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This report provides context on the political crisis in Burundi, which has sparked a refugee influx into neighboring states and prompted international concerns about instability. The evolving situation has implications for U.S. efforts to promote peace and stability in the Great Lakes region of Central Africais rooted in President Pierre Nkurunziza's decision to run for a third term in 2015, in violation of a landmark peace accord. The crisis has spurred a low-intensity conflict and serious human rights violations, sparking a refugee influx into neighboring states and undermining Burundi's hard-won stability following a civil war in the 1990s. Coinciding with a parallel stand-off over term limits in neighboring Democratic Republic of Congo (DRC), the situation in Burundi has implications for longstanding U.S. efforts to promote peace in central Africa's Great Lakes region. It may also impact whether Burundian troops continue to participate in the U.S.-supported regional military operation in Somalia aimed at countering the Al Qaeda-linked group Al Shabaab. OtherAdditional potential issues for Congress may include the authorization, appropriation, and oversight of any new U.S. funding in support of humanitarian aid, stabilization, and/or civilian protection efforts in Burundi and neighboring countries.
The Obama Administration has portrayed its approach to Burundi as an example of its policy to seek to prevent "mass atrocities" abroad, and of its opposition to efforts by some African presidents to violate legally established term limits. Despite Burundi's small size and what some may view as marginal importance to U.S. foreign policy, several senior U.S. officials have traveled to Burundi in 2014 and 2015 and expressed serious concerns about human rights violations and the country's political trajectory.
The proximate cause for the current crisis was President Pierre Nkurunziza's decision to run for a third term in office, which he won in July 2015, although Burundi's governance and development challenges run far deeper. Nkurunziza's third term bid contravened a landmark peace deal, known as the Arusha Accords, credited with ending Burundi's 1990s-early 2000s civil war. The July vote was marred by violence and an opposition boycott. There have been targeted assassinations in subsequent months, as well as reports of over 200 extra-judicial killings, many attributed to the security forces. Successive regional and United Nations-led mediation efforts have stalled, prompting debate over whether greater international intervention is needed.
Burundi is one of the poorest countries in the world. As in neighboring Rwanda, its population includes a majority Hutu community (estimated at 85%) and minority Tutsi (14%) and Twa (1%) communities. Much of Burundi's post-colonial history has been characterized by political instability, military interference in politics, and ethnic violence. Inter-ethnic tensions persist, although opposition to Nkurunziza spans the ethnic divide and has split the Hutu-led ruling party and Hutu senior officers in the military. In the mid-2000s, following the Arusha Accords, Burundi saw relative stability. However, the country's experience of inclusive democracy was short, and decision-making by top political actors is shaped by their past experience as combatants. Elections in 2010 were marred by political violence and an opposition boycott. In their aftermath, the government harassed and jailed prominent opposition, civil society, and media leaders.
U.S. bilateral aid for Burundi, totaling an estimated $46 million in FY2015, is overwhelmingly focused on health and food aid, although additional funds were allocated in FY2015 for elections support and conflict mitigation efforts. The United States has also provided significant military assistance to build Burundi's capacity to conduct counterterrorism and peacekeeping operations since 2007, when Burundi began contributing troops to the then-newly created African Union Mission in Somalia (AMISOM). Such aid has been administered by both the State Department and the Department of Defense (DOD). DOD programs have been conducted under legislation enacted by Congress over the past decade that authorizes DOD to train and equip foreign militaries for counterterrorism, including P.L. 113-291 (Section 2282), P.L. 112-239 (Section 1203), P.L. 112-81 (Section 1207[n]), and P.L. 109-163 (Section 1206).
Burundi's political crisis has sparked new concerns about stability in a region already facing substantial humanitarian and security challenges. In July 2015, President Pierre Nkurunziza—in office since 2005—was elected to a third term in office, despite domestic and international criticism that his candidacy violated a landmark peace agreement. Nkurunziza's third-term bid sparked divisions in the ruling CNDD-FDD1 party, an attempted (and ultimately unsuccessful) military coup in May 2015, and a boycott of the elections by most opposition parties. Ongoing turmoil, including several high-profile assassinations in August, over 200 reported extra-judicial killings since April, and mass arrests, has led at least 210,000 Burundians to flee to neighboring states.2
Several top opposition leaders have regrouped in Addis Ababa, Ethiopia, where the African Union (AU) is headquartered, to collectively call for Nkurunziza's removal, contending that he has exceeded his term limit.3 Since September, several Burundian military officers have defected—some with military equipment—raising government concerns that exiled opposition, civil society activists, and dissident military commanders could or already have joined together to plot an armed assault on Burundi.4
In early November, amid growing international concern over the potential for widespread attacks on civilians, possibly along ethnic lines, several government officials publicly used ethnically divisive rhetoric that harkened back to Burundi's 1993-2003 civil war.5 Some of the terms used also seemed to purposefully reference the Rwandan genocide.6 However, some analysts have cautioned against drawing parallels to the 1994 genocide, noting that atrocity prevention efforts should consider the political roots of the Burundi conflict and suggesting that widespread violence in that country would more likely target perceived political opposition instead of a specific ethnic group.7
Observers have expressed concern that an armed conflict in Burundi could draw in neighboring states and/or non-state actors elsewhere in the conflict-torn Great Lakes region.8 Particular attention has focused on neighboring Rwanda, which has, at times, appeared to threaten direct military intervention and has a history of proxy interventions in the region.9 Already strained relations between Burundi and Rwanda have grown increasingly tense, with Burundi accusing Rwanda of aiding rebels—a claim Rwanda has denied.10 Successive regional and United Nations (U.N.) mediation efforts have failed to coalesce, with either the government or opposition rejecting various mediators as biased. Burundi's neighbors also appear divided over what course of action to take, with Rwanda more vocally critical of Nkurunziza and warning of the potential for genocide, while others appear more inclined to treat the crisis as an internal issue for Burundi.
The East African Community (EAC)11—a regional grouping to which Burundi belongs—has backed Ugandan President Yoweri Museveni as the mediator for Burundi, but talks to date have not advanced. In response to international concern over the potential for widespread violence, the U.N. Security Council passed a resolution on November 12 aimed at bolstering international mediation efforts and "contingency planning" by the U.N and the AU. Debate continues over how the U.N., the AU, the United States, and the European Union (EU) can or should use targeted sanctions to address the crisis, particularly in support of internationally backed mediation efforts.
A protracted crisis could have implications for several issues in which Members of Congress have expressed interest, including stability in Central Africa. Assistant Secretary of State for African Affairs Linda Thomas-Greenfield has said that progress in Central Africa "is fragile and at great risk," adding that in Africa, "this is the region that I am most concerned about."12 A crisis in Burundi could also have implications for U.S. efforts to promote democracy and good governance as well as for the future of Burundi's participation in the U.S.-backed AU military operation in Somalia (AMISOM), which is fighting an Al Qaeda-linked terrorist organization, Al Shabaab.13 Additional issues for Congress may include the authorization, appropriation, and oversight of any new U.S. humanitarian assistance or multilateral stabilization efforts.
The situation in Burundi also has implications for two policy initiatives of the Obama Administration: first, an effort to prevent "mass atrocities" abroad, and second, opposition to efforts by some African presidents to extend their time in office beyond legally established term limits. The term limits issue is particularly salient in Central Africa, where Rwanda, the Republic of Congo, and the Democratic Republic of Congo (DRC) and may alter presidential mandates.14
The controversy over Nkurunziza's candidacy stems, in part, from a dispute over its legality—although opposition is also motivated by anger at poor governance, corruption, the government's handling of land claims, and other issues. Burundi's constitution states that the president "is elected by universal direct suffrage for a mandate of five years renewable one time." A government proposal to revise the constitutional provision was narrowly defeated in parliament in 2014. The president's supporters have since argued that because Nkurunziza was indirectly elected to his first term, in 2005, he has a right to stand for reelection. The constitutional court upheld this argument in May 2015, amid allegations from one judge, who fled the country, that he and others had been threatened and intimidated.15 The Arusha Accords, signed in 2000 and credited with ending a decade-long civil war, stated that "no one may serve more than two presidential terms."16 The CNDD-FDD, a former rebel movement, was not signatory to the Accords—it signed a separate peace deal in 2003, later converting into a political party—and Nkurunziza's supporters argue that the constitution supersedes the Accords. |
Burundi is one of the world's poorest countries. It is landlocked, has few natural resources, and its economy is largely agricultural. Its history has been marked by political instability, military interference in politics, and ethnic violence. Like neighboring Rwanda, Burundi is majority ethnically Hutu (estimated at 85%) with minority Tutsi (14%) and Twa (1%) communities. Unlike in Rwanda, Tutsis dominated the political elite and military officer corps for decades after independence. Over 100,000 Hutus were massacred in state-backed killings in 1972. The assassination by Tutsi military officers of Burundi's first democratically elected and first Hutu president in 1993 set off a decade-long civil war among the Tutsi-dominated military, Hutu-led rebel groups, and Tutsi militias, in which some 300,000 people were killed. Instability has also been fed by zero-sum contests for political power, high population density that fuels competition over land (i.e., access to food and income), and spillover from conflicts in Rwanda and DRC.17
In 2000, the government—then led by Pierre Buyoya, a Tutsi military officer who had taken power in a coup—and over a dozen other parties signed a landmark set of peace agreements known as the Arusha Accords. Although these did not immediately end the conflict, they were credited with laying the groundwork for greater stability and political inclusiveness over the past decade. The Accords instituted, notably, a requirement for "ethnic balance" in the government and military, which incentivized political coalition-building and reduced Hutu-Tutsi tensions.18 They also set a clear two-term limit on the presidency. The two main Hutu-led rebel groups—Nkurunziza's CNDD-FDD and Agathon Rwasa's National Liberation Forces (FNL) coalition—did not sign the Accords, but they later agreed to disarm and became political parties. Ex-combatants were integrated into the security forces. Civil liberties expanded as new private media and associations were created. A constitution adopted by referendum in 2005 formalized a 60%-40% split between Hutus and Tutsis in state posts.
Under the CNDD-FDD-led government, Hutus have been integrated into the Burundian state, while the quota system has ensured that Tutsis are proportionately over-represented in the government and military and thus, theoretically, protected. Peaceful elections in 2005 ended a transition period, and Nkurunziza, a Hutu former rebel leader, became president. With international support (including substantial U.S. training), the military transitioned from being a source of instability into a more professional and cohesive force. These developments contributed to a near-elimination of explicit ethnic enmity from political discourse.
However, the country did not experience many years of inclusive democracy. Nkurunziza's reelection in 2010 was marred by an opposition boycott and by significant political violence, which continued into subsequent years. Following the 2010 vote, the government increasingly restricted the activities of opposition parties, civil society, and independent media. Some analysts assert that former combatants loyal to Nkurunziza form a "parallel chain of command" within the police and national intelligence service (known as the SNR) responsible for targeted killings and other abuses.19 Since 2014, elements of the security forces have reportedly armed the CNDD-FDD youth wing, the Imbonerakure ("those who see far"), which is implicated in violence and intimidation targeting the party's opponents.20 During and after the 2010 elections, Imbonerakure members were implicated in attacks on opposition FNL members. News reports in 2015 suggest the Imbonerakure may be specifically targeting Tutsis in some areas.21 Since June, the Imbonerakure has also reportedly worked with government forces like the SNR, police, and military to obstruct refugee flows into neighboring countries.22
In the lead-up to the 2015 elections, opposition supporters accused the government of manipulating the judiciary and electoral institutions for partisan gain.23 An opposition boycott of legislative elections held on June 29 cleared the way for institutional dominance by the ruling CNDD-FDD, which won 77 out of 100 directly elected legislative seats. The opposition coalition led by former rebel commander Agathon Rwasa—previously viewed as a top Nkurunziza rival—won 21 seats, despite Rwasa having called for a boycott. Rwasa initially rejected the results from both polls but the FNL ultimately took up its seats in parliament and Rwasa became the deputy speaker of parliament on July 30, further dividing the opposition.
Opposition leaders have sought to forge cross-ethnic coalitions, but their parties remain weak and divided. Divisions may be partly attributable to historic frictions within Burundi's political class, and between former combatants and longtime politicians. The government also repeatedly sought to "dispossess opposition leaders of their political parties and appropriate sympathetic factions."24
Source: Graphic created by CRS. |
Observers have increasingly expressed fears that the political stand-off could lead to war. U.N. human rights experts have warned of the potential for "a major conflict of regional proportions" and is facing a "tipping point" for a return to widespread violence.25 In early July, one of the leaders of a failed May 2015 coup, Gen. Leonard Ngendakumana, called for fellow regime opponents "to make Pierre Nkurunziza understand that he must leave and then that we are prepared to do it by force, by organizing a military force."26 He also asserted that supporters of the coup attempt were behind a spate of grenade attacks. (Several members of the would-be junta have been apprehended, but the whereabouts of the main coup leader, former military chief of staff and national intelligence chief Gen. Godefroid Niyombare, are unknown. Ngendakumana claimed in a media interview that Niyombare remains in Burundi.) The coup leaders included several generals who had fought alongside Nkurunziza when the ruling CNDD-FDD was itself a rebel movement (in the 1990s-early 2000s), underscoring the extent to which the ruling party and military are divided over the president's third term. On July 10, the Burundian military claimed to defeat an incursion of unidentified armed rebels who had reportedly entered Burundi from Rwanda. Ngendakumana claimed that the assailants were loyal to the coup leaders.27
In early November, the government increasingly employed divisive rhetoric in public statements amid escalating violence, prompting international condemnation.28 In particular, the government announced a November 7 deadline for the opposition to surrender their arms, after which Nkurunziza said they would "be taken as criminals and be prosecuted according to the anti-terrorism law and be dealt with as enemies of the nation."29 In a November 3 speech about the looming deadline, the Burundian Senate President Reverien Ndikuriyo, a close Nkurunziza ally, said, "... on this issue, you have to pulverize, you have to exterminate—these people are only good for dying. I give you this order, go!" underscoring concerns that Burundi may be at a critical juncture.30
Opposition and civil society leaders, many of whom are either in hiding or in exile, reject government allegations that they are aligned with the coup leaders or support efforts to form an armed movement. At the same time, they, too, have hardened their tone. Prominent opposition party leaders have regrouped in Addis Ababa under the banner of a "National Council with the objective of preserving the gains from the Arusha Accords and the rule of law in Burundi," also known as CNARED.31 While CNARED has said it favors an internationally backed inclusive dialogue, CNARED Chairman Leonard Nyangoma has also stated, "The population organized around CNARED is ready to topple the dictatorship."32 International leaders have called for "an inclusive and genuine inter-Burundian dialogue"33 to resolve the political crisis and escalating violence, but dialogue over Burundi's political future may struggle to address Nkurunziza's role. The opposition has called for his resignation and the leader of a key civil society coalition has stated that any "national unity" government would need to exclude Nkurunziza.34
Multiple factors contribute to the potential for conflict. In the near-term, salient dangers include the role of the Imbonerakure and other armed militias as well as divisions within the security forces, which have not yet overtly fractured along political or ethnic lines but could be reaching a breaking point.35 Some observers have also expressed concern about the increase in ethnically divisive speech and ethnic violence, noting Burundi's history of ethnic massacres and assassinations. Extremists on both sides may well have an incentive to portray their opponents as ethnically motivated. Yet, opposition to Nkurunziza spans the ethnic divide and has split the Hutu-led CNDD-FDD as well as Hutu military officers. For example, the May 2015 failed coup was led by a Hutu, Gen. Godefroid Niyombare.
Dynamics in the turbulent Great Lakes region may also contribute to the threat of conflict. Internal conflicts in DRC have long fueled regional instability and created safe havens for Burundian combatants.36 Further, some observers fear that Rwanda's Tutsi-led government could be drawn into a conflict in Burundi if one erupts, which could potentially lead to further ethnic polarization.37 Of particular concern to Rwanda is the Democratic Forces for the Liberation of Rwanda, or FDLR, an insurgency group founded by Hutu extremists implicated in the Rwandan genocide that is active in eastern DRC. In May, the Rwandan Foreign Ministry expressed concerns about "increasing reports of unrest and violence targeting unarmed civilians" and about "reports of links to FDLR," in Burundi, though the Burundian government denied any FDLR connection.38 Tens of thousands of Burundians—many of them Tutsi39—have fled to Rwanda since April, and relations between the two countries have deteriorated since the start of the current crisis.40 Nonetheless, in November, a group of U.N. and international experts cautioned that though "Rwanda could intervene militarily in Burundi under the pretext of hunting down the FDLR," further government crackdowns on dissidents, particularly those in the military, were the more imminent concern and could lead to another coup attempt.41
Regional leaders have expressed concern about the implications of Burundi's crisis for regional stability, although they appear divided over the appropriate response. In early July, the EAC and the AU called for a post-election "government of national unity."42 Both groups were highly critical of the election process, as was a U.N. Security Council-mandated election observation mission.43
The EAC has the regional lead on negotiations to start an inclusive dialogue and in July appointed Ugandan President Yoweri Museveni to renew political talks between the government and the opposition.44 Some observers question Museveni's credibility and focus, noting that he has been in power since 1986, repealed Uganda's constitutional term limits in 2005, and will seek re-election in 2016.45
Tanzania and South Africa are both key players in Burundi, having mediated the Arusha Accords. Tanzania also hosts tens of thousands of Burundian refugees (some of whom fled decades ago), is a key economic partner, and hosts the EAC (and, thus, recent emergency talks seeking to defuse the Burundi crisis). During Burundi's civil war, Tanzania was supportive of Hutu political claims, and it has been seen as a backer of the CNDD-FDD.
Among Central and East African leaders, Rwanda's President Paul Kagame has been most openly critical of Nkurunziza. On May 9, he stated, "If your own citizens tell you we don't want you to lead us, how do you say I am staying whether you want me or not?"46 In November, Kagame questioned Nkurunziza's leadership and warned that violence in Burundi could spiral into war or even genocide.47 Rwanda also hosts a number of Burundian dissidents, and has been accused of backing Burundian insurgents linked to the May 2015 failed coup attempt.48 There are also reports that armed groups may be recruiting refugees in Rwanda.49
On October 17, the AU Peace and Security Council issued a communique endorsing EAC-led efforts to begin the dialogue, while also calling for additional human rights observers and military experts, and agreeing to launch an "in-depth investigation on the violations of human rights and other abuses ... for the purposes of enabling the Council to take additional measures."50 The Council also decided to "impose targeted sanctions" on those who perpetuate violence, but did not designate specific individuals, and called for expedited contingency planning for an AU military deployment if the violence worsens. A small number of AU human rights observers and military experts are reportedly in place, but are operating with limited mobility due to security and government restrictions.
On November 12, the U.N. Security Council unanimously adopted Resolution 2248 in response to mounting international concern over instability and possible atrocities. The resolution mandates the U.N. Secretary-General to report to the U.N. Security Council on options for a "future presence of the United Nations in Burundi" and supports U.N. and AU "contingency planning" to enable an international response should the situation deteriorate further.51 The Security Council has yet to specify what these contingency plans may include, but some observers read the resolution as a potential first step toward the authorization of either a regional or U.N. peacekeeping force.52 The resolution does not authorize targeted sanctions, but does state the Security Council's "intention to consider additional measures against all Burundian actors whose actions and statements contribute to the perpetuation of violence and impede the search for a peaceful solution."53
The EU, Burundi's top bilateral donor, imposed sanctions on three government officials and a former general in October 2015.54 It is also reviewing its development aid to Burundi, and has reduced in-country staff. The Obama Administration has repeatedly criticized Nkurunziza's candidacy and government restrictions on political freedoms, and has expressed mounting concern about the potential for violence (see ""U.S. Policy and Aid" below).
Obama Administration officials had publicly urged Nkurunziza not to seek reelection and have condemned his third term as well as violence and threats of violence on all sides.55 On July 24, Secretary of State John Kerry criticized "President Nkurunziza's violation of the Arusha Agreement and use of undemocratic means to maintain power through an electoral process that was neither credible nor legitimate." After Nkurunziza's inauguration, the State Department warned that the situation was "increasingly volatile" called for "comprehensive and inclusive dialogue," saying that dialogue "represents the best path forward to resolving the insecurity which has plagued Burundi since President Nkurunziza's decision to run for a third-term in contravention of the Arusha Peace and Reconciliation Agreement."56 And on October 22, Assistant Secretary Thomas-Greenfield said that "Nkurunziza's pursuit of a third term caused the current volatile crisis."57 U.S. officials have engaged the region in support of the EAC-led mediations efforts and called for participation from "both the governing party and peaceful representatives of the broad Burundian political opposition and even broader civil society."58
The Administration has taken a number of steps to respond to the crisis. On November 23, President Obama signed an Executive Order aimed at individuals who threaten peace and security, undermine democratic institutions, and commit human rights abuses and designated four individuals—two government officials, and two former military officers who participated in the failed May 2015 coup.59 On October 30, President Obama revoked Burundi's eligibility for U.S. trade preferences under the African Growth and Opportunity Act (AGOA, which Congress reauthorized on June 29, 2015, in P.L. 114-27), citing the government's failure to make progress on "establishing the rule of law and political pluralism" as well as the worsening violence.60 On July 2, 2015, the Administration publicly announced the suspension of some—but not all—security assistance programs.61 Assistance to the police was suspended and U.S. military training within Burundi is on hold, but some assistance has continued to Burundian peacekeepers in multilateral missions in Somalia and CAR.62 The State Department has announced "targeted measures," including U.S. visa restrictions, against individuals implicated in violence against civilians, but has not named anyone publicly.63 On November 5, in response to "escalating violence in Burundi and dangerous, irresponsible rhetoric," U.S. Permanent Representative to the United Nations, Ambassador Samantha Power said, "The United States will support the region and our partners in the international community so that those who commit or incite violence are held accountable."
The Obama Administration has publicly characterized its approach to the situation in Burundi as an example of its policy to elevate the prevention of "mass atrocities" as a core tenet of U.S. foreign policy, and of its opposition to efforts by some African presidents to extend their time in office beyond established term limits.64 U.S. Special Envoy for the Great Lakes region of Central Africa (SEGL) Thomas Perriello called Burundi a "cautionary tale" to other leaders in the region approaching the end of their term, and said Nkurunziza's decision to run "served as a trigger, opening old wounds from its civil war and creating dire economic conditions."65 In public speeches about the Administration's atrocity-prevention efforts in March and April 2015, Under Secretary of State Sarah Sewall referred to Burundi at length, stating that the Administration's monitoring and planning for the risk of atrocities had produced "a broad diplomatic engagement and programmatic strategy that was operationalized by our embassy in Bujumbura."66 In October, SEGL Perriello said that the Administration's interagency "Atrocities Prevention Board" has been seized with Burundi for over a year. He added, "We will do everything we can to support the people of Burundi and prevent mass atrocities," including "contingency planning" and support for "additional efforts by the AU in this regard."67
When Burundian officials used divisive rhetoric in early November, President Obama responded in a November 14 video, telling Burundi's leaders that "now is the time to put aside the language of hate and division" and to seek dialogue.68 Ambassador Power, who is closely associated with the atrocity-prevention initiative, has visited Burundi twice since early 2014—most recently in March 2015 as part of a U.N. Security Council delegation—and also denounced divisive rhetoric from Burundian officials by saying that "such dangerous speech and the President's call for a widespread, indiscriminate security crackdown exacerbate an already volatile situation and risk inciting even greater violence."69 She called on the government to begin political dialogue to end to "the climate of fear in the country." In response, Burundian officials have accused the U.S. officials of trying to interfere in Burundi.70
The Administration has also placed particular emphasis on what it terms to be a violation of the Arusha Accords, which contained a clear two-term limit on the presidency. U.S. involvement in Great Lakes peace initiatives has been extensive, and President Bill Clinton attended the signing of the Arusha Accords in Tanzania in 2000. The CNDD-FDD was not a signatory to the Accords—it signed a separate cease-fire in 2003—and Nkurunziza's supporters argue that the constitution supersedes the Accords. In October, SEGL Thomas Perriello stated that Nkurunziza's decision to run "violated the strict two-term limit that was part of the Arusha Agreement" and was the "primary cause" of the government's "deliberate and often repressive efforts to consolidate and extend power" that led to the current crisis.71 Further, the Accords play a role in U.S. efforts to address Burundi's crisis. On October 22, SEGL Perriello said, "Some in the region believe that the Arusha Agreement should not be considered sacrosanct ... we believe its preservation is paramount as stakeholders work to resolve this crisis."72
U.S. bilateral aid funding for Burundi, which was estimated at $46 million in FY2015, is focused on health programs, food aid, and military professionalization.73 Using regionally and centrally managed funds, the Administration programmed at least $14 million in additional funding in 2014-2015 to support the electoral process and conflict-mitigation efforts, in part as a result of atrocities-prevention efforts.74 The State Department has requested $43.8 million in its FY2016 Congressional Budget Justification for foreign operations, including $2 million for new governance programs that would "support locally based solutions to the two primary drivers of conflict identified by a USG assessment: manipulation of vulnerable youth and unclear and complex land tenure rights."
Since FY2006, the United States has also provided at least $200 million to build the capacity of the Burundian military to participate in AMISOM, the U.N. peacekeeping operation in the Central African Republic (CAR), and counterterrorism efforts.75 These programs are administered by both the State Department and the Department of Defense (DOD), under multiple legal authorities. Such funding is in addition to the bilateral aid budget and is not reflected in the Administration's annual request for Burundi.
Much of the military assistance to Burundi has been funded through the State Department's Peacekeeping Operations (PKO) account, with some components administered under the U.S. Africa Contingency Operations Training & Assistance (ACOTA) program and others considered part of U.S. bilateral aid for Somalia.76 PKO-funded programs are generally implemented by contractors. Additional DOD assistance is administered under authorities enacted by Congress in annual defense authorization measures since FY2006.77 A complete picture of U.S. security assistance provided to Burundi since FY2006 is difficult to compile because much of it is not disaggregated by country recipient. This may pose challenges for congressional oversight of the U.S. security relationship with Burundi.
The current situation in Burundi is volatile, and the full impact of the crisis remains to be seen. A negotiated political settlement that would avert a major spike in violence may still be possible if the government, opposition, and civil society groups return to negotiations. Conversely, an escalation of conflict would reverse years of progress and pose a threat to neighboring states—particularly if security forces factions fight each other, if internally displaced person (IDP) and refugee flows increase, and/or if armed groups mobilize across borders.
Congress has shaped U.S. policy toward Burundi through its authorization and appropriation of U.S. assistance and through its oversight activities. The U.S. response to the current turmoil may raise policy and/or funding considerations for Congress. The House Foreign Affairs Committee, Subcommittee on Africa, Global Health, Global Human Rights, and International Organizations held a hearing on the situation in Burundi on July 22, 2015 as well as a hearing on political, security, and humanitarian challenges in the Great Lakes region of Central Africa on October 22, 2015. Congress has also enacted legislation, appropriated funding, and held many prior hearings aimed at promoting peace and security in the Great Lakes region.78 Potential issues for Congress include the following:
U.S. Security Assistance and Implications for Burundi's Multilateral Military Deployments. Members may weigh the potential implications of the evolving situation for U.S. military aid, specifically support for Burundi's deployments to AMISOM in Somalia and to U.N. peacekeeping operations, including in CAR. Congress may also consider what contingency plans the Administration may have for Burundi's role in AMISOM if Burundi's military were to fracture and/or become more directly involved in the crisis at home. (Burundian troops comprise almost a fifth of AMISOM's military force.) There is a separate question of the extent to which Burundi's government will remain committed to its foreign deployments if it perceives a significant threat to domestic stability.
Burundi's trajectory may prompt some Members to call for additional restrictions on U.S. military assistance, either to try to force a change in the government's behavior or to dissociate the United States from an abusive regime. Others may argue that progress on military reform since the early 2000s, and the view of some analysts that the military has the potential to act as a stabilizing and inclusive institution, merit continued engagement and support—even if the military appears increasingly fractured. Some may further consider whether counterterrorism and/or regional peacekeeping goals—or other considerations, such as executive branch flexibility in determining funding allocations—outweigh concerns. Finally, ending or restricting U.S. and other donor support to Burundian troops serving in Somalia and CAR could have unintended consequences for Burundi. To date, European-funded salaries, U.S. training, and the absorption of a large number of potentially restive troops constitute significant financial and political benefits that have arguably contributed to domestic stability.79
Congress has also enacted laws that require the State Department and DOD to vet foreign security forces for gross human rights violations prior to providing them with certain types of U.S. training and equipment.80 Allegations of abuses by Burundi's military—reportedly including units that have served in Somalia—reportedly prevented certain units from passing such vetting in 2015.81 However, vetting challenges do not, in and of themselves, necessarily lead to the blanket termination of bilateral military cooperation.
Contingency Plans and a Potential Regional Intervention. Members may wish to consider what implications a potential multilateral intervention in Burundi may have on existing security cooperation with the country's military, as well as what role the United States might play in providing financial support for such an intervention. Contingency planning by the U.N., the AU, the EAC, and other actors for an intervention could generate new requests for or modifications to U.S. security assistance. Congress may also explore the potential role that specific regional forces might play in Burundi, such as the United Nations Organization Stabilization Mission in the Democratic Republic of the Congo (MONUSCO) or the AU's as yet untested East Africa Standby Force. Specific issues for the East Africa Standby Force may include, for example, a reconfiguration of the force's composition, since Burundi is a troop contributor. For MONUSCO, changes to the Mission's composition could impact operations in DRC. Any modification of MONUSCO's mandate would require a U.N. Security Council resolution as well as congressional notification for U.S. contributions. U.N. deliberations could, alternatively, move toward the potential authorization of a new mission for Burundi, which would have implications for U.S. assessed contributions for U.N. peacekeeping. Members may also evaluate potential implications for humanitarian assistance to the region.
Sanctions. Congress has specifically authorized travel and financial sanctions through legislation in response to some conflict situations in Africa.82 The executive branch can also impose targeted sanctions under existing laws, including via executive order.83 As mentioned above, the Administration designated four individuals for targeted sanctions on November 23 via Executive Order. The State Department has also imposed U.S. travel restrictions on some individuals implicated in violence against civilians in Burundi. Congress may consider whether additional sanctions are warranted, and in what circumstances, as events in Burundi continue to unfold. For example, if targeted killings continue, Congress may weigh the likely effectiveness of sanctions as a response against other options, such as peacekeeping efforts by the AU or the U.N.
Oversight of U.S. Atrocity-Prevention Efforts. As mentioned above, the Administration has portrayed Burundi as a key focus of its efforts to prevent and respond to "mass atrocities" overseas. Despite early U.S. efforts to prevent atrocities in Burundi, observers' concern over the potential for atrocities has continued to escalate, underscoring the inherent challenges for the U.S. government and others in determining prevention measures and assessing their impact. Some Members of Congress support the Administration's emphasis on such efforts as a core tenet of U.S. foreign policy. For example, S.Res. 413, which passed the Senate during the 113th Congress, affirms that it is in the U.S. "national interest" to seek to prevent mass atrocities. Others may be concerned that such efforts are impractical, are costly, or distract from other U.S. policy priorities.
U.S. Democracy Promotion. Congress may seek to examine the impact of, and resources devoted to, U.S. democracy promotion in Burundi and elsewhere on the continent. The Obama Administration's Africa strategy emphasizes support for democratic institutions,84 but U.S. aid funding allocated for democracy and governance programs in Africa has decreased since FY2010 as other development goals—such as promoting health and economic growth—have been prioritized. The Administration did not request any bilateral democracy-related aid funding for Burundi in FY2015, but it has identified other means to fund elections support and programs seeking to prevent violence. In this context, Congress may consider the scale, balance, and objectives of the Administration's FY2016 bilateral aid request for Burundi.
In light of Nkurunziza's decision to run for a third term in office, Members of Congress may also consider the following issues: whether the Administration efforts promoting the respect of term limits in Africa have been effective and evenly applied; how these efforts have been perceived on the continent; and what priority term limits merit, given other democratic shortfalls on the continent.
Author Contact Information
1. |
CNDD-FDD stands for the National Council for the Defense of Democracy-Forces for the Defense of Democracy. |
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2. |
Statement by the U.N. High Commissioner for Human Rights Zeid Ra'ad Al Hussein on Burundi via videolink to the U.N Security Council, November 9, 2015; U.N. High Commission for Refugees, "Burundi Situation: Displacement of Burundians into neighbouring countries," November 15, 2015. |
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3. |
See, e.g. Eric Topona, "Burundi opposition alliance sets president ultimatum to resign," Deutsche Welle online, August 21, 2015. |
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4. |
Trevor Analo, "Concern over divisions as top army commander goes missing," The East African, October 3, 2015. |
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5. |
Africa Center for Strategic Studies, Burundi: A Critical Juncture, November 8, 2015. |
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6. |
In a November 3 speech, Burundian Senate President Reverien Ndikuriyo used the Kirundi word for work, "kora", which many analysts see as a code word used to incite Rwanda's 1994 genocide. He used terms like "pulverize" and "exterminate" in reference to the opposition and further recalled Rwanda's genocide, in which Tutsis were labeled "cockroaches," when he said people who opposed a government campaign to disarm the opposition would be "sprayed like cockroaches." See, e.g. Ludovica Iaccino, "Burundi hears echoes of anti-Tutsi hate speech that sparked Rwanda genocide," IBTimes UK, November 9, 2015. |
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7. |
See, e.g. Kate Cronin-Furman and Michael Broache, "Should we be using the G-word in Burundi?" The Washington Post, November 15, 2015. |
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8. |
The Great Lakes in Africa region is comprised of DRC, Rwanda, Burundi, and Uganda. |
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9. |
In May, Rwandan Foreign Minister Louise Mushikiwabo said, "While we respect Burundi's sovereignty in addressing internal matters, Rwanda considers the safety of innocent populations as regional and international responsibility"; See e.g., Ludovica Iaccino, "Burundi Coup: What do neighboring countries think of Nkurunziza's third term bid?" International Business (IB) Times, May, 13, 2015. Some analysts assess that Rwandan proxy intervention is possible. |
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10. |
See, e.g., BBC, "Burundi's Nyamitwe accuses Rwanda of training rebels," October 1, 2015; Thierry Vircoulon, "Insights from the Burundian Crisis (I): An Army Divided and Losing its Way," International Crisis Group, October 2, 2015. |
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11. |
The East African Community comprises Burundi, Kenya, Rwanda, Tanzania, and Uganda. |
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12. |
Assistant Secretary Linda Thomas-Greenfield testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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13. |
With over 5,000 soldiers deployed, Burundi is the second-largest troop contributor to AMISOM after Uganda. As discussed below, U.S. military assistance to Burundi has been extensive since AMISOM first deployed in 2007. |
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14. |
See, VOA Online, "Congo Opposition Leader Claims Victory on Low Referendum Turnout," October 26, 2015; Agence France Presse, "Burundi, Rwanda, and now Congo; Another African President Set to Change Term Limit Rules," July 18, 2015; see also CRS Report R43166, Democratic Republic of Congo: Background and U.S. Relations, by [author name scrubbed]; |
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15. |
The Guardian, "Senior Burundi Judge Flees Rather Than Approve President's Candidacy," May 4, 2015. |
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16. |
The text of the Accords is accessible at http://www.issafrica.org/AF/profiles/Burundi/arusha.pdf. |
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17. |
Land disputes, generational and intra-family tensions, economic needs, and personal score-settling underlie reportedly long-running and pervasive local-level violence. See Marc Sommers, Adolescents and Violence: Lessons from Burundi, Institute of Development Policy and Management (Netherlands), May 2013. |
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18. |
On the successes, challenges, and shortcomings of the Arusha process, see Howard Wolpe, Making Peace After Genocide: Anatomy of the Burundi Peace Process, U.S. Institute of Peace, March 2011. |
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19. |
International Crisis Group, Burundi: Bye-Bye Arusha? October 2012; see also Human Rights Watch (HRW), "Burundi: Spate of Arbitrary Arrests, Torture," August 6, 2015. The State Department's human rights report on Burundi states that "the intelligence service and the police tended to be influenced directly by, and responsive to, the CNDD-FDD." Country Reports on Human Rights Practices for 2014, released June 25, 2015. |
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20. |
See HRW, World Report, January 2015; World Politics Review, "Political Violence Tests Burundi's Stability Ahead of Elections," January 16, 2015; Final Report of the Group of Experts on the Democratic Republic of the Congo, January 12, 2015, U.N. doc. S/2015/19; IRIN, "Burundi: Looming Polls Raise Burundi's Risk Profile, April 17, 2014. |
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21. |
See, e.g., Elsa Buchanan, "Burundi genocide fear: Government youth militia Imbonerakure threatens to kill Tutsi refugees," IB Times UK, May 19, 2015. |
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22. |
See Refugees International, "'You are either with us or against us': Persecution and Displacement in Burundi," November 18, 2015. |
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Nkurunziza's ultimately successful third-term bid provoked large protests, an opposition boycott, and a failed military coup d'état in 2015. Since then, regime hardliners have cracked down on dissent, while some opposition figures have sought to mobilize an armed rebellion from outside the country. Many civil society, independent media, and political opposition groups now operate either clandestinely or in exile. Tit-for-tat assassinations have targeted prominent figures on both sides of the political divide. The security forces and ruling party youth wing have been implicated in politically motivated killings, disappearances, torture, and sexual violence. The military, previously viewed as a successful model of post-conflict ethnic integration and donor-backed professionalization, appears increasingly fractured. Already one of the world's poorest countries, Burundi has seen its economy contract due to instability, government policies, and donor aid restrictions. Food insecurity has expanded and the health system has been badly weakened. A worst-case scenario in Burundi, which could involve a return to civil war, large-scale atrocities, intractable ethnic polarization, and/or a spillover of conflict into the tense surrounding region, has not materialized. Yet international mediation efforts aimed at achieving a political settlement and averting a full-blown crisis have stalled. One reason is that key regional leaders now appear inclined to view Nkurunziza's continued tenure as preferable to alternatives. The next round of elections, slated for 2020, could spark new violence, particularly if Nkurunziza runs again. The president, a former rebel leader, remains popular, by many accounts, among his rural ethnic Hutu constituency. Opposition nonetheless spans Burundi's ethnic divide between majority Hutu (estimated at 85% of the population) and minority Tutsi (estimated at 14%) communities—notably splitting the Hutu-led ruling party. Ruling party efforts to amend the constitution to further undo principles of power-sharing and ethnic balance could also prove destabilizing. The 114th Congress held multiple hearings to examine the situation in Burundi and trends in the wider Great Lakes region. Congress has also influenced U.S. policy toward Burundi through its authorization and appropriation of foreign aid. The full extent of the Trump Administration's approach to Burundi and the region remains to be seen, but statements by U.S. Permanent Representative to the U.N. Nikki Haley suggest some degree of continuity with the Obama Administration's emphasis on human rights concerns and regional diplomatic engagement. The Trump Administration's FY2018 budget proposal would decrease bilateral health and economic assistance for Burundi, along with funding for global humanitarian and food aid programs of which Burundi has been a recipient. The Administration has not announced plans to alter a 2015 Executive Order that authorizes targeted sanctions in Burundi, or the 2015 suspension of Burundi's eligibility for trade benefits under the African Growth and Opportunity Act (AGOA). U.S. logistical support for Burundian troops serving in Somalia has also continued, along with a suspension of U.S. pre-deployment training and equipment programs within Burundi. Burundi's Political Crisis: In BriefIntroductionThe unresolved political crisis in the tiny central African nation of Burundi is among several threats to stability and humanitarian welfare in the turbulent Great Lakes region of central Africa. In 2015, President Pierre Nkurunziza—age 53, in office since 2005—was reelected to a third term, despite domestic and international criticism that his candidacy violated a landmark peace agreement signed in 2000. Nkurunziza's third-term bid sparked divisions in the ruling party, an attempted military coup, and an elections boycott by most opposition parties. Since then, more than 400,000 Burundians have fled to neighboring states as refugees, while over 200,000 are reportedly displaced internally. The majority of Burundi's refugees are reportedly children.1 Regional efforts to broker talks between the government and opposition have stalled, and East African leaders in 2017 have voiced growing acceptance of Nkurunziza's continued tenure and opposition to Western sanctions. Burundi's government has effectively blocked a United Nations (U.N.) Security Council-authorized police deployment to monitor abuses against civilians, and has restricted the movement of U.N. and African Union (AU) human rights observers.2 Congress has influenced U.S. policy toward Burundi through its authorization and appropriation of foreign aid and through oversight. Several Members have expressed concern about the situation in Burundi, its impact on the region, and its implications for longstanding U.S. efforts to promote stability and democratic governance on the continent.3 Of particular concern to some is the potential impact on Burundi's participation in the AU Mission in Somalia (AMISOM), which is fighting the Al Qaeda-linked group Al Shabaab.4 Burundi is the second-largest troop contributor, and U.S. military assistance has been extensive since AMISOM deployed in 2007. The full picture of the Trump Administration's approach to Burundi remains to be seen. As U.S. officials weigh policy options, they may examine the impact and effectiveness to date of U.S. and European Union efforts to isolate key actors viewed as fueling instability, through tools such as targeted sanctions, aid restrictions, and regional diplomatic outreach. The new Administration's emphasis on national security as its top foreign policy priority may suggest a reduced emphasis on the types of human rights and democracy concerns that drove U.S. engagement in Burundi in 2014-2016.5 The Administration's FY2018 budget proposal would also decrease bilateral health and economic aid for Burundi, along with funding for global humanitarian and food aid programs of which Burundi has been a recipient. Statements by U.S. Permanent Representative to the U.N. Nikki Haley decrying human rights violations nonetheless suggest some continuity with the previous Administration's Burundi policy (see "U.S. Policy and Aid"). The Obama Administration framed its approach to Burundi through two stated policy initiatives: an effort to prevent "mass atrocities" abroad, and a principled opposition to efforts by some African presidents to abrogate or circumvent legally established term limits. Some Members of Congress have supported such policies with regard to Burundi and more broadly. In the 114th Congress, the House passed H.Res. 310, which called on the Obama Administration's interagency Atrocities Prevention Board to pay "particular regard" to certain "troubled countries," including Burundi, and the House and Senate each passed resolutions urging respect for constitutional term limits in neighboring Democratic Republic of Congo (DRC). The 115th Congress may assess the future prospects for, effectiveness of, and resources devoted to such policies. Figure 1. Burundi at a Glance
Source: Map created by CRS using data from the Department of State (2011) and ESRI, TomTom, and DeLorme (2013). Figures from CIA World Factbook, International Monetary Fund, and U.N. Children's Fund (UNICEF); 2016 estimates unless otherwise indicated. Burundi is among the world's poorest countries. It is landlocked, has few natural resources, and its economy is largely agricultural. Its history has been marked by political instability, military interference in politics, and ethnic violence. High population density has fueled grassroots conflict over land (i.e., access to food and income), which has been complicated by cyclical waves of displacement. Tanzania has notably hosted hundreds of thousands of Burundian refugees since the 1970s. Conflict in Burundi has spilled over into eastern Democratic Republic of Congo (DRC), where Burundian armed factions have long been active. Burundi, like neighboring Rwanda, is majority Hutu (estimated at 85%), with minority Tutsi (estimated at 14%) and Twa (1%) ethnic communities, but the two countries' political histories are in some ways mirror-images. Tutsis dominated Burundi's government and military after independence. Over 100,000 Hutus were massacred in state-backed killings in 1972, and in 1993, Burundi's first democratically-elected and first Hutu president was assassinated by Tutsi military officers. This set off Burundi's decade-long civil war, in which some 300,000 people were killed. During the same time period, a Hutu extremist government next door orchestrated the 1994 Rwandan genocide, killing some 800,000 Tutsis and moderate Hutus. In 2000, Burundi's government—then led by Pierre Buyoya, a Tutsi military officer who had taken power in a coup—and over a dozen other parties signed a landmark set of peace agreements known as the Arusha Accords. Former Member of Congress Howard Wolpe played a role in the talks as a U.S. Presidential Envoy to the region, and then-President Bill Clinton attended the signing.6 Although the civil conflict did not immediately end, the Accords created a framework for greater stability and political inclusiveness. They instituted a two-term limit on the presidency and a requirement for "ethnic balance" in the government and military. This incentivized coalition-building and seemed to reduce overt Hutu-Tutsi tensions. The two largest Hutu-led rebel groups—the National Council for the Defense of Democracy-Forces for the Defense of Democracy (CNDD-FDD) and National Liberation Forces (FNL)—later agreed to disarm and became political parties. Civil society groups and private media outlets proliferated. A new constitution adopted by referendum in 2005 formalized a 60%-40% Hutu-Tutsi quota system for state posts. This paved the way for greater inclusion of the long-marginalized Hutu population, while ensuring the proportional over-representation of Tutsis and thus, theoretically, their protection. Elections in 2005 formally capped a post-conflict political transition. Nkurunziza, a Hutu former rebel leader, became president. Under a special transitional electoral system, he was elected by members of parliament instead of by citizens (which later became the basis of his assertion that his 2015 candidacy was constitutional). Hutu rebel combatants were integrated into the military, which—with substantial donor assistance—transitioned from being a key source of instability into a more professional and cohesive force. Violence remained a prominent feature of Burundian politics, however, while high-level corruption became a "serious problem."7 With broader political participation, the thrust of electoral competition moved from historic Tutsi-Hutu rivalry toward a more populist intra-Hutu rivalry. This played out within the CNDD-FDD, as well as between the CNDD-FDD and security forces on the one hand, and opposition groups—including the Hutu-led FNL—on the other. Ex-combatants loyal to Nkurunziza reportedly formed a "parallel chain of command" within the police and intelligence service, charged with carrying out targeted killings and intimidation.8 Opposition parties boycotted the 2010 elections, in which Nkurunziza was handily reelected and the CNDD-FDD expanded its control over state institutions. The government subsequently increasingly restricted the activities of opposition parties, civil society, and independent media.
In advance of the 2015 elections, the CNDD-FDD split over the issue of Nkurunziza's candidacy, with several leading figures (including top military commanders) signaling objections. Large demonstrations erupted in the capital, Bujumbura, and other cities following Nkurunziza's nomination in April 2015. After a failed coup attempt by senior military officers in May 2015, the government purged the army of suspected opponents. Holdovers from the largely Tutsi pre-civil war army were reportedly initial targets, followed by suspected ruling party dissidents, including officers who had fought alongside the president in the CNDD-FDD rebellion.9 Security services arrested, attacked, and intimidated protesters, civil society, and independent media, which the government accused of supporting the coup. An ensuing election boycott by most opposition parties cleared the way for dominance by Nkurunziza and the CNDD-FDD, which won 77 out of 100 directly-elected legislative seats. Despite supporting the boycott, an opposition coalition between long-time former governing party UPRONA (Tutsi-led) and the Hutu-led former rebel FNL party won 21 seats. After the FNL decided to take up its seats, leader Agathon Rwasa—previously seen as a key Nkurunziza rival—became the Deputy Speaker of Parliament, further dividing the opposition. All but three of the UPRONA representatives elected under the coalition declined to participate in the government. Political and security conditions have deteriorated since the election. Armed groups, some led by CNDD-FDD dissidents, have emerged, stoking state repression of the opposition and embroiling the country in a low intensity conflict.10 Elements in both government and opposition camps have reportedly used violence, including extrajudicial killings, assassinations, grenade attacks, and torture. On the pro-government side, the internal security forces have reportedly worked with the CNDD-FDD youth wing, the Imbonerakure ("those who see far"), to target perceived political opponents.11 The Imbonerakure and security forces have also reportedly attacked and extorted money from civilians attempting to flee the country, and have targeted refugees outside of Burundi's borders.12 According to U.N. human rights officials, the Imbonerakure have employed sexual violence as a deliberate intimidation tactic, explicitly promoting the rape of women from the opposition so "that they give birth to Imbonerakure."13 In June 2017, U.N. investigators accused the national intelligence service, police, and Imbonerakure of crimes against humanity.14 Tit-for-tat killings suggest a widening rift in the army, previously viewed as a triumph of post-conflict integration. In April 2017, the International Crisis Group characterized the army as "impoverished and ethnically and politically polarized" and "reforming around a loyalist hard core."15 Some Burundian civil society activists assert that ruling party hardliners are deliberately attempting to weaken the army so that it can no longer serve as a national institution protective of the civilian population.16 Since late 2015, according to U.N. investigators, "the level of overt violence has declined, [but] the overall level of oppression and control over the society has increased…. Burundian society is becoming more and more repressive [and] less tolerant of dissent."17 A number of critical civil society groups and media outlets have either been explicitly banned or operate under severe restrictions or from exile; in December 2016, the government banned Burundi's oldest human rights organization, League Iteka. The government has remained defiant in the face of international criticism, withdrawing from the International Criminal Court (ICC) and rejecting proposed U.N. and AU peacekeeping or monitoring forces. It has also restricted the movements of AU and U.N. observers.18 The crisis has caused growing ethnic polarization, as elites on both sides have appealed to hardline sentiment and existential fears. Ruling party figures reportedly have denounced a supposed Tutsi plot to return to a Tutsi-dominated state, which they portray as backed by neighboring (Tutsi-led) Rwanda.19 Others have used ethnically divisive rhetoric harkening back to Burundi's civil war or the Rwandan genocide.20 In August 2016, the U.N. Special Adviser on the Prevention of Genocide voiced concern at "inflammatory statements made by public officials that could constitute incitement to violence."21 At the same time, reports suggest that security forces continue to crack down on perceived opponents of Nkurunziza regardless of ethnicity, and that attacks have often targeted members of the Hutu-led FNL (as during the 2010-2015 period).22 Poverty and food insecurity have long been widespread in Burundi, where previous cycles of displacement and land disputes have fueled grassroots tensions. Since 2015, political tensions, population displacements, cuts to donor aid, and government macroeconomic and border control policies have deepened humanitarian challenges. A shortage of foreign exchange, a dramatic depreciation of the Burundian franc, and fuel shortages have crippled business. The El Niño weather pattern also negatively impacted Burundi's agricultural production—and thus, food security—in 2015-2016, by causing late, irregular, and insufficient rainfall.23 The economy contracted by nearly 4% in 2015 and further by 1% 2016, according to the International Monetary Fund.24 Food prices increased dramatically in 2016, while 8% of Burundians were chronically malnourished.25 The government has cut funding for healthcare and other services in its own budget, causing drug shortages, while annual malaria cases have spiked. The World Health Organization reports that the number of Burundians requiring humanitarian aid has tripled since early 2016.26 Burundi has restricted foreign aid and charity activity by placing tight controls on local and foreign organizations' finances, forcing them to keep their accounts in foreign currency in the central bank, with high administrative fees and deposit requirements.27 Such actions may be partly motivated by a demand for hard currency as reserves shrink—amid cuts in donor budget support—as well as by fears of external influence. Stalled Regional Dialogue and Political OutlookThe East African Community (EAC)—a regional grouping to which Burundi belongs—has attempted since 2015 to facilitate a political process that could avert a more acute and destabilizing crisis.28 Former Tanzanian President Benjamin Mkapa serves as "facilitator" of the inter-Burundi dialogue under the auspices of EAC "mediator" Ugandan President Yoweri Museveni. Talks have foundered, however, amid disagreements between the government and opposition over who may participate. The government refuses to attend talks that include the main exiled opposition coalition (CNARED, after its French acronym), which it accuses of involvement in the May 2015 coup attempt. In CNARED's absence, talks between the government, ruling party, and a handful of opposition members have been dismissed by the opposition and many observers as a "monologue" rather than a dialogue.29 Despite such criticisms—and the EAC's prior assessment that Nkurunziza's 2015 reelection "fell short of the principles and standards for holding free, fair, peaceful, transparent and credible elections"30—Mkapa stated in December 2016 that those continuing to question Nkurunziza's legitimacy are "out of their mind," and that "it is the people who have given legitimacy to the government."31 During a meeting of the EAC in May 2017, Museveni and Tanzanian President John Magufuli called on the European Union (EU) to lift its aid restrictions and targeted sanctions.32 These statements riled the opposition; CNARED leaders called for Mkapa's replacement in December 2016 and denounced the statements at the EAC. In a sign of internal divisions, however, some CNARED members attended consultations with Mkapa in January. In late 2015, the Burundian government launched its own National Commission for Inter-Burundi Dialogue (CNDI), notionally tasked with surveying public opinion through town halls. Opposition members and civil society groups—many of which were reportedly excluded from participating—criticized the initiative as a stage-managed effort to legitimize the regime. The CNDI final report, issued in May 2017, asserts that "the majority of Burundians consulted support the suppression of the presidential term limit and stand for the amendment of the constitution."33 Within hours of the release, Nkurunziza established a commission on constitutional amendments, which is due to submit its recommendations at the end of 2017. In late 2016, Nkurunziza hinted that he would seek a fourth term in 2020, stating: "if the Burundian people decide to change the constitution according to their wishes, I will follow their decision."34 International ResponsesThe outbreak of violence in 2015 triggered concerns that an armed conflict in Burundi could draw in neighboring states and/or non-state actors in the region. Particular attention has been focused on Rwanda, which seemed to threaten direct military intervention at the time and has a history of proxy interventions in the region. Rwanda has also hosted many prominent Burundian dissidents and civil society activists who have fled into exile since mid-2015. Tensions have continued to rise as Burundi has repeatedly accused Rwanda of aiding rebels—a claim Rwanda has denied, though humanitarian groups and U.N. sanctions monitors in 2015 documented evidence of rebel recruitment from refugee camps in Rwanda, and of Rwandan military training and support.35 In 2017, Rwanda has appeared to distance itself from the Burundi crisis in advance of its own presidential election in August.36 Regional leaders have expressed concern about the implications of Burundi's crisis for regional stability, but disagreements over the appropriate course of action have precluded a coherent response. In October 2015, the AU Peace and Security Council (PSC) threatened targeted sanctions on those found to perpetuate violence, but it has yet to designate specific individuals. In December 2015, following the release of an AU report alleging "pervasive and systematic" human rights abuses, the PSC authorized the deployment of a 5,000-strong peacekeeping force known as the African Prevention and Protection Mission in Burundi (MAPROBU).37 However, after Burundian authorities pledged to treat any intervention as an invasion, AU heads of state reversed course on the deployment, instead deciding to send human rights and military observers. The observers have yet to fully deploy amid reported disputes over their autonomy.38 In November 2015, the U.N. Security Council unanimously adopted Resolution 2248, calling for an end to the violence and stating that it would "consider additional measures"—a possible reference to sanctions—against those contributing to violence.39 Security Council Resolution 2303, adopted in July 2016, authorized the deployment of up to 228 U.N. police officers to Burundi to observe security conditions and support human rights monitors—under a U.N. political mission, not a peacekeeping operation.40 Burundian officials rejected the deployment—which in practice would require government consent—as a violation of sovereignty, and it has not moved forward. In a Presidential Statement in July 2017, the Security Council stated its "intention to pursue targeted measures against all actors… who threaten the peace and security of Burundi." The Council has yet to authorize a multilateral sanctions regime, however. In December 2015, the U.N. Human Rights Council passed Resolution S-24/1, calling on the Office of the U.N. High Commissioner for Human Rights (UNOHCHR) to dispatch a team of experts to Burundi to investigate alleged human rights abuses.41 In a report released in September 2016, the experts stated that they "cannot exclude" that crimes against humanity had been committed.42 The report, which also found that violations were "committed primarily by State agents and those linked to them," prompted Burundi to suspend cooperation with OHCHR. In October 2016, the Human Rights Council passed resolution 33/24, establishing a Commission of Inquiry (COI) to investigate human rights abuses committed during the crisis, "including on their extent and whether they may constitute international crimes."43 The government of Burundi has refused to cooperate with the COI and denied entry to its members. Based on interviews with Burundians in exile and other research, the COI in June 2017 reported a "feeling of deep and widespread fear" and "particularly cruel and brutal" human rights violations, many attributable to state security forces, at times aided by Imbonerakure.44 The European Union (EU), Burundi's top bilateral donor, imposed travel bans and asset freezes on three government officials and a former general in October 2015.45 In March 2016, the EU suspended direct financial support, including development aid, to the government of Burundi. AU funding had reportedly accounted for 20% of Burundi's budget.46 The EU also suspended funds for wages paid to Burundian troops in AMISOM.47 The government of Burundi condemned the move and threatened to withdraw from the mission. In 2017, Burundi and the AU reached an agreement whereby troops have been paid through a private Burundian bank rather than through a direct deposit of donor funds to the central bank.48 Burundi rescinded its threat to withdraw, and the first such payment was made in May 2017, followed by a new troop rotation into Somalia.49 The EU aid restrictions, along with EU and U.S. targeted sanctions, have sparked debate over the relative merits of isolating versus engaging the Burundian government. Such policies have been framed as efforts to deter atrocities and incentivize political concessions in the interest of peace. Ruling party leaders in Burundi, however, have leveraged what they portray as a Western plot to undermine a legitimate African government—in cahoots, they suggest, with donor-friendly Rwanda—to mobilize domestic and regional support. Burundian officials have regularly claimed that foreign powers, including Belgium and France, seek to overthrow the government. In June 2017, the government issued an official statement accusing the EU of having financed and participated in "attempted regime change," a possible allusion to the May 2015 coup attempt. U.S. Policy and AidIn 2017, U.S. diplomats at the United Nations have expressed serious concern with human rights violations in Burundi, with a particular focus on abuses attributed to government forces. U.S. officials have also expressed diplomatic support for the EAC mediation led by Mkapa. In April 2017, U.S. Permanent Representative to the U.N. Nikki Haley accused the Burundian government of "using human rights violations to stifle dissent."50 This followed a U.S. statement at the U.N. Human Rights Council that, while acknowledging "efforts at destabilization by the armed opposition" called on the Burundian government to "take responsibility for its actions" and to "end extrajudicial killings, enforced disappearances, arbitrary arrests, unknown places of detention, and torture with impunity."51 The statement also criticized new legal restrictions on non-governmental organizations in Burundi, noted "significant restrictions" on opposition political parties, and expressed support for the Mkapa mediation as "a critical avenue to reach a peaceful resolution to the current standoff." Such statements suggest some degree of U.S. policy continuity with the Obama Administration, although it is possible that various U.S. policies and aspects of their implementation remain under interagency review. For its part, the Obama Administration portrayed its approach to the Burundi crisis as rooted in a broader effort to prevent "mass atrocities" abroad, and in its opposition to moves by some African presidents to abrogate or circumvent legally established term limits. Administration officials urged Nkurunziza not to seek reelection in 2015 and condemned the circumstances of his electoral victory.52 The Administration subsequently backed EAC-led efforts to mediate an inclusive dialogue.53 U.S. officials expressed support for initial AU plans (from which the AU subsequently retreated) for a military intervention to protect civilians, and later for a U.N. police force and AU human rights monitors (neither of which fully materialized). The Obama Administration also took steps to isolate key figures whom they viewed as seeking to destabilize Burundi, in an effort to deter abuses and apply pressure for political concessions. Such moves were undertaken unilaterally, albeit with some apparent coordination with the EU, amid a reported lack of consensus on Burundi in the U.N. Security Council. In November 2015, shortly after the EU undertook a similar step, President Obama signed Executive Order (E.O.) 13712, authorizing targeted financial sanctions against individuals who threaten peace and security, undermine democratic institutions, or commit human rights abuses in Burundi.54 President Obama designated eight individuals—four state security officials, three dissident security commanders who participated in the 2015 coup attempt, and one civilian opposition leader—under the E.O. Also in 2015, President Obama revoked Burundi's eligibility for U.S. trade preferences under the African Growth and Opportunity Act (AGOA, reauthorized in P.L. 114-27).55 The Trump Administration's FY2018 budget request proposes a sharp decrease in bilateral aid to Burundi, among various other countries, under what the Administration has portrayed as an effort to cut costs, achieve greater efficiencies, and focus resources on top policy priorities. Global Health Program funding for Burundi would decrease from $30 million in FY2016 (latest available data) to $13 million in FY2018; $1.3 million in economic aid would be eliminated; and the global Food for Peace (FFP) program under P.L. 480, which provided $18.7 million in food aid to Burundi in FY2016, would end entirely. The FY2016 figures do not encompass additional emergency humanitarian aid provided to Burundi and Burundian refugees; aid funding allocated from regional and global programs, starting in FY2014, in support of atrocity prevention; or regional security assistance programs. Since FY2006, the United States has allocated some $300 million in security assistance for Burundi, most of it intended to support the military's counterterrorism and peacekeeping capabilities.56 Such funding has largely been provided through regionally and centrally managed programs, and is not reflected in the State Department's annual bilateral budget request for Burundi. The top sources of this assistance have been: 1) the State Department's Peacekeeping Operations (PKO) account, with some funds provided under the U.S. Africa Contingency Operations Training and Assistance (ACOTA) program and others budgeted as U.S. bilateral aid for Somalia; and 2) Defense Department-administered training and equipment provided under authorities enacted by Congress in annual defense authorization measures since FY2006.57 In mid-2015, the Obama Administration announced the suspension of several security assistance programs for Burundi. Assistance to the police ceased due to implication in political repression, while U.S. military training within Burundi (including ACOTA pre-deployment aid to AMISOM contingents) was suspended due to security concerns.58 Funding for International Military Education and Training (IMET), under which foreign military officers travel to the United States, has continued. U.S. advisory support within Somalia to Burundian troops deployed under AMISOM has also been maintained, and some transfers of equipment have also occurred.59 Burundi is subject to certain aid restrictions in FY2017 and prospectively in FY2018 under the Trafficking Victims Protection Act of 2000 (TVPA, Division A of P.L. 106-386), as amended, due to its Tier 3 (worst) ranking by the State Department in 2016 and 2017. President Obama invoked his authority to waive such restrictions for FY2017, asserting that such aid "would promote the purposes of the Act or is otherwise in the national interest of the United States."60 President Trump's approach to the designations remains to be seen. Outlook and Issues for CongressPresident Nkurunziza currently appears likely to seek to remain in office beyond 2020, which could lead to increased political tensions and violence. Critical flashpoints could arise as early as the end of 2017, when the government's commission on constitutional amendments is due to render its findings. Burundi's outlook at this time appears bleak: continued violent repression and spiraling poverty at present, with risks of wider conflict and civil unrest in the future. The opposition's internal divisions and weak organizational capacity will likely impede its ability to present a united front on the terms or content of any future negotiations. Endemic corruption has made the contest to control state resources a high-stakes, zero-sum game, which appears likely to remain the case. In the absence of competitive political space, more parties may turn to violent tactics including guerrilla combat, as some already have. Many key political figures, including Nkurunziza himself, are former combatants. Burundi presents a challenge for U.S. policymakers seeking to work with regional leaders to promote respect for democratic norms and the protection of civilians from state-backed abuses. The AU and EAC appear unable or unwilling to pressure Burundi's government to respect constitutional term limits or power-sharing arrangements. A lack of regional condemnation of a similar term limits crisis in the Democratic Republic of Congo, combined with successful moves by incumbents to remove or bypass term limits in countries such as Uganda, Rwanda, Gabon, and Republic of Congo (Brazzaville), arguably decrease Nkurunziza's incentives to negotiate and may bolster his claims to legitimacy. The rift between regional leaders, who have grown more tolerant of Nkurunziza, and that of donors, who remain highly critical, has inhibited a unified international approach and could prove damaging to U.S. leverage in other African contexts. The evolving U.S. response to the situation in Burundi may raise several issues for Congress. As Congress considers the Trump Administration's FY2018 aid budget proposals, Members may examine the scope and impact of funding for health, conflict mitigation, and humanitarian relief in Burundi. Congress has also regularly enacted provisions in aid appropriations measures that reflect criticism of Rwandan involvement in neighboring conflicts. The Consolidated Appropriations Act, 2017 (P.L. 115-31, Division J, §7042) requires the Secretary of State to report that governments in the Great Lakes region are "not facilitating or otherwise participating in destabilizing activities in a neighboring country" prior to providing certain military aid. The effectiveness of U.S. democracy promotion and atrocity-prevention efforts in Burundi may be of interest to some Members. The extent of the Trump Administration's prioritization of both objectives has been subject to widespread scrutiny.61 Some observers view the Administration as seeking to exclude democracy and human rights as core U.S. foreign policy interests, although statements by Ambassador Haley may suggest otherwise with regard to Burundi. In the context of congressional oversight of U.S. diplomatic engagements in Africa, Members may consider arguments for and against efforts to isolate key Burundian leaders internationally, as well as any efforts to allay the government's claims of unfair Western persecution. In light of the Burundian military's internal divisions and polarization, Congress may continue to examine the U.S. security assistance that has supported Burundi's deployments in Somalia (where its troops make up a quarter of the authorized total for AMISOM) and the Central African Republic. A statement by Secretary of State Tillerson on Burundi's National Day on July 1, 2017, cited "the positive impact its troops have had in Somalia," but human rights issues and security conditions are likely to continue to pose policy and practical constraints on military aid. Abuse allegations have also dogged the Burundian contingent in CAR.62 Congressional deliberations may include potential contingency plans in case of a Burundian withdrawal from either mission. Author Contact Information [author name scrubbed], Specialist in African Affairs
([email address scrubbed], [phone number scrubbed])
Acknowledgments Gabrielle Bardall, American Political Science Association Fellow, and Tomas Husted, former CRS Research Associate, contributed to this report. Footnotes1.
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UNICEF, Burundi and Great Lakes Situation and Response, January-June 2017. 2.
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The police mission was authorized in U.N. Security Council 2303 (2016). 3.
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See, e.g., Senate Foreign Relations Committee, Africa Subcommittee, Hearing on U.S. Sanctions Policy in Sub-Saharan Africa, June 8, 2016; Hearing on U.S. Policy in Central Africa, February 10, 2016; and Hearing on the Political and Security Crisis in Burundi, December 9, 2015; and House Foreign Affairs Committee, Subcommittee on Africa, Global Health, Global Human Rights, and International Organizations, Hearing on Africa's Great Lakes Region: A Security, Political, and Humanitarian Challenge, October 22, 2015, and Hearing on the Unfolding Crisis in Burundi, July 22, 2015. The Great Lakes region centers on DRC, Rwanda, Burundi, Uganda, and Tanzania. 4.
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See, e.g., Senate Armed Services Committee, Hearing on U.S. Central Command, U.S. Africa Command, and U.S. Special Operations, March 8, 2016. 5.
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See Secretary of State Rex Tillerson's written statements to Congress on the FY2018 Budget Request, June 2017. 6.
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See Wolpe, Making Peace After Genocide: Anatomy of the Burundi Peace Process, U.S. Institute of Peace, 2011. 7.
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State Department, Country Reports on Human Rights Practices for 2016, "Burundi." 8.
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International Crisis Group (ICG), Burundi: Bye-Bye Arusha? 2012; Human Rights Watch (HRW), "You Will Not Have Peace While You Are Living": The Escalation of Political Violence in Burundi, 2012, and Burundi: Spate of Arbitrary Arrests, Torture, 2015. 9.
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International Crisis Group (ICG), Burundi: The Army in Crisis, April 2017. 10.
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See, e.g., Jeune Afrique, " 'Pourquoi nous avons décidé de passer à l'action': Godefroid Niyombare livre sa version du coup d'État de 2015 au Burundi," May 15, 2017. 11.
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According to U.N. investigators and independent human rights groups, the Burundian security services have reportedly armed and trained Imbonerakure units, and human rights monitors allege that elements of the Imbonerakure regularly surveil and detain individuals despite having no formal power of arrest. See, e.g., HRW, "Burundi: Attacks by Ruling Party Youth League Members," January 19, 2017, and "Burundi: Intelligence Services Torture Suspected Opponents," July 7, 2016; Final Report of the Group of Experts on the Democratic Republic of the Congo, January 12, 2015, U.N. doc. S/2015/19; and IRIN, "Burundi: Looming Polls Raise Burundi's Risk Profile," April 17, 2014. 12.
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See U.N. High Commissioner for Refugees (UNHCR), "Running from Rape in Burundi," UNHCR Tracks, May 6, 2016; Refugees International, Women and Girls Failed: The Burundian Refugee Response in Tanzania, December 2015; Amanda Sperber, Fleeing Burundi Won't Protect You from Its Government, Foreign Policy, November 4, 2016. 13.
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U.N. Office of the High Commissioner for Human Rights (UNOHCHR), "Grotesque rape chants lay bare campaign of terror by Burundi militia," April 18, 2017; HRW, Burundi: Gang Rapes by Ruling Party Youth, July 27, 2016. 14.
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UNOHCHR, Burundi: Persistence of serious human rights violations in a climate of widespread fear, Commission of Inquiry on Burundi, June 15, 2017; see also Report of the United Nations Independent Investigation on Burundi, U.N. doc. A/HRC/33/37, September 20, 2016. 15.
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ICG, The Army in Crisis, op. cit. 16.
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The Guardian, "Fears grow in Burundi as executions and desertions undermine army," April 29, 2016. 17.
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Report of the United Nations Independent Investigation on Burundi, U.N. doc. A/HRC/33/37, September 20, 2016. 18.
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See Report of the Secretary-General on Burundi, February 23, 2017, U.N. doc. S/2017/165. 19.
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ICG, Burundi: anatomie du troisième mandat, May 20, 2016. 20.
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Africa Center for Strategic Studies, Burundi: A Critical Juncture, November 8, 2015; Associated Press, "Burundi youth militia compares opposition to live in video," May 30, 2017. 21.
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Statement by Adama Dieng, United Nations Special Adviser on the Prevention of Genocide on the situation in Burundi, August 24, 2016. 22.
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HRW, Burundi: Attacks by Ruling Party Youth League Members, op. cit. 23.
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U.N. Food and Agriculture Organization, "Burundi - Situation report December 2016." 24.
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IMF, Global Economic Outlook database, April 2017. 25.
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World Food Program, "Burundi," at http://www1.wfp.org/countries/burundi; Reuters, "Food prices drive Burundi inflation up to yearly 9.6 pct in December," January 18, 2017. 26.
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WHO. "Burundi Humanitarian Response Plan 2017". Accessed July 23, 2017. 27.
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UNOHCHR, "Burundi: UN Experts raise alarm at growing repression of NGOs and human rights defenders," February 6, 2017. 28.
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The EAC comprises Burundi, Kenya, Rwanda, Tanzania, and Uganda. 29.
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Reuters, "Burundi Peace Talks Open in Tanzania With Opposition Criticism," May 21, 2016. 30.
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The East African Community Election Observation Mission to the Presidential Election of 21 July 2015 in the Republic of Burundi: Preliminary Statement, July 23, 2015. 31.
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Iwacu, "Mkapa: 'Burundi government is legitimate,'" December 19, 2016. 32.
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In early 2016, citing dissatisfaction with Burundi's level of commitment to "democratic principles and values," the EU suspended direct financial support to the Burundian government, including budget support. It has continued funding emergency humanitarian aid and other projects "to ensure access to basic services for the population." (European Council, "Burundi: EU closes consultations under Article 96 of the Cotonou agreement," March 14, 2016.) 33.
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Iwacu, "No Term Limit, Amend Constitution' Says Commission for National Dialogue," May 13, 2017. 34.
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Radio France Internationale, "Burundi's Nkurunziza mulls fourth term in 2020," December 30, 2016. 35.
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Refugees International, Asylum Betrayed: Recruitment of Burundian Refugees in Rwanda, December 14, 2015; Final report of the Group of Experts on the Democratic Republic of the Congo, May 23, 2016, U.N. doc. S/2016/466. In May 2016, the Congolese government also accused Rwanda of recruiting former M23 rebels to oust Nkurunziza. See IRIN News, "Is Rwanda stirring rebellion in Burundi?" May 4, 2016. 36.
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The East African, "What next for Rwanda and Burundi relations?" January 2, 2017. 37.
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AU African Commission on Human and People's Rights, Report of the Delegation of the African Commission on Human and People's Rights on its Fact-Finding Mission to Burundi, 7-13 December 2015, December 13, 2015. 38.
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Agence France-Presse (AFP), "Just a quarter of agreed AU observers in Burundi," June 23, 2016. 39.
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U.N. Security Council Resolution 2248 (2015). 40.
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U.N. Security Council Resolution 2303 (2016). 41.
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U.N. Human Rights Council Resolution S-24/1 (2015). 42.
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Report of the United Nations Independent Investigation on Burundi, U.N. doc. A/HRC/33/37, op. cit. 43.
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U.N. Human Rights Council Resolution 33/24 (2016). 44.
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UNOHCHR, Burundi: Persistence of serious human rights violations in a climate of widespread fear, op. cit. 45.
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European Council, "Burundi: The EU Adopts Sanctions Against 4 Individuals," October 1, 2015; for names, see Enforcement of European Union Sanctions (Republic of Burundi) Regulations, issued November 6, 2015. 46.
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Iwacu, "Summit of surprises," May 29, 2017. 47.
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Per an AU-EU agreement, the EU funds AMISOM troop allowances (among other expenses) through a system of reimbursement for troop contributing countries, including Burundi. 48.
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Chris Suckling and Jordan Anderson, "Reported troop-payment deal between AU and Burundi indicates hurdles for likely AMISOM transition into UN peacekeeping mission," IHS Jane's Intelligence Weekly, January 23, 2017. 49.
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Shabelle Media Network, "Burundi to pay salary for its peacekeepers in Somalia," June 6, 2017. 50.
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Nikki Haley, "An Unprecedented Step on Human Rights," op-ed, CNN.com, April 19, 2017. 51.
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U.S. Permanent Mission to the U.N. and Other International Organizations in Geneva, "U.S. Statement at the Interactive Dialogue with the Commission on Burundi," March 13, 2017. 52.
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See, e.g., State Department, "U.S. Condemns Violence in Burundi," July 10, 2015; and John Kerry, "Burundi's Elections Process," State Department press statement, July 24, 2015. 53.
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Testimony of Special Envoy Perriello before the Senate Foreign Relations Committee, February 10, 2016. 54.
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"Executive Order—Blocking Property of Certain Persons Contributing to the Situation in Burundi," November 23, 2015. This followed the State Department's announcement in April 2015 of U.S. visa restrictions against unnamed individuals implicated in violence against civilians. All four EU designees are included in the U.S. designations. 55.
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White House, "Message to the Congress: Notification to the Congress on AGOA Program Change," October 30, 2015. See CRS In Focus IF10149, African Growth and Opportunity Act (AGOA), by [author name scrubbed]. 56.
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CRS calculation based on analysis of Defense Department and State Department congressional notifications, State Department annual congressional budget justifications, |
Report of the Secretary-General on the United Nations Office in Burundi, January 19, 2015, U.N. doc. S/2015/36. |
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24. |
International Foundation for Electoral Systems (IFES), "Civic Education for Free and Fair Elections in Burundi," April 16, 2015. |
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25. |
U.N. Office of the High Commissioner for Human Rights, "Burundi: U.N. experts call for determined Security Council action to prevent mass violence in the Great Lakes region," July 16, 2015; see also U.N. News Centre, "Burundi experiencing 'deep political crisis' with hundreds dead since April, Security Council told," November, 9, 2015. |
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26. |
Reuters, "Burundi Coup General Says Force Only Way to Oust President," July 6, 2015. |
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27. |
Reuters, "Burundi President Faces Emerging Armed Rebellion as Vote Looms," July 13, 2015. |
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28. |
The Associated Press, "Son of Human Rights Activist Killed in Burundi, Alarm Grows," November 6, 2015. |
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29. |
Reuters, "Amid crisis, Burundi president sets deadline to give up guns," November 2, 2015 |
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30. |
Africa Center for Strategic Studies, Burundi: A Critical Juncture, November 8, 2015. |
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31. |
"Déclaration solennelle pour se réunir au siège de l'Union africaine en vue de créer un Conseil national pour le respect des Accords d'Arusha et de l'état de droit au Burundi," July 15, 2015; CRS translation. |
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32. |
Eric Topona, "Burundi opposition alliance sets president ultimatum to resign," Deutsche Welle online, August 21, 2015. |
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33. |
U.N. News Centre, "Condemning Increasing Violence in Burundi, Security Council Unanimously Adopts Resolution 2248 (2015), States Intention to Consider 'Additional Measures'," November 12, 2015. |
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34. |
Voice of America (VOA) Online, "Burundi Group Rejects Nkurunziza to Head Unity Government," July 26, 2015. |
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35. |
Thierry Vircoulon, "Insights from the Burundian Crisis (I): An Army Divided and Losing its Way," International Crisis Group, October 2, 2015. |
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36. |
Congolese territory reportedly hosts elements of the Burundian military, the Imbonerakure, and Burundian insurgents, including an FNL faction and a separate, unidentified group that reportedly entered northwestern Burundi in late 2014. Final Report of the Group of Experts on the Democratic Republic of the Congo, January 12, 2015, op. cit. |
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37. |
See, e.g., Filip Reyntjens, "Scenarios for Burundi," Institute of Development Policy and Management, April 2015. |
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38. |
Rwandan Ministry of Foreign Affairs, "Rwanda expresses serious concern over Burundi deteriorating situation," May 4, 2015; Ivan R. Mushiga, "Burundi: Rwanda will "talk" to Burundi Over FDLR After Current Crisis," AllAfrica, November 21, 2015. |
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39. |
Reuters, "Rwanda Alarmed by Burundi Unrest as Refugees Stream In," May 5, 2015. |
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40. |
Rwandan-Burundian tensions had risen since 2014, when each country blamed the other for dead bodies found in a lake at their shared border. See Reuters, "Burundi Says 40 Corpses Found in Lake Were Rwandans," October 14, 2014. |
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41. |
Inter-Agency Standing Committee, "Alert, Early Warning and Readiness Report Map," Outlook Period November 2015-2016. |
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42. |
"Communiqué: 3rd Emergency Summit of Heads of State of the East African Community on the Situation in Burundi," July 6, 2015; "Communiqué of the Peace and Security Council of the African Union (AU), at its 523rd Meeting on the Situation in Burundi," July 9, 2015. |
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43. |
EAC election observers did not find the July 21 presidential election credible. The U.N. Electoral Observation Mission in Burundi (MENUB) concluded that the June 29 elections were neither credible nor free. The AU and other international actors suspended planned electoral observation missions citing a non-conducive electoral environment. |
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44. |
Prior to the July 21 presidential vote, talks were mediated by representatives of the United Nations (U.N.) Secretary General and, from July 15-18, the government of Uganda, but these did not deliver an agreement. |
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45. |
Cara Jones and Orion Donovan-Smith, "How the West Lost Burundi," Foreign Policy, August 28, 2015. |
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46. |
News of Rwanda, "Step Down, Kagame Tells Nkurunziza," May 9, 2015. |
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47. |
Reuters, "Rwandan President warns of escalating violence in Burundi," November 8, 2015. |
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48. |
Elsa Buchanan, "Burundi: Who are the armed rebels supported by the country's exiled dissidents?" International Business Times, July 16, 2015. |
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49. |
Al Jazeera, "Burundi refugees lured to join rebel group," July 24, 2015. |
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50. |
AU Peace and Security Council 551st Meeting Communique, Addis Ababa, Ethiopia, October 17, 2015. |
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51. |
U.N. News Centre, "Condemning Increasing Violence in Burundi, Security Council Unanimously Adopts Resolution 2248 (2015), States Intention to Consider 'Additional Measures'," November 12, 2015. |
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52. |
Reuters, "Troops could be sent to Burundi if violence worsens: diplomats," November 11, 2015 |
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53. |
U.N. News Centre, "Condemning Increasing Violence in Burundi, Security Council Unanimously Adopts Resolution 2248 (2015), States Intention to Consider 'Additional Measures'," November 12, 2015. |
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54. |
VOA Online, "EU Slaps Sanctions on 4 Burundians," October 2, 2015. |
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55. |
See, e.g., State Department, "U.S. Condemns Violence in Burundi," July 10, 2015; and John Kerry, "Burundi's Elections Process," State Department press statement, July 24, 2015, where |
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56. |
State Department, "Urgent Need for Political Dialogue in Burundi," August 20, 2015. |
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57. |
Assistant Secretary Linda Thomas-Greenfield testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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58. |
Assistant Secretary Linda Thomas-Greenfield testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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59. |
White House, "Executive Order—Blocking Property of Certain Persons Contributing to the Situation in Burundi, November 23, 2015. |
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60. |
White House, "Message to the Congress: Notification to the Congress on AGOA Program Change," October 30, 2015. |
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61. |
State Department, "The United States Urges Dialogue, Announces Additional Suspension of Assistance," July 2, 2015. |
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62. |
Assistant Secretary Linda Thomas-Greenfield testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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63. |
State Department, "U.S. Deeply Regrets Burundi's Disregard for the Arusha Agreement," April 25, 2015. |
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64. |
The Administration has identified the prevention of mass atrocities as a U.S. "core national security interest and a core moral responsibility" for which it has committed to using the U.S. government's "full arsenal of tools," including diplomatic, financial, intelligence, law enforcement, and, in some cases, military capabilities. See U.S. government, http://www.humanrights.gov/dyn/issues/atrocity-prevention.html. |
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65. |
SEGL Thomas Perriello, "Central Africa: U.S. Envoy Underlines Need to Respect Term Limits," AllAfrica, September 28, 2015. |
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66. |
Remarks at the Council on Foreign Relations, op. cit.; and at the Chicago Council on Global Affairs, April 24, 2015. |
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67. |
SEGL Thomas Perriello testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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68. |
VOA Online, "Obama to Burundi's Leaders: Halt Rhetoric, Hold Talks," November 14, 2015. |
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69. |
U.S. Mission to the United Nations, "Statement on Violence and Disturbing Rhetoric in Burundi," November 5, 2015. |
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70. |
See, e.g., Presidential Advisor Willy Nyamitwe's comments on Twitter: "#Burundi: We have our fingers crossed expecting @AmbassadorPower to leave office next year so #Burundi will be left alone at peace," November 21, 2015. |
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71. |
SEGL Thomas Perriello, "Burundi in Crisis," The World Post, October 1, 2015. |
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72. |
SEGL Thomas Perriello testimony before the House Foreign Affairs Subcommittee on Africa, Global Health, and Human Rights, October 22, 2015. |
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73. |
State Department, Congressional Budget Justification (CBJ) for Foreign Operations, FY2016. |
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74. |
U.S. Agency for International Development (USAID), response to CRS query, February 2015. Under Secretary of State Sewall (Remarks at the Council on Foreign Relations, op. cit.) stated that the atrocities-prevention process "galvanized over $7 million in State and USAID funds to address the risks identified in the assessment." |
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75. |
CRS calculation based on State Department and Defense Department congressional notifications and State Department responses to CRS queries. |
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76. |
The Administration has requested that Congress appropriate $115 million in PKO funding for Somalia in FY2016, of which an unspecified portion is designed to "bolster AMISOM's operational effectiveness" through support to troop contributors. State Department CBJ, op. cit. ACOTA funding is not requested on a country-specific basis. |
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77. |
These include DOD's "global train and equip" authority, recently codified in permanent law as 10 U.S.C 2282 by §1205 of the FY2015 National Defense Authorization Act or NDAA (P.L. 113-291), which repealed §1206 of the FY2006 NDAA, and which authorizes DOD to train and equip foreign military forces for counterterrorism. Burundi has also benefitted from Section 1207(n) of the FY2012 NDAA (P.L. 112-81) and Section 1203 of the FY2013 NDAA (P.L. 112-239), which authorize DOD to build the capacity of foreign militaries serving in AMISOM. Burundi has received more than $58 million in bilateral assistance for its participation in AMISOM under these authorities, in addition to a portion of the more than $63 million provided jointly to Burundi and Uganda for the mission. |
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78. |
See CRS Report R43166, Democratic Republic of Congo: Background and U.S. Relations, by [author name scrubbed], specifically the section titled "Congressional Actions." |
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79. |
See, e.g., Elizabeth Dickinson, "For Tiny Burundi, Big Returns in Sending Peacekeepers to Somalia," The Christian Science Monitor, December 22, 2011. |
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80. |
See CRS Report R43361, "Leahy Law" Human Rights Provisions and Security Assistance: Issue Overview, coordinated by [author name scrubbed]. |
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81. |
On February 6, 2015, the U.S. State Department expressed concern at "reports implicating Burundian security forces in the extra-judicial killing of at least two dozen members of a rebel group after they surrendered in Cibitoke Province in early January." Similar allegations were detailed in HRW, "Burundi: Summary Executions by Army, Police," February 12, 2015. Senior military officers, including one who reportedly served with AMISOM, have also been implicated in arming the Imbonerakure. See Africa Confidential, "Terms of Abuse," April 11, 2014. |
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82. |
For example, Section 1284 of P.L. 112-239, the FY2013 NDAA, authorized sanctions against any persons determined to be providing significant support to a Congolese rebel movement known as the M23. |
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83. |
See U.S. Department of the Treasury, Office of Foreign Assets Control, "Sanctions Programs and Country Information," at http://www.treasury.gov/resource-center/sanctions/Programs/Pages/Programs.aspx. |
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84. | Notably, §1207(n) of the FY2012 National Defense Authorization Act or NDAA (P.L. 112-81) and §1203 of the FY2013 NDAA (P.L. 112-239) authorized the Defense Department to build the capacity of foreign militaries serving in AMISOM. In connection with its AMISOM deployment, Burundi has also received training and equipment for counterterrorism purposes under DOD's "global train and equip" authority, codified as 10 U.S.C 2282 under the FY2015 NDAA (P.L. 113-291) and subsequently as 10 U.S.C. 333 under the FY2017 NDAA (P.L. 114-328). State Department, "United States Urges Dialogue, Announces Additional Suspension of Assistance," July 2, 2015. For example, in April 2016, the Obama Administration notified Congress of a planned transfer via the Excess Defense Articles (EDA) program of six Mine Resistant Ambush Protected (MRAP) vehicles to the Burundian Defense Forces for use in AMISOM "as well as in similar operations in the future." The notification stated further that the equipment would be restored to operational condition using State Department-administered PKO funds. "Presidential Determination – Foreign Governments' Efforts Regarding Trafficking in Persons," September 27, 2016. See CRS Report R42497, Trafficking in Persons: International Dimensions and Foreign Policy Issues for Congress, by [author name scrubbed]. See, e.g., Ted Piccone, "Tillerson Says Goodbye to Human Rights Diplomacy," Brookings Institution, May 5, 2017. |