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Congress has an interest in preventing pregnancy among teenagers because of the long-term consequences for the families of teen parents and society more generally. Since the 1980s, Congress has authorized—and the U.S. Department of Health and Human Services (HHS) has administered—programs with a focus on teen pregnancy prevention. This report intends to assistassists Congress within tracking developments in four teen pregnancy preventionprevention programs that are currently funded. The report provides detailed information about each program and includes a table that can illustrate the ways in which the programs are both similar and different
Multiple HHS offices worked together to establish the Teen Pregnancy Prevention Evidence Review process following enactment of the FY2010 omnibus appropriations. The review, which was discontinued in 2017, was intended to identify prevention models that have been shown to be effective based on studies since approximately the late 1990s. HHS has encouraged or required grantees for some teen pregnancy prevention programs to use these models.
The four current programs are the Teen Pregnancy Prevention (TPP) program, the Personal Responsibility Education Program (PREP), the Title V Sexual Risk Avoidance Education program, and the Sexual Risk Avoidance Education program. Despite their similar names and purposes, the latter two programs have different authorizing laws and funding mechanisms. Generally, the four programs serve vulnerable young people in schools, afterschool programs, community centers, and other settings. Grantees include states, nonprofits, and other entities.
The TPP program was established and initially funded by the FY2010 omnibus appropriations law (P.L. 111-117). Subsequent appropriations laws have also provided discretionary funding. As required in appropriations law, the majority of TPP program grants (Tier 1) must use evidence-based education models that have been shown to be effective in reducing teen pregnancy and related risk behaviors. A smaller share of funds is available for research and demonstration grants (Tier 2) that implement innovative strategies to prevent teenage pregnancy. FY2018 funding for the TPP program is $101 million. HHS has taken steps to discontinue the current cohort of grantsThe Further Consolidated Appropriations Act, 2020 (P.L. 116-94) provides $101 million for the program.
PREP was established under Section 513 of the Social Security Act by the Patient Protection and Affordable Care Act (ACA, P.L. 111-148) in 2010. The program receives mandatory funding and is designed to educate adolescents on both abstinence and contraception for preventing pregnancy and sexually transmitted infections, and on selected adult preparation subjects. The PREP authorizing law requires most grantees to replicate evidence-based programs that are proven to change behavior related to teen pregnancy. FY2018 funding for the program is $75 millionThe Coronavirus Aid, Relief and Economic Security Act (CARES Act, P.L. 116-136) provides $75 million through FY2020 and additional funding for October 1 through November 30, 2020, equal to the amount appropriated over the same period in FY2020.
The Title V Sexual Risk Avoidance Education programprogram is authorized at Section 510 (Title V) of the Social Security Act. It was formerly known as the Title V Abstinence Education Grant program, which was authorized by the 1996 welfare reform law (P.L. 104-193). The Bipartisan Budget Act of 2018 (P.L. 115-123) renamed the program and made other changes. The program focuses on implementing sexual risk avoidance, meaning voluntarily refraining from sex before marriage. Grantees may set aside some of their fundingfunds to conduct rigorous and evidence-based research on sexual risk avoidance. FY2018 funding for the program is $75 millionAs with the PREP program, the CARES Act provides $75 million through FY2020 and additional funding for October 1 through November 30, 2020, that is equal to the amount appropriated over the same period in FY2020.
The Sexual Risk Avoidance Education program (not to be confused with the Title V program of the same name program (sometimes referred to as the General Departmental Management Sexual Risk Avoidance program) was established and funded by the FY2016 omnibus appropriations law (P.L. 114-113). OtherSubsequent appropriations laws have since provided discretionary funding. Grantees are to use funding for education on voluntarily refraining from non-maritalnonmarital sexual activity, and they are encouraged to implement evidence-based approaches that teach the benefits associated with resisting risk behaviors. FY2018 funding for the program is $25 million.
Multiple HHS offices worked together to establish the Teen Pregnancy Prevention (TPP) Evidence Review process following enactment of the FY2010 omnibus appropriations law (P.L. 111-117). The review is intended to inform the teen pregnancy prevention field about which prevention models have been shown to be effective based on studies from the past 20 years. TPP Tier 1 grantees must use models identified in the review. HHS encourages grantees for the other teen pregnancy prevention programs to use models identified in the review as well.
The Centers for Disease Control and Prevention (CDC), the federal government's lead public health agency, has identified teen pregnancy asP.L. 116-94 provides FY2020 funding of $35 million for the program.
Introduction
Teen pregnancy is a major public health issue because of its high cost for families of teenage parents and society more broadly.1 In addition, teen pregnancy disproportionately affects certain minority communitiesracial and ethnic groups and selected states and territories.2 The teen birth rate has been in decline; however, given the consequences associated with teen births, Congress has continued to authorize, and the executive branch has administered, programs to delayand the executive branch continue to support programs that focus on delaying sexual activity and preventpreventing pregnancies among teenagers.
Four current programs have an exclusive focus on teenage pregnancy prevention education:23
This report will refer, and was most recently reauthorized through November 30, 2020, under Title III, Division A of the CARES Act;
34 The four programs are administered byin the U.S. Department of Health and Human Services (HHS).
This report begins with a brief discussion of recent developments in funding for the four teen pregnancy prevention programs. It then provides background on the role of Congress and the executive branch in preventing teen pregnancy. The remainder of the report focuses on the four programs, examining the types of grants they provide as well as related funding, requirements, and research activities.4 Table A-1 in Appendix A summarizes key programmatic information and allows for comparisons across the programs. Table A-2 in Appendix A describes the changes made by the Bipartisan Budget Act of 2018 (BBA of 2018, P.L. 115-123), enacted on February 9, 2018, to Section 510 of the Social Security Act. The BBA of 2018 renamed the Title V Abstinence Education Grant program as the Title V Sexual Risk Avoidance Education program and made other programmatic changes, retroactively effective October 1, 2017The TPP program was administered by the Office of Adolescent Health (OAH) until it was subsumed under the newly created Office of Population Affairs (OPA) in the Office of the Assistant Secretary for Health (OASH) in June 2019.5 (The footnotes of the report continue to reference publications that were authored by OAH.) The three other programs are administered by the Family and Youth Services Bureau (FYSB) in HHS's Administration for Children and Families (ACF).
This report provides background on the role of Congress and the executive branch in preventing teen pregnancy. It then focuses on the four programs, examining the types of grants they provide as well as related funding, requirements, and research activities.6 The table in Appendix A summarizes key programmatic information and allows for comparisons across the programs. Appendix B includes a table that indicates whether the states and territories, or entities within those jurisdictions, receive funding under each of the four programs.
ThisThe report accompanies CRS Report R45184, Teen Birth Trends: In Brief; and CRS In Focus IF10877, Federal Teen Pregnancy Prevention Programs.
report accompanies CRS Report R45184, Teen Birth Trends: In Brief.
Recent Developments The Bipartisan Budget Act of 2018 (BBA of 2018, P.L. 115-123) reauthorized the PREP program. It also renamed the Title V Abstinence Education Grant program as the Title V Sexual Risk Avoidance Education program and specified new program requirements on financial allotments, educational elements, research and data, and evaluations. The law provides mandatory funding of $75 million annually for the PREP program and Title V Sexual Risk Avoidance Education program in FY2018 and FY2019.
HHS has taken steps to discontinue the current cohort of TPP grantees funded with FY2015 through FY2017 appropriations. HHS sent notices to all 84 TPP grantees in the summer of 2017 informing them that their expected five-year projects would end in June or September 2018 instead of June or September 2020. In addition, five organizations that provided technical assistance to the grantees were informed that their expected five-year grant period ended on June 30, 2017, instead of June 30, 2022. In April 2018, HHS published funding announcements for two new types of projects under the TPP program that will be funded with FY2018 appropriations: (1) Phase I Replicating Programs Effective in the Promotion of Healthy Adolescence and the Reduction of Teenage Pregnancy and Associated Risk Behaviors (Tier 1); and (2) Phase I New and Innovative Strategies to Prevent Teenage Pregnancy and Promote Healthy Adolescence (Tier 2). Tier 1 projects are intended to replicate and scale up curricula informed by two tools that identify the elements of effective teen pregnancy prevention programs. One of the tools focuses on sexual risk avoidance, or abstinence, and the other focuses on broader approaches that can include abstinence. Tier 2 projects are intended to evaluate innovative strategies to prevent teen pregnancy and address youth sexual risk by focusing on protective factors (e.g., positive relationships with caring adults, positive connections to school, etc.). Such projects can take a sexual risk avoidance or broader approach. Both Tier 1 and Tier 2 projects will focus on teen populations that are vulnerable to early pregnancy.5 |
The federal government has long played a role in educating teens and the public generally about preventing pregnancy and sexually transmitted infections (STIs). This has involved public awareness campaigns; providing public health services, including information and access to contraceptives; publishing materials about STIs; and funding organizations to provide sexual education. The federal approach to teen pregnancy prevention has often reflected prevailing public views about sexuality and the role that the federal government should play in the private lives of its citizens.67
Since the early 1980s, the federal government has supported programs that have an exclusive focus on preventing teen pregnancy.78 Discussion about these programs has often focused on the type of approaches to pregnancy prevention they should take. Some policymakers and other stakeholders in the teen pregnancy prevention field have contended that teens should not engage in sex before marriage to avoid unplanned pregnancies and protect against STIs. Further, they support the idea that teenagers need to hear a single, unambiguous message that sex outside of marriage is harmful to their physical and emotional health.89 This approach is sometimes referred to as "abstinence-only," and more recently as "sexual risk avoidance."
Other stakeholders have prioritized an approach that provides broad information to teenagers to help them make informed decisions about whether to engage in sex, and about using contraceptives if they do.910 They contend that such an approach allows young people to make choices regarding abstinence, gives them the information they need to set relationship limits and resist peer pressure, and provides them with information on the use of contraceptives and the prevention of STIs.
Congress has authorized and provided funding for programs that take one or both of these approaches to preventing teen pregnancy. Of the current programs, the Title V Sexual Risk Avoidance Education and the Sexual Risk Avoidance Education programs focus exclusively on abstaining from premarital sex. The PREP program requires most grantees to place "substantial emphasis on both abstinence and contraception for the prevention of pregnancy among youth and sexually transmitted infections."10 The TPP program does not necessarily focus on any one approach, and some grantees use multiple program models to meet the various needs of youth. For example, a TPP program grantee in South Carolina uses an evidence-based model that provides abstinence-only education and other evidence-based models that have broader approaches.11
The general public appears to support educating teenagers about both abstinence and contraception. A nationally representative telephone survey conducted in 2017 for11 TPP grantees may use either or both approaches.12
Understanding of the public's opinion about teen abstinence and contraception is incomplete, largely due to contradictory results obtained from survey questionnaires fielded by different organizations. The design of the survey questions may have contributed to this variation. Based on one nationally representative survey in 2017 by Power to Decide, an organization focused on preventing unplanned pregnancy, found that about 8 out of 10most adults believe that teens should receive more information about abstinence and birth control and, as well as protection from sexually transmitted infections.12 Another nationally representative telephone survey conducted in 2019 by The Barna Group, a research organization that focuses on providing information to spiritual influencers, affirmed some of these findings; however, the study also indicated that respondents differed based on their political affiliation with regard to questions on whether certain sexual education topics should be taught.13
Two of the current teen pregnancy programs, TPP and PREP, reflect government-wide efforts beginning in the George W. Bush Administration and extending into the Obama Administration, to expand social programs that workeffective social interventions and eliminate those that do not.13are ineffective.14 The two programs use a "tiered evidence" approach: some current grantees employ teen pregnancy prevention models that are effective based on rigorous evaluation while other grantees develop and rigorously evaluate new or innovative approaches to reducing teen pregnancy.
HHS has identified which teen pregnancy prevention program models meet selected criteria for being considered "evidence-based." Multiple HHS offices worked together to establish the Teen Pregnancy Prevention (TPP) Evidence Review process following enactment of the FY2010 omnibus appropriations law (P.L. 111-117). P.L. 111-117 also authorized the TPP program and required it to use models that are proven effective through rigorous evaluation in reducing teen pregnancy and related outcomes. Despite the connection to the TPP program, the review is intended to more broadly inform the teen pregnancy prevention field.
The TPP Evidence Review seeks to identify which teen pregnancy prevention models have beenFollowing enactment of the FY2010 omnibus appropriations law (P.L. 111-117), multiple HHS offices worked together to establish the Teen Pregnancy Prevention Evidence Review process. This review was active from 2010 to 2017, and identified teen pregnancy prevention models that were shown to be effective based on studies from the past 20prior 30 years.1415 The review team prioritizesprioritized studies of programs based on whether they include—included youth ages 19 and younger and arewere intended to address teen pregnancy outcomes through some combination of educational, skill-building, or psycho-social interventions. The first review covered research released from 1989 through January 2010. Subsequent reviews have since beenwere conducted on an annual or biannual basis to incorporate newrecent research, including newly available evidence for programs that were previously reviewed.
These studies must have oneThe evidence review identified studies with statistically significant impactimpacts on at least one of five areas: (1) sexual activity, (2) number of sexual partners, (3) contraceptive use, (4) STIs or HIV, and (5) pregnancies. In addition, the studies must examinehad to evaluate impacts of programs using randomized controlled trials (RCTs) and quasi-experimental impact study designs.1516 For the studies that meetmet these initial criteria, reviewers assignassigned each one a rating of high, moderate, or low quality based on whether it usesused RCTs and quasi-experimental design, hashad relatively low attrition, controlscontrolled for differences between the treatment and comparison groups, and meetsmet certain other criteria.16
After its latest round of studies, the TPP Evidence Review includes 4117
The last review of studies, which covered the period through October 2016, included 48 evidence-based program models. Evidence-based teen pregnancy preventionThe identified programs are varied and approach the problem from different frameworks. HHS categorizescategorized the evidence-based models based on certain key features. For example, threefour of the identified models use an abstinence-only approach and some of the models incorporate information about abstinence. Other models focus on sexual health education, youth development, clinic-based services, and/or youth with certain histories (e.g., youth who are incarcerated). Programs differused an abstinence-only approach, other models focused on both abstinence and contraception, and others addressed healthy relationships and youth development. Programs differed based on their outcomes, settings (e.g., schools, clinics, homes, afterschoolafter school programs), session length and duration over time, and target population (e.g., males, females, African American youth, Hispanic youth, low-income youth, rural youth).17
P.L. 111-117 also authorized the TPP program and required it to use models that are proven effective through rigorous evaluation in reducing teen pregnancy and related outcomes. Despite the connection to the TPP program, the review was intended to more broadly inform the teen pregnancy prevention field.
Additional ResearchHHS has taken additional steps to develop research on teen pregnancy prevention interventions. These efforts have been funded through annual appropriations of approximately $4.5 million to $6.8 million in each of FY2011 through FY2018FY2020 for Section 241 of the Public Health ServicesService Act (PHSA). Section 241 provides authority for HHS to conduct evaluations of the implementation and effectiveness of public health programs. The funding has been used to support federal evaluations on teen pregnancy, including evaluation of TPP grantees; technical assistance about using rigorous program evaluation for TPP program grantees and unrelated grantees funded through the CDC; the TPPCenters for Disease Control and Prevention (CDC); the Teen Pregnancy Prevention Evidence Review; and measuring performance data for the TPP program and Pregnancy Assistance Fund (PAF) grantees.1819 The PAF provides competitive funding to state and tribal agencies to support pregnant and parenting teens and adults in school-based and community-based settings.
The Consolidated Appropriations Act, FY2010 (P.L. 111-117) established and provided annual discretionary funding for the Teen Pregnancy Prevention (TPP) program.1920 The TPP program has been funded via the appropriations process in subsequent years, including through FY2018 through FY2020. Funding has ranged from approximately $98 million to $110 million annually. The program primarily provides funds to public and private entities for evidence-based or promising programs that reduce teen pregnancy, including those that focus on sexual risk avoidance and/or use of contraceptives. However, HHS is in the process of discontinuing funding for the current cohort of TPP program grantees. See "Recent Developments" at the beginning of this report for further detail about the status of current funding.
Generally, the appropriations laws have
Generally, the appropriations laws have stated that funding should be competitively awarded. It has further specified that no more than 10% of TPP funding is for training and technical assistance, outreach, and other program support. Of the remaining amount, the appropriations laws have further stated the following:
Appropriation laws generally have not included additional guidance on how the program is to be administered. HHS has established eligibility and other requirements via funding announcements and other publications. Funding recipients must ensure they provide "age appropriate" and "medically accurate" information to their teen clients, as these terms have been defined in program funding announcements.20 The HHS Office of Adolescent Health (OAH), which administers the program, must approve the materials used by grantees for this purpose.21
A range of public and private entities have been eligible to apply for TPP funding. Such entities include nonprofit and for-profit organizations, universities and colleges, faith- and community-based organizations, hospitals, and research institutions, among other entities.
The TPP grants have supported twothree cohorts of Tier 1 grantees. This first cohort, from FY2010-FY2014, included 75 grantees in 37 states and the District of Columbia. 22 The current round of Tier 1 funding began with FY2015, and is in the process of being discontinued. The second cohort includes 58 grantees in 28 states, the District of Columbia, and the Marshall Islands.23
The second round of funds has been used to support two types of grants. 24 Tier 1A grantees are intermediary organizations that are providing capacity-building assistance (CBA) to youth-serving organizations to replicate evidence-based teen pregnancy prevention programs in areas with higher-than-average teen birth rates. CBA refers to the "transmission of knowledge and building of skills to enhance the ability of organizations to implement, evaluate, and sustain evidence-based TPP programs." Tier 1B grantees are entities that are replicating evidence-based programs to scale in communities with populations in the greatest need. Grantees are expected to develop and implement a plan to prevent teen pregnancy, engage in planning and piloting the programs, and then implement the programs.
This third cohort of Tier 1 grantees—referred to as Tier 1 Phase 1 Replication—supports 29 grantees in 15 states.25 The grant seeks to scale up effective programs that have been proven through rigorous evaluation to reduce teenage pregnancy, behavioral risk factors underlying teenage pregnancy, or other associated risk factors. Rigorous evaluation refers to scientific methods that include a randomized control trial, quasi-experimental design, or other rigorous alternative design. 26 In general, HHS requires Tier 1 grantees to use evidence-based approaches that the department has determined to be effective as part of its TPP Evidence Review. Grantees must implement their models consistent with the original evidence-based model and have minimal adaptations (e.g., changing names or details in a role play). In addition, HHS has was funded for FY2010-FY2014,.23 a second round of funding was provided for FY2015-FY2019, and a third round of funding is provided for FY2019-FY2020.24
evaluations have shown to behave been evaluated as effective in multiple sites, in different settings, and with different populations.25
As with Tier 1 grantees, HHS has funded two cohortsfunded a cohort of Tier 2 grants from FY2010-FY2014 and FY2015-FY2019. The first cohort included 18 grantees in 10 states and the District of Columbia, and the second cohort includes 26 grantees in 11 states, the District of Columbia, and the Marshall Islands.26 HHS is currently (FY2015-FY2019) funding three types of Tier 2 grants in the second cohort, though as noted, these grants are in the process of being discontinued. The grants include the following:27
Supporting and enabling early innovation to advance adolescent health and prevent teen pregnancy (Tier 2A grants): these grants are intended to establish independent intermediaries that select, fund, and support a portfolio of innovators across the country to design, test, and refine interventions for advancing adolescent health and preventing teen pregnancy.
Rigorous evaluation of new or innovative approaches to prevent teen pregnancy (Tier 2B grants): these grants are intended to increase the number of evidence-based teen pregnancy prevention interventions by rigorously evaluating new or innovative approaches for preventing teen pregnancy and related risk behaviors.
Effectiveness of teen pregnancy prevention programs designed specifically for young males (Tier 2C grants): these grants are intended to rigorously evaluate innovative interventions designed for young men ages 15 to 24 to reduce their risk of fathering a teen pregnancy. These interventions are to be feasibly implemented in target settings such as clinics and schools. This grant is administered by the CDC, in partnership with the OAH.
HHS has also provided FY2019 and FY2020 funding for Phase I Tier 2 (New and Innovative Strategies) funding to 14 grantees in 14 states. 30 In early 2020, HHS issued funding announcements to support additional grantees with FY2020 funds.31 Phase I Tier 2 grantees are evaluating and testing innovative strategies to reduce teen pregnancy, improve adolescent health, and address youth sexual risk holistically by focusing on protective factors for youth (e.g., positive connections to supportive adults) and/or key elements of effective practices that are recognized to affect adolescent risk behavior. Innovative strategies can include new or promising approaches, curricula, or services informed by scientific theory or empirical evidence that may lead to, or have the potential to result in, substantial reductions in teen pregnancy rates. HHS supported 41 program evaluations of the first cohort of TPP grants (FY2010-FY2015). This included 19 Tier 1 evaluations of 10 evidence-based models identified as part of the TPPwith funds for FY2010-2014 and a second cohort of grantees for FY2015-FY2019: 29 Tier 2A (supporting and enabling early innovation to advance adolescent health and prevent teen pregnancy), Tier 2B (rigorous evaluation of new or innovative approaches to prevent teen pregnancy), and Tier 2C (effectiveness of teen pregnancy prevention programs designed specifically for young males).
HHS provided detailed findings from these evaluations in a special supplement of the American Journal of Public Health in September 2016. Of the 41 evaluations, 12 showed a positive impact in at least one teen pregnancy-related outcome. Another 16 had no impacts (one of these also had a negative impact), and 13 had inconclusive results. Some of the evaluations were inconclusive because of high attrition, of weak contrasts between the treatment and control groups, or they did not meet HHS's research standards, or for other reasons.28
Separately, HHS conducted an evaluation to test whether three evidence-based models—¡Cuídate!, Reducing the Risk, and Safer Sex Intervention (SSI)—that were shown to be effective in a single study continued to have positive outcomes when replicated across nine TPP grantees in the first cohort. The evaluation examined behavioral outcomes related to teen pregnancy prevention. Cuídate! and SSI increased knowledge about sexual risk behavior in the short-term but did not have lasting impacts on this measure or other sexual risk behaviors or sexual activity. In the short term, SSI demonstrated a statistically significant impact on women's use of birth control when they engaged in sexual intercourse. Over the longer term, SSI had a promising impact on program participants who avoided pregnancy over 18 months after the start of the program. SSI did not have an effect on other sexual behaviors or outcomes.34 HHS also awarded FY2017 and FY2018 funding to MITRE Corporation to test and replicate meaningful ways to improve programs concerning teen pregnancy prevention under what is known as the Teen Pregnancy Prevention Study.35 MITRE currently operates the Health Federally Funded Research and Development Center (FFRDC) under contract with the Centers for Medicare and Medicaid (CMS). The TPP program funds are supporting a contract with MITRE as part of the Health FFRDC. MITRE has subcontracted with multiple entities to carry out activities under the contract. The project has several activities underway, including revising SMARTool (discussed previously), evaluating organizations that implement sexual risk avoidance education curricula that align with SMARTool, and developing and testing surveys of youth with key topics from SMARTool.36 Some TPP grantees in the first cohort were also involved in other evaluation work, including an experimental study of innovative strategies for preventing teen pregnancy prevention, known as the Adolescent Pregnancy Prevention Approaches (PPA) study, a cost study of grantees implementing 10 evidence-based programs, and a study of financial sustainability after TPP funding ended.37 Similarly, some TPP grantees in the second cohort are involved in research studies, including the Tier 1B grantees and grantees that implemented the Making Proud Choices! Model.38 In addition to these efforts, each grantee in both the first and second cohorts were required to conduct their own evaluation to examine the goals of their respective grant tiers (e.g., Tier 1, Tier 2A, and Tier 2B).39 PREPa failure to meet HHS's research standards, or other reasons.33
2940 PREP authorization and funding has been extended threemultiple times, most recently by the CARES Act for $75 million through FY2020 and additional funding for October 1 through November 30, 2020, equal to the amount appropriated over the same period in FY2020. times (P.L. 113-93, P.L. 114-10, and P.L. 115-123) with mandatory funding of $75 million for each of FY2015 through FY2019.
PREP funds states and other entities to carry out sexual education programs that placesplace "substantial emphasis on both abstinence and contraception." Recipients of PREP funds must fulfill requirements outlined in the law, including that they must implement programs that
41As with the TPP program, PREP uses a tiertiered-evidence approach. Some grantees replicateNearly all PREP participants are in evidence-based, effective programs that have been proven to delay sexual activity, increase condom or contraceptive use for sexually active youth, or reduce pregnancy among youth.42 Other grantees substantially incorporate elements of effective programs that have been proven to change behavior.
PREP includes four types of grants: (1) State PREP grants, (2) Competitive PREP grants, (3) Tribal PREP, and (4) Personal Responsibility Education Innovative Strategies (PREIS). Most of the PREP appropriation is allocated to states and territories via the State PREP grant. Funding for states and territories that did not apply for this grant is available to local entities under Competitive PREP grants. The law specifies certain levels of funding for the other components, including $10 million for the PREIS grants. After this set-aside, HHS must reserve 5% for grants to Indian tribes and tribal organizations (Tribal PREP) and 10% for training, technical assistance, and evaluation. Total FY2017FY2019 funding for the four grants was $63.7 million (the most recent information available)66.3 million. Of this amount, $40.543.6 million was for State PREP, $10.32 million was for Competitive PREP, $3.3 million was for Tribal PREP, and $9.61 million was for PREIS.3143
The 50 states, District of Columbia, and territories are eligible for State PREP funding. Funds are allocated by a formula that is based on the proportion of youth ages 10 through 19 in each jurisdiction relative to other jurisdictions. State PREP funds do not require a match. A total of 5051 jurisdictions applied for and received FY2017FY2019 PREP funding. This included 44 states, the District of Columbia, Guam, the Northern Mariana Islands, Puerto Rico, the Republic of Palau, the Virgin Islands, and the Federated States of Micronesia.3244 States and territories can administer the project directly or through sub-awards to public or private entities.
If a state or territory did not submit an application for formula funding in FY2010 or laterselected years, it is ineligible to apply for funding for each of FY2010 through FY2019.33in certain subsequent years.45 Organizations in such a state or territory are eligible to apply competitively for funding, which is to be awarded as a three-year grant. In practice, Competitive PREP applicants can include county or city governments, public institutions of higher education, and for-profit and nonprofit organizations, among other entities.34
Ten states and territories did not apply for State PREP funding: Florida, Indiana, Kansas, North Dakota, Texas, Virginia, American Samoa, Northern Mariana Islands, Marshall Islands, and Palau.3546 HHS awarded Competitive PREP funding for FY2012 through FY2014 to organizations in states that did not apply for funding in FY2010 or FY2011, and awarded Competitive PREP funding for FY2015 through FY2017 to organizations in states that did not apply for funding in FY2016 and FY2017. For each of FY2015 through FY2017, Competitive PREP funded 21 grantees. These grantees are in the states that did not receive PREP funds, except Kansas. in Florida, Indiana, North Dakota, Texas, Virginia, American Samoa, Guam, and the Northern Mariana Islands.47 Entities in Kansas did not apply for Competitive PREP funds. The Bipartisan Budget Act (P.L. 115-123), the law that most recently reauthorized the PREP program, specified that the Competitive grants that were awarded for any of FY2015 through FY2017 are to be extended for an additional two years, through FY2019.
Each State PREP and Competitive PREP applicant must include a description of its plan for using the allotment to achieve its goals related to reducing pregnancy rates and birth rates for youth populations.49 Applicants are required to specify the populations they will serve, and such populations must be the most high-risk or vulnerable for pregnancies or otherwise have special circumstances. As specified in the law, this includes youth who are ages 10 to 20 and in foster care, are homeless, live with HIV/AIDS, or reside in areas with high birth rates for youth, among other populations; pregnant youth who are under age 21; and mothers who are under age 21.36
States, territories, and entities that apply for State PREP or Competitive PREP funds must replicate evidence-based teen pregnancy prevention programs or substantially incorporate elements of effective programs. Grantees arehave been referred to the TPP(now discontinued) Teen Pregnancy Prevention Evidence Review, though they are not required to adopt the models identified in the review. A 2014 review of PREP grantees in 44 states and the District of Columbia, found that more than 90% of them expected to implement such evidence-based models.37
Grantee Profile: Massachusetts The PREP program in Massachusetts serves youth ages 10 Source: |
Tribal PREP grants are intended to support projects that educate American Indian and Alaska Native youth ages 10 to 20 and pregnant and parenting youth under age 21 on abstinence and contraception for the prevention of pregnancy, STIs, and HIV/AIDS. Specifically, grantees must support the design, implementation, and sustainability of culturally and linguistically appropriate teen pregnancy programs. Such programs must replicate evidence-based models, sustainably incorporate elements of effective models, or include promising practices within tribal communities.38 Although Tribal PREP grantees are referred to HHS's TPP Evidence Review, the review has not identified teen pregnancy prevention programs specifically for tribal youth. 50 Indian tribes and tribal organizations, as these terms are defined in the Indian Health Care Improvement Act, are eligible to apply for Tribal PREP funding. The first cohort of 15 grantees received funding from FY2011 through FY2015. 3951 The project period for the second cohort of eight grantees is from FY2016 through FY2020.40
PREIS grants are intended to build evidence for promising teen pregnancy prevention programs serving high-risk youth populations. The grants are awarded on a competitive basis to public and private entities to implement and evaluate innovative youth pregnancy prevention strategies that have not been rigorously evaluated and/or to participate in a federal evaluation of their program strategies if selected.
According to the most recent program funding announcement, innovative strategies could include those that are technology-based and/or computer-based, use social media, or are implemented in nontraditional classroom settings. Such strategies must be targeted to high-risk, vulnerable, and culturally under-represented youth populations.53 The law specifies that this includes youth ages 10 to 20 in or aging out of foster care; homeless youth; youth with HIV/AIDS; pregnant and parenting women who are under age 21 and their partners; young people residing in areas with high birth rates for youth; and victims of human trafficking. HHS also lists other selected youth populations in the program funding announcement: youth who have been trafficked, runaway and homeless youth, and rural youth.54 PREIS funds are awarded as five-year cooperative agreements. The first cohort of PREIS grantees, funded for FY2011 through FY2015, included 11 organizations.55 The second cohort of grantees, funded for FY2016 through FY2019, includes 13 organizations in 10 states and the District of Columbia that are funded for a project period that will expire with the end of FY2021.56 Evaluation ActivitiesAs amended by the Bipartisan Budget Act of 2018 (BBA 2018, P.L. 115-23), PREP authorizing law directs HHS to evaluate PREP programs and activities.57 In fulfilling this requirement, HHS is conducting an evaluation that has multiple components, including (1) describing how states have designed and implemented PREP programs, (2) collecting and analyzing performance measurement data, and (3) conducting a random assignment evaluation of grantees that receive State PREP or Competitive PREP funding.
The study of the grantees overall found that 472 providers operated 543 PREP programs across the country.58 The largest share of youth served by programs have been ages 13 through 16, and over one-quarter of programs served the most highly vulnerable youth (e.g., those who were in foster care, identified as LGBTQ, were in residential treatment for mental health issues).59 Further, youth tended to be served primarily through schools, during school hours. About three quarters of the youth reported that participating in PREP made them more prepared for adulthood.
The random assignment evaluation involved grantees implementing four evidence-based programs in rural Kentucky; Davenport, IA; New York City; and San Angelo, TX. Generally, the studies found mixed results, with some positive impacts such as an improvement in knowledge of contraception and STIs (Davenport, IA, grantee) and the reduced incidence of unprotected sex among youth who had previously had sex (San Angelo, TX, grantee).
Grantee Profile: Kentucky Department of Health |
The Kentucky Department of Health decreased the Reducing the Risk teen pregnancy prevention curriculum from 12 to 8 hours for students in a rural area of the state. The treatment group enrolled in Reducing the Risk (which still covered the same topics, just in a shorter period) and the control group received the school's standard health curriculum. The adapted version reduced the likelihood of having sex without a condom among students who were already sexually active, but it did not change the likelihood of having sex or having sex without a condom for the overall sample. Source: HHS, OPRE, Personal Responsibility Education Program (PREP) Evaluation: Evaluating a Teen Pregnancy Prevention Program in Rural Kentucky, OPRE Report Number 2018-105, October 2018. Note: This report includes examples of grantees funded under the four teen pregnancy prevention programs. The grantees were selected by CRS based on information available on the HHS website or provided via correspondence with HHS. Collectively, the grantees described in the report are intended to represent all regions of the country and are included for illustrative purposes only. |
PREIS grants are intended to build evidence for promising teen pregnancy prevention programs serving high-risk youth populations. The grants are awarded on a competitive basis to public and private entities to implement and evaluate innovative youth pregnancy prevention strategies that have not been rigorously evaluated and/or to participate in a federal evaluation of their program strategies if selected. According to the most recent program funding announcement, innovative strategies could include those that are technology-based and/or computer-based, use social media, or are implemented in non-traditional classroom settings. Such strategies must be targeted to high-risk, vulnerable, and culturally under-represented youth populations. The law specifies that this includes youth ages 10 to 20 in or aging out of foster care; homeless youth; youth with HIV/AIDS; pregnant and parenting women who are under age 21 and their partners; young people residing in areas with high birth rates for youth; and victims of human trafficking. HHS also lists selected other youth populations in the program funding announcement: youth who have been trafficked, runaway and homeless youth, and rural youth.41 PREIS funds are awarded as five-year cooperative agreements. The first cohort of PREIS grantees (FY2011 through FY2015) included 11 organizations.42 The second cohort of grantees (FY2016 through FY2020) includes 13 organizations in 10 states and the District of Columbia.43
The PREP authorizing law directs HHS to evaluate PREP programs and activities.44 In fulfilling this requirement, HHS is conducting an evaluation of four State PREP grantees—California, Maine, Pennsylvania, and South Carolina—to learn how PREP-funded programs are implemented and to assess their effectiveness in reducing teen pregnancies, STIs, and sexual risk behaviors. According to an early report on implementation of the program, the four states have developed similar approaches to supporting evidence-based strategies. The impact evaluation is underway, and is expected to be completed in 2018.45
Separate from these evaluation efforts, PREIS and Tribal PREP direct grantees to carry out evaluation activities. PREIS grantees must contract with independent third-party evaluators to conduct RCT or quasi-experimental research to determine whether grantees' interventions led to reduced pregnancies, births, and STIs. Tribal PREP grantees must partner with a university or other organization not associated with the grantee to conduct an evaluation (known as a "local evaluation") that is either descriptive (without treatment and comparison groups) or examines impacts using treatment and comparison groups. State PREP and Competitive PREP grantees may choose to conduct such evaluations.
The 1996 welfare reform law (P.L. 104-193) established the "Separate Program for Abstinence Education" under Section 510 in Title V of the Social Security Act.46 The program had long been known as the Title V Abstinence Education Grant program. The BBA of 2018 (P.L. 115-123) replaced Section 510, thereby changing the name of the program to the Sexual Risk Avoidance Education program; revising the program purpose areas; and adding new requirements on financial allotments, educational elements, research and data, and evaluation. Table A-2in Appendix A includes a side-by-side comparison of the statutory changes made by the BBA, which went into effect on October 1, 2017. The overall purpose of the program remains essentially the same, which is to provide youth ages 10 through 19 with education that focuses on refraining from sexual activity before marriage.
The Title V Sexual Risk Avoidance Education program is funded through mandatory spending. P.L. 104-193 provided $50 million per year for five years (FY1998-FY2002). The program was subsequently funded through June 30, 2009, by various legislative extensions. The ACA reauthorized the program, providing $50 million for each of FY2010 through FY2014. Three subsequent laws extended the program: The Protecting Access to Medicare Act of 2014 (P.L. 113-93), which provided $50 million in FY2015; the Medicare Access and CHIP Reauthorization Act of 2015 (P.L. 114-10), which provided $75 million per year for FY2016 and FY2017; and the BBA of 2018, which provides $75 million for each of FY2018 and FY2019.
Title V Sexual Risk Avoidance Sexual risk avoidance education must ensure that the "unambiguous and primary emphasis and context" for each of six sexual risk avoidance topics is "a message to youth that normalizes the optimal health behavior of avoiding nonmarital sexual activity." The sexual risk avoidance topics include the following:
Source: Section 510(b) of the Social Security Act. |
Multiple subsequent laws extended the program: (1) The Protecting Access to Medicare Act of 2014 (P.L. 113-93), which provided $50 million in FY2015; (2) the Medicare Access and CHIP Reauthorization Act of 2015 (P.L. 114-10), which provided $75 million per year for FY2016 and FY2017; (3) BBA 2018, which provided $75 million for each of FY2018 and FY2019; (4) the Continuing Appropriations Act, 2020, and Health Extenders Act of 2019 (P.L. 116-59), which provided $10.7 million through November 21, 2019; (5) the Further Continuing Appropriations Act, 2020, and Further Health Extenders Act of 2019 (P.L. 116-69), which provided $16.6 million through December 20, 2019; (6) the Further Consolidated Appropriations Act, 2020 (P.L. 116-94), which provides $48.3 million through May 22, 2020; and (7) the CARES Act (P.L. 116-136), which provides $75 million through FY2020 and additional funding for October 1 through November 30, 2020, equal to the amount appropriated over the same period in FY2020.States are eligible to request mandatory Title V Sexual Risk Avoidance Education funds for FY2018 and FY2019 if they submit an application for Maternal and Child Health (MCH) Block Grant funds for those same fiscal yearsSource: Section 510(b) of the Social Security Act.
4760 Title V Sexual Risk Avoidance Education funds are allocated to each jurisdiction based on two factors: (1) the amount provided to the program minus any reservations (up to 20%) made by HHS for administering it, and (2) states' relative proportion of low-income children nationally.4861 The law does not require states to provide a match.49
HHS maywas authorized to competitively award FY2018 and FY2019 funds to one or more entities within a state/territory that had not previously applied for its share of funding. The entity or entities would receive the amount that would have been otherwise allotted to that state. (The law does not define the entities that would be eligible.) The HHS Secretary is required to publish a notice to solicit grant applications for theany remaining competitive funds. The solicitation must to be published within 30 days after the deadline for states to apply for MCH Services Block Grant funds.63 Eligible states are required to apply for the Title V Sexual Risk Avoidance Education funds no later than 120 days after the deadline closed for states to apply for MCH Services Block Grant funds.
The 50 states, the District of Columbia, and the territories (Puerto Rico, U.S. Virgin Islands, Guam, American Samoa, Commonwealth of the Northern Mariana Islands, Federated States of Micronesia, the Republic of the Marshall Islands, and Republic of Palau) arewere eligible to apply. In FY2017 for FY2018 and FY2019 funding. In total, 37 states and two of the territories (Puerto Rico and the Federated States of Micronesia) applied for and received funding (under the Title V Abstinence Education Grant program).50
States/territories or other entities are required FY2019 funding. Another seven grantees in four states (Alaska, California, Hawaii, and Washington) and one territory (Guam) received new Competitive SRAE funding, in addition to grantees already funded, for FY2019.64
The law directs states/territories or other entities to implement sexual risk avoidance education that is medically accurate and complete, age-appropriate, and based on adolescent learning and developmental theories for the age group receiving the education.51 The education must also be culturally appropriate, recognizing the experiences of youth from diverse communities, backgrounds, and situations. 65 As described in the previous text box, sexual risk avoidance education must address six topics. IfAccording to the grant announcements for the program, if sexual risk avoidance education includes any information about contraception, such information must be medically accurate and ensure that students understand that contraception reduces physical risk but does not eliminate risk. In addition, sexual risk avoidance education may not include demonstration, simulations, or distribution of such contraceptive devices.
AUnder the authorizing statute, a state or other entity that receives Title V Sexual Risk Avoidance Education funding must, as specified by the HHS Secretary, collect information on the programs and activities funded through their allotments and submit reports to HHS on the data collected from such programs and activities.
Under the Title V Abstinence Education Grant program, HHS has required all jurisdictions to measureRecent grant announcements for the program specify that jurisdictions must assess the success of their abstinencesexual risk avoidance education programs through at least two outcome measures, one of which must be abstinence as a means for preventing teen pregnancy, births, and/or STIs.52Additionally, HHS has encouraged jurisdictions to identify programs that have demonstrated effectiveness in delaying the initiation of sexual activity or promoting abstinence from sexual activity. HHS has directed grantees to the TPP Evidence Review, though has not require grantees to use the models identified in the review.
Grantee Profile: Utah Additionally, the grant announcements have specified that grantees must implement a project with a "best practice and/or evidence-based approach." The grant announcements direct applicants to research documents, such as SMARTool and the CDC's HECAT (Health Education Curriculum Assessment Tool), that identify "critical elements to success in implementing programs to positively change youth behavior."66 As noted in the discussion of the TPP New and Innovative Strategies (Tier 2) grant, SMARTool was developed by the Center for Relationship Education, a nonprofit organization, in partnership with the CDC. The HECAT is an assessment tool to help schools and other entities identify a curriculum for health education courses and analyze the acceptability and appropriateness of the curriculum, among other objectives. This tool addresses multiple health topics, including sexual health.67 Grantee Profile: Arizona Source: Arizona Department of Health Services, Title V State Sexual Risk Avoidance Education Program State Plan, 2018. |
A state or other entity receiving funding under the Title V Sexual Risk Avoidance Education program may use up to 20% of its allotment to build the evidence base for sexual risk avoidance education by conducting or supporting research. Any such research must be rigorous, evidence-based, and designed and conducted by independent researchers who have experience in conducting and publishing research in peer-reviewed outlets.5368
Separately, HHS is requiredthe law, as amended by the BBA 2018, requires HHS to conduct one or more rigorous evaluations of the education (and associated data) funded through the Title V Sexual Risk Avoidance Education program. This evaluation is to be conducted in consultation with "appropriate State and local agencies." HHS is to consult with relevant stakeholders and evaluation experts about the evaluation(s). HHS must submit a report to Congress on the results of the evaluation(s). The report must also include a summary of the information collected and reported by states and other entities on their Sexual Risk Avoidance Education programs and activities.
HHS has contracted with Mathematica Policy Research, in partnership with Public Strategies, to conduct evaluation activities under what is known as the Sexual Risk Avoidance National Evaluation (SRANE). The evaluation includes both Title V SRAE grantees and SRAE program grantees funded under the General Departmental Management account, and has three components:
The Balanced Budget Act of 1997 (P.L. 105-133) directed HHS to conduct evaluation activities of the prior Title V Abstinence Education Grant program.5470 In response, HHS undertook a multi-year evaluation that included a study of how grantees in four states implemented abstinence education programs and a separate study that rigorously evaluated whether grantees' programs had impacts on teen sexual abstinence and related outcomes. The programs targeted youth in elementary and middle school and engaged them as part of the school setting, including in afterschool programming. Each youth participated for more than 50 hours. The study tracked outcomes for youth four and six years after they were enrolled in it. The impact evaluation found that youth who received abstinence education under the program did not have different outcomes than youth in the control group. TheyFurther, it found that youth were no more likely than their peers in the study to have abstained from sex.55
As noted, federal funding has supported abstinence-only education through the Community-Based Abstinence Education program (FY2001 through FY2009) and the Competitive Abstinence-Only program (FY2012 through FY2015). In each of FY2016 through FY2018FY2020, annual omnibus appropriations laws provided funding to support abstinence-only education through the Sexual Risk Avoidance Education program. Funding was $5 million in FY2016, $15 million in FY2017, and $25 million in FY2018, and $35 million in FY2019 and FY2020. The appropriations laws have specified that Sexual Risk Avoidance Education grants are to
72The appropriations law provided that up to 10% of the funding for sexual risk avoidance can be made available for technical assistance and administrative costs.
Through the grant application process for the Sexual Risk Avoidance Education program, HHS has identified multiple types of entities that are eligible for funding, including states, territories, and localities (county, city, township, special districts); school districts; public and state-controlled institutions of higher education; federally recognized tribal governments; Native American tribal organizations; public and Indian housing authorities; nonprofit organizations other than institutions of higher education; private institutions of higher education; small business; and for-profit organizations other than small businesses.57 ACF73 HHS awarded 10 grants infor FY2015, 21 grants in FY2016, and 27 grants in FY2017.58for FY2016, 27 grants for FY2017, 57 grants for FY2018, and 22 grants for FY2019.74
As specified in the funding announcement, grantees must incorporate an evidence-based program and/or effective strategies that have demonstrated impacts on delaying the initiation of sexual activity. HHS advises Sexual Risk Avoidance Education grantees to review evidence-based program models that are included as part of the TPP Evidence Review. In addition, grantees must link program participants to services with community agencies that support the health, safety, and well-being of participants.
Grantee Profile: Mission West Virginia HHS awarded Sexual Risk Avoidance Education funding to Mission West Virginia, a social services organization located in 11 of the state's counties. The organization implements the program, Promoting Health Among Teens! Abstinence-Only Intervention with Positive Youth Development Lessons. The program serves 400 youth ages 10-19. These youth are in foster care, juvenile detention centers, and treatment centers. Some of the participants are homeless and/or living in poverty. Mission West Virginia is also a TPP grantee and is implementing Love Notes and Draw the Line/Respect the Line. Source: HHS, Administration for Children and Families (ACF), Family and Youth Services Bureau (FYSB), "Competitive Abstinence Education Grantee Profiles," April 2017.
|
Grantee Profile: Healthy Visions in Ohio HHS awarded Sexual Risk Avoidance Education funding to Healthy Visions, a social services organization located in Cincinnati, OH. The organization implements two curricula, Choosing the Best and TYRO Rites of Passage. The program serves youth ages 10-19, including those in middle and high schools, a country-run juvenile detention center, and an education center for youth who are disadvantaged and have disabilities. The curricula focus on topics such as risk avoidance (such as delaying sex), setting goals, healthy relationships, communication skills, conflict resolution, stress management, and self-respect. Source: Kim McDonald, Alicia Meckstroth, and Susan Zief, IDEAS from the Field: A Case Study of the Healthy Visions Program, Mathematica Policy Research for HHS, Administration for Children and Families (ACF), Family and Youth Services Bureau (FYSB) and Office of Planning Research and Evaluation, OPRE Report Number 2019-13, April 2019. Note: This report includes examples of grantees funded under the four teen pregnancy prevention programs. The grantees were selected by CRS based on information |
Appropriations law and program funding announcements do not direct HHS or grantees to carry out evaluation activities. HHS tracks Sexual Risk Avoidance Education grantee performance—related to youth served, fidelity to curriculum, implementation, outcome measures, and community data—for monitoring purposes, not to measure the impacts of the program.59
Appendix A. Federal Teen Pregnancy Prevention Programs
Program Feature |
Teen Pregnancy Prevention (TPP) Programa |
Personal Responsibility Education Program |
Title V Sexual Risk Avoidance Education Program (known as the Title V Abstinence Education Grant program through FY2017) |
Sexual Risk Avoidance Education Program |
Authorizing law (and statutory citation, where applicable) |
Initial authorizing law was the Consolidated |
Patient Protection and Affordable Care Act (ACA, P.L. 111-148) |
Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (P.L. 104-193), as amended |
Initial authorizing law was the Consolidated Appropriations Act, 2016 (P.L. 114-113) and authority has continued through |
Description |
The program funds grantees to replicate programs that have been proven effective in reducing teen pregnancy and behavioral risk factors underlying teenage pregnancy (Tier 1 grants); and to develop, test, and refine additional programs and strategies for preventing teenage pregnancy (Tier 2 grants). In April 2018, HHS issued grant announcements for new projects. See "Recent Developments" at the beginning of this report for further detail about the status of current funding. |
The program funds states, territories, and other entities, under four components: State PREP, Competitive PREP, Tribal PREP, and Personal Responsibility Education Innovative Strategies (PREIS). "Personal responsibility education program" refers to a program that is (1) designed to educate adolescents on both abstinence and contraception for the prevention of pregnancy and sexually transmitted infections (STIs), including HIV/AIDS; and (2) incorporate at least three of six adult preparatory subjects (healthy relationships, adolescent development, financial literacy, education and career success, parent-child communication, and healthy life skills). |
The program funds states and territories (or other entity in a jurisdiction that did not apply for funds) to implement education exclusively on sexual risk avoidance, meaning voluntarily refraining from sexual activity. Sexual risk avoidance education must ensure that the "unambiguous and primary emphasis and context" for each of six sexual risk avoidance topics specified in the law is "a message to youth that normalizes the optimal health behavior of avoiding nonmarital sexual activity." |
The program funds grantees to implement sexual risk avoidance education that teaches participants how to voluntarily refrain from |
Administering agency within the U.S. Department of Health and Human Services (HHS) |
Office of |
Family and Youth Services Bureau (FYSB) within the Administration for Children and Families (ACF). |
FYSB/ACF |
FYSB/ACF |
Entities eligible to apply, and how funds are awarded |
Eligible Eligible entities vary depending on the grant, but generally include nonprofit and for-profit organizations; small, minority, and women-owned businesses; state and local governments; universities and colleges; community- and faith-based organizations; hospitals; federally recognized or state-recognized American Indian and Alaska Native tribal governments; and other tribal entities (e.g., Alaska Native health corporations). Funds are awarded on a competitive basis. |
As specified in the authorizing law, funds are awarded on a formula basis to states and territories under the State PREP program. Funds are allocated based on the proportion of children in each state between the ages of 10 and 19 relative to the total number of youth nationally. State PREP funds that would have been allocated to states that did not apply for them are competitively awarded under the Competitive PREP program. As listed in the program funding announcements, entities eligible to apply for the Competitive PREP program and PREIS generally |
As specified in the authorizing law, all states and territories that receive Maternal and Child Health (MCH) block grant funds in FY2018 and FY2019 are eligible to apply. HHS may competitively award FY2018 and FY2019 funds to one or more entities (not defined) within a state/territory that had not previously applied for its share of funding. The entity or entities would receive the amount that would have been otherwise allotted to that state/territory. Allotments are based on two factors: (1) the amount provided to the program minus any reservations (up to 20%) made by HHS for administering it, and (2) states' relative proportion of low-income children nationally. |
Funds are awarded on a competitive basis. |
Type of funding, year(s) of funding, and funding set- asides (where applicable) |
Discretionary spending; funded through appropriations law. Funding is authorized through FY2020. Up to 10% of appropriated funds can be used for training and technical assistance, outreach, and other program support. Of the remaining amount, 75% is to be used to replicate programs (Tier 1 grants) and 25% is to be used for developing, testing, and refining additional models (Tier 2 grants). |
Mandatory spending; funded through authorizing law. Funding is authorized through |
Mandatory spending; funded through authorizing law. Funding is authorized through |
Discretionary spending; funded through appropriations law. Funding is authorized |
Cost sharing |
Not applicable. |
Not applicable. |
Not applicable. |
Not applicable. |
Enacted federal funding from FY2010- |
FY2010: $110.0 million |
FY2010: $75.0 million |
FY2010: $50.0 million |
FY2010: Not funded |
Use of evidence-based interventions |
Per the |
State PREP jurisdictions and Competitive PREP grantees must replicate evidence-based, effective programs or substantially incorporate elements of effective programs that have been proven on the basis of rigorous scientific research to change behavior. The grant announcements have specified that Tribal PREP grantees are to replicate evidence-based effective programs The grant announcements have specified that PREIS grantees are to use innovative strategies, with |
A state/territory or other entity
|
|
Target population |
The TPP grants do not specify a certain target population (either in the authorizing statute or program funding announcement), with the exception of one grant (Tier 2C). This grant focuses on teen pregnancy prevention programs for young males. The other grants focus on youth in geographic areas with the greatest need (Tier 1A and Tier 1B) and addressing disparities in teen pregnancy rates using innovative approaches (Tier 2A and Tier 2B). |
The authorizing statute specifies that jurisdictions and grantees are generally to provide services to youth ages 10 through 19, with a focus on high-risk or vulnerable youth. This includes youth in or aging out of foster care, homeless youth, youth with HIV/AIDS, pregnant and parenting women age 21 and under and their partners, and young people residing in areas with high birth rates for youth. Tribal PREP grantees must serve American Indian/Alaska Native (AI/AN) youth age 10 through 19 or pregnant and parenting women age 21 and under. Per the program funding announcement, Tribal PREP grantees may serve AI/AN youth who have the additional risk factors previously discussed (and other risk factors such as having experienced sex trafficking). |
Youth ages 10 through 19. |
Per the program funding announcement, grantees are to provide services to youth populations that are the most high-risk or vulnerable for pregnancies or otherwise have special circumstances. These populations include youth in or aging out of foster care, runaway and homeless youth, rural youth, culturally underrepresented youth, and |
Number of youth |
Grantees served 65,788 youth in FY2016 (and 140,032 youth in FY2014, the last year of funding under the first cohort of grantees). |
Grantees served |
Under the prior Title V Abstinence Education Grant program, grantees served 399,000 youth in FY2015. |
|
Setting for services |
|
|
(Under the prior Title V Abstinence Education Grant program, school was the primary setting)
|
|
Duration and intensity of services |
On average, across all grantees, each TPP participant from FY2016 was offered 20 hours of programming. Individual program models implemented by TPP grantees may be as brief as 30 minutes, delivered in a single session; or as long as 10 hours per week, delivered over multiple years. The most frequently used programs offer 8 to 10 hours of programming. |
Varies by grantee, from less than 1 week, with 3 to 4 sessions lasting 2 to 3 hours; to 9 months, with a minimum of 25 sessions. |
Under the prior Title V Abstinence Education Grant program, HHS encouraged grantees to conduct at least 14 hours of programming. |
Varies by grantee, from 2 weeks to 7 weeks for some programs, with 9 to 10 one-hour sessions; to 9 or more months, with 40 to 50 sessions. |
Sources: Authorizing law
Sources: Authorizing and appropriation laws (referenced in table); Congressional Research Service (CRS) correspondence with the U.S. Department of Health and Human Services (HHS), Administration for Children and Families (ACF), Family and Youth Services Bureau (FYSB), and Office of the Assistant Secretary for Health (OASH), Office of Population Affairs (OPA, formerly Office of Adolescent Health, (OAH), July 2017 and December 2019; HHS, Fiscal Year 20182021 Justification of Estimates for Appropriations Committees for General Departmental Management, pp. 92, 119;p. 97; and HHS, Fiscal Year 20192021 Justification of Estimates for Appropriations Committee for Administration for Children and Families, pp. 274-276; and the Consolidated Appropriations Act, 2018 (P.L. 115-141).
Notes:
Teen Pregnancy Prevention (TPP) program:Program: (1) HHS, Fiscal Year 20182021 Justification of Estimates for Appropriations Committees for General Departmental Management, and HHS, OASH, OAH, Capacity Building to Support Replication of Evidence-Based TPP Programs (Tier 1A), AH-TPITP1-15-001, 2015; (2) HHS, OASH, OAH, Replicating Evidence-Based Teen Pregnancy Prevention Programs to Scale in Communities with the Greatest Need (Tier 1B), AH-TPITP1-15-002, 2015; (3) HHS, OASH, OAH, Supporting and Enabling Early Innovation to Advance Adolescent Health and Prevent Teen Pregnancy (Tier 2A), AH-TP2-15-001, 2015; (4) HHS, OASH, OAH, Rigorous Evaluation of New or Innovative Approaches to Prevent Teen Pregnancy (Tier 2B), AH-TP2-15002, 2015; and (5) HHS, CDC, Effectiveness of Teen Pregnancy Prevention Programs Designed Specifically for Young Males [Tier 2C], RFA-DP-15-007, 2014(5) HHS, OASH, OAH, Funds for Phase I New and Innovative Strategies (Tier 2) to Prevent Teenage Pregnancy and Promote Healthy Adolescence, AH-TP2-18-001-2018; (6) HHS, OASH, OAH, Announcement of Availability of Funds for Replication of Programs Proven Effective through Rigorous Evaluation to Reduce Teenage Pregnancy, Behavioral Risk Factors Underlying Teenage Pregnancy, or Other Associated Risk Factors (Tier 1) – Phase I, AH-TP1-19-001, 2019; and (7) HHS, OASH, OFA, Performance Measures Snapshot, The Teen Pregnancy Prevention Program: Performance Prevention Program: Performance in 2017-281 (Year 3), May 2018.
Personal Responsibility Education Program (PREP): (1) HHS, ACF, FYSB, State Personal Responsibility Education Program (PREP), HHS-2016-ACF-ACYF-PREP-1138, 2016; (2) HHS, ACF, FYSB, Personal Responsibility Education Program (PREP) Competitive Grants Under the Affordable Care Act (ACA), HHS-2015-ACF-ACYF-AK-0984, 2015, (3) HHS, ACF, FYSB, Affordable Care Act Tribal Personal Responsibility Education Program for Teen Pregnancy Prevention, HHS-2016-ACF-ACYF-AT-1130, 2016; and (4) and HHS, ACF, FYSB, Personal Responsibility Education Program Innovative Strategies, HHS-2016-ACF-ACYF-AP-1153, 2016.
Title V Sexual Risk Avoidance Education program/Mandatory Title V Abstinence Education Grant program:Program: (1) HHS, ACF, FYSB, Title V State Abstinence Education Grant, Combined FY2016 and FY2017 Applications, HHS-2016-ACF-ACYF-AEGF-1131, 2016, See also HHS, ACF, FYSB, State Abstinence Education Grant Program Fact Sheet, June 23, 2016; and HHS, ACF, FYSB, State Abstinence Performance Progress Report Form, April 18, 2012Title V State Sexual Risk Avoidance Education Program Funding Announcement, HHS-2018-ACF-ACYF-SR-1359, 2018; and (2) HHS, ACF, FYSB, Title V Competitive Sexual Risk Avoidance Education Funding Announcement, HHS-2018-ACF-ACYF-TS-1549-2019.
Sexual Risk Avoidance Education program:Program: HHS, ACF, FYSB, Sexual Risk Avoidance Education Program, HHS-20162019-ACF-ACYF-SR-1197, 20161550, 2019.
a. The information in the table is primarily based on how the program has been implemented through FY2017FY2019.
b. This code provides authority to HHS to make grants to states and other public organizations for paying part of the cost of research and demonstration projects, such as those relating to the prevention and reduction of dependency, among other related topics.
c. See HHS, Fiscal Year 20192021 Justification of Estimates for Appropriations Committee for Administration for Children and Families (PREP and Title V Abstinence Education Grant program, now known as the Title V, Title V Sexual Risk Avoidance Education program, and Sexual Risk Avoidance Education program) and HHS, Fiscal Year 20182021 Justification of Estimates for Appropriations Committee for General Departmental Management (Sexual Risk Avoidance Education program and TPP). These appropriations include sequestration for the Title V Abstinence Education Grant program (which was funded through FY2017), TPP program, and PREP in FY2013, FY2014, and FY2017; and sequestration for the Sexual Risk Avoidance Education program in FY2017. The Title V Abstinence Education Grant program is the only program to have received funding prior to FY2010. In each of FY1998 through FY2009, the program received $50 million annually.
Table A-2. Comparisons of Provisions in the Title V Abstinence Education Grant Program and Title V Sexual Risk Avoidance Education Program
Section 510 of the Social Security Act
Program Feature |
|
Title V Sexual Risk Avoidance Education Program (retroactively effective with FY2018) |
Purposes |
Title V Abstinence Education Grant funds had to be used exclusively by states and territories for teaching abstinence and could not be used in conjunction with, or for, any other purpose. The law defined the term "abstinence education" as an educational or motivational program that
|
Title V Sexual Risk Avoidance Education program funds are available to a state/territory or other entity (in a jurisdiction that did not apply for funds) to implement education exclusively on sexual risk avoidance, meaning voluntarily refraining from sexual activity. This requirement does not apply to research conducted by the state/territory or other entity or to information that the state or entity may collect under the program. States/territories or other entities are required to implement sexual risk avoidance education that is medically accurate and complete, age-appropriate, and based on adolescent learning and developmental theories for the age group receiving the education. The education must also be culturally appropriate, recognizing the experiences of youth from diverse communities, backgrounds, and situations. In addition, sexual risk avoidance education must ensure that the "unambiguous and primary emphasis and context" for each of six sexual risk avoidance topics is "a message to youth that normalizes the optimal health behavior of avoiding nonmarital sexual activity." The sexual risk avoidance topics include the following:
|
Funding allocation |
States/territories were eligible to request Title V Abstinence Education Grant funds for a given fiscal year if they submitted an application for Maternal and Child Health (MCH) Services Block Grant funds for that same fiscal year. Abstinence Education Grant funds were allocated to each jurisdiction based on its relative proportion of low-income children nationally. Two laws included a provision that enabled HHS to reallocate FY2015, FY2016, and FY2017 Abstinence Education Grant funds that would have been designated for states that did not apply for the funds. These funds were available only to the states that had applied for the funds, and states could use them for implementing elements described in "abstinence education," as the term is defined in the law. |
FY2018 and FY2019 Title V Sexual Risk Avoidance Education allotments are to be made to states and territories that have applied for MCH Services Block Grant funds. Allotments are based on two factors: (1) the amount provided to the program minus any reservations (up to 20%) made by HHS for administering it, and (2). states' relative proportion of low-income children nationally. HHS may competitively award FY2018 and FY2019 funds to one or more entities within a state/territory that had not previously applied for its share of funding. The entity or entities would receive the amount that would have been otherwise allotted to that state/territory. The HHS Secretary is required to publish a notice to solicit grant applications for the remaining competitive funds. The solicitation must to be published within 30 days after the deadline for states to apply for MCH Services Block Grant funds. Eligible states are required to apply for the Title V Sexual Risk Avoidance Education funds no later than 120 days after the deadline closed for states to apply for MCH Services Block Grant funds. |
Funding |
The Title V Abstinence Education Grant program was funded through mandatory funds. Most recently, funding was $75 million per year for FY2016 and FY2017. |
The Title V Sexual Risk Avoidance Education program is funded through mandatory funds. Funding is provided at $75 million for each of FY2018 and FY2019. The HHS Secretary is required to reserve, for each of these two years, up to 20% of the funding for administering the program. Such administrative funding includes funding for HHS to conduct national evaluation(s) of the program and provide technical assistance to states that receive funding. |
Cost sharing |
To receive federal funding, a jurisdiction had to provide every $4 in federal funds with $3 in state funds. This was per the law's reference at Section 510(c) to the match requirement for states under the MCH Health Services Block program at Section 503(a). |
|
Application of Maternal and Child Health (MCH) Services Block Grant provisions |
Social Security Act (SSA) provisions that apply to the MCH Services Block Grant also applied to the Title V Abstinence Education Grant program: SSA Sections 503 (Payments to states), 507 (Criminal penalty for false statement), and 508 (Nondiscrimination). In addition, the HHS Secretary was able to determine the extent to which other sections, SSA Section 505 (Application for block grant funds) and SSA Section 506 (Reports and audits), also applied to Abstinence Education allotments. |
SSA Sections 503, 507, and 508 that apply to allotments under the MCH Services Block Grant continue to apply to allotments under the Title V Sexual Risk Avoidance Education program. HHS continues to have discretion in determining the extent to which the provisions under SSA Sections 505 and 506 apply. |
Definitions |
The statute did not include definitions. |
The Title V Sexual Risk Avoidance Education program includes four definitions.
|
Research and data collection by states |
The statute did not address research and data collection by states. |
A state/territory or other entity receiving funding under the Title V Sexual Risk Avoidance Education program may use up to 20% of such allotment to build the evidence base for sexual risk avoidance by conducting or supporting research. Any such research must be rigorous, evidence-based, and designed and conducted by independent researchers who have experience in conducting and publishing research in peer-reviewed outlets. A state/territory or other entity that receives Title V Sexual Risk Avoidance Education funding must, as specified by the HHS Secretary, collect information on the programs and activities funded through their allotments and submit reports to HHS on the data collected from such programs and activities. |
Research by HHS |
|
HHS is required to conduct one or more rigorous evaluations of the education (and associated data) funded through the Title V Sexual Risk Avoidance Education program. This evaluation is to be conducted in consultation with "appropriate State and local agencies." HHS is to consult with relevant stakeholders and evaluation experts about the evaluation(s). HHS must submit a report to Congress on the results of the evaluation(s). The report must also include a summary of the information collected and reported by states and other entities on their Sexual Risk Avoidance Education programs and activities. |
Source: Section 510 of the Social Security Act (42 U.S.C. §710), as amended by the Bipartisan Budget Act (P.L. 115-123) and the Consolidated Appropriations Act, 2018 (P.L. 115-141).
Notes: Title V is in reference to Title V of the Social Security Act.
a. The match requirement was struck by the Consolidated Appropriations Act, 2018 (P.L. 115-141).
b. In response, HHS undertook a multiyear evaluation that involved a study of how grantees in four states implemented abstinence education programs and a separate study that rigorously evaluated whether grantees' programs had impacts on teen sexual abstinence and related outcomes. The impact evaluation found that youth who received abstinence education under the program did not have different outcomes than those youth in the control group. Barbara Devaney, The Evaluation of Abstinence Education Programs Funded Under Title V Section 510: Interim Report, Mathematica Policy Research, Inc., for HHS, ACF, Assistant Secretary for Planning and Evaluation (ASPE), April 2002; and Christopher Trenholm et al., Impacts of Four Title V, Section 510 Abstinence Education Programs: Final Report, Mathematica Policy Research, Inc., for HHS, ACF, ASPE, April 2007TPP program, and PREP in FY2013, FY2014, and FY2017; and sequestration for the Sexual Risk Avoidance Education program in FY2017. The Title V Abstinence Education Grant program is the only program to have received funding prior to FY2010. In each of FY1998 through FY2009, the program received $50 million annually.
d. SMARTool was developed by the Center for Relationship Education, a nonprofit organization, in partnership with the CDC. SMARTool is a program guide for use by schools and other entities interested in sexual risk avoidance education, and it identifies nine protective factors that help prevent sexual risk behaviors in youth. The HECAT is an assessment tool to help schools and other entities identify curricula for health education courses and analyze the acceptability and appropriateness of these curricula, among other objectives. This tool addresses multiple health topics, including sexual health.
Appendix B. Grantees Funded Under the Federal Teen Pregnancy Prevention Programs, by State
Table B-1. Federal Teen Pregnancy Prevention Programs: Grantees by Jurisdiction, FY2017
Grantees by Jurisdiction, FY2019 The table may omit grantees that are supported with program funding from prior years.Some TPP grantees and PREP grantees serve youth in multiple states.
State or Territory |
Teen Pregnancy |
Type(s) of Personal Responsibility |
Title V |
Sexual Risk |
Alabama |
No |
State PREP |
Yes |
No |
Alaska |
No |
State PREP |
Yes |
No |
Arizona |
|
State PREP |
Yes |
Yes |
Arkansas |
No |
State PREP |
No |
No |
California |
Phase 1 Tier 1,Tier 1B, Tier 2B |
State PREP |
No |
No |
Colorado |
Tier 1A |
State PREP |
Yes |
Yes |
Connecticut |
Tier 1B |
State PREP |
No |
No |
Delaware |
No |
State PREP |
No |
No |
District of Columbia |
Tier 2A |
State PREP |
No |
No |
Florida |
Phase 1 Tier 1,Tier 1B |
Competitive PREP |
Yes |
Yes |
Georgia |
Phase 1 Tier 1, Phase I Tier 2Tier 1B |
State PREP |
Yes |
Yes |
Hawaii |
No |
State PREP |
Yes |
No |
Idaho |
No |
State PREP |
No |
No |
Illinois |
Phase I Tier 1,Tier 1B, Tier 2B |
State PREP |
Yes |
Yes |
Indiana |
Phase 1 Tier 1,Tier 1B |
Competitive PREP |
Yes |
Yes |
Iowa |
Phase I Tier 2,Tier 1B |
State PREP |
Yes |
No |
Kansas |
No |
None |
Yes |
Yes |
Kentucky |
No |
State PREP |
Yes |
Yes |
Louisiana |
Tier 1B, Tier 2B |
State PREP |
Yes |
No |
Maine |
No |
State PREP |
No |
No |
Maryland |
Phase 1 Tier 1,Tier 1B, Tier 2B |
State PREP |
Yes |
No |
Massachusetts |
Tier 1B |
State PREP |
No |
No |
Michigan |
No |
State PREP |
Yes |
Yes |
Minnesota |
Tier 1B |
State PREP |
Yes |
No |
Mississippi |
Phase 1 Tier 1, Phase I Tier 2,Tier 1A, Tier 1B |
State PREP |
Yes |
No |
Missouri |
Tier 1B |
State PREP |
Yes |
Yes |
Montana |
No |
State PREP |
No |
No |
Nebraska |
No |
State PREP |
Yes |
No |
Nevada |
Tier 1A, Tier 1B |
State PREP |
Yes |
No |
New Hampshire |
No |
State PREP |
No |
No |
New Jersey |
Tier 2B |
State PREP |
Yes |
Yes |
New Mexico |
Phase 1 Tier 1, Phase 1 Tier 2,Tier 2B |
State PREP |
Yes |
No |
New York |
Tier 1B, Tier 2B |
State PREP |
Yes |
No |
North Carolina |
Tier 1A, Tier 1B, |
State PREP |
Yes |
No |
North Dakota |
No |
Competitive PREP |
Yes |
No |
Ohio |
Phase I Tier 2,Tier 1B |
State PREP |
Yes |
Yes |
Oklahoma |
Phase I Tier 2,Tier 1B |
State PREP |
Yes |
No |
Oregon |
Phase I Tier 2,Tier 1B |
State PREP |
Yes |
No |
Pennsylvania |
Phase 1 Tier 1, Phase I Tier 2,Tier 2B |
State PREP |
Yes |
No |
Rhode Island |
No |
State PREP |
No |
No |
South Carolina |
Phase 1 Tier 1,Tier 1A, Tier 1B |
State PREP |
Yes |
No |
South Dakota |
Tier 1B |
State PREP |
Yes |
No |
Tennessee |
Tier 1B |
State PREP |
Yes |
No |
Texas |
Phase 1 Tier 1, Phase I Tier 2,Tier 1A, Tier 1B, |
Competitive PREP |
Yes |
Yes |
Utah |
No |
State PREP |
Yes |
No |
Vermont |
No |
State PREP |
No |
No |
Virginia |
No |
Competitive PREP |
Yes |
No |
Washington |
|
State PREP |
No |
No |
West Virginia |
Phase 1 Tier 1,Tier 1B |
State PREP |
Yes |
Yes |
Wisconsin |
Tier 1B |
State PREP |
Yes |
Yes |
Wyoming |
No |
State PREP |
No |
Yes |
American Samoa |
No |
Competitive PREP |
No |
No |
Federated States of Micronesia |
No |
State PREP |
Yes |
No |
Guam |
No |
State PREP |
No |
No |
Marshall Islands |
Tier 1B |
Competitive PREP |
No |
No |
Northern Mariana Islands |
No |
|
No |
No |
Republic of Palau |
No |
State PREP |
No |
No |
Puerto Rico |
No |
State PREP |
Yes |
No |
U.S. Virgin Islands |
No |
State PREP |
No |
No |
Source: Congressional Research Service (CRS), based on U.S. Department of Health and Human Services (HHS), Office of the Assistant Secretary for Health (OASH), Office of Adolescent Health (OAH), Current Teen Pregnancy Prevention Program (TPP) Grantees," https://www.hhs.gov/ash/oah/grant-programs/teen-pregnancy-prevention-program-tpp/current-grantees/index.html. See also, HHS, Administration for Children and Families (ACF), Family and Youth Services Bureau (FYSB), 2017FY2019 State Personal Responsibility Education Program (PREP) awards, January 19, 2017Awards, February 13, 2019; Competitive Personal Responsibility Education Program (PREP) Awards FY2017, October 19, 2017; Personal Responsibility Education Innovative Strategies (PREIS) Program Awards FY2017, October 19, 2017; and Tribal Personal Responsibility Education Program (PREP) Awards FY2017, October 19, 2017; 2017 Title V State Abstinence Education Program Grant Awards, January 19, 2017; and FY2019 Title V Sexual Risk Avoidance Education Grantees, February 13, 2019; Title V Competitive Sexual Risk Avoidance Education (SRAE) Grantees FY2017, FY2019, October 19, 2017.
Notes: The grantees under the Title V Abstinence Education Grant program include 37 states (AL, AR, AK, CO, FL, GA, HI, IL, IN, IA, KS, KY, LA, MD, MI, MN, MS, MO, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WV, WI) and two territories (Federated States of Micronesia and Puerto Rico). The 27 entities that received Sexual Risk Avoidance Education program funding are in 14 states: AZ (1 grantee), CO (1 grantee), FL (3 grantees), GA (2 grantees), IL (1 grantee), IN (2 grantee), KS (1 grantee), KY (2 grantees), MI (4 grantees), MO (2 grantees), NJ (1 grantee), OH (3 grantees), TX (2 grantees), WI (1 grantee), and WV (1 grantee). The Teen Pregnancy Prevention (TPP) Tier 1 entities that received funding are in 28 states, the District of Columbia, and the Marshall Islands. The states include AZ, CA, CO, CT, FL, GA, IA, IL, IN, LA, MA, MD, MN, MS, MO, NV, NY, NC, OH, OK, OR, SC, SD, TN, TX, WA, WI, and WV. The Tier 2 entities that received funding are in 11 states and the District of Columbia. The states include AZ, CA, LA, MA, NJ, NM, NY, NC, PA, TX, and WA. The eight jurisdictions that received FY2017 Competitive Personal Responsibility and Education Program (PREP) funds are FL, IN, ND, VA, TX, American Samoa, the Republic of the Marshall Islands, and the Commonwealth of the Northern Mariana Islands. The other states and territories, except Kansas, received FY2017 State PREP funds. Eight tribes and tribal organizations in seven states received FY2017 Tribal PREP funds. These states include AK, CA, MI, NM, OR, SD, and WI. Additionally, 13 entities in 10 states and the District of Columbia received FY2017 PREIS funds. These states are CA, FL, GA, LA, MI, NM, OH, PA, TX, and VA.
4, 2019; FYSB FY2019 Adolescent Pregnancy Prevention (APP) Sexual Risk Avoidance Education Program (General Departmental-Funded) Grantees, October 4, 2019; and HHS, ACF, Fiscal Year 2021 Justification of Estimates for Appropriations Committee, pp. 280-282, 296-299.
Notes: Teen Pregnancy Prevention (TPP) program: The 29 Phase 1 Tier 1 entities that received funding are in 15 states: CA, FL, GA, HI, IL, IN, KY, MD, MI, MS, NM, PA, SC, TX, and WV. The 7 Tier 1A grantees are in 7 states: AZ, MS, NV, NC, SC, TX, and WA. The 14 Phase I Tier 2 grantees are in 14 states: AZ, GA, IA, MI, MS, MT, NM, OH, OK, OR, PA, TX, VA, and WA. The 47 Tier 1B grantees are in the Marshall Islands and 26 states: AZ, CA, CT, FL, GA, IL, IN, IA, LA, MD, MN, MS, MO, NC, NV, NY, OH, OK, OR, SC, SD, TN, TX, WA, WV, WI. The 2 Tier 2A grantees are in the District of Columbia and Texas. The 21 Tier 2B grantees are in 12 states: AZ, CA, IL, LA, MD, NJ, NM, NY, NC, PA, TX, and WA. Personal Responsibility Education Program (PREP): Most states, the District of Columbia, and six territories—the Federated States of Micronesia, Guam, the Northern Mariana Islands, Palau, Puerto Rico, and the Virgin Islands—received State PREP funds. Seven states did not receive State PREP funds: FL, IN, KS, ND, TX, and VA. The Bipartisan Budget Act of 2018 (BBA 2018, P.L. 115-123) extended funding to the most recent cohort of Competitive PREP grantees with FY2019 funds. Entities that received FY2019 Competitive PREP grants are in FL, IN, ND, VA, TX, American Samoa, and the Republic of the Marshall Islands. KS does not have Competitive PREP grantees (or State PREP grantees). Guam first received State PREP funds for FY2016. It did not accept State PREP funding for FY2010 through FY2015, and funding instead was awarded under Competitive PREP. Similarly, the Northern Mariana Islands first received State PREP funds for FY2017. It did not accept State PREP funding for FY2010 through FY2016, and funding was provided under Competitive PREP. (Based on CRS correspondence with HHS, December 2019.) Eight tribes and tribal organizations in seven states received FY2019 Tribal PREP funds. The states are AK, CA, MI, NM, OR, SD, and WI. Additionally, 13 entities in 10 states and the District of Columbia received FY2019 PREIS funds. The states are CA, FL, GA, LA, MI, NM, OH, PA, TX, and VA. Title V State Sexual Risk Avoidance Education program: The grantees that received FY2019 funding under the Title V State Sexual Risk Avoidance Education program include 37 states (AL, AR AZ, CO, FL, GA, ID, IL, IN, IA, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WV, and WI) and two territories (the Federated States of Micronesia and Puerto Rico). The grantees that received FY2019 funding under the Title V Competitive Sexual Risk Avoidance Education program include four states (AK, CA, HI, and WA) and one territory (Guam). Sexual Risk Avoidance Education Program: The 22 grantees that received Sexual Risk Avoidance Education program funding are in 14 states: AL, AR, FL, GA, KS, LA, MI, MN, MS, MO, NJ, OH, SC, and WV.
Author Contact Information
1. |
The U.S. Department of Health and Human Services (HHS), Centers for Disease Control and Prevention (CDC), Winnable Battles Final Report, no date. |
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Isaac Nicchitta, Research Assistant, Domestic Social Policy Division, provided invaluable research support and editorial comments on this report. Footnotes1.
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The Centers for Disease Control and Prevention (CDC), the federal government's lead public health agency, has identified teen pregnancy as a major public health issue because of its high cost for families of teenage parents and society more broadly. CDC highlights that the teen pregnancy rate has decreased steadily, dropping below CDC's target goal of 30.3 per 1,000 females aged 15 to 17 by 2015; however, CDC also raises the concern that the United States has one of the highest rates of teen births of all industrialized countries. See U.S. Department of Health and Human Services (HHS), CDC, Winnable Battles Final Report 2010-2015, https://www.cdc.gov/winnablebattles/index.html. 2.
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Joyce A. Martin et al., "Births: Final Data for 2018," HHS, CDC, National Center for Health Statistics (NCHS), National Vital Statistics Report, vol. 68, no. 13, November 7, 2019. See also, CRS Report R45184, Teen Birth Trends: In Brief. |
There are several other federally funded programs that have a pregnancy prevention component and thereby may use their funds to provide pregnancy prevention information and/or contraception services to teenagers, but their focus is not exclusively on teenagers or on educational efforts. These programs include Medicaid Family Planning (Title XIX of the Social Security Act), Title X Family Planning, the Maternal and Child Health block grant (Title V of the Social Security Act), the Temporary Assistance for Needy Families (TANF) block grant (Title IV-A of the Social Security Act), |
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Both of these programs require that grantees focus exclusively on teaching abstinence before marriage. The programs can be distinguished in a few ways. The Title V Sexual Risk Avoidance Education program is authorized at Section 510 (Title V) of the Social Security Act. It was formerly known as the Title V Abstinence Education Grant program, which was authorized by the 1996 welfare reform law (P.L. 104-193). The Bipartisan Budget Act of 2018 (BBA | |||||||||||||||||||||
4. |
This report uses the terms "youth," "teenagers," "teens," and "adolescents" interchangeably. |
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5. |
HHS, Office of the Assistant Secretary for Health (OASH), Office of Adolescent Health (OAH), "Fact Sheet: FY 2018 Funding Opportunity Announcements for Teen Pregnancy Prevention Program," press release, April 20, 2018. The Phase I project period is expected to extend from September 1, 2018, through August 31, 2020. According to HHS, Phase II projects will build on results achieved with the Phase I projects, and will extend from September 1, 2020, through August 31, 2021. |
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5.
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The conference report (H.Rept. 111-366) accompanying the FY2010 appropriations law (P.L. 111-117) directed the HHS Secretary to establish an Office of Adolescent Health (OAH) responsible for implementing and administering the Teen Pregnancy Prevention (TPP) program. The report also directed OAH to coordinate its efforts with ACF, CDC, and other appropriate offices and operating divisions in HHS. 6.
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This report uses the terms youth, teenagers, teens, and adolescents interchangeably. |
Alexandra M. Lord, Condom Nation: the U.S. Government's Sex Education Campaign From World War I to the Internet (Baltimore: Johns Hopkins University Press, 2010), pp. 1-24, 115-137, 162-186. |
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Three programs are no longer funded: the Adolescent Family Life (AFL) program, the Community-Based Abstinence Education (CBAE) program, and the Competitive Abstinence-Only program. The AFL program was established in 1981 and funded through FY2001, with appropriations ranging from $1.4 million to $30.4 million annually. The program focused on issues of adolescent sexuality, pregnancy, and parenting, and in 1998 it began incorporating abstinence-only education. The CBAE program was supported from FY2001 through FY2009, with funding ranging from $20 million to $108.9 million annually. The program provided competitive grants to public and private entities to develop and implement abstinence-only education programs for adolescents |
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See, for example, U.S. House of Representatives, Committee on Energy and Commerce, The Policy Paper Series: Transforming Ideas Into Solutions, vol. 1, issue 2, "A Better Approach to Teenage Pregnancy Prevention-Sexual Risk Avoidance," July 2012. |
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HHS, CDC, Dear Colleague Letter by Thomas R. Frieden, Director, January 14, 2011. Dr. Frieden served under the Obama Administration from May 2009 to January 2017. |
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Section 513(b)(2)(4) of the Social Security Act. |
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SSRS, an independent research organization, conducted the poll for Power to Decide |
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Evelyn M. Kappeler and Amy |
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The | |||||||||||||||||||||
RCTs involve assigning individuals to two groups—an intervention group and a control group—using a random process (e.g., a lottery) to compare outcomes across these groups. Under ideal conditions, this can help to explain whether an intervention, like abstinence education, is effective because youth in both the program and control groups were similar in all respects except for their access to the program. Quasi-experimental designs refer to studies that attempt to estimate a treatment's impact on a group of subjects, but, in contrast to RCTs, do not have random assignment to treatment and control groups. Some quasi-experiments are controlled studies (i.e., with a control group), but others lack a control group. |
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See Mathematica Policy Research, Identifying Programs That Impact Teen Pregnancy, Sexually Transmitted Infections, and Associated Sexual Risk Behaviors, Review Protocol, version 5, for HHS, ASPE, April 2016. |
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HHS, OASH, |
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For an overview of how funds have been used for this purpose, see HHS, Fiscal Year 2018 Justification of Estimates for Appropriations |
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The program had been proposed as part of President Obama's FY2010 budget proposal to replace the abstinence education program known as the Community-Based Abstinence Education (CBAE) program. See HHS, Fiscal Year 2010 Justification of Estimates for Appropriations Committees for Administration for Children and Families, pp. 55-56 and 74. The CBAE program was funded from FY2001 through FY2009. |
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"Age appropriate" means the topics and teaching methods are suitable to particular ages or groups of children and youth based on their cognitive, emotional, and behavioral capacity. "Medically accurate" means information that is verified by or supported by research conducted in compliance with accepted scientific methods and published in peer-reviewed journals, where applicable, or comprised of information that stakeholders in the field recognize as accurate, objective, and complete. HHS, OASH, OAH, Capacity Building to Support Replication of Evidence-Based TPP Programs (Tier 1A), Funding Opportunity Announcement and Application Instructions, AH- |
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The conference report (H.Rept. 111-366) accompanying the FY2010 appropriations law (P.L. 111-117) directed the HHS Secretary to establish an Office of Adolescent Health responsible for implementing and administering the TPP program. The report also directed OAH to coordinate its efforts with ACF, CDC, and other appropriate offices and operating divisions in HHS. |
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HHS, OASH, OAH, The Teen Pregnancy Prevention (TPP) Program: Performance in the First Five Years, April 2016 |
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24. |
See, HHS, OASH, OAH, Capacity Building to Support Replication of Evidence-Based TPP Programs (Tier 1A), Funding Opportunity Announcement and Application Instructions; and HHS, OASH, OAH, Replicating Evidence-Based Teen Pregnancy Prevention Programs to Scale in Communities with the Greatest Need (Tier 1B), Funding Opportunity Announcement and Application Instructions, AH-TPI-15-002, 2015. |
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25.
|
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HHS, OASH, Office of Population Affairs (OPA), "OPA Awards $13.5 Million in Grants to Replicate Teenage Pregnancy Programs," July 11, 2019, https://www.hhs.gov/ash/oah/news/news-releases/2019-tpp-tier1-award-grantees/index.html. 26.
|
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HHS, OASH, OAH, Announcement of Availability of Funds for Replication of Programs Proven Effective through Rigorous Evaluation to Reduce Teenage Pregnancy, Behavioral Risk Factors Underlying Teenage Pregnancy, or Other Associated Risk Factors (Tier 1) – Phase I, AH-TP1-19-001, 2019. 27.
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Ibid. |
HHS, OASH, OAH, Capacity Building to Support Replication of Evidence-Based TPP Programs (Tier 1A) | ||||||||||||||
26. |
HHS, OASH, OAH, The Teen Pregnancy Prevention (TPP) Program: Performance in the First Five Years; HHS, OASH, OAH, Current Teen Pregnancy Prevention Program (TPP) Grantees. |
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HHS, OASH, OAH, Supporting and Enabling Early Innovation to Advance Adolescent Health and Prevent Teen Pregnancy (Tier 30.
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HHS, OASH, OPA, Phase I New and Innovative Strategies (Tier 2) to Prevent Teenage Pregnancy and Promote Health Adolescence, Funding Opportunity Announcement, AH-TP2-18-001, 2018. According to the funding announcement, the objective for Phase II is to build on the results achieved in Phase I and is limited to successful Phase I grantees. 31.
|
|
HHS, OASH, OPA, "Grant Opportunities," https://www.hhs.gov/opa/grants-and-funding/grant-opportunities/index.html. 32.
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SMARTool was developed by the Center for Relationship Education, a nonprofit organization, with support from the CDC. SMARTool is a program guide for use by schools and other entities that provide sexual risk avoidance education, and it identifies nine protective factors that help prevent sexual risk behaviors in youth. TAC is a resource for use by schools and other entities that describes 17 elements of effective sexual risk reduction programs, which can include sexual risk avoidance approaches or broader approaches such as the use of contraceptives. The tool was developed by ETR Associates and the Healthy Teen Network, nonprofit organizations, with support from the CDC. David Kirby, Lori A. Rolleri, and Mary Martha Wilson, Tool to Assess the Characteristics of Effective Sex and STD/HIV Education Programs, ETR and Health Teen Network, 2007. 33.
|
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Amy Feldman Farb and Amy L. Margolis, "The Teen Pregnancy Prevention Program (2010-2015): Synthesis of Impact Findings." 34.
|
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HHS, OASH, OFA, "Teen Pregnancy Prevention Replication Study," https://www.hhs.gov/ash/oah/evaluation-and-research/teen-pregnancy-prevention-program-evaluations/teen-pregnancy-prevention-program-replication-study/index.html. A lawsuit has been filed for injunctive relief 35.
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HHS, ACF, "HHS Announces New Efforts to Improve Teen Pregnancy Prevention & Sexual Risk Avoidance Programs," press release, November 3, 2017. The MITRE website for these efforts is https://teenhealthpartners.com. 36.
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These activities are described further at USASpending,gov, "Contract Summary, HHS, The MITRE Corporation," https://www.usaspending.gov/#/award/23605015. 37.
|
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HHS, OASH, OFA, "Teen Pregnancy Prevention Program Evaluations," https://www.hhs.gov/ash/oah/evaluation-and-research/teen-pregnancy-prevention-program-evaluations/index.html. 38.
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Ibid. 39.
|
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HHS, OASH, OAH, "Grantee Evaluations FY2010-2014," https://www.hhs.gov/ash/oah/evaluation-and-research/teen-pregnancy-prevention-program-evaluations/2010-2014-grantees/index.html; and HHS, ASH, OAH, "FY2015-2019 OAH Teen Pregnancy Prevention Grant Program," https://www.hhs.gov/ash/oah/evaluation-and-research/teen-pregnancy-prevention-program-evaluations/fy-2015-2019/index.html. | |
28. |
Amy Feldman Farb and Amy L. Margolis, "The Teen Pregnancy Prevention Program (2010-2015): Synthesis of Impact Findings," American Journal of Public Health, vol. 106, no. 51 (September 2016). |
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Section 513 of the Social Security Act (42 U.S.C. §513). |
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The law defines "medically-accurate and complete" as verified or supported by research that is conducted in compliance with accepted scientific methods and published in peer-reviewed journals, where applicable, or comprising information that leading professional organizations and agencies with relevant expertise in the field recognize as accurate, objective, and complete. This definition is generally consistent with the definition of "medically accurate" used in the other three programs. The law defines "age-appropriate" as topics, messages, and teaching methods that are suitable to particular ages of children and adolescents, based their on developing cognitive, emotional, and behavioral capacity. |
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31. |
CRS correspondence with HHS, ACF, FYSB, July 2017. |
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32. |
HHS, ACF, FYSB, 2017 State Personal Responsibility Education Program (PREP) Awards, January 19, 2017, https://www.acf.hhs.gov/fysb/resource/2017-state-prep-awards#. |
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HHS, ACF, FY 2021 Justification of Estimates for Appropriations Committee, p. 280. A review of PREP grantees and participants in 2013 and 2014 found that more than 95% of youth were in programs with evidence-based models. See HHS, OPRE and FYSB, Personal Responsibility Education Program: A Snapshot of the PREP Performance Measures Report to Congress, July 2015. 43.
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CRS correspondence with HHS, ACF, FYSB, December 2019. The sum of the grants totals $66.2 due to rounding. 44.
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HHS, ACF, FYSB, FY2019 State Personal Responsibility Education Program Awards, February 13, 2019, https://www.acf.hhs.gov/fysb/resource/fy2019-state-prep-awards. Guam did not apply for State PREP funding for FY2010 through FY2015, and funding instead was awarded under Competitive PREP. Guam first received State PREP funds for FY2016. Similarly, the Northern Mariana Islands did not apply for State PREP funding for FY2010 through FY2016, and funding was provided under Competitive PREP. The Northern Mariana Islands first received State PREP funds for FY2017. (Based on CRS correspondence with HHS, December 2019.) |
The law originally stated that jurisdictions that did not submit an application in FY2010 or FY2011 were ineligible to apply for funding in FY2010 through FY2014. Amendments to the law | |||||||||||||||
34. |
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HHS, ACF, FYSB, Competitive Personal Responsibility Education (PREP) Awards FY2017, https://www.acf.hhs.gov/fysb/competitive-prep-awards-fy2017. |
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49.
As a result, HHS has not published funding announcements for FY2018 or FY2019 for Competitive PREP or any other component of PREP. (Based on CRS correspondence with HHS, December 2019.) The budget request notes that the project period was extended for 20 of the 21 Competitive PREP grantees. HHS, ACF, FY 2021 Justification of Estimates for Appropriations Committee, p. 281. |
HHS, OASH, OAH, and HHS, ACF, FYSB, Teenage Pregnancy Prevention (TPP): Research and Demonstration Programs and Personal Responsibility Education Program (PREP), Funding Opportunity Announcement and Application Instructions; and HHS, ACF, FYSB, State Personal Responsibility Education Program (PREP), Funding Opportunity Announcement and Instructions (for FY2016 and FY2017), HHS-2016-ACF-ACYF-PREP-1138, 2016 |
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37. |
HHS, OPRE and FYSB, How States are Implementing Evidence-Based Teen Pregnancy Prevention Programs Through the Personal Responsibility Education Program, OPRE Report #2014-27 and FYSB Report #2014-1, April 2014. |
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HHS, ACF, FYSB, Affordable Care Act Tribal Personal Responsibility Education Program for Teen Pregnancy Prevention, Funding Opportunity Announcement and Instruction, HHS-2016-ACF-ACYF-AT-1130, 2016. |
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HHS, ACF, FYSB, "2015 Tribal Personal Responsibility Education Grant Awards," https://www.acf.hhs.gov/fysb/resource/2015-tribal-prep. |
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HHS, ACF, FYSB, Tribal Personal Responsibility Program (PREP) Awards FY2017, https://www.acf.hhs.gov/fysb/tribal-prep-awards-fy2017. See also HHS, ACF, FY 2021 Justification of Estimates for Appropriations Committee, p. 281. |
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HHS, ACF, FYSB, Personal Responsibility Education Program (PREP) Innovative Strategies, Funding Opportunity Announcement and Instruction, HHS-2016-ACF-ACYF-AP-1153, 2016 |
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55.
Ibid. |
HHS, ACF, FYSB, 2015 Personal Responsibility Education Innovative Strategies (PREIS) Grant Awards, https://www.acf.hhs.gov/fysb/resource/2015-preis. |
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HHS, ACF, FYSB, Personal Responsibility Education Innovative Strategies (PREIS) Program Awards FY2017, https://www.acf.hhs.gov/fysb/preis-awards-fy2017; and HHS, ACF, FY 2021 Justification of Estimates for Appropriations Committee, p. 282. The project end date was provided in CRS correspondence with HHS, December 2019. |
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Section 513(c)(2(B)(iii) of the Social Security Act. |
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For further information, see CRS Report R44929, Maternal and Child Health Services Block Grant: Background and Funding. All states, the District of Columbia, and six territories (American Samoa, Federated States of Micronesia, Guam, Northern Mariana Islands, Republic of the Marshall Islands, and Republic of Palau) receive MCH Block Grant funds. |
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Census data are not available for the Federated States of Micronesia, the Republic of the Marshall Islands, and the Republic of Palau. Thus, the allocations for these three entities, when applicable, are based on the amounts allocated to them by HHS in prior fiscal years. HHS, ACF, FYSB, Title V State Sexual Risk Avoidance Education Program Funding |
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As enacted, P.L. 115-123, the most recent law to reauthorize the program, maintained a match requirement. This requirement was specified at Section 510(c) of the Social Security Act, which references the Maternal and Child Health Block Grant at Section 503. Section 503(a) states that HHS is to fund four-sevenths ( |
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64.
HHS, ACF, FYSB, Title V Competitive Sexual Risk Avoidance Education Funding Announcement, HHS-2018-ACF-ACYF-TS-1384, 2018 (hereinafter, Title V Competitive Sexual Risk Avoidance Education Funding Announcement, 2018). |
The states that received FY2019 State SRAE funding are AL, AZ, AR | |||||||||||||||||||
51. |
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HHS, ACF, FYSB, Title V State Sexual Risk Avoidance Education Program Funding Announcement; and HHS, ACF, FYSB, Title V Competitive Sexual Risk Avoidance Education Funding Announcement, 2018.
CDC. "Health Education Curriculum Analysis Tool (HECAT)," https://www.cdc.gov/healthyyouth/HECAT/index.htm. | |||||||||||||||||||||
The law defines |
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70.
HHS, ACF, OPRE, Sexual Risk Avoidance Education National Evaluation, 2018 – 2023, https://www.acf.hhs.gov/opre/research/project/sexual-risk-avoidance-education-national-evaluation; and HHS, ACF, FYSB and OPRE, Looking Back, Moving Forward: SRAE National Evaluation Frequently Asked questions, https://sraene.com/sites/default/files/pdfs/SRAENE_FAQ.pdf. See also Katie Adamek et al., Conceptual Models to Depict the Factors that Influence the Avoidance and Cessation of Sexual Risk Behaviors Among Youth, Mathematica Policy Research, Inc., for HHS, OPA and OPRE, OPRE Research Brief Number 2020-02, February 2020. |
P.L. 105-133 did not amend Title V of the Social Security Act. |
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Barbara Devaney, The Evaluation of Abstinence Education Programs Funded Under Title V Section 510: Interim Report, Mathematica Policy Research, Inc., for HHS, OPRE, April 2002; and Christopher Trenholm et al., Impacts of Four Title V, Section 510 Abstinence Education Programs: Final Report, Mathematica Policy Research, Inc., for HHS, ACF, ASPE, April 2007. |
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This text has been included in each of the omnibus appropriation laws for FY2016 |
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HHS, ACF, ACYF, Sexual Risk Avoidance Education Program, Funding Opportunity Announcement |
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HHS, FY 2021 | |||||||||||||||||||||
HHS, ACF, ACYF, Sexual Risk Avoidance Education Program Funding Opportunity Announcement. |