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The National Earthquake Hazards Reduction Program (NEHRP): Overview and Issues for Congress

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The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief

Updated December 13, 2018 (R43141)
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Summary

Portions of all 50 states and the District of Columbia are vulnerable to earthquake hazards, although risks vary greatly across the country and within individual states. Alaska is the most earthquake-prone state, experiencing a magnitude 7 earthquake almost every year and a magnitude 8 earthquake every 13 years, on average, since 1900. On November 30, 2018, a magnitude 7.0 earthquake struck north of Anchorage at 8:29 AM local time, causing extensive damage.

Under the National Earthquake Hazards Reduction Program (NEHRP), four federal agencies have responsibility for long-term earthquake risk reduction: The National Earthquake Hazards Reduction November 17, 2021 Program (NEHRP): Issues in Brief Linda R. Rowan The National Earthquake Hazards Reduction Program (NEHRP) aims to understand earthquake Analyst in Natural hazards and reduce earthquake risks in the United States. Portions of all 50 states, as well as U.S. Resources Policy territories and the District of Columbia, are vulnerable to earthquake hazards and their associated risks, to varying degrees. Each region’s risk is shaped by the frequency and scale of the hazard as well as by the population, infrastructure, and economic activity vulnerable to the hazard. Alaska is the most earthquake-prone state; it has experienced a magnitude 7.0 earthquake almost every year and a magnitude 8.0 earthquake every 13 years, on average, since 1900. Alaskan earthquakes can trigger damaging tsunamis, which can be particularly threatening for Alaska, Washington, Oregon, California, and Hawaii. California has the greatest earthquake risk, because the state has frequent earthquakes that affect a dense built environment and a large population. The 1994 magnitude 6.7 Northridge earthquake in Los Angeles, Ventura, Orange, and San Bernardino counties is the third-costliest disaster in the United States. Congress created NEHRP as a coordinated program through the Earthquake Hazards Reduction Act of 1977 (P.L. 95-124) and most recently reauthorized the program in 2018 (P.L. 115-307). Four federal agencies have responsibilities related to earthquake hazards and risk reduction—the U.S. Geological Survey (USGS), the National Science Foundation (NSF), the Federal Emergency Management Agency (FEMA), and the National Institute of Standards and Technology (NIST). Congress assigned NIST as the lead agency for NEHRP in 1990. These agencies perform the four major NEHRP activities: 1. Develop effective measures for earthquake hazards reduction 2. Promote the adoption of earthquake hazards reduction measures 3. Improve understanding of earthquakes and their effects 4. Continue the development of the Advanced National Seismic System, a nationwide network of seismic stations operated by the USGS The 2018 NEHRP reauthorization did not change the program’s overall structure but did establish new priorities. For example, the legislation emphasized advancing earthquake early warning systems and promoting community resilience to earthquakes. An earthquake early warning system is to detect the start of an earthquake and immediately send an alert that intense and potentially damaging ground shaking will reach a nearby location within seconds to minutes of the alert’s receipt. Various actions can enhance community resilience, such as building earthquake-resistant structures based on a location’s seismic hazard and designing structures for functional recovery, meaning the structures can be reoccupied and can function after an earthquake. Since the 2018 reauthorization, NEHRP has made progress on warning, resilience, and research, among other activities. An earthquake early warning system called ShakeAlert operates in California, Oregon, and Washington, providing actionable alerts to protect people and property from earthquake damage. NIST and FEMA have supplied information and tools to build and retrofit structures for greater earthquake resistance and for functional recovery. NSF and the USGS have continued to support research and have initiated new research opportunities that are coordinated across NSF directorates or across agencies. Issues for Congress regarding NEHRP include the program’s effectiveness (i.e., how much and how well NEHRP reduces risks), the effectiveness of federal and nonfederal partnerships (i.e., how well the four agencies work together and with other partners), and the effectiveness of program management (i.e., how well the agencies plan, manage, and implement program objectives). Two reports underway in December 2021 may inform congressional deliberations related to NEHRP and consideration of extending the program’s authorization of appropriations beyond FY2023. The first report is by the Government Accountability Office (GAO); P.L. 115-307 required GAO to review and report to Congress on NEHRP’s costs and benefits to assess the program’s effectiveness. The second report, also required by the 2018 act, is a strategic plan for NEHRP crafted by the program’s Interagency Coordinating Committee. Congressional Research Service link to page 6 link to page 8 link to page 8 link to page 9 link to page 10 link to page 10 link to page 11 link to page 11 link to page 13 link to page 13 link to page 14 link to page 15 link to page 15 link to page 8 link to page 5 link to page 5 link to page 12 link to page 16 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Contents Major Changes to NEHRP Since 1977 ............................................................................................ 3 NEHRP Reauthorization Act of 2018 (P.L. 115-307) ...................................................................... 5 Changes to Findings, Purposes and Definitions (Section 2) ..................................................... 5 Changes to Program Activities and Agency Responsibilities (Section 3) ................................. 6 Review of NEHRP (Section 4) .................................................................................................. 7 Seismic Standards (Section 5) ................................................................................................... 7 Management of Advanced National Seismic System (Section 6) ............................................. 8 Authorization of Appropriations (Section 7) ............................................................................. 8 NEHRP Progress Since Reauthorization in 2018 .......................................................................... 10 Earthquake Early Warning: ShakeAlert .................................................................................. 10 Reoccupancy Recommendations and Building Codes ............................................................. 11 Basic Research ........................................................................................................................ 12 Issues for Congress ........................................................................................................................ 12 Figures Figure 1. NEHRP Agency Responsibilities and End Users of NEHRP Products............................ 5 Tables Table 1. National Earthquake Hazards Reduction Program (NEHRP) Agencies: Roles and Activities ...................................................................................................................................... 2 Table 2. Enacted Funding for NEHRP, FY2005-FY2021, and FY2022 Budget Request ............... 9 Contacts Author Information ........................................................................................................................ 13 Congressional Research Service link to page 5 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief he United States is vulnerable to earthquake hazards and their associated risks,1 although hazards and risks vary greatly across the nation and its territories. Earthquake hazards are TFederal Emergency Management Agency (FEMA), and the National Institute of Standards and Technology (NIST). These agencies assess U.S. earthquake hazards, deliver notifications of seismic events, develop measures to reduce earthquake hazards, and conduct research to help reduce overall U.S. vulnerability to earthquakes. Congressional oversight of the NEHRP program encompasses how well the four agencies coordinate their activities to address the earthquake hazard. Better coordination was a concern that led to changes to the program in legislation enacted in 2004 (the National Earthquake Hazards Reduction Program Reauthorization Act of 2004; P.L. 108-360; 42 U.S.C. 7704).

P.L. 108-360 authorized appropriations for NEHRP through FY2009. Although authorization for appropriations expired in 2009, Congress continued to appropriate funds for NEHRP activities during the nine intervening years. In FY2018, Congress appropriated $169.5 million for program activities, $30.6 million more than FY2017 spending of $138.9 million. The budget request for FY2019 would reduce total funding for NEHRP activities, primarily at the USGS and NSF, by $35.1 million and $13.7 million, respectively, compared to their FY2018 enacted amounts.

On November 27, 2018, Congress passed the National Earthquake Hazards Reduction Program Reauthorization Act of 2018, and President Trump signed the bill into law on December 11 (P.L. 115-307). The new act largely leaves the current four-agency NEHRP program intact, while providing some new areas of emphasis. For example, the act emphasizes activities to promote greater resilience to earthquakes. Resilience would include, for example, designing and building structures that not only protect human lives during an earthquake but also continue to be functional structures after an earthquake. Those structures then could be reoccupied instead of being total losses.

The 2018 NEHRP reauthorization act removes statutory language referring to seeking a capability to predict earthquakes. Earthquake prediction thus far has proven to be virtually impossible, and in its 1990 reauthorization (P.L. 101-614), Congress shifted the NEHRP program emphasis from prediction to hazard reduction. P.L. 115-307 continues that emphasis, along with a new focus on activities that would enhance the effectiveness of an earthquake early warning system, among other changes to the program. An earthquake early warning system would automatically send an alert to areas in danger of potential shaking after the earthquake is initially triggered. The alert would notify electric utilities, railway systems, and even hospital operating rooms to cease activities before the earthquake-triggered shaking begins.

The 2018 NEHRP reauthorization act authorizes appropriations for NEHRP activities from FY2019 to FY2023, for a total amount of about $760 million over the five-year span, or approximately $152 million annually. That annual amount is slightly higher than enacted appropriations for the program in FY2017, but slightly lower than the amount enacted in FY2018.

One persistent question has been how to assess more precisely the relationship between NEHRP activities and reduced earthquake risk and actual losses from earthquakes. P.L. 115-307 appears to address that question by requiring the Comptroller General of the United States to review the program's activities and produce a report for Congress that addresses earthquake risks and hazards. The review and report would look at how states, tribes, and local governments are using NEHRP-generated information and implementing measures to reduce their earthquake risk.


Portions of all 50 states and the District of Columbia are vulnerable to earthquake hazards,1 although risks vary greatly across the country and within individual states.2 Seismic hazards are greatest in the western United States, particularly in California, Washington, Oregon, greatest in the western United States, particularly in California, Washington, Oregon, Alaska, and Hawaii. Alaska is the most earthquake-prone state, experiencing a magnitude 7; it has experienced a magnitude (M) 7.0 earthquake almost every year and a magnitude 8M8.0 earthquake every 13 years, on average, since 1900.2 Despite being the most earthquake-prone state, because of Alaska’s small1900.3 Because of its low population and low infrastructure density, most of the state of Alaska has a relatively low risk for large economic losses from an earthquake. In contrast, a larger portion of California has moregreater earthquake risk than any other stateAlaska, because of itsCalifornia’s frequent seismic activity, large population, and extensive infrastructure.3 The most damaging earthquake and the third-costliest natural hazard event in the United States was the 1994 M6.7 Northridge earthquake in the Los Angeles metropolitan region, which caused 60 fatalities, more than 7,000 injuries, 20,000 displaced people, more than 40,000 damaged buildings, and an estimated economic loss of $20 billion.4 Since 1977, theinfrastructure. However, on November 30, 2018, a magnitude 7.0 earthquake struck just north of Anchorage, AK, causing extensive damage.4

The federal government has supported efforts to assess and monitor earthquake hazards and riskto reduce related risks in the United States underthrough the National Earthquake Hazards Reduction Program (NEHRP) since 1977. Four federal agencies responsible for long-term . The four major NEHRP activities are (1) develop effective measures for earthquake hazards reduction; (2) promote the adoption of earthquake hazards reduction measures; (3) improve understanding of earthquakes and their effects; and (4) continue the development of the Advanced National Seismic System (ANSS), a nationwide network of seismic stations. Today, four federal agencies responsible for earthquake risk reduction coordinate their activities under NEHRP

  • : the U.S. Geological Survey (USGS);
  • , National Science Foundation (NSF);
  • , Federal Emergency Management Agency (FEMA);, and and
  • National Institute of Standards and Technology (NIST). For an overview of each agency’s responsibilities, see Table 1. 1 Hazard is not the same as risk. Hazard is a source of danger, whereas risk is the possibility of loss or injury. Earthquake hazard is related to an earthquake causing intense ground shaking and other damaging effects. The degree of earthquake hazard is related to the probability of certain damaging effects caused by an earthquake occurring within a certain period. The degree of earthquake risk is the combination of the degree of earthquake hazard and the extent of the affected population (which includes the infrastructure supporting that population). Large population centers would therefore be at a higher risk than small population centers for the same degree of earthquake hazard, in general. In U.S. Congress, House Committee on Science and Technology, Earthquake Hazards Reduction Act of 1977, report to accompany H.R. 6683, 95th Cong., 1st sess.95-286, part 1, May 11, 1977, p. 3, Congress defined earthquake hazard reduction as “reducing by any available methods the harm done by earthquakes,” so the intent of Congress is to reduce risks of earthquake hazards. 2 State of Alaska, Alaska Seismic Hazards Safety Commission, “Earthquake Risk in Alaska,” at http://seismic.alaska.gov/earthquake_risk.html. 3 For estimates of earthquake hazards and risks displayed on maps divided into states—and the significant hazards and risks in California, in particular—see the 2018 update of the USGS’s National Seismic Hazard Map. The USGS, Earthquake Hazards, “Seismic Hazard Maps and Site-Specific Data,” at “ https://www.usgs.gov/natural-hazards/earthquake-hazards/seismic-hazard-maps-and-site-specific-data; and Federal Emergency Management Agency (FEMA), Hazus Estimated Annualized Earthquake Losses for the United States, FEMA P-366, April 2017, Figure E-1. 4 The USGS, “Impact Summary,” at https://earthquake.usgs.gov/earthquakes/eventpage/ci3144585/impact. Congressional Research Service 1 link to page 5 link to page 5 link to page 5 link to page 5 link to page 5 link to page 5 link to page 5 link to page 5 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Table 1. National Earthquake Hazards Reduction Program (NEHRP) Agencies: Roles and Activities Agency Roles and Activities NIST  Is the lead agency for NEHRP and coordinates NEHRP activities  Conducts applied earthquake engineering research to provide the technical basis for building codes, standards, and building practices  Is responsible for research and development to close the gap between research and implementation of earthquake risk mitigation technologies FEMA  Assists other agencies and private-sector groups to prepare and disseminate building codes and practices for structures and lifeline infrastructure  Aids development of performance-based codes for buildings and other structures  Supports communication of earthquake early warning alerts via the Integrated Public Alert and Warning System and Wireless Emergency Alertsa USGS  Provides earthquake monitoring and notification, earthquake hazards assessments, earthquake hazards maps, and earthquake research  Operates the Advanced National Seismic System (ANSS), regional geodetic networks, and the National Earthquake Information Center (NEIC) to provide earthquake understanding, information, warning, and responseb NSF  Supports basic research in the earth sciences, engineering, and social sciences to understand earthquakes, their hazards, and their risk reduction  Supports additional engineering research through the Natural Hazards Engineering Research Infrastructure (NHERI),c additional earth science research through the Seismological Facilities for the Advancement of Geoscience (SAGE) and the Geodetic Facilities for the Advancement of Geoscience (GAGE),d and additional social science research through the Natural Hazards Center (NHC)e USGS and  Together, support the Global Seismographic Network (GSN),f regional networks, the NSF Southern California Earthquake Center,g earthquake research, earthquake early warningh, post-earthquake assessments, and education and outreach Source: Activities summarized from NEHRP’s website under, “About Us,” at https://www.nehrp.gov/about/agencies.htm. Notes: FEMA = Federal Emergency Management Agency; NIST = National Institute of Standards and Technology; NSF = National Science Foundation; USGS = U.S. Geological Survey. a. See FEMA, “Integrated Public Alert & Warning System,” at https://www.fema.gov/emergency-managers/ practitioners/integrated-public-alert-warning-system; and FEMA, “Wireless Emergency Alerts,” at https://www.fema.gov/emergency-managers/practitioners/integrated-public-alert-warning-system/public/wireless-emergency-alerts. b. For more information about ANSS, NEIC, GSN, and other USGS earthquake monitoring efforts see the USGS, Earthquake Hazards, “Monitoring,” at https://www.usgs.gov/natural-hazards/earthquake-hazards/monitoring. c. See NSF’s NEHRI description at NSF, “Natural Hazards Engineering Research Infrastructure (NHERI),” at https://beta.nsf.gov/funding/opportunities/natural-hazards-engineering-research-infrastructure-nheri. d. See NSF’s SAGE description at NSF, Incorporated Research Institutions for Seismology, “NSF Makes 5-Year $93M Award to IRIS to Manage the SAGE Facility,” press release, at https://www.iris.edu/hq/news/story/ nsf_makes_5_year_93m_award_to_iris_to_manage_the_sage_facility; and NSF’s GAGE description at UNAVCO’s “GAGE Facility,” at https://www.unavco.org/what-we-do/gage-facility/. e. See NSF’s NHC description at Natural Hazards Center at https://hazards.colorado.edu/. f. See the USGS’s GSN description at the USGS, “GSN—Global Seismographic Network” https://www.usgs.gov/natural-hazards/earthquake-hazards/gsn-global-seismographic-network. g. For more information about the Southern California Earthquake Center, see https://www.scec.org. h. For more information about the earthquake early warning system operating in Washington, Oregon, and California, see the ShakeAlert website at https://www.shakealert.org. Congressional Research Service 2 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Major Changes to NEHRP Since 1977 In 1977, Congress passed the Earthquake Hazards Reduction Act (P.L. 95-124), establishing NEHRP as a coordinated earthquake hazards reduction program for the United States.5 The legislation directed the President to establish a program to advance the following objectives:  Development of earthquake-resistant construction  Earthquake prediction and identification and assessment of seismic hazards  Development and promotion of model codes for land use and building  Development of earthquake preparedness, warning, response, and recovery  Development of research to increase earthquake hazards and risks knowledge to reduce risks, deal with prediction consequences, assure insurance availability, and control seismic events The law authorized appropriations for the USGS and NSF to carry out these objectives. Beyond these specific authorizations, Congress did not identify a lead agency or specific activities for other agencies. FEMA was created in 1979; in 1980, Congress amended the Earthquake Hazards Reduction Act in P.L. 96-472 to make FEMA the lead agency. Since 1980, NEHRP has been a coordinated program of four agencies: the USGS, NSF, FEMA and NIST (formerly National Bureau of Standards). In 2004, Congress designated NIST the lead agency for NEHRP in the National Earthquake Hazards Reduction Program Reauthorization Act of 2004 (P.L. 108-360). The USGS and NSF roles in NEHRP initially focused on research to understand and predict earthquakes. However, earthquake prediction proved insoluble,6 and NEHRP shifted its focus beginning in 1990 to understanding, monitoring, assessing, issuing early warnings,7 and responding to earthquakes. Congress removed language related to earthquake prediction in the National Earthquake Hazards Reduction Program Reauthorization Act of 2018 (P.L. 115-307). Congress reauthorized NEHRP in 1990, 1997, 2000, and 2004 and changed the program’s emphasis and oversight in various ways, as detailed below. 5 Congress emphasized a coordinated program in the Earthquake Hazards Reduction Act (P.L. 95-124). It also requested management, budget, and implementation plans to explain how the program would carry out its objectives and to define the roles and responsibilities of federal agencies involved in the program. P.L. 95-124 directed the President to establish the program to include the USGS, NSF, Department of Defense, Department of Housing and Urban Development, National Aeronautics and Space Administration, National Oceanic and Atmospheric Administration, National Bureau of Standards, Energy Research and Development Administration, Nuclear Regulatory Commission, and National Fire Prevention and Control Administration. Congress also called for coordination and cooperation with state and local governments in P.L. 95-124; this directive remains part of the statute. 6 See, for example, the USGS, “Can You Predict Earthquakes?,” at https://www.usgs.gov/faqs/can-you-predict-earthquakes?qt-news_science_products=0#qt-news_science_products. 7 The National Earthquake Hazards Reduction Program (NEHRP) shifted its focus from predicting earthquakes to issuing a warning after an earthquake is detected in the 1990s. Congress’s initial, prediction-focused definition of earthquake warning in P.L. 95-124 arose because China had predicted and evacuated over a million people about five hours before a damaging earthquake struck on February 4, 1975 (see the USGS, Earthquake Hazards Program, “Repeating Earthquakes,” at https://earthquake.usgs.gov/learn/parkfield/eq_predict.php) and because research suggested prediction and imminent warning for earthquakes might be feasible. H. Rpt 95-268, Part 1, stated, “As defined in the act, an earthquake prediction is a prediction, in definite or probabilistic terms, of the time, place, and magnitude of an earthquake, whereas an earthquake warning means a recommendation that normal life routines should be changed for a time because an earthquake is believed imminent.” However, to date, there is no feasible way to provide an earthquake prediction or a warning that an earthquake is imminent. Today, the terms earthquake warning and earthquake early warning typically are defined as a warning that damaging ground shaking may reach a warned location within seconds to minutes after an earthquake has been detected as starting. Congressional Research Service 3 link to page 6 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief  In 1990, the National Earthquake Hazards Reduction Program Reauthorization Act (P.L. 101-614) directed the USGS to study faults and earthquakes to determine earthquake frequency, provide a seismic hazards assessment, and conduct research and development for earthquake-resistant structures. The amendments directed the USGS to establish a Center for International Exchange of Earthquake Information, operate a National Seismic Network, continue work on earthquake prediction, and conduct post-earthquake investigations with NSF. The law directed NIST to develop seismic standards for buildings and lifelines (i.e., essential utility and transportation systems).8 It established a NEHRP Advisory Committee until September 30, 1993, to report on NEHRP activities and advise the program.9 The act directed the Office of Science and Technology Policy (OSTP) to study and report on interagency collaboration.  In 1997, P.L. 105-47 amended NEHRP to (1) direct the USGS to develop a prototype real-time seismic warning system,10 (2) allow NSF to use competitive grants to develop earth science education materials for kindergarten through 12th grade, and (3) request FEMA to study and assess national earthquake emergency training capabilities.  In 2000, P.L. 106-503 amended NEHRP to (1) direct the USGS to establish an Advanced National Seismic Research and Monitoring program and a Scientific Earthquake Studies Advisory Committee and (2) direct NSF to establish the George E. Brown Jr. Network for Earthquake Engineering Simulation (NEES) program to research earthquakes’ effects on structures and to develop improved designs for earthquake-resistant structures.11  In 2004, Congress enacted P.L. 108-360 and established an Interagency Coordinating Committee (ICC) and an Advisory Committee on Earthquake Hazards Reduction (ACEHR).12 The ICC consisted of the USGS, NSF, FEMA, NIST, OSTP, and the Office of Management and Budget. 8 Within the earthquake community, the term lifelines generally has given way to the term lifeline infrastructure. See Earthquake Engineering Research Institute, “Improve Reliability of Lifeline Infrastructure Systems,” white paper, April 5, 2016, at https://www.eeri.org/wp-content/uploads/eeri-policy-lifelines.pdf. 9 The NEHRP Advisory Committee was composed of experts outside of the NEHRP agencies. Congress intended the committee to review NEHRP and present its findings to Congress, while advising NEHRP about its review. Congress established a new Advisory Committee on Earthquake Hazards Reduction (ACEHR) in 2004. ACEHR is distinct from the previous committee, but the two share some aspects of committee structure and some objectives. 10 This warning system refers to providing an automated alert to high-risk activities (e.g., stopping trains when an earthquake is detected) about damaging ground shaking after an earthquake starts. See footnote 7 for an explanation of the changing definition of warning over NEHRP’s legislative history. 11 From FY2004 through FY2014, George E. Brown Jr. Network for Earthquake Engineering Simulation (NEES) program activities consisted of 15 experimental facilities and an information-technology infrastructure with a goal of mitigating earthquake damage by the use of improved materials, designs, construction techniques, and monitoring tools. The National Science Foundation (NSF) ended NEES in FY2014 and started the Natural Hazards Engineering Research Infrastructure (NEHRI) program in FY2015. NEHRI is a distributed, multiuser, national facility that provides research infrastructure for the natural hazards research community, including earthquake and wind engineering experimental facilities, cyber infrastructure, computational modeling and simulation tools, and research data. A description of NEHRI facilities and opportunities is available at NSF, “Natural Hazards Engineering Research Infrastructure (NEHRI),” at https://beta.nsf.gov/funding/opportunities/natural-hazards-engineering-research-infrastructure-nheri. 12 ACEHR is composed of 11 outside experts on earthquake hazard risk reduction from science, engineering, and industry standards organizations; financial organizations; and state and local governments. ACEHR is to provide the following assessments in biennial reports to Congress: (1) trends and developments in the science and engineering of Congressional Research Service 4 link to page 8 link to page 6 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Figure 1. NEHRP Agency Responsibilities and End Users of NEHRP Products Source: National Earthquake Hazards Reduction Program (NEHRP) program office at http://www.nehrp.gov/pdf/ppt_sdr.pdf (modified by CRS). Notes: FEMA = Federal Emergency Management Agency; NIST = National Institute of Standards and Technology; NSF = National Science Foundation; USGS = U.S. Geological Survey. NEHRP Reauthorization Act of 2018 (P.L. 115-307) The 2018 NEHRP reauthorization act (P.L. 115-307) kept the four-agency program intact. The act called for additional oversight, management planning, and strategic planning to enhance coordination, cooperation, and efficient progress on objectives (See Figure 1 for agency coordination and cooperation from research through implementation). The act expanded emphasis on earthquake early warning systems and earthquake-resistant construction and requested support for resilience, such as earthquake-resistant structures that continue to function after an event and communities that are prepared to respond effectively to and recover efficiently from a seismic event. Changes to Findings, Purposes and Definitions (Section 2) Starting in the 1990s, NEHRP activities shifted from earthquake prediction to earthquake warning after an earthquake is detected. The 2018 NEHRP reauthorization act codified that shift by removing references to earthquake prediction throughout the act. For example, Section 2 of the 2018 act modifiedand Technology (NIST).

On November 27, 2018, Congress passed the National Earthquake Hazards Reduction Program Reauthorization Act of 2018, and President Trump signed the bill into law on December 11 as P.L. 115-307. The new act combined two nearly identical bills, S. 1768 and H.R. 6650, introduced by Senator Feinstein and Representative Rohrabacher, respectively. Prior to passage of P.L. 115-307, Congress last made changes to NEHRP under the National Earthquake Hazards Reduction Program Reauthorization Act of 2004 (P.L. 108-360; 42 U.S.C. 7704).

The 2018 NEHRP reauthorization act largely leaves the overall program structure in place, but modifies some of the intents and purposes of the original legislation, such as removing references to the goal of earthquake prediction, and substituting instead the goal of issuing early warnings and earthquake alerts. The new law also authorizes appropriations for NEHRP activities for each of the four NEHRP agencies through FY2023. Authorization for appropriations under P.L. 108-360 expired in 2009; however, Congress continued to appropriate funds for NEHRP activities during the intervening nine years until enactment of P.L. 115-307.

Changes to NEHRP Since Its Inception

In 1977, Congress passed the Earthquake Hazards Reduction Act (P.L. 95-124), establishing NEHRP as a long-term earthquake hazard reduction program for the United States. The program, led by USGS and NSF, initially focused on research toward understanding and ultimately predicting earthquakes. However, earthquake prediction has proved insoluble over time,5 and NEHRP shifted its focus in 1990 to minimizing losses from earthquakes.

Agency leadership of NEHRP has also changed since the program's inception. FEMA was created in 1979 under President Carter and designated as the lead agency for NEHRP. In 1980, Congress passed amendments to the Earthquake Hazards Reduction Act (P.L. 96-472), which defined FEMA as the lead agency for NEHRP. The amendments also authorized additional funding for earthquake hazard preparedness and mitigation for FEMA and the National Bureau of Standards (now NIST).

A Shift in Program Emphasis to Hazard Reduction

Congress changed NEHRP's original focus on research to predict earthquakes in the National Earthquake Hazards Reduction Program Reauthorization Act of 1990 (P.L. 101-614). The law decreased the program's emphasis on earthquake prediction, clarified the role of FEMA, clarified and expanded the program objectives, and required federal agencies to adopt seismic safety standards for all existing federal buildings that were designed and constructed without adequate seismic design and construction standards.

In 2004, Congress enacted P.L. 108-360 and adjusted NEHRP again by shifting primary responsibility for planning and coordinating the program from FEMA to NIST. P.L. 108-360 also established an interagency coordinating committee and an advisory committee, both focused on earthquake hazard reduction.

Following enactment of P.L. 108-360, program activities focused on several broad areas:

  • Developing effective measures to reduce earthquake hazards.
  • Promoting the adoption of earthquake hazard reduction activities by federal, state, and local governments; by national building standards and model building code organizations; and by engineers, architects, building owners, and others who play a role in planning and constructing buildings, bridges, structures, and critical infrastructure or lifelines.6
  • Improving the basic understanding of earthquakes and their effects on people and infrastructure through interdisciplinary research involving engineering; natural sciences; and social, economic, and decision sciences.
  • Developing and maintaining the Advanced National Seismic System (ANSS) and the Global Seismic Network (GSN).7

From FY2004 through FY2014, program activities also included the NSF-supported George E. Brown Jr. Network for Earthquake Engineering Simulation (NEES) that consisted of 15 experimental facilities and an information-technology infrastructure with a goal of mitigating earthquake damage by the use of improved materials, designs, construction techniques, and monitoring tools. Prior to enactment of P.L. 115-307, NSF supported the successor to NEES, the Natural Hazards Engineering Research Infrastructure (NEHRI).8

Responsibilities of NEHRP Agencies Under P.L. 108-360

The House Science Committee report in the 108th Congress on H.R. 2608 (P.L. 108-360) noted that NEHRP has produced a wealth of useful information since 1977, but it also stated that the program's potential has been limited by the inability of the NEHRP agencies to coordinate their efforts.9 The committee asserted that restructuring the program with NIST as the lead agency, directing funding toward appropriate priorities, and implementing NEHRP as a true interagency program would lead to improvement.

The 2004 law made the director of NIST chair of the Interagency Coordinating Committee for NEHRP. Other members of the committee include the directors of FEMA, USGS, NSF, the Office of Science and Technology Policy, and the Office of Management and Budget. The Interagency Coordinating Committee is charged with overseeing the planning, management, and coordination of the program. Primary responsibilities for the NEHRP agencies break down as follows (see also Figure 1):

  • NIST is the lead NEHRP agency, with primary responsibility for NEHRP planning and coordination. NIST supports the development of performance-based seismic engineering tools, working with FEMA and other groups to promote the commercial application of the tools through building codes, standards, and construction practices.10
  • FEMA assists other agencies and private-sector groups to prepare and disseminate building codes and practices for structures and lifeline infrastructure. FEMA also aids development of performance-based codes for buildings and other structures.
  • USGS conducts research and other activities to characterize and assess earthquake risks. The agency (1) operates a forum, using the National Earthquake Information Center (NEIC), for the international exchange of earthquake information; (2) works with other NEHRP agencies to coordinate activities with earthquake-reduction efforts in other countries; and (3) maintains seismic-hazard maps, in support of building codes for structures and lifelines, and other maps needed for performance-based design approaches.
  • NSF supports research to improve safety and performance of buildings, structures, and lifelines.

Figure 1. NEHRP Agency Responsibilities and End Users of NEHRP Products

Source: National Earthquake Hazards Reduction Program (NEHRP) program office at http://www.nehrp.gov/pdf/ppt_sdr.pdf (modified by CRS).

Notes: FEMA = Federal Emergency Management Agency; NIST = National Institute of Standards and Technology; NSF = National Science Foundation; USGS = U.S. Geological Survey.

Table 1 shows the enacted budgets for NEHRP agencies from FY2005 through FY2018 (and the budget request for FY2019). Enacted appropriations for FY2005-FY2009 totaled $617.9 million, or 68% of the total amount of $902.4 million authorized in P.L. 108-360 over the five-year span (see Table 1). The new NEHRP reauthorization act authorizes a total of $760.3 million for NEHRP activities summed over the five-year span FY2019-FY2023, approximately $142 million less than total amount authorized by P.L. 108-360 (not adjusted for inflation).11

Table 1. Enacted Funding for NEHRP Since Enactment of P.L. 108-360 Through FY2018 (Including the FY2019 Budget Request)

(in millions of current dollars)

 

 

USGS

NSF

FEMA

NIST

Total

FY2005

Enacted

58.3

53.1

14.7

0.9

127.0

FY2006

Enacted

54.5

53.8

9.5

0.9

118.7

FY2007

Enacted

55.4

54.8

9.1

1.7

121.0

FY2008

Enacted

58.1

55.6

6.1

1.7

121.5

FY2009

Enacted

61.2

55.3

9.1

4.1

129.7

FY2010

Enacted

62.8

55.3

9.0

4.1

131.2

FY2011

Enacted

61.4

53.3

7.8

4.1

126.6

FY2012

Enacted

60.4

53.2

7.8

4.1

125.5

FY2013

Enacted

55.6

52.2

`7.8

3.9

119.5

FY2014

Enacted

58.7

51.0

7.8

3.9

121.4

FY2015

Enacted

64.4

52.2

7.4

3.9

127.9

FY2016

Enacted

67.0

54.2

8.5

5.2

134.9

FY2017

Enacted

71.0

54.2

8.5

5.2

138.9

FY2018

Enacted

90.1

65.7

8.5

5.2

169.5

FY2019

Request

55.0

52.0

N/A

5.2

112.2a

Sources: NEHRP program office, 2005-2018 NEHRP Agency Budgets; 2019 Requested Funding for NEHRP Agencies (reported as of June 20, 2018), https://www.nehrp.gov/about/reports.htm.

Notes: According to the NEHRP program office, FEMA and NIST budgets are those agencies' allocations for NEHRP activities from the total agency appropriations through FY2018. The NSF budget is its expenditure for NEHRP activities from total agency appropriations through FY2018. NIST and NSF amounts for FY2019 are those agencies' planned allocations for NEHRP activities from total agency appropriations. The USGS-enacted funding reflects the amount appropriated for USGS NEHRP activities through FY2018, and the USGS amount for FY2019 is what was requested for USGS NEHRP activities. N/A means that the requested amount for FEMA was not available for FY2019 as of November 2018.

a. Total requested amount for FY2019 does not include the amount for FEMA, which is not available as of November 2018.

The NEHRP Reauthorization Act of 2018 (P.L. 115-307)

The 2018 NEHRP reauthorization act largely leaves the current four-agency NEHRP program intact, while providing some new areas of emphasis and specific authorization of appropriations levels for the member agencies. It is the product of two nearly identical bills: S. 1768, introduced by Senator Feinstein on September 6, 2017, with seven original cosponsors; and H.R. 6650, introduced by Representative Rohrabacher on August 3, 2018, with three original cosponsors.

Upon introduction, S. 1768 was referred to the Senate Committee on Commerce, Science, and Transportation, which held a markup on December 13, 2017. An amendment in the nature of a substitute, introduced by Senator Gardner, was accepted by the committee, the bill was reported favorably out of committee, and the Senate passed the bill by unanimous consent on September 27, 2018. Upon introduction, H.R. 6650 was referred to the House Science, Space, and Technology Committee; the House Natural Resources Committee; and the House Transportation and Infrastructure Committee. The Senate-passed bill in its final form was nearly identical to H.R. 6650, and the House passed S. 1768 by unanimous consent on November 27, 2018. The bill became law on December 11, 2018, as P.L. 115-307).

The sections below discusses changes to the NEHRP program authorized by P.L. 115-307.

Changes to Findings, Purposes, Definitions (Section 2)

As noted above, NEHRP activities shifted long ago from a goal of earthquake prediction to earthquake hazard reduction. The 2018 NEHRP reauthorization act codifies that shift by removing references to earthquake prediction throughout the bill. For example, Section 2 modifies the congressional findings section (42 U.S.C. 7701) by omitting the linkage between seismological research and earthquake prediction, substituting the finding that "a well-funded seismological research program could provide the scientific understanding needed to fully implement an effective earthquake early warning system.”13 earthquake hazards reduction; (2) effectiveness of NEHRP; (3) the need to revise NEHRP; and (4) NEHRP’s management, coordination, implementation, and activities. ACEHR is distinct from the congressionally established 1990 NEHRP Advisory Committee, which ended its service in 1993. 13 For a discussion of prediction and warning and the changes in the meaning of a warning system, see footnote 7. Congressional Research Service 5 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Section 2 of the 2018 act introduced the concept of resilience to earthquake hazards.14 For example, Section 2 cited a National Research Council study withimplement an effective earthquake early warning system."12 An earthquake early warning system would automatically send an alert to areas in danger of potential shaking after the earthquake is initially triggered. The alert would potentially allow components of the lifeline infrastructure,13 such as electric utilities, railway systems, and even hospital operating rooms, to cease activities that could be impaired by violent shaking before the first earthquake-triggered surface waves reach them.

Section 2 of P.L. 115-307 also introduces the concept of resilience to earthquake hazards. For example, Section 2 cites a National Research Council study that includes goals and objectives for achieving national earthquake resilience.1415 Section 2 also amendsamended the congressional statement-of-purpose section (42 U.S.C. 7702) to includeadd the purpose of increasing thecommunities’ resilience of communities to future earthquakes in addition to the to the existing purpose of reducing the risks to life and property. The new act defines "community resilience" in the definitions section of the 2018 act defined community resilience as “of the law (42 U.S.C. 7703) to mean "the ability of a community to prepare and plan for, absorb, recover from, and more successfully adapt to seismic events."

” (42 U.S.C. 7703). Section 2 of P.L. 115-307 also takes note of the aspect of resilience that includesP.L. 115-307 called for resilience to include building design and construction of buildings, so that those structures are built to potentially continue functioning, or to be reoccupied, in spite of despite earthquake damage. Section 2 introduced the language of “re-occupancy, recovery, reconstruction.” In addition, P.L. 115-307 addeddamage. The act notes that the built environment historically has been constructed and maintained to prevent severe injuries or loss of life, but not necessarily to continue functioning or to be reoccupied without a complete reconstruction. Section 2 introduces the language of "re-occupancy, recovery, reconstruction" following an earthquake to capture this trend within the seismic resilience community.

The new act also adds the states of Oregon and Tennessee, together with the Commonwealth of Puerto Rico, to the 39 states previously identified as subject to15 states the law named as facing significant earthquake risk. The 2018 law identified 39 states facing major or moderate seismic risk (42 U.S.C. 7701).

16 Changes to Program Activities and Agency Responsibilities (Section 3) Section 3 of the 2018 NEHRP reauthorization act added new duties for the ICC. P.L. 115-307 required the committee to develop a strategic plan for NEHRP, a management plan to implement the strategic plan, and a coordinated interagency budget on a biennial basis. The ICC is developing a strategic plan for FY2022-FY2029 and intends to submit the plan to Congress likely in fall 202117 the management plan and interagency budget await a finalized strategic plan. In addition, P.L. 115-307 required the ICC to develop memoranda of understanding with any relevant federal agencies (such as the National Aeronautics and Space Administration and the National Oceanic and Atmospheric Administration) on data sharing and resource commitments in the event of an earthquake disaster. Further, the ICC shall coordinate with the Secretaries of Agriculture and the Interior on the use of federal lands for monitoring, research, and data collection. The ICC is required to coordinate with the Secretaries of Transportation and Housing and Urban Development on earthquakes’ effects on transportation and building stocks (including the lifeline infrastructure). The 2018 act required the NEHRP ICC to coordinate with its counterpart committee on the National Windstorm Impact Reduction Program,18—as well as with other natural hazards coordination committees, as determined appropriate—to share data and best practices. 14The term resilience in discussions regarding reducing earthquake risk and resilience typically refers to better preparations, better situational awareness, and more earthquake-resistant structures that lead to less damage and faster recovery from an earthquake. Earthquake-resistant structures are structures that are capable of withstanding, with less damage, an earthquake that could harm people and property and that are capable of reoccupation and function right after an earthquake. 15National Research Council, National Earthquake Resilience, Research, Implementation, and Outreach, 2011, at http://www.nehrp.gov/pdf/nrc2011.pdf. 16 The act identifies these particular states—Alaska, California, Hawaii, Illinois, Massachusetts, Missouri, Montana, Nevada, Oregon, New Jersey, New York, South Carolina, Tennessee, Utah, and Washington―and the Commonwealth of Puerto Rico as facing significant earthquake risks. 17 NEHRP, ACEHR Report on NEHRP Effectiveness FY20-FY21: A Report from the Advisory Committee on Earthquake Hazards Reduction, September 30, 2021, available at https://nehrp.gov/pdf/ACEHR_2021_Report_Package_to_NIST.pdf (hereinafter cited as NEHRP, ACEHR Report, 2021), pp. i and 2. 18 See National Institute of Standards and Technology (NIST), Engineering Laboratory/Materials and Structural Congressional Research Service 6 link to page 11 link to page 6 link to page 7 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Section 3 of P.L. 115-307 modified FEMA’s duties and required FEMA to enter cooperative agreements or contracts to establish demonstration projects on earthquake hazards modification, link research and mitigation efforts with emergency management programs, and prepare educational materials for national distribution (substituting the word “shall” in the enacted language for the word “may” in existing law). Section 3 of P.L. 115-307 removed statutory language requiring the USGS to develop procedures for making earthquake predictions and replaced it with language for developing procedures to issue earthquake alerts and early warnings. The 2018 act inserted language to “continue the development of the ... [ANSS], including earthquake early warning capabilities,” as part of 42 U.S.C. 7704(a)(2)(D).19 Further, P.L. 115-307 required the USGS, in the event of an earthquake, to issue an alert and a warning, when necessary and feasible, to FEMA, NIST, and state and local officials. The act required the USGS to publish maps of active faults and folds, plus maps of areas that are susceptible to specific earthquake hazards (e.g., liquefaction or landslides).20 The 2018 NEHRP reauthorization act removed language in existing law that required NSF to support earthquake-related research using NEES. Instead, P.L. 115-307 referred to using “experimental and computational facilities.”21 Section 3 of P.L. 115-307 added(Section 3)

Within the four broad NEHRP program activities, Section 3 of P.L. 115-307 adds a new component to help promote earthquake hazards reduction. The act adds to the activities listed under 42 U.S.C. 7704(a)(2)(B) the requirement of "publishing a systematic set of maps of active faults and folds, liquefaction susceptibility, susceptibility for earthquake induced landslides, and other seismically induced hazards." If carried out, such a repository of maps could be considered an important tool for reducing earthquake risk by the spectrum of potential users at the federal, state, local, and tribal government level, as well as the developers of national building codes, developers, building owners, and others involved in planning and construction of the structural environment. It is not clear whether this new requirement would involve the compilation and organization of existing maps or the creation of new maps; either could represent a significant undertaking by the NEHRP agencies.

The new act inserts language to "continue the development of the Advanced National Seismic System [ANSS], including earthquake early warning capabilities," as part of 42 U.S.C. 7704(a)(2)(D). In addition, it deletes references to the George E. Brown Jr. Network for Earthquake Engineering Simulation.15

Section 3 also adds new duties for the Interagency Coordinating Committee. Under P.L. 115-307, the committee is required to develop a strategic plan for NEHRP, a management plan to implement the strategic plan, and a coordinated interagency budget on a biennial basis. The committee also is required to develop memoranda of understanding with any relevant federal agencies on data sharing and resource commitments in the event of an earthquake disaster. The act identifies the National Aeronautics and Space Administration and the National Oceanic and Atmospheric Administration as two agencies to coordinate with on data sharing and resource allocation "to ensure judicious use of Government resources and the free-flowing exchange of information related to earthquakes."

Further, the committee shall coordinate with the Secretaries of Agriculture and the Interior on the use of federal lands for monitoring, research, and data collection. The committee also is required to coordinate with the Secretaries of Transportation and Housing and Urban Development on the effects of earthquakes on transportation and building stocks (part of the lifeline infrastructure described above).

The new act requires that the NEHRP Interagency Coordinating Committee coordinate with its counterpart committee on Windstorm Impact Reduction, as well as other natural hazards coordination committees as determined appropriate, to share data and best practices.

NEHRP Agencies

Under P.L. 115-307, NIST would remain the lead agency for the program, with its duties and responsibilities largely unchanged. FEMA also retains most of its duties and responsibilities, with a few modifications. For example, the previous NEHRP authorization allowed FEMA discretion in entering cooperative agreements or contracts with states, local jurisdictions, or other federal agencies to establish demonstration projects on earthquake hazard modification, linking research and mitigation efforts with emergency management programs, or preparing educational materials for national distribution. Section 3 of P.L. 115-307 requires FEMA to enter cooperative agreements or contracts for these purposes (substituting the word "shall" in the enacted language for the word "may" in preexisting law). Also, states that enter into these agreements would be required to provide a 25% cost share, unless FEMA lowers or waives the cost-share requirement. The act allows FEMA to reduce or waive the requirement for "a small impoverished community," as defined in Section 203 of the Disaster Relief Act of 1974 (42 U.S.C. 5133(a)).16

Statutory language requiring USGS to develop procedures for making earthquake predictions is removed under Section 3 and replaced with language for developing procedures for issuing alerts and early warnings. Further, P.L. 115-307 requires the USGS to issue an alert and an earthquake warning, when necessary and feasible, to FEMA, NIST, and state and local officials, in the event of an earthquake.

The new act strikes language in current law that requires NSF to support earthquake-related research using the George E. Brown Jr. Network for Earthquake Engineering Simulation (NEES), and instead refers generically to using "experimental and computational facilities." Also, Section 3 adds a new subsection to existingto current law requiring NSF to identify and track NEHRP grant funding. Review of NEHRP (Section 4) Section 4 of P.L. 115-307 required the Government Accountability Office (GAO) to complete a review of federal earthquake hazards risk reduction efforts and report its findings within three years of enactment.22 GAO interviewed the agencies and is preparing its findings for Congress.23 Seismic Standards (Section 5) Section 5 of grant funding that is part of the NEHRP program, and to provide a report at least every two years specifying the amount of NSF funding awarded to conduct research that enhances the understanding of earthquake science.

Review of NEHRP (Section 4)

Section 4 of P.L. 115-307 requires the Comptroller General of the United States to complete a review of federal earthquake hazard risk reduction efforts. The review and report from the Comptroller General on its findings must be completed within three years of enactment.17

The review requires discussion of the following elements:

  • the extent to which the USGS has identified the risks and hazards to the United States posed by earthquakes, including risks and hazards resulting from tsunamis and landslides that are generated by earthquakes;
  • the efforts of FEMA and NIST to improve the resilience of the United States to earthquakes and to identify important gaps in the resilience of the United States to earthquakes;
  • progress made by NIST and the Interagency Coordinating Committee18 in advancing the plans and goals of NEHRP and how coordination among the NEHRP agencies may be improved;
  • the extent to which the results of research in earthquake risk and hazards reduction supported by NSF during the 40 years of NEHRP have been effectively disseminated to federal, state, local, and private-sector stakeholders; and
  • the extent to which the research done under NEHRP has been applied to both public and private earthquake risk and hazards reduction.

The report also would include recommendations from the Comptroller General to improve NEHRP and the resiliency of the United States to earthquake risks.

Seismic Standards (Section 5)

Section 5 of P.L. 115-307 replaces language in current law (42 U.S.C. 7705b) that called for the adoption of seismic safety standards for buildings constructed or leased by the federal government. The new language requires, instead, an assessment and recommendations for improving the built environment and critical infrastructure specifically "to P.L. 115-307 replaced language in current law (42 U.S.C. 7705b) that called for the adoption of seismic safety standards for buildings constructed or leased by the federal government. The 2018 NEHRP reauthorization act required, instead, an assessment and recommendations for improving the built environment and critical infrastructure, specifically “to Systems Division, “National Windstorm Impact Reduction Program Office,” at https://www.nist.gov/el/materials-and-structural-systems-division-73100/national-windstorm-impact-reduction-program-nwirp. 19 In Section 8 (Technical Corrections) of P.L. 115-307, the act deleted references in the U.S. Code to the Advanced National Seismic System (ANSS) predecessor—the Advanced National Seismic Research and Monitoring System. For more on ANSS, see the “Management of Advanced National Seismic System (Section 6)” section of this product. Also note that earthquake early warning means providing an alert after the start of an earthquake is detected, which is the modern definition and usage of the term (as opposed to the meaning of warning in the 1977 act, see footnote 7). 20 Earthquakes cause intense ground shaking, ground displacement and liquefaction. Liquefaction occurs when loose, weak or water-saturated soils or rocky materials lose their strength because of earthquake-induced ground shaking. When liquefaction happens around structural elements, such as buildings or bridges, these structures can be damaged or collapse. For more information about liquefaction, see USGS, “What Is Liquefaction?,” at https://www.usgs.gov/faqs/what-liquefaction. Earthquakes can trigger other natural hazards such as tsunamis, landslides, fires, floods, or volcanic eruption. 21 See footnote 11. 22 P.L. 115-307 required GAO to submit the report to the Senate Committees on Commerce, Science, and Transportation; Energy and Natural Resources; and Homeland Security and Governmental Affairs, and to the House Committees on Science, Space, and Technology; Natural Resources; and Homeland Security. 23 NEHRP, ACEHR Report, 2021, pp. 5-6. Congressional Research Service 7 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief reflect performance goals stated in terms of post-earthquake reoccupancy and functional recovery time.” time."

This language highlights one of the changes in overall NEHRP program direction to enhance the aspect of earthquake resilience, meaning building structures that would allow for continued use and reoccupancy following an earthquake. The assessment and recommendations would come from a committee of experts, appointed by the Director of NIST and Administrator of FEMAhighlighted one of the changes in NEHRP emphasis to enhance resilience. The NIST Director and the FEMA Administrator appointed a committee of experts, representing federal agencies, nongovernmental organizations, the private sector, disaster management associations, engineering associations, and construction and homebuilding industry associations. Under P.L. 115-307, the committee is required to submit a report to Congress with recommended options no later than June 30, 2020.19

Management Plan for Advanced National Seismic System (ANSS) (Section 6)

The ANSS is a nationwide network of seismographic stations operated by USGS. It consists of a "backbone", to prepare such a report for Congress.24 NIST and FEMA jointly published the committee’s report in January 2021.25 The report recommended seven actions for communities to enhance resiliency: 1. Develop a framework for post-earthquake reoccupancy and functional recovery objectives 2. Design new buildings to meet recovery-based objectives 3. Retrofit existing buildings to meet recovery-based objectives 4. Design, upgrade, and maintain lifeline infrastructure systems to meet recovery- based objectives 5. Develop and implement pre-disaster recovery planning focused on recovery- based objectives 6. Provide education and outreach to enhance awareness and understanding of earthquake risk and recovery-based objectives 7. Facilitate access to financial resources needed to achieve recovery-based objectives. Management of Advanced National Seismic System (Section 6) ANSS is a nationwide network of seismic stations operated by the USGS. It consists of a “backbone” network of about 100 seismic stations throughout the United States, the National Earthquake Information Center, the National Strong Motion Project, and 15 regional seismic networks operated by the USGS and partner institutions.20 The new act requires26 The 2018 NEHRP reauthorization act required a new five-year management plan for ANSS. The USGS submitted a five-year management plan for ANSS to Congress in November 2021.27 The plan prioritized core ANSS activities including monitoring, 24/7 reporting, rapid assessment, and earthquake early warning. Authorization of Appropriations (Section 7) Section 7 of P.L. 115-307 authorized appropriations for NEHRP activities over a five-year period, FY2019-FY2023. The act apportioned the same authorized amount per agency each year. The total authorization broken down by agency was as follows: 24 P.L. 115-307 required the committee to submit a report to Congress with recommended options no later than June 30, 2020. The committee submitted the report to the Senate Committees on Commerce, Science, and Transportation; Energy and Natural Resources; and Homeland Security and Governmental Affairs, and to the House Committees on Science, Space, and Technology; Natural Resources; and Homeland Security. 25 NIST and FEMA, Recommended Options for Improving the Built Environment for Post-Earthquake Reoccupancy and Functional Recovery Time, NIST-FEMA Special Publication FEMA P-2090/NIST SP-1254, January 2021, at https://doi.org/10.6028/NIST.SP.1254. 26 For more information, see the USGS, Earthquake Hazards Program, “ANSS—Advanced National Seismic System,” at https://www.usgs.gov/natural-hazards/earthquake-hazards/anss-advanced-national-seismic-system. 27 The USGS, Earthquake Hazards Program, Advanced National Seismic System 5-Year Management Plan, November 2021. Congressional Research Service 8 link to page 12 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief  USGS: $83.4 million per year, $417 million total28  NSF: $54 million per year, $270 million total  FEMA: $8.76 million per year, $43.8 million total  NIST: $5.9 million per year, $29.5 million total The total five-year NEHRP authorization of appropriations was a new five-year management plan for ANSS, which includes the following elements:

  • strategies to continue developing an earthquake early warning system;
  • a mechanism for securing participation of state and regional earthquake monitoring entities in ANSS, including those defunded by ANSS during the past five years;
  • a plan to encourage and support integration of geodetic and geospatial data products into monitoring activities in earthquake-prone regions;
  • a plan to identify and evaluate existing data sets available across commercial, civil, and defense entities to determine if there are additional data sources to inform the development and deployment of ANSS and an earthquake early warning system; and
  • a plan to ensure a geographically diverse management and advisory structure for ANSS.

The five-year management plan is due within one year of enactment.

Authorization of Appropriations (Section 7)

Section 7 of P.L. 115-307 authorizes appropriations for NEHRP activities over a five-year period, FY2019-FY2023. The new act apportions the same authorized amount per agency each year. The total authorization is broken down by agency as follows:

  • USGS—$83.4 million per year, $417 million total;21
  • NSF—$54 million per year, $270 million total;
  • FEMA—$8.76 million per year, $43.8 million total;
  • NIST—$5.9 million per year, $29.5 million total.

The total five-year NEHRP authorization of appropriations is $760.305 million for FY2019-FY2023, or about $152 million annually. The findings section (Section 2) of P.L. 115-307 recognizes noted that the National Research Council in 2011 recommended funding of approximately $300 million annually for 20 years (in 2009 dollars).22 That value;29 that amount is about twice the average annual amount authorized for appropriations in P.L. 115-307.

Outlook

At present, earthquakes cannot be accurately predicted. For example, although historically Alaska has experienced a magnitude 7 earthquake nearly every year, it has proved impossible to predict exactly when and where an earthquake will occur. The November 30, 2018, Anchorage earthquake was no exception, although as the most earthquake-prone state, Alaska has a relatively high probability of experiencing earthquakes every year compared to many other western states.

In its 1990 reauthorization, NEHRP shifted its program emphasis from prediction to hazards reduction. Since then, the program's focus has been on understanding the earthquake hazard and its risk to populations and infrastructure in the United States, developing effective measures to reduce earthquake hazards, and promoting the adoption of earthquake hazard reduction measures in vulnerable areas.

Legislation to modify NEHRP in the 108th Congress (P.L. 108-360) reflected congressional concerns about how well the four NEHRP agencies coordinated their efforts to maximize the program's potential. The National Earthquake Hazards Reduction Program Reauthorization Act of 2018 (P.L. 115-307) leaves the program largely intact, while emphasizing activities to promote greater resilience to earthquakes and activities that would enhance the effectiveness of an earthquake early warning system, among other changes. The new act authorizes annual appropriations levels for NEHRP at slightly higher levels than the amount of enacted appropriations for the program in FY2017, but slightly lower than the amount enacted in FY2018. P.L. 115-307 also removes statutory language regarding earthquake prediction.

Since NEHRP shifted its emphasis toward reducing losses during an earthquake, one persistent question has been how to establish a more precise relationship between NEHRP activities and reduced earthquake risk and actual losses from earthquakes. Section 4 of P.L. 115-307 appears to address that question by requiring the Comptroller General of the United States to review the activities of the program and produce a report for Congress that addresses the earthquake risks and hazards in the nation. The review and report are to examine how federal activities are addressing those risks and hazards, including how states, tribes, and local governments are using NEHRP-generated information and implementing measures to reduce their earthquake risk.

Author Contact Information

Peter Folger, Specialist in Energy and Natural Resources Policy ([email address scrubbed], [phone number scrubbed])

Footnotes

1.

Hazard is not the same as risk. Earthquake hazard is related to the probability of a certain level of a shaking event caused by an earthquake within a certain time frame. Risk could be described as the combination of the hazard and the affected population (which includes the infrastructure supporting that population). Large population centers would therefore be at a higher risk than small population centers for the same degree of earthquake hazard, in general. The original NEHRP legislation, arguably, mistakenly conflated the terms hazard and risk. More recently, the term resilience has been introduced in discussions regarding reducing earthquake risk (i.e., indicating improving resilience to earthquake hazards).

2.

The U.S. territories are not included in this assessment.

3.

State of Alaska, Alaska Seismic Hazards Safety Commission, "Earthquake Risk in Alaska," at http://seismic.alaska.gov/earthquake_risk.html.

4.

U.S. Geological Survey, 2018 Anchorage Earthquake, https://www.usgs.gov/news/2018-anchorage-earthquake.

5.

See, for example, U.S. Geological Survey (USGS), "Can You Predict Earthquakes?" at https://www.usgs.gov/faqs/can-you-predict-earthquakes?qt-news_science_products=0#qt-news_science_products.

6.

Lifelines are essential utility and transportation systems. Within the earthquake community, the term lifelines has generally given way to the term lifeline infrastructure. See the Earthquake Engineering Research Institute white paper, "Improve Reliability of Lifeline Infrastructure Systems," April 5, 2016, at https://www.eeri.org/wp-content/uploads/eeri-policy-lifelines.pdf.

7.

The Advanced National Seismic System is a nationwide network of seismographic stations operated by USGS. The Global Seismic Network is a global network of stations coordinated by the Incorporated Research Institutions for Seismology, a nonprofit organization.

8.

The Natural Hazards Engineering Research Infrastructure (NEHRI) is a distributed, multiuser, national facility that provides research infrastructure for the natural hazards research community, including earthquake and wind engineering experimental facilities, cyber infrastructure, computational modeling and simulation tools, and research data. Personal communication from Karen Pearce, senior legislative affairs specialist, NEHRI, October 6, 2017.

9.

U.S. House of Representatives, Committee on Science, National Earthquake Hazards Reduction Program Reauthorization Act of 2003, 108th Cong., 1st sess., H.Rept. 108-246 (August 14, 2003), p. 13.

10.

Building codes typically are developed by independent standards organizations, such as the International Code Council (ICC). According to the ICC, 50 states and the District of Columbia have adopted International Codes© developed by the ICC at the state or jurisdictional level. See https://www.iccsafe.org/about-icc/overview/about-international-code-council/.

11.

In constant (2018) dollars, the difference between total authorized amounts over the five-year periods in P.L. 108-360 and P.L. 115-307 would be at least $330 million (using the U.S. Department of Labor, Bureau of Labor Statistics, CPI Inflation Calculator, https://www.bls.gov/data/inflation_calculator.htm).

12.

An early-warning system would send a warning after an earthquake occurred but before the damaging seismic waves reach a community that would be affected by the seismic waves. In contrast, an earthquake prediction would provide a date, time, and location of a future earthquake.

13.

P.L. 115-307 replaces the term lifelines with the term lifeline infrastructure wherever it appears in the U.S. Code.

14.

National Research Council, National Earthquake Resilience, Research, Implementation, and Outreach, 2011, http://www.nehrp.gov/pdf/nrc2011.pdf.

15.

In Section 8 (Technical Corrections) of P.L. 115-307, the act also deletes references in the U.S. code to the ANSS predecessor—the Advanced National Seismic Research and Monitoring System.

16.

Commonly referred to as the Stafford Act.

17.

P.L. 115-307 requires the Comptroller General to submit the report to the Committee on Commerce, Science, and Transportation, the Committee on Energy and Natural Resources, and the Committee on Homeland Security and Governmental Affairs of the Senate; and the Committee on Science, Space, and Technology, the Committee on Natural Resources, and the Committee on Homeland Security of the House of Representatives.

18.

As defined in Section 4 of the Earthquake Hazards Reduction Act of 1977 (42 U.S.C. 7703).

19.

For the Senate, the report would go to the Committees on Commerce, Science, and Transportation; Energy and Natural Resources; and Homeland Security and Governmental Affairs. For the House, the report would go to the Committees on Science, Space, and Technology; Natural Resources; and Homeland Security.

20.

For more information, see U.S. Geological Survey, Earthquake Hazards Program, ANSS—Advanced National Seismic System, at https://earthquake.usgs.gov/monitoring/anss/.

21.

P.L. 115-307 requires that $30 million of the annual authorized amount for the USGS be made available for completion of the ANSS.

22.

National Research Council, National Earthquake Resilience, Research, Implementation, and Outreach, 2011, p. 4, http://www.nehrp.gov/pdf/nrc2011.pdf.

. Table 2 shows the enacted funding for NEHRP agencies from FY2005 through FY2021 and the budget request for FY2022.30 Table 2. Enacted Funding for NEHRP, FY2005-FY2021, and FY2022 Budget Request (in millions of current dollars) Fiscal Year USGS NSF FEMA NIST Total FY2005 58.3 53.1 14.7 0.9 127.0 FY2006 54.5 53.8 9.5 0.9 118.7 FY2007 55.4 54.8 9.1 1.7 121.0 FY2008 58.1 55.6 6.1 1.7 121.5 FY2009 61.2 55.3 9.1 4.1 129.7 FY2010 62.8 55.3 9.0 4.1 131.2 FY2011 61.4 53.3 7.8 4.1 126.6 FY2012 60.4 53.2 7.8 4.1 125.5 FY2013 55.6 52.2 7.8 3.9 119.5 FY2014 58.7 51.0 7.8 3.9 121.4 FY2015 64.4 52.2 7.4 3.9 127.9 FY2016 67.0 54.2 8.5 5.2 134.9 FY2017 71.0 54.2 8.5 5.2 138.9 FY2018 90.1 65.7 8.5 5.2 169.5 FY2019 90.1 60.5 8.7 5.2 164.5 FY2020 92.1 53.4 8.9 4.8 159.2 FY2021 92.6 53.4 8.9 4.8 159.7 28 P.L. 115-307 required $30 million of the annual authorized amount for the USGS be made available for completion of ANSS. 29 National Research Council, National Earthquake Resilience, Research, Implementation, and Outreach, 2011, p. 4, at http://www.nehrp.gov/pdf/nrc2011.pdf. 30 Enacted appropriations for FY2005-FY2009 totaled $617.9 million, or 68% of the total amount of $902.4 million authorized in P.L. 108-360 over the five-year span. P.L. 115-307 authorized a total of $760.3 million for NEHRP activities summed over the five-year span FY2019-FY2023, approximately $142 million less than the total amount authorized by P.L. 108-360 (not adjusted for inflation). In constant 2018 dollars, the difference between total authorized amounts over the five-year periods in P.L. 108-360 and P.L. 115-307 would be at least $330 million (using the U.S. Department of Labor, Bureau of Labor Statistics, CPI Inflation Calculator, at https://www.bls.gov/data/inflation_calculator.htm). Congressional Research Service 9 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Fiscal Year USGS NSF FEMA NIST Total FY2022 99.8 53.4 8.7 4.8 166.7 Requested Sources: NEHRP Office, see “About Us”; Annual Reports, Budgets and Plans, Agency Budget Charts, 2005-2021 NEHRP Agency Budgets chart and 2022 Requested Funding for NEHRP Agencies, at https://www.nehrp.gov/about/reports.htm. Notes: According to the NEHRP office, the FEMA and NIST budgets are those agencies’ allocations for NEHRP activities from the total agency appropriations through FY2021. The NSF budget is the foundation’s estimated expenditure for NEHRP activities from total agency appropriations through FY2021. Beginning in FY2018, the USGS budgets included congressional “one-time” funding additions for ShakeAlert but excluded the $8.0 mil ion supplemental funding for seismic network restoration fol owing Hurricane Maria. Amounts are reported to the nearest $0.1 mil ion. NEHRP Progress Since Reauthorization in 2018 Since NEHRP’s reauthorization in 2018, the program has focused on earthquake early warning systems, improved building codes and building standards, functional recovery methods for structures, pathways to community resilience, and continued basic research to understand earthquake hazards and risks. ACEHR reviews NEHRP progress and recommends actions to make NEHRP more effective in biennial reports to Congress, as mandated by P.L. 108-360. 31 The 2021 ACEHR report identified the following three NEHRP activities as noteworthy and continued priorities: 1. ShakeAlert, the earthquake early warning system operating on the West Coast 2. The joint NIST-FEMA report on reoccupancy and functional recovery, which made seven recommendations and detailed four options for Congress to carry out these recommendations 3. The significance and status of basic research on earthquakes and earthquake- resistant structures through traditional grants and cooperative agreements, plus the addition of three new coordinated research opportunities Earthquake Early Warning: ShakeAlert The first operational earthquake early warning system in the United States,32 called ShakeAlert, provides alerts to users in California, Oregon, and Washington.33 Several studies show that 31 The ACEHR, established by Congress (P.L. 108-360), provides comprehensive biennial reports on NEHRP progress. Two reports, covering FY2018-FY2019 and FY2020-FY2021, respectively, provide more details on recent NEHRP activities: NEHRP, ACEHR Report on NEHPR Effectiveness FY18-FY19: A Report from the Advisory Committee on Earthquake Hazards Reduction, September 27, 2019, at https://www.nehrp.gov/pdf/September_2019_ReporttotheNISTDirector.pdf; and NEHRP, ACEHR Report, 2021. 32 Operational means the system sends warnings to technical users who have agreements with ShakeAlert (and, in some cases, hardened communications that allow for the most rapid and secure alerting) and to individuals who signed up for ShakeAlert messaging through their state emergency management agencies. In some areas and in some cases, the system is not fully operational, because there are not enough sensors to monitor for earthquakes or because the communications of alerts are not established to provide adequate warning before the shaking arrives. 33 Users include government and nongovernmental organizations that partner with ShakeAlert to receive warnings so they can take specific actions to reduce risks. Some of these actions are automated, such as the Bay Area Rapid Transit System (BART) automatically slowing or stopping trains because of an earthquake alert. Other users include individuals who sign up to receive the alerts through the California, Oregon, or Washington emergency management agencies. Alerts to individuals suggest protective actions based on the severity of the shaking. Action standards were Congressional Research Service 10 link to page 13 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief earthquake early warning systems are cost-effective—that is, the cost savings in terms of risk reduction is greater than the actual cost of the system.34 One study estimated that early warnings reduce injuries from earthquakes by more than 50%.35 Today, after an earthquake starts, ShakeAlert warns users in California, Oregon, and Washington that intense ground shaking will reach their location in seconds to minutes. This warning allows users to take actions to protect people and property before shaking occurs and thereby reduce the risk of damage to structures, lifelines, transportation, construction, medical procedures, business operations, educational services, and other activities. Several organizational users, such as train systems and large buildings, have programmed their infrastructure to take certain automated actions upon receipt of a warning.36 Nonautomated responses by individuals include executing the drop, cover, and hold on maneuver and stopping school activities, vehicles, and hazardous activities.37 Reoccupancy Recommendations and Building Codes NEHRP generates improved design guidance products, model building codes, national consensus building standards, and construction guidelines to reduce earthquake risks. A 2019 study by the National Institute of Building Sciences estimated that the development and adoption of seismic provisions in building codes since the advent of modern seismic design provisions have produced a national average benefit-cost ratio of 12 to 1 (i.e., $12 saved in avoided losses for every $1 invested in earthquake requirements for buildings).38 The study estimated that retrofitting older buildings to earthquake-resistant standards provides a national average benefit-cost ratio of 13 to 1. The 2021 ACEHR report encouraged NEHRP to follow through on the recommendations in the 2020 joint NIST-FEMA report on reoccupancy and functional recovery. The 2021 ACEHR report suggested four options for Congress to help NEHRP follow through on the recommendations: 1. Support technical development of recovery-based regulations and retrofitting of buildings and lifeline infrastructure systems 2. Incentivize action (e.g., through FEMA’s Building Resilient Infrastructure and Communities grants)39 by encouraging state and local jurisdictions to adopt recovery-based codes, standards, and practices developed by the Southern California Earthquake Center and other authorities. 34 NEHRP, ACEHR Report, 2021, p. 13; and J. A. Strauss and R. M. Allen, “Benefits and Costs of Earthquake Early Warning,” Seismological Research Letters, vol. 87, no. 3 (May-June 2016), pp. 765 -772 (hereinafter cited as Strauss and Allen, “Benefits and Costs”). 35 Strauss and Allen, “Benefits and Costs.” 36 See footnote 33 for an example of an automated alert. 37 For a list of actions to take before, during, and after an earthquake, including a description of drop, cover, and hold on, see Ready.gov, “Earthquakes,” at https://www.ready.gov/earthquakes. 38 National Institute of Building Sciences, Natural Hazard Mitigation Saves, 2019, see https://nibs.org/projects/natural-hazard-mitigation-saves-2019-report. 39 FEMA introduced a new program in FY2020, the Building Resilient Infrastructure and Communities (BRIC). The priorities for BRIC in FY2021 are to incentivize natural hazard risk reduction activities that mitigate risk to public infrastructure and disadvantaged communities; projects that mitigate risk to one or more community lifelines; projects that incorporate nature-based solutions; projects that enhance climate resilience; and adoption and enforcement of the latest published editions of building codes. More information is available at the FEMA BRIC website, https://www.fema.gov/grants/mitigation/building-resilient-infrastructure-communities. Congressional Research Service 11 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief 3. Encourage the executive branch to develop recovery-based seismic design and retrofit requirements for federally owned and leased buildings 4. Lead the development and implementation of a federal education campaign around earthquake risk and recovery-based objectives Basic Research The 2021 ACEHR report considered basic research the foundation for making progress on earthquake early warning systems and improving earthquake-resistant building codes, standards, and construction practices. Together, research, warning, and standards enhance resilience, and resilience is a congressional objective emphasized in the NEHRP law. Much of the basic research occurs through grants and cooperative agreements awarded in three of the NSF’s directorates: Geosciences; Engineering; and Social, Behavioral, and Economic Sciences. The 2021 ACEHR report highlighted three new research initiatives involving these NSF directorates and other agencies. One of these initiatives, a new cross-directorate opportunity known as Coastlines and People Competition, funds a research hub to examine Cascadia Subduction Zone hazards and mitigation, among other projects.40 The other new initiatives, NSF-NIST Disaster Resilience Research Grants and the NSF-Department of Homeland Security Civic Innovation Challenge, are interagency competitions that aim to strengthen earthquake resilience by improving fundamental knowledge of earthquakes and their effects.41 Issues for Congress Congress established NEHRP in 1977 to understand earthquake hazards and reduce their risks. NEHRP has made progress on congressional objectives for earthquake warning, risk reduction, and resilience. Congress may consider several issues regarding NEHRP, including the following:  Program Efficacy. How much and how well does NEHRP reduce risks?  Federal and Nonfederal Partnerships: How well do the four agencies work together and with other partners?  Program Management: How well do the agencies plan, manage, and implement program objectives? In the coming months, Congress is expected to receive the ICC’s FY2022-FY2029 strategic plan for NEHRP and GAO’s report on the effectiveness of earthquake hazards risk reduction. Congress may consider the plans and recommendations in these reports as part of its deliberations on and oversight of NEHRP. In addition, in its deliberations on NEHRP funding and the authorization of appropriations timeframe (which currently expires at the end of FY2023), Congress may use information in these and earlier reports, such as the 2011 National Research Council report that recommended $300 million annually for NEHRP. 40 The Cascadia Subduction Zone is a major tectonic plate boundary that lies just offshore of southwestern British Columbia, the Pacific Northwest and northern California. At the plate boundary, the Juan de Fuca oceanic plate subducts beneath the North American crustal plate causing earthquakes and volcanic activity, among other hazards. See NSF Award Description: Large-Scale CoPe: The Cascadia Coastlines and People Hazards Research Hub https://www.nsf.gov/awardsearch/showAward?AWD_ID=2103713&HistoricalAwards=false. 41 NEHRP, ACEHR Report, 2021, pp. 8-9 and 14-15. Congressional Research Service 12 The National Earthquake Hazards Reduction Program (NEHRP): Issues in Brief Author Information Linda R. Rowan Analyst in Natural Resources Policy Disclaimer This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan shared staff to congressional committees and Members of Congress. It operates solely at the behest of and under the direction of Congress. Information in a CRS Report should not be relied upon for purposes other than public understanding of information that has been provided by CRS to Members of Congress in connection with CRS’s institutional role. CRS Reports, as a work of the United States Government, are not subject to copyright protection in the United States. Any CRS Report may be reproduced and distributed in its entirety without permission from CRS. 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