Georgia: Background and U.S. Policy
October 23, 2020April 14, 2021
Georgia is one of the United States’ closest partners among the
Georgia is one of the United States’ closest partners among the
post-Soviet states that gained their states that gained their
independence after the independence after the
USSR collapseddissolution of the Soviet Union in 1991. With a history of strong in 1991. With a history of strong
economic aid
Cory Welt
economic aid and security cooperation, the United States has deepened its strategic partnership and security cooperation, the United States has deepened its strategic partnership
with
Specialist in Russian and
Specialist in Russian and
with Georgia since Russia’s 2008 invasion of Georgia and 2014 invasion of Ukraine. U.S. Georgia since Russia’s 2008 invasion of Georgia and 2014 invasion of Ukraine. U.S.
policy
European Affairs
European Affairs
policy expressly supports Georgia’s sovereignty and territorial integrity within its expressly supports Georgia’s sovereignty and territorial integrity within its
internationally
international y recognized borders, and Georgia is a leading recipient of U.S. aid recognized borders, and Georgia is a leading recipient of U.S. aid
to
in Europe and Eurasia.Europe and Eurasia.
Many observers consider Georgia to
Many observers consider Georgia to
be one of the most democratic states in the post-Soviet region, even as the country faces ongoing governance chal engeshave a “hybrid” political system, containing both democratic and nondemocratic elements. The center-left Georgian Dream-Democratic Georgia . The center-left Georgian Dream-Democratic Georgia
party (GD)
holds a dominant political position, with about 61% of seats in parliament. Parliamentary elections are scheduled to be held on October 31, 2020(GD) party has governed Georgia since 2012. Controversy over the October 2020 parliamentary elections, an opposition boycott of parliament, and the February 2021 arrest of opposition leader Nika Melia have led to heightened political tensions. European Union (EU) efforts to mediate Georgia’s political crisis have been unsuccessful. Although Georgia faces high rates of poverty and underemployment, its economy . Although Georgia faces high rates of poverty and underemployment, its economy
entered a period of relatively strong growth in 2017.entered a period of relatively strong growth in 2017.
The International Monetary Fund estimates that Georgia’s GDP wil decline by about 5% in In 2020, due to the impact of the 2020, due to the impact of the
Coronavirus Disease 2019 (COVID-19) pandemic, Georgia’s gross domestic product declined by an estimated 6%.
Since the 1990s, Georgia’s relations with Russia have been tense. Georgian authorities accuse Moscow of obstructing
Georgia’s Western integration. In 2008, Russia invadedCoronavirus Disease 2019 (COVID-19) pandemic.
The ruling GD party led a coalition to victory in parliamentary elections in 2012 amid growing dissatisfaction with the former ruling party, Mikheil Saakashvili’s center-right United National Movement, which came to power as a result of Georgia’s 2003 Rose Revolution. In August 2008, Russia went to war with Georgia to prevent Saakashvili’s Georgia to prevent the Georgian government from reestablishing control over the regions of South Ossetia and Abkhazia, which government from reestablishing control over the regions of South Ossetia and Abkhazia, which
broke away from Georgia in the early 1990s and became broke away from Georgia in the early 1990s and became
informal Russian protectorates. Many observers believe Russia supports the secession of Abkhazia and South Ossetia to prevent Georgia from joining NATO. The Georgian government has long made closer integration with NATO and the European Union a priority.
Over many years, Congress has expressed firm support for Georgia’s sovereignty and territorial integrity. In the 117th Congress, the Georgia Support Act (H.R. 923) was introduced on February 8, 2021. The act calls for enhanced U.S. assistance to Georgia. If enacted, the act would require the President to impose sanctions on those responsible for serious human rights abuses in Abkhazia and South Ossetia. The House passed similar bills (H.R. 6219, H.R. 598) during the 115th and 116th Congresses. Members of the 117th Congress and previous Congresses also have expressed views on domestic developments in Georgia, including the state of its democracy.
Since FY2017, State Department and U.S. Agency for International Development bilateral aid allocations to Georgia have totaled $124 million a year on average ($132 million in FY2020, including $40 million in Foreign Military Financing, or FMF). For FY2021, Congress appropriated $132 million in bilateral aid to Georgia, including $35 million in FMF. Since FY2010, informal Russian protectorates.
Congress has expressed firm support for Georgia’s sovereignty and territorial integrity. The Countering Russian Influence in Europe and Eurasia Act of 2017 (P.L. 115-44, Title II, §253) states that the United States “does not recognize territorial changes effected by force, including the il egal invasions and occupations” of Abkhazia, South Ossetia, and other territories occupied by Russia. In September 2016, the House of Representatives passed H.Res. 660, which condemns Russia’s military intervention and occupation of Abkhazia and South Ossetia. On
October 22, 2019, the House passed the Georgia Support Act (H.R. 598) by voice vote. The bil expresses support for Georgia’s sovereignty, independence, and territorial integrity, as wel as for its democratic development, Euro-Atlantic integration, and peaceful conflict resolution.
The United States provides substantial foreign and military aid to Georgia. Since 2010, U.S. nonmilitary aid to Georgia has totaled $64 mil ion a year on average ($90 mil ion in FY2019), in addition to a five-year Mil ennium Chal enge Corporation grant of $140 mil ion to support education. Since 2010, Georgia has received U.S. military
assistance primarily through Foreign Military Financing (FMF), Coalition Support Funds, and Train and Equip and other capacity-building programs. From FY2010 to FY2019, the United States provided Georgia almost $265 mil ion in FMF assistance. Defense assistance also includes a three-year training initiative, the Georgia Defense Readiness ProgramGeorgia has received U.S. military aid primarily through FMF, Department of Defense capacity-building programs, and Coalition Support Funds. .
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2523 Georgia: Background and U.S. Policy
Contents
Introduction ................................................................................................................... 1
Politics and Governance ................................................................................................... 1
October 2020 Parliamentary Elections Election Controversy .............................................................................. 3
Coronavirus Disease 2019 Response4 Arrest of Opposition Leader ................................................................................ 4
Other Political Developments ........ 5 EU-Brokered Political Dialogue................................................................................... 6 Judicial Reform Chal enges........................................................................................ 5. 7
Economy ....................................................................................................................... 8
Relations with the European Union and NATO .................................................................. 10
Relations with Russia and Secessionist Regions ................................................................. 12
Abkhazia and South Ossetia ...................................................................................... 1312
2008 Russia-Georgia War ......................................................................................... 13
After the 2008 War and Recent DevelopmentsConflict Resolution ............................................................. 14
Conflict Resolution ..................................... 13 After the 2008 War and Recent Developments ............................................................. 14
U.S.-Georgia Relations .................................................................................................. 15
Congressional Action ............................................................................................... 1716
Foreign Aid ............................................................................................................ 1817
Trade ..................................................................................................................... 2120
Figures
Figure 1. Georgia .......................................................................................................... 11
Tables Table 1. October 2020 Parliamentary Elections .................................................................... 3.. 8
Contacts
Author Information ....................................................................................................... 2220
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1114 Georgia: Background and U.S. Policy
Introduction
Historical yHistorical y
located between situated at the edge of empires, Georgia is empires, Georgia is
located in the South Caucasus, a region between the in the South Caucasus, a region between the
Black and Caspian Seas Black and Caspian Seas
that is separated from Russia by the Greater Caucasus mountain range separated from Russia by the Greater Caucasus mountain range
and also bordersand bordering Iran and Turkey (se Iran and Turkey (se
e Figure 1). Various Georgian kingdoms and principalities ). Various Georgian kingdoms and principalities
were incorporated into the Russian Empire beginning in the early 19th century. Georgia enjoyed a were incorporated into the Russian Empire beginning in the early 19th century. Georgia enjoyed a
brief period of independence from 1918 until its forcible incorporation into the brief period of independence from 1918 until its forcible incorporation into the
Union of Soviet Union of Soviet
Socialist Republics (USSR, or Soviet Union) in 1921-1922. Georgia gained Socialist Republics (USSR, or Soviet Union) in 1921-1922. Georgia gained
independence in 1991 independence in 1991
with the with the
collapsedissolution of the Soviet Union. of the Soviet Union.
Since
Since
independence1991, Georgia has coped with , Georgia has coped with
two
Georgia at a Glance
two unresolvedterritorial conflicts over the Russian- conflicts over the Russian-
occupied regions of Abkhazia and South occupied regions of Abkhazia and South
Ossetia. These
Population: 3.72 mil ion (2020 est.) 3.72 mil ion (2020 est.)
Ossetia. These regions, in addition to being regions, in addition to being
home to ethnic
Comparative Area: slightly larger than West Virginia slightly larger than West Virginia
home to ethnic Georgians, are home to Georgians, are home to
minority ethnic groups
Capital: Tbilisi Tbilisi
minority ethnic groups that more closelythat more closely identify with ethnic kin in
Ethnic Composition: 87% Georgian, 6% Azerbaijani, 87% Georgian, 6% Azerbaijani,
identify with ethnic kin in Russia’s NorthRussia’s North Caucasus. After a short war
5% Armenian (2014 census)
5% Armenian (2014 census)
Caucasus, located across the Greater Caucasuswith Georgia in 2008, Russia unilateral y
Religion: 83% Georgian Orthodox, 11% Muslim, 3% 83% Georgian Orthodox, 11% Muslim, 3%
mountain range. After a short war withrecognized the independence of Abkhazia and
Armenian Apostolic (2014 census)
Armenian Apostolic (2014 census)
Georgia in 2008, Russia unilateral ySouth Ossetia and stationed military forces in
GDP/GDP per capita: $ $
17.715.9 bil ion/$4, bil ion/$4,
764 (2019 est.)
recognized the independence of these breakaway regions and stationed military
Top Exports: motor vehicles, copper ores, beverages, iron and steel (2019)
forces on their territory.1
Leadership: Prime Minister Giorgi Gakharia,
Georgians speak and write their own distinct275 (2020
these regions.
est.)
1
Top Exports: copper ores, beverages, motor vehicles,
Georgians speak and write a distinct
iron and steel (2020)
Caucasian language, with a written literary
Leadership: Prime Minister Irakli Garibashvili,
form that emerged at least as early as the fifth
President Salome Zurabishvili, Defense Minister
President Salome Zurabishvili, Defense Minister
Irakli
Caucasian language, with a written literary
Garibashvili, Foreign Minister
century. The Georgian Orthodox Church, to
Juansher Burchuladze, Foreign Minister David Zalkaliani,David Zalkaliani,
Parliamentary Parliamentary Chairman Archil Talakvadze Chairman Archil Talakvadze
form that emerged at least as early as the fifthwhich most Georgians belong, is
Sources: National Statistics Office of Georgia (does National Statistics Office of Georgia (does
century. The Georgian Orthodox Church, toautocephalous (independent), with roots that
not include the regions of Abkhazia and South Ossetia).
not include the regions of Abkhazia and South Ossetia).
which most Georgians belong, is autocephalous (independent), with roots that
date back to the fourth century. date back to the fourth century.
Politics and Governance
In In
over a quarter century ofalmost thirty years of Georgia’s independence, many observers have considered independence, many observers have considered
Georgiathe country to have a to have a
“hybrid” political system, containing both democratic and nondemocratic elements. The U.S.-“hybrid” political system, containing both democratic and nondemocratic elements. The U.S.-
based nongovernmental organization based nongovernmental organization
(NGO) Freedom House currently assigns Georgia a “global Freedom House currently assigns Georgia a “global
freedom” score of freedom” score of
6160 out of 100 (“partly free”), out of 100 (“partly free”),
one of the the second-highest highest
ratingratings among the post-Soviet among the post-Soviet
states that gained their independence upon the dissolution of the USSR.2
1 Georgia’s South Caucasus neighbors, Azerbaijan and Armenia, fought a six -week war in autumn 2020 over the predominantly Armenian-populated region of Nagorno-Karabakh (also known in Armenian as Artsakh) and surrounding territories internationally recognized as part of Azerbaijan. T he war resulted in Azerbaijani control over a portion of Nagorno-Karabakh and most of the surrounding territories it lost during a previous conflict in the 1990s, as well as the deployment of Russian forces as peacekeepers in Nagorno -Karabakh. For more, see CRS Report R46651, Azerbaijan and Arm enia: The Nagorno-Karabakh Conflict, by Cory Welt and Andrew S. Bowen. states that gained their independence upon the dissolution of the USSR (after Ukraine, and not
including the Baltic States, whose annexation in 1940 the United States never recognized).2
Georgia has a parliamentary system of governance, shaped in large part by constitutional reforms that came into effect in 2013 and 2018. The prime minister is formal y the country’s most
1 Georgia’s South Caucasus neighbors, Armenia and Azerbaijan, also have been locked in territorial conflict for almost three decades over the predominantly Armenian-populated region of Nagorno-Karabakh, formally part of Azerbaijan.
2 Freedom House ranks all countries in the world by a “global freedom” score, which includes measures of political
2 Freedom House ranks all countries in the world by a “global freedom” score, which includes measures of political
rights and civil liberties. Freedom House also ranks post -Communist states by a “ democracy” score that ranges rights and civil liberties. Freedom House also ranks post -Communist states by a “ democracy” score that ranges
between 1 (least democratic) and 7 (most democratic). Georgia’s “between 1 (least democratic) and 7 (most democratic). Georgia’s “
democracy score” is 3.25 (transitional or hybrid democracy score” is 3.25 (transitional or hybrid
regime). Scores reflect the state of affairs at the start of the year. Freedom House, regime). Scores reflect the state of affairs at the start of the year. Freedom House,
Freedom in the World 2020, and 2021; and Freedom House, Nations in Transit 2020. .
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Georgia has a parliamentary system of governance, shaped by constitutional reforms that came into effect over the last decade. TheGeorgia: Background and U.S. Policy
powerful executive. Georgia’s president is commander in chief of the armed forces and has the power to veto legislation and dissolve parliament under certain circumstances. In addition, many observers believe that bil ionaire Bidzina Ivanishvili, the chairman of the center-left Georgian center-left Georgian
Dream-Democratic Georgia (GD) ruling party has a dominant behind-the-scenes role in
policymaking and personnel appointments.
Georgia’s prime minister, Giorgi Gakharia (aged 45), assumed office at the start of September 2019. Gakharia served as minister of internal affairs from November 2017. Before then, he served as minister of economy and sustainable development, secretary of the Economic Council, and
business ombudsman. Gakharia entered government in 2013; previously, he worked abroad,
including in Russia.
Georgia’s unicameral parliament has 150 members who were elected in 2016 to a four-year term
by one of two methods: 77 by party list and 73 by majoritarian district. Constitutional reforms adopted in 2018 established a fully proportional (i.e., party list) system from 2024. This change is
expected to lead to greater opposition representation in parliament.3
For the next parliamentary elections, scheduled for October 31, 2020, parliament voted in June 2020 to support an intraparty agreement that temporarily establishes a system by which 120 seats wil be elected by party list and 30 seats wil be elected by majoritarian district (for more, see “October 2020 Parliamentary Elections,” below). To secure a majority of seats, a party wil have to win at least 40% of the party-list vote. Parties that receive at least 1% of the vote are to enter
parliament (the threshold in 2016 was 5%).4
The center-left GD currently holds 61% of parliamentary seats (91 of 150). GD came to power in 2012 as the leader of an electoral bloc of parties and since 2016 has governed alone. In 2016, GD
won 49% of the party-list vote and nearly al majoritarian races, leading to control of more than 75% of parliamentary seats (116 of 150 deputies). In 2019, GD experienced a series of
parliamentary defections, reducing its majority (see “Ruling Party Changes,” below).
GD’s main competitor in 2016 was the center-right United National Movement (UNM), the former ruling party previously led by ex-President Mikheil Saakashvili. The UNM received 27% of the party vote and, in total, 27 seats (18%). After months of infighting, the UNM fragmented in 2017; most of its deputies, including much of the party’s senior leadership, formed a new opposition party cal ed European Georgia-Movement for Liberty.5 A third electoral bloc, the
nationalist-conservative Al iance of Patriots of Georgia-United Opposition, cleared the 5%
threshold to enter parliament with six seats.6
Georgia’s president, elected in November 2018, is Salome Zurabishvili (aged 68), a former independent member of parliament and minister of foreign affairs.7 From 2023, as a result of
3 Civil Georgia, “Key Points of Newly Adopted Constitut ion,” September 27, 2017; Civil Georgia, “Constitutional Changes Passed on Final Reading,” March 24, 2018. 4 Giorgi Lomsadze, “Georgia Adopts Landmark Election Reform,” Eurasianet, June 29, 2020. 5 T he infighting concerned party tactics and relations with ex-President Saakashvili, who is under indictment and living abroad. T hose who left the United National Movement (UNM) wanted to build a rebranded party without Saakashvili.
T hose who stayed in the UNM sought to remain faithful to Saakashvili’s legacy and believed the party should adopt a more active means of opposition, including popular protest.
6 Salome Zurabishvili, who was elected president in 2018, ran as an independent member of parliament. 7 Prior to entering the Georgian government, Zurabishvili was a French national and diplomat. For the 2018 presidential election, GD did not nominate its own candidate, which possibly reflected a belief within the party leadership that the powers of the presidency were too limited to warrant fielding a candidate for the position. After some deliberation, GD supported Zurabishvili, an independent candidate.
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Georgia: Background and U.S. Policy
constitutional reforms that were adopted in 2018, Georgia is to have an indirectly elected president chosen by a college of electors made up of parliamentary deputies and local government
representatives.
Domestic and international observers considered the 2018 presidential election to be competitive but flawed. Observers noted instances of official pressure against state employees to support Zurabishvili, as wel as incidents of bal ot box stuffing.8 The U.S. Department of State said it shared the concerns of observers and indicated “these actions are not consistent with Georgia’s
commitment to fully fair and transparent elections.”9
Georgia’s Turbulent Transition: From the Rose Revolution to the Georgian Dream
Former USSR Foreign Minister Eduard Shevardnadze became Georgia’s leader in 1992 and was president from 1995 to 2003. In 2003, he resigned amid electoral protests known as the Rose Revolution and was replaced by Mikheil Saakashvili, who was Georgia’s president until 2013. Observers general y considered Saakashvili a pro-Western leader who pursued a program of anti-corruption and economic modernization. His United National Movement (UNM) oversaw a period of economic growth and rebuilt state institutions. At the same time, UNM opponents and critics accused Saakashvili’s government of authoritarian tendencies and blamed it for not sufficiently fighting poverty and unemployment. In 2012, bil ionaire Bidzina Ivanishvili established a new opposition coalition, Georgian Dream (GD). I vanishvili had spent considerable time in Russia, where he built a fortune in metals and banking before moving to France and eventual y Georgia, where he became known as a reclusive philanthropist. On the eve of the 2012 parliamentary elections, a scandal related to prison abuse motivated mass protests against the UNM. GD won the election, and Ivanishvili became prime minister. In 2013, Ivanishvili fulfil ed a preelection promise to serve as a transitional figure and stepped down as prime minister. Many in Georgia, however, believe Ivanishvili continued to exert influence behind the scenes. Former Interior Minister Irakly Garibashvili served as his successor for two years but resigned in 2015, amid declining popular support. In 2019, Garibashvili reentered politics as GD party secretary and subsequently minister of defense. After coming to power, the GD government prosecuted former officials, including former Prime Minister Vano Merabishvili and former Tbilisi Mayor Giorgi Ugulava, for crimes including corruption and abuse of power; in February 2020, Merabishvili was freed after almost 7 years in prison (Ugulava served 15 months). Some ob servers considered the prosecutions to be political reprisal for actions the UNM government had taken against its opponents. In 2014, ex-President Saakashvili was charged with abuse of power relating to, among other things, a widely criticized 2007 crackdown on opposition protestors and media. He has been sentenced twice in absentia to a total of nine years in prison. Note: On Georgia’s Rose Revolution, see Lincoln A. Mitchel , Uncertain Democracy: U.S. Foreign Policy and Georgia’s
Rose Revolution (Philadelphia: University of Pennsylvania Press, 2008), and Cory Welt, “Georgia's Rose Revolution: From Regime Weakness to Regime Col apse,” in Valerie Bunce, Michael A. McFaul and Kathryn Stoner-Weiss, eds., Democracy and Authoritarianism in the Post-Communist World (Cambridge, UK: Cambridge University Press, 2010), pp. 155-188.
October 2020 Parliamentary Elections
Parliamentary elections are scheduled for October 31, 2020. Public opinion polls suggest GD has a substantial lead over al other parties. In two preelection polls, at least 33% of respondents
8 International Society for Fair Elections and Democracy (ISFED), “Widespread Intimidation Ahead of the Runoff Presidential Elections in Georgia,” November 19, 2018; Civil Georgia, “NDI: Georgia Risks ‘Squandering’ Democratic Asset,” November 29, 2018; Civil Georgia, “ ISFED Wants T imely Investigation into Recordings Depicting Alleged Vote Stuffing,” December 18, 2018; OSCE, ODIHR Election Observation Mission, Georgia: Presidential Election, 28
October and 28 Novem ber 2018: Final Report, February 28, 2019, at https://www.osce.org/odihr/elections/georgia/412724.
9 U.S. Department of State, “Georgia’s 2018 Presidential Election,” November 30, 2018.
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indicated that GD was their preferred party.10 GD’s popularity was declining prior to the onset of Dream-Democratic Georgia (GD) came to power in 2012 as the leading party in an electoral bloc. In 2016, GD campaigned alone and won reelection with a supermajority of more than 75% of parliamentary seats. In 2019, however, GD lost about one-fifth of its parliamentary deputies, following party disputes about judicial appointments and the party’s backtracking from a commitment to hold fully proportional
parliamentary elections in 2020.
Many observers believe bil ionaire Bidzina Ivanishvili, former GD party chairman and a former
prime minister, exerts a dominant behind-the-scenes role in policymaking and personnel appointments.3 Ivanishvili resigned from the position of GD party chairman in January 2021. He retired from politics once before, in 2013, after serving as prime minister for 13 months. He
formal y returned to politics as GD chairman in 2018.4
Official y, Georgia’s most powerful executive is the prime minister. The current prime minister, Irakli Garibashvili, assumed office in February 2021. Garibashvili previously served as GD party secretary from March 2019 and as minister of defense from September 2019. Garibashvili served
as prime minister once before (2013-2015) and as minister of internal affairs (2012-2013).
Georgia’s president, elected in 2018, is Salome Zurabishvili, a former independent member of parliament (MP) and minister of foreign affairs.5 Georgia’s president is commander in chief of the armed forces and has the power to veto legislation and dissolve parliament under certain
circumstances. Zurabishvili is to be Georgia’s last directly elected president; from 2023, Georgia
is to have a president chosen by MPs and local government representatives.
Georgia’s unicameral parliament has 150 members. Constitutional reforms adopted in 2018
established a fully proportional (i.e., party list) system beginning in 2024. For the 2020 parliamentary elections, the parliament established a transitional election system by which 120 seats were elected by party list and 30 seats by majoritarian district. The threshold for entering
parliament was 1% of the vote.6
The October 2020 parliamentary elections were and remain mired in controversy (see “October 2020 Election Controversy,” below). Due to a parliamentary boycott by most opposition parties, only 96 of 150 MPs currently are seated: 90 from GD and 6 from opposition parties. The parliament can function legal y with a reduced number of MPs, although some types of votes
require a majority of three-fifths (90 votes) or more.7
According to official results, GD placed first in the 2020 elections with 48% of the proportional
vote. GD party candidates also won 13 of 30 majoritarian seats in the first round. Opposition parties boycotted the second round, helping GD secure victory in the remaining majoritarian
races. In al , GD received 60% of parliamentary seats.
3 Iulian Ernst and Will Conroy, “Hard to Conclude Otherwise? Report Paints Oligarch Ivanishvili as Georgia’s De Facto Ruler,” bne IntelliNews, February 25, 2019; and David Segal, “High in His ‘Glassle,’ Georgia’s Richest Man Looms over Country’s T op Project,” New York Times, July 2, 2019. 4 Giorgi Lomsadze, “Georgia’s Billionaire Boss Quits … Again,” Eurasianet, January 11, 2021; and Isabelle Khurshudyan and Inna Lazareva, “ In Georgia, an Oligarch with Echoes of T rump Says He’s Leaving Politics. Many Don’t Believe Him,” Washington Post, January 15, 2021. 5 Prior to entering the Georgian government, Zurabishvili was a French national and diplomat. 6 Giorgi Lomsadze, “Georgia Adopts Landmark Election Reform,” Eurasianet, June 29, 2020. 7 T ransparency International (T I) Georgia, “What Will the Parliament Be Like Without the Opposition,” December 10, 2020.
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GD’s main competitor was the opposition bloc Strength in Unity, led by the center-right United National Movement (UNM), the former ruling party once led by ex-President Mikheil Saakashvili (2004-2013).8 The party is led currently by Nika Melia, who became party chairman in December 2020. The UNM official y received 27% of the proportional vote and 36 seats (24%). UNM splinter party European Georgia-Movement for Liberty came in third with 4% of the vote (and five seats).9 Six other opposition parties were elected to parliament, each with four
seats or less (see Table 1).
Table 1. October 2020 Parliamentary Elections
Party List
Percentage of
Total
Percentage of
Party
Seats
Party List Vote
Seats
Total Seats
Georgian Dream
60
48.2%
90
60.0%
UNM - Strength in Unity
36
27.2%
36
24.0%
European Georgia
5
3.8%
5
3.3%
Lelo
4
3.2%
4
2.7%
Strategy Aghmashenebeli
4
3.2%
4
2.7%
Al iance of Patriots
4
3.1%
4
2.7%
Girchi
4
2.9%
4
2.7%
Citizens
2
1.3%
2
1.3%
Labor Party
1
1.0%
1
0.7%
Total
120
100%
150
100%
Source: Election Administration of Georgia, “The Central Election Commission Summarized Results of the 31 October Parliamentary Elections of Georgia,” December 3, 2020
The shift to a more proportional election system in 2020 was the result of a March 2020 interparty agreement facilitated by the United States, Germany, the European Union (EU), and the Council of Europe and widely praised by domestic and international stakeholders.10 Leading
opposition parties did not support the relevant amendments in parliament, however, in response to what they said was GD’s failure to uphold the agreement in full. In particular, opposition parties claimed the agreement required authorities to amnesty three opposition-linked figures the opposition considered political prisoners. President Zurabishvili pardoned two of the individuals but not a third, Giorgi Rurua, who then was sentenced to four years in prison on il egal firearm
charges the opposition said were political y motivated.11
8 Mikheil Saakashvili has Ukrainian citizenship and currently serves as head of the executive committee of Ukraine’s National Council of Reforms, a presidential advisory body. In 2015, Saakashvili lost his Georgian citizenship, allegedly due to restrictions against dual citizenship. Georgia Today, “ Former President Saakashvili Loses Georgian Citizenship,” December 4, 2015. 9 T he United National Movement (UNM) split in 2017 after months of infighting concerning party tactics and relations with ex-President Mikheil Saakashvili, who is under indictment and living abroad. T hose who left the UNM sought to build a rebranded party without Saakashvili. T hose who stayed in the UNM sought to adhere to Saakashvili’s legacy and, in part, direction.
10 OC Media, “Georgian Government Reaches Agreement with Opposition over 2020 Election,” March 9, 2020; and Council of Europe Office in Georgia, “ Statement of the Political Dialogue Facilitators on Agreement,” March 8, 2020. 11 One individual pardoned was former T bilisi Mayor Giorgi Ugulava, who received a 38-month prison sentence in February 2020 ostensibly for crimes during his time in office prior to 2012 (Ugulava previously served 15 months in prison from 2015 to 2017 on similar charges). T he second was former Minister of Defense Ir akly Okruashvili, who was
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October 2020 Election Controversy GD’s popularity declined prior to the emergence of the Coronavirus Disease 2019 (COVID-19)
the Coronavirus Disease 2019 (COVID-19) pandemic. However, domestic and international approval of the government’s efforts to contain the pandemic and thepandemic. However, international y lauded efforts to contain the pandemic by then-Prime Minister Giorgi Gakharia’s government and a relatively low spread of relatively low spread of
COVID-19 in Georgia through August 2020COVID-19 through the summer appeared to boost GD’s election prospects.12 At the same time, a COVID-19-related economic decline and a dramatic rise in COVID-19 case numbers from September 2020 may
have countered GD’s rising popularity somewhat.13
International observers appeared to view the October 2020 election results as legitimate overal , although they expressed concerns about various shortcomings. A mission led by the Organization for Security and Cooperation in Europe (OSCE) assessed the elections as “competitive” and
stated that “overal , fundamental freedoms were respected.”14 The OSCE mission, however, expressed concerns about an appeals process that was a central focus of opposition complaints after the election. The mission also raised concerns about “al egations of pressure on voters and
blurring of the line between the ruling party and the state.”15
Opposition parties and civil society organizations (CSOs) focused their claims on certain irregularities, including poll book imbalances and the election commissions’ rejection of most complaints.16 Opposition parties cal ed for new elections, accusing authorities of electoral fraud on a scale that was sufficient to grant GD a majority in parliament.17 Some domestic CSOs said
the elections were the most poorly conducted since GD came to power in 2012 but cal ed for
recounts only in specific precincts.18
Georgian authorities made some efforts to address complaints, but opposition parties and CSOs
contended these efforts were limited or flawed. Election commissions reportedly conducted 39 recounts (out of about 450 requested), issued a relatively high number of corrected protocols, and
sentenced to five years in prison in April 2020 on charges relating to June 2019 protests. RFE/RL, “ Georgian Opposition Figure Sentenced to T hree More Years in Prison,” February 10, 2020; and Civil Georgia, “ Opposition Parties Release Joint Statement on Rurua’s Imprisonment ,” July 31, 2020. 12 Giorgi Lomsadze, “Georgia Gets Rare Plaudits for Coronavirus Response,” Eurasianet, March 20, 2020; Rayhan Demytrie, “ Coronavirus: How ‘T hree Musketeers’ Helped Georgia Fight Virus,” BBC News, July 6, 2020; and Giorgi Lomsadze, “ Georgia’s Epidemiological Elections,” Eurasianet, July 23, 2020.
13 Giorgi Lomsadze, “New Wave of COVID Complicates Georgian Ruling Party’s Election Strategy,” Eurasianet, September 25, 2020.
14 T he observation mission was limited in size due to the COVID-19 pandemic. OSCE/Office for Democratic Institutions and Human Rights (ODIHR), Georgia Parliam entary Elections, 31 October 2020 , March 5, 2021, p. 2 (hereinafter, OSCE/ODIHR, Georgia Parliam entary Elections).
15 Other concerns included “the dominance of the ruling party” in election commissions, campaign finance rules that “disadvantaged smaller and new parties,” the widespread and intimidating “presence of party coordinators and activists, often acting on behalf of the ruling party, outside of most observed polling stations,” and an “ excessive number of party representatives and party-affiliated citizen observer groups [that] at times interfered in the election process or actively determined who should enter the voting premises.” OSCE/ODIHR, Georgia Parliam entary Elections, p. 3-4, 29.
16 More than 2,000 complaints were submitted on or after election day, and more than half were dismissed on technical grounds. Central Election Commission of Georgia (CEC), “ Statement on the So-Called Misbalance in PEC Summary Protocols,” December 16, 2020; CEC, “Statistics on Dispute Resolution of Electoral Subjects and Observer Organizations,” January 12, 2021; and International Society for Fair Elections and Democracy (ISFED), “ISFED Explains About Summary Protocols of PVT Polling Stations,” January 29, 2021. 17 Civil Georgia, “T housands Rally T oward CEC, Demand Snap Elections,” November 8, 2020. 18 Georgian Young Lawyers’ Association et al., “NGOs’ Assessment of the 2 020 Parliamentary Elections,” November 4, 2020.
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upheld or partial y upheld about 13% of complaints.19 Authorities attributed many discrepancies to human error and COVID-19-related staffing issues. One of the most commonly cited discrepancies was later found to stem from an error in how a leading CSO reported results from a
paral el vote tabulation (PVT), an election monitoring tool.20
After the elections, opposition parties organized several protests, including a demonstration outside the Central Election Commission that was dispersed with the use of anti-riot equipment, including water cannons.21 Opposition parties boycotted the second round of elections, and most opposition MPs refused to take their seats in parliament. Members of the diplomatic community,
including the U.S. and EU ambassadors, have tried unsuccessfully to negotiate a resolution to the
dispute.22
Arrest of Opposition Leader Georgia’s tense political climate deteriorated further in February 2021, when authorities arrested UNM party chairman Nika Melia, who had been elected to the position in December 2020. The arrest was the culmination of a lengthy official confrontation with Melia (see text box, below). After the October 2020 elections, Melia demonstratively removed an ankle monitoring bracelet
he was required to wear pending trial in connection with charges lodged against him in 2019. Authorities ordered Melia to wear the bracelet or pay increased bail; he refused to do either,
maintaining his prosecution was political y motivated.23
In February 2021, the GD majority in parliament voted to remove Melia’s immunity as an MP, and he was ordered into pretrial detention for violating court orders. Then-Prime Minister Gakharia resigned, stating he opposed Melia’s detention given its political overtones, risk of violence, and potential y destabilizing effects.24 A special police operation raided UNM headquarters, arrested Melia, and temporarily detained about 20 others. Melia’s arrest was
condemned by CSOs and Georgia’s public defender (ombudswoman) and was criticized international y.25 In a television interview, President Zurabishvili said, “neither the timing nor the form [of the detention] probably was the best” but it did “not mean that Georgia has suddenly
become an authoritarian country.”26
June 2019 Protest and Prosecution of Nika Melia
In June 2019, the Georgian government faced a political crisis after police used tear gas and rubber bul ets against demonstrators, some of whom had confronted riot police in an attempt to forcibly enter the Georgian parliament. Demonstrators were protesting the decision to al ow a Russian member of parliament (MP) to deliver a speech from the parliamentary speaker’s chair in his capacity as chairman of the Interparliamentary Assembly on
19 In Georgia, election commissions and courts have discretion to order recounts. OSCE/ODIHR, Georgia Parliam entary Elections, pp. 28-30, 31-33; and CEC, “ Statistics on Dispute Resolution of Electoral Subjects and Observer Organizations,” January 12, 2021. 20 ISFED, “Updated Information on ISFED’s PVT Results,” December 11, 2020. 21 Civil Georgia, “19 Detained as Police Used Water Cannons Against Election Rally in T bilisi,” November 9, 2020. 22 U.S. Embassy in Georgia, “Statement by the United States Embassy and the Delegation of the European Union to Georgia,” December 11, 2020. 23 Civil Georgia, “Court Increases Bail for UNM’s Melia, Bans Him from Leaving Country,” November 4, 2020. 24 JAM News, “Georgian Opposition Leader Faces Arrest After Parliament Revokes MP Status,” February 16, 2021; and OC Media, “ Gakharia Resigns as Georgian PM over Melia Arrest,” February 18, 2021.
25 Isabelle Khurshudyan, “ Georgian Opposition Leader Arrested, Deepening the Political Crisis in the South Caucasus Country,” Washington Post, February 23, 2021; and Amnesty International, “ Georgia: Police Storm Opposition Headquarters to Arrest Leader Nika Melia,” February 23, 2021. 26 Civil Georgia, “President Zurabishvili T alks Georgia Crisis, Melia Detention,” March 10, 2021.
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Orthodoxy, which the Georgian parliament was hosting. Many protestors considered the decision a national affront, given Russia’s 2008 invasion of Georgia and occupation of parts of its territory. After the crackdown, the government made some concessions but maintained the police response was largely appropriate. The chairman of parliament resigned, although he did not take direct responsibility for the incident. The government did not meet the protestors’ main demand that then-Minister of Internal Affairs, Giorgi Gakharia, resign; instead, he was appointed prime minister. About 20 protestors were charged with participating in mass violence and resisting police. Melia, then an MP and former Tbilisi mayoral candidate, was charged with inciting and leading an attempt to storm the Georgian parliament. Opposition supporters considered the charges to be political y motivated. The parliamentary majority voted to remove Melia’s MP immunity from charges; he paid bail and was ordered to wear a monitoring bracelet. In December 2019, in a second case that supporters considered political y motivated, Melia was found guilty of abuse of office for actions taken in 2012 against a bank founded by Bidzina Ivanishvili, before his Georgian Dream party won elections that year. Sources: RFE/RL, “Furious Anti-Russia Protesters in Tbilisi Demand Speaker’s Resignation, Clash with Police,” June 21, 2019; Giorgi Lomsadze, “Violent Crackdown Throws Georgian Ruling Party’s Survival into Question,” Eurasianet, June 21, 2019; Civil Georgia, “Two More Arrested for ‘Group Violence,’” July 27, 2019; Civil Georgia, “Parliament Terminates UNM MP Nika Melia’s Mandate,” December 12, 2019; and OC Media, “Nika Melia Elected New UNM Head,” December 26, 2020.
EU-Brokered Political Dialogue After Georgian authorities faced widespread criticism for the February 2021 arrest of Melia, they agreed to launch a political dialogue with opposition parties mediated by the EU. The dialogue was launched in March 2021, via the facilitation of European Council President Charles Michel, who mandated an EU mediator to assist with the dialogue. Issues addressed in the dialogue included electoral and judicial reform, political y motivated prosecutions, parliamentary roles and
responsibilities, and the possibility of snap elections. 27 At the same time, a parliamentary working group on electoral reform, co-led by an opposition MP who entered parliament, proposed amendments to the election code to address, among other things, the composition of election commissions and the appeals process.28 A group of domestic CSOs issued recommendations on
how to reach a political compromise and implement needed reforms.29
As of mid-April 2021, the EU-brokered dialogue has not resolved the impasse. On March 30, 2021, EU mediator Christian Danielsson released the text of a proposed political agreement.30 Dialogue participants suggested parties had reached agreement on some judicial and election
reforms and parliamentary procedures but not on snap elections. Reports also suggested GD was wil ing to consider an amnesty law that could free Nika Melia but not Giorgi Rurua, another individual opposition parties consider a political prisoner.31 In April 2021, President Zurabishvili said she fully supported the agreement proposed by the EU and lamented political parties’ failure
27 David M. Herszenhorn, “Charles Michel Presides over Crisis T alks in Georgia,” Politico, March 1, 2021; and Agenda,ge, “ EU Mediator Christian Danielsson Meets with Georgian Political Parties,” March 13, 2021.
28 Civil Georgia, “Electoral Reform Working Group Introduces Draft Amendments,” March 3, 2021. 29 T ransparency International Georgia (T I Georgia) et al., “Letter to Politicians Involved in the Mediation Process,” March 27, 2021.
30 European Union (EU) External Action Service, “EU Mediator Christian Danielsson Publishes Proposal Made T oday to Georgian Political Parties,” March 30, 2021; Civil Georgia, “EU’s Georgia Mediation Fails Again,” March 31, 2021. 31 Civil Georgia, “Georgian Dream, Opposition T rade Accusations over Failed Mediation T alks,” March 31, 2021.
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to compromise.32 Several CSOs wrote U.S. Senators to ask their assistance to promote increased
U.S. engagement to help the EU facilitate a compromise.33
Judicial Reform Challenges In recent years, Georgia has adopted a series of judicial reforms that have restructured its judicial institutions. As part of these reforms, a High Council of Justice oversees the appointment and dismissal of judges. The council has 15 members, a majority of whom are selected by the
Conference of Judges, the judiciary’s self-governing body.
In late 2018, some appeared to boost GD’s election prospects (see “Coronavirus Disease 2019 Response,” below). In September 2020, Georgia suffered its first major rise in COVID-19 cases; it is unclear how, if at al , the outbreak wil affect GD’s electoral
prospects.11
Several other parties appear popular enough to enter parliament. In the polls cited above, a UNM-
led bloc (Strength in Unity) was in second place, with at least 15% support. Other parties that received between 1% and 5% support include European Georgia, For New Georgia – Strategy Aghmashenebeli, the Al iance of Patriots, the Labor Party, Lelo for Georgia, and Girchi. At the same time, party support remained in flux; 24%-30% of respondents either did not support any
party, did not know which party to support, or did not respond.
Coronavirus Disease 2019 Response
Through August 2020, the Georgian government received international praise and popular
support for its apparently successful efforts to contain the spread and impact of the coronavirus pandemic within Georgia.12 As of August 31, 2020, Georgia reported less than 1,500 confirmed cases of COVID-19 and 19 deaths attributed to the virus.13 In response to the pandemic, the government declared a state of emergency on March 21, 2020, that lasted for two months and adopted “lockdown” measures similar to those in other countries. These measures included quarantining foreign travelers, restricting movement, and closing schools and businesses. The
government also provided stimulus payments and other forms of relief to individuals and businesses. In July-August 2020, Georgia cautiously began to open its borders to foreign travelers
(Georgia’s growing tourism industry has suffered from the pandemic).14
Georgia’s success in limiting the spread of COVID-19 declined in September 2020. As the government opened Georgia’s borders to some foreign travelers and encouraged domestic summer travel, the number of COVID-19 cases rose dramatical y.15 In September and the first three weeks of October, Georgia reported more than 17,000 new cases—more than 10 times the total number of reported cases from February to August—and 124 new deaths attributed to the
virus. At the start of September 2020, the government delayed easing some restrictive measures
and reimposed a ban on certain large gatherings.16
10 Center for Insights in Survey Research (International Republican Institute), “Public Opinion Survey: Residents of Georgia,” August 4-21, 2020; JAM News, “Georgia: 70% of Voters Prefer a Coalition Government,” October 13, 2020. 11 Giorgi Lomsadze, “Georgia’s Epidemiological Elections,” Eurasianet, July 23, 2020; Giorgi Lomsadze, “New Wave of COVID Complicates Georgian Ruling Party’s Election Strategy,” Eurasianet, September 25, 2020. 12 Giorgi Lomsadze, “Georgia Gets Rare Plaudits for Coronavirus Response,” Eurasianet, March 20, 2020; Rayhan Demytrie, “Coronavirus: How ‘T hree Musketeers’ Helped Georgia Fight Virus,” BBC News, July 6, 2020. 13 Coronavirus Disease 2019 (COVID-19) data is from the Johns Hopkins University of Medicine Coronavirus Resource Center. 14 Margarita Antidze, “Coronavirus Hits Georgia’s Booming T ourism Industry,” Reuters, March 20, 2020; Agenda.ge, “Georgia Opens Borders Unconditionally for Germany, France, Latvia, Lithuania, Estonia,” July 8, 2020; T amilla Mammadova, “Georgia Welcomes First International T ourists in Country amid Coronavirus Pandemic,” Trend
(Azerbaijan), August 5, 2020.
15 Giorgi Lomsadze, “Georgia Experiences Its First Wave of COVID-19,” Eurasianet, September 18, 2020. 16 Reuters, “Georgia Bans Weddings, Other Ceremonies as Virus Cases Rise,” September 9, 2020.
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Other Political Developments
Ruling Party Changes
Since 2018, GD has exhibited some signs of internal tension and transformation. After stepping down as prime minister in 2013, GD founder Ivanishvili formal y returned to politics as party
chairman in 2018, reportedly due to frustration with the party’s growing internal divides. Then-Prime Minister Giorgi Kvirikashvili resigned less than two months later, citing “disagreements” with Ivanishvili.17 Mamuka Bakhtadze, a former minister of finance and head of Georgian Railways, succeeded Kvirikashvili in June 2018 but resigned in September 2019 for unclear
reasons. Current Prime Minister Gakharia succeeded Bakhtadze.
In 2019, GD lost the supermajority that it won in 2016. About one-fifth of GD’s parliamentary deputies left the ruling faction. These defections occurred mainly in two rounds: first after a dispute concerning judicial appointments and again after several GD deputies controversial y
backtracked from a prior party commitment to hold fully proportional parliamentary elections in
2020 (see below).
Police Clash with Protestors (June 2019)
The GD government faced a political crisis in June 2019, after police used tear gas and rubber bullets against demonstrators, some of whom had confronted riot police in an attempt to forcibly
enter the Georgian parliament.18 Demonstrators were protesting the decision to al ow a Russian member of parliament to deliver a speech from the parliamentary speaker’s chair in his capacity as chairman of the Interparliamentary Assembly on Orthodoxy, which the Georgian parliament was hosting. Many protestors considered the decision a national affront, given Russia’s 2008 invasion of Georgia and occupation of parts of its territory (see “Relations with Russia and
Secessionist Regions,” below).
After the crackdown, the government made some concessions but maintained that the police response was largely appropriate. The chairman of parliament resigned, although he did not take
direct responsibility for the incident. The government did not meet the protestors’ main demand that then-Minister of Internal Affairs Giorgi Gakharia resign; instead, he was appointed prime minister. About 20 protestors, including a UNM member of parliament, were charged with
participating in mass violence and resisting police.19
Protest and Compromise on 2020 Parliamentary Elections
One measure that GD party chairman Ivanishvili proposed to defuse tensions after the June 2019 protests was to accept the opposition’s demand to hold 2020 parliamentary elections entirely on the basis of party lists (which was expected to lead to a greater opposition presence in parliament). In November 2019, parliament failed to adopt the measure after several GD members from majoritarian districts (who likely feared losing their mandates) declared opposition
17 Before entering government , Kvirikashvili was the director of Cartu Bank, owned by Bidzina Ivanishvili. Radio Free Europe/Radio Liberty (RFE/RL), “Georgian Prime Minister Resigns After Antigovernment Protests,” June 13, 2018. 18 RFE/RL, “ Furious Anti-Russia Protesters In T bilisi Demand Speaker’s Resignation, Clash With Police,” June 21, 2019; Giorgi Lomsadze, “ Violent Crackdown T hrows Georgian Ruling Party’s Survival Into Question,” Eurasianet, June 21, 2019.
19 Civil Georgia, “T wo More Arrested for ‘Group Violence’,” July 27, 2019.
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to the reform. The reversal led several GD deputies who had supported the reform to leave the
party’s parliamentary faction. It also led to new protests that police eventual y dispersed.20
Negotiations among Georgia’s political parties led to an agreement in March 2020 to establish a
transitional electoral system for October 2020 elections (see above). The March agreement was facilitated by the United States, Germany, the European Union, and the Council of Europe and was widely praised by domestic and international stakeholders.21 In July 2020, the parliament
passed constitutional amendments to implement the agreed changes.
One obstacle to implementing the March agreement concerned the status of three opposition-linked figures whom the opposition considered political prisoners. Opposition parties claimed the March 8 agreement required their release; the government disagreed. In May 2020, President Zurabishvili pardoned two of the individuals.22 President Zurabishvili did not pardon a third
individual, who subsequently was sentenced to four years in prison on il egal firearm charges after participating in the June 2019 protests. As a result, UNM and European Georgia
parliamentary deputies boycotted the July 2020 vote.
Role of Ex-President Saakashvili
After leaving office in 2013, Saakashvili left Georgia. In 2014, he moved to Ukraine, where he
became an adviser to then-Ukrainian President Petro Poroshenko, acquired Ukrainian citizenship, and, in 2015-2016, served as governor of Ukraine’s Odessa region. In 2015, the Georgian government stripped Saakashvili of his Georgian citizenship, citing limitations on dual citizenship (the Saakashvili government had taken a similar step against Ivanishvili before the 2012
elections).
Saakashvili grew critical of the Poroshenko government and eventual y entered into opposition. In 2017, the Ukrainian government revoked Saakashvili’s citizenship and, in 2018, Saakashvili was forcibly detained and deported. Saakashvili returned to Ukraine in 2019, after new Ukrainian
President Volodymyr Zelensky reinstated his citizenship. In May 2020, Zelensky appointed Saakashvili head of the executive committee of the National Council of Reforms, a presidential
advisory body.
Saakashvili, who has been sentenced twice in absentia to a total of nine years in prison, remains engaged in Georgian politics from abroad. Saakashvili formal y served as UNM chairman until March 2019, when he was replaced by Grigol Vashadze, the UNM’s 2018 presidential candidate. In September 2020, Vashadze said the UNM-led Strength in Unity bloc would nominate
Saakashvili as prime minister.23
20 Amy MacKinnon, “A Flickering Beacon of Democracy in Russia’s Backyar d,” Foreign Policy, November 27, 2019; Hugo Miller and Helena Bedwell, “T bilisi T urmoil T hreatens Billionaire’s Dream with Nightmares,” Bloomberg, November 30, 2019.
21 OC Media, “Georgian Government Reaches Agreement with Opposition Over 2020 Election,” March 9, 2020; Council of Europe Office in Georgia, “Statement of the Political Dialogue Facilitators on Agreement,” March 8, 2020. 22 One of the individuals pardoned was former T bilisi Mayor Giorgi Ugulava, who in February 2020 received a new 38-month prison sentence ostensibly for crimes during his time in office prior to 2012 (Ugulava previously served 15 months in prison from 2015 to 2017 on similar charges). T he second was former Minister of Defense Irakly Okruashvili, who in April 2020 was sentenced to five years in prison on charges relating to the June 2019 protests. RFE/RL, “ Georgian Opposition Figure Sentenced to T hree More Years in Prison,” February 10, 2020.
23 Joshua Kucera, “Saakashvili Winds Back the Clock in Return to Georgian Politics,” Eurasianet, September 8, 2020.
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Government Cancels Major Port Project
In January 2020, the Georgian government canceled a contract to develop a major new deepwater port and free industrial zone in Anaklia, located on Georgia’s Black Sea coast near the Russian-occupied region of Abkhazia.24 The port project was considered Georgia’s largest-ever infrastructure investment and was to be accompanied by major government investments in
Georgia’s road and rail infrastructure.25 Georgia has aspired to be a key transit hub for the growing East-West overland trade route between China and Europe. Observers have speculated about the government’s motives for canceling the contract and its level of commitment to the port
project.
Uncertainty regarding the future of the port project first arose in 2019. In July 2019, Mamuka Khazaradze, the head of the Anaklia Development Consortium’s principal Georgian partner (TBC Holding, an affiliate of Georgia’s largest bank) and his deputy were charged with money laundering, in connection with what officials al eged were improper financial transactions from
more than a decade before.26 In August 2019, a U.S. partner in the consortium reportedly
withdrew from the project.27
Many observers have raised questions about the ongoing case against Khazaradze. The U.S.
government stated concerns “about the context and timing of [the] charges.”28 In January 2020, the Georgian public defender (ombudsperson) filed an amicus curiae brief that stated that “the case materials do not contain the elements necessary for assessing an action as a crime of money
laundering.”29
While under investigation, Khazaradze launched a new political movement, Lelo for Georgia, which has fashioned itself as a “third force” between GD and UNM. Public opinion polls in
August 2020 suggest that Lelo has less than 5% popular support.
Controversy over Supreme Court Appointments
Georgia has adopted a series of judicial reforms in recent years that have restructured its judicial institutions. As part of these reforms, a High Council of Justice oversees the appointment and dismissal of judges. The council has 15 members, a majority of whom are selected by the
Conference of Judges, the judiciary’s self-governing body.
In December 2018, several GD members of parliament criticized the High Council’s nomination GD members of parliament criticized the High Council’s nomination
of of
several judges to the Supreme Court whom they considered tainted by association with the UNM. The dispute sparked debate within the ruling party, as wel as with some CSOs and legal
professionals who expressed concern that some of the nominated judges could be susceptible to
corruption.34
Although the government agreed to alter the rules of appointment, the new judicial selection
process remained controversial. The High Council of Justice submitted a revised (and expanded) list of 20 candidates to parliament. In 2019, the parliament approved the lifetime appointment of 14 new Supreme Court justices. Domestic and international stakeholders criticized the process as nontransparent and counter to the intent of long-awaited judicial reforms; they also said the
process did not lead to the appointment of a fully qualified and independent roster of judges.35
Domestic and international stakeholders continue to cal on Georgian authorities to reform the judiciary. In March 2021, several CSOs declared the judiciary to be in “a state of severe crisis.” The CSOs proposed a set of reforms to address “institutional and functional problems which
obstruct judicial independence and the ability of judges to exercise their professional authority competently and with integrity.”36 In March 2021 testimony to Congress, a U.S. State Department official said Georgia’s judicial reforms should address “the undue influence of powerful judges on other judges, and use of the disciplinary, promotion, and appointment system to exert influence on judges.”37 Subsequently, Georgian CSOs criticized GD-sponsored legislation to
reform the justice system as “completely detached” from reality and unable “to improve the
process … increase public confidence [or] address important chal enges.”38
32 President of Georgia, “Annual Parliamentary Report by the President of Georgia,” April 12, 2021. 33 T I Georgia et al., “ Nongovernmental Organizations Address Senators with a Letter, Calling for Greater US Involvement in Resolution of Crisis in Georgia,” April 13, 2021. 34 Civil Georgia, “Ruling Party MPs Divided Over Supreme Court Appointments,” January 9, 2019; and T I Georgia et al.several judges to the Supreme Court whom they considered tainted by association with the
24 Giorgi Lomsadze, “Georgia Cancels Contract for Black Sea Megaport,” Eurasianet, January 9, 2020. 25 Shakhil Shah, “Georgia Makes Waves With Anaklia Deep-Sea Port,” Emerging Europe, March 5, 2018; Agenda.ge, “Large-Scale Work on Anaklia Deep Sea Port Begins,” September 17, 2018. 26 Civil Georgia, “Key Points: T BC Bank Affair,” March 9, 2019; Margarita Antidze, “Georgia’s Prosecutors Charge T BC Group’s Chairman with Money Laundering,” July 24, 2019. 27 Iulian Ernst, “US Partner ‘Has Pulled Out of Georgia’s Anaklia Deep Water Port Project’,” bne Intellinews, August 15, 2019.
28 T ransparency International Georgia, “Charges Against the Founders of T BC Bank Raise Many Questions about the Investigation,” July 25, 2019; U.S. Embassy Georgia, “ T he U.S. Embassy Statement on Criminal Charges Against T BC Bank Co-founders Mamuka Khazaradze and Badri Japaridze,” July 25, 2019.
29 Public Defender (Ombudsman) of Georgia, “Amicus Curiae Brief Relating to Mamuka Khazaradze and Badri Japaridze’s Case,” January 15, 2020.
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UNM. The dispute sparked debate within the ruling party, as wel as with NGOs that expressed
concern that some of the nominated judges could be susceptible to corruption.30
Although the government agreed to alter the rules of appointment, the new judicial selection
process remained controversial. The High Council of Justice submitted a revised (and expanded) list of 20 candidates to parliament in September 2019. In December 2019, the parliament approved the lifetime appointment of 14 new Supreme Court justices. Domestic and international stakeholders criticized the process as nontransparent and counter to the intent of long-awaited judicial reforms, and said that it did not lead to the appointment of a fully qualified and
independent roster of judges.31
Figure 1. Georgia
Sources: Map created by CRS. Map information generated using data from the National Geospatial Intel igence Agency, DeLorme, Department of State, and Esri.
Economy
For more than two decades, Georgia has been recovering from the severe economic decline it experienced after the dissolution of the Soviet Union.32 In 2019, Georgia’s gross domestic
30 Civil Georgia, “Ruling Party MPs Divided Over Supreme Court Appointments,” January 9, 2019; Civil Georgia, “Watchdogs Rally for Free Courts, Slam GDDG,” February 7, 2019; T ransparency International Georgia, “Open Letter , “Open Letter
to the Diplomatic Missions,” February 21, 2019. to the Diplomatic Missions,” February 21, 2019.
3135 Andy Heil, “Supreme Court Power Play ‘Raises Stakes’ on T ense Georgian Landscape,” Andy Heil, “Supreme Court Power Play ‘Raises Stakes’ on T ense Georgian Landscape,”
RFE/RLRFE/RL
, , December 13, December 13,
2019; U.S. Embassy in Georgia, “U.S. Embassy’s Statement on Supreme Court Nominees,” December 12, 2019; 2019; U.S. Embassy in Georgia, “U.S. Embassy’s Statement on Supreme Court Nominees,” December 12, 2019;
European Union (EU)and EU External Action Service, “Statement by External Action Service, “Statement by
thet he Spokesperson on the Appointment of Judges Spokesperson on the Appointment of Judges
to the to the
Supreme Supreme Court of Georgia,” December 13, 2019. Court of Georgia,” December 13, 2019.
32 According to World Bank estimates, Georgia’s gross domestic product (GDP) declined by 45% in 1992, 29% in
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836 T I Georgia et al., “Judicial Reform Concept,” March 17, 2021. Also see T I Georgia, The State of the Judicial System 2016-2020, October 30, 2020.
37 T estimony of U.S. Deputy Assistant Secretary for Democracy, Human Rights, and Labor Kara McDonald, in U.S. Congress, Senate Committee on Foreign Relations, Subcommittee on Europe and Regional Security Cooperation, Bolstering Dem ocracy in Georgia, hearings, 117th Cong., 1st sess., March 23, 2021.
38 Coalition for an Independent and T ransparent Judiciary, “T he Coalition Is Responding to the Announced Changes in the Composition of the Supreme Court,” March 29, 2021.
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Economy For three decades, Georgia has been recovering from the severe economic decline it experienced after the dissolution of the Soviet Union.39 In 2019, Georgia’s gross domestic
Georgia: Background and U.S. Policy
product (GDP) was around $17.product (GDP) was around $17.
75 bil ion (approximately 11 times less than that of Oklahoma, bil ion (approximately 11 times less than that of Oklahoma,
which has a similar population size). which has a similar population size).
ItsGeorgia’s per capita GDP ($4, per capita GDP ($4,
764698 in 2019) is midsized in comparison to ) is midsized in comparison to
the per
capita GDP of Russia and other post-Soviet states. Russia and other post-Soviet states.
In 2017, Georgia’s economy entered a period of relatively strong growth. AfterFrom 2017 to 2019, Georgia’s GDP grew by about 5% a year, following average growth of average growth of
around about 3% a year from 2013 to 2016. In 2020, Georgia’s GDP declined by an estimated 6%3% a year from 2013 to 2016, Georgia’s GDP grew by around 5% a year from 2017 to 2019. The International Monetary Fund (IMF) estimates that Georgia’s GDP wil decline by
about 5% in 2020, due to the due to the
impact of the COVID-19 pandemic.impact of the COVID-19 pandemic.
3340
Prior to the onset of the pandemic, the IMF characterized Georgia as having “resilient” economic
Prior to the onset of the pandemic, the IMF characterized Georgia as having “resilient” economic
growth, a historical y low current account deficit, strong revenue growth, and a healthy banking growth, a historical y low current account deficit, strong revenue growth, and a healthy banking
sector.41 In 2020, the IMF stated that Georgia “faces a pronounced economic slowdown” but that the government’s “fiscal response to the pandemic has helped al eviate its adversesector. The IMF also noted “rising inflationary pressures” and indicated that “advancing financial sector and sectoral reforms would make the economy more resilient to shocks and sustain
medium-term growth.”34 In September 2020, the IMF underlined the pandemic’s significant economic impact but also indicated that Georgia’s “policy response … has been so far successful
in containing the economic and economic and
social impactsocial impact
of the pandemic.”35.”42
Poverty
Poverty
in Georgia has declined in recent yearshas declined in recent years
, although it is stil relatively high. According to official data, . According to official data,
20% of the population lived in poverty in 2019 (down from 35% a decade before). 20% of the population lived in poverty in 2019 (down from 35% a decade before).
In 2019, recorded unemployment was 12%, although some surveys suggest a higher rate of unemployment.36 About 38The official unemployment rate in 2020 was 19% (down from 27% in 2010).43 About 20% of Georgian laborers work in agriculture, % of Georgian laborers work in agriculture,
a sector of the economy a sector of the economy
that accounts for less than 10% of GDP.that accounts for less than 10% of GDP.
3744
Georgia’s economy depends in part on
Georgia’s economy depends in part on
remittances from labor migration. From 2015 to 2019, migrant remittances. From 2016 to 2020, remittances were remittances were
estimated to make up equivalent to about 9% of Georgia’s GDP. In about 9% of Georgia’s GDP. In
20192020, the National Bank , the National Bank
of Georgia reported that Russia was the of Georgia reported that Russia was the
source of about 25%largest source of remittances, followed by Italy, Greece, the United States, and
Israel.45
Prior to the COVID-19 pandemic, tourism was a steadily growing sector in Georgia. Most tourists to Georgia come from neighboring countries: Azerbaijan, Russia, Armenia, and Turkey. From 2011 to 2019, annual tourism-related income more than tripled; in 2019, tourism was responsible
for about 8% of GDP.46 In 2020, the IMF noted that “tourism revenues came to a virtual
standstil ” due to the COVID-19 pandemic.47
39 According to World Bank estimates, Georgia’s gross domestic product (GDP) declined by 45% in 1992, 29% in of remittances, followed by Italy
(14%), Greece (11%), the United States (10%), and Israel (9%).38
In 2017, the IMF approved a three-year Extended Fund Facility arrangement to provide Georgia
with around $285 mil ion in loans to support economic reforms focusing, among other things, on financial stability and infrastructure investment. The IMF noted the need for Georgia to increase its agricultural productivity, improve its business environment, and reform its education system.39 To help Georgia address the coronavirus pandemic, the IMF disbursed about $200 mil ion,
including about $160 mil ion in new assistance, in May 2020.40
1993, and 10% in 1994. In the three years before the 2008 global financial crisis, Georgia achieved annual growth rates 1993, and 10% in 1994. In the three years before the 2008 global financial crisis, Georgia achieved annual growth rates
of 9% or higher. After a 4% decline in 2009, Georgia achieved of 9% or higher. After a 4% decline in 2009, Georgia achieved
gr owthgrowth of 6%-7% from 2010 to 2012. of 6%-7% from 2010 to 2012.
33 IMF, “IMF Staff Concludes Virtual Visit to Georgia,” press release, September 15, 2020. 34
40 Geostat, Rapid Estimates of Economic Growth 2020 (December), January 29, 2021. 41 IMF, “IMF Executive Board Completes the Fifth Review of the Extended Arrangement under the Extended Fund IMF, “IMF Executive Board Completes the Fifth Review of the Extended Arrangement under the Extended Fund
Facility for Georgia,” press release, December 17, 2019; IMF, Country Report No. 19/372, December 2019, pp. 4-7. Facility for Georgia,” press release, December 17, 2019; IMF, Country Report No. 19/372, December 2019, pp. 4-7.
35 IMF, “IMF Staff Concludes Virtual Visit to Georgia,” 42 IMF, “IMF Executive Board Completes the Seventh Review under the Extended Fund Facility for Georgia,” press release, press release,
September 15December 16, 2020.
43 In 2020,, 2020. 36 Official data are from Geostat, Georgia’s Geostat, Georgia’s
national statistics office, introduced a new standard for measuring employment that excludes subsistence farming and, as a result, recalculated historical employment and unemployment data. Geostatnational statistics office, at https://www.geostat.ge/en. , at https://www.geostat.ge/en.
In one regular survey of social and political views, 22% of respondents said they were unemployed in autumn 2019 (prior to the onset of the coronavirus pandemic). Center for Insights in Survey Research (International Republican Institute), “ Public Opinion Survey: Residents of Georgia,” September-October 2019. 37Also see Geostat, “ Indicators of Employment and Unemployment Calculated Based on New Standards of the International Labour Organization,” December 28, 2020. 44 Geostat, at https://www.geostat.ge/en. Geostat, at https://www.geostat.ge/en.
3845 National Bank of Georgia, at https://nbg.gov.ge. 46 Georgian National T ourism Administration, at https://gnta.ge/statistics. 47 IMF, “IMF Staff Concludes Virtual Review Mission to Georgia,” press release, November 10, 2020.
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In 2017, the IMF approved a three-year Extended Fund Facility (EFF) arrangement to provide Georgia with about $285 mil ion in loans to support economic reforms focusing, among other things, on financial stability and infrastructure investment. The IMF noted the need for Georgia to increase its agricultural productivity, improve its business environment, and reform its education system.48 To help Georgia address the COVID-19 pandemic, the IMF expanded Georgia’s lending
program and, by December 2020, had disbursed about $585 mil ion to Georgia.49
Georgia National Bank of Georgia, at https://nbg.gov.ge. 39 IMF, “IMF Executive Board Approves US$285.3 Million Extended Arrangement Under the Extended Fund Facility for Georgia,” press release, April 12, 2017; and IMF, Country Report No. 17/97, April 2017.
40 IMF, “IMF Executive Board Completes the Sixth Review under the Extended Fund Facility and Approves the Request for Augmentation of Access to Support Georgia Address the COVID-19 Pandemic,” press release, May 1, 2020.
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Georgia suffered from energy shortages and gas cutoffs in the past, but it has improved its energy has improved its energy
security in recent years. Almost al of Georgia’s natural gas supplies come from neighboring security in recent years. Almost al of Georgia’s natural gas supplies come from neighboring
Azerbaijan.Azerbaijan.
Georgia has rehabilitated hydropower plants and Georgia has rehabilitated hydropower plants and
constructed new ones, although constructed new ones, although
some keysome hydropower development plans have engendered local and hydropower development plans have engendered local and
NGO
CSO opposition. opposition.
4150
In
In
20192020, Georgia’s largest merchandise trading partner was the EU, which accounted for about , Georgia’s largest merchandise trading partner was the EU, which accounted for about
23
22% of total trade ($% of total trade ($
3.0 bil ion2.5 bil ion, down from $3 bil ion in 2019). Individual y, Georgia’s four largest trading partners were Turkey ). Individual y, Georgia’s four largest trading partners were Turkey
($1.($1.
86 bil ion, or 14% of Georgia’s trade), Russia ($1. bil ion, or 14% of Georgia’s trade), Russia ($1.
5 3 bil ion,bil ion,
11 12%), China ($1.%), China ($1.
12 bil ion, bil ion,
810%), %),
and Azerbaijan ($and Azerbaijan ($
1.1 bil934 mil ion, 8%). ion, 8%).
More than halfHalf of Georgia’s merchandise exports of Georgia’s merchandise exports
(51%) went
to fivewent to four countries: countries:
Azerbaijan, Russia, Armenia, Bulgaria, and Ukraine. Its China, Azerbaijan, Russia, and Bulgaria. Georgia’s main exports were main exports were
motor vehicles, copper ores, beverages (wine, water, and spirits), copper ores, beverages (wine, water, and spirits),
iron and steel, and
pharmaceuticals.42
Freemotor vehicles, and iron and
steel.51 Georgia has free trade agreements with the EU and China.
From 2015 to 2019, foreign direct investment (FDI) in Georgia averaged $1.6 bil ion a year. About 60% of the total amount came from Azerbaijan, the United Kingdom, the Netherlands, and
Turkey. During this period, most FDI was in transport (24%); other leading sectors were finance (15%), energy (12%), and construction (9%).52 In 2017, the IMF noted that attracting FDI to sectors with high export potential, including tourism and agriculture, is “crucial to ensure growth
in foreign markets.”53 In 2020, FDI declined to an estimated $617 mil ion.
Cancellation of Anaklia Port Project
Georgia has aspired to be a key transit hub for the growing East-West overland trade route between China and Europe. In January 2020, however, the Georgian government canceled a contract to develop a major new deepwater port and free industrial zone in Anaklia, located on Georgia’s Black Sea coast near the Russian -occupied region of Abkhazia. The port project was considered Georgia’s largest-ever infrastructure investment and was to be accompanied by major government investments in Georgia’s road and rail infrastructure. Officials said project consortium partners, who are contesting the cancel ation in international arbitration court, failed to raise the necessary funds for the project. In March 2021, Georgian officials said a process to select a new port developer would commence soon. Many observers have speculated about the government’s motives for canceling the contract and its level of commitment to the port project. In 2019, Mamuka Khazaradze, the head of the project consortium’s principal Georgian partner (TBC Holding, an affiliate of Georgia’s largest bank) and his deputy were charged with money laundering, in connection with what officials al eged were improper financial transactions from more than a decade before. Subsequently, a U.S. partner in the consortium withdrew from the project.
48 IMF, “IMF Executive Board Approves US$285.3 Million Extended Arrangement Under the Extended Fund Facility for Georgia,” press release, April 12, 2017; and IMF, Country Report No. 17/97, April 2017.
49 IMF, “IMF Executive Board Completes the Seventh Review under the Extended Fund Facility for Georgia,” press release, December 16, 2020. 50 Giorgi Lomsadze, “T roubled Dams on Georgia’s Waters,” Eurasianet, February 19, 2020; Andrew Barry and Evelina Gambino, “Unsustainable T ransition? Hydropower and the Post-Covid Recovery in Georgia,” openDemocracy, July 30, 2020; and JAM News, “Namakhvani HPP – ‘Dam of Death’ or Critical Energy Security?,” March 5, 2021. 51 Geostat, as reported in T rade Data Monitor. 52 Geostat, at https://www.geostat.ge/en. 53 IMF, Country Report No. 17/97, April 2017, p. 45.
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Observers raised questions about the case against Khazaradze. The U.S. government stated concerns “about the context and timing of [the] charges.” In January 2020, the Georgian public defender (ombudsperson) filed an amicus curiae brief that stated, “the case materials do not contain the elements necessary for assessing an action as a crime of money laundering.”
Sources: Civil Georgia, “Key Points: TBC Bank Affair,” March 9, 2019; Transparency International Georgia, “Charges Against the Founders of TBC Bank Raise Many Questions about the Investigation,” July 25, 2019; U.S. Embassy Georgia, “The U.S. Embassy Statement on Criminal Charges Against TBC Bank Co-founders Mamuka Khazaradze and Badri Japaridze,” July 25, 2019; Giorgi Lomsadze, “Georgia Cancels Contract for Black Sea Megaport,” Eurasianet, January 9, 2020; Public Defender of Georgia, “Amicus Curiae Brief Relating to Mamuka Khazaradze and Badri Japaridze’s Case,” January 15, 2020; Agenda.ge, “PM Garibashvili: 'We Will Start Selecting New Potential Investor for Anaklia Deep Sea Port Project in Near Future,’” March 4, 2021.
Relations with the European Union and NATO The Georgian government has long made closer integration with the EU and NATO a priority. According to recent polls, more than 80% of the Georgian population supports membership in the
EU and more than 70% supports membership in NATO.54
In 2014, Georgia concluded an association agreement with the EU that included a Deep and Comprehensive Free Trade Area and encouraged harmonization with EU laws and regulations.55 In 2017, the EU granted Georgian citizens visa-free entry to the EU’s Schengen area of free
movement, which al ows individuals to travel without passport checks between most European countries. The EU also is a major provider of foreign aid to Georgia, providing more than €100
mil ion (about $120 mil ion) a year and additional pandemic-related aid.56
NATO considers Georgia “one of the Al iance’s closest partners.”57 A NATO-Georgia Commission was established in 2008. At the NATO 2014 Wales Summit, NATO leaders established a “Substantial NATO-Georgia Package” to help Georgia bolster its defense capabilities. Georgia trade agreements with the EU (signed in 2014) and China (signed in 2017) may improve Georgia’s prospects for export-led growth. Georgia is also exploring a trade agreement with India. However, Georgia’s manufacturing sector is smal , and its top exports include used foreign cars and scrap metal, which provide low added value. In 2017, the IMF indicated that Georgia could further diversify its agricultural exports but noted the need to improve quality and
standards.43
Tourism to Georgia has increased in recent years, and annual tourism-related income has more than tripled since 2011. In 2019, the number of international visitors who stayed in the country
overnight was around 5.1 mil ion, a 277% increase since 2011. Most tourists are from neighboring countries: Azerbaijan, Russia, Armenia, and Turkey.44 In September 2020, the IMF
noted that “tourism revenues have come to a virtual standstil ” due to the pandemic.45
From 2015 to 2019, foreign direct investment (FDI) averaged $1.6 bil ion a year. About 60% of the total amount came from Azerbaijan, the United Kingdom, the Netherlands, and Turkey. During this period, most FDI was in transport (24%); other leading sectors were finance (15%), energy (12%), and construction (9%).46 In 2017, the IMF noted that attracting FDI to sectors with high export potential, including tourism and agriculture, is “crucial to ensure growth in foreign
markets.”47
Relations with the European Union and NATO
The Georgian government has long made closer integration with the EU and NATO a priority. According to recent polls, more than 75% of the Georgian population supports membership in the
EU and about 70% supports membership in NATO.48
41 Giorgi Lomsadze, “T roubled Dams on Georgia’s Waters,” Eurasianet, February 19, 2020; Rosamund Brennan, “Critics Call Out Financial and Social Costs of Georgia Hydro Dam,” Al Jazeera, June 22, 2020; Andrew Barry and Evelina Gambino, “Unsustainable T ransition? Hydropower and the Post -Covid Recovery in Georgia,” openDemocracy, July 30, 2020.
42 Geostat, as reported in T rade Data Monitor. 43 IMF, Country Report No. 17/97, April 2017, pp. 8, 43; EIU, Country Report: Georgia, August 2017, p. 7. 44 Georgian National T ourism Administration, at https://gnta.ge/statistics/. 45 IMF, “IMF Staff Concludes Virtual Visit to Georgia,” press release, September 15, 2020. 46 Geostat, at https://www.geostat.ge/en. 47 IMF, Country Report No. 17/97, April 2017, p. 45. 48 CRRC Georgia (for the National Democratic Institute), “Public Attitudes in Georgia: Results of June 2020 Survey.”
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In 2014, Georgia concluded an association agreement with the EU that included a Deep and Comprehensive Free Trade Area (DCFTA) and encouraged harmonization with EU laws and regulations.49 The EU granted Georgia visa-free travel in 2017. The EU also is a major provider of foreign aid to Georgia, providing on average about €130 mil ion (about $154 mil ion) a year in
2018 and 2019.50
As of 2019, the benefits of the EU free-trade agreement for Georgia remain unclear. In 2019, the total value of Georgian exports to the EU was about 32% greater than in 2014. Exports to the EU as a share of Georgia’s total exports, however, were the same in 2019 as they were in 2014
(21%).51 In January 2019, the European Commission stated that Georgia is “reaping the benefits of economic integration” with the EU but noted that “further efforts are needed to stimulate
exports and improve the trade balance.”52
Georgia has close relations with NATO, which considers Georgia one of its “closest partners.”53 A NATO-Georgia Commission was established in 2008. At its 2014 Wales Summit, NATO leaders established a “Substantial NATO-Georgia Package” to help Georgia bolster its defense capabilities, including capacity-building, training, exercises, and enhanced interoperability. Georgia also is one of NATO’s Enhanced Opportunity Partners, a cooperative status currently is one of NATO’s Enhanced Opportunity Partners, a cooperative status currently
granted to six of NATO’s close strategic partners.granted to six of NATO’s close strategic partners.
5458 In 2015, Georgia joined the NATO In 2015, Georgia joined the NATO
Response
Response Force, a rapid reaction force. Force, a rapid reaction force.
Georgia is one of the top troop contributors (and the top non-NATO contributor)
Georgia is one of the top troop contributors (and the top non-NATO contributor)
into the NATO-led the NATO-led
Resolute Support Mission in Afghanistan
Resolute Support Mission in Afghanistan
. At its height, Georgia’s deployment to NATO’s previous International Security Assistance Force (ISAF) mission in Afghanistan reached over 1,500 troops, who served with no operational caveats. As of August 2020. As of February 2021, Georgia is the , Georgia is the
fifth-
fourth-largest largest
contributor to the Resolute Support Mission, with 860 troops.59 At its height, Georgia’s
54 Center for Insights in Survey Research (International Republican Institute), “Public Opinion Survey: Residents of Georgia,” February 2021. 55contributor to the Resolute Support Mission, with 860 troops.55
In 2015, NATO opened a Joint Training and Evaluation Center in Georgia to provide training, evaluation, and certification opportunities to enhance interoperability and operational readiness. The center hosted its second joint NATO-Georgia exercise in March 2019 (the first one was held in 2016). Some NATO member states also participate in two sets of regular U.S.-Georgia led
military exercises: Agile Spirit and Noble Partner (see “Military Aid Since the August 2008 War,” below). NATO also has established a Defense Institution Building School for professional
development and training.
49 T he free-trade agreement was applied provisionally in 2014 and entered into force in 2016. T he text of the T he free-trade agreement was applied provisionally in 2014 and entered into force in 2016. T he text of the
association agreement and the corresponding agenda for 2017-2020 are available at https://eeas.europa.eu/delegations/association agreement and the corresponding agenda for 2017-2020 are available at https://eeas.europa.eu/delegations/
georgia/9740/eugeorgia-association-agreement_en. More information on the free-trade agreement is available from the georgia/9740/eugeorgia-association-agreement_en. More information on the free-trade agreement is available from the
Georgian government at http://www.dcfta.gov.ge/en/home. Georgian government at http://www.dcfta.gov.ge/en/home.
5056 European Commission and European External Action Service (EEAS), European Commission and European External Action Service (EEAS),
Joint Staff Working Document: Association
Im plem entation Report on Georgia, February , February
6, 2020, p. 16. 51 Georgian imports from the EU in 2019 (24%) made up a slightly smaller share of total imports than in 2014 (26%). EU data do not include data from the United Kingdom. Geostat, as reported in T rade Data Monitor.
52 European Commission and EEAS, Joint Staff Working Document: Association Implementation Report on Georgia , January 30, 2019, p. 18.
535, 2021, p. 2. 57 NAT O, “Relations with Georgia,” updated NAT O, “Relations with Georgia,” updated
March 26, 2019, at https://www.nato.int/cps/en/natohq/topics_38988.htm. 54October 21, 2020. 58 NAT O’s Enhanced Opportunity Partners are Australia, Finland, Georgia, Jordan, Sweden, and Ukraine. NAT O, NAT O’s Enhanced Opportunity Partners are Australia, Finland, Georgia, Jordan, Sweden, and Ukraine. NAT O,
“Partnership Interoperability Initiative,” updated June 12, 2020“Partnership Interoperability Initiative,” updated June 12, 2020
, at https://www.nato.int/cps/en/natohq/topics_132726.htm.
55. 59 Georgia also contributed more than 2,250 troops to the NAT O-led Kosovo Force, or KFOR, between 1999 and 2008. Georgia also contributed more than 2,250 troops to the NAT O-led Kosovo Force, or KFOR, between 1999 and 2008.
NAT O, “Resolute Support Mission (RSM): Key Facts and Figures,” updated August 2020; U.S. Department of State, NAT O, “Resolute Support Mission (RSM): Key Facts and Figures,” updated August 2020; U.S. Department of State,
“U.S. Security Cooperation with Georgia,” June 16, 2020. “U.S. Security Cooperation with Georgia,” June 16, 2020.
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Many observers consider that closer integration with the EU and NATO has not deployment to NATO’s previous International Security Assistance Force (ISAF) mission in
Afghanistan reached over 1,500 troops, who served with no operational caveats.
In 2015, NATO opened a Joint Training and Evaluation Center in Georgia to enhance
interoperability and operational readiness. The center has hosted two joint NATO-Georgia exercises. Some NATO member states participate in two sets of regular U.S.-Georgia led military
exercises: Agile Spirit and Noble Partner (see “Military Aid” below).
Closer integration with the EU and NATO does not appear to have enabled Georgia enabled Georgia
to improve its near-term prospects for membership in these organizations. The EU is unlikely to to improve its near-term prospects for membership in these organizations. The EU is unlikely to
consider Georgia a candidate for membership soon, given the EU’s internal chal enges and a lack consider Georgia a candidate for membership soon, given the EU’s internal chal enges and a lack
of support for enlargement among many members. In 2008, NATO members agreed of support for enlargement among many members. In 2008, NATO members agreed
that Georgia Georgia
and Ukraine would become members of NATO, but and Ukraine would become members of NATO, but
Georgia has not neither state has been granted a clear path to been granted a clear path to
or or
timeline for membership.timeline for membership.
5660
Many observers attribute Georgia’s lack of a clear path to NATO membership to some members’
Many observers attribute Georgia’s lack of a clear path to NATO membership to some members’
concerns that Georgia’s membership could lead to a heightened risk of war with Russiaconcerns that Georgia’s membership could lead to a heightened risk of war with Russia
, which
occupies around 18% of Georgia’s territory. Many believe that. Many
believe NATO wil not move forward with NATO wil not move forward with
membership as long as Russia occupies Georgian membership as long as Russia occupies Georgian
territory and the conflict remains unresolved.
Figure 1. Georgia
Sources: Map created by CRS. Map information generated using data from the National Geospatial Intel igence Agency, DeLorme, Department of State, and Esri.
60territory and the conflict remains unresolved.
Relations with Russia and Secessionist Regions
The Georgian regions of Abkhazia and South Ossetia sought to break away from Georgia in the early 1990s, during and after Georgia’s pursuit of independence from the USSR.57 At the time, many observers believed Soviet and, later, Russian authorities instigated the conflicts and/or
assisted local forces to halt Georgia’s efforts to distance itself from Russia. After the conflicts
ended, Russian peacekeeping forces remained in both regions.
Since the 1990s, Georgia’s relations with Russia have remained tense. Tbilisi has blamed
Moscow for obstructing Georgia’s Western integration. Many observers believe that Moscow
supports Abkhazia and South Ossetia to prevent Georgia from joining NATO.
Since 2012, however, the Georgian government has sought to improve economic relations with Russia. In 2013, Moscow lifted an embargo on popular Georgian exports (including wine and mineral water) that had been in place since 2006.58 As a result, Russia again became one of Georgia’s main trading partners. The share of Georgia’s merchandise exports to Russia as a percentage of its total exports rose from 2% in 2012 to 13% in 2019.59 The annual number of
Russians visiting Georgia more than tripled from 2012 to 2019.60
Improved relations with Russia do not appear to have led to greater public support in Georgia for closer integration with Russia. Several overtly pro-Russian parties performed poorly in the 2016
parliamentary elections. One electoral bloc critical of Georgia’s European integration, the nationalist-conservative Al iance of Patriots, cleared the 5% threshold to enter parliament, but even this bloc’s leadership did not campaign for membership in the Russia-led Eurasian Economic Union. In August 2020, a Russian NGO al eged the Al iance of Patriots was receiving
56 In the Bucharest Summit Declaration of April 2008, heads of state and government of NAT O member countries In the Bucharest Summit Declaration of April 2008, heads of state and government of NAT O member countries
declared that “NAT O welcomes Ukraine’s and Georgia’s Euro-Atlantic aspirations for membership in NAT O. We declared that “NAT O welcomes Ukraine’s and Georgia’s Euro-Atlantic aspirations for membership in NAT O. We
agreed today that these countries will become members of NAT O.” NAT O, “agreed today that these countries will become members of NAT O.” NAT O, “
Bucharest Summit Declaration,” Bucharest Summit Declaration,”
April 3, 2008.
57 T he South Ossetia conflict occurred in 1991-1992; the Abkhazia conflict occurred in 1992-1993. 58 Also in 2006, Russia forcibly deported more than 2,000 Georgian migrant workers, seemingly in response to Georgia’s arrest of four Russian military officers on espionage-related charges. In 2014, the European Court of Human Rights (ECHR) ruled that the deportation violated the European Convention of Human Rights but did not make a ruling regarding compensation. In 2019, the ECHR ruled that Russia should pay €10 million (currently almost $ 12 million) in compensation to the deportees; as of September 2020, Russia had not complied with the ruling. Civil Georgia, “ CoE Concerned with Russia’s Failure to Pay to Deportation Victims,” September 5, 2020. 59 T he share of Georgian merchandise imports from Russia also increased, from 6% in 2012 to 11% in 2019. Geostat, as reported in T rade Data Monitor.
60 Georgian National T ourism Administration, at https://gnta.ge/statistics/.
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Russian financial and technical support.61 In preelection polls, the Al iance of Patriots has
received support from 3% of respondents.62A pril 3, 2008.
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Relations with Russia and Secessionist Regions Since the 1990s, Georgia’s relations with Russia have been tense. Georgian authorities accuse Moscow of obstructing Georgia’s Western integration. Many observers believe Russia supports the secession of Georgia’s breakaway regions of Abkhazia and South Ossetia to prevent Georgia
from joining NATO.
Abkhazia and South Ossetia original y sought to secede from Georgia in the early 1990s, during and after Georgia’s pursuit of independence from the Soviet Union.61 At the time, many observers believed Soviet and, later, Russian authorities instigated the conflicts, assisted local forces to halt Georgia’s efforts to distance itself from Russia, or both. After the conflicts ended, Russian forces
remained in both regions to serve as peacekeepers.
Abkhazia and South Ossetia
Abkhazia and South Ossetia are smal but strategical y located regions of Georgia Abkhazia and South Ossetia are smal but strategical y located regions of Georgia
that make up almost 20% of Georgia’s territory (se(se
e Figure 1). . Abkhazia accounts for more than half of Georgia’s Black Sea coastline. South Ossetia is located Abkhazia accounts for more than half of Georgia’s Black Sea coastline. South Ossetia is located
astride a major transportation route to astride a major transportation route to
Russia and close to Georgia’s main east-west highway. Russia and close to Georgia’s main east-west highway.
Authorities in Abkhazia al ege that the region’s population in 2011 was around 240,000 (51% Abkhaz, 19% Georgian, 17% Armenian, 9% Russian). Most Georgians—who were previously the Most Georgians—who were previously the
largest ethnic group in Abkhazia—were forced to flee Abkhazia during the 1992-1993 war and largest ethnic group in Abkhazia—were forced to flee Abkhazia during the 1992-1993 war and
became internal y displaced persons, or IDPsbecame internal y displaced persons, or IDPs
(. Abkhazia’s population in the 1989 Soviet census Abkhazia’s population in the 1989 Soviet census
was aroundwas about 525,000, of which 46% were ethnic 525,000, of which 46% were ethnic
Georgians and 17% Georgians and 17%
were ethnic Abkhaz. Authorities in Abkhazia al ege the region’s population in
2011 was about 240,000 (50% Abkhaz, 19% Georgian, 17% Armenian, and 9% Russianethnic Abkhaz). ).
The Georgian government has estimated that about 40,000 ethnic Georgians stil live in Abkhazia
The Georgian government has estimated that about 40,000 ethnic Georgians stil live in Abkhazia
. ,
primarily in the southeastern district of Gali. Many observers note these Georgians Many observers note these Georgians
from the Gali district face chal enges regarding freedom of movement, political face chal enges regarding freedom of movement, political
rights, and native-language education.rights, and native-language education.
6362 In 2020, a new local government came to power in In 2020, a new local government came to power in
Abkhazia and indicated it may seek to restore certain rights toAbkhazia and suggested it might
be more attentive to the rights of the region’s ethnic Georgian the region’s ethnic Georgian
population.population.
6463
Authorities in South Ossetia al ege
Authorities in South Ossetia al ege
that the region’s population in 2015 was the region’s population in 2015 was
aroundabout 54,000 (90% 54,000 (90%
Ossetian, 7% Georgian). Ossetian, 7% Georgian).
South Ossetia’s population in the 1989 Soviet census was aroundIn the 1989 Soviet census, the region’s population was about 98,000 98,000
(66% Ossetian, 29% Georgian). Most ethnic Georgians (66% Ossetian, 29% Georgian). Most ethnic Georgians
thatwho remained in the region after the 2008 remained in the region after the 2008
war war
(see below) are residents of the easternmost Akhalgori region, which was under Georgia’s are residents of the easternmost Akhalgori region, which was under Georgia’s
direct control direct control
until the until the
2008 warwar (see “2008 Russia-Georgia War,” below). .
As in occupied regions of Ukraine, Russia has provided citizenship to residents of Abkhazia and
As in occupied regions of Ukraine, Russia has provided citizenship to residents of Abkhazia and
South Ossetia. Observers note that Russia justified its 2008 invasion of Georgia in part by South Ossetia. Observers note that Russia justified its 2008 invasion of Georgia in part by
al eging the need to defend Russian citizens in South Ossetia.
al eging the need to defend Russian citizens in South Ossetia.
65
2008 Russia-Georgia War
Georgia’s relations with Russia worsened after ex-President Saakashvili came to power in 2003 and sought to accelerate Georgia’s integration with the West. The Georgian government established greater control over Georgian-populated vil ages in South Ossetia and the remote and thinly-populated Kodori Gorge in Abkhazia. In 2004, new clashes between Georgian and local forces occurred. After another round of escalation in 2008, Russia invaded Georgia to prevent the
Georgian government from reestablishing control over South Ossetia. The five-day war in August
61 Civil Georgia, “Russian Watchdog: Kremlin Interferes in Georgia Polls, Aids Alliance of Patriots,” August 25, 2020; Civil Georgia, “Russian Watchdog’s Second Report on Moscow’s Meddling in Georgian Elections,” September 1, 2020.
62 Center for Insights in Survey Research (International Republican Institute), “Public Opinion Survey: Residents of Georgia,” August 4-21, 2020; JAM News, “Georgia: 70% of Voters Prefer a Coalition Government,” October 13, 2020. 63 64
61 T he South Ossetia conflict occurred in 1991-1992; the Abkhazia conflict occurred in 1992-1993. 62 Giorgi Menabde, “Georgians in Abkhazia: A Choice Between Assimilation and Emigration,” Giorgi Menabde, “Georgians in Abkhazia: A Choice Between Assimilation and Emigration,”
Eurasia Daily Monitor, ,
August 6, 2019; Olesya Vartanyan, “August 6, 2019; Olesya Vartanyan, “
Easing T ravel Between Georgia and Breakaway Abkhazia,” International Crisis Easing T ravel Between Georgia and Breakaway Abkhazia,” International Crisis
Group, September 5, 2019. Group, September 5, 2019.
6463 OC Media, “Abkhazian HR Commissioner Condemns T orture, OC Media, “Abkhazian HR Commissioner Condemns T orture,
Eth nicEthnic Discrimination, and Domestic Violence,” June Discrimination, and Domestic Violence,” June
30, 2020; Civil Georgia, “Abkhazia’s Ankvab: ‘Gali Georgians Are Our Citizens,’” August 14, 2020.30, 2020; Civil Georgia, “Abkhazia’s Ankvab: ‘Gali Georgians Are Our Citizens,’” August 14, 2020.
65 64 Yuri Zoria, “Is Russia’s Passport Scheme in Donbas a Harbinger of Full-Scale Invasion Like in 2008 Georgia?” Yuri Zoria, “Is Russia’s Passport Scheme in Donbas a Harbinger of Full-Scale Invasion Like in 2008 Georgia?”
Euromaidan Press, May 14, 2019Euromaidan Press, May 14, 2019
; and T oru Nagashima, “ Russia’s Passportization Policy T oward Unrecognized Republics: Abkhazia, South Ossetia, and T ransnistria,” Problems of Post-Communism, vol. 66, no. 3 (2019), pp. 186-199. .
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2008 Russia-Georgia War Georgia’s relations with Russia worsened after Georgia’s 2003 Rose Revolution, which brought
ex-President Saakashvili to power.65 Under Saakashvili, the Georgian government sought to accelerate Georgia’s integration with the West and reintegrate the breakaway regions. Authorities established greater control over Georgian-populated vil ages in South Ossetia and the remote and thinly-populated Kodori Gorge in Abkhazia. In 2004, new clashes occurred in South Ossetia between Georgian and local forces.66 In 2006, Russian authorities imposed an embargo on
popular Georgian exports (including wine and mineral water) and forcibly deported more than 2,000 Georgian migrant workers from Russia, seemingly in response to Georgia’s arrest of four
Russian military officers on espionage-related charges.67
After another round of escalation in 2008, Russia invaded Georgia to prevent the Georgian government from reestablishing control over South Ossetia. A five-day war in August 2008 led to the deaths of more than 800 civilians and military personnel, the expulsion of some 20,000 Georgian residents from South Ossetia, the destruction of vil ages, and Georgian loss of control over the Akhalgori region.68 In Abkhazia, local forces took control of the Kodori Gorge. Russian
forces temporarily occupied Georgian territory outside Abkhazia and South Ossetia and
recognized the latter as independent states.
In February 2021, the European Court of Human Rights ruled Russia violated several articles of
the European Convention of Human Rights with regard to Russian actions in Georgia in 2008, including “through its responsibility for the arbitrary detention of civilians, the … treatment, torture, and other il -treatment of prisoners of war, and the denial of Georgian citizens’ right to
return to their homes.”69
Conflict Resolution The 2008 war ended with a six-point cease-fire plan and a follow-on implementation plan brokered by then-French President Nicolas Sarkozy. The six-point plan included a nonuse of
force pledge and the return of Russia’s armed forces to the positions they held prior to the start of
65 Lincoln A. Mitchell, Uncertain Democracy: U.S. Foreign Policy and Georgia ’s Rose Revolution (Philadelphia: University of Pennsylvania Press, 2008); and Cory Welt, “ Georgia’s Rose Revolution: From Regime Weakness to Regime Collapse,” in Valerie Bunce, Michael A. McFaul and Kathryn Stoner -Weiss, eds., Dem ocracy and Authoritarianism in the Post-Com m unist World (Cambridge, UK: Cambridge University Press, 2010), pp. 155 -188. 66 Cory Welt, “T he T hawing of a Frozen Conflict: T he Internal Security Dilemma and the 2004 Prelude to the Russo -Georgian War,” Europe-Asia Studies 62, 1 (2010), pp. 63-97. 67 In 2014, the European Court of Human Rights (ECHR) ruled the deportation violated the European Convention of Human Rights but did not make a ruling regarding compensation. In 2019, the ECHR ruled that Russia should pay €10 million (almost $12 million) in compensation; as of April 2021, Russia had not complied with the ruling. Civil Georgia, “ CoE Concerned with Russia’s Failure to Pay to Deportation Victims,” September 5, 2020; and Agenda.ge, “Russia Ready to Discuss €10 Mln ECHR Fine over 2006 Deportations of Georgian Citizens,” February 8, 2021. 68 Council of the EU, Report of the Independent International Fact-Finding Mission on the Conflict in Georgia (3 vols.), September 2009; Ruslan Pukhov, ed., The Tanks of August (Moscow: Centre for Analysis of Strategies and T echnologies, 2010); and Gerard T oal, Near Abroad: Putin, the West, and the Contest over Ukraine and the Caucasus (Oxford: Oxford University Press, 2017).
69 U.S. Mission to the OSCE, “ On the ECHR Judgment in the Case Concerning the Armed Conflict Between Georgia and the Russian Federation,” January 28, 2021. Also see Helen Duffy, “ Georgia v. Russia: Jurisdiction, Chaos and Conflict at the European Court of Human Rights,” Just Security, February 2, 2021; and Natia Seskuria, “Georgia’s Historic Victory: Implications of the ECHR Ruling,” February 11, 2021.
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hostilities.70 Regular Russian forces withdrew from areas they had occupied outside South Ossetia and Abkhazia, but within the two regions Russia deployed new forces in greater numbers and outside prior peacekeeping formats. As a result, U.S. officials and others consider Russia to be in
noncompliance with the six-point plan.71
All parties to the conflict, together with the United States, the EU, the United Nations, and the OSCE, 2008 led to the deaths of more than 800 civilians and military personnel, the expulsion of some 20,000 Georgian residents from South Ossetia and the destruction of their vil ages, and Georgian loss of control over the Akhalgori region.66 In Abkhazia, local forces took control of the Kodori Gorge. Russian forces temporarily occupied Georgian territory outside Abkhazia and South
Ossetia and recognized the latter as independent states.
After the 2008 War and Recent Developments
Since 2008, Moscow has tightened control over Abkhazia and South Ossetia. Russia has
established military bases and border guard outposts in the two regions that reportedly house around 3,500-5,000 military and 1,500 border guard personnel in each region.67 Russian and local authorities have constructed boundary fences, imposed transit restrictions, and frequently
detained Georgian citizens for “il egal” crossings.68
In 2019, new tensions arose around South Ossetia. In an apparent effort to harden and extend the boundary line, Russian and local authorities erected new fencing within two Georgian-populated vil ages and established border markers in another area within Georgian-controlled territory. Georgian authorities responded by establishing a new police checkpoint near the boundary line,
after which authorities in South Ossetia closed the crossing point for the Akhalgori region (with an estimated resident population of under 2,000 and approximately 400 daily crossings). Locals said the closure led to the death of at least 10 residents who were unable to be transported for medical care.69 In January 2020, local authorities temporarily opened the crossing point for residents to receive medical care and pensions.70 In February 2020, local authorities enacted new
crossing point closures, ostensibly related to coronavirus concerns.71
Conflict Resolution
The 2008 war ended with a six-point cease-fire plan brokered by then-French President Nicolas Sarkozy and a follow-on implementation plan. The six-point plan included a non-use of force
66 For more on the 2008 war, see Cory Welt, “T he T hawing of a Frozen Conflict: T he Internal Security Dilemma and the 2004 Prelude to the Russo-Georgian War,” Europe-Asia Studies 62, 1 (2010), pp. 63-97; Report of the Independent
International Fact-Finding Mission on the Conflict in Georgia (Council of the European Union), (3 volumes), September 2009; Ruslan Pukhov, ed., The Tanks of August (Moscow: Centre for Analysis of Strategies and T echnologies, 2010); Gerard T oal, Near Abroad: Putin, the West, and the Contest over Ukraine and the Caucasus (Oxford: Oxford University Press, 2017.
67 International Institute of Strategic Studies, The Military Balance 2020, p. 190; T estimony of Amb. David Bakradze, in U.S. Congress, Commission on Security and Cooperation in Europe, Russia’s Occupation of Georgia and the
Erosion of the International Order, hearings, 115th Congress, 2nd sess., July 17, 2018.
68 At least four Georgian citizens have been killed or died under suspicious circumstances while in detention or in incidents involving local armed forces. In 2018, the Georgian government compiled a list of human rights offenders in Abkhazia and South Ossetia (the Otkhozoria-Tatunashvili list) and called for international sanctions. Agenda.ge, “ 327 Detained Illegally By Occupying Forces in Georgia Between 2017 -19,” February 26, 2019; Civil Georgia, “Independent Expert Speaks of Preliminary Details of Kvaratskhelia’s Forensic Examination,” March 17, 2019; Civil Georgia, “Government Unveils T atunashvili-Otkhozoria List,” June 27, 2018. 69 Giorgi Lomsadze, “Russia Advances Its Great Wall of Georgia,” Eurasianet, August 15, 2019; EU Monitoring Mission in Georgia, “Situation at the Administrative Boundary Line with South Ossetia,” press release, September 16, 2019; Human Rights Center (Georgia), State of Hum an Rights Along the Dividing Lines of Abkhazia and South Ossetia , 2019; Georgia T oday, “Occupied Akhalgori Faces Humanitarian Crisis,” January 16, 2020. 70 Civil Georgia, “T skhinvali T emporarily Opens Crossing Point for Certain Group of Akhalgori Residents,” January 24, 2020; IPN, “ Occupation Forces Close Entrance to Akhalgori,” February 7, 2020.
71 Georgia Today, “Occupied T skhinvali, Abkhazia Close Entrances to Rest of Georgia,” February 28, 202 0.
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pledge and the return of Russia’s armed forces to the positions they held prior to the start of hostilities.72 Regular Russian forces withdrew from areas they had occupied outside South Ossetia and Abkhazia, but within the two regions they deployed new forces in greater numbers and outside preexisting peacekeeping formats. As a result, many international observers consider
Russia not to be in compliance with the six-point plan.
Al parties to the conflict, together with the United States, the EU, the U.N., and the OSCE, participate in the Geneva International Discussions, convened quarterly to address issues related participate in the Geneva International Discussions, convened quarterly to address issues related
to the conflict. Parties to the conflict, together with the to the conflict. Parties to the conflict, together with the
U.N. and OSCE, also have participated in
United Nations and the OSCE, also participate in joint Incident Prevention and Response Mechanisms (IPRMs) to address local joint Incident Prevention and Response Mechanisms (IPRMs) to address local
security issues and security issues and
build confidence. Abkhaz and South Ossetian representatives build confidence. Abkhaz and South Ossetian representatives
periodical y suspend their participation in the IPRMs, which have not convened since June 2018 for Abkhazia and did not convene from August 2019 to July 2020 for South Ossetia.73frequently suspend participation in the IPRMs.72 The EU leads an unarmed civilian The EU leads an unarmed civilian
Monitoring Mission monitoring mission in Georgia that monitors compliance with the cease-fire; Russian authorities in Georgia that monitors compliance with the cease-fire; Russian authorities
do not permit do not permit
itthe
mission to operate in Abkhazia and South Ossetia. to operate in Abkhazia and South Ossetia.
74
U.S.-Georgia Relations
Georgia is one of the United States’ closest partners among the post-Soviet states. With a history of strong economic aid and security cooperation, the United States and Georgia have deepened their strategic partnership since Russia’s 2008 invasion of Georgia and 2014 invasion of Ukraine. A U.S.-Georgia Charter on Strategic Partnership, signed in 2009, provides the framework for
much of the two countries’ bilateral engagement. A Strategic Partnership Commission convenes annual plenary sessions and working groups to address political, economic, security, and people-
to-people issues.75
Before the 2008 war, the United States supported granting Georgia a NATO Membership Action Plan and backed NATO’s April 2008 pledge that Georgia eventual y would become a member of NATO. In August 2017, U.S. Vice President Michael Pence said in Tbilisi that the Trump Administration “stand[s] by the 2008 NATO Bucharest statement, which made it clear that Georgia wil one day become a member of NATO.”76 At a press conference after the July 2018
NATO summit in Brussels, President Trump said that “at a certain point [Georgia wil ] have a
chance” to join NATO, if “not right now.”77
U.S. officials have frequently expressed support for Georgia’s sovereignty and territorial
integrity. In a 2017 visit to Georgia, Vice President Pence said the United States “strongly condemns Russia’s occupation on Georgia’s soil.”78 In 2018, the State Department indicated that
72 Report of the Independent International Fact-Finding Mission on the Conflict in Georgia, Volume III, pp. 587-594. 73 T he Incident Prevention and Response Mechanism (IPRM) for Abkhazia also did not convene from 2012 to 2016. 73
After the 2008 War and Recent Developments Since 2008, Moscow has tightened control over Abkhazia and South Ossetia. In these regions, Russia established military bases and border guard outposts that reportedly each house around
3,500-5,000 military and border guard personnel.74 Russian and local authorities constructed boundary fences, imposed transit restrictions, and frequently detain Georgian citizens for “il egal” crossings. Since 2015, at least four Georgian citizens have been kil ed or have died under
suspicious circumstances while in detention or in incidents involving local armed forces.75
In recent years, new tensions have arisen around South Ossetia. In 2019, Russian and local authorities hardened and extended the boundary line. Georgian authorities responded by establishing a new police checkpoint nearby, after which local authorities closed the crossing point for the Akhalgori region (with a remaining population of under 2,000). The closure
reportedly contributed to the deaths of at least 16 residents who were unable to be transported for medical care.76 In 2020, authorities in both regions enacted new crossing point closures, 70 Council of the EU, Report of the Independent International Fact-Finding Mission on the Conflict in Georgia, vol. 3, pp. 587-594.
71 U.S. Mission to the OSCE, “Joint Statement of the Group of Friends of Georgia,” December 4, 2020. 72 T he Incident Prevention and Response Mechanism (IPRM) for Abkhazia also did not convene from 2012 to 2016.
T amar Svanidze, “ Breakaway Abkhazia to Resume IPRM Borderline Meetings after 4 Year Break ,” T amar Svanidze, “ Breakaway Abkhazia to Resume IPRM Borderline Meetings after 4 Year Break ,”
Georgia Today, ,
March 24, 2016; EU Monitoring Mission (EUMM), “ Positive Atmosphere as 96th Incident Prevention and Response March 24, 2016; EU Monitoring Mission (EUMM), “ Positive Atmosphere as 96th Incident Prevention and Response
Mechanism Meeting T akes Place in Ergneti,” press release, July 30, 2020; Civil GeorgiaMechanism Meeting T akes Place in Ergneti,” press release, July 30, 2020; Civil Georgia
, , “ Geneva T alks Co-Chairs “ Geneva T alks Co-Chairs
Hold Meetings in T bilisi, T skhinvali, Sokhumi,” September 17, 2020Hold Meetings in T bilisi, T skhinvali, Sokhumi,” September 17, 2020
; and OSCE, “ 98th Incident Prevention and Response Mechanism Meeting T akes Place in Ergneti,” March 5, 2021. 73. 74 For more, see the EU Monitoring Mission in Georgia website, at https://eumm.eu. For more, see the EU Monitoring Mission in Georgia website, at https://eumm.eu.
75 U.S. Department of State, “U.S.-Georgia Strategic Partnership Commission,” at https://www.state.gov/u-s-georgia-strategic-partnership-commission/.
76 White House, “ Remarks by the Vice President and Georgian Prime Minister in a Joint Press Conference,” August 1, 2017.
77 White House, “ Remarks by President T rump at Press Conference After NAT O Summit,” July 12, 2018. 78 White House, “ Remarks by the Vice President and Georgian Prime Minister in a Joint Press Conference,” August 1,
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“the United States’ position on Abkhazia and South Ossetia is unwavering: The United States
fully supports Georgia’s territorial integrity within its internationally recognized borders.”79
The United States cal s on Russia to comply with the terms of the 2008 cease-fire agreement,
including withdrawal of its forces to prewar positions, and to reverse its recognition of Abkhazia and South Ossetia as independent states.80 U.S. officials have criticized Russian efforts at hardening and extending the boundary lines of Abkhazia and South Ossetia.81 The U.S. government has expressed support for Georgia’s “commitment to dialogue and a peaceful resolution to the conflict,” and in 2018 the State Department welcomed a new peace initiative that
the government of Georgia unveiled.82
The United States has criticized recent cyberattacks against Georgia. In February 2020, Secretary of State Michael Pompeo condemned a cyberattack he attributed to Russian military intel igence
that “disrupted operations of several thousand Georgian government and privately-run websites and interrupted the broadcast of at least two major television stations.”83 Secretary Pompeo said that the United States would “offer additional capacity building and technical assistance to help strengthen Georgia’s public institutions and improve its ability to protect itself from these kinds
of activities.”
In September 2020, the U.S. Embassy in Georgia said that it was “appal ed” by reports of an unattributed cyberattack that “attempted to il egal y access [COVID-19] pandemic management information,” including from Georgia’s Richard G. Lugar Center for Public Health Research. The
Lugar Center is a government laboratory that was established with U.S. financial support and houses the Georgian National Center for Disease Control and Public Health, as wel as the U.S. Army Medical Research Directorate-Georgia, an “overseas infectious disease laboratory of the
Walter Reed Army Institute of Research.”84
The United States has strongly supported democracy and governance reforms in Georgia for many years. In June 2020, the State Department stated that “the United States applauds Georgia’s historic adoption of constitutional amendments that establish a more proportional electoral system.”85 The next month, Secretary Pompeo spoke by phone to Georgian Prime Minister
Gakharia. According to the State Department, Secretary Pompeo “highlighted the importance of holding free, fair, and transparent parliamentary elections […] and stressed the importance of rigorous implementation of recently passed electoral reforms.” The Secretary also “urged continued efforts to strengthen the independence of Georgia’s judiciary as an essential step for
2017.
79 U.S. Department of State, “ Russia’s Violations of Georgian Sovereignty,” January 26, 2018. 80 U.S. Department of State, “Russia’s Violations of Georgian Sovereignty,” January 26, 2018. 81 U.S. Department of State, “ Military Buildup in the Russian-occupied Georgian Region of South Ossetia,” August 30, 2019; U.S. Embassy of Georgia, “U.S. Embassy Statement on Shooting/Detention Along South Ossetia Administrative Boundary Line,” July 12, 2020. 82 U.S. Department of State, “United States Welcomes Georgia Peace Initiative,” April 4, 2018. 83 U.S. Department of State, “The United States Condemns Russian Cyber Attack Against the Country of Georgia,” February 20, 2020.
84 U.S. Embassy in Georgia, “U.S. Embassy Statement on September 1, 2020 Cyberattack against Georgian Ministry of Health,” September 3, 2020; U.S. Embassy in Georgia, “Lugar Center Supports Georgian NCDC on COVID -19 Response,” April 9, 2020. 85 U.S. Department of State, “On the Passage of Georgian Constitutional Reform,” June 29, 2020.
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attracting foreign investment and cautioned against politicization of Georgia’s judicial and
electoral processes.”86
Congressional Action
Congress has expressed firm support for Georgia’s sovereignty and territorial integrity. The Countering Russian Influence in Europe and Eurasia Act of 2017 (P.L. 115-44, Title II, §253) states that the United States “supports the policy known as the ‘Stimson Doctrine’ and thus does not recognize territorial changes effected by force, including the il egal invasions and
occupations” of Abkhazia and South Ossetia, and other territories occupied by Russia.87
Since FY2017, foreign operations appropriations have prohibited foreign assistance to governments that recognize the independence of Abkhazia or South Ossetia and have restricted
funds from supporting Russia’s occupation of Abkhazia and South Ossetia (P.L. 116-94, §7047(c)).88 The 2014 Ukraine Freedom Support Act (P.L. 113-272) provides for sanctions
against Russian entities that transfer weapons il egal y to the territory of Georgia and other states.
On October 22, 2019, during the 116th Congress, the House passed the Georgia Support Act (H.R. 598) by voice vote.89 The bil expresses support for Georgia’s sovereignty, independence, and territorial integrity, as wel as for its democratic development, Euro-Atlantic and European integration, and peaceful conflict resolution. If passed, the bil would require the Secretary of State to submit to Congress reports on U.S. security assistance to Georgia, U.S.-Georgia
cybersecurity cooperation, and a strategy to enhance Georgia’s capabilities to combat Russian disinformation and propaganda. The bil also would require the President to impose sanctions on
those responsible for serious human rights abuses in Abkhazia and South Ossetia.
The House version of the FY2021 National Defense Authorization Act (H.R. 6395) would express the sense of Congress that the United States “should reaffirm support for an enduring strategic partnership” with Georgia, support Georgia’s sovereignty and territorial integrity, and “continue support for multi-domain security assistance” (§1245). The act also would express the sense of Congress that the United States should support “Georgia’s continued development of
democratic values, path to electoral reform, commitment to combating corruption, and efforts to ensure the Georgian private sector upholds international recognized standards” (§1299C). In addition, the act would require the Secretary of State to submit reports to Congress on the status of democratic reform in Georgia and on internal y displaced persons in Georgia, as wel as in
Ukraine, Moldova, and Azerbaijan (§§1299C, 1281).
The House-passed FY2021 Consolidated Appropriations Act (H.R. 7608) would withhold 15% of economic and development assistance funds to Georgia until the Secretary of State determines and reports to Congress that the government is “taking effective steps” to strengthen democratic
institutions, combat corruption, and “ensure the rule of law in the private sector is consistent with international y recognized standards” (§7046). At the same time, the House Committee on 86 U.S. Department of State, “Secretary Pompeo’s Call with Georgian Prime Minister Gakharia,” July 27, 2020. 87 As noted in a proposed concurrent resolution introduced in September 2008 (H.Con.Res. 430), the Stimson Doctrine
is named for Secretary of State Henry Stimson, who “declared in 1932 that the United States would not recognize territorial changes effected by force following th e seizure of Manchuria by Japan.”
88 Nicaragua, Venezuela, Nauru, and Syria have joined Russia in recognizing Abkhazia and South Ossetia as independent states. In 2014, T uvalu retracted its earlier recogniH.Res. 1166tion of these regions’ independence. Vanuatu, which recognized the independence of Abkhazia but not South Ossetia, appears to have changed its policy over time.
89 T he House passed a similar bill (H.R. 6219) by unanimous consent during the 115th Congress.
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Appropriations “applaud[ed] the adoption of constitutional amendments … enacted as a result of
an agreement among a majority of Georgian political parties.”90
Many Members of Congress have expressed their support for Georgia in House and Senate
resolutions. In 2016, during the 114th Congress, the House of Representatives passed H.Res. 660, which expressed support for Georgia’s territorial integrity, in a 410-6 vote. The resolution condemned Russia’s military intervention and occupation, cal ed upon Russia to withdraw its recognition of Abkhazia and South Ossetia as independent states, and urged the U.S. government to declare unequivocal y that the United States wil not recognize Russia’s de jure or de facto
sovereignty over any part of Georgia under any circumstances.91
The Senate and House have passed other resolutions in support of Georgian sovereignty and territorial integrity: in 74 T he 7th Military Base in Abkhazia is in Gudauta; the 4th Military Base in South Ossetia is in T skhinvali. T he estimated number of armed forces does not include local military formations. Abkhazia maintains local forces under the command of the Russian military; some local South Ossetian forces have been absorbed into the Russian military. International Institute of Strategic Studies, Military Balance 2020, p. 208; and Margarete Klein, Russia’s Military Policy in the Post-Soviet Space: Aim s, Instrum ents, and Perspectives, SWP, January 2019.
75 In 2018, the Georgian government compiled a list of human rights offenders in Abkhazia and South Ossetia and called for international sanctions. Civil Georgia, “ Government Unveils T atunashvili-Otkhozoria List,” June 27, 2018; Agenda.ge, “ 327 Detained Illegally By Occupying Forces in Georgia Between 2017 -19,” February 26, 2019; and Agenda.ge, “ Tbilisi Demands Release of Illegally Detained Citizens at Meeting with De Facto T skhinvali ‘Officials,’” March 5, 2021. 76 Giorgi Lomsadze, “Russia Advances Its Great Wall of Georgia,” Eurasianet, August 15, 2019; Human Rights Center (Georgia), State of Hum an Rights Along the Dividing Lines of Abkhazia and South Ossetia , 2019; Georgia Today, “Occupied Akhalgori Faces Humanitarian Crisis,” January 16, 2020; and Civil Georgia, “Akhalgori Patient Dies After
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ostensibly related to COVID-19 concerns, although authorities in Abkhazia occasional y have opened humanitarian corridors across the boundary line.77 In April 2021, Georgian authorities reported the drowning deaths of four Georgian residents of Abkhazia who attempted to bypass
closed crossing points by swimming across the boundary line.78
The Georgian government has sought to improve economic relations with Russia. In 2013, Moscow lifted an embargo on popular Georgian exports (including wine and mineral water) that had been in place since 2006. As a result, Russia again became one of Georgia’s main trading partners. The share of Georgia’s merchandise exports to Russia as a percentage of its total exports
rose from 2% in 2012 to 13% in 2020.79 The annual number of Russians visiting Georgia more than tripled from 2012 to 2019.80 At the same time, disputes between Georgia and Russia persist; since 2019, for example, Russian authorities have banned passenger flights to and from Georgia, a measure they imposed in response to Georgian protests against a visiting Russian MP (see “June
2019 Protest and Prosecution of Nika Melia” text box, above).
U.S.-Georgia Relations Georgia is one of the United States’ closest partners among the post-Soviet states. With a history of strong economic aid and security cooperation, the United States has deepened its strategic partnership with Georgia since Russia’s 2008 invasion of Georgia and 2014 invasion of Ukraine. A U.S.-Georgia Charter on Strategic Partnership, signed in 2009, provides the framework for much of the two countries’ bilateral engagement. A Strategic Partnership Commission convenes
annual plenary sessions and working groups to address political, economic, security, and people-
to-people issues.81
U.S. officials frequently express support for Georgia’s sovereignty and territorial integrity within
its international y recognized borders. Successive U.S. Administrations and Members of Congress on a bipartisan basis have condemned Russia’s occupation of territory in Georgia. The Countering Russian Influence in Europe and Eurasia Act of 2017 (P.L. 115-44, Title II, §253) states the United States “supports the policy known as the ‘Stimson Doctrine’ and thus does not recognize territorial changes effected by force, including the il egal invasions and occupations” of
Abkhazia, South Ossetia, and other territories occupied by Russia.82
The United States has cal ed on Russia to comply with the terms of the cease-fire agreement that ended its 2008 war against Georgia, including withdrawal of its forces to prewar positions, and to
reverse its recognition of Abkhazia and South Ossetia as independent states. U.S. officials have criticized Russian efforts at hardening and extending the boundary lines of Abkhazia and South
Delayed T ransfer to Georgia Proper, T bilisi Says,” November 16, 2020. 77 Georgia Today, “Occupied T skhinvali, Abkhazia Close Entrances to Rest of Georgia,” February 28, 2020; and U.S. Mission to the OSCE, “ Statement on the 51st Round of the Geneva International Discussions (Conflict in Georgia) ,” December 17, 2020.
78 Civil Georgia, “Georgian President, MFA Say Russia Responsible for Drownings in Enguri,” April 7, 2021. 79 T he share of Georgian merchandise imports from Russia also increased, from 6% in 2012 to 11% in 2020. Geostat, as reported in T rade Data Monitor. 80 Georgian National T ourism Administration, at https://gnta.ge/statistics/gnta. 81 U.S. Department of State, “U.S.-Georgia Strategic Partnership Commission. 82 As noted in a proposed concurrent resolution introduced in September 2008 ( H.Con.Res. 430), the Stimson Doctrine is named for Secretary of State Henry Stimson, who “declared in 1932 that the United States would not recognize territorial changes effected by force following th e seizure of Manchuria by Japan.”
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Ossetia.83 The U.S. government has expressed support for Georgia’s “commitment to dialogue
and a peaceful resolution to the conflict.”84
Before the 2008 war, the United States supported granting Georgia a NATO Membership Action
Plan and backed NATO’s April 2008 pledge that Georgia eventual y would become a member of NATO. In 2017, then-Vice President Michael Pence said in Tbilisi that the United States “stand[s] by the 2008 NATO Bucharest statement, which made it clear that Georgia wil one day become a
member of NATO.”85
The United States has criticized cyberattacks against Georgia. In 2020, then-Secretary of State Michael Pompeo condemned a cyberattack he attributed to Russian military intel igence that “disrupted operations of several thousand Georgian government and privately-run websites and interrupted the broadcast of at least two major television stations.”86 Also that year, the U.S.
Embassy in Georgia said it was “appal ed” by reports of an unattributed cyberattack that “attempted to il egal y access [COVID-19] pandemic management information,” including from
Georgia’s Richard G. Lugar Center for Public Health Research (see “Foreign Aid” below).87
The United States continues to strongly support democracy and governance reforms in Georgia. With regard to Georgia’s 2020 parliamentary elections, U.S. officials shared the assessment of the international observation mission that the elections “were competitive and, overal , fundamental freedoms were respected.” However, the U.S. Embassy in Georgia expressed concern about irregularities and al egations of abuse that “while not sufficient to invalidate the results, continue
to mar Georgia’s electoral process and are unacceptable.”88
In February 2021, the U.S. Department of State said the United States was “deeply troubled” by the arrest of UNM chairman Melia and cal ed on the Georgian government to ensure “its judicial
and prosecutorial system is free of political bias.”89
Congressional Action Members of the 117th Congress and previous Congresses have expressed support for Georgia’s sovereignty and territorial integrity. Since FY2017, foreign operations appropriations prohibit foreign assistance to governments that recognize the independence of Abkhazia or South Ossetia and restrict funds from supporting Russia’s occupation of Abkhazia and South Ossetia (P.L. 116-
83 U.S. Department of State, “Military Buildup in the Russian-occupied Georgian Region of South Ossetia,” August 30, 2019; U.S. Embassy of Georgia, “U.S. Embassy Statement on Shooting/Detention Along South Ossetia Administrative Boundary Line,” July 12, 2020; and U.S. Mission to the OSCE, “ Statement on the 51st Round of the Geneva International Discussions (Conflict in Georgia),” December 17, 2020.
84 U.S. Department of State, “United States Welcomes Georgia Peace Initiative,” April 4, 2018. 85 White House, “ Remarks by the Vice President and Georgian Prime Minister in a Joint Press Conference,” August 1, 2017.
86 U.S. Department of State, “The United States Condemns Russian Cyber Attack Against the Country of Georgia,” February 20, 2020. 87 U.S. Embassy in Georgia, “U.S. Embassy St atement on September 1, 2020 Cyberattack Against Georgian Ministry of Health,” September 3, 2020. 88 U.S. Embassy in Georgia, “U.S. Embassy Statement on Georgia’s Parliamentary Elections,” November 1, 2020. 89 U.S. Department of State, “Political Developments in Georgia,” February 18, 2021; U.S. Department of State, “Arrest of Opposition Members in Georgia,” February 23, 2021; and U.S. Embassy in Georgia, “U.S. Embassy Statement,” February 23, 2021.
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260, §7047(c)).90 The 2014 Ukraine Freedom Support Act (P.L. 113-272) provides for sanctions
against Russian entities that transfer weapons il egal y to the territory of Georgia and other states.
In the 117th Congress, the Georgia Support Act (H.R. 923) was introduced on February 8, 2021.
The House passed similar bil s (H.R. 6219, H.R. 598) during the 115th and 116th Congresses. The Georgia Support Act cal s for enhanced U.S. assistance to Georgia and would require the Secretary of State to submit to Congress reports on U.S. security assistance to Georgia, U.S. -Georgia cybersecurity cooperation, and a strategy to enhance Georgia’s capabilities to combat Russian disinformation and propaganda. If enacted, it also would require the President to impose
sanctions on those responsible for serious human rights abuses in Abkhazia and South Ossetia.
Members of the 117th Congress and previous Congresses also have expressed views on domestic developments in Georgia, including the state of its democracy.91 The FY2021 Consolidated
Appropriations Act (P.L. 116-260, §7046) requires the Secretary of State to submit a report on actions taken by the Georgian government since January 1, 2020, to “(1) strengthen democratic institutions, including through recent elections; (2) combat corruption; and (3) ensure that rule of
law in the private-sector and the foreign investment climate meet international standards.”92
The Senate and the House have passed several resolutions in support of Georgia’s sovereignty and territorial integrity: in 2016 (H.Res. 660), in 2011-2012 (S.Res. 175, H.Res. 526), in September 2008 (S.Res. 690), and, 2011-2012 (S.Res. 175, H.Res. 526), in September 2008 (S.Res. 690), and,
before the conflict, in May-June 2008 (H.Res. before the conflict, in May-June 2008 (H.Res.
1166S.Res. 3911166, S.Res. , S.Res.
550) and December 2007 550) and December 2007
(S.Res. 391).
In 2019 and 2020, Members of Congress sent several letters to Georgian leadership, cal ing on
the Georgian government to maintain democratic reforms and adhere to the rule of law.92
(S.Res. 391).
Foreign Aid
Since independence, Georgia has been a leading recipient of U.S. foreign Since independence, Georgia has been a leading recipient of U.S. foreign
and military aid in
aid in Europe and Europe and
Eurasia. In the 1990s (FY1992-FY2000), the U.S. government Eurasia. In the 1990s (FY1992-FY2000), the U.S. government
providedal ocated more than more than
$860 mil ion$860 mil ion
in total aid to Georgia ($96 mil ion a yearin total aid to Georgia ($96 mil ion a year
, on average).93 on average).93 In the latter part of the decade, the United States began to provide Georgia with increased amounts of aid to improve border and maritime security and to combat transnational crime, including through the development of
Georgia’s Coast Guard.94
In the 2000s, Georgia became the largest per capita recipient of U.S. aid in Europe and Eurasia.
In the 2000s, Georgia became the largest per capita recipient of U.S. aid in Europe and Eurasia.
From FY2001 to FY2007, From FY2001 to FY2007,
total aidforeign aid al ocations to Georgia to Georgia
amounted tototaled more than $945 mil ion ($135 mil ion more than $945 mil ion ($135 mil ion
a year, on average).a year, on average).
9594 In 2005, Georgia also was awarded an initial five-year (2006- In 2005, Georgia also was awarded an initial five-year (2006-
2011) $295 mil ion grant from the U.S. Mil ennium Chal enge Corporation (MCC) for road, pipeline, and
municipal infrastructure rehabilitation, as wel as for agribusiness development.96
90 H.Rept. 116-444 to accompany H.R. 7608. 91 A parallel resolution (S.Res. 106) was introduced in the Senate during the 115th Congress. 92
90 Nicaragua, Venezuela, Nauru, and Syria have joined Russia in recognizing Abkhazia and South Ossetia as independent states. In 2014, T uvalu retracted its earlier recognition of these regions’ independence. Vanuatu, which recognized the independence of Abkhazia but not South Ossetia, appears to have changed its pol icy over time. 91 A list of congressional letters sent to Georgian leadership from November 2019 to February 2020 is available at Civil A list of congressional letters sent to Georgian leadership from November 2019 to February 2020 is available at Civil
Georgia, “U.S. Congressman Weber Concerned Over Georgia’s ‘Backsliding from Democratic Values,’” February 12, Georgia, “U.S. Congressman Weber Concerned Over Georgia’s ‘Backsliding from Democratic Values,’” February 12,
2020.2020.
93 Foreign aid totals from FY1992 to FY2000 include all agencies and accounts. Over 40% of this total was for humanitarian food assistance. See U.S. Department of State, U.S. Governm ent Assistance to and Cooperative Activities
with the New Independent States of the Form er Soviet Union , FY2000 Annual Report (Appendix), at https://2009-2017.state.gov/p/eur/rls/rpt/c10250.htm. 94 In total, the United States provided around $166 million for the Georgia Border Security and Law Enforcement program, which existed from FY1998 to FY2011. Another $34 million in border security assistance was provided to Georgia through the Export and Border Security program. International Business and T echnical Consultants, Maritim e
Security Special Them atic Report, Georgia Monitoring Project, submitted to U.S. Department of State, April 2012, p. 3, at https://2009-2017.state.gov/documents/organization/193597.pdf.
95 CRS calculations, based on data available in the U.S. Department of State’s annual For responses to the arrest of UNM chairman Nika Melia, see U.S. House Committee on Foreign Affairs, “ House Foreign Affairs Committee and Georgia Caucus Call for Deescalation of Political Situation in Republic of Georgia,” February 23, 2021; U.S. Senate Committ ee on Foreign Relations, “ Risch, Shaheen, Kinzinger, Connolly on Developments in Georgian Political Crisis,” February 23, 2021; U.S. Helsinki Commission, “Helsinki Commission Leaders Slam Detention of Georgian Opposition Leader Nika Melia,” February 23, 20 21; and U.S. Senate Committee on Foreign Relations, “Chairman Menendez and European Allies on Political Situation in Georgia,” February 26, 2021. 92 Explanatory Statement regarding H.R. 133 (P.L. 116-260), Congressional Record, December 21, 2020, p. H8794. 93 Foreign aid totals from FY1992 to FY2000 include all agencies and accounts. Over 40% of this total was for humanitarian food assistance. See U.S. Department of State, U.S. Governm ent Assistance to and Cooperative Activities with the New Independent States of the Form er Soviet Union , FY2000 Annual Report (Appendix).
94 CRS calculations, based on data available in the U.S. Department of State’s U.S. Government Assistance to
and Cooperative Activities with Eurasia reports for FY2001 to FY2007reports for FY2001 to FY2007
, at https://2009-2017.state.gov/p/eur/rls/rpt/c10250.htm. 96 U.S. Millennium Challenge Corporation (MCC), “Georgia Compact,” at https://www.mcc.gov/where-we-work/.
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2011) $295 mil ion grant from the U.S. Mil ennium Chal enge Corporation (MCC) for road,
pipeline, and municipal infrastructure rehabilitation, as wel as for agribusiness development.95
After Russia invaded Georgia in
Georgia: Background and U.S. Policy
The United States gave increased amounts of military aid to Georgia after the terrorist attacks of September 11, 2001. At the time, the George W. Bush Administration considered Georgia part of a “second stage” in the “war on terror,” together with Yemen and the Philippines, and supported Georgia with a two-year Train and Equip Program.97 This program was fol owed by a Sustainment and Stability Operations Program through 2007 that supported a Georgian troop
deployment to Operation Iraqi Freedom.
After Russia invaded Georgia in August 2008, the United States substantial y increased its 2008, the United States substantial y increased its
assistance to assistance to
Georgia. The U.S. government immediately provided over $38 mil ion in Georgia. The U.S. government immediately provided over $38 mil ion in
humanitarian aid and emergency relief, using U.S. aircraft and naval and coast guard ships.humanitarian aid and emergency relief, using U.S. aircraft and naval and coast guard ships.
9896 In In
September 2008, then-Secretary of State Condoleezza Rice announced a total aid package worth September 2008, then-Secretary of State Condoleezza Rice announced a total aid package worth
at least $1 bil ion.at least $1 bil ion.
99 97 Total U.S. assistance Total U.S. assistance
al ocated to Georgia for FY2008-FY2009 to Georgia for FY2008-FY2009
amounted tototaled $1.04 $1.04
bil ion,bil ion,
including $634 mil ion in supplemental funds.including $634 mil ion in supplemental funds.
10098 Georgia also received Georgia also received
an additional another $100 $100
mil ionmil ion
in MCC funds (taking the total amount of Georgia’s first MCC grant to $395 mil ion).101
Since in MCC
funds.99
After the 2008 war, Georgia the 2008 war, Georgia
has continued to be a major recipient of U.S. foreign aid in the continued to be a major recipient of U.S. foreign aid in the
Europe Europe
and Eurasia region. From FY2010 to FY2016, State Department and U.S. Agency for
International Development (USAID) bilateral aid al ocations to Georgia amounted to $77 mil ion a year on average (including Foreign Military Financing, or FMF). Georgia alsoand Eurasia region. Nonmilitary aid totaled $64 mil ion a year on average from FY2010 to FY2019 ($89.8 mil ion in FY2019).102 In addition, Georgia received a second five-year (2014- received a second five-year (2014-
2019) MCC grant of $140 mil ion to support educational infrastructure 2019) MCC grant of $140 mil ion to support educational infrastructure
and training, and to and training, and to
improve the study of science and technology.improve the study of science and technology.
103 Separate nonproliferation and threat reduction assistance administered by the Department of Defense, including to support the establishment of the Lugar Center for Public Health Research, has amounted to over $266 mil ion 100
Since FY2017, bilateral State Department and USAID assistance to Georgia has increased to $124 mil ion a year on average ($132 mil ion in FY2020, including $40 mil ion in FMF).101 For FY2021, Congress appropriated $132 mil ion in bilateral aid to Georgia, including $35 mil ion in
FMF.102
Separate nonproliferation and threat reduction assistance administered by the Department of Defense has totaled more than $266 mil ion in obligated in obligated
funds since FY2011.104
program/georgia-compact .
97 In March 2002, President George W. Bush said: “Now that the T aliban are gone and al Qaeda has lost its home base for terrorism [in Afghanistan], we have en tered the second stage of the war on terror—a sustained campaign to deny sanctuary to terrorists who would threaten our citizens from anywhere in the world.” He named the Philippines, Georgia, and Yemen as three sites of this second stage. White House, “President Bush T hanks the World Coalition for Anti-T errorism Efforts,” March 11, 2002, at https://2001-2009.state.gov/coalition/cr/rm/2002/8729.htm. 98funds since FY2011.103 Such assistance has supported the establishment of the Lugar Center for Public Health Research. The Lugar
Center is a government laboratory that houses the Georgian National Center for Disease Control and Public Health, as wel as the U.S. Army Medical Research Directorate-Georgia, an “overseas
infectious disease laboratory of the Walter Reed Army Institute of Research.”104
Military Aid
The provision of U.S. military aid to Georgia predates Russia’s 2008 invasion of Georgia. In the
late 1990s, the United States began to provide Georgia with increased aid to improve border and
95 U.S. Millennium Challenge Corporation (MCC), “Georgia Compact.” 96 T estimony of Daniel Fried, in U.S. Congress, Senate Committee on Armed Services, T estimony of Daniel Fried, in U.S. Congress, Senate Committee on Armed Services,
Georgia and Implications for
U.S. Policy, hearings, 110th Congress, 2nd sess., September 9, 2008, hearings, 110th Congress, 2nd sess., September 9, 2008
, at https://2001-2009.state.gov/p/eur/rls/rm/109345.htm.
99. 97 U.S. Department of State, “Remarks on U.S. Economic Support Package for Georgia,” September 3, 2008 U.S. Department of State, “Remarks on U.S. Economic Support Package for Georgia,” September 3, 2008
, at https://2001-2009.state.gov/secretary/rm/2008/09/109129.htm. 100. 98 CRS calculations, based on data available in the U.S. Department of State’s CRS calculations, based on data available in the U.S. Department of State’s
annual U.S. Government Assistance to
and Cooperative Activities with Eurasia reports for FY2008 and FY2009reports for FY2008 and FY2009
, at https://2009-2017.state.gov/p/eur/rls/rpt/c10250.htm. For details on the $1 billion aid package,. Also see testimony of S. Ken Yamashita, in U.S. see testimony of S. Ken Yamashita, in U.S.
Congress, Senate Congress, Senate
Committee on Foreign Relations, Committee on Foreign Relations,
Georgia: One Year After the August War, hearings, 111th Congress, 1st sess.,, hearings, 111th Congress, 1st sess.,
August 4, 2009.
101 U.S. Millennium Challenge Corporation (MCC) August 4, 2009. 99 MCC, “Georgia Compact, “Georgia Compact
,” at https://www.mcc.gov/where-we-work/program/georgia-compact . 102 T his total includes all State Department and USAID bilateral assistance, except for Foreign Military Financing (FMF) and International Military Education and T raining (IMET ).
103 MCC, “Georgia Compact II,” at https://www.mcc.gov/where-we-work/program/georgia-compact-ii. 104 Nonproliferation and threat.” 100 MCC, “Georgia Compact II.” 101 U.S. Department of State, FY2020 estimate data, June 15, 2020. 102 Explanatory Statement regarding H.R. 133 (P.L. 116-260), Congressional Record, December 21, 2020, p. H8794. 103 Nonproliferation and t hreat reduction assistance refers to obligated funds from the Cooperative T hreat Reduction reduction assistance refers to obligated funds from the Cooperative T hreat Reduction
(CT R) account, as reported by USAID. USAID Foreign Aid Explorer, at https://explorer.usaid.gov/. On the Lugar (CT R) account, as reported by USAID. USAID Foreign Aid Explorer, at https://explorer.usaid.gov/. On the Lugar
CenterCent er support, see U.S. Embassy in Georgia, “ support, see U.S. Embassy in Georgia, “
Lugar Center Supports Georgian NCDC on COVIDLugar Center Supports Georgian NCDC on COVID
-19 Response,” -19 Response,”
April 9, 2020. April 9, 2020.
104 U.S. Embassy in Georgia, “Lugar Center Supports Georgian NCDC on COVID-19 Response,” April 9, 2020.
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maritime security and to combat transnational crime, including through the development of Georgia’s Coast Guard.105 U.S. military aid increased after the terrorist attacks of September 11, 2001. The George W. Bush Administration considered Georgia part of a “second stage” in the “war on terror,” together with Yemen and the Philippines, and supported Georgia with a two-year Train and Equip Program.106 This program was fol owed by a Sustainment and Stability Operations Program through 2007 that supported a Georgian troop deployment to Iraq in
Operation Iraqi Freedom.
Since FY2010, Georgia has received U.S. military aid through FMF and International Military
Education and Training (IMET), as wel as
Georgia: Background and U.S. Policy
For FY2020, the State Department al ocated $89.8 mil ion in nonmilitary aid.105 The president’s FY2021 nonmilitary aid request for Georgia was $41.3 mil ion, and the House Appropriations
Committee recommended $94.8 mil ion.106
Military Aid Since the August 2008 War
Since FY2010, Georgia has received U.S. military assistance primarily through Foreign Military
Financing (FMF), Coalition Support Funds, and Train and Equip and other capacity-building programs. These funds have been used to support Georgia’s deployments to Afghanistan in ISAF and the follow-on Resolute Support Mission (around $200 mil ion since 2010), as wel as for Georgian border and maritime security, counterterrorism, and defense readiness. From FY2010 to
FY2019, the United States provided Georgia almost $265 mil ion in FMF assistance.107
In 2017, the Department of Defense launched a three-year, $35 mil ion training initiative, the Georgia Defense Readiness Program, which is scheduled to conclude in 2021. This initiative is intended to improve Georgia’s capacity “to generate, train and sustain forces to defend [its]
territorial integrity and deter Russia.”108
For FY2020, the State Department al ocated $40 mil ion in FMF assistance and $2.2 mil ion in IMET funds.109 Additional planned military assistance was to be provided under the Department
the Department of Defense’s of Defense’s
“Section 333Section 333
” (global train-and-equip) authority. For FY2021, the President requested $20 mil ion in FMF assistance and $2.2 mil ion in IMET assistance for Georgia; the House Appropriations Committee recommended $35 mil ion in FMF assistance and $2.2 mil ion
in IMET assistance for Georgia.110
In recent years, U.S.-Georgia security cooperation has focused increasingly on improving Georgia’s homeland defense capabilities. In a 2012 visit to Georgia, then-Secretary of State Hil ary Clinton said that increased cooperation would help improve Georgia’s self-defense capabilities, promote defense reform and modernization, and provide training and equipment to
support Georgia’s ISAF deployment and NATO interoperability.111 The Obama Administration refrained from approving major lethal arms sales to Georgia after the 2008 war. Observers considered various reasons for this hesitation, including doubts regarding the deterrent effect of such weaponry, concerns about encouraging potential Georgian offensives to retake territory, and a desire to avoid worsening relations with Russia as the Administration embarked on a new
“reset” policy with Moscow.112
105 U.S. Department of State, FY2020 estimate data, June 15, 2020. 106 H.Rept. 116-444 to accompany H.R. 7608. 107 FMF assistance for Georgia includes bilateral funds, as well as funds allocated (Building Partner Capacity) account and other train-and-equip programs. The Georgia Defense Readiness Program, a three-year initiative scheduled to conclude in 2021, has sought to “[enhance] Georgia’s interoperability and [strengthen its] territorial defense capabilities.”107 FMF assistance is provided on a bilateral basis, as wel as through the Europe and Eurasia through the Europe and Eurasia
Regional account and the Countering RussianRegional account and the Countering Russian
Influence Fund. U.S. Department of State, “ U.S. Security Cooperation with Georgia,” June 16, 2020; CRS calculations. 108 U.S. Department of State, “U.S. Security Cooperation with Georgia,” June 16, 2020. 109 U.S. Department of State, FY2020 estimate data, June 15, 2020. 110 H.Rept. 116-444 to accompany H.R. 7608. 111 U.S. Department of State, “Remarks at Omnibus Session of the Strategic Partnership Commission,” June 5, 2012, at https://2009-2017.state.gov/secretary/20092013clinton/rm/2012/06/191784.htm.
112 In testimony to the Senate Foreign Relations Committee a year after Russia’s invasion, then -Assistant Secretary of Defense Alexander Vershbow characterized U.S. defense cooperation with Georgia as “a methodical, yet patient,
strategic approach … [focused] on building defense institutions, assisting defense sector reform, and building the strategic and educational foundations” for training and reform. He said the United States was “carefully examining each step [of its military assistance program] to ensure it would not be count erproductive to our goals of promoting
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Influence Fund. In 2017, the Department of Defense notified Congress of
a Foreign Military Sale to Georgia of over 400 Javelin portable anti-tank missiles, as wel as launchers, associated equipment, and training, at a total estimated cost of $75 mil ion.108 U.S. military assistance totaling more than $200 mil ion also has supported Georgia’s deployments to
Afghanistan in ISAF and the follow-on Resolute Support Mission.109
In 2016, the United States and Georgia concluded a three-year framework agreement on security
In 2016, the United States and Georgia concluded a three-year framework agreement on security
cooperation focusing on “improving Georgia’s defense capabilities, establishing [an] effective cooperation focusing on “improving Georgia’s defense capabilities, establishing [an] effective
and sustainable system of defense, enhancing interoperability of the Georgian Armed Forces with and sustainable system of defense, enhancing interoperability of the Georgian Armed Forces with
NATO, and ensuring effective military management.”NATO, and ensuring effective military management.”
113 The framework agreement led to the establishment of the Georgia Defense Readiness Program (noted above). In November 110 In 2019, the 2019, the
United States and Georgia United States and Georgia
signed a new three-year Security Cooperation Framework “that signed a new three-year Security Cooperation Framework “that
reaffirmed the importance of the U.S.-Georgia strategic relationship and prioritized bilateral reaffirmed the importance of the U.S.-Georgia strategic relationship and prioritized bilateral
security cooperation focused on security cooperation focused on
Georgian defense readiness and interoperability.”111 Georgian defense readiness and interoperability.”114
The Trump Administration has approved the provision of major defensive lethal weaponry to Georgia. In November 2017, the Department of Defense notified Congress of a Foreign Military Sale to Georgia of over 400 Javelin portable anti-tank missiles, as wel as launchers, associated
equipment, and training, at a total estimated cost of $75 mil ion.115
The United States and Georgia have held regular joint military exercises in Georgia since 2011.
The United States and Georgia have held regular joint military exercises in Georgia since 2011.
Initial exercises, dubbed Agile Spirit, began as a counterinsurgency and peacekeeping operations Initial exercises, dubbed Agile Spirit, began as a counterinsurgency and peacekeeping operations
training exercise and shifted to a “conventional warfare focus” in 2015, the year after Russia’s training exercise and shifted to a “conventional warfare focus” in 2015, the year after Russia’s
invasion of Ukraine.invasion of Ukraine.
116112 That year, Agile Spirit began to include other NATO partners. A second That year, Agile Spirit began to include other NATO partners. A second
bilateral exercise, Noble Partner, was launched in 2015 and bilateral exercise, Noble Partner, was launched in 2015 and
was designed “to enhance regional partnerships and increase U.S. force readiness and interoperability in a realistic, multinational
training environment.”117
Trade In 2019, the United States was Georgia’s seventh-largest source of merchandise imports and eighth-largest destination for exports. The value of Georgia’s merchandise imports from the United States—mainly vehicles, copper ores and concentrates, and industrial machinery—was
$389 mil ion in 2019. The value of merchandise exports to the United States—mainly iron and
steel—was $132 mil ion in 2019.118
Since 2012, the United States and Georgia periodical y have discussed the possibility of a free-
trade agreement. The two countries have signed a bilateral investment treaty and a Trade and Investment Framework Agreement. They also have established a High-Level Dialogue on Trade and Investment. During Vice President Pence’s August 2017 visit to Georgia, he expressed the United States’ “keen interest in expanding our trade and investment relationship with Georgia.”119
The Georgia Support Act (H.R. 598), which the House passed by voice vote on October 22, 2019,
peace and stability in the region.” T estimony of Alexander Vershbow, in U.S. Congress, Senate Committee on Foreign Relations, Georgia: One Year After the August War, hearings, 111th Congress, 1st sess., August 4, 2009. 113designed “to enhance regional
105 In total, the United States provided about $166 million for the Georgia Border Security and Law Enforcement program, which existed from FY1998 to FY2011. Another $34 million in border security assistance was provided to Georgia through the Export and Border Security program. International Business and T echnical Consultants, Maritim e Security Special Them atic Report, Georgia Monitoring Project, submitted to U.S. Department of State, April 2012, p. 3.
106 In March 2002, President George W. Bush said: “Now that the T aliban are gone and al Qaeda has lost its home base for terrorism [in Afghanistan], we have entered the second stage of the war on terror —a sustained campaign to deny sanctuary to terrorists who would threaten our citizens from anywhere in the world.” White House, “ President Bush T hanks the World Coalition for Anti-Terrorism Efforts,” March 11, 2002. 107 U.S. Embassy in Georgia, “Joint Statement of U.S. Army Europe and Africa and the Georgian Ministry of Defense,” March 17, 2021.
108 Defense Security Cooperation Agency, “Georgia—Javelin Missiles and Command Launch Units,” T ransmittal No. 17-59, November 20, 2017; and Civil Georgia, “ Javelin Missiles Arrive in Georgia,” January 23, 2018.
109 U.S. Department of State, “U.S. Security Cooperation with Georgia,” June 16, 2020. 110 Ministry of Defense of Georgia, “ Framework Agreement on Cooperation in Security Sector Concluded Between the Ministry of Defense of Georgia, “ Framework Agreement on Cooperation in Security Sector Concluded Between the
U.S. and Georgia,” December 7, 2016. U.S. and Georgia,” December 7, 2016.
114111 U.S. Department of State, “Joint Statement of the U.S.-Georgia Security Working Group,” December 6, 2019. U.S. Department of State, “Joint Statement of the U.S.-Georgia Security Working Group,” December 6, 2019.
115 Defense Security Cooperation Agency, “Georgia—Javelin Missiles and Command Launch Units,” T ransmittal No. 17-59, November 20, 2017; Civil Georgia, “ Javelin Missiles Arrive in Georgia,” January 23, 2018. 116 U.S. Marine Corps, “Exercise Agile Spirit Ends with Bang,” July 27, 2015. 117 U.S. Army, “Exercise Noble Partner 2015 Demonstrates Bilateral Cooperation,” May 1, 2015; U.S. Army Europe, “Exercise Noble Partner 2020 Begins,” August 26, 2020; U.S. Department of State, “Press Briefing on Exercise Noble Part ner 2020,” September 15, 2020.
118 Geostat, as reported in T rade Data Monitor. 119 White House, “ Remarks by the Vice President and Georgian Prime Minister in a Joint Press Conference,” August 1, 2017.
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112 U.S. Marine Corps, “Exercise Agile Spirit Ends with Bang,” July 27, 2015.
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partnerships and increase U.S. force readiness and interoperability in a realistic, multinational
training environment.”113
Trade In 2020, the United States was Georgia’s 4th-largest source of merchandise imports and 10th-largest destination for exports. The value of Georgia’s merchandise imports from the United States—mainly vehicles—was $537 mil ion in 2020 (up from $389 mil ion in 2019). The value of merchandise exports to the United States—mainly iron and steel—was $80 mil ion in 2020
(down from $132 mil ion in 2019).114
Since 2012, the United States and Georgia periodical y have discussed the possibility of a free-trade agreement. The Georgia Support Act (H.R. 923), if enacted, would express the sense of
would express the sense of Congress that “the United States Trade Representative should make Congress that “the United States Trade Representative should make
progress toward negotiations with Georgiaprogress toward negotiations with Georgia
to enter a bilateral ” on a free trade agreementfree trade agreement
with Georgia.”
In 2019, the United States. The United States and Georgia have signed a bilateral investment treaty and a Trade and Investment Framework Agreement. They also have established
a High-Level Dialogue on Trade and Investment.
U.S. officials expressed support for Georgia’s deepwater port project in Anaklia expressed support for Georgia’s deepwater port project in Anaklia
prior to the prior to the
Georgian government’s cancel ation of the project contract government’s cancel ation of the project contract
(see “Government Cancels Major
Port Project,” above). in 2020. Then-Assistant Secretary of State for Economic and Business Affairs Manisha Assistant Secretary of State for Economic and Business Affairs Manisha
Singh said Singh said
that the port would “grow Georgia’s economy, make Georgia an even stronger trading the port would “grow Georgia’s economy, make Georgia an even stronger trading
partner to the United States, and provide greater partner to the United States, and provide greater
connectivity between Europe and the entire connectivity between Europe and the entire
Caspian region.”120 Secretary of State Pompeo expressed “hope that Georgia completesCaspian region.”115 Then-Secretary Pompeo said the the
port would “port
project [which] wil enhance Georgia’s relationship with free economies and prevent Georgia enhance Georgia’s relationship with free economies and prevent Georgia
from from
fal ing prey to Russian or Chinese economic influence.”fal ing prey to Russian or Chinese economic influence.”
121116
Author Information
Cory Welt Cory Welt
Specialist in Russian and European Affairs
Specialist in Russian and European Affairs
113 U.S. Army, “Exercise Noble Partner 2015 Demonstrates Bilateral Cooperation,” May 1, 2015; U.S. Army Europe , “Exercise Noble Partner 2020 Begins,” August 26, 2020; U.S. Department of State, “Press Briefing on Exercise Noble Partner 2020,” September 15, 2020. 114 T rade data from Geostat, as reported in T rade Data Monitor. 115 U.S. Department of State, “Remarks at the Fourth Annual T rans-Caspian Forum,” May 23, 2019. 116 U.S. Department of State, “ Statements to the Press with Georgian Prime Minister Mamuka Bakhtadze as Part of the U.S.-Georgia Strategic Partnership Commission,” June 11, 2019.
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Disclaimer
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120 U.S. Department of State, “Remarks at the Fourth Annual T rans-Caspian Forum,” May 23, 2019. 121 U.S. Department of State, “ Statements to the Press with Georgian Prime Minister Mamuka Bakhtadze as Part of the U.S.-Georgia Strategic Partnership Commission,” June 11, 2019.
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