought in general, see CRS Report R43407, Drought in the United States: Causes and
Current Understanding
, by Peter Folger. , by Peter Folger.
2 For more information, see CRS Report R44986, 2 For more information, see CRS Report R44986, Water Infrastructure Improvements for the Nation (WIIN) Act:
Bureau of Reclam ation and California Water Provisions
, by Charles V. Stern, Pervaze A. Sheikh, and Nicole T . Carter, by Charles V. Stern, Pervaze A. Sheikh, and Nicole T . Carter . .
3 T he Endangered Species Act (ESA) requires that a federal agency proposing an action that may have an effect on a 3 T he Endangered Species Act (ESA) requires that a federal agency proposing an action that may have an effect on a
listed species consult with the U.S. Fish and Wildlife Service or the National Marine Fisheries Service (i.e., regulatory listed species consult with the U.S. Fish and Wildlife Service or the National Marine Fisheries Service (i.e., regulatory
agencies). T he action agency will commonly complete a biological assessment on potential effects to the fish or its agencies). T he action agency will commonly complete a biological assessment on potential effects to the fish or its
habitat and submit it to the regulatory agency. T he regulatory agency then renders a biological opinion, or BiOp, to the habitat and submit it to the regulatory agency. T he regulatory agency then renders a biological opinion, or BiOp, to the
action agency making the proposal. T he intent of a BiOp is to ensure that the proposed action will not reduce the action agency making the proposal. T he intent of a BiOp is to ensure that the proposed action will not reduce the
likelihood of survival and recovery of an ESA-listed species. BiOps typically include conservation recommendations likelihood of survival and recovery of an ESA-listed species. BiOps typically include conservation recommendations
intended to further recovery of the ESA-listed species. intended to further recovery of the ESA-listed species.
For more information, see CRS Report R46677, The Endangered Species Act: Overview and Im plem entation , by Pervaze A. Sheikh, Erin H. Ward, and R. Eliot Crafton . Congressional Research Service Congressional Research Service

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provisions, the WIIN Act authorized funding for construction of new federal and nonfederal water storage projects. CVP projects are among the most likely recipients of this funding. Due to increased precipitation and disagreements with the state, among other factors, the WIIN Due to increased precipitation and disagreements with the state, among other factors, the WIIN
Act’s operational authorities general y did not yield significant new water exports south of the Act’s operational authorities general y did not yield significant new water exports south of the
Delta in 2017-2020. However, Reclamation received funding for WIIN Act-authorized water Delta in 2017-2020. However, Reclamation received funding for WIIN Act-authorized water
storage project design and construction in FY2017-storage project design and construction in FY2017-FY2020FY2021, and the majority of this funding has , and the majority of this funding has
gone to CVP-related projects. gone to CVP-related projects.
CVP and SWP water al ocations for 2020 were once again reduced due to extremely limited
precipitation in the winter months. Separate state and federal plans under the Clean Water Act and Separate state and federal plans under the Clean Water Act and
Endangered Species Act, respectively, would alter water al ocation and operational criteria in Endangered Species Act, respectively, would alter water al ocation and operational criteria in
markedly different ways and have generated controversy. In mid-2018, the State of California markedly different ways and have generated controversy. In mid-2018, the State of California
proposed revisions to its Bay-Delta Water Quality Control Plan (developed pursuant to the Clean proposed revisions to its Bay-Delta Water Quality Control Plan (developed pursuant to the Clean
Water Act [CWA; 33 U.S.C. Water Act [CWA; 33 U.S.C. §§1251-138]). These changes would require that more flows from §§1251-138]). These changes would require that more flows from
the San Joaquin and Sacramento Rivers reach the California Bay-Delta for water quality and fish the San Joaquin and Sacramento Rivers reach the California Bay-Delta for water quality and fish
and wildlife enhancement (and would thus further reduce water supplies for CVP and SWP and wildlife enhancement (and would thus further reduce water supplies for CVP and SWP
users). Separately, in February 2020, the Trump Administration finalized an operational plan to users). Separately, in February 2020, the Trump Administration finalized an operational plan to
increase water supplies for users and issued a new biological opinion under the Endangered increase water supplies for users and issued a new biological opinion under the Endangered
Species Act (ESA; Species Act (ESA; 87 Stat. 884, 16 U.S.C. §§1531-1544) that reflects these changes. Both plans 87 Stat. 884, 16 U.S.C. §§1531-1544) that reflects these changes. Both plans
are the subject of are the subject of ongoing litigation. ongoing litigation.
Background
California’s Central Val ey encompasses almost 20,000 square miles in the center of the state California’s Central Val ey encompasses almost 20,000 square miles in the center of the state
(Figure 1). It is bound by the Cascade Range to the north, the Sierra Nevada to the east, the . It is bound by the Cascade Range to the north, the Sierra Nevada to the east, the
Tehachapi Mountains to the south, and the Coast Ranges and San Francisco Bay to the west. The Tehachapi Mountains to the south, and the Coast Ranges and San Francisco Bay to the west. The
northern third of the val ey is drained by the Sacramento River, and the southern two-thirds of the northern third of the val ey is drained by the Sacramento River, and the southern two-thirds of the
val ey are drained by the San Joaquin River. Historical y, this area was home to significant fish val ey are drained by the San Joaquin River. Historical y, this area was home to significant fish
and wildlife populations. and wildlife populations.
The CVP was original y conceived as a state project; the state studied the project as early as 1921, The CVP was original y conceived as a state project; the state studied the project as early as 1921,
and the California state legislature formal y authorized it for construction in 1933. After it became and the California state legislature formal y authorized it for construction in 1933. After it became
clear that the state was unable to finance the project, the federal government (through the U.S. clear that the state was unable to finance the project, the federal government (through the U.S.
Army Corps of Engineers, or USACE) assumed control of the CVP as a public works Army Corps of Engineers, or USACE) assumed control of the CVP as a public works
construction project under authority provided under the Rivers and Harbors Act of 1935.4 The construction project under authority provided under the Rivers and Harbors Act of 1935.4 The
Franklin D. Roosevelt Administration subsequently transferred the project to Reclamation.5 Franklin D. Roosevelt Administration subsequently transferred the project to Reclamation.5
Construction on the first unit of the CVP (Contra Costa Canal) began in October 1937, with water Construction on the first unit of the CVP (Contra Costa Canal) began in October 1937, with water
first delivered in 1940. Additional CVP units were completed and came online over time, and first delivered in 1940. Additional CVP units were completed and came online over time, and
some USACE-constructed units have also been incorporated into the project.6 The New Melones some USACE-constructed units have also been incorporated into the project.6 The New Melones

4 49 Stat. 1028. 4 49 Stat. 1028.
5 T ransfer of the project to Reclamation was pursuant to a presidential directive in 1935 and subsequent congressional 5 T ransfer of the project to Reclamation was pursuant to a presidential directive in 1935 and subsequent congressional
enactment of the Rivers and Harbors Act of 1937 (50 Stat. 844, 850). enactment of the Rivers and Harbors Act of 1937 (50 Stat. 844, 850).
6 Although Reclamation constructed much of the Central Valley Project (CVP) and maintains 6 Although Reclamation constructed much of the Central Valley Project (CVP) and maintains con trolcontrol over its over its
operations, the U.S. Army Corps of Engineers (USACE) has also been involved in the project over the course of its operations, the U.S. Army Corps of Engineers (USACE) has also been involved in the project over the course of its
history. Some dams, such as Folsom Dam and New Melones Dam, initially were built by USACE but have been turned history. Some dams, such as Folsom Dam and New Melones Dam, initially were built by USACE but have been turned
over to Reclamation for operations and maintenance and incorporated into the CVP. Additionally, USACE constructed over to Reclamation for operations and maintenance and incorporated into the CVP. Additionally, USACE constructed
and continues to operate several major dams in and around the Central Valley for flood control and other purposes, and continues to operate several major dams in and around the Central Valley for flood control and other purposes,
including T erminus Dam, Isabella Dam, Pine Flat Dam, and Success Dam in the San Joaquin Valley. Since USACE including T erminus Dam, Isabella Dam, Pine Flat Dam, and Success Dam in the San Joaquin Valley. Since USACE
operates these dams for flood control, Reclamation administers contracts to use surplus water from these reservoirs for operates these dams for flood control, Reclamation administers contracts to use surplus water from these reservoirs for
irrigation. irrigation.
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Unit was the last unit of the CVP to come online; it was completed in 1978 and began operations Unit was the last unit of the CVP to come online; it was completed in 1978 and began operations
in 1979. in 1979.
The CVP made significant changes to California’s natural hydrology to develop water supplies The CVP made significant changes to California’s natural hydrology to develop water supplies
for irrigated agriculture, municipalities, and hydropower, among other things. Most of the CVP’s for irrigated agriculture, municipalities, and hydropower, among other things. Most of the CVP’s
major units, however, predated major federal natural resources and environmental protection laws major units, however, predated major federal natural resources and environmental protection laws
such as ESA and the National Environmental Policy Act (NEPA; 42 U.S.C. §§4321 et seq.), such as ESA and the National Environmental Policy Act (NEPA; 42 U.S.C. §§4321 et seq.),
among others. Thus, much of the current debate surrounding the project revolves around how to among others. Thus, much of the current debate surrounding the project revolves around how to
address the project’s changes to California’s hydrologic system that were not major address the project’s changes to California’s hydrologic system that were not major
considerations when it was constructed. considerations when it was constructed.
Today, CVP water serves a variety of different purposes for both human uses and fish and wildlife Today, CVP water serves a variety of different purposes for both human uses and fish and wildlife
needs. The CVP provides a major source of support for California agriculture, which is first in the needs. The CVP provides a major source of support for California agriculture, which is first in the
nation in terms of farm receipts.7 CVP water supplies irrigate more than 3 mil ion acres of land in nation in terms of farm receipts.7 CVP water supplies irrigate more than 3 mil ion acres of land in
central California and support 7 of California’s top 10 agricultural counties. In addition, CVP central California and support 7 of California’s top 10 agricultural counties. In addition, CVP
M&I water provides supplies for approximately 2.5 mil ion people per year. CVP operations are M&I water provides supplies for approximately 2.5 mil ion people per year. CVP operations are
also critical for hydropower, recreation, and fish and wildlife protection. In addition to fisheries also critical for hydropower, recreation, and fish and wildlife protection. In addition to fisheries
habitat, CVP flows support wetlands, which provide habitat for migrating birds. habitat, CVP flows support wetlands, which provide habitat for migrating birds.
Overview of the CVP and California Water Infrastructure
The CVP The CVP (Figure 1) is made up of 20 dams and reservoirs, 11 power plants, and 500 miles of is made up of 20 dams and reservoirs, 11 power plants, and 500 miles of
canals, as wel as numerous other conduits, tunnels, and storage and distribution facilities.8 In an canals, as wel as numerous other conduits, tunnels, and storage and distribution facilities.8 In an
average year, it delivers approximately 5 mil ion acre-feet (AF) of water to farms (including some average year, it delivers approximately 5 mil ion acre-feet (AF) of water to farms (including some
of the nation’s most valuable farmland); 600,000 AF to M&I users; 410,000 AF to wildlife of the nation’s most valuable farmland); 600,000 AF to M&I users; 410,000 AF to wildlife
refuges; and 800,000 AF for other fish and wildlife needs, among other purposes. A separate refuges; and 800,000 AF for other fish and wildlife needs, among other purposes. A separate
major project owned and operated by the State of California, the State Water Project (SWP), major project owned and operated by the State of California, the State Water Project (SWP),
draws water from many of the same sources as the CVP and coordinates its operations with the draws water from many of the same sources as the CVP and coordinates its operations with the
CVP under several agreements. In contrast to the CVP, the SWP delivers about 70% of its water CVP under several agreements. In contrast to the CVP, the SWP delivers about 70% of its water
to urban users (including water for approximately 25 mil ion users in the San Francisco Bay, to urban users (including water for approximately 25 mil ion users in the San Francisco Bay,
Central Val ey, and Southern California); the remaining 30% is used for irrigation. Central Val ey, and Southern California); the remaining 30% is used for irrigation.
At their confluence, the Sacramento and San Joaquin Rivers flow into the San Francisco Bay (the At their confluence, the Sacramento and San Joaquin Rivers flow into the San Francisco Bay (the
Bay-Delta, or Delta). Operation of the CVP and SWP occurs through the storage, pumping, and Bay-Delta, or Delta). Operation of the CVP and SWP occurs through the storage, pumping, and
conveyance of significant volumes of water from both river basins (as wel as trans-basin conveyance of significant volumes of water from both river basins (as wel as trans-basin
diversions from the Trinity River Basin in Northern California) for delivery to users. Federal and diversions from the Trinity River Basin in Northern California) for delivery to users. Federal and
state pumping facilities in the Delta near Tracy, CA, export water from Northern California to state pumping facilities in the Delta near Tracy, CA, export water from Northern California to
Central and Southern California and are a hub for CVP operations and related debates. In the Central and Southern California and are a hub for CVP operations and related debates. In the
context of these controversies, context of these controversies, north of Delta (NOD) and (NOD) and south of Delta (SOD) are important (SOD) are important
categorical distinctions for water users. categorical distinctions for water users.
CVP storage is spread throughout Northern and Central California. The largest CVP storage CVP storage is spread throughout Northern and Central California. The largest CVP storage
facility is Shasta Dam and Reservoir in Northern California facility is Shasta Dam and Reservoir in Northern California (Figure 2), which has a capacity of , which has a capacity of
4.5 mil ion AF. Other major storage facilities, from north to south, include Trinity Dam and 4.5 mil ion AF. Other major storage facilities, from north to south, include Trinity Dam and
Reservoir (2.4 mil ion AF), Folsom Dam and Reservoir (977,000 AF), New Melones Dam and Reservoir (2.4 mil ion AF), Folsom Dam and Reservoir (977,000 AF), New Melones Dam and
Reservoir (2.4 mil ion AF), Friant Dam and Reservoir (520,000 AF), and San Luis Dam and Reservoir (2.4 mil ion AF), Friant Dam and Reservoir (520,000 AF), and San Luis Dam and
Reservoir (1.8 mil ion AF of storage, of which half is federal and half is nonfederal). Reservoir (1.8 mil ion AF of storage, of which half is federal and half is nonfederal).

7 U.S. Department of Agriculture, Economic Research Service, 7 U.S. Department of Agriculture, Economic Research Service, Cash Receipts by State, Commodity Ranking and Share
of U.S. Total, 2016,
at https://data.ers.usda.gov/reports.aspx?ID=at https://data.ers.usda.gov/reports.aspx?ID=
17843#Pcb53fbff4c3c47c9b0afcc74d03a7403_3_17iT0R0x5.17843#Pcb53fbff4c3c47c9b0afcc74d03a7403_3_17iT0R0x5.
8 Bureau of Reclamation, “About the Central Valley Project,” at http://www.usbr.gov/mp/cvp/about-cvp.html. 8 Bureau of Reclamation, “About the Central Valley Project,” at http://www.usbr.gov/mp/cvp/about-cvp.html.
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The CVP also includes numerous water conveyance facilities, the longest of which are the Delta- The CVP also includes numerous water conveyance facilities, the longest of which are the Delta-
Mendota Canal (which runs for 117 miles from the federal y operated Bil Jones pumping plant in Mendota Canal (which runs for 117 miles from the federal y operated Bil Jones pumping plant in
the Bay-Delta to the San Joaquin River near Madera) and the Friant-Kern Canal (which runs 152 the Bay-Delta to the San Joaquin River near Madera) and the Friant-Kern Canal (which runs 152
miles from Friant Dam to the Kern River near Bakersfield). miles from Friant Dam to the Kern River near Bakersfield).
Non-CVP water storage and infrastructure is also spread throughout the Central Val ey and in Non-CVP water storage and infrastructure is also spread throughout the Central Val ey and in
some cases is integrated with CVP operations. Major non-CVP storage infrastructure in the some cases is integrated with CVP operations. Major non-CVP storage infrastructure in the
Central Val ey includes multiple storage projects that are part of the SWP (the largest of which is Central Val ey includes multiple storage projects that are part of the SWP (the largest of which is
Orovil e Dam and Reservoir in Northern California), as wel as private storage facilities (e.g., Orovil e Dam and Reservoir in Northern California), as wel as private storage facilities (e.g.,
Don Pedro and Exchequer Dams and Reservoirs) and local government-owned dams and Don Pedro and Exchequer Dams and Reservoirs) and local government-owned dams and
infrastructure (e.g., O’Shaughnessy Dam and Hetch-Hetchy Reservoir and Aqueduct, which are infrastructure (e.g., O’Shaughnessy Dam and Hetch-Hetchy Reservoir and Aqueduct, which are
owned by the San Francisco Public Utilities Commission). owned by the San Francisco Public Utilities Commission).
In addition to its importance for agricultural water supplies, California’s Central Val ey also In addition to its importance for agricultural water supplies, California’s Central Val ey also
provides valuable wetland habitat for migratory birds and other species. As such, it is home to provides valuable wetland habitat for migratory birds and other species. As such, it is home to
multiple state, federal, and private wildlife refuges north and south of the Delta. Nineteen of these multiple state, federal, and private wildlife refuges north and south of the Delta. Nineteen of these
refuges (including 12 refuges within the National Wildlife Refuge system, 6 State Wildlife refuges (including 12 refuges within the National Wildlife Refuge system, 6 State Wildlife
Areas/Units, and 1 privately managed complex) provide managed wetland habitat that receives Areas/Units, and 1 privately managed complex) provide managed wetland habitat that receives
water from the CVP and other sources. Five of these units are located in the Sacramento River water from the CVP and other sources. Five of these units are located in the Sacramento River
Basin (i.e., North of the Delta), 12 are in the San Joaquin River Basin, and the remaining 2 are in Basin (i.e., North of the Delta), 12 are in the San Joaquin River Basin, and the remaining 2 are in
the Tulare Lake Basin.9 the Tulare Lake Basin.9

9 T ulare Lake, a freshwater dry lake in the San Joaquin River Valley, historically was one of the largest freshwater 9 T ulare Lake, a freshwater dry lake in the San Joaquin River Valley, historically was one of the largest freshwater
lakes west of the Great Lakes. Under most normal (nonflood) conditions, the lake waslakes west of the Great Lakes. Under most normal (nonflood) conditions, the lake was “terminal,” term inal, meaning it had no meaning it had no
outlet and did not drain downstream. Damming in the mid-20th century by the USACE of the Kaweah (T erminus Dam), outlet and did not drain downstream. Damming in the mid-20th century by the USACE of the Kaweah (T erminus Dam),
Kern (Isabella Dam), Kings (Pine Flat Dam), and T ule Rivers (Success Dam), coupled with development of the basin Kern (Isabella Dam), Kings (Pine Flat Dam), and T ule Rivers (Success Dam), coupled with development of the basin
for irrigated agriculture, dried up the lake bed under most conditions. for irrigated agriculture, dried up the lake bed under most conditions.
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Figure 1. Central Valley Project (CVP) and Related Facilities

Source: Congressional Research Service (CRS). Congressional Research Service (CRS).
Notes: Colored areas are based on water and irrigation district boundaries and do not correspond to the Colored areas are based on water and irrigation district boundaries and do not correspond to the
amount of water delivered from the Central Val ey Project or the State Water Project. For example, some large amount of water delivered from the Central Val ey Project or the State Water Project. For example, some large
areas have relatively smal contracts for water compared with other, smal er areas. areas have relatively smal contracts for water compared with other, smal er areas.
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Figure 2. Shasta Dam and Reservoir

Source: Bureau of Reclamation. Bureau of Reclamation.
Central Valley Project Water Contractors and Allocations
In normal years, snowpack accounts for approximately 30% of California’s water supplies and is In normal years, snowpack accounts for approximately 30% of California’s water supplies and is
an important factor in determining CVP and SWP al ocations. Water from snowpack typical y an important factor in determining CVP and SWP al ocations. Water from snowpack typical y
melts in the spring and early summer, and it is stored and made available to meet water needs melts in the spring and early summer, and it is stored and made available to meet water needs
throughout the state in the summer and fal . By late winter, the state’s water supply outlook is throughout the state in the summer and fal . By late winter, the state’s water supply outlook is
typical y sufficient for Reclamation to issue the amount of water it expects to deliver to its typical y sufficient for Reclamation to issue the amount of water it expects to deliver to its
contractors.10 At that time, Reclamation announces estimated deliveries for its 250 CVP water contractors.10 At that time, Reclamation announces estimated deliveries for its 250 CVP water
contractors in the upcoming water year.11 contractors in the upcoming water year.11
More than 9.5 mil ion AF of water per year is More than 9.5 mil ion AF of water per year is potentially available from the CVP for delivery available from the CVP for delivery
based on contracts between Reclamation and CVP contractors.12 However, most CVP water based on contracts between Reclamation and CVP contractors.12 However, most CVP water
contracts provide exceptions for Reclamation to reduce water deliveries due to hydrologic contracts provide exceptions for Reclamation to reduce water deliveries due to hydrologic
conditions and other conditions outside Reclamation’s control.13 As a result of these stipulations, conditions and other conditions outside Reclamation’s control.13 As a result of these stipulations,

10 A 10 A water contractor, as described in this report, has a contract for specified water deliveries from conveyance , as described in this report, has a contract for specified water deliveries from conveyance
structures managed by the U.S. Bureau of Reclamation. Reclamation typically estimates these deliveries as a structures managed by the U.S. Bureau of Reclamation. Reclamation typically estimates these deliveries as a
percentage of the percentage of the totaltot al contract allocation to be made available for contract allocation to be made available for co ntractorscontractors within certain divisions, geographic within certain divisions, geographic
areas, and/or contractor types (e.g., south-of-Delta agricultural contractors). areas, and/or contractor types (e.g., south-of-Delta agricultural contractors).
11 A 11 A water year is a hydrologic unit for measuring a 12-month total for which precipitation totals are measured. In is a hydrologic unit for measuring a 12-month total for which precipitation totals are measured. In
California, the water year typically is measured from October 1 of one year to September 30 of the following year. California, the water year typically is measured from October 1 of one year to September 30 of the following year.
12 Water service contracts charge users a per-acre foot rate based on the amount of water delivered. In contrast, 12 Water service contracts charge users a per-acre foot rate based on the amount of water delivered. In contrast,
repayment contracts (the most common type of Reclamation contract outside of the Central Valley Project [CVP]) repayment contracts (the most common type of Reclamation contract outside of the Central Valley Project [CVP])
charge users based on the amount of water storage allocated to a contractor, among other things. charge users based on the amount of water storage allocated to a contractor, among other things.
13 See U.S. Bureau of Reclamation, Mid-Pacific Region, 13 See U.S. Bureau of Reclamation, Mid-Pacific Region, Final Form of Contract,4-19-2004, Articles 3b, 11, 12a, and , Articles 3b, 11, 12a, and
12b, at http://www.usbr.gov/mp/cvpia/3404c/lt_contracts/index.html. 12b, at http://www.usbr.gov/mp/cvpia/3404c/lt_contracts/index.html.
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Reclamation regularly makes cutbacks to actual CVP water deliveries to contractors due to Reclamation regularly makes cutbacks to actual CVP water deliveries to contractors due to
drought and other factors. drought and other factors.
Even under normal hydrological circumstances, the CVP often delivers much less than the Even under normal hydrological circumstances, the CVP often delivers much less than the
maximum contracted amount of water; since the early 1980s, an average of about 7 mil ion AF of maximum contracted amount of water; since the early 1980s, an average of about 7 mil ion AF of
water has been made available to CVP contractors annual y (including 5 mil ion AF to water has been made available to CVP contractors annual y (including 5 mil ion AF to
agricultural contractors). However, during drought years deliveries may be significantly less. In agricultural contractors). However, during drought years deliveries may be significantly less. In
the extremely dry water years of 2012-2015, CVP annual deliveries averaged approximately 3.45 the extremely dry water years of 2012-2015, CVP annual deliveries averaged approximately 3.45
mil ion AF.14 mil ion AF.14
CVP contractors receive varying levels of priority for water deliveries based on their water rights CVP contractors receive varying levels of priority for water deliveries based on their water rights
and other related factors, and some of the largest and most prominent water contractors have a and other related factors, and some of the largest and most prominent water contractors have a
relatively low al ocation priority. Major groups of CVP contractors include relatively low al ocation priority. Major groups of CVP contractors include water rights
contractors (i.e., senior water rights holders such as the Sacramento River Settlement and San contractors (i.e., senior water rights holders such as the Sacramento River Settlement and San
Joaquin River Exchange Contractors, see box below), North and South of Delta water service Joaquin River Exchange Contractors, see box below), North and South of Delta water service
contractors, and Central Val ey refuge water contractors. The relative locations for these groups contractors, and Central Val ey refuge water contractors. The relative locations for these groups
are shown i are shown in Figure 1.
Water Rights Contractors
California’s system of state water rights has a profound effect on who gets how much water and when, particularly California’s system of state water rights has a profound effect on who gets how much water and when, particularly
during times of drought or other restrictions on water supply. Because the waters of California are considered to during times of drought or other restrictions on water supply. Because the waters of California are considered to
be “the property of the people of the State," anyone wishing to use those waters must acquire a right to do so. be “the property of the people of the State," anyone wishing to use those waters must acquire a right to do so.
California fol ows a dual system of water rights, recognizing both the riparian and prior appropriation doctrines. California fol ows a dual system of water rights, recognizing both the riparian and prior appropriation doctrines.
Under the riparian doctrine, a person who owns land that borders a watercourse has the right to make Under the riparian doctrine, a person who owns land that borders a watercourse has the right to make
reasonable use of the water on that land (riparian rights). Riparian rights are reduced proportional y during times reasonable use of the water on that land (riparian rights). Riparian rights are reduced proportional y during times
of shortage. Under the prior appropriation doctrine, a person who diverts water from a watercourse (regardless of shortage. Under the prior appropriation doctrine, a person who diverts water from a watercourse (regardless
of his location relative thereto) and makes reasonable and beneficial use of the water acquires a right to that use of his location relative thereto) and makes reasonable and beneficial use of the water acquires a right to that use
of the water (appropriated rights). Appropriated rights are fil ed in order of seniority during times of shortage. of the water (appropriated rights). Appropriated rights are fil ed in order of seniority during times of shortage.
Before exercising the right to use the water, appropriative users must obtain permission from the state through a Before exercising the right to use the water, appropriative users must obtain permission from the state through a
permit system run by the State Water Resources Control Board (SWRCB). permit system run by the State Water Resources Control Board (SWRCB).
Both the Central Val ey Project (CVP) and the State Water Project (SWP) acquired rights for water use from the Both the Central Val ey Project (CVP) and the State Water Project (SWP) acquired rights for water use from the
State of California, receiving several permits for water diversions at various points between 1927 and 1967. Since State of California, receiving several permits for water diversions at various points between 1927 and 1967. Since
the Bureau of Reclamation found it necessary to take the water rights of other users to construct the CVP, it the Bureau of Reclamation found it necessary to take the water rights of other users to construct the CVP, it
entered into entered into settlement or or exchange contracts with water users who had rights predating the CVP (and thus were contracts with water users who had rights predating the CVP (and thus were
senior users in time and right). Many of these special contracts were entered into in areas where water users senior users in time and right). Many of these special contracts were entered into in areas where water users
were diverting water directly from the Sacramento and San Joaquin Rivers. were diverting water directly from the Sacramento and San Joaquin Rivers.
Sacramento River Settlement Contractors include the contractors (both individuals and districts) that diverted Sacramento River Settlement Contractors include the contractors (both individuals and districts) that diverted
natural flows from the Sacramento River prior to the CVP’s construction and executed a settlement agreementnatural flows from the Sacramento River prior to the CVP’s construction and executed a settlement agreement
with Reclamation that provided for negotiated al ocation of water rights. San Joaquin River Exchange Contractors with Reclamation that provided for negotiated al ocation of water rights. San Joaquin River Exchange Contractors
are the irrigation districts that agreed to “exchange” exercising their water rights to divert water on the San are the irrigation districts that agreed to “exchange” exercising their water rights to divert water on the San
Joaquin and Kings Rivers for guaranteed water deliveries from the CVP (typical y in the form of deliveries from the Joaquin and Kings Rivers for guaranteed water deliveries from the CVP (typical y in the form of deliveries from the
Delta-Mendota Canal and waters north of the Delta). In contrast to water service contractors, water rights Delta-Mendota Canal and waters north of the Delta). In contrast to water service contractors, water rights
contractors receive 100% of their contracted amounts in most water-year types. During water shortagescontractors receive 100% of their contracted amounts in most water-year types. During water shortages (typical y designated as “critical years” based on inflows to Lake Shasta), their , their
annual maximum entitlement may be reducedannual maximum entitlement may be reduced , but not by morebut not by more than 25%. than 25%.
The largest contract holders of CVP water by percentage of total contracted amounts are The largest contract holders of CVP water by percentage of total contracted amounts are
Sacramento River Settlement Contractors, located on the Sacramento River. The second-largest Sacramento River Settlement Contractors, located on the Sacramento River. The second-largest
group are SOD water service contractors (including Westlands Water District, the CVP’s largest group are SOD water service contractors (including Westlands Water District, the CVP’s largest
contractor), located in the area south of the Delta. Other major contractors include San Joaquin contractor), located in the area south of the Delta. Other major contractors include San Joaquin
River Exchange Contractors, located west of the San Joaquin River and Friant Division River Exchange Contractors, located west of the San Joaquin River and Friant Division
contractors, located on the east side of the San Joaquin Val ey. Central Val ey refuges and several

14 CRS analysis of CVP contract water delivery information by the Bureau of Reclamation, October 3, 2018. 14 CRS analysis of CVP contract water delivery information by the Bureau of Reclamation, October 3, 2018.
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Central Valley Project: Issues and Legislation

contractors, located on the east side of the San Joaquin Val ey. Central Val ey refuges and several smal er contractor groups (e.g., Eastside Contracts, In-Delta-Contra Costa Contracts, and SOD smal er contractor groups (e.g., Eastside Contracts, In-Delta-Contra Costa Contracts, and SOD
Settlement Contracts) also factor into CVP water al ocation discussions.Settlement Contracts) also factor into CVP water al ocation discussions.15 Figure 3 depicts an depicts an
approximate division of approximate division of maximum available CVP water deliveries pursuant to contracts with available CVP water deliveries pursuant to contracts with
Reclamation. The largest contractor groups and their relative delivery priority are discussed in Reclamation. The largest contractor groups and their relative delivery priority are discussed in
more detail in t more detail in the Appendix to this report. to this report.
Figure 3. Central Valley Project: Maximum Contract Amounts
(relative share of total maximum contracted CVP supplies) (relative share of total maximum contracted CVP supplies)

Source: CRS, using Bureau of Reclamation contractor data. CRS, using Bureau of Reclamation contractor data.
Notes: SOD = South-of-Delta; M&I = municipal and industrial water service contractors. Sacramento River SOD = South-of-Delta; M&I = municipal and industrial water service contractors. Sacramento River
Settlement Contractors includes both “base” water rights supplies (18.6%) and additional CVP “project” supplies Settlement Contractors includes both “base” water rights supplies (18.6%) and additional CVP “project” supplies
(3.5%). For SOD Refuges, chart does not reflect “Level 4” supplies (for more information on Level 4 supplies, (3.5%). For SOD Refuges, chart does not reflect “Level 4” supplies (for more information on Level 4 supplies,
see below section, see below section, “Central Val ey Wildlife Refuges”). .

15 Central Valley Project refuges are discussed more in the below section, “ Central Valley Project Improvement Act .”
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CVP Allocations
Reclamation provided its al ocations for the 2020 water year in February 2020 (Table 1) and
subsequently revised these al ocations on multiple occasions throughout the spring. Compared
with the last two years, water al ocations were decreased significantly due to diminished
precipitation in 2020. Reclamation has stated that these al ocations took into account newly
finalized biological opinions for CVP operations (see below section, “Constraints on CVP
Deliveries”
) but that dry conditions left “little to no room to realize operational improvements
under the biological opinions.”16
The most senior water rights contractors and some refuges were initial y al ocated 100% of their
maximum contract al ocations in 2020, but this estimate was subsequently revised downward to
75% in April due to a determination that 2020 was a “Shasta Critical Year” (i.e., forecasted
inflows to Shasta Lake of 3.2 mil ion acre-feet or less). It was later restored to 100%. SOD
CVP Allocations Reclamation released its al ocations for the 2021 water year in February 2021.16 In announcing its al ocations, Reclamation stated that for the second year in a row, precipitation and snowfal were “wel below normal.”17 The 2021 forecasted inflow to Shasta Lake was at a low enough level 15 Central Valley Project refuges are discussed more in the below section, “ Central Valley Project Improvement Act .” 16 Estimated allocations may be revised throughout the spring, depending on hydrology. 17 Bureau of Reclamation, “Reclamation outlines Central Valley Project initial 2021 water allocation,” press release, February 23, 2021, https://www.usbr.gov/newsroom/newsrelease/detail.cfm?RecordID=73745. Congressional Research Service 8 link to page 14 Central Valley Project: Issues and Legislation (i.e., 3.2 mil ion acre-feet or less) for the 2021 water year to be designated by Reclamation as a “Shasta Critical Year.” The 2021 and prior year al ocations are shown below in Table 1. As a result of the Shasta Critical Year designation, the most senior water rights contractors and some refuges were initial y al ocated 75% of their maximum contract al ocations in 2021. SOD agricultural water service contractors, who have been critical of operations agricultural water service contractors, who have been critical of operations prior to the recent
changesin prior years, were al ocated , were al ocated 205% of their contracted supplies in % of their contracted supplies in 2020.17 They2021. These contractors have received their full have received their full
contract al ocations contract al ocations only four four times since 1990: 1995, 1998, 2006, and 2017.18 Reclamation initial y al ocated 20% for Friant Class 1 contractor al ocations and 0% for Class 2 al ocations. times since 1990: 1995, 1998, 2006, and 2017.18 Reclamation
increased Friant Class 1 contractor al ocations (initial y 20%) on four occasions in 2020,
eventual y resulting in a 65% al ocation. The increases were attributed to late season precipitation
in the Central Sierra Nevada Mountains.

16 Media call with Kristin White, Central Valley Project Operations Office Manager, Bureau of Reclamation, February
25, 2020.
17 Reclamation increased its initial allocation for these contractors from 15% in February 2020 to 20% in May of 2020.
18 Bureau of Reclamation, “Summary of Water Supply Allocations,” at http://www.usbr.gov/mp/cvo/vungvari/18 Bureau of Reclamation, “Summary of Water Supply Allocations,” at http://www.usbr.gov/mp/cvo/vungvari/
water_allocations_historical.pdf. water_allocations_historical.pdf.
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Table 1. CVP Water Allocations by Water Year, 2011-20202012-2021
(percentage of maximum contract al ocation made available) (percentage of maximum contract al ocation made available)

2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021 North-of-Delta










Users
Agricultural Agricultural
100% 100%
10075% %
750% %
0% 0%
0100% %
100% 100%
100% 100%
100% 100%
10050% %
505% %
M&I M&I
100% 100%
100 100%
100% %
50% 50%
25% 25%
100% 100%
100% 100%
100% 100%
100% 100%
75% 75%
55% Settlement Settlement
100% 100%
100% 100%
10075% %
75% 75%
75100% %
100% 100%
100% 100%
100% 100%
100% 100%
10075% %
Contractors Contractors
Refuges (Level 2) Refuges (Level 2)
100% 100%
100% 100%
10075% %
75% 75%
75100% %
100% 100%
100% 100%
100% 100%
100% 100%
10075% %
American River American River M&I
100% 100%
10075% %
7550% %
5025% %
25100% %
100% 100%
100% 100%
100% 100%
10075% %
75% 75%
M&I In Delta- Contra In Delta- Contra
100 100%
100% %
75% 75%
50% 50%
25% 25%
100% 100%
100% 100%
100% 100%
100% 100%
75% 75%
75% Costa Costa
South-of-Delta










Users
Agricultural Agricultural
80%
40% 40%
20% 20%
0% 0%
0% 0%
5% 5%
100% 100%
50% 50%
75% 75%
20% 20%
5% M&I M&I
100%
75% 75%
70% 70%
50% 50%
25% 25%
55% 55%
100% 100%
70% 70%
100% 100%
70% 70%
Exchange
100%55% Exchange
100% 100%
100% 100%
65% 65%
75% 75%
100% 100%
100% 100%
100% 100%
100% 100%
100 100% 75% %
Contractors Contractors
Refuges (Level 2) Refuges (Level 2)
100% 100%
100% 100%
10065% %
6575% %
75100% %
100% 100%
100% 100%
100% 100%
100% 100%
10075% %
Eastside Division Eastside Division
100% 100%
100% 100%
10055% %
550% %
0% 0%
0100% %
100% 100%
100% 100%
100% 100%
100% 100%
Friant Class I Friant Class I
100%
50% 50%
62% 62%
0% 0%
0% 0%
65% 65%
100% 100%
88% 88%
100% 100%
65 65% 20% %
Friant Class 2 Friant Class 2
20%
0% 0%
0% 0%
0% 0%
0% 0%
13% 13%
100% 100%
9% 9%
a
0% 0%
0% Source: U.S.U.S. Bureau of Reclamation, CVP Historical Water Supply Al ocations and Bureau of Reclamation, CVP Historical Water Supply Al ocations and 2020 Al ocations, available at https://www.usbr.gov/mp/cvo/vungvari/
water_al ocations_historical.pdf2021 Al ocations. .
Notes: CVP = Central Val ey Project. M&I = municipal and industrial water contractors. “CVP = Central Val ey Project. M&I = municipal and industrial water contractors. “Settlemen tSettlement” refers to contractors on the Sacramento River, and “Exchange” ” refers to contractors on the Sacramento River, and “Exchange”
refers to contractors on the San Joaquin River; both groups have contracts and minimum delivery levels recognizing water rights predating those acquired by Reclamation refers to contractors on the San Joaquin River; both groups have contracts and minimum delivery levels recognizing water rights predating those acquired by Reclamation
for the CVP. Contra Costa, Eastside Division, and Friant Class 1 and Class 2 represent individual or groups of water contractors. for the CVP. Contra Costa, Eastside Division, and Friant Class 1 and Class 2 represent individual or groups of water contractors.
a. “Uncontrol ed” Class 2 releases for Friant Contractors were available through June 30, 2019. a. “Uncontrol ed” Class 2 releases for Friant Contractors were available through June 30, 2019.
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State Water Project Allocations
The other major water project serving California, the SWP, is operated by California’s The other major water project serving California, the SWP, is operated by California’s
Department of Water Resources (DWR). The SWP primarily provides water to M&I users and Department of Water Resources (DWR). The SWP primarily provides water to M&I users and
some agricultural users, and it integrates its operations with the CVP. Similar to the CVP, the some agricultural users, and it integrates its operations with the CVP. Similar to the CVP, the
SWP has considerably more contracted supplies than it typical y makes available in its deliveries. SWP has considerably more contracted supplies than it typical y makes available in its deliveries.
SWP contracted entitlements are 4.17 mil ion AF, but average annual deliveries are typical y SWP contracted entitlements are 4.17 mil ion AF, but average annual deliveries are typical y
considerably less than that amount. considerably less than that amount.
SWP water deliveries were at their lowest point in 2014 and 2015, and they were significantly SWP water deliveries were at their lowest point in 2014 and 2015, and they were significantly
higher in the wet year of 2017. SWP water supply al ocations for water years 2012-higher in the wet year of 2017. SWP water supply al ocations for water years 2012-20202021 are are
shown i shown in Table 2.
Table 2. California State Water Project (SWP) Allocations by Water Year, 2012-2020
(percentage of maximum contract al ocation) (percentage of maximum contract al ocation)

2012
2013
2014
2015
2016
2017
2018
2019
2020
2021 State Water State Water Project
65% 65%
35% 35%
5% 5%
20% 20%
60% 60%
85% 85%
35% 35%
75% 75%
20% 20%
10% Project Source: California Department of Water Resources, “Notices to State Water Project Contractors,” at California Department of Water Resources, “Notices to State Water Project Contractors,” at
https://water.ca.gov/Programs/State-Water-Project/Management/SWP-Water-Contractors. https://water.ca.gov/Programs/State-Water-Project/Management/SWP-Water-Contractors.
Combined CVP/SWP Operations
The CVP and SWP are operated in conjunction under the 1986 Coordinated Operations The CVP and SWP are operated in conjunction under the 1986 Coordinated Operations
Agreement (COA), which was executed pursuant to P.L. 99-546.19 COA defines the rights and Agreement (COA), which was executed pursuant to P.L. 99-546.19 COA defines the rights and
responsibilities of the CVP and SWP with respect to in-basin water needs and provides a responsibilities of the CVP and SWP with respect to in-basin water needs and provides a
mechanism to account for those rights and responsibilities. Several major changes to California mechanism to account for those rights and responsibilities. Several major changes to California
water supply al ocations that occurred since 1986 (e.g., water delivery reductions pursuant to the water supply al ocations that occurred since 1986 (e.g., water delivery reductions pursuant to the
Central Val ey Project Improvement Act, the Endangered Species Act requirements, and new Central Val ey Project Improvement Act, the Endangered Species Act requirements, and new
Delta Water Quality Standards, among other things) caused some to argue for renegotiation of the Delta Water Quality Standards, among other things) caused some to argue for renegotiation of the
agreement’s terms.20 Dating to 2015, Reclamation and DWR conducted a mutual review of COA agreement’s terms.20 Dating to 2015, Reclamation and DWR conducted a mutual review of COA
but were unable to agree on revisions. On August 17, 2018, Reclamation provided a Notice of but were unable to agree on revisions. On August 17, 2018, Reclamation provided a Notice of
Negotiations to DWR.21 Following negotiations in Negotiations to DWR.21 Following negotiations in the fal of fal 2018, Reclamation and DWR agreed 2018, Reclamation and DWR agreed
to an addendum to COA in December 2018.22 Whereas the original 1986 agreement included a to an addendum to COA in December 2018.22 Whereas the original 1986 agreement included a
fixed fixed ratio of 75% CVP/25% SWP for the sharing of regulatory requirements associated with ratio of 75% CVP/25% SWP for the sharing of regulatory requirements associated with
storage withdrawals for Sacramento Val ey in-basin uses (e.g., curtailments for water quality and storage withdrawals for Sacramento Val ey in-basin uses (e.g., curtailments for water quality and
species uses), the revised addendum adjusted the ratio of sharing percentages based on water year species uses), the revised addendum adjusted the ratio of sharing percentages based on water year
types types (Table 3). .

19 “Agreement Between the United States of America and the State of California for 19 “Agreement Between the United States of America and the State of California for CoordinatedCoordinate d Operation of the Operation of the
Central Valley Project and the State Water Project,” No. 7-07-20-WO551. November 24, 1986. Central Valley Project and the State Water Project,” No. 7-07-20-WO551. November 24, 1986.
20 For example, see Joint Letter to the Bureau of Reclamation from Placer County Water Agency, City of 20 For example, see Joint Letter to the Bureau of Reclamation from Placer County Water Agency, City of Fol somFolsom, ,
T ehama-Colusa Canal Authority et al., March 1, 2016, at http://www.ccwater.com/DocumentCenter/View/1854. For T ehama-Colusa Canal Authority et al., March 1, 2016, at http://www.ccwater.com/DocumentCenter/View/1854. For
more information on water delivery restrictions as they apply to the CVP, see more information on water delivery restrictions as they apply to the CVP, see “ Constraints on CVP Deliveries.”
21 Letter from David G. Murillo, Regional Directory, Bureau of Reclamation, to Karla Nemeth, Director, California 21 Letter from David G. Murillo, Regional Directory, Bureau of Reclamation, to Karla Nemeth, Director, California
Department of Water Resources, August 17, Department of Water Resources, August 17, 201820 18. .
22See Bureau of Reclamation and California Department of Water Resources, 22See Bureau of Reclamation and California Department of Water Resources, Addendum to the Agreement Between the
United States of Am erica and the Departm ent of Water Resources of the State of California for Coord inatedCoordinated Operation
of the Central Valley Project and the State Water Project,
December 12, 2018. December 12, 2018.
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Table 3. COACoordinated Operations Agreement (COA) Regulatory Requirements for CVP/SWP In-basin Storage Withdrawals
(requirements pursuant to 1986 and 2018 agreements) (requirements pursuant to 1986 and 2018 agreements)
Water Year Type
1986 COA
COA with 2018 Addendum
Al Al
75% CVP, 25% SWP 75% CVP, 25% SWP
NA NA
Wet & Above Normal Wet & Above Normal
NA NA
80% CVP, 20% SWP 80% CVP, 20% SWP
Below Normal Below Normal
NA NA
75% CVP, 25% SWP 75% CVP, 25% SWP
Dry Dry
NA NA
65% CVP, 35% SWP 65% CVP, 35% SWP
Critical y Dry Critical y Dry
NA NA
60% CVP, 40% SWP 60% CVP, 40% SWP
Source: Addendum to the Agreement Between the United States of America and the Department of Water Resources of
the State of California for Coordinated Operation of the Central Val ey Project and the State Water Project,
December December
12, 2018. 12, 2018.
The 2018 addendum also adjusted the sharing of export capacity under constrained conditions. The 2018 addendum also adjusted the sharing of export capacity under constrained conditions.
Whereas under the 1986 COA, export capacity was shared evenly between the CVP and the SWP, Whereas under the 1986 COA, export capacity was shared evenly between the CVP and the SWP,
under the revised COA the split is to be 60% CVP/40% SWP during excess conditions, and 65% under the revised COA the split is to be 60% CVP/40% SWP during excess conditions, and 65%
CVP/35% SWP during balanced conditions.23 Final y, the state also agreed in the 2018 revisions CVP/35% SWP during balanced conditions.23 Final y, the state also agreed in the 2018 revisions
to transport up to 195,000 AF of CVP water through the SWP’s California Aqueduct during to transport up to 195,000 AF of CVP water through the SWP’s California Aqueduct during
certain conditions. Recent disagreements related to CVP and SWP operational changes by the certain conditions. Recent disagreements related to CVP and SWP operational changes by the
federal and state governments, in particular those under the ESA, have cal ed into question the federal and state governments, in particular those under the ESA, have cal ed into question the
future of coordinated operations under COA. future of coordinated operations under COA.
CVP/SWP Exports
Combined CVP and SWP exports (i.e., water transferred from north to south of the Delta) is of Combined CVP and SWP exports (i.e., water transferred from north to south of the Delta) is of
interest to many observers because it reflects trends over time in the transfer of water from north interest to many observers because it reflects trends over time in the transfer of water from north
to south (i.e., to south (i.e., exports) by the two projects, in particular through pumping. Exports of the CVP and ) by the two projects, in particular through pumping. Exports of the CVP and
SWP, as wel as total combined exports since 1978, have varied over time SWP, as wel as total combined exports since 1978, have varied over time (Figure 4). Most . Most
recently, combined exports dropped significantly during the 2012-2016 drought but have recently, combined exports dropped significantly during the 2012-2016 drought but have
rebounded since 2016. Prior to the drought, overal export levels had increased over time, having rebounded since 2016. Prior to the drought, overal export levels had increased over time, having
averaged more from 2001 to 2011 than over any previous 10-year period. The 6.42 mil ion AF of averaged more from 2001 to 2011 than over any previous 10-year period. The 6.42 mil ion AF of
combined exports in 2017 was the second most on record, behind 6.59 mil ion AF in 2011. combined exports in 2017 was the second most on record, behind 6.59 mil ion AF in 2011.
Over time, CVP exports have decreased on average, whereas SWP exports have increased. Over time, CVP exports have decreased on average, whereas SWP exports have increased.
Additional y, exports for agricultural purposes have declined as a subset of total exports, in part Additional y, exports for agricultural purposes have declined as a subset of total exports, in part
due to those exports being made available for other purposes (e.g., fish and wildlife). due to those exports being made available for other purposes (e.g., fish and wildlife).

23 “Balanced” conditions refer to those conditions under which reservoir releases and unregulated flows in the Delta are 23 “Balanced” conditions refer to those conditions under which reservoir releases and unregulated flows in the Delta are
equal to the water supply needed to meetequal to the water supply needed to meet Sacramento Valley inSacramento Valley in -basin uses plus exports. Excess conditions are periods -basin uses plus exports. Excess conditions are periods
in which releases and unregulated flows exceed the aforementioned uses. in which releases and unregulated flows exceed the aforementioned uses.
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Figure 4. Central Valley Project (CVP) and State Water Project (SWP) Exports
(exports in mil ions of acre-feet, (exports in mil ions of acre-feet, 19781976-2020) -2020)

Source: CRS from data provided by the U.S. Dept. of the Interior, Bureau of Reclamation, email CRS from data provided by the U.S. Dept. of the Interior, Bureau of Reclamation, email
communication, October 8, 2020, communication, October 8, 2020, Total Annual Pumping at Banks, Jones, and Contra Costa Pumping Plants 1976-
2020 (MAF).

Constraints on CVP Deliveries
Concerns over CVP water supply deliveries persist in part because even in years with high levels Concerns over CVP water supply deliveries persist in part because even in years with high levels
of precipitation and runoff, some contractors (in particular SOD water service contractors) have of precipitation and runoff, some contractors (in particular SOD water service contractors) have
regularly received al ocations of less than 100% of their contract supplies. Al ocations for some regularly received al ocations of less than 100% of their contract supplies. Al ocations for some
users have declined over time; additional environmental requirements in recent decades have users have declined over time; additional environmental requirements in recent decades have
reduced water deliveries for human uses. Coupled with reduced water supplies available in reduced water deliveries for human uses. Coupled with reduced water supplies available in
drought years, some have increasingly focused on what can be done to increase water supplies for drought years, some have increasingly focused on what can be done to increase water supplies for
users. At the same time, others that depend on or advocate for the health of the San Francisco Bay users. At the same time, others that depend on or advocate for the health of the San Francisco Bay
and its tributaries, including fishing and environmental groups and water users throughout and its tributaries, including fishing and environmental groups and water users throughout
Northern California, have argued for maintaining or increasing existing environmental Northern California, have argued for maintaining or increasing existing environmental
protections (the latter of which would likely further constrain CVP exports). protections (the latter of which would likely further constrain CVP exports).
Hydrology and state water rights are the two primary drivers of CVP al ocations. However, at Hydrology and state water rights are the two primary drivers of CVP al ocations. However, at
least three other regulatory factors affect the timing and amount of water available for delivery to least three other regulatory factors affect the timing and amount of water available for delivery to
CVP contractors and are regularly the subject of controversy: CVP contractors and are regularly the subject of controversy:
 State water quality requirements pursuant to state and the federal water quality  State water quality requirements pursuant to state and the federal water quality
laws (including the Clean Water Act [CWA, 33 U.S.C. §§1251-138]); laws (including the Clean Water Act [CWA, 33 U.S.C. §§1251-138]);
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 Regulations and court orders pertaining to implementation of the federal  Regulations and court orders pertaining to implementation of the federal
Endangered Species Act (ESA, 87 Stat. 884. 16 U.S.C. §§1531-1544);24 and Endangered Species Act (ESA, 87 Stat. 884. 16 U.S.C. §§1531-1544);24 and
 Implementation of the Central Val ey Project Improvement Act (CVPIA; P.L.  Implementation of the Central Val ey Project Improvement Act (CVPIA; P.L.
102-575).25 102-575).25
Each of these factors is discussed in more detail below. Each of these factors is discussed in more detail below.
Water Quality Requirements: Bay-Delta Water Quality Control Plan
California sets water quality standards and issues permits for the discharge of pollutants in California sets water quality standards and issues permits for the discharge of pollutants in
compliance with the federal CWA, enacted in 1972.26 Through the Porter-Cologne Act (a state compliance with the federal CWA, enacted in 1972.26 Through the Porter-Cologne Act (a state
law), California implements federal CWA requirements and authorizes the State Water Resources law), California implements federal CWA requirements and authorizes the State Water Resources
Control Board (State Water Board) to adopt water quality control plans, or basin plans.27 The Control Board (State Water Board) to adopt water quality control plans, or basin plans.27 The
CVP and the SWP affect water quality in the Bay-Delta depending on how much freshwater the CVP and the SWP affect water quality in the Bay-Delta depending on how much freshwater the
projects release into the area as “unimpaired flows” (thereby affecting area salinity levels). projects release into the area as “unimpaired flows” (thereby affecting area salinity levels).
The first Water Quality Control Plan for the Bay-Delta (Bay-Delta Plan) was issued by the State The first Water Quality Control Plan for the Bay-Delta (Bay-Delta Plan) was issued by the State
Water Board in 1978. Since then, there have been three substantive updates to the plan—in 1991, Water Board in 1978. Since then, there have been three substantive updates to the plan—in 1991,
1995, and 2006. The plans have general y required the SWP and CVP to meet certain water 1995, and 2006. The plans have general y required the SWP and CVP to meet certain water
quality and flow objectives in the Delta to maintain desired salinity levels for in-Delta diversions quality and flow objectives in the Delta to maintain desired salinity levels for in-Delta diversions
(e.g., water quality levels for in-Delta water supplies) and fish and wildlife, among other things. (e.g., water quality levels for in-Delta water supplies) and fish and wildlife, among other things.
These objectives often affect the amount and timing of water available to be pumped, or exported, These objectives often affect the amount and timing of water available to be pumped, or exported,
from the Delta and thus at times result in reduced Delta exports to CVP and SWP water users from the Delta and thus at times result in reduced Delta exports to CVP and SWP water users
south of the Delta.28 The Bay-Delta Plan is currently implemented through the State Water south of the Delta.28 The Bay-Delta Plan is currently implemented through the State Water
Board’s Decision 1641 (or D-1641), which was issued in 1999 and placed responsibility for plan Board’s Decision 1641 (or D-1641), which was issued in 1999 and placed responsibility for plan
implementation on the state’s largest two water rights holders, Reclamation and the California implementation on the state’s largest two water rights holders, Reclamation and the California
DWR.29 DWR.29
Pumping restrictions to meet state-set water quality levels—particularly increases in salinity Pumping restrictions to meet state-set water quality levels—particularly increases in salinity
levels—can sometimes be significant. However, the relative magnitude of these effects varies levels—can sometimes be significant. However, the relative magnitude of these effects varies
depending on hydrology. For instance, Reclamation estimated that in 2014, water quality depending on hydrology. For instance, Reclamation estimated that in 2014, water quality

24 Requirements of the California Endangered Species Act (CESA) currently are being satisfied through 24 Requirements of the California Endangered Species Act (CESA) currently are being satisfied through
implementation of the federal Endangered Species Act (ESA) due to a California state determination that project implementation of the federal Endangered Species Act (ESA) due to a California state determination that project
operations under the federal biological opinions are consistent with requirements under CESA. Presumably, if operations under the federal biological opinions are consistent with requirements under CESA. Presumably, if
protections afforded to threatened and endangered species under the federal ESA protections afforded to threatened and endangered species under the federal ESA werewer e no longer in place, the State of no longer in place, the State of
California could invoke protections under CESA. California could invoke protections under CESA.
25 P.L. 102-575, Title 34, 106 Stat. 4706. 25 P.L. 102-575, Title 34, 106 Stat. 4706.
26 T he CWA requires the states to implement water quality standards that designate water uses to be protected and 26 T he CWA requires the states to implement water quality standards that designate water uses to be protected and
adopt water quality criteria that protect the designated uses. For application to California, see United States v. State adopt water quality criteria that protect the designated uses. For application to California, see United States v. State
Water Resources Control Board (Racanelli), 182 Cal. App. 3d 82, 109 (Cal. Ct. App. 1986). Water Resources Control Board (Racanelli), 182 Cal. App. 3d 82, 109 (Cal. Ct. App. 1986).
27 See Cal. Water Code §13160. 27 See Cal. Water Code §13160.
28 Inability to reach agreement on water quality objectives through deliberation and litigation nearly shut down Delta 28 Inability to reach agreement on water quality objectives through deliberation and litigation nearly shut down Delta
pumping in the early 1990s and was a significant factor in the creation of the Bay -Delta Accord—a partnership pumping in the early 1990s and was a significant factor in the creation of the Bay -Delta Accord—a partnership
between federal and state agencies with projects, responsibilities, and activities affecting the Delta. Habitat protection between federal and state agencies with projects, responsibilities, and activities affecting the Delta. Habitat protection
commitments in the accord were incorporated into the Bay -Delta Water Quality Control Plan, as were actions called for commitments in the accord were incorporated into the Bay -Delta Water Quality Control Plan, as were actions called for
under the Vernalis Adaptive Management Program, and were included by the State Water Board in D -1641. (See U.S. under the Vernalis Adaptive Management Program, and were included by the State Water Board in D -1641. (See U.S.
Department of the Interior (DOI), Bureau of Reclamation, Mid-Pacific Region, Department of the Interior (DOI), Bureau of Reclamation, Mid-Pacific Region, Long-Term Central Valley Project
Operations Criteria and Plan
, Sacramento, CA, May 22, 2008, pp. 2 -6.) , Sacramento, CA, May 22, 2008, pp. 2 -6.)
29 California Environmental Protection Agency, State Water Resources Control Board, “Revised Water Right Decision 29 California Environmental Protection Agency, State Water Resources Control Board, “Revised Water Right Decision
1641,” March 15, 2000, at https://www.waterboards.ca.gov/waterrights/board_decisions/adopted_orders/decisions/1641,” March 15, 2000, at https://www.waterboards.ca.gov/waterrights/board_decisions/adopted_orders/decisions/
d1600_d1649/wrd1641_1999dec29.pdf. d1600_d1649/wrd1641_1999dec29.pdf.
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restrictions accounted for 176,300 AF of the reduction in pumping from the long-term average for restrictions accounted for 176,300 AF of the reduction in pumping from the long-term average for
CVP exports.30 In 2016, Reclamation estimated that D-1641 requirements accounted for 114,500 CVP exports.30 In 2016, Reclamation estimated that D-1641 requirements accounted for 114,500
AF in reductions from the long-term export average. AF in reductions from the long-term export average.
Bay-Delta Plan Update
Updates to the 2006 Bay Delta Plan (i.e., the Bay-Delta Plan Update) are being carried out in two Updates to the 2006 Bay Delta Plan (i.e., the Bay-Delta Plan Update) are being carried out in two
separate processes: one for the San Joaquin River and Southern Delta, and the other for the separate processes: one for the San Joaquin River and Southern Delta, and the other for the
Sacramento River and tributaries north of the Delta.31 In December 2018, the State Water Board Sacramento River and tributaries north of the Delta.31 In December 2018, the State Water Board
adopted amendments to the 2006 Bay Delta Plan establishing flow objectives and revised salinity adopted amendments to the 2006 Bay Delta Plan establishing flow objectives and revised salinity
objectives for the Lower San Joaquin River and Southern Delta.32 The San Joaquin portion of the objectives for the Lower San Joaquin River and Southern Delta.32 The San Joaquin portion of the
Bay-Delta Plan Update requires additional flows to the ocean (general y referred to as Bay-Delta Plan Update requires additional flows to the ocean (general y referred to as unimpaired
flows
) from the San Joaquin River and its tributaries (i.e., the Stanislaus, Tuolumne, and Merced ) from the San Joaquin River and its tributaries (i.e., the Stanislaus, Tuolumne, and Merced
Rivers). Under the proposal, the unimpaired flow requirement for the San Joaquin River is Rivers). Under the proposal, the unimpaired flow requirement for the San Joaquin River is
approximately 40% (within a range of 30%-50%); average unimpaired flows currently range from approximately 40% (within a range of 30%-50%); average unimpaired flows currently range from
21% to 40%.33 The state estimates that the updated version of the plan would reduce water 21% to 40%.33 The state estimates that the updated version of the plan would reduce water
available for human use from the San Joaquin River and its tributaries by between 7% and 23%, available for human use from the San Joaquin River and its tributaries by between 7% and 23%,
on average, depending on the water year type, but it could reduce these water supplies by as much on average, depending on the water year type, but it could reduce these water supplies by as much
as 38% during critical y dry years.34 The state also is updating flow requirements on the as 38% during critical y dry years.34 The state also is updating flow requirements on the
Sacramento River and its tributaries, but a detailed plan has yet to be finalized.35 The conditions Sacramento River and its tributaries, but a detailed plan has yet to be finalized.35 The conditions
in the Bay-Delta Plan Update would be implemented through water rights conditions imposed by in the Bay-Delta Plan Update would be implemented through water rights conditions imposed by
the State Water Board; these conditions are to be implemented no later than 2022. the State Water Board; these conditions are to be implemented no later than 2022.
According to the state, the Bay Delta Plan Update establishes a “starting point” for increased river According to the state, the Bay Delta Plan Update establishes a “starting point” for increased river
flows but also makes al owances for reduced flow requirements on tributaries where stakeholders flows but also makes al owances for reduced flow requirements on tributaries where stakeholders
have reached so-cal ed have reached so-cal ed voluntary agreements (see box below) to pursue both flow and “non-flow” (see box below) to pursue both flow and “non-flow”
measures, such as habitat restoration projects and funding.36 Negotiations to finalize these measures, such as habitat restoration projects and funding.36 Negotiations to finalize these
agreements have been ongoing since prior to the passage of the first plan update amendments, and agreements have been ongoing since prior to the passage of the first plan update amendments, and
the negotiations involve the state and federal governments as wel as numerous stakeholders. the negotiations involve the state and federal governments as wel as numerous stakeholders.
According to the State Water Board, if water users do not enter into voluntary agreements to According to the State Water Board, if water users do not enter into voluntary agreements to

30 Personal communication with the Bureau of Reclamation, October 15, 2015. 30 Personal communication with the Bureau of Reclamation, October 15, 2015.
31 For more information, see the State Water Resources Control Board Bay Delta Plan update website at 31 For more information, see the State Water Resources Control Board Bay Delta Plan update website at
https://www.waterboards.ca.gov/waterrights/water_issues/programs/bay_delta/. https://www.waterboards.ca.gov/waterrights/water_issues/programs/bay_delta/.
32 See California State Water Board, 32 See California State Water Board, Adoption of Amendments to the Water Quality Control Plan for the San Francisco
Bay/Sacram ento-San Joaquin Delta Estuary and Final Substitute Environm ental Docum ent
, Resolution No. 2018-, Resolution No. 2018-
0059, December 12, 2018. 0059, December 12, 2018.
33 California Water Boards, “State Water Board Seeks Public Comment on Final Draft Bay -Delta Plan Update for the 33 California Water Boards, “State Water Board Seeks Public Comment on Final Draft Bay -Delta Plan Update for the
Lower San Joaquin River and Southern Delta,” July 6, 2018, at https://www.waterboards.ca.gov/waterrights/Lower San Joaquin River and Southern Delta,” July 6, 2018, at https://www.waterboards.ca.gov/waterrights/
water_issues/programs/bay_delta/docs/Bay-Delta_Plan_Update_Press_Release.pdf. water_issues/programs/bay_delta/docs/Bay-Delta_Plan_Update_Press_Release.pdf.
34 California Water Boards, “Summary of Proposed Amendments to the Bay -Delta Water Quality Control Plan,” July 6, 34 California Water Boards, “Summary of Proposed Amendments to the Bay -Delta Water Quality Control Plan,” July 6,
2018, at https://www.waterboards.ca.gov/waterrights/water_issues/programs/bay_delta/docs/sed/2018, at https://www.waterboards.ca.gov/waterrights/water_issues/programs/bay_delta/docs/sed/
lsjr_sdwq_summary_070618.pdf. “ Critically dry” years refers to a classification that is part oflsjr_sdwq_summary_070618.pdf. “ Critically dry” years refers to a classification that is part of a broader index of water a broader index of water
year types for the San Joaquin River; it is calculated based on runoff from the San Joaquin River and its tributaries. A year types for the San Joaquin River; it is calculated based on runoff from the San Joaquin River and its tributaries. A
similar index characterizes Sacramento River runoff. similar index characterizes Sacramento River runoff.
35 A preliminary framework released by the state in July 2018 proposed a potential requirement of 55% unimpaired 35 A preliminary framework released by the state in July 2018 proposed a potential requirement of 55% unimpaired
flows from the Sacramento River (within a range of 45% to 65%). See, California Water Boards, “ July 2018 flows from the Sacramento River (within a range of 45% to 65%). See, California Water Boards, “ July 2018
Framework for the Sacramento/Delta Update to the Bay -Delta Plan,” July 6, 2018, at https://www.waterboards.ca.gov/Framework for the Sacramento/Delta Update to the Bay -Delta Plan,” July 6, 2018, at https://www.waterboards.ca.gov/
waterrights/water_issues/programs/bay_delta/docs/sed/sac_delta_framework_070618%20.pdf. waterrights/water_issues/programs/bay_delta/docs/sed/sac_delta_framework_070618%20.pdf. . Hereinafter California Hereinafter California
Water Boards, “July 2018 Framework.” Water Boards, “July 2018 Framework.”
36 California Water Boards, “36 California Water Boards, “ State Water Board Adopts Bay-Delta Plan Update,” press release, December 12, 2018, at State Water Board Adopts Bay-Delta Plan Update,” press release, December 12, 2018, at
https://www.waterboards.ca.gov/press_room/press_releases/2018/pr121218_bay-delta_plan_update.pdf. https://www.waterboards.ca.gov/press_room/press_releases/2018/pr121218_bay-delta_plan_update.pdf.
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implement the plan update, the board could eventual y take actions to require their implement the plan update, the board could eventual y take actions to require their
implementation, such as promulgation of regulations and conditioning of water rights.37 implementation, such as promulgation of regulations and conditioning of water rights.37
Voluntary Agreements
Voluntary agreements are proposed agreements between the State of California and water users that would aim to are proposed agreements between the State of California and water users that would aim to
improve conditions for native fish with new flows for the environment, habitat restoration, and new funding for improve conditions for native fish with new flows for the environment, habitat restoration, and new funding for
environmental improvements and science. These agreements, if finalized, would apply in lieu of flow-only measures environmental improvements and science. These agreements, if finalized, would apply in lieu of flow-only measures
in the State Water Resources Control Board’s update to the Bay-Delta Water Quality Control Plan. The state has in the State Water Resources Control Board’s update to the Bay-Delta Water Quality Control Plan. The state has
created a framework for the agreements, which it expects would be monitored, enforceable, and in place for 15 created a framework for the agreements, which it expects would be monitored, enforceable, and in place for 15
years. Preliminary estimated costs for implementing the agreements by the state indicate they wil cost years. Preliminary estimated costs for implementing the agreements by the state indicate they wil cost
approximately $5.2 bil ion over 15 years. Of this amount, the federal government is assumed to contribute $740 approximately $5.2 bil ion over 15 years. Of this amount, the federal government is assumed to contribute $740
mil ion, the state government would contribute $2.2 bil ion, and water users would contribute $2.3 bil ion. mil ion, the state government would contribute $2.2 bil ion, and water users would contribute $2.3 bil ion.
Sources: California Natural Resources Agency, California Natural Resources Agency, Voluntary Agreements to Improve Flow and Habitat, 2020, 2020, at
https://resources.ca.gov/-/media/CNRA-Website/Files/Initiatives/Voluntary-Watershed-Agreements/VA-
Handout_2020c_Hi-Res_002_ay20-opt.pdf?la=en&hash=7D14147DDC03FF25A494E35A06BD2A9F53EC7E5F.; and
California Natural Resources Agency, California Natural Resources Agency, Framework of Voluntary Agreements to Update and Implement the Bay-Delta
Water Quality Control Plan,
February 4, 2020February 4, 2020, at https://resources.ca.gov/-/media/CNRA-
Website/Files/Initiatives/Voluntary-Watershed-
Agreements/PlenaryPresentation020420Finala2520.pdf?la=en&hash=A24716BC12552F8624679495B35CBF75D4D
C8DAF. .
Reclamation and its contractors would likely play key roles in implementing any update to the Reclamation and its contractors would likely play key roles in implementing any update to the
Bay-Delta Plan, as they do in implementing the current Bay Delta Plan under D-1641. Pursuant to Bay-Delta Plan, as they do in implementing the current Bay Delta Plan under D-1641. Pursuant to
Section 8 of the Reclamation Act of 1902,38 Reclamation general y defers to state water law in Section 8 of the Reclamation Act of 1902,38 Reclamation general y defers to state water law in
carrying out its authorities, but the proposed Bay Delta Plan Update has generated controversy. In carrying out its authorities, but the proposed Bay Delta Plan Update has generated controversy. In
a July 2018 letter to the State Water Board, the Commissioner of Reclamation opposed the a July 2018 letter to the State Water Board, the Commissioner of Reclamation opposed the
proposed standards for the San Joaquin River, arguing that meeting them would necessitate proposed standards for the San Joaquin River, arguing that meeting them would necessitate
decreased water in storage at New Melones Reservoir of approximately 315,000 AF per year (a decreased water in storage at New Melones Reservoir of approximately 315,000 AF per year (a
higher amount than estimated by the State Water Board). Reclamation argued that such a change higher amount than estimated by the State Water Board). Reclamation argued that such a change
would be contrary to the CVP prioritization scheme as established by Congress.39 Another would be contrary to the CVP prioritization scheme as established by Congress.39 Another
complicating factor is that the voluntary agreements have assumed a baseline for flows based on complicating factor is that the voluntary agreements have assumed a baseline for flows based on
the 2008-2009 biological opinions, despite the federal government finalizing new biological the 2008-2009 biological opinions, despite the federal government finalizing new biological
opinions (see below section, “Endangered Species Act”). opinions (see below section, “Endangered Species Act”).
On March 28, 2019, the Department of Justice and DOI filed civil actions in federal and state On March 28, 2019, the Department of Justice and DOI filed civil actions in federal and state
court against the State Water Board for failing to comply with the California Environmental court against the State Water Board for failing to comply with the California Environmental
Quality Act (CEQA).40Quality Act (CEQA).40 The federal district court stayed the CEQA claim until the state case is The federal district court stayed the CEQA claim until the state case is
resolved,41 which the United States appealed to the Ninth Circuit.42 The state case is being coordinated with 11 other cases chal enging the Bay Delta Plan Update.43
37 California Water Boards, “July 2018 Framework.” 37 California Water Boards, “July 2018 Framework.”
38 43 U.S.C. §383. 38 43 U.S.C. §383.
39 Letter from Brenda Burman, Commissioner, Bureau of Reclamation, DOI, to Felicia Marcus, Chair, State Water 39 Letter from Brenda Burman, Commissioner, Bureau of Reclamation, DOI, to Felicia Marcus, Chair, State Water
Resources Control Board, July 27, 2018, at https://www.waterboards.ca.gov/waterrights/water_issues/programs/Resources Control Board, July 27, 2018, at https://www.waterboards.ca.gov/waterrights/water_issues/programs/
bay_delta/docs/comments_lsjr_finalsed/Brenda_Burman_BOR.pdf. Hereinafter Letter from Brenda Burman to Felicia bay_delta/docs/comments_lsjr_finalsed/Brenda_Burman_BOR.pdf. Hereinafter Letter from Brenda Burman to Felicia
Marcus. Marcus.
40 Department of Justice, “ 40 Department of Justice, “Unit edUnited States Files Lawsuit Against California State Water Resources Control Board for States Files Lawsuit Against California State Water Resources Control Board for
Failure to Comply With California Environmental Quality Act,” press release, March 28, 2019, at Failure to Comply With California Environmental Quality Act,” press release, March 28, 2019, at
https://www.justice.gov/opa/pr/united-states-files-lawsuit-against-california-state-water-resources-control-board-https://www.justice.gov/opa/pr/united-states-files-lawsuit-against-california-state-water-resources-control-board-
failure; Complaint for Declaratory and Injunctive Relief, United States v. State Water Res. Control Bd., No. 2:19failure; Complaint for Declaratory and Injunctive Relief, United States v. State Water Res. Control Bd., No. 2:19 -cv--cv-
00547 (E.D. Cal. Mar. 28, 2019); Verified Petition for Writ of Mandate Under the California 00547 (E.D. Cal. Mar. 28, 2019); Verified Petition for Writ of Mandate Under the California EnvironmentalE nvironmental Quality Quality
Act, United States v. State Water Res. Control Bd., No. 34 -2019-80003111 (Cal. Sup. Ct. Mar. 28, 2019). Act, United States v. State Water Res. Control Bd., No. 34 -2019-80003111 (Cal. Sup. Ct. Mar. 28, 2019).
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resolved,41 which the United States appealed to the Ninth Circuit.42 The state case is being
coordinated with 11 other cases chal enging the Bay Delta Plan Update.43 41 United States v. State Water Res. Control Bd., 418 F. Supp. 3d 496, 515 -19 (E.D. Cal. 2019). 42 Notice of Appeal, United States v. State Water Res. Control Bd., No. 2:19-cv-00547 (E.D. Cal. Jan. 31, 2020) (docketed in Ninth Circuit as No. 20-15145). 43 Order Granting Petition for Coordination of Add-On Case, State Water Board Cases, JCCP No. 5013 (Dec. 13, 2019 Cal. Sup. Ct.) (granting petition to coordinate United States v. State Water Resources Control Board , No. 34-2019- Congressional Research Service 16 Central Valley Project: Issues and Legislation
Endangered Species Act
Several species that have been listed under the federal ESA are affected by the operations of the Several species that have been listed under the federal ESA are affected by the operations of the
CVP and the SWP.44 One species, the Delta smelt, is a smal pelagic fish that is susceptible to CVP and the SWP.44 One species, the Delta smelt, is a smal pelagic fish that is susceptible to
entrainment in CVP and SWP pumps in the Delta; it was listed as threatened under ESA in 1993. entrainment in CVP and SWP pumps in the Delta; it was listed as threatened under ESA in 1993.
Surveys of Delta smelt in 2017 found two adult smelt, the lowest catch in the history of the Surveys of Delta smelt in 2017 found two adult smelt, the lowest catch in the history of the
survey.45 These results were despite the relatively wet winter of 2017, which is a concern for survey.45 These results were despite the relatively wet winter of 2017, which is a concern for
many stakeholders because low population sizes of Delta smelt could result in greater restrictions many stakeholders because low population sizes of Delta smelt could result in greater restrictions
on water flowing to users. It also raises larger concerns among stakeholders about the overal on water flowing to users. It also raises larger concerns among stakeholders about the overal
health and resilience of the Bay-Delta ecosystem. In addition to Delta smelt, multiple anadromous health and resilience of the Bay-Delta ecosystem. In addition to Delta smelt, multiple anadromous
salmonid species were listed under ESA dating to 1991, including the endangered Sacramento salmonid species were listed under ESA dating to 1991, including the endangered Sacramento
River winter-run Chinook salmon, the threatened Central Val ey spring-run Chinook salmon, the River winter-run Chinook salmon, the threatened Central Val ey spring-run Chinook salmon, the
threatened Central Val ey steelhead, threatened Southern Oregon/Northern California Coast coho threatened Central Val ey steelhead, threatened Southern Oregon/Northern California Coast coho
salmon, and the threatened Central California Coast steelhead.46 salmon, and the threatened Central California Coast steelhead.46
Federal agencies consult with the U.S. Fish and Wildlife Service (FWS) in DOI or the Federal agencies consult with the U.S. Fish and Wildlife Service (FWS) in DOI or the
Department of Commerce’s (DOC’s) National Marine Fisheries Service (NMFS) to determine if Department of Commerce’s (DOC’s) National Marine Fisheries Service (NMFS) to determine if
a federal project or action might jeopardize the continued existence of a species listed under ESA a federal project or action might jeopardize the continued existence of a species listed under ESA
or adversely modify its habitat. If an effect is possible, formal consultation is started and usual y or adversely modify its habitat. If an effect is possible, formal consultation is started and usual y
concludes with the appropriate agency issuing a biological opinion (BiOp) on the potential harm concludes with the appropriate agency issuing a biological opinion (BiOp) on the potential harm
the project poses and, if necessary, issuing reasonable and prudent measures to reduce the harm. the project poses and, if necessary, issuing reasonable and prudent measures to reduce the harm.
CVP and SWP BiOps have been chal enged and revised over time. Until 2004, a 1993 winter-run CVP and SWP BiOps have been chal enged and revised over time. Until 2004, a 1993 winter-run
Chinook salmon BiOp and a 1995 Delta smelt BiOp (as amended) governed Delta exports for Chinook salmon BiOp and a 1995 Delta smelt BiOp (as amended) governed Delta exports for
federal ESA purposes. In 2004, a proposed change in coordinated operation of the SWP and CVP federal ESA purposes. In 2004, a proposed change in coordinated operation of the SWP and CVP
(including increased Delta exports), known as OCAP (Operations Criteria and Plan) resulted in (including increased Delta exports), known as OCAP (Operations Criteria and Plan) resulted in
the development of new BiOps. Environmental groups chal enged the agencies’ 2004 BiOps; this the development of new BiOps. Environmental groups chal enged the agencies’ 2004 BiOps; this
chal enge resulted in the development of new BiOps by the FWS and NMFS in 2008 and 2009, chal enge resulted in the development of new BiOps by the FWS and NMFS in 2008 and 2009,
respectively.47 These BiOps placed additional restrictions on the amount of water exported via respectively.47 These BiOps placed additional restrictions on the amount of water exported via

41 United States v. State Water Res. Control Bd., 418 F. Supp. 3d 496, 515 -19 (E.D. Cal. 2019).
42 Notice of Appeal, United States v. State Water Res. Control Bd., No. 2:19 -cv-00547 (E.D. Cal. Jan. 31, 2020)
(docketed in Ninth Circuit as No. 20-15145).
43 Order Granting Petition for Coordination of Add-On Case, State Water Board Cases, JCCP No. 5013 (Dec. 13, 2019
Cal. Sup. Ct.) (granting petition to coordinate United States v. State Water Resources Control Board , No. 34-2019-
SWP and CVP Delta pumps and other limitations on pumping and release of stored water.48 Since then, the CVP and SWP have been operated in accordance with these BiOps, both of which concluded that the coordinated long-term operation of the CVP and SWP, as proposed in Reclamation’s 2008 Biological Assessment, was likely to jeopardize the continued existence of listed species and destroy or adversely modify designated critical habitat. Both BiOps included 80003111, with coordinated cases in State Water Board Cases, JCCP No. 5013). 80003111, with coordinated cases in State Water Board Cases, JCCP No. 5013).
44 Act of December 28, 1973, P.L. 93-205; 87 Stat. 884, codified at 16 U.S.C. §§1531 et seq. T his report assumes a 44 Act of December 28, 1973, P.L. 93-205; 87 Stat. 884, codified at 16 U.S.C. §§1531 et seq. T his report assumes a
basic knowledge of the act; an overview of the ESA and its major provisions may be found in CRS Report basic knowledge of the act; an overview of the ESA and its major provisions may be found in CRS Report RL31654R46677, ,
The Endangered Species Act: A Prim erOverview and Im plem entation , by Pervaze A. Sheikh, by Pervaze A. Sheikh, Erin H. Ward, and R. Eliot Crafton . .
45 California Department of Fish and Wildlife, 45 California Department of Fish and Wildlife, Fall Midwater Trawl Monthly Abundance Index for Delta Smelt, at at
http://www.dfg.ca.gov/delta/data/fmwt/indices.asp,http://www.dfg.ca.gov/delta/data/fmwt/indices.asp, accessed August 2, 2018. accessed August 2, 2018.
46 46 “Anadromous”Anadromous fish are born in freshwater, spend fish are born in freshwater, spend the majority of life in saltwater, and return to freshwater to spawn. the majority of life in saltwater, and return to freshwater to spawn.
Examples include salmon and some species of sturgeonExamples include salmon and some species of sturgeon sturgeon. Winter -run Chinook salmon, listed in 1991, were the . Winter -run Chinook salmon, listed in 1991, were the
first anadromous species listed from the Central Valley. Other species were listed subsequently.first anadromous species listed from the Central Valley. Other species were listed subsequently.
47 U.S. Fish and Wildlife Service, Formal Endangered Species Act Consultation on the Proposed Coordinated 47 U.S. Fish and Wildlife Service, Formal Endangered Species Act Consultation on the Proposed Coordinated
Operations of the Central Valley Project (CVP) and State Water Project (SWP), December 15, 2008, at Operations of the Central Valley Project (CVP) and State Water Project (SWP), December 15, 2008, at
https://www.fws.gov/sfbaydelta/Documents/SWP-CVP_OPs_BO_12-15_final_OCR.pdf; National Marine Fisheries https://www.fws.gov/sfbaydelta/Documents/SWP-CVP_OPs_BO_12-15_final_OCR.pdf; National Marine Fisheries
Service, Biological Opinion and Conference Opinion on the Long-T erm Operations of the Central Valley Project and Service, Biological Opinion and Conference Opinion on the Long-T erm Operations of the Central Valley Project and
State Water Project, June 4, 2009, at https://www.fisheries.noaa.gov/resource/document/biological-opinion-and-State Water Project, June 4, 2009, at https://www.fisheries.noaa.gov/resource/document/biological-opinion-and-
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SWP and CVP Delta pumps and other limitations on pumping and release of stored water.48 Since
then, the CVP and SWP have been operated in accordance with these BiOps, both of which
concluded that the coordinated long-term operation of the CVP and SWP, as proposed in
Reclamation’s 2008 Biological Assessment, was likely to jeopardize the continued existence of
listed species and destroy or adversely modify designated critical habitat. Both BiOps included
conference-opinion-long-term-operations-central-valley. 48 Among other things, the 2009 National Marine Fisheries Service BiOp requires temperature considerations for the benefit of species in the Sacramento River and in the Bay -Delta. Congressional Research Service 17 Central Valley Project: Issues and Legislation reasonable and prudent alternatives (RPAs) designed to al ow the CVP and SWP to continue reasonable and prudent alternatives (RPAs) designed to al ow the CVP and SWP to continue
operating without causing jeopardy to listed species or destruction or adverse modification to operating without causing jeopardy to listed species or destruction or adverse modification to
designated critical habitat. Reclamation accepted the BiOps and then began project operations designated critical habitat. Reclamation accepted the BiOps and then began project operations
consistent with the FWS and NMFS RPAs. consistent with the FWS and NMFS RPAs.
In August 2016, Reclamation and DWR requested reinitiation of consultation on long-term, In August 2016, Reclamation and DWR requested reinitiation of consultation on long-term,
system-wide operations of the CVP and the SWP based on new information related to multiple system-wide operations of the CVP and the SWP based on new information related to multiple
years of drought, species decline, and related data.49 In December 2017, the Trump years of drought, species decline, and related data.49 In December 2017, the Trump
Administration gave formal notice of its intent to prepare an environmental impact statement Administration gave formal notice of its intent to prepare an environmental impact statement
analyzing potential long-term modifications to the coordinated operations of the CVP and the analyzing potential long-term modifications to the coordinated operations of the CVP and the
SWP.50 SWP.50
On October 19, 2018, President Trump issued a memorandum on western water supplies that, On October 19, 2018, President Trump issued a memorandum on western water supplies that,
among other things, directed DOI to issue its final biological assessment (BA) proposing changes among other things, directed DOI to issue its final biological assessment (BA) proposing changes
for the operation of the CVP and SWP by January 31, 2019; it also directed that FWS and NOAA for the operation of the CVP and SWP by January 31, 2019; it also directed that FWS and NOAA
issue their final BiOps in response to the BA within 135 days of that time.51 Reclamation issue their final BiOps in response to the BA within 135 days of that time.51 Reclamation
completed the BA and sent it to FWS and NMFS for review on January 31, 2019.52 The BA completed the BA and sent it to FWS and NMFS for review on January 31, 2019.52 The BA
discussed the operational changes proposed by Reclamation and mitigation factors to address discussed the operational changes proposed by Reclamation and mitigation factors to address
listed species. According to Reclamation, the changes in the BA reflected a shift to pumping listed species. According to Reclamation, the changes in the BA reflected a shift to pumping
based on real-time monitoring rather than calendar-based targets, as wel as updated science and based on real-time monitoring rather than calendar-based targets, as wel as updated science and
monitoring information and a revised plan for cold water management and releases at Shasta monitoring information and a revised plan for cold water management and releases at Shasta
Dam. The BA also stated that nonoperational activities would be implemented to augment and Dam. The BA also stated that nonoperational activities would be implemented to augment and
bolster listed fish populations. These activities include habitat restoration and introduction of bolster listed fish populations. These activities include habitat restoration and introduction of
hatchery-bred Delta smelt, among other things. hatchery-bred Delta smelt, among other things.
FWS and NOAA simultaneously issued BiOps for Reclamation’s proposed CVP operations on FWS and NOAA simultaneously issued BiOps for Reclamation’s proposed CVP operations on
October 21, 2019.53 In contrast to the 2008 and 2009 BiOps, the agencies concluded that October 21, 2019.53 In contrast to the 2008 and 2009 BiOps, the agencies concluded that

conference-opinion-long-term-operations-central-valley.
48 Among other things, the 2009 National Marine Fisheries Service BiOp requires temperature considerations for the
benefit of species in the Sacramento River and in t he Bay-Delta.
Reclamation’s proposed operations would not jeopardize threatened or endangered species nor adversely modify their designated critical habitat. In coming to these conclusions, FWS and NMFS reported that they worked with Reclamation to modify the proposed action to reduce potential threats to the species and their critical habitat and to increase mitigation measures such as habitat restoration to support listed species. Some of the changes in the final action included adding performance metrics for real-time monitoring, implementing cold-water management in 49 Letter from David Murillo, Regional Director, Bureau of Reclamation, and Mark W. Cowin, Director, Department of 49 Letter from David Murillo, Regional Director, Bureau of Reclamation, and Mark W. Cowin, Director, Department of
Water Resources, to Ren Lohoefener, Pacific Southwest Regional Director, August 2, 2016, at https://www.fws.gov/Water Resources, to Ren Lohoefener, Pacific Southwest Regional Director, August 2, 2016, at https://www.fws.gov/
sfbaydelta/documents/08-02-2016_BOR-DWR_Reinitiation_Letter.pdf. sfbaydelta/documents/08-02-2016_BOR-DWR_Reinitiation_Letter.pdf.
50 Bureau of Reclamation, “Notice of Intent to Prepare a Draft Environmental Impact Statement, Revisions to the 50 Bureau of Reclamation, “Notice of Intent to Prepare a Draft Environmental Impact Statement, Revisions to the
Coordinated Long-T erm Operation of the Central Valley Project and State Water Project, and Related Facilities,” 82Coordinated Long-T erm Operation of the Central Valley Project and State Water Project, and Related Facilities,” 82
Federal Register
61789-61791, December 29, 2017. Hereinafter Reclamation, “ Intent to Prepare a Draft Environmental 61789-61791, December 29, 2017. Hereinafter Reclamation, “ Intent to Prepare a Draft Environmental
Impact Statement.” Impact Statement.”
51 White House, “Presidential Memorandum on Promoting the Reliable Supply and Delivery of Water in the West,” 51 White House, “Presidential Memorandum on Promoting the Reliable Supply and Delivery of Water in the West,”
October 19, 2018October 19, 2018, at https://www.whitehouse.gov/presidential-actions/presidential-memorandum-promoting-reliable-
supply-delivery-water-west/. Hereinafter, 2018 White House Memo on Western Water. . Hereinafter, 2018 White House Memo on Western Water.
52 Bureau of Reclamation, 52 Bureau of Reclamation, Updates to the Coordinated Long-Term Operation of the CVP and SWP and Related
Facilities
, January 2019, at https://www.usbr.gov/mp/bdo/lto.html. , January 2019, at https://www.usbr.gov/mp/bdo/lto.html.
53 U.S. Fish and Wildlife Service, Biological Opinion For the Reinitiation of Consultation on the Coordinated 53 U.S. Fish and Wildlife Service, Biological Opinion For the Reinitiation of Consultation on the Coordinated
Operations of the Central Valley Project and State Water Project, Operations of the Central Valley Project and State Water Project, ServiceSer vice File No. 08FBT D00 File No. 08FBT D00 -2019-F-0164, October -2019-F-0164, October
21, 2019, at https://www.fws.gov/sfbaydelta/CVP-SWP/documents/10182019_ROC_BO_final.pdf; and National 21, 2019, at https://www.fws.gov/sfbaydelta/CVP-SWP/documents/10182019_ROC_BO_final.pdf; and National
Marine Fisheries Service, Biological Opinion on Long-term Operation of the Central Valley Project and State Water Marine Fisheries Service, Biological Opinion on Long-term Operation of the Central Valley Project and State Water
Project, WCRO-2016-00069, October 21, 2019, at https://www.fws.gov/sfbaydelta/CVP-SWP/documents/Project, WCRO-2016-00069, October 21, 2019, at https://www.fws.gov/sfbaydelta/CVP-SWP/documents/
10182019_ROC_BO_final.pdf. Congressional Research Service Congressional Research Service

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Reclamation’s proposed operations would not jeopardize threatened or endangered species nor
adversely modify their designated critical habitat. In coming to these conclusions, FWS and
NMFS reported that they worked with Reclamation to modify the proposed action to reduce
potential threats to the species and their critical habitat and to increase mitigation measures such
as habitat restoration to support listed species. Some of the changes in the final action included
adding performance metrics for real-time monitoring, implementing cold-water management in
Lake Shasta, increasing habitat restoration, and introducing a process for independent scientific Lake Shasta, increasing habitat restoration, and introducing a process for independent scientific
review, among other things.54 review, among other things.54
After issuing the BiOps, Reclamation completed its review of environmental impacts of the After issuing the BiOps, Reclamation completed its review of environmental impacts of the
proposed action under NEPA. Reclamation concluded its NEPA review by issuing an proposed action under NEPA. Reclamation concluded its NEPA review by issuing an
environmental impact statement (EIS) on December 19, 2019, regarding the anticipated environmental impact statement (EIS) on December 19, 2019, regarding the anticipated
environmental effects of the action.55 The EIS evaluated four alternatives and selected a preferred environmental effects of the action.55 The EIS evaluated four alternatives and selected a preferred
alternative, Alternative 1, which included a combination of flow-related actions, habitat alternative, Alternative 1, which included a combination of flow-related actions, habitat
restoration, and measures to increase water deliveries and protect fish and wildlife.56 Having restoration, and measures to increase water deliveries and protect fish and wildlife.56 Having
completed ESA and NEPA review, Reclamation’s proposed changes were finalized in a Record of completed ESA and NEPA review, Reclamation’s proposed changes were finalized in a Record of
Decision on February 20, 2020.57 Decision on February 20, 2020.57
For the state and federal projects to be operated in a coordinated manner and to avoid For the state and federal projects to be operated in a coordinated manner and to avoid
management confusion, the state also must approve SWP operations pursuant to a permit under management confusion, the state also must approve SWP operations pursuant to a permit under
the California Endangered Species Act.58 Historical y, DWR received coverage for the SWP’s the California Endangered Species Act.58 Historical y, DWR received coverage for the SWP’s
state law requirements through state “consistency determinations” that federal protections state law requirements through state “consistency determinations” that federal protections
complied with the California Endangered Species Act. However, in April 2019, the state complied with the California Endangered Species Act. However, in April 2019, the state
announced that it would develop a permit for the SWP that does not rely on the federal process announced that it would develop a permit for the SWP that does not rely on the federal process
and has since taken steps to improve protections for fish and wildlife. In November 2019, the and has since taken steps to improve protections for fish and wildlife. In November 2019, the
state announced it had determined that Reclamation’s proposed changes did not adequately state announced it had determined that Reclamation’s proposed changes did not adequately
protect species and state interests,59 and it finalized its incidental take permit for the SWP on protect species and state interests,59 and it finalized its incidental take permit for the SWP on
March 31, 2020.60 The permit cal s for additional protective actions beyond those provided for in March 31, 2020.60 The permit cal s for additional protective actions beyond those provided for in
Reclamation’s operational plans. Reclamation’s operational plans.

10182019_ROC_BO_final.pdf.
On February 20, 2020, California sued the federal government for violations of the ESA, NEPA, and Administrative Procedure Act (APA).61 Among other relief sought, California asked that the court enjoin Reclamation from implementing any actions that rely on the BiOps.62 Separately, a 54 U.S. Fish and Wildlife Service, Biological Opinion For the Reinitiation of Consultation on the Coordinated 54 U.S. Fish and Wildlife Service, Biological Opinion For the Reinitiation of Consultation on the Coordinated
Operations of the Central Valley Project and State Water Project, Summary, October 21, 2019, at https://www.fws.gov/Operations of the Central Valley Project and State Water Project, Summary, October 21, 2019, at https://www.fws.gov/
sfbaydelta/CVP-SWP/documents/Overall_Summary.pdf. sfbaydelta/CVP-SWP/documents/Overall_Summary.pdf.
55 Bureau of Reclamation, 55 Bureau of Reclamation, Final Environmental Impact Statement, Reinitiation of Consultation on the Coordinated
Long-Term Modified Operations of the Central Valley Project and State Water Project
, December 2019, at , December 2019, at
https://www.usbr.gov/mp/nepa/nepa_project_details.php?Project_ID=39181. Herinafter, “ Final 2019 EIS.” https://www.usbr.gov/mp/nepa/nepa_project_details.php?Project_ID=39181. Herinafter, “ Final 2019 EIS.”
56 Final 2019 EIS, 56 Final 2019 EIS, ppp. 1-2. . 1-2.
57 Bureau of Reclamation, Record of Decision, Reinitiation of Consultation on the Coordinated Long-T erm Modified 57 Bureau of Reclamation, Record of Decision, Reinitiation of Consultation on the Coordinated Long-T erm Modified
Operations of the Operations of the CentralCent ral Valley Project and State Water Project , February 2020, at https://www.usbr.gov/mp/nepa/ Valley Project and State Water Project , February 2020, at https://www.usbr.gov/mp/nepa/
nepa_project_details.php?Project_ID=39181. nepa_project_details.php?Project_ID=39181.
58 For more information, see California Department of Water Resources, “ DWR Moves to Strengthen Protections for 58 For more information, see California Department of Water Resources, “ DWR Moves to Strengthen Protections for
Fish, Improve Real-T ime Management of State Water Project,” November 21, 2019,” at https://water.ca.gov/News/Fish, Improve Real-T ime Management of State Water Project,” November 21, 2019,” at https://water.ca.gov/News/
News-Releases/2019/November/Long-T erm-Operations-of-State-Water-Project. News-Releases/2019/November/Long-T erm-Operations-of-State-Water-Project.
59 California Natural Resources Agency and California Environmental Protection Agency, “State Agencies Lay Out 59 California Natural Resources Agency and California Environmental Protection Agency, “State Agencies Lay Out
Actions to Protect Endangered Species and Meet State Water Needs,” press release, November 21, 2019, at Actions to Protect Endangered Species and Meet State Water Needs,” press release, November 21, 2019, at
http://resources.ca.gov/wp-content/uploads/2019/11/CNRA-CalEPA-11.21.19-State-Agencies-Lay-Out-Actions-to-http://resources.ca.gov/wp-content/uploads/2019/11/CNRA-CalEPA-11.21.19-State-Agencies-Lay-Out-Actions-to-
Protect -Endangered-Species-and-Meet -State-Water-Needs.pdf. Protect -Endangered-Species-and-Meet -State-Water-Needs.pdf.
60 California Department of Fish & Wildlife, Long-T erm Operation of the State Water Project in the Sacramento San 60 California Department of Fish & Wildlife, Long-T erm Operation of the State Water Project in the Sacramento San
Joaquin Delta, California Endangered Species Act Incidental T ake Permit No. 2081Joaquin Delta, California Endangered Species Act Incidental T ake Permit No. 2081 -2019-066-00, March 31, 2020, at -2019-066-00, March 31, 2020, at
https://water.ca.gov/-/media/DWR-Website/Web-Pages/Programs/State-Water-Project/Files/IT P-for-Long-Term-SWP-https://water.ca.gov/-/media/DWR-Website/Web-Pages/Programs/State-Water-Project/Files/IT P-for-Long-Term-SWP-
Operations.pdf?la=en&hash=AE5FF28E0CB9FA5DC67EF1D6367C66C5FF1B8B55 . Operations.pdf?la=en&hash=AE5FF28E0CB9FA5DC67EF1D6367C66C5FF1B8B55 .
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On February 20, 2020, California sued the federal government for violations of the ESA, NEPA,
and Administrative Procedure Act (APA).61 Among other relief sought, California asked that the
court enjoin Reclamation from implementing any actions that rely on the BiOps.62 Separately, a
61 Complaint for Declaratory and Injunctive Relief, Cal. Nat. Res. Agency v. Ross, No. 3:20 -cv-01299 (N.D. Cal. Feb. 20, 2020). 62 Complaint for Declaratory and Injunctive Relief at 36, Cal. Nat. Res. Agency v. Ross, No. 3:20 -cv-01299 (N.D. Cal. Feb. 20, 2020). Congressional Research Service 19 Central Valley Project: Issues and Legislation group of nongovernmental organizations also sued the federal government for al eged violations group of nongovernmental organizations also sued the federal government for al eged violations
stemming from the BiOps and Record of Decision and similarly asked that the court prohibit stemming from the BiOps and Record of Decision and similarly asked that the court prohibit
implementation of the new operations.63 implementation of the new operations.63
Both the nongovernmental organizations and California also had requested that the court prohibit Both the nongovernmental organizations and California also had requested that the court prohibit
Reclamation from implementing the operational changes while the litigation is pending.64 While Reclamation from implementing the operational changes while the litigation is pending.64 While
the nongovernmental organizations requested an injunction until the court resolves the merits of the nongovernmental organizations requested an injunction until the court resolves the merits of
the case,65 California’s motion focused specifical y on the harm that might be caused through the case,65 California’s motion focused specifical y on the harm that might be caused through
May 31, 2020, from operational changes connected to an RPA that NMFS included in its 2009 May 31, 2020, from operational changes connected to an RPA that NMFS included in its 2009
BiOp,66 but omitted in its 2019 BiOp.67 On May 11, 2020, the court granted the motions in part BiOp,66 but omitted in its 2019 BiOp.67 On May 11, 2020, the court granted the motions in part
based on California’s narrower request, finding that NMFS’s failure to carry forward the based on California’s narrower request, finding that NMFS’s failure to carry forward the
identified RPA from the 2009 BiOp was likely to cause irreparable harm to the California Central identified RPA from the 2009 BiOp was likely to cause irreparable harm to the California Central
Val ey Steelhead.68 The court’s order required Reclamation to implement the RPA from the 2009 Val ey Steelhead.68 The court’s order required Reclamation to implement the RPA from the 2009
BiOp instead of any conflicting operational changes through May 31, 2020.69 On June 24, 2020, BiOp instead of any conflicting operational changes through May 31, 2020.69 On June 24, 2020,
however, the court denied the nongovernmental organizations’ motion to extend the injunction however, the court denied the nongovernmental organizations’ motion to extend the injunction
while the case was pending.70 The court determined that based on the evidence presented to date, while the case was pending.70 The court determined that based on the evidence presented to date,
the injunction was not “likely to material y improve conditions vis-à-vis the current operating the injunction was not “likely to material y improve conditions vis-à-vis the current operating
regime for the species of concern during the current temperature management period.”71 regime for the species of concern during the current temperature management period.”71

61 Complaint for Declaratory and Injunctive Relief, Cal. Nat. Res. Agency v. Ro ss, No. 3:20-cv-01299 (N.D. Cal. Feb.
20, 2020).
62 Complaint for Declaratory and Injunctive Relief at 36, Cal. Nat. Res. Agency v. Ross, No. 3:20 -cv-01299 (N.D. Cal.
Feb. 20, 2020).
How Much Water Do ESA Restrictions Account For? The exact magnitude of reductions in pumping due to ESA restrictions compared to the aforementioned water quality restrictions has varied considerably over time. In absolute terms, ESA-driven reductions are typical y greater in wet years than in dry years, but the proportion of ESA reductions relative to deliveries depends on numerous factors. For instance, Reclamation estimated that ESA restrictions accounted for a reduction in deliveries of 62,000 AF from the long-term average for CVP deliveries in 2014 and 144,800 AF of CVP delivery 63 First Amended Complaint for Declaratory and Injunctive Relief at 57 -67, Pac. Coast Fed’n of Fishermen’s Ass’ns v. 63 First Amended Complaint for Declaratory and Injunctive Relief at 57 -67, Pac. Coast Fed’n of Fishermen’s Ass’ns v.
Ross, No. 3:19-cv-07897 (N.D. Cal. Feb. 24, 2020). For additional background on these lawsuits and other legal issues Ross, No. 3:19-cv-07897 (N.D. Cal. Feb. 24, 2020). For additional background on these lawsuits and other legal issues
related to the CVP, contact CRS Legislative Attorney Erin H. Ward.related to the CVP, contact CRS Legislative Attorney Erin H. Ward.
64 Plaintiffs’ Motion for Preliminary Injunction, Pac. Coast Fed’n of Fishermen’s Ass’ns v. Ross, No. 3:1964 Plaintiffs’ Motion for Preliminary Injunction, Pac. Coast Fed’n of Fishermen’s Ass’ns v. Ross, No. 3:19 -cv-07897 -cv-07897
(N.D. Cal. Mar. 5, 2020); Plaintiffs’ Motion for Preliminary Injunction, Cal. Nat. Res. Agency v.(N.D. Cal. Mar. 5, 2020); Plaintiffs’ Motion for Preliminary Injunction, Cal. Nat. Res. Agency v. Ross, No. 1:20Ross, No. 1:20 -cv--cv-
00426 (E.D. Cal. Apr. 21, 2020). 00426 (E.D. Cal. Apr. 21, 2020).
65 Plaintiffs’ Motion for Preliminary Injunction, Pac. Coast Fed’n of Fishermen’s Ass’ns v. Ross, No. 3:19 65 Plaintiffs’ Motion for Preliminary Injunction, Pac. Coast Fed’n of Fishermen’s Ass’ns v. Ross, No. 3:19 -cv-07897, at -cv-07897, at
1-2 (N.D. Cal. Mar. 5, 2020). 1-2 (N.D. Cal. Mar. 5, 2020).
66 California focused specifically on Reasonable and Prudent Alternative Action IV.2.1 from NMFS’s 2009 BiOp, 66 California focused specifically on Reasonable and Prudent Alternative Action IV.2.1 from NMFS’s 2009 BiOp,
which restricted exports from pumping plants in the South Delta based on an inflow to export ratio. Plaintiffs’ which restricted exports from pumping plants in the South Delta based on an inflow to export ratio. Plaintiffs’
Memorandum of Points and Authorities in Support of Motion for Preliminary Injunction, CalMemorandum of Points and Authorities in Support of Motion for Preliminary Injunction, Cal . Nat. Res. Agency v. . Nat. Res. Agency v.
Ross, No. 1:20-cv-00426, at 19 (E.D. Cal. Apr. 21, 2020); Order Granting in Part and Denying in Part as Moot Motion Ross, No. 1:20-cv-00426, at 19 (E.D. Cal. Apr. 21, 2020); Order Granting in Part and Denying in Part as Moot Motion
for Preliminary Injunction and Holding Certain Issues in Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426, for Preliminary Injunction and Holding Certain Issues in Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426,
& Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No. 1:20 -cv-00431, at 4 (E.D. Cal. May 11, 2020). & Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No. 1:20 -cv-00431, at 4 (E.D. Cal. May 11, 2020).
67 Plaintiffs’ Memorandum of Points and Authorities in Support of Motion for Preliminary Injunction, Cal. Nat. Res. 67 Plaintiffs’ Memorandum of Points and Authorities in Support of Motion for Preliminary Injunction, Cal. Nat. Res.
Agency v. Ross, No. 1:20-cv-00426, at 2 (E.D. Cal. Apr. 21, 2020). Agency v. Ross, No. 1:20-cv-00426, at 2 (E.D. Cal. Apr. 21, 2020).
68 Order Granting in Part and Denying in Part as Moot Motion for Preliminary Injunction and Holding Certain Issues in 68 Order Granting in Part and Denying in Part as Moot Motion for Preliminary Injunction and Holding Certain Issues in
Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426, & Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No. Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426, & Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No.
1:20-cv-00431, at 4 (E.D. Cal. May 11, 2020). 1:20-cv-00431, at 4 (E.D. Cal. May 11, 2020).
69 Order Granting in Part and Denying in Part as Moot Motion for Preliminary Injunction and Holding Certain Issues in 69 Order Granting in Part and Denying in Part as Moot Motion for Preliminary Injunction and Holding Certain Issues in
Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426, & Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No. Abeyance, Cal. Nat. Res. Agency v. Ross, No. 1:20 -cv-00426, & Pac. Coast Fed’n of Fishermen’s Ass’n v. Ross, No.
1:20-cv-00431, at 4 (E.D. Cal. May 11, 2020). 1:20-cv-00431, at 4 (E.D. Cal. May 11, 2020).
70 Order Denying Without Prejudice Motion for Preliminary Injunction as to Shasta Operations, Pac. Coast Fed’n of 70 Order Denying Without Prejudice Motion for Preliminary Injunction as to Shasta Operations, Pac. Coast Fed’n of
Fishermen’s Ass’n v. Ross, No. 1:20-cv-00431, at 4 (E.D. Cal. June 24, 2020). Fishermen’s Ass’n v. Ross, No. 1:20-cv-00431, at 4 (E.D. Cal. June 24, 2020).
71 Order Denying Without Prejudice Motion for Preliminary Injunction as to Shasta Operations, Pac. Coast Fed’71 Order Denying Without Prejudice Motion for Preliminary Injunction as to Shasta Operations, Pac. Coast Fed’ n of n of
Fishermen’s Ass’n v. Ross, No. 1:20-cv-00431, at 19 (E.D. Cal. June 24, 2020). Fishermen’s Ass’n v. Ross, No. 1:20-cv-00431, at 19 (E.D. Cal. June 24, 2020).
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How Much Water Do ESA Restrictions Account For?
The exact magnitude of reductions in pumping due to ESA restrictions compared to the aforementioned water
quality restrictions has varied considerably over time. In absolute terms, ESA-driven reductions are typical y
greater in wet years than in dry years, but the proportion of ESA reductions relative to deliveries depends on
numerous factors. For instance, Reclamation estimated that ESA restrictions accounted for a reduction in
deliveries of 62,000 AF from the long-term average for CVP deliveries in 2014 and 144,800 AF of CVP delivery
reductions in 2015 (both years were extremely dry). In wet years, when more water is delivered to contractors, reductions in 2015 (both years were extremely dry). In wet years, when more water is delivered to contractors,
ESA reductions may be larger, both in absolute terms and as a percentage of total deliveries. ESA reductions may be larger, both in absolute terms and as a percentage of total deliveries.
During the 2012-2016 drought, implementation of the RPAs (which general y limit pumping under specific During the 2012-2016 drought, implementation of the RPAs (which general y limit pumping under specific
circumstances and cal for water releases from key reservoirs to support listed species) was modified due to circumstances and cal for water releases from key reservoirs to support listed species) was modified due to
temporary urgency change orders (TUCs). These TUCs, issued by the California State Water Resources Control temporary urgency change orders (TUCs). These TUCs, issued by the California State Water Resources Control
Board in 2014 and again in 2015, were deemed consistent with the existing BiOps by NMFS and FWS. Such Board in 2014 and again in 2015, were deemed consistent with the existing BiOps by NMFS and FWS. Such
changes al owed more water to be pumped during certain periods based on real-time monitoring of species and changes al owed more water to be pumped during certain periods based on real-time monitoring of species and
water conditions. DWR estimated that approximately 400,000 AF of water was madewater conditions. DWR estimated that approximately 400,000 AF of water was made available in 2014 for export available in 2014 for export
due to these orders. due to these orders.
Sources: Reclamation, “Water Year 2016 CVIPA §3406(b)(2) Accounting,” at https://www.usbr.gov/mp/cvo/Reclamation, “Water Year 2016 CVIPA §3406(b)(2) Accounting,” at https://www.usbr.gov/mp/cvo/
vungvari/FINAL_wy16_b2_800TAF_table_20170930.pdf, and California Environmental Protection Agency vungvari/FINAL_wy16_b2_800TAF_table_20170930.pdf, and California Environmental Protection Agency
and State Water Resources Control Board, “March 5, 2015 Order Modifying an Orderand State Water Resources Control Board, “March 5, 2015 Order Modifying an Order That Approved in That Approved in
Part and Denied in Part a Petition for Temporary Urgency Changes to Permit Terms and Conditions Part and Denied in Part a Petition for Temporary Urgency Changes to Permit Terms and Conditions
Requiring ComplianceRequiring Compliance with Delta Water Quality Objectiveswith Delta Water Quality Objectives in Response to Drought Conditions,” p. 4, at in Response to Drought Conditions,” p. 4, at
http://www.waterboards.ca.gov/waterrights/water_issues/prog rams/drought/docs/tucp/tucp_order030515.pdf.http://www.waterboards.ca.gov/waterrights/water_issues/prog rams/drought/docs/tucp/tucp_order030515.pdf.
Central Valley Project Improvement Act
In an effort to mitigate many of the environmental effects of the CVP, in 1992, Congress passed In an effort to mitigate many of the environmental effects of the CVP, in 1992, Congress passed
the CVPIA as Title 34 of P.L. 102-575. The act made major changes to the management of the the CVPIA as Title 34 of P.L. 102-575. The act made major changes to the management of the
CVP. Among other things, it formal y established fish and wildlife purposes as an official project CVP. Among other things, it formal y established fish and wildlife purposes as an official project
purpose of the CVP and cal ed for a number of actions to protect, restore, and enhance these purpose of the CVP and cal ed for a number of actions to protect, restore, and enhance these
resources. Overal , the CVPIA’s provisions resulted in a combination of decreased water resources. Overal , the CVPIA’s provisions resulted in a combination of decreased water
availability and increased costs for agricultural and M&I contractors, along with new water and availability and increased costs for agricultural and M&I contractors, along with new water and
funding sources to restore fish and wildlife. Thus, the law remains a source of tension, and some funding sources to restore fish and wildlife. Thus, the law remains a source of tension, and some
would prefer to see it repealed in part or in full. would prefer to see it repealed in part or in full.
Some of the CVPIA’s most prominent changes to the CVP included directives to Some of the CVPIA’s most prominent changes to the CVP included directives to
 double certain anadromous fish populations by 2002 (which did occur);72  double certain anadromous fish populations by 2002 (which did occur);72
 al ocate 800,000 AF of “(b)(2)” CVP yield (600,000 AF in drought years) to fish  al ocate 800,000 AF of “(b)(2)” CVP yield (600,000 AF in drought years) to fish
and wildlife purposes;73 and wildlife purposes;73
 provide water supplies (in the form of “Level 2”  provide water supplies (in the form of “Level 2” and “Level 4”and “Level 4” supplies) for 19 supplies) for 19
designated Central Val ey wildlife refuges;74 and designated Central Val ey wildlife refuges;74 and
 establish a fund, the Central Val ey Project Restoration Fund (CVPRF), to be financed by water and power users for habitat restoration and land and water acquisitions. Pursuant to court rulings since enactment of the legislation, CVPIA (b)(2) al ocations may be used to meet other state and federal requirements that reduce exports or require an increase from baseline reservoir releases. Thus, in a given year, the aforementioned export reductions due to state water quality and federal ESA restrictions are counted and reported on annual y as (b)(2)
72 CVPIA’s “fish doubling” goal was established on a baseline of average population levels during the period of 196772 CVPIA’s “fish doubling” goal was established on a baseline of average population levels during the period of 1967 --
1991. 1991.
73 T he term “ 73 T he term “ (b)(2) water” references the provision in CVPIA that required these allocations. ” references the provision in CVPIA that required these allocations.
74 Authorized refuge water supply under CVPIA is divided into two categories: Level 2 and Level 4 supplies.74 Authorized refuge water supply under CVPIA is divided into two categories: Level 2 and Level 4 supplies. Level 2 Level 2
supplies (422,251 AF, except in critically dry years, when the allocation is reduced to 75%) are supplies (422,251 AF, except in critically dry years, when the allocation is reduced to 75%) are thet he historical average of historical average of
water deliveries to the refuges prior to enactment of CVPIA. Reclamation is obligated to acquire and deliver this water water deliveries to the refuges prior to enactment of CVPIA. Reclamation is obligated to acquire and deliver this water
under CVPIA, and costs are 100% reimbursable by CVP contractors through the Central Valley Project Restoration under CVPIA, and costs are 100% reimbursable by CVP contractors through the Central Valley Project Restoration
Fund. For more information, seFund. For more information, see Appe ndix. .
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 establish a fund, the Central Val ey Project Restoration Fund (CVPRF), to be
financed by water and power users for habitat restoration and land and water
acquisitions.
Pursuant to court rulings since enactment of the legislation, CVPIA (b)(2) al ocations may be
used to meet other state and federal requirements that reduce exports or require an increase from
baseline reservoir releases. Thus, in a given year, the aforementioned export reductions due to
state water quality and federal ESA restrictions are counted and reported on annual y as (b)(2)
water, and in some cases overlap with other stated purposes of CVPIA (e.g., anadromous fish water, and in some cases overlap with other stated purposes of CVPIA (e.g., anadromous fish
restoration). The exact makeup of (b)(2) water in a given year typical y varies. For example, in restoration). The exact makeup of (b)(2) water in a given year typical y varies. For example, in
2014 (a critical y dry year), out of a total of 402,000 AF of (b)(2) water, 176,300 AF (44%) was 2014 (a critical y dry year), out of a total of 402,000 AF of (b)(2) water, 176,300 AF (44%) was
attributed to export reductions for Bay-Delta Plan water quality requirements.75 Remaining (b)(2) attributed to export reductions for Bay-Delta Plan water quality requirements.75 Remaining (b)(2)
water was comprised of a combination of reservoir releases classified as CVPIA anadromous fish water was comprised of a combination of reservoir releases classified as CVPIA anadromous fish
restoration and NMFS BiOp compliance purposes (163,500 AF) and export reductions under the restoration and NMFS BiOp compliance purposes (163,500 AF) and export reductions under the
2009 salmonid BiOp (62,200 AF).76 In 2016 (a wet year), 793,000 AF of (b)(2) water included 2009 salmonid BiOp (62,200 AF).76 In 2016 (a wet year), 793,000 AF of (b)(2) water included
528,000 AF (66%) of export pumping reductions under FWS and NMFS BiOps and 114,500 AF 528,000 AF (66%) of export pumping reductions under FWS and NMFS BiOps and 114,500 AF
(14%) for Bay-Delta Plan requirements. The remaining water was accounted for as reservoir (14%) for Bay-Delta Plan requirements. The remaining water was accounted for as reservoir
releases for the anadromous fish restoration programs, the NMFS BiOp, and the Bay-Delta releases for the anadromous fish restoration programs, the NMFS BiOp, and the Bay-Delta
Plan.77 Plan.77
The CVPRF, which funds CVPIA restoration activities, receives approximately $54 mil ion The CVPRF, which funds CVPIA restoration activities, receives approximately $54 mil ion
annual y in congressional appropriations. These funds typical y are offset by the water and power annual y in congressional appropriations. These funds typical y are offset by the water and power
user surcharges authorized under CVPIA. In previous years, revenues from water user surcharges user surcharges authorized under CVPIA. In previous years, revenues from water user surcharges
(which are based largely on actual water deliveries) dictated the corresponding level of CVPRF (which are based largely on actual water deliveries) dictated the corresponding level of CVPRF
charges for power users. However, a recent court ruling required, among other things, that charges for power users. However, a recent court ruling required, among other things, that
Reclamation adjust the assessment of these charges to make them proportional to water and Reclamation adjust the assessment of these charges to make them proportional to water and
power user repayment obligations.78 As a result, Reclamation is implementing changes to the power user repayment obligations.78 As a result, Reclamation is implementing changes to the
assessment of and accounting for CVPIA surcharges in accordance with the ruling; these changes assessment of and accounting for CVPIA surcharges in accordance with the ruling; these changes
could alter future CVPRF balances and activities. While most water and power users general y could alter future CVPRF balances and activities. While most water and power users general y
support the changes, some environmental interests are concerned that the changes have the support the changes, some environmental interests are concerned that the changes have the
potential to reduce the reliability of CVPRF funding. potential to reduce the reliability of CVPRF funding.
Ecosystem Restoration Efforts
Development of the CVP made significant changes to California’s natural hydrology. In addition Development of the CVP made significant changes to California’s natural hydrology. In addition
to the aforementioned CVPIA efforts to address some of these impacts, three ongoing, to the aforementioned CVPIA efforts to address some of these impacts, three ongoing,
congressional y authorized restoration initiatives also factor into federal activities associated with congressional y authorized restoration initiatives also factor into federal activities associated with
the CVP: the CVP:
 The Trinity River Restoration Program (TRRP), administered by Reclamation,  The Trinity River Restoration Program (TRRP), administered by Reclamation,
attempts to mitigate impacts and restore fisheries impacted by construction of the attempts to mitigate impacts and restore fisheries impacted by construction of the
Trinity River Division of the CVP. Trinity River Division of the CVP.
 The San Joaquin River Restoration Program (SJRRP) is an ongoing effort to implement a congressional y enacted settlement to restore fisheries in the San Joaquin River.  The California Bay-Delta Restoration Program aims to restore and protect areas within the Bay-Delta that are affected by the CVP and other activities.
75 Bureau of Reclamation, 75 Bureau of Reclamation, Water Year 2014 CVPIA Section 3406(b)(2) Operations and Accounting , January 28, 2015, , January 28, 2015,
at https://www.usbr.gov/mp/cvo/data/FINAL_WY14_b2_presentation.pdf. at https://www.usbr.gov/mp/cvo/data/FINAL_WY14_b2_presentation.pdf.
76 Bureau of Reclamation, 76 Bureau of Reclamation, Water Year 2014 CVPIA Section 3406(b)(2) Operations and Accounting , January 28, 2015, , January 28, 2015,
at https://www.usbr.gov/mp/cvo/data/FINAL_WY14_b2_presentation.pdf. at https://www.usbr.gov/mp/cvo/data/FINAL_WY14_b2_presentation.pdf.
77 Bureau of Reclamation, 77 Bureau of Reclamation, Water Year 2016 CVIPA §3406(b)(2) Accounting, at https://www.usbr.gov/mp/cvo/, at https://www.usbr.gov/mp/cvo/
vungvari/FINAL_wy16_b2_800T AF_table_20170930.pdf . vungvari/FINAL_wy16_b2_800T AF_table_20170930.pdf .
78 N. Cal. Power Agency v. United States, 942 F.3d 1091, 1093, 1098 -99 (Fed. Cir. 201978 N. Cal. Power Agency v. United States, 942 F.3d 1091, 1093, 1098 -99 (Fed. Cir. 2019). .
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 The San Joaquin River Restoration Program (SJRRP) is an ongoing effort to
implement a congressional y enacted settlement to restore fisheries in the San
Joaquin River.
 The California Bay-Delta Restoration Program aims to restore and protect areas
within the Bay-Delta that are affected by the CVP and other activities.
In addition to their habitat restoration activities, both the TRRP and the SJRRP involve the In addition to their habitat restoration activities, both the TRRP and the SJRRP involve the
maintenance of instream flow levels that use water that was at one time diverted for other uses. maintenance of instream flow levels that use water that was at one time diverted for other uses.
Each effort is discussed briefly below. Each effort is discussed briefly below.
Trinity River Restoration Program
TRRP—administered by DOI—aims to mitigate impacts of the Trinity Division of the CVP and TRRP—administered by DOI—aims to mitigate impacts of the Trinity Division of the CVP and
restore fisheries to their levels prior to the Bureau of Reclamation’s construction of this division restore fisheries to their levels prior to the Bureau of Reclamation’s construction of this division
in 1955. The Trinity Division primarily consists of two dams (Trinity and Lewiston Dams), in 1955. The Trinity Division primarily consists of two dams (Trinity and Lewiston Dams),
related power facilities, and a series of tunnels (including the 10.7-mile tunnel Clear Creek related power facilities, and a series of tunnels (including the 10.7-mile tunnel Clear Creek
Tunnel) that divert water from the Trinity River Basin to the Sacramento River Basin and Tunnel) that divert water from the Trinity River Basin to the Sacramento River Basin and
Whiskeytown Reservoir. Diversion of Trinity River water (which original y required that a Whiskeytown Reservoir. Diversion of Trinity River water (which original y required that a
minimum of 120,000 AF be reserved for Trinity River flows) resulted in the near drying of the minimum of 120,000 AF be reserved for Trinity River flows) resulted in the near drying of the
Trinity River in some years, thereby damaging spawning habitat and severely depleting salmon Trinity River in some years, thereby damaging spawning habitat and severely depleting salmon
stocks. stocks.
Efforts to mitigate the effects of the Trinity Division date back to the early 1980s, when DOI Efforts to mitigate the effects of the Trinity Division date back to the early 1980s, when DOI
initiated efforts to study the issue and increase Trinity River flows for fisheries. Congress initiated efforts to study the issue and increase Trinity River flows for fisheries. Congress
authorized legislation in 1984 (P.L. 98-541) and in 1992 (P.L. 102-575) providing for restoration authorized legislation in 1984 (P.L. 98-541) and in 1992 (P.L. 102-575) providing for restoration
activities and construction of a fish hatchery, and directed that 340,000 AF per year be reserved activities and construction of a fish hatchery, and directed that 340,000 AF per year be reserved
for Trinity River flows (a significant increase from the original amount). Congress also mandated for Trinity River flows (a significant increase from the original amount). Congress also mandated
completion of a flow evaluation study, which was formalized in a 2000 record of decision (ROD) completion of a flow evaluation study, which was formalized in a 2000 record of decision (ROD)
that cal ed for additional water for instream flows,79 river channel restoration, and watershed that cal ed for additional water for instream flows,79 river channel restoration, and watershed
rehabilitation.80 rehabilitation.80
The 2000 ROD forms the basis for TRRP. The flow releases outlined in that document have in The 2000 ROD forms the basis for TRRP. The flow releases outlined in that document have in
some years been supplemented to protect fish health in the river, and these increases have been some years been supplemented to protect fish health in the river, and these increases have been
controversial among some water users. From FY2013 to FY2018, TRRP was funded at controversial among some water users. From FY2013 to FY2018, TRRP was funded at
approximately $12 mil ion per year in discretionary appropriations from Reclamation’s Fish and approximately $12 mil ion per year in discretionary appropriations from Reclamation’s Fish and
Wildlife Management and Development activity. Wildlife Management and Development activity.
San Joaquin River Restoration Program
Historical y, the San Joaquin River supported large Chinook salmon populations. After the Historical y, the San Joaquin River supported large Chinook salmon populations. After the
Bureau of Reclamation completed Friant Dam on the San Joaquin River in the late 1940s, much Bureau of Reclamation completed Friant Dam on the San Joaquin River in the late 1940s, much
of the river’s water was diverted for agricultural uses and approximately 60 miles of the river of the river’s water was diverted for agricultural uses and approximately 60 miles of the river
became dry in most years. These conditions made it impossible to support Chinook salmon became dry in most years. These conditions made it impossible to support Chinook salmon
populations upstream of the Merced River confluence. populations upstream of the Merced River confluence.
In 1988, a coalition of environmental, conservation, and fishing groups advocating for river restoration to support Chinook salmon recovery sued the Bureau of Reclamation. A U.S. District Court judge eventual y ruled that operation of Friant Dam was violating state law because of its destruction of downstream fisheries.81 Faced with mounting legal fees, considerable uncertainty, and the possibility of dramatic cuts to water diversions, the parties agreed to negotiate a settlement instead of proceeding to trial on a remedy regarding the court’s ruling. This settlement
79 T he additional flows outlined in the 2000 record of decision are based on water -year type and range from 369,000 79 T he additional flows outlined in the 2000 record of decision are based on water -year type and range from 369,000
AF in critically dry years to 815,000 AF in extremely wet years. A greater proportion of T rinity River water goes to the AF in critically dry years to 815,000 AF in extremely wet years. A greater proportion of T rinity River water goes to the
river in dry years, and a greater proportion of the water goes to CVP contractors in wet years. river in dry years, and a greater proportion of the water goes to CVP contractors in wet years.
80 DOI, Record of Decision for T rinity River Mainstem Fishery Restoration Final Environmental Impact 80 DOI, Record of Decision for T rinity River Mainstem Fishery Restoration Final Environmental Impact
Statement/Environmental Impact Report, December 2000, at http://www.restoresjr.net/?wpfb_dl=2163. Statement/Environmental Impact Report, December 2000, at http://www.restoresjr.net/?wpfb_dl=2163.
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In 1988, a coalition of environmental, conservation, and fishing groups advocating for river
restoration to support Chinook salmon recovery sued the Bureau of Reclamation. A U.S. District
Court judge eventual y ruled that operation of Friant Dam was violating state law because of its
destruction of downstream fisheries.81 Faced with mounting legal fees, considerable uncertainty,
and the possibility of dramatic cuts to water diversions, the parties agreed to negotiate a
settlement instead of proceeding to trial on a remedy regarding the court’s ruling. This settlement81 NRDC v. Patterson, 333 F. Supp. 2d 906, 925 (E.D. Cal. 2004). Congressional Research Service 23 Central Valley Project: Issues and Legislation
was agreed to in 2006 and implementing legislation was enacted by Congress in 2010 (Title X of was agreed to in 2006 and implementing legislation was enacted by Congress in 2010 (Title X of
P.L. 111-11). P.L. 111-11).
The settlement agreement and its implementing legislation form the basis for the SJRRP, which The settlement agreement and its implementing legislation form the basis for the SJRRP, which
requires new releases of CVP water from Friant Dam to restore fisheries (including salmon requires new releases of CVP water from Friant Dam to restore fisheries (including salmon
fisheries) in the San Joaquin River below Friant Dam (which forms Mil erton Lake) to the fisheries) in the San Joaquin River below Friant Dam (which forms Mil erton Lake) to the
confluence with the Merced River (i.e., 60 miles). The SJRRP also requires efforts to mitigate confluence with the Merced River (i.e., 60 miles). The SJRRP also requires efforts to mitigate
water supply delivery losses due to these releases, among other things. In combination with the water supply delivery losses due to these releases, among other things. In combination with the
new releases, the settlement’s goals are to be achieved through a combination of channel and new releases, the settlement’s goals are to be achieved through a combination of channel and
structural modifications along the San Joaquin River and the reintroduction of Chinook salmon. structural modifications along the San Joaquin River and the reintroduction of Chinook salmon.
These activities are funded in part by federal discretionary appropriations and in part by These activities are funded in part by federal discretionary appropriations and in part by
repayment and surcharges paid by CVP Friant water users that are redirected toward the SJRRP in repayment and surcharges paid by CVP Friant water users that are redirected toward the SJRRP in
P.L. 111-11. P.L. 111-11.
Because increased water flows for restoring fisheries (known as Because increased water flows for restoring fisheries (known as restoration flows) would reduce ) would reduce
CVP diversions of water for off-stream purposes, such as irrigation, hydropower, and M&I uses, CVP diversions of water for off-stream purposes, such as irrigation, hydropower, and M&I uses,
the settlement and its implementation have been controversial. The quantity of water used for the settlement and its implementation have been controversial. The quantity of water used for
restoration flows and the quantity by which water deliveries would be reduced are related, but the restoration flows and the quantity by which water deliveries would be reduced are related, but the
relationship is not necessarily one-for-one, due to flood flows in some years and other mitigating relationship is not necessarily one-for-one, due to flood flows in some years and other mitigating
factors. Under the settlement agreement, no water would be released for restoration purposes in factors. Under the settlement agreement, no water would be released for restoration purposes in
the driest of years; thus, the agreement would not reduce deliveries to Friant contractors in those the driest of years; thus, the agreement would not reduce deliveries to Friant contractors in those
years. Additional y, in some years, the restoration flows released in late winter and early spring years. Additional y, in some years, the restoration flows released in late winter and early spring
may free up space for additional runoff storage in Mil erton Lake, potential y minimizing may free up space for additional runoff storage in Mil erton Lake, potential y minimizing
reductions in deliveries later in the year—assuming Mil erton Lake storage is replenished. reductions in deliveries later in the year—assuming Mil erton Lake storage is replenished.
Consequently, how deliveries to Friant water contractors may be reduced in any given year is Consequently, how deliveries to Friant water contractors may be reduced in any given year is
likely to depend on many factors. Regardless of the specifics of how much water may be released likely to depend on many factors. Regardless of the specifics of how much water may be released
for fisheries restoration vis-à-vis diverted for off-stream purposes, the SJRRP wil impact existing for fisheries restoration vis-à-vis diverted for off-stream purposes, the SJRRP wil impact existing
surface and groundwater supplies in and around the Friant Division service area and affect local surface and groundwater supplies in and around the Friant Division service area and affect local
economies. SJRRP construction activities are in the early stages, but planning efforts have economies. SJRRP construction activities are in the early stages, but planning efforts have
targeted a completion date of 2024 for the first stage of construction efforts.82 targeted a completion date of 2024 for the first stage of construction efforts.82
CALFED Bay-Delta Restoration Program
The Bay-Delta Restoration Program is a cooperative effort among the federal government, the The Bay-Delta Restoration Program is a cooperative effort among the federal government, the
State of California, local governments, and water users to proactively address the water State of California, local governments, and water users to proactively address the water
management and aquatic ecosystem needs of California’s Central Val ey. The CALFED Bay-management and aquatic ecosystem needs of California’s Central Val ey. The CALFED Bay-
Delta Restoration Act (P.L. 108-361), enacted in 2004, provided new and expanded federal Delta Restoration Act (P.L. 108-361), enacted in 2004, provided new and expanded federal
authorities for six agencies related to the 2000 ROD for the CALFED Bay-Delta Program’s authorities for six agencies related to the 2000 ROD for the CALFED Bay-Delta Program’s
Programmatic Environmental Impact Statement.83 These authorities were extended through Programmatic Environmental Impact Statement.83 These authorities were extended through

81 NRDC v. Patterson, 333 F. Supp. 2d 906, 925 (E.D. Cal. 2004).
FY2019 under the WIIN Act. The interim action plan for CALFED has four objectives: a renewed federal-state partnership, smarter water supply and use, habitat restoration, and drought and floodplain management.84 82 For more information, see San Joaquin River Restoration Program (SJRRP), see 82 For more information, see San Joaquin River Restoration Program (SJRRP), see Funding Constrained Framework
for Im plem entation
, May 2018. , May 2018.
83 CALFED Bay-Delta Program, 83 CALFED Bay-Delta Program, Programmatic Record of Decision, August 28, 2000, at http://www.calwater.ca.gov/, August 28, 2000, at http://www.calwater.ca.gov/
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link to page 31 Central Valley Project: Issues and Legislation

FY2019 under the WIIN Act. The interim action plan for CALFED has four objectives: a
renewed federal-state partnership, smarter water supply and use, habitat restoration, and drought
and floodplain management.84content/Documents/ROD8-28-00.pdf. Other key documents available at http://www.calwater.ca.gov/calfed/library/Archive_ROD.html. 84 Interim Federal Action Plan for the California Bay-Delta, December 22, 2009, at http://www.doi.gov/news/doinews/upload/CAWaterWorkPlan.pdf. Congressional Research Service 24 link to page 31 link to page 30 Central Valley Project: Issues and Legislation
From FY2010 to FY2020, Reclamation’s Bay-Delta restoration activities received congressional From FY2010 to FY2020, Reclamation’s Bay-Delta restoration activities received congressional
appropriations averaging $37 mil ion per year; the majority of this funding has gone for projects appropriations averaging $37 mil ion per year; the majority of this funding has gone for projects
to address the degraded Bay-Delta ecosystem (see below section,to address the degraded Bay-Delta ecosystem (see below section, “Delta Conveyance Project”).85 ”).85
Other agencies receiving funding to carry out authorities under CALFED include DOI’s U.S. Fish Other agencies receiving funding to carry out authorities under CALFED include DOI’s U.S. Fish
and Wildlife Service and U.S. Geological Survey; the Department of Agriculture’s Natural and Wildlife Service and U.S. Geological Survey; the Department of Agriculture’s Natural
Resources Conservation Service; the Department of Defense’s Army Corps of Engineers; the Resources Conservation Service; the Department of Defense’s Army Corps of Engineers; the
Department of Commerce’s National Oceanic and Atmospheric Administration; and the Department of Commerce’s National Oceanic and Atmospheric Administration; and the
Environmental Protection Agency. Similar to Reclamation, these agencies report on CALFED Environmental Protection Agency. Similar to Reclamation, these agencies report on CALFED
expenditures that involve a combination of activities under “base” authorities and new authorities expenditures that involve a combination of activities under “base” authorities and new authorities
that were provided under the CALFED authorizing legislation. The annual CALFED crosscut that were provided under the CALFED authorizing legislation. The annual CALFED crosscut
budget reports the funding for CALFED across al federal agencies. The budget is general y budget reports the funding for CALFED across al federal agencies. The budget is general y
included in the Administration’s budget request and contains CALFED programs, their authority, included in the Administration’s budget request and contains CALFED programs, their authority,
and requested funding. Overal funding for CALFED is typical y in the hundreds of mil ions of and requested funding. Overal funding for CALFED is typical y in the hundreds of mil ions of
dollars. For instance, in FY2020, $602.6 mil ion was spent on CALFED related activitiesdollars. For instance, in FY2020, $602.6 mil ion was spent on CALFED related activities; the
Administration requested approximately $455.8 mil ion for FY2021 for these activities.86
.86 New Storage and Conveyance
Reductions in available water deliveries due to hydrological and regulatory factors have caused Reductions in available water deliveries due to hydrological and regulatory factors have caused
some stakeholders, legislators, and state and federal government officials to look at other methods some stakeholders, legislators, and state and federal government officials to look at other methods
of augmenting water supplies. In particular, proposals to build new or augmented CVP and/or of augmenting water supplies. In particular, proposals to build new or augmented CVP and/or
SWP water storage projects have been of interest to some policymakers. Additional y, the State of SWP water storage projects have been of interest to some policymakers. Additional y, the State of
California is pursuing a major water conveyance project, the California WaterFix, with a nexus to California is pursuing a major water conveyance project, the California WaterFix, with a nexus to
CVP operations. CVP operations.
New and Augmented Water Storage Projects
The aforementioned CALFED legislation (P.L. 108-361) authorized the study of several new or The aforementioned CALFED legislation (P.L. 108-361) authorized the study of several new or
augmented storage projects throughout the Central Val ey that have been ongoing for a number of augmented storage projects throughout the Central Val ey that have been ongoing for a number of
years. Additional y, a number of other projects in and around the Central Val ey have been years. Additional y, a number of other projects in and around the Central Val ey have been
proposed in recent years. While it is unclear whether any of these projects wil be completed proposed in recent years. While it is unclear whether any of these projects wil be completed
and/or incorporated into the CVP itself, their status has ramifications for the water supply and/or incorporated into the CVP itself, their status has ramifications for the water supply
questions related to the CVP. In the past, construction recommendations for new Reclamation questions related to the CVP. In the past, construction recommendations for new Reclamation
projects have been subject to congressional approval; however, Section 4007 of the WIIN Act projects have been subject to congressional approval; however, Section 4007 of the WIIN Act
authorized $335 mil ion for Reclamation financial support for new or expanded federal and authorized $335 mil ion for Reclamation financial support for new or expanded federal and
nonfederal water storage projects and provided that these projects could be deemed authorized, nonfederal water storage projects and provided that these projects could be deemed authorized,

content/Documents/ROD8-28-00.pdf. Other key documents available at http://www.calwater.ca.gov/calfed/library/
Archive_ROD.html.
84 Interim Federal Action Plan for the California Bay-Delta, December 22, 2009, at http://www.doi.gov/news/doinews/
upload/CAWaterWorkPlan.pdf.
85 In addition to funding under its CALFED authorities, Reclamation counts funding under its other CVP restoration
authorities (e.g., CVPIA, SJRRP) as CALFED activities in its annual reporting.
86 Office of Management and Budget, Analytical Perspectives: CALFED Bay-Delta Federal Budget Crosscut Report,
Office of Management and Budget, 2020, https://www.whitehouse.gov/wp-content/uploads/2020/02/spec_fy21.pdf.
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subject to a finding by the Administration that individual projects met certain criteria.87 As of the
date of this report’s publication, the first two sets of recommendations by the Administration
(from January 2018 and February 2019, respectively) had been approved in appropriations acts,
and the third (June 2020) was pending approval in FY2021 appropriations legislation.
Table 4. Allocations for Section 4007 Water Storage Projects
($ in mil ions)
Jan 2018 List
Feb 2019 List
June 2020 List
Project (State)
(Approved)
(Approved)
(Proposed)
Shasta Dam and Reservoir Enlargement
$20.0

$15.0
Project (CA)
Sites Reservoir Storage Project (CA)
$4.35
$4.0
$4.0
Upper San Joaquin River Basin Storage
$1.5


Investigation (CA)
Friant-Kern Canal Subsidence Chal enges
$2.2
$2.35
$71.0
Project (CA)
Boise River Basin Feasibility Study (ID)
$0.75
$1.75
$2.88
Yakima River Basin Water Enhancement
$2.0
$4.0
$1.0
Project—Cle Elum Pool Raise (WA)
Upper Yakima System Storage Feasibility
$2.5


Study (WA)
Del Puerto Water District Feasibility Study

$1.5
$1.5
(CA)
Los Vaqueros Reservoir Phase 2 Expansion

$2.16
$7.85
(CA)
Delta Mendota Canal Subsidence


$3.0
Correction (CA)
San Luis Low Point Improvement Project


$1.7
(CA)
Sacramento Regional Water Bank (CA)


$0.87
Total
$33.30
$15.76
$108.79
subject to a finding by the Administration that individual projects met certain criteria.87 As of the date of this report’s publication, most recommendations under this authority had been approved in appropriations acts, with the only exception being proposed funding for the Shasta Dam and Reservoir Enlargement Project, which has appeared in the most recent three project recommendation lists. Table 4 shows recent funding levels for these projects. 85 In addition to funding under its CALFED authorities, Reclamation counts funding under its other CVP restoration authorities (e.g., CVPIA, SJRRP) as CALFED activities in its annual reporting. 86 Office of Management and Budget, Analytical Perspectives: CALFED Bay-Delta Federal Budget Crosscut Report, Office of Management and Budget, 2020. 87 For more information, see CRS In Focus IF10626, Reclamation Water Storage Projects: Section 4007 of the Water Infrastructure Im provem ents for the Nation Act, by Charles V. Stern. Congressional Research Service 25 Table 4. Congressionally Approved Allocations for Section 4007 Water Storage Projects ($ in mil ions) FY2018 Enacted FY2020 Enacted Appropriations Appropriations FY2021 Enacted Appropriations Project (State) Jan 2018 List Feb 2019 List June 2020 List December 2020 List Shasta Dam and Reservoir Enlargement Project $20.00 — — — (CA) Sites Reservoir Storage Project (CA) $4.35 $6.00 $4.00 $9.70 Upper San Joaquin River Basin Storage $1.50 — — — Investigation (CA) Friant-Kern Canal Subsidence Chal enges Project $2.20 $2.35 $71.00 $135.00 (CA) Boise River Basin Feasibility Study (ID) $0.75 $1.75 $2.88 $10.00 Yakima River Basin Water Enhancement $2.00 $4.00 $1.00 $2.00 Project—Cle Elum Pool Raise (WA) Upper Yakima System Storage Feasibility Study $2.50 — — — (WA) Del Puerto Water District Feasibility Study (CA) — $1.50 $1.50 — Los Vaqueros Reservoir Phase 2 Expansion (CA) — $2.16 $7.85 $4.10 Delta Mendota Canal Subsidence Correction — — $3.00 — (CA) San Luis Low Point Improvement Project (CA) — — $1.70 — Sacramento Regional Water Bank (CA) — — $0.87 — Total $33.30 $17.76 $93.80 $160.80 Sources: Bureau of Reclamation Reports to House and Senate Committees on Appropriations, January 2018 , Bureau of Reclamation Reports to House and Senate Committees on Appropriations, January 2018 ,
February 2019, February 2019, and June 2020June 2020; and , and December 2020; enacted appropriations legislationenacted appropriations legislation for FY2018 (P.L. 115-141)for FY2018 (P.L. 115-141), FY2020 (P.L. 116-94), and FY2021 and FY2020 (P.L. (P.L.
116-116-94260). ).
Notes: In In 2019, Reclamation proposed $57 mil ion for the Shasta Dam and Reservoir Enlargement Project, but
Congress did not agree to this al ocation.
its proposed project al ocations to Congress for 2019 and 2020, Reclamation recommended a total of $172 mil ion for the Sh asta Dam and Reservoir Enlargement Project. Congress did not agree to these al ocations. CRS-26 Central Valley Project: Issues and Legislation Delta Conveyance Project
In addition to water storage, some have advocated for a more flexible water conveyance system In addition to water storage, some have advocated for a more flexible water conveyance system
for CVP and SWP water. Original y, this took the form of a combined state and federal habitat for CVP and SWP water. Original y, this took the form of a combined state and federal habitat
conservation plan known as the Bay Delta Conservation Plan. In 2015, this plan was recast by conservation plan known as the Bay Delta Conservation Plan. In 2015, this plan was recast by
California Governor Jerry Brown’s Governor Jerry Brown’s administrationAdministration as two separate plans—known as California as two separate plans—known as California WaterFix and WaterFix and
California EcoRestore—to address water conveyance and ecosystem issues in the California EcoRestore—to address water conveyance and ecosystem issues in the Bay-Delta. The Bay-Delta. The

87 For more information, see CRS In Focus IF10626, Reclamation Water Storage Projects: Section 4007 of the Water
Infrastructure Im provem ents for the Nation Act
, by Charles V. Stern.
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objective of the WaterFix project was to divert water from the Sacramento River, north of the objective of the WaterFix project was to divert water from the Sacramento River, north of the
Bay-Delta, into twin tunnels running south along the eastern portion of the Bay-Delta and Bay-Delta, into twin tunnels running south along the eastern portion of the Bay-Delta and
emptying into existing pumps that feed water into the CVP and SWP. In emptying into existing pumps that feed water into the CVP and SWP. In the spring of 2019,
Governor Newsom of Californiaspring 2019, California Governor Gavin Newsom canceled the plans for the WaterFix project and introduced canceled the plans for the WaterFix project and introduced an an
alternative plan for conveying water through the Delta, known as the Delta Conveyance alternative plan for conveying water through the Delta, known as the Delta Conveyance Project. Project.
In the meantime, implementation of the EcoRestore project has continued.88In the meantime, implementation of the EcoRestore project has continued.88
The Delta Conveyance Project is expected to involve the construction of a single tunnel to convey The Delta Conveyance Project is expected to involve the construction of a single tunnel to convey
water from two intakes on the Sacramento River to the existing pumps in the Bay-Delta. DWR’s water from two intakes on the Sacramento River to the existing pumps in the Bay-Delta. DWR’s
stated reasons for supporting this approach are to protect water supplies from sea-level rise, stated reasons for supporting this approach are to protect water supplies from sea-level rise,
saltwater intrusion, and earthquakes.89 The project wil require a new environmental review saltwater intrusion, and earthquakes.89 The project wil require a new environmental review
process for federal and state permits. It is being led by the Delta Conveyance Design and process for federal and state permits. It is being led by the Delta Conveyance Design and
Construction Authority, a joint powers authority created by public water agencies to oversee the Construction Authority, a joint powers authority created by public water agencies to oversee the
design and construction of the new conveyance system.90 DWR is overseeing the planning effort design and construction of the new conveyance system.90 DWR is overseeing the planning effort
for the project, whose estimated cost of $15.9 bil ion is expected to be largely paid by public for the project, whose estimated cost of $15.9 bil ion is expected to be largely paid by public
water agencies. The federal government’s role in the project beyond evaluating permit water agencies. The federal government’s role in the project beyond evaluating permit
applications and maintaining related CVP operations has not been defined. However, regardless applications and maintaining related CVP operations has not been defined. However, regardless
of federal participation, the operations of a new Delta Conveyance Project could have of federal participation, the operations of a new Delta Conveyance Project could have
implications for combined state/federal pumping operations in the Bay-Delta. Some stakeholders implications for combined state/federal pumping operations in the Bay-Delta. Some stakeholders
support the initiative because it might result in less fish mortality at the pumps, more consistent support the initiative because it might result in less fish mortality at the pumps, more consistent
water supplies for users, and greater protection against earthquakes and levee failures. Others water supplies for users, and greater protection against earthquakes and levee failures. Others
assert that the cost of the project might not be worth the benefits and that without assurances of assert that the cost of the project might not be worth the benefits and that without assurances of
water supplies, the effort might not benefit water users. water supplies, the effort might not benefit water users.
Congressional Interest
Congress plays a role in CVP water management and has previously attempted to make available Congress plays a role in CVP water management and has previously attempted to make available
additional water supplies in the region by facilitating efforts such as water banking, water additional water supplies in the region by facilitating efforts such as water banking, water
transfers, and construction of new and augmented storage. In 2016, Congress enacted provisions transfers, and construction of new and augmented storage. In 2016, Congress enacted provisions
aiming to benefit the CVP and the SWP, including major operational changes in the WIIN Act aiming to benefit the CVP and the SWP, including major operational changes in the WIIN Act
and additional appropriations for western drought response and new water storage that have and additional appropriations for western drought response and new water storage that have
benefited (or are expected to benefit) the CVP. Congress also continues to consider legislation benefited (or are expected to benefit) the CVP. Congress also continues to consider legislation
that would further alter CVP operational authorities and responsibilities related to individual units that would further alter CVP operational authorities and responsibilities related to individual units
of the project. The below section discusses some of the main issues related to the CVP that may
receive attention by Congress.
CVP Operations Under the WIIN Act and Other Authorities91
According to Reclamation, there was limited implementation of many of the WIIN Act’s
operational authorities. Reportedly, pursuant to the WIIN Act, communication and transparency

88 For more information, see https://water.ca.gov/Programs/All-Programs/EcoRestore88 For more information, see https://water.ca.gov/Programs/All-Programs/EcoRestore
. 89 California Department of Water Resources, “State Withdraws WaterFix Approvals, Initiates Planning and Permitting 89 California Department of Water Resources, “State Withdraws WaterFix Approvals, Initiates Planning and Permitting
for a Smaller Single T unnel,” press release, May 2, 2019, at https://water.ca.gov/News/News-Releases/2019/May/for a Smaller Single T unnel,” press release, May 2, 2019, at https://water.ca.gov/News/News-Releases/2019/May/
State-Withdraws-WaterFix-Approvals. Hereinafter “ DWR May 2019 Press Release.” State-Withdraws-WaterFix-Approvals. Hereinafter “ DWR May 2019 Press Release.”
90 California Department of Water Resources, 90 California Department of Water Resources, Modernizing Delta Conveyance Infrastructure Q&A, California , California
Department of Water Resources, at https://water.ca.gov/-/media/DWR-Website/Web-Pages/Programs/Delta-Department of Water Resources, at https://water.ca.gov/-/media/DWR-Website/Web-Pages/Programs/Delta-
Conveyance/Delta-Conveyance-QA.pdf?la=en&hash=373E0DBCD7AD988C9987A3197304E55D9115F798 . Conveyance/Delta-Conveyance-QA.pdf?la=en&hash=373E0DBCD7AD988C9987A3197304E55D9115F798 .
91 For more information on these provisions, see CRS Report R44986, Water Infrastructure Improvements for the
Nation (WIIN) Act: Bureau of Reclam ation and California Water Provisions
, by Charles V. Stern, Pervaze A. Sheikh,
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Congressional Research Service 27 Central Valley Project: Issues and Legislation of the project. The below section discusses some of the main issues related to the CVP that may receive attention by Congress. CVP Operations Under the WIIN Act and Other Authorities91 According to Reclamation, there was limited implementation of many of the WIIN Act’s operational authorities. Reportedly, pursuant to the WIIN Act, communication and transparency between Reclamation and other agencies have on occasion increased for some operational between Reclamation and other agencies have on occasion increased for some operational
decisions, al owing for reduced or rescheduled pumping restrictions.92 Additional y, in decisions, al owing for reduced or rescheduled pumping restrictions.92 Additional y, in the spring spring
of 2018, WIIN Act al owances of relaxed restrictions on inflow2018, WIIN Act al owances of relaxed restrictions on inflow -to-export ratios were used to -to-export ratios were used to
effect a transfer resulting in additional exports of 50,000-60,000 AF of water.93 Reclamation effect a transfer resulting in additional exports of 50,000-60,000 AF of water.93 Reclamation
noted, however, that hydrology during 2017 and 2018 affected the agency’s ability to implement noted, however, that hydrology during 2017 and 2018 affected the agency’s ability to implement
some of the act’s provisions. In some cases, Reclamation proposed other federal operational some of the act’s provisions. In some cases, Reclamation proposed other federal operational
changes changes pursuant to the WIIN Act that reportedly were deemed incompatible with state pursuant to the WIIN Act that reportedly were deemed incompatible with state
requirements.94 requirements.94
Most of the WIIN Act’s operational provisions are set to expire Most of the WIIN Act’s operational provisions are set to expire inat the end of 2021 (five years after the bil ’s 2021 (five years after the bil ’s
enactment) and have not been proposed for extension in the 116th Congress. However, even
though the provisions may expireenactment). However, Reclamation has , Reclamation has previously stated that its stated that its recently revised BiOps (see revised BiOps (see
below) are consistent with congressional direction to maximize water supplies found in below) are consistent with congressional direction to maximize water supplies found in Section Section
4001 of the WIIN Act. Reclamation also 4001 of the WIIN Act. Reclamation also reportsreported that the general principles in Sections 4002-4003 that the general principles in Sections 4002-4003
of the WIIN Act have been incorporated into its recent operational changes.95 Thus, even if the of the WIIN Act have been incorporated into its recent operational changes.95 Thus, even if the
WIIN Act’s CVP directives expire, many of them WIIN Act’s CVP directives expire, many of them wil may remain manifest in CVP remain manifest in CVP operations. operations.
As previously noted, As previously noted, thein early 2020, the Trump Administration Administration has finalized changes to CVP operations. Congress may finalized changes to CVP operations. Congress may
be interested in oversight of these modified operations and the process underpinning these be interested in oversight of these modified operations and the process underpinning these
changes. Observerschanges. Some may also propose extension of the WIIN Act operational provisions, thereby extending legislatively mandated requirements and authorities on CVP operations. In the 117th Congress, H.R. 737 (the RENEW WIIN Act), would extend the act’s CVP operational authorities through the end of 2031. The Biden Administration may also evaluate and act within its authority on CVP-related operations actions, such as withdrawing or changing the Trump Administration BiOps, and other actions within the authority of the Administration. In debating CVP operations issues, stakeholders are likely to focus on the extent to which the changes provide for increased are likely to focus on the extent to which the changes provide for increased
water deliveries relative to pre-reconsultation baselines for CVP and SWP contractors and any water deliveries relative to pre-reconsultation baselines for CVP and SWP contractors and any
related effects on species and water quality. Congress also may be interested in recent related effects on species and water quality. Congress also may be interested in recent
disagreements between state and federal project operators related to proposed disagreements between state and federal project operators related to proposed operating operating
procedures and species protections, including how these disagreements may affect the historical procedures and species protections, including how these disagreements may affect the historical
norms of coordinated project operations and what this might mean for water deliveries. Proposed norms of coordinated project operations and what this might mean for water deliveries. Proposed
voluntary agreements under the Bay Delta Water Quality Plan may also receive voluntary agreements under the Bay Delta Water Quality Plan may also receive congressional
congressional attention in this context. 91 For more information on these provisions, see CRS Report R44986, Water Infrastructure Improvements for the Nation (WIIN) Act: Bureau of Reclam ation and California Water Provisions, by Charles V. Stern, Pervaze A. Sheikh, attention in this context.
Previous Congresses have considered legislation proposing other changes to CVP operations. For
instance, in the 115th Congress, H.R. 23, the Gaining Responsibility on Water Act (GROW Act),
incorporated a number of provisions that were included in previous California drought legislation
in the 112th, 113th, and 114th Congresses but were not enacted in the WIIN Act. The GROW Act
included provisions that would have relaxed some environmental protections and restrictions
imposed by CVPIA, ESA, CWA, and SJRRP, and had the potential to increase SOD water exports
under some scenarios. This legislation was not enacted.
New Water Storage Projects
As previously noted, Reclamation and the State of California have funded the study of new water
storage projects in recent years. Congress may opt to provide additional direction for these and
other efforts to develop new water supplies for the CVP in future appropriations acts and reports.
In addition, Congress may consider oversight, authorization, and/or funding for these projects.

and Nicole T . Carter. and Nicole T . Carter.
92 Personal communication with the Bureau of Reclamation, May 30, 2018. 92 Personal communication with the Bureau of Reclamation, May 30, 2018.
93 T his provision of the WIIN Act generally lessened existing restrictions on the amount of water that could be exported 93 T his provision of the WIIN Act generally lessened existing restrictions on the amount of water that could be exported
for water transfers. Personal communication with the Bureau of Reclamation, May 30, 2018. for water transfers. Personal communication with the Bureau of Reclamation, May 30, 2018.
94 Personal communication with the Bureau of Reclamation, May 30, 2018. 94 Personal communication with the Bureau of Reclamation, May 30, 2018.
95 Bureau of Reclamation, Reinitiation of Consultation on the Coordinated Long-T erm Operation of the Central Valley 95 Bureau of Reclamation, Reinitiation of Consultation on the Coordinated Long-T erm Operation of the Central Valley
Project and State Water Project, Final Biological Assessment, October 2019, Project and State Water Project, Final Biological Assessment, October 2019, ppp. 1 -6, at . 1 -6, at htt pshttps://www.usbr.gov/mp/bdo/://www.usbr.gov/mp/bdo/
lto/biop.html. lto/biop.html.
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New Water Storage Projects As previously noted, Reclamation and the State of California have funded the study of new water storage projects in recent years. Congress may opt to provide additional direction for these and other efforts to develop new water supplies for the CVP in future appropriations acts and reports. In addition, Congress may consider oversight, authorization, and/or funding for these projects. Some projects, such as the Shasta Dam and Reservoir Enlargement Project, have the potential to Some projects, such as the Shasta Dam and Reservoir Enlargement Project, have the potential to
augment CVP water supplies but have also generated controversy for their potential to conflict augment CVP water supplies but have also generated controversy for their potential to conflict
with the intent of certain state laws.96 Although Reclamation has indicated its interest in pursuing with the intent of certain state laws.96 Although Reclamation has indicated its interest in pursuing
the Shasta Dam raise project, the state opposed the project under Governor Jerry Brown’s the Shasta Dam raise project, the state opposed the project under Governor Jerry Brown’s
Administration and has continued its opposition during Governor Gavin Newsom’s Administration and has continued its opposition during Governor Gavin Newsom’s
Administration; it is unclear how such a project might proceed absent state regulatory approvals Administration; it is unclear how such a project might proceed absent state regulatory approvals
and financial support. As previously noted, in early 2018, Reclamation proposed and Congress and financial support. As previously noted, in early 2018, Reclamation proposed and Congress
agreed to $20 mil ion in design and preconstruction funding for the project.97 The Trump agreed to $20 mil ion in design and preconstruction funding for the project.97 The Trump
Administration recommended an additional $Administration recommended an additional $75 mil ion in its February 2019 proposal172 mil ion for the Shasta Project in subsequent proposals to Congress for Section for Section
4007 projects, but this funding was not approved 4007 projects, but this funding was not approved with the other projects from that list under
enacted Energy and Water Development appropriations for FY2020.98
In addition toby Congress.98 Apart from the Shasta Dam and Reservoir Enlargement Project, Congress approved the Shasta Dam and Reservoir Enlargement Project, Congress approved
Reclamation-recommended study funding for Reclamation-recommended study funding for Sites Reservoir/North of Delta Offstream Storage
(NODOS), Upper San Joaquin River Basin Storage Investigation, and other projects that would potential y add flexibility to CVP operations, including the Sites Reservoir Project, the Los Vaqueros Reservoir Phase 2 Project, and the Friant-Kern Canal the Friant-Kern Canal
Subsidence Chal enges Project, among others. Overal , from FY2017 to Subsidence Chal enges Project, among others. Overal , from FY2017 to FY2020FY2021, Congress appropriated a total of $603 mil ion to Reclamation , Congress
provided Reclamation with $469 mil ion for new water storage for new water storage projects authorized under Section projects authorized under Section
4007 of the WIIN Act. A significant share of this total is expected to be used on 4007 of the WIIN Act. A significant share of this total is expected to be used on CVP and related
water storage projects in California.
In the 116th Congress, S. 1932, the Drought Resiliency and Water Supply Infrastructure Act,
would amend and extend the authorization for new storage provisions under Section 4007.
Provisions under Title I, Subtitle B of H.R. 2, the Moving Forward Act, would also amend and
extend these provisions. Separately, Section 5 of H.R. 2473 would direct the Secretary of the
Interior to complete, as soon as practicable, the ongoing feasibility studies associated with Sites
Reservoir, Del Puerto Canyon Reservoir, Los Vaqueros Reservoir, and San Luis Reservoir.
Section 2 of the same legislation would authorize $100 mil ion per year for fiscal years 2030 to
2060, without further appropriation (i.e., mandatory funding) for new Reclamation surface or
groundwater storage projects. H.R. 5316 would authorize $200 mil ion in funding from FY2020
to FY2023, at a maximum federal cost share of 50%, for acceleration and completion of repairs to
projects in reclamation states that have lost 50% or more of their design carrying capacity.
Presumably, repairs to the Friant-Kern Canal would be eligible for this funding. The same
legislation would also increase authorized appropriations for the SJRRP by $200 mil ionprojects that benefit the CVP and other related water supply efforts in California. In the 117th Congress, H.R. 737 would reauthorize the WIIN Act’s storage authorities through the end of 2031 (most of these authorities expire in late 2021). In the 116th Congress, proposals were advanced that would have extended some aspects of the Section 4007 authority while altering the underlying process authorized by Congress for these projects. .
Concluding Observations
The CVP is one of the largest and most complex water storage and conveyance projects in the The CVP is one of the largest and most complex water storage and conveyance projects in the
world. Congress has regularly expressed interest in CVP operations and al ocations, in particular world. Congress has regularly expressed interest in CVP operations and al ocations, in particular
pumping in the Bay-Delta. In addition to ongoing oversight of project operations and previously pumping in the Bay-Delta. In addition to ongoing oversight of project operations and previously
enacted authorities, a number of developing issues and proposals related to the CVP enacted authorities, a number of developing issues and proposals related to the CVP have beenmay be of of
interest to congressional decisionmakers. These include study and approval of new water storage interest to congressional decisionmakers. These include study and approval of new water storage
and conveyance projects, updates to the state’s Bay-Delta Water Quality Plan, and the status of previous efforts by the Trump Administration to make available more water for CVP water
96 In particular, Section 5093.542 of the California State Public Resources Code prevents participation (other than 96 In particular, Section 5093.542 of the California State Public Resources Code prevents participation (other than
technical or economic feasibility studies of the Shasta dam raise project) by state departments technical or economic feasibility studies of the Shasta dam raise project) by state departments o ror agencies in facilities agencies in facilities
that would have an adverse effect on the free-flowing condition of the McCloud River. In previous documents, that would have an adverse effect on the free-flowing condition of the McCloud River. In previous documents,
Reclamation has indicated that this requirement could limit some state agency participation in the project. Reclamation has indicated that this requirement could limit some state agency participation in the project.
97 T his funding was provided from a pool of funds appropriated for FY2017 that was designated for water storage 97 T his funding was provided from a pool of funds appropriated for FY2017 that was designated for water storage
projects authorized under Section 4007 of the WIIN Act. Enacted appropriations in FY2018 and FY2019 have included projects authorized under Section 4007 of the WIIN Act. Enacted appropriations in FY2018 and FY2019 have included
similar funding amounts. For more similar funding amounts. For more information informatio n, see CRS In Focus IF10692, , see CRS In Focus IF10692, Bureau of Reclam ation: FY2018
Appropriations
, by Charles V. Stern. , by Charles V. Stern.
98 For more information, see CRS In Focus IF11158, 98 For more information, see CRS In Focus IF11158, Bureau of Reclamation: FY2020 Appropriations, by Charles V. , by Charles V.
Stern. Stern.
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and conveyance projects, updates to the state’s Bay-Delta Water Quality Plan, and a multipronged
effort by the Trump Administration to make available more water for CVP water contractors, in contractors, in
particular those south of the Delta. particular those south of the Delta. Future droughtDrought or other stressors on California water or other stressors on California water supplies
supplies are likelyare likely to further magnify these issues. to further magnify these issues.
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Appendix. CVP Water Contractors
The below sections provide a brief discussion some of the major contractor groups and individual The below sections provide a brief discussion some of the major contractor groups and individual
contractors served by the CVP. contractors served by the CVP.
Sacramento River Settlement Contractors and San Joaquin River
Exchange Contractors (Water Rights Contractors)
CVP water is general y made available for delivery first to those contractors north and south of CVP water is general y made available for delivery first to those contractors north and south of
the Delta with water rights that predate construction of the CVP: the Sacramento River Settlement the Delta with water rights that predate construction of the CVP: the Sacramento River Settlement
Contractors and the San Joaquin River Exchange Contractors. (These contractors are sometimes Contractors and the San Joaquin River Exchange Contractors. (These contractors are sometimes
referred to collectively as referred to collectively as water rights contractors.) Water rights contractors typical y receive .) Water rights contractors typical y receive
100% of their contracted amounts in most water year types. During water shortages, their annual 100% of their contracted amounts in most water year types. During water shortages, their annual
maximum entitlement may be reduced, but not by more than 25%. maximum entitlement may be reduced, but not by more than 25%.
Sacramento River Settlement Contractors include the 145 contractors (both individuals and Sacramento River Settlement Contractors include the 145 contractors (both individuals and
districts) that diverted natural flows from the Sacramento River prior to the CVP’s construction districts) that diverted natural flows from the Sacramento River prior to the CVP’s construction
and executed a settlement agreement with Reclamation that provided for negotiated al ocation of and executed a settlement agreement with Reclamation that provided for negotiated al ocation of
water rights. Reclamation entered into this agreement in exchange for these contractors water rights. Reclamation entered into this agreement in exchange for these contractors
withdrawing their protests related to Reclamation’s application for water rights for the CVP. withdrawing their protests related to Reclamation’s application for water rights for the CVP.
The San Joaquin River Exchange Contractors are four irrigation districts that agreed to The San Joaquin River Exchange Contractors are four irrigation districts that agreed to
“exchange” exercising their water rights to divert water on the San Joaquin and Kings Rivers for “exchange” exercising their water rights to divert water on the San Joaquin and Kings Rivers for
guaranteed water deliveries from the CVP (typical y in the form of deliveries from the Delta-guaranteed water deliveries from the CVP (typical y in the form of deliveries from the Delta-
Mendota Canal and waters north of the Delta). During al years except for when critical Mendota Canal and waters north of the Delta). During al years except for when critical
conditions are declared, Reclamation is responsible for delivering 840,000 AF of “substitute” conditions are declared, Reclamation is responsible for delivering 840,000 AF of “substitute”
water to these users (i.e., water from north of the Delta as a substitute for San Joaquin River water to these users (i.e., water from north of the Delta as a substitute for San Joaquin River
water). In the event that Reclamation is unable to make its contracted deliveries, these Exchange water). In the event that Reclamation is unable to make its contracted deliveries, these Exchange
Contractors have the right to divert water directly from the San Joaquin River, which may reduce Contractors have the right to divert water directly from the San Joaquin River, which may reduce
water available for other San Joaquin River water service contactors. water available for other San Joaquin River water service contactors.
Friant Division Contractors
CVP’s Friant Division contractors receive water stored behind Friant Dam (completed in 1944) in CVP’s Friant Division contractors receive water stored behind Friant Dam (completed in 1944) in
Mil erton Lake. This water is delivered through the Friant-Kern and Madera Canals. The 32 Mil erton Lake. This water is delivered through the Friant-Kern and Madera Canals. The 32
Friant Division contractors, who irrigate roughly 1 mil ion acres on the San Joaquin River, are Friant Division contractors, who irrigate roughly 1 mil ion acres on the San Joaquin River, are
contracted to receive two “classes” of water: Class 1 water is the first 800,000 AF available for contracted to receive two “classes” of water: Class 1 water is the first 800,000 AF available for
delivery;99 Class 2 water is the next 1.4 mil ion AF available for delivery. Some districts receive delivery;99 Class 2 water is the next 1.4 mil ion AF available for delivery. Some districts receive
water from both classes. General y, Class 2 waters are released as “uncontrolled flows” (i.e., for water from both classes. General y, Class 2 waters are released as “uncontrolled flows” (i.e., for
flood control concerns), and may not necessarily be scheduled at a contractor’s convenience. flood control concerns), and may not necessarily be scheduled at a contractor’s convenience.
Deliveries to the Friant Division are affected by a 2009 congressional y enacted settlement Deliveries to the Friant Division are affected by a 2009 congressional y enacted settlement
stemming from Friant Dam’s effects on the San Joaquin River.100 The settlement requires stemming from Friant Dam’s effects on the San Joaquin River.100 The settlement requires
reductions in deliveries to Friant users for protection of fish and wildlife purposes. In some years, reductions in deliveries to Friant users for protection of fish and wildlife purposes. In some years,
some of these “restorations flows” have been made available to contractors for delivery as Class 2 some of these “restorations flows” have been made available to contractors for delivery as Class 2
water. water.

99 T his water typically is provided for municipal and industrial use or for districts without access to groundwater. 99 T his water typically is provided for municipal and industrial use or for districts without access to groundwater.
100 When constructed, Friant Dam impounded the entire flow of the San Joaquin River, except for releases to manage 100 When constructed, Friant Dam impounded the entire flow of the San Joaquin River, except for releases to manage
flooding and provide water for some riparian water rights holders immediately below the dam. For more information, flooding and provide water for some riparian water rights holders immediately below the dam. For more information,
see the section see the section “ San Joaquin River Restoration Program.” .”
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Unlike most other CVP contractors, Friant Division contractors have converted their water Unlike most other CVP contractors, Friant Division contractors have converted their water
service contracts to repayment contracts and have repaid their capital obligation to the federal service contracts to repayment contracts and have repaid their capital obligation to the federal
government for the development of their facilities. In years in which Reclamation is unable to government for the development of their facilities. In years in which Reclamation is unable to
make contracted deliveries to Exchange Contractors, these contractors can make a “cal ” on water make contracted deliveries to Exchange Contractors, these contractors can make a “cal ” on water
in the San Joaquin River, thereby requiring releases from Friant Dam that otherwise would go to in the San Joaquin River, thereby requiring releases from Friant Dam that otherwise would go to
Friant contractors. Friant contractors.
South-of-Delta (SOD) Water Service Contractors: Westlands Water
District
As shown iAs shown in Figure 3, SOD water service contractors account for a large amount (2.09 mil ion SOD water service contractors account for a large amount (2.09 mil ion
AF, or 22.1%) of the CVP’s contracted water. The largest of these contractors is Westlands Water AF, or 22.1%) of the CVP’s contracted water. The largest of these contractors is Westlands Water
District, which consists of 700 farms covering more than 600,000 acres in Fresno and Kings District, which consists of 700 farms covering more than 600,000 acres in Fresno and Kings
Counties. In geographic terms, Westlands is the largest agricultural water district in the United Counties. In geographic terms, Westlands is the largest agricultural water district in the United
States; its lands are valuable and productive, producing more than $1 bil ion of food and fiber States; its lands are valuable and productive, producing more than $1 bil ion of food and fiber
annual y.101 Westlands’ maximum contracted CVP water is in excess of 1.2 mil ion AF, an amount annual y.101 Westlands’ maximum contracted CVP water is in excess of 1.2 mil ion AF, an amount
that makes up more than half of the total amount of SOD CVP water service contracts and that makes up more than half of the total amount of SOD CVP water service contracts and
significantly exceeds any other individual CVP contactor.102 However, due to a number of factors, significantly exceeds any other individual CVP contactor.102 However, due to a number of factors,
Westlands often receives considerably less water on average than it did historical y. Westlands often receives considerably less water on average than it did historical y.
Westlands has been prominently involved in a number of policy debates, including proposals to Westlands has been prominently involved in a number of policy debates, including proposals to
alter environmental requirements to increase pumping south of the Delta. Westlands is also alter environmental requirements to increase pumping south of the Delta. Westlands is also
involved in a major proposed settlement with Reclamation, the San Luis Drainage Settlement. involved in a major proposed settlement with Reclamation, the San Luis Drainage Settlement.
The settlement would, among other things, forgive Westlands’ share of federal CVP repayment The settlement would, among other things, forgive Westlands’ share of federal CVP repayment
responsibilities in exchange for relieving the federal government of its responsibility to construct responsibilities in exchange for relieving the federal government of its responsibility to construct
drainage facilities to deal with toxic runoff associated with natural y occurring metals in area drainage facilities to deal with toxic runoff associated with natural y occurring metals in area
soils. soils.
Central Valley Wildlife Refuges
The 20,000 square mile California Central Val ey provides valuable wetland habitat for migratory The 20,000 square mile California Central Val ey provides valuable wetland habitat for migratory
birds and other species. As such, it is the home to multiple state and federal y-designated wildlife birds and other species. As such, it is the home to multiple state and federal y-designated wildlife
refuges north and south of the Delta. These refuges provide managed wetland habitat that refuges north and south of the Delta. These refuges provide managed wetland habitat that
receives water from the CVP and other sources. receives water from the CVP and other sources.
The Central Val ey Project Improvement Act (CVPIA; P.L. 102-575),103 enacted in 1992, sought The Central Val ey Project Improvement Act (CVPIA; P.L. 102-575),103 enacted in 1992, sought
to improve conditions for fish and wildlife in these areas by providing them coequal priority with to improve conditions for fish and wildlife in these areas by providing them coequal priority with
other project purposes. CVPIA also authorized a Refuge Water Supply Program to acquire other project purposes. CVPIA also authorized a Refuge Water Supply Program to acquire
approximately 555,000 AF annual y in water supplies for 19 Central Val ey refuges administered approximately 555,000 AF annual y in water supplies for 19 Central Val ey refuges administered
by three managing agencies: California Department of Fish and Wildlife, U.S. Fish and Wildlife by three managing agencies: California Department of Fish and Wildlife, U.S. Fish and Wildlife
Service, and Grassland Water District (a private landowner). Pursuant to CVPIA, Reclamation Service, and Grassland Water District (a private landowner). Pursuant to CVPIA, Reclamation
entered into long-term water supply contracts with the managing agencies to provide these entered into long-term water supply contracts with the managing agencies to provide these
supplies. supplies.

101 Westlands Water District, “ Who We Are,” at https://wwd.ca.gov/wp-content/uploads/2016/08/wwd-who-we-are.pdf101 Westlands Water District, “ Who We Are,” at https://wwd.ca.gov/wp-content/uploads/2016/08/wwd-who-we-are.pdf
. .
102 CRS analysis of data from Bureau of Reclamation, “ Central Valley Project Water Contractors,” March 30, 2016, at 102 CRS analysis of data from Bureau of Reclamation, “ Central Valley Project Water Contractors,” March 30, 2016, at
https://www.usbr.gov/mp/cvp-water/docs/latest-water-contractors.pdf. https://www.usbr.gov/mp/cvp-water/docs/latest-water-contractors.pdf.
103 P.L. 102-575, Title 34, 106 Stat. 4706. 103 P.L. 102-575, Title 34, 106 Stat. 4706.
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Authorized refuge water supply under CVPIA is divided into two categories: Level 2 and Level 4 Authorized refuge water supply under CVPIA is divided into two categories: Level 2 and Level 4
supplies. Level 2 supplies (approximately 422,251 AF, except in critical y dry years, when the supplies. Level 2 supplies (approximately 422,251 AF, except in critical y dry years, when the
al ocation is reduced to 75%) are the historical average of water deliveries to the refuges prior to al ocation is reduced to 75%) are the historical average of water deliveries to the refuges prior to
enactment of CVPIA.104 Reclamation is obligated to acquire and deliver this water under CVPIA, enactment of CVPIA.104 Reclamation is obligated to acquire and deliver this water under CVPIA,
and costs are 100% reimbursable by CVP contractors through a fund established by the act, the and costs are 100% reimbursable by CVP contractors through a fund established by the act, the
Central Val ey Project Restoration Fund (CVPRF; see previous section, Central Val ey Project Restoration Fund (CVPRF; see previous section, “Central Val ey Project
Improvement Act”). Level 4 supplies (approximately 133,264 AF) are the additional increment of ). Level 4 supplies (approximately 133,264 AF) are the additional increment of
water beyond Level 2 supplies for optimal wetland habitat development. This water must be water beyond Level 2 supplies for optimal wetland habitat development. This water must be
acquired by Reclamation through voluntary measures and is funded as a 75% federal cost acquired by Reclamation through voluntary measures and is funded as a 75% federal cost
(through the CVPRF) and 25% state cost. (through the CVPRF) and 25% state cost.
In most cases, the Level 2 requirement is met; however, Level 4 supplies have not always been In most cases, the Level 2 requirement is met; however, Level 4 supplies have not always been
provided in full for a number of reasons, including a dearth of supplies due to costs in excess of provided in full for a number of reasons, including a dearth of supplies due to costs in excess of
available CVPRF funding and a lack of wil ing sel ers. In recent years, costs for the Refuge Water available CVPRF funding and a lack of wil ing sel ers. In recent years, costs for the Refuge Water
Supply Program (i.e., the costs for both Level 2 and Level 4 water) have ranged from $11 mil ion Supply Program (i.e., the costs for both Level 2 and Level 4 water) have ranged from $11 mil ion
to $20 mil ion. to $20 mil ion.


Author Information

Charles V. Stern Charles V. Stern
Pervaze A. Sheikh Pervaze A. Sheikh
Specialist in Natural Resources Policy Specialist in Natural Resources Policy
Specialist in Natural Resources Policy Specialist in Natural Resources Policy




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104 Although this represents the historical average for deliveries, prior to the Central Valley Project Improvemen t Act 104 Although this represents the historical average for deliveries, prior to the Central Valley Project Improvemen t Act
(CVPIA; P.L. 102-575), refuges only had a legal entitlement to 121,700 acre-feet (AF). (CVPIA; P.L. 102-575), refuges only had a legal entitlement to 121,700 acre-feet (AF).
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