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Title X (Public Health Service Act) Family Planning Program

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Title X (Public Health Service Act) Family Planning Program Angela Napili Information Research Specialist September 3, 2014May 6, 2015 Congressional Research Service 7-5700 www.crs.gov RL33644 Title X (Public Health Service Act) Family Planning Program Summary The federal government provides grants for voluntary family planning services through the Family Planning Program, Title X of the Public Health Service Act (42 U.S.C. §§300 to 300a-6). Enacted in 1970, it is the only domestic federal program devoted solely to family planning and related preventive health services. In 20122013, Title X-funded clinics served 4.86 million clients. Title X is administered through the Office of Population Affairs (OPA) in the Department of Health and Human Services (HHS). Although the authorization of appropriations for Title X ended with FY1985, funding for the program has continued through appropriations bills for the Departments of Labor, Health and Human Services, and Education, and Related Agencies (LaborHHS-Education). The FY2014FY2015 Consolidated and Further Continuing Appropriations Act (P.L. 113-76235) provides $286 million for Title X, 3% more than the FY2013 funding level of $278 million. The FY2014 Consolidated Appropriations Act the same as the FY2014 level. The FY2015 act continues previous years’ requirements that Title X funds not be spent on abortions, that all pregnancy counseling be nondirective, and that funds not be spent on promoting or opposing any legislative proposal or candidate for public office. Grantees continue to be required to certify that they encourage “family participation” when minors seek family planning services and to certify that they counsel minors on how to resist attempted coercion into sexual activity. The appropriations law also clarifies that family planning providers are not exempt from state notification and reporting laws on child abuse, child molestation, sexual abuse, rape, or incest. The law (42 U.S.C. §300a-6) prohibits the use of Title X funds in programs where abortion is a method of family planning. According to OPA, family planning projects that receive Title X funds are closely monitored to ensure that federal funds are used appropriately and that funds are not used for prohibited activities such as abortion. The prohibition on abortion does not apply to all the activities of a Title X grantee, but only to activities that are part of the Title X project. A grantee’s abortion activities must be “separate and distinct” from the Title X project activities. Congressional Research Service Title X (Public Health Service Act) Family Planning Program Contents Title X Program Administration and Grants .................................................................................... 1 Administration ........................................................................................................................... 1 Family Planning Services Grants .............................................................................................. 1 Services ............................................................................................................................... 1 Client Charges ..................................................................................................................... 2 Client Characteristics .......................................................................................................... 2 Grantees and Clinics............................................................................................................ 3 Family Planning Training and Research Grants ........................................................................ 3 Funding ............................................................................................................................................ 4 FY20153 FY2016 Budget Request............................................................................................................ 4 FY2015 Appropriations Activity ............................................................................................... 4 FY2014 Funding........................................................................................................................ 54 History of Funding .................................................................................................................... 65 Institute of Medicine Evaluation...................................................................................................... 87 The Patient Protection and Affordable Care Act and Title X ........................................................... 98 Abortion and Title X ...................................................................................................................... 1312 Teenage Pregnancy and Title X ..................................................................................................... 1514 Confidentiality for Minors and Title X .......................................................................................... 1615 Planned Parenthood and Title X .................................................................................................... 1716 Figures Figure 1. Title X Family Planning Program Appropriations, FY1978-FY2014FY2015 .............................. 87 Tables Table 1. Title X Family Planning Program Appropriations, FY1971-FY2014FY2015 ................................ 7 Appendixes Appendix. Summary of Title X of the Public Health Service Act ................................................. 196 Contacts Author Contact Information........................................................................................................... 2017 Congressional Research Service Title X (Public Health Service Act) Family Planning Program Title X Program Administration and Grants The federal government provides grants for voluntary family planning services through the Family Planning Program, Title X of the Public Health Service Act (42 U.S.C. §§300 to 300a-6). Enacted in 1970, it is the only domestic federal program devoted solely to family planning and related preventive health services. Although Title X is the only federal domestic program primarily focused on family planning, other programs also finance family planning, among their other services. These programs include Medicaid, the Health Centers program under Section 330 of the Public Health Service Act, Maternal and Child Health Block Grants, and Social Services Block Grants. In FY2010, Medicaid accounted for 75% of U.S. public family planning expenditures (including federal, state, and local government spending). In comparison, Title X accounted for 10%.1 Administration Title X is administered by the Office of Population Affairs’ (OPA’s) Office of Family Planning (OFP), (OPA) under the Office of the Assistant Secretary for Health in the U.S. Department of Health and Human Services (HHS). Although the program is administered through OPA, funding for Title X activities is provided through the Health Resources and Services Administration (HRSA) in HHS. Authorization of appropriations expired at the end of FY1985, but the program has continued to be funded through appropriations bills for the Departments of Labor, Health and Human Services, and Education, and Related Agencies (Labor-HHS-Education). OPA administers three types of project grants under Title X: family planning services;2 family planning personnel training;3 and family planning service delivery improvement research grants.4 Family Planning Services Grants Services Ninety percent of Title X funds are used for clinical services.5 Grants for family planning services fund family planning and related preventive health services, such as contraceptive services; natural family planning methods; infertility services; services to adolescents; breast and cervical cancer screening and prevention; sexually transmitted disease (STD) and HIV prevention 1 Adam Sonfield and Rachel Benson Gold, Public Funding for Family Planning, Sterilization and Abortion Services, FY1980-2010, Guttmacher Institute, March 2012, http://www.guttmacher.org/pubs/Public-Funding-FP-2010.pdf. More background is in Institute of Medicine (IOM), “Non-Title X Family Planning Funding Sources,” in A Review of the HHS Family Planning Program: Mission, Management, and Measurement of Results, ed. Adrienne Stith Butler and Ellen Wright Clayton (Washington: The National Academies Press, 2009), pp. 117-121, http://www.nap.edu/ catalog.php?record_id=12585. 2 Catalog of Federal Domestic Assistance (CFDA), Program number 93.217, http://www.cfda.gov. 3 CFDA, Program number 93.260. 4 CFDA, Program number 93.974. 5 HHS, Health Resources and Services Administration, Fiscal Year 20152016 Justification of Estimates for Appropriations Committees, p. 409408, http://www.hrsa.gov/about/budget/budgetjustification2015budgetjustification2016.pdf. Congressional Research Service 1 Title X (Public Health Service Act) Family Planning Program education, counseling, testing, and referral; preconception health services; and counseling on establishing a reproductive life plan. Among the program’s FY2014 priorities is providing preventive health services “in accordance with nationally recognized standards of care.”6 The 6 The services must be provided “without coercion and with respect for the privacy, dignity, social, and religious beliefs of the individuals being served.”7 Title X clinics provide confidential screening, counseling, and referral for treatment. In this regard, OPA has expressed a commitment to integrating HIV-prevention services in all family planning clinics.8 OPA provides supplemental grants to help Title X projects implement the Centers for Disease Control and Prevention’s “Revised Recommendations for HIV Testing of Adults, Adolescents, and Pregnant Women in Health Care Settings.”9 Title X services offered to males include condoms, education and counseling, STD testing and treatment, HIV testing, and, in some cases, vasectomy services.10 Client Charges Priority for services is given to persons from low-income families, who may not be charged for care.11 Clients from families with income between 100% and 250% of the federal poverty guideline (FPL) are charged on a sliding scale based on their ability to pay. Clients from families with income higher than 250% FPL are charged fees designed to recover the reasonable cost of providing services.12 Client Characteristics In 20122013, Title X-funded clinics served 4.764558 million clients, primarily low-income women and adolescents. Of those clients, 8% were male, 71% had incomes at or below the federal poverty 6 U.S. Department of Health and Human Services (HHS), Office of Population Affairs, Fiscal Year 2014 Program Priorities, http://www.hhs.gov/opa/title-x-family-planning/title-x-policies/program-priorities/. OPA also instructed providers that clinical protocols should reflect recognized standards of care in “OPA Program Instruction Series, OPA 09-01: Clinical Services in Title X Family Planning Clinics – Consistency with Current Practice Recommendations,” letter from Evelyn M. Kappeler, acting director, Office of Population Affairs, to Regional Health Administrators, Regions I-X, April 28, 2009, http://www.hhs.gov/opa/title-x-family-planning/initiatives-and-resources/documents-andtools/opa-09-01.html70% had incomes at or below the federal poverty level, and 90% had incomes at or below 200% of the federal poverty level.13 For 61% of clients, Title X clinics are their “usual” or only regular source of health care.14 In 2013, 63% of Title X clients were uninsured.15 6 Title X clinical guidelines are laid out in Loretta Gavin, Susan Moskosky, and Marion Carter, et al., “Providing Quality Family Planning Services: Recommendations of CDC and the U.S. Office of Population Affairs,” Morbidity and Mortality Weekly Report, vol. 63, no. RR-4 (April 25, 2014), pp. 1-29. 7 CFDA, Program number 93.217. See also 42 C.F.R. §59.5. 8 HHS, Office of Population Affairs (OPA), HIV Prevention in Family Planning, http://www.hhs.gov/opa/title-xfamily-planning/initiatives-and-resources/hiv-prevention-and-integration/. 9 Centers for Disease Control and Prevention (CDC), “Revised Recommendations for HIV Testing of Adults, Adolescents, and Pregnant Women in Health-Care Settings,” MMWR Recommendations and Reports, vol. 55, no. RR14 (September 26, 2006), pp. 1-17, http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5514a1.htm. See also CDC, . See also CDC, Testing in Clinical Settings, http://www.cdc.gov/hiv/testing/clinical/ index.html. 10 HHS, OPA/Office of Family Planning, Male Services, http://www.hhs.gov/opa/title-x-family-planning/initiativesandinitiatives-and-resources/male-services/. 11 42 C.F.R. §59.2 defines “low-income family” as having income at or below 100% of the Federal Poverty Guidelines (FPL). The regulation states that “‘Low-income family’ also includes members of families whose annual family income exceeds this amount, but who, as determined by the project director, are unable, for good reasons, to pay for family planning services. For example, unemancipated minors who wish to receive services on a confidential basis must be considered on the basis of their own resources.” 12 42 C.F.R. §59.5. Congressional Research Service 2 Title X (Public Health Service Act) Family Planning Program level, and 90% had incomes at or below 200% of the federal poverty level.13 For 61% of clients, Title X clinics are their “usual” or only regular source of health care.14 In 2012, 64% of Title X clients were uninsured.15 Grantees and Clinics In 2012, there were 93 13 Christina Fowler, Julia Gable, and Jiantong Wang, Family Planning Annual Report: 2013 National Summary, RTI International, Research Triangle Park, NC, November 2014, pp. 8-9, 21-22, http://www.hhs.gov/opa/pdfs/fpar-2013national-summary.pdf. 14 Jennifer J. Frost, U.S. Women’s Use of Sexual and Reproductive Health Services:Trends, Sources of Care and (continued...) Congressional Research Service 2 Title X (Public Health Service Act) Family Planning Program Grantees and Clinics In 2013, there were 95 Title X family planning services grantees. Such grantees included 4950 state, local, and territorial health departments and 4445 nonprofit organizations, such as hospitals, community health agencies, family planning councils, and Planned Parenthood affiliates.16 Title X grantees can provide family planning services directly or they can delegate Title X monies to other agencies to provide services. Although there are no matching requirements for grants, is no fixed matching amount required for grants, regulations specify that no clinicsTitle X projects may be fully supported by Title X funds.17 In 2012 2013, Title X provided services through 4,189168 clinics located in the 50 states, the District of Columbia, and the U.S. territories and Freely Associated States.18 Family Planning Training and Research Grants Grants for family planning personnel training are used to train staff and to improve the utilization and career development of paraprofessionals.19 Staff are trained through five national training programs for Coordination and Strategic Initiatives; Management and Systems Improvement; Family Planning Service Delivery; Quality Assurance, Quality Improvement and Evaluation; and a National Clinical Training Center.20 Family planning service delivery improvement research grants are used for studies to enhance effectiveness and efficiency of the service delivery system.21 More information on the Title X program can be found at http://www.hhs.gov/opa/title-x-familyplanning/. 13 Christina Fowler, Julia Gable, Jiantong Wang, and Emily McClure, Family Planning Annual Report: 2012 National Summary, RTI International, Research Triangle Park, NC, November 2013, pp. 8-9, 21-22, http://www.hhs.gov/opa/ pdfs/fpar-national-summary-2012.pdf. 14 Jennifer J. Frost, U.S. Women’s Use of Sexual and Reproductive Health Services:Trends, Sources of Care andFunding The FY2015 Consolidated and Further Continuing Appropriations Act (P.L. 113-235) provides $286.479 million for Title X, the same as the FY2014 enacted level.22 The President’s FY2016 (...continued) Factors Associated with Use, 1995–2010, Guttmacher Institute, New York, 2013, p. 1, http://www.guttmacher.org/ pubs/sources-of-care-2013.pdf. 15 Fowler et al., Family Planning Annual Report: 20122013 National Summary, pp. 21, 23. 16 Ibid., p. 7. 17 42 C.F.R. §59.7(c). 18 Fowler et al., Family Planning Annual Report: 20122013 National Summary, p. 7. A searchable directory of Title X providers is at HHS, OPA, Title X Grantees List, http://www.hhs.gov/opa/title-x-family-planning/initiatives-andresources/title-x-grantees-list/. 19 CFDA, Program number 93.260. 20 HHS, OPA, National Training Centers, http://www.hhs.gov/opa/title-x-family-planning/training/national-trainingcenters/. 21 A list of research grant projects is at HHS, OPA, Research, http://www.hhs.gov/opa/title-x-family-planning/researchand-data/research/. Congressional Research Service 3 Title X (Public Health Service Act) Family Planning Program Funding The FY2014 Consolidated Appropriations Act (P.L. 113-76) provides $286.479 million for Title X.22 The President’s FY2015 Budget proposes to fund Title X at the same amount, $286.479 million. Table 1 shows Title X appropriations amounts since FY1971, when the program was created. Figure 1 shows Title X appropriations amounts since FY1978. FY2015 Budget Request The President’s FY2015 Budget, submitted March 4, 2014, requests $286.479 million for Title X. This would be the same as the FY2014 enacted level.23 The budget would continue previous years’ requirements that Title X funds not be spent on abortions, that all pregnancy counseling be nondirective, and that 22 P.L. 113-235, Division G, Title II; P.L. 113-76, Division H, Title II. Per P.L. 113-76, Division H, Title II §206, the Administration in FY2014 had limited authority to transfer funds among HHS accounts. After transfers, FY2014 Title X funding was $285.760 million, according to HHS, HRSA, Operating Plan for FY2014, http://www.hrsa.gov/about/ budget/operatingplan2014.pdf. Congressional Research Service 3 Title X (Public Health Service Act) Family Planning Program budget proposes to increase Title X funding by 5% to $300.000 million. Table 1 shows Title X appropriations amounts since FY1971, when the program was created. Figure 1 shows Title X appropriations amounts since FY1978. FY2016 Budget Request The President’s FY2016 budget, submitted February 2, 2015, requests $300.000 million for Title X, 5% higher than the FY2015 enacted level.23 The budget would continue previous years’ requirements that Title X funds not be spent on abortions, all pregnancy counseling be nondirective, and funds not be spent on promoting or opposing any legislative proposal or candidate for public office.24 According to the HRSA Justification, the proposed FY2015FY2016 funding level would support family planning services for 4.37 million clients. The program’s FY2015FY2016 goals include preventing 1,400 cases of infertility through Chlamydia screening and preventing 828,700894,000 unintended pregnancies. The FY201525 The FY2016 target for cost per client served is $291.94301.14, with the goal of maintaining the cost per client below the medical care inflation rate.25 HRSA26 OPA also plans to use FY2015 funds to train and support family planning clinics “to facilitate full implementation of relevant provisions of the Affordable Care Act (ACA).” According to the HRSA Justification, the Administration expects that clinics will increase revenue, in part by raising the proportion of clients who have health insurance and by billing third parties.26 FY2015 Appropriations Activity On June 10, 2014, the Senate Appropriations Subcommittee on the Departments of Labor, Health and Human Services, and Education approved its FY2015 Labor-HHS-Education appropriations bill by voice vote. On July 24, 2014, the Senate Appropriations Committee released a copy of the subcommittee-approved bill and draft subcommittee report.27 The Senate subcommittee bill would fund Title X at $300 million, a 5% increase over the FY2014 level. The bill would continue previous year’s requirements that Title X funds not be spent on abortions, all pregnancy counseling be nondirective, and funds not be spent on promoting or 22 P.L. 113-76, Division H, Title II. Per §206, the Administration has limited authority to transfer funds among HHS accounts. After transfers, FY2014 Title X funding is $285.760 million, according to HHS, HRSA, Operating Plan for FY2014, http://www.hrsa.gov/about/budget/operatingplan2014.pdf. 23 HHS, HRSA, Fiscal Year 2015, Justification of Estimates for Appropriations Committees, p.405. 24 Ibid., p. 19. 25 Ibid., pp. 408, 412. 26 Ibid., p. 409. 27 U.S. Senate Committee on Appropriations, “FY15 LHHS Subcommittee Reported Bill and Draft Report,” press release, July 24, 2014, http://www.appropriations.senate.gov/news/fy15-lhhs-subcommittee-reported-bill-and-draftreport. Congressional Research Service 4 Title X (Public Health Service Act) Family Planning Program opposing any legislative proposal or candidate for public office. Grantees would continue to be required to certify that they encourage “family participation” when minors decide to seek family planning services and that they counsel minors on how to resist attempted coercion into sexual activity. The bill would also clarify that family planning providers are not exempt from state notification and reporting laws on child abuse, child molestation, sexual abuse, rape, or incest. The Senate draft subcommittee report expresses continued support for Title X during and after ACA implementation: Although health reform will result in the expansion of insurance coverage, patients seeking family planning and reproductive health services often have privacy concerns that inhibit the full use of coverage. Many of these patients will turn to safety-net settings, such as title Xfunded health centers, for care. Public funding for family planning remains a cost-effective means of providing essential health services and will be important to Federal and State efforts to implement the ACA.28 The Senate draft subcommittee report also expresses support for using Title X funds to invest in infrastructure, such as health information technology. The report also notes, with regard to Title X subgrants, that “The Committee expects that funding decisions will be made solely on the ability of a clinic to achieve the best possible outcomes for the population served.” The House has yet to take legislative action on their FY2015 Labor-HHS-Education appropriations bill. FY2014 Funding The FY2014 Consolidated Appropriations Act (P.L. 113-76) provides $286.479 million for Title X, 3% more than the FY2013 funding level of $278.349 million.29 The FY2014 Consolidated Appropriations Act continues previous years’ requirements that Title X funds not be spent on abortions, that all pregnancy counseling be nondirective, and that funds not be spent on “any activity (including the publication or distribution of literature) that in any way tends to promote public support or opposition to any legislative proposal or candidate for public office.” Grantees continue to be required to certify that they encourage “family participation” when minors decide to seek family planning services and that they counsel minors on how to resist attempted coercion into sexual activity. The law also clarifies that family planning providers are not exempt from 28 Ibid., p. 65 of the draft report. Privacy concerns are discussed below in the sections “The Patient Protection and Affordable Care Act and Title X” and “Confidentiality for Minors and Title X.” 29 P.L. 113-76, Division H, Title II. Per §206, the Administration has limited authority to transfer funds among HHS accounts. After transfers, FY2014 Title X funding is $285.760 million, according to HHS, HRSA, Operating Plan for FY2014, http://www.hrsa.gov/about/budget/operatingplan2014.pdf. The FY2013 amount is from HHS, HRSA, Sequestration Operating Plan for FY2013, http://www.hrsa.gov/about/budget/operatingplan2013.pdf. With limited exceptions, the FY2013 Consolidated and Further Continuing Appropriations Act (P.L. 113-6) generally funded discretionary HHS programs at their FY2012 levels, minus an across-the-board rescission of 0.2% per §3004, as interpreted by the Office of Management and Budget (OMB). FY2013 Title X appropriations were also subject to an automatic across-the-board spending reduction, known as sequestration, under the Budget Control Act of 2011 (BCA; P.L. 112-25) and the American Taxpayer Relief Act of 2012 (ATRA; P.L. 112-240). For discretionary nondefense programs subject to sequestration, OMB calculated a sequester percentage of 5.0%. For more background on sequestration, see CRS Report R42050, Budget “Sequestration” and Selected Program Exemptions and Special Rules, coordinated by Karen Spar. Congressional Research Service 5 Title X (Public Health Service Act) Family Planning Program state notification and reporting laws on child abuse, child molestation, sexual abuse, rape, or incest.30 FY2014FY2016 funds to train and support Title X clinics as more clients become eligible for health insurance under the Patient Protection and Affordable Care Act (ACA). The program encourages clinics to increase their number of contracts with insurance plans and to recover more costs through reimbursements and billing third-party payers. OPA expects that clinics’ additional investment in third-party billing, along with improved electronic health records adoption, will increase revenue and allow the Title X program to serve more clients.27 FY2015 Funding As mentioned previously, P.L. 113-235 provides $286.479 million for Title X, the same as the FY2014 enacted level.28 The FY2015 act continues previous years’ requirements that Title X funds not be spent on abortions, all pregnancy counseling be nondirective, and funds not be spent on “any activity (including the publication or distribution of literature) that in any way tends to promote public support or opposition to any legislative proposal or candidate for public office.” Grantees continue to be required to certify that they encourage “family participation” when minors decide to seek family planning services and that they counsel minors on how to resist attempted coercion into sexual activity. The law also clarifies that family planning providers are 23 HHS, HRSA, Fiscal Year 2016, Justification of Estimates for Appropriations Committees, p.404. Ibid., p. 25. 25 Outcome measures for the Title X program are described in “Enclosure II: Department of Health and Human Services’ Evaluations of Title X Family Planning Program Outcomes,” in U.S. Government Accountability Office (GAO), Health Care Funding: Federal Obligations to and Expenditures by Selected Entities Involved in HealthRelated Activities, 2010–2012, GAO-15-270R, March 20, 2015, pp. 16-18, http://www.gao.gov/products/GAO-15270R. 26 HHS, HRSA, Fiscal Year 2016, Justification of Estimates for Appropriations Committees, pp. 408-411. 27 Ibid., pp. 407-409. 28 P.L. 113-235, Division G, Title II; P.L. 113-76, Division H, Title II. Per P.L. 113-76, Division H, Title II §206, the Administration in FY2014 had limited authority to transfer funds among HHS accounts. After transfers, FY2014 Title X funding was $285.760 million, according to HHS, HRSA, Operating Plan for FY2014, http://www.hrsa.gov/about/ budget/operatingplan2014.pdf. 24 Congressional Research Service 4 Title X (Public Health Service Act) Family Planning Program not exempt from state notification and reporting laws on child abuse, child molestation, sexual abuse, rape, or incest.29 FY2015 appropriations are subject to a clause, known as the Weldon Amendment, stating that “None of the funds made available in this Act may be made available to a Federal agency or program, or to a State or local government, if such agency, program, or government subjects any institutional or individual health care entity to discrimination on the basis that the health care entity does not provide, pay for, provide coverage of, or refer for abortions.”3130 Some have argued that the Weldon Amendment conflicts with regulations that require Title X family planning services projects to give pregnant women the opportunity to receive information, counseling, and referral upon request for several options, including “pregnancy termination.”3231 In the February 23, 2011, Federal Register, HHS stated of potential conflicts, “The approach of a case by case investigation and, if necessary, enforcement will best enable the Department to deal with any perceived conflicts within concrete situations.”32 In the explanatory statement accompanying P.L. 113-235, Congress directed the HHS Secretary to respond “expeditiously” to complaints about Weldon Amendment violations.33 History of Funding Table 1 shows Title X appropriations amounts since FY1971, when the program was created. Figure 1 shows Title X appropriations amounts since FY1978, in current dollars (not adjusted for inflation) and constant FY2013FY2014 dollars (adjusted for medical care inflation). 3029 P.L. 113-76235, Division HG, Title II, §209 and §210. P.L. 113-76235, Division HG, Title V, §507506(d). The Weldon Amendment was originally adopted as part of the FY2005 Labor-HHS-Education appropriations law, and has been attached to each subsequent Labor-HHS-Education appropriations law: P.L. 108-447, Division F, §508(d), 118 Stat. 3163 (FY2005); P.L. 109-149, §508(d), 119 Stat. 2879 (FY2006). Under P.L. 110-5, §2, 121 Stat. 8, FY2007 appropriations were subject to the same conditions as during FY2006. P.L. 110-161, Division G, §508(d), 121 Stat. 1844 (FY2008). P.L. 111-8, Division F, §508(d), 123 Stat. 803 (FY2009). P.L. 111-117, Division D, §508(d), 123 Stat. 3280 (FY2010). Under P.L. 112-10, Division B, §§1101 and 1104, FY2011 appropriations were subject to the same conditions as during FY2010. P.L. 112-74, Division F, §507(d) , 125 Stat. 111 (FY2012). Under P.L. 113-6 §§1101 and 1105, FY2013 appropriations are subject to the same conditions as during FY2012 under P.L. 112-74. 32 P.L. 113-76, Division H, Title V, §507(d), 128 Stat. 409 (FY2014). 31 42 C.F.R. §59.5(a)(5). Examples of this argument appear in “Weldon Amendment,” Congressional Record, daily edition, vol. 151, no. 51 (April 25, 2005), p. S4222; and “Federal Refusal Clause,” Congressional Record, daily edition, vol. 151, no. 52 (April 26, 2005), p. S425. The National Family Planning and Reproductive Health Association (NFPRHA), many of whose members provide Title X services, filed a lawsuit challenging the Weldon Amendment in the U.S. District Court for the District of Columbia. The court found that “While Weldon may not provide the level of guidance that NFPRHA or its members would prefer, may create a conflict with pre-existing agency regulations, and may impose conditions that NFPRHA members find unacceptable, none of these reasons provides a sufficient basis for the court to invalidate an act of Congress in its entirety.” Upon appeal, the U.S. Court of Appeals for the District of Columbia Circuit found that the plaintiff lacked the standing to challenge the Weldon Amendment. See National Family Planning and Reproductive Health Association, Inc., v. Alberto Gonzales, et al., 468 F.3d 826 (D.C. Cir. 2006), and 391 F. Supp. 2d 200, 209 (D.D.C. 2005). 3332 HHS, “Regulation for the Enforcement of Federal Health Care Provider Conscience Protection Laws,” 76 Federal Register 9973, February 23, 2011. 31 Congressional Research Service 633 “Explanatory Statement Submitted by Mr. Rogers of Kentucky, Chairman of the House Committee on Appropriations Regarding Amendment to the Senate Amendment on H.R. 83, Consolidated and Further Continuing Appropriations Act, 2015,” House of Representatives, Congressional Record, vol. 160, no. 151 Book II (December 11, 2014), pp. H9838-H9839. 30 Congressional Research Service 5 Title X (Public Health Service Act) Family Planning Program Table 1. Title X Family Planning Program Appropriations, FY1971-FY2014FY2015 (in millions, current dollars, not adjusted for inflation) FY Appropriation FY Appropriation FY Appropriation 1971 $6.0 1986 $136.4 2001 $253.9 1972 $61.8 1987 $142.5 2002 $265.0 1973 $100.6 1988 $139.7 2003 $273.4 1974 $100.6 1989 $138.3 2004 $278.3 1975 $100.6 1990 $139.1 2005 $286.0 1976 $100.6 1991 $144.3 2006 $282.9 1977 $113.0 1992 $149.6 2007 $283.1 1978 $135.0 1993 $173.4 2008 $300.0 1979 $135.0 1994 $180.9 2009 $307.5 1980 $162.0 1995 $193.3 2010 $317.5 1981 $161.7 1996 $192.6 2011 $299.4 1982 $124.2 1997 $198.5 2012 $293.9 1983 $124.1 1998 $203.5 2013 $278.3 1984 $140.0 1999 $215.0 2014 $286.5 1985 $142.5 2000 $238.9 2015 $286.5 Source: FY1971-FY2005: Department of Health and Human Services, Office of Population Affairs, Title X Funding History, http://www.hhs.gov/opa/title-x-family-planning/title-x-policies/title-x-funding-history/; FY2006: Senate Appropriations Committee, S.Rept. 109-287, p. 325; FY2007: Consolidated Appropriations Act, 2008 Committee Print of the House Committee on Appropriations on H.R. 2764/P.L. 110-161, p. 1793, http://www.gpo.gov/ fdsys/pkg/CPRT-110HPRT39564; FY2008-FY2009: “Explanatory Statement Submitted by Mr. Obey, Chairman of the House Committee on Appropriations, Regarding H.R. 1105, Omnibus Appropriations Act, 2009,” Congressional Record, daily edition, vol. 155, no. 31 (February 23, 2009), p. H2378. FY2010: P.L. 111-117, 123 Stat. 3239. FY2011: P.L. 112-10, §1810 and §1119. FY2012: HHS, HRSA, Fiscal Year 2013 Justification of Estimates for Appropriations Committees, p. 347. FY2013: HHS, HRSA, Sequestration Operating Plan for FY2013, http://www.hrsa.gov/about/budget/operatingplan2013.pdf. FY2014: P.L. 113-76, Division H, Title II. FY2015: P.L. 113-235, Division G, Title II. Congressional Research Service 76 Title X (Public Health Service Act) Family Planning Program Figure 1. Title X Family Planning Program Appropriations, FY1978-FY2014FY2015 Sources: Current dollars: See Table 1. Constant (FY2013FY2014) dollars: Calculated by CRS using a fiscal year inflation inflation adjustment based on monthly data for the Consumer Price Index All - Urban Consumers for Medical Care Care published by the Bureau of Labor Statistics, http://data.bls.gov/timeseries/CUUR0000SAM/. Institute of Medicine Evaluation At the request of OFPOPA’s Office of Family Planning, the Institute of Medicine (IOM) of the National Academy of Sciences independently evaluated the Title X program and made recommendations in A Review of the HHS Family Planning Program: Mission, Management, and Measurement of Results (2009).34 IOM found that family planning—“helping people have children when they want to and avoid conception when they do not—is a critical social and public health goal,” and that the “federal government has a responsibility to support the attainment of this goal.” IOM noted, for example, that family planning can prevent unintended and high-risk pregnancies, thereby reducing fetal, infant, and maternal mortality and morbidity. IOM also stated that the appropriate use of contraception can reduce abortion rates and cited “ample evidence that family planning services are cost-effective.”35 IOM made specific recommendations to increase program funding and to improve program management, administration, and evaluation. Among IOM’s recommendations was that OFP “review and update the Program Guidelines to ensure that they are evidence-based.” IOM noted, for example, that the guidelines required female 34 Institute of Medicine (IOM), Committee on a Comprehensive Review of the HHS Office of Family Planning Title X Program, A Review of the HHS Family Planning Program: Mission, Management, and Measurement of Results, ed. Adrienne Stith Butler and Ellen Wright Clayton (Washington, DC: The National Academies Press, 2009), http://www.nap.edu/catalog.php?record_id=12585. 35 Ibid., pp. 4, 70. See also Jennifer J. Frost, Adam Sonfield, and Mia Zolna, et al., “Return on Investment: A Fuller Assessment of the Benefits and Cost Savings of the US Publicly Funded Family Planning Program,” Milbank Quarterly, vol. 92, no. 4 (December 2014), pp. 696-749. Congressional Research Service 7. Congressional Research Service 8 Title X (Public Health Service Act) Family Planning Program Among IOM’s recommendations was that OPA’s Office of Family Planning “review and update the Program Guidelines to ensure that they are evidence-based.” IOM noted, for example, that the guidelines required female Title X clients, including adolescents, to have pelvic and breast examinations within six months of their initial visit, though “relevant abnormalities are rarely found in adolescents.” At the time of the IOM report, Title X Program Guidelines had not been updated since 2001.36 In response to the IOM recommendations, OPA released new program guidelines in April 2014.37 The new guidelines draw on systematic literature reviews and existing recommendations from organizations, such as the Centers for Disease Control and Prevention, the U.S. Preventive Services Task Force, the American Congress of Obstetricians and Gynecologists, the American Academy of Pediatrics, the American Society for Reproductive Medicine, and the American Urological Association. For example, the new guidelines state that pelvic exams and clinical breast exams are “not needed routinely to provide contraception safely to a healthy client” (though they may be recommended for some cases, such as inserting an intrauterine device, fitting a diaphragm, cancer screening for non-adolescents, assessing gestational age after a positive pregnancy test, if the client has certain STD symptoms, as part of infertility care, or to address other non-contraceptive health needs). OPA states that the new guidelines have “a foundation of empirical evidence and information supporting clinical practice.”38 Also in response to the IOM report, HHS contracted with IOM to convene a Standing Committee to advise the Title X program on issues raised by the 2009 report, as well as other emerging family planning issues.39 The Patient Protection and Affordable Care Act and Title X The Patient Protection and Affordable Care Act (ACA, P.L. 111-148, as amended) has numerous provisions that may impact Title X clinics.40 Notably, ACA increases access to health insurance.41 (In 2012, 6440 (In 2013, 63% of Title X clients were uninsured.)4241 Federal ACA regulations and guidance also require most health plans and health insurers to cover contraceptive services without cost-sharing. 36 Ibid., pp. 13, IOM, A Review of the HHS Family Planning Program: Mission, Management, and Measurement of Results, pp. 13, 15, 240; the 2001 guidelines are reprinted in Appendix D. 37 HHS, OPA, Program Guidelines, http://www.hhs.gov/opa/program-guidelines/. The new guidelines are comprised of two documents: HHS, OPA, Program Requirements for Title X Funded Family Planning Projects, April 2014; and Loretta Gavin, Susan Moskosky, and Marion Carter, et al., “Providing Quality Family Planning Services: Recommendations of CDC and the U.S. Office of Population Affairs,” Morbidity and Mortality Weekly Report, vol. 63, no. RR-4 (April 25, 2014), pp. 1-29. 38 HHS, HRSA, Fiscal Year 20152016 Justification of Estimates for Appropriations Committees, p. 409408. 39 IOM, Standing Committee on Family Planning, http://www.iom.edu/Activities/Women/FamilyPlanning.aspx. 40 The Patient Protection and Affordable Care Act (P.L. 111-148, March 23, 2010) was amended by the Health Care Education and Reconciliation Act of 2010 (P.L. 111-152, March 30, 2010). These acts will be collectively referred to in this report as “ACA.” 41 The Congressional Budget Office (CBO) and Joint Committee on Taxation (JCT) estimate that “1217 million more nonelderly people will have health insurance in 20142015 than would have had it in the absence ofwithout the ACA. They also project that 19 23 million more people will be insured in 2015, 252016, 24 million more will be insured in 2016, and 26 million each year from 2017 through 2019, and 25 million more will be insured each year from 20172020 through 20242025 than would have been the case without the ACA.” CBO, Updated Estimates of the Effects of the CBO, Insurance Coverage Provisions of the Affordable Care Act, April 2014, April 14, 2014, p. 3, —CBO’s March 2015 Baseline, March 9, 2015, Table 2, http://www.cbo.gov/publication/45231. 4243900. 41 Fowler et al., Family Planning Annual Report: 20122013 National Summary, pp. 21, 23. 37 Congressional Research Service 98 Title X (Public Health Service Act) Family Planning Program ACA has several provisions that may increase health insurance coverage in the populations currently served by Title X. These provisions could help free up funds that Title X clinics currently spend have historically spent on serving the uninsured. For example, • States can expand Medicaid eligibility to include most nonelderly, nonpregnant individuals with income at or below 133% of FPL, effectively 138% FPL with the 5% income disregard.4342 (In 2011, 692013, 70% of Title X clients had incomes under 101% of FPL; another 1521% had incomes between 101% and 150% of FPL.)4443 • ACA gives states the option, through a Medicaid state plan amendment, of providing targeted Medicaid family planning services and supplies to certain individuals who would otherwise be ineligible for Medicaid.4544 • ACA requires most private health plans that offer dependent coverage for children to continue to make such coverage available for young adult children under the age of 26.4645 (In 2012, 492013, 47% of Title X clients were younger than 25 years old; another 2122% were aged 25 to 29.)4746 • ACA provides certain individuals and small businesses with access to private health plans through new health insurance exchanges and subsidizes the premium costs for certain individuals. To ensure access for low-income individuals, exchange plans are required to have a sufficient number and geographic distribution of “essential community providers,” which include Title X projects.48 4347 42 P.L. 111-148, §2001 as modified by §10201; P.L. 111-152, §1004 and §1201. This provision is summarized in CRS Report R43564, The ACA Medicaid Expansion, by Alison Mitchell. Medicaid is jointly financed by federal and state governments. All state Medicaid programs are mandated to include family planning services and supplies in their benefit packages, with no cost-sharing. In states that choose to expand Medicaid eligibility, the federal government will pay 100% of Medicaid expenditures for those in the new eligibility group in 2014 through 2016, including family planning expenditures, gradually declining to 90% in 2020 and thereafter. For all other Medicaid enrollees, the federal government pays 90% of Medicaid family planning expenditures. 44 Christina Fowler, Julia Gable, Jiantong Wang, and Emily McClure43 Fowler et al., Family Planning Annual Report: 20122013 National Summary, ppp. 22. 4544 P.L. 111-148, §2303. This provision was effective upon enactment. Prior to ACA, states could provide these Medicaid family planning expansions only by obtaining special waivers. This provision is summarized in CRS Report R41210, Medicaid and the State Children’s Health Insurance Program (CHIP) Provisions in ACA: Summary and Timeline, by Evelyne P. Baumrucker et al. As of September 1, 2014, 12May 1, 2015, 13 states have had state plan amendments approved approved under this new authority. Guttmacher Institute, State Policies in Brief as of September 1, 2014May 1, 2015: Medicaid Family Planning Eligibility Expansion, http://www.guttmacher.org/statecenter/spibs/spib_SMFPE.pdf. Federal guidance is provided in Cindy Mann, director, Center for Medicaid, CHIP and Survey & Certification, State Medicaid Directors Letter #10-01310013, Family Planning Services Option and New Benefit Rules for Benchmark Plans, July 2, 2010, http://downloads.cms.gov/cmsgov/archived-downloads/SMDL/downloads/SMD10013.pdf, and State Medicaid Directors Letter #14-003, Family Planning and Family Planning Related Services Clarification, April 16, 2014, http://www.medicaid.gov/Federal-Policy-Guidance/downloads/SMD-14-003.pdf. 4645 P.L. 111-148, §1001, as amended by P.L. 111-152, §2301. This dependent coverage provision is effective for plan years beginning on or after September 23, 2010. The provision is summarized in CRS Report R41220, Preexisting Condition Exclusion Provisions for Children and Dependent Coverage under the Patient Protection and Affordable Care Act (ACA), by Bernadette Fernandez. 47R42069, Private Health Insurance Market Reforms in the Affordable Care Act (ACA). 46 Fowler et al., Family Planning Annual Report: 20122013 National Summary, pp. 10-11. 4847 45 C.F.R. §156.235. U.S. Centers for Medicare & Medicaid Services (CMS), Center for Consumer Information and Insurance Oversight (CCIIO), Affordable Exchanges Guidance, April 5, 2013, pp. 7-10, 2015 Letter to Issuers in the Federally-facilitated Marketplaces, March 14, 2014, p. 22, http://www.cms.gov/CCIIO/ Resources/Regulations-and-Guidance/Downloads/2014_letter_to_issuers_04052013.pdf; CMS, CCIIO, 2015 Letter to (continued...) Congressional Research Service 102015-final-issuer-letter-3-14-2014.pdf. CMS, CCIIO, Final 2016 Letter to Issuers in the Federally-facilitated Marketplaces, February 20, 2015, p. 28, http://www.cms.gov/CCIIO/Resources/Regulations-and-Guidance/Downloads/2016_Letter_to_Issuers_2_20_2015.pdf. Congressional Research Service 9 Title X (Public Health Service Act) Family Planning Program • Beginning in 2014, ACA’s individual mandate provision requires most individuals to have health insurance or pay a penalty.4948 OPA has established FY2014FY2015 Program Priorities to guide the project plans of family planning services grantees. In response to ACA, one of these priorities is improvingdemonstrating Title X clinics’ ability to bill Medicaid and private health insurance: Identifying specific strategies for adapting delivery of family planning and reproductive health services to a changing health care environment including addressing provisions of the Affordable Care Act (ACA). This includes, but is not limited to, increasing the capacity of Title X service sites to utilize health information technologies that will enhance their ability to bill third party payers.50 According to the FY2015 ability to bill Medicaid and private health insurance. Project plans should have “evidence of contracts with insurance and systems for third party billing as well as the ability to facilitate the enrollment of clients into insurance and Medicaid optimally onsite; and to report on numbers assisted and enrolled.”49 According to the FY2016 HRSA Justification, the Administration expects that Title X clinics will increase revenue, in part by raising the proportion of clients who have health insurance and by billing third parties.5150 Title X clinics also provide enrollment assistance to clients eligible for Medicaid or exchange plans under ACA.51 OPA awarded one-year grants in FY2014 to help Title X clinics enroll uninsured clients in health coverage.52 Title X supporters state that, although clinics currently funded by Title X could see increased revenues revenues from Medicaid and private insurance in 2014, the Title X program willis still be necessary: In addition to medical care, Title X supports activities that are not reimbursable under Medicaid and commercial insurance plans… Title X has made a major contribution to the training of clinicians; that need remains today… Title X helps to support staff salaries, not just for clinicians but for front-desk staff, educators and finance and administrative staff. Title X provides for individual patient education as well as community-level outreach and public education about family planning and women’s health issues. Title X also helps to support the infrastructure necessary to keep the doors open—subsidizing rent, utilities and infrastructure needs like health information technology.53 Some advocates note that even after 2014with ACA’s health coverage expansions, family planning services will still be sought by uninsured persons and dependents who, for confidentiality reasons, might not wish to bill (...continued) Issuers in the Federally-facilitated Marketplaces, March 14, 2014, p. 22, http://www.cms.gov/CCIIO/Resources/ Regulations-and-Guidance/Downloads/2015-final-issuer-letter-3-14-2014.pdf. 49 not wish to bill reproductive health services to their parent’s or spouse’s health insurance.54 48 P.L. 111-148, §1501 and §10106, as amended by P.L. 111-152, §1002. This provision is summarized in CRS Report R41331, Individual Mandate Under ACA, by Annie L. Mach. 50 HHS, OPA, Title X Family Planning Program Priorities, http://www.hhs.gov/opa/title-x-family-planning/title-xpolicies/program-priorities/. 51 HHS, HRSA, Fiscal Year 201549 HHS, OPA, Announcement of Anticipated Availability of Funds for Family Planning Services Grants, p. 9, http://www.hhs.gov/opa/pdfs/opa-fy2015-1.pdf. 50 HHS, HRSA, Fiscal Year 2016 Justification of Estimates for Appropriations Committees, p. 409. 52 Adam Sonfield, “Implementing the Affordable Care Act: Enrollment Strategies and the U.S. Family Planning Effort,” Guttmacher Policy Review, vol. 14, no. 4 (Fall 2011), pp. 20-25. Rachel Benson Gold, “The Role of Family Planning Centers as Gateways To Health Coverage and Care,” Guttmacher Policy Review, vol. 14, no. 2 (Spring 2011), pp. 15-19. 51 “Connecting Clients to Coverage,” in Adam Sonfield, Kinsey Hasstedt, and Rachel Benson Gold, Moving Forward: Family Planning in the Era of Health Reform, Guttmacher Institute, March 2014, pp. 34-35, http://www.guttmacher.org/pubs/family-planning-and-health-reform.pdf. 52 HHS, OPA, FY14 Announcement of Availability of Funds to Enroll Family Planning Clients into Health Insurance Programs, April 3, 2014, http://www.grants.gov/web/grants/view-opportunity.html?oppId=253413. 53 Clare Coleman and Kirtly Parker Jones, “Title X: A Proud Past, An Uncertain Future,” Contraception, vol. 84 (September 2011), pp. 209-211, http://www.arhp.org/publications-and-resources/contraception-journal/september2011. See also “The Ongoing Need for Title X,” in Sonfield, Hasstedt, and Gold, Moving Forward: Family Planning in the Era of Health Reform, Guttmacher Institute, March 2014, pp. 29-30. 54 CBO and JCT estimate that about 27 million people will be uninsured in 2025. CBO, Insurance Coverage Provisions of the Affordable Care Act—CBO’s March 2015 Baseline, March 9, 2015, Table 2. Confidentiality issues are discussed in Rachel Benson Gold, “Unintended Consequences: How Insurance Processes Inadvertently Abrogate Patient Confidentiality,” Guttmacher Policy Review, vol. 12, no. 4 (Fall 2009), pp. 12-16, http://www.guttmacher.org/pubs/gpr/ 12/4/gpr120412.html; and Adam Sonfield, Kinsey Hasstedt, and Rachel Benson Gold, Moving Forward: Family Planning in the Era of Health Reform, Guttmacher Institute, March 2014, p. 16. Congressional Research Service 10 Congressional Research Service 11 Title X (Public Health Service Act) Family Planning Program reproductive health services to their parent’s or spouse’s health insurance.54 Advocates maintain that even after 2014Advocates maintain that even with the ACA, there will still be strong demand for safety net providers, such as many Title X clinics, that provide health care to underserved populations.55 ACA requires most private health plans to cover certain preventive services for women without cost-sharing.56 HHS commissioned the Institute of Medicine to recommend preventive services to be included in this requirement.57 Adopting the IOM recommendations, federal rules and guidelines require that most health plans cover, without cost-sharing, “All Food and Drug Administration approved contraceptive methods, sterilization procedures, and patient education and counseling for all women with reproductive capacity,” as prescribed.58 Some have noted that this requirement, by removing up-front cost barriers, could result in more women switching to longer-acting contraceptive methods, such as hormonal implants and intrauterine devices.59 HRSA OPA has identified “Patient access to a broad range of contraceptive options, including long acting acting reversible contraceptives (LARC)” as one of the key Title X issues in FY2014.60FY2015.60 HHS has also added Title X clients’ rate of LARC use to the list of outcome measures for assessing program performance.61 ACA may also impact Title X clinics in other ways. For example, because ACA increased the rebate percentage drug makers pay on drugs purchased for Medicaid beneficiaries, Title X clinics likely will receive larger discounts on drugs obtained through the 340B drug discount program.61 54 CBO and JCT estimate that about 31 million people will be uninsured in 2024. CBO, Updated Estimates of the Effects of the Insurance Coverage Provisions of the Affordable Care Act, April 2014, April 14, 2014, p. 5. Confidentiality issues are discussed in Rachel Benson Gold, “Unintended Consequences: How Insurance Processes Inadvertently Abrogate Patient Confidentiality,” Guttmacher Policy Review, vol. 12, no. 4 (Fall 2009), pp. 12-16, http://www.guttmacher.org/pubs/gpr/12/4/gpr120412.html; and Adam Sonfield, Kinsey Hasstedt, and Rachel Benson Gold, Moving Forward: Family Planning in the Era of Health Reform, Guttmacher Institute, March 2014, p. 16. 55 62 55 Marion Carter, Kathleen Desilets, and Lorrie Gavin, et al., “Trends in Uninsured Clients Visiting Health Centers Funded by the Title X Family Planning Program—Massachusetts, 2005–2012,” Morbidity and Mortality Weekly Report, vol. 63, no. 3 (January 24, 2014), pp. 59-62, http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6303a3.htm. In 2006, Massachusetts passed its health reform law; subsequently the state’s uninsurance rate decreased, to 3% in 2011. The authors found that “Title X program data from 2005–2012 indicate that client volume remained high throughout the period,” though the percentage of the state’s Title X clients who were uninsured declined from 59% in 2005 to 36% in 2012. 56 P.L. 111-148, §1101. This requirement does not apply to grandfathered plans. Grandfathered plans are those that existed on March 23, 2010, and have not made certain specified changes (for example, to benefits and cost-sharing). 57 IOM, Clinical Preventive Services for Women: Closing the Gaps (Washington, DC: The National Academies Press, 2011), http://www.nap.edu/catalog.php?record_id=13181. 58 The requirement is effective for plan years beginning on or after August 1, 2012, with some exceptions and accommodations for religious objections. Condoms and vasectomies are not included. HHS, HRSA, Women’s Preventive Services: Required Health Plan Coverage Guidelines, http://www.hrsa.gov/womensguidelines/. HHS, Centers for Medicare & Medicaid Services, Center for Consumer Information & Insurance Oversight, Fact Sheet: Women’s Preventive Services Coverage, Non-Profit Religious Organizations, and Closely-Held For-Profit Entities, http://www.cms.gov/CCIIO/Resources/Fact-Sheets-and-FAQs/womens-preven-02012013.html. CRS Report IF10169, The Affordable Care Act’s Contraceptive Coverage Requirement: History of Regulations for Religious Objections. 59 Michelle Andrews, “Insurance Coverage Might Steer Women To Costlier—But More Effective—Birth Control,” Kaiser Health News, February 20, 2012, http://www.kaiserhealthnews.org/Features/Insuring-Your-Health/2012/ contraceptives-coverage-022112.aspx. Kelly Cleland, Jeffrey F. Peipert, and Carolyn Westhoff et al., “Family Planning as a Cost-Saving Preventive Health Service,” The New England Journal of Medicine, vol. 364 (May 5, 2011), p. e37. 60 HHS, OPA, Title X Family Planning Program Priorities, http://www.hhs.gov/opa/title-x-family-planning/title-xpolicies/program-priorities/. 61 P.L. 111-148, §2501. Title X clinics are among the entities eligible to receive discounts on certain drugs’ prices under §340B of the Public Health Service Act. The maximum prices that drug manufacturers can charge 340B entities are calculated using the Medicaid rebate formula. The ACA provision is summarized in CRS Report R41210, Medicaid and the State Children’s Health Insurance Program (CHIP) Provisions in ACA: Summary and Timeline, by Evelyne P. Baumrucker et al. The 340B program website is http://www.hrsa.gov/opa. There were 3,868 Title X clinic sites enrolled in the 340B program as of July 1, 2011. U.S. Government Accountability Office, Drug Pricing: Manufacturer (continued...) Congressional Research Service 12Among teens seeking contraceptive services at Title X clinics, 7.1% used long-acting reversible contraception in 2013, compared with 0.4% in 2005. Lisa Romero, Karen Pazol, and Lee Warner, et al., “Vital Signs: Trends in Use of LongActing Reversible Contraception Among Teens Aged 15–19 Years Seeking Contraceptive Services—United States, 2005-2013,” Morbidity and Mortality Weekly Report, vol. 64 (April 10, 2015), pp. 363-369. 60 HHS, OPA, Announcement of Anticipated Availability of Funds for Family Planning Services Grants, p. 10, http://www.hhs.gov/opa/pdfs/opa-fy2015-1.pdf. 61 In FY2013, 8.8% of female clients used LARC as their primary contraception method; the FY2016 target is 9.9%. HHS, HRSA, Fiscal Year 2016 Justification of Estimates for Appropriations Committees, p. 410. 62 P.L. 111-148, §2501. Title X clinics are among the entities eligible to receive discounts on certain drugs’ prices under §340B of the Public Health Service Act. The maximum prices that drug manufacturers can charge 340B entities are calculated using the Medicaid rebate formula. The ACA provision is summarized in CRS Report R41210, Medicaid (continued...) Congressional Research Service 11 Title X (Public Health Service Act) Family Planning Program ACA also increased funding for teen pregnancy prevention efforts, expanded healthcare workforce programs, and increased funding for community health centers (many of which are Title X providers).6263 HHS contracted with IOM to convene a Standing Committee to advise the Title X program. Among other topics, the IOM Standing Committee was tasked with examining the roles of family planning, reproductive health, and Title X in health reform.6364 OPA also announcedawarded FY2014 research funding to “conduct data analysis and related research and evaluation evaluation on the impact of the Affordable Care Act on Title X funded family planning centers.”64 65 For Title X grantees and clinics, the Title X Family Planning National Training Centers have compiled compiled resources and provided training on how ACA may affect Title X.6566 Abortion and Title X The law prohibits the use of Title X funds in programs where abortion is a method of family planning.6667 On July 3, 2000, OPA released a final rule with respect to abortion services in family planning projects.6768 The rule updated and revised regulations that had been in effect since 1988.6869 The major revision revoked the “gag rule,” which restricted family planning grantees from providing abortion-related information. The regulation at 42 C.F.R. §59.5 had required, and continues to require, that abortion not be provided as a method of family planning. The July 3, 2000, rule amended the section to add the requirement that a project must give pregnant women the opportunity to receive information and counseling on each of the following options: prenatal care and delivery; infant care, foster care, or adoption; and pregnancy termination. If the woman requests such information and counseling, the project must give “neutral, factual information and nondirective counseling on each of the options, and referral upon request, except with respect to (...continued) Discounts in the 340B Program Offer Benefits, but Federal Oversight Needs Improvement, GAO-11-836, September 23, 2011, p. 39, http://gao.gov/products/GAO-11-836. 62and the State Children’s Health Insurance Program (CHIP) Provisions in ACA: Summary and Timeline, by Evelyne P. Baumrucker et al. The 340B program website is http://www.hrsa.gov/opa. 63 These and other ACA provisions that could potentially impact Title X clinics are summarized in CRS Report R41278, Public Health, Workforce, Quality, and Related Provisions in ACA: Summary and Timeline, coordinated by C. Stephen Redhead and Elayne J. Heisler, and CRS Report R41210, Medicaid and the State Children’s Health Insurance Program (CHIP) Provisions in ACA: Summary and Timeline, by Evelyne P. Baumrucker et al. 6364 IOM, Standing Committee on Family Planning, http://www.iom.edu/Activities/Women/FamilyPlanning.aspx. HHS, HRSA, Fiscal Year 2013 Justification of Estimates for Appropriations Committees, p. 351, http://www.hrsa.gov/about/ budget/budgetjustification2013.pdf. 6465 HHS, OPA, FY14 Announcement of Availability of Funds for Family Planning Affordable Care Act (ACA) Impact Analysis Research Cooperative Agreements, March 7, 2014, http://www.grants.gov/web/grants/view-opportunity.html? oppId=252304. 6566 National Family Planning Training Centers, Webinar Recording: Affordable Care Act and the Future of Title X, November 2013, http://www.fpntc.org/training-and-resources/webinar-recording-affordable-care-act-and-the-future-oftitle-x; National Family Planning Training Centers, ACA Basics for Title X, http://www.fpntc.org/resources/affordablecare-act/aca-basics-for-title-x. 66Affordable Care Act, http://fpntc.org/topics/affordable-care-act. 67 42 U.S.C. §300a-6. In addition, language in annual Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations bills have also prohibited the use of Title X funds for abortions (In FY2014FY2015, this provision appeared in P.L. 113-76235, Division HG, Title II). For background on abortion funding restrictions in general, see CRS Report RL33467, Abortion: Judicial History and Legislative Response, by Jon O. Shimabukuro. 6768 HHS, OPA, “Standards of Compliance for Abortion-Related Services in Family Planning Services Projects,” 65 Federal Register 41270–41280, July 3, 2000; and HHS, OPA, “Provision of Abortion-Related Services in Family Planning Services Projects, “ 65 Federal Register 41281-41282, July 3, 2000. 6869 42 C.F.R. Part 59, “Grants for family planning services.” Congressional Research Service 1312 Title X (Public Health Service Act) Family Planning Program any option(s) about which the pregnant woman indicates she does not wish to receive such information and counseling.”6970 According to OPA, family planning projects that receive Title X funds are closely monitored to ensure that federal funds are used appropriately and that funds are not used for prohibited activities such as abortion. The prohibition on abortion does not apply to all the activities of a Title X grantee, but only to activities that are part of the Title X project. The grantee’s abortion activities must be “separate and distinct” from the Title X project activities.7071 Safeguards to maintain this separation include (1) careful review of grant applications to ensure that the applicant understands the requirements and has the capacity to comply with all requirements; (2) independent financial audits to examine whether there is a system to account for program-funded activities and non-allowable program activities; (3) yearly comprehensive reviews of the grantees’ financial status and budget report; and (4) periodic and comprehensive program reviews and site visits by OPA regional offices.7172 It is unclear exactly how many Title X clinics also provide abortions through their non-Title X activities. In 2004, following appropriations conference report directions, HHS surveyed its Title X grantees on whether their clinic sites also provided abortions with non-federal funds.7273 Grantees were informed that responses were voluntary and “without consequence, or threat of consequence, to non-responsiveness.” The survey did not request any identifying information. HHS mailed surveys to 86 grantees and received 46 responses. Of these, 9 indicated that at least one of their clinic sites (17 clinic sites in all) also provided abortions with non-federal funds, and 34 indicated that none of their clinic sites provided abortions with non-federal funds; 3 responses had no numerical data or said the information was unknown. Title X supporters argue that family planning reduces unintended pregnancies, thereby reducing abortion.7374 HHS estimates that Title X family planning services helped avert 911870,000 unintended pregnancies in 2012.742013.75 The Guttmacher Institute estimates that clinics receiving Title X funds helped avert 363,000 abortions in 2012.75 6976 70 On December 19, 2008, HHS published a provider conscience rule which, according to HHS at the time, was , was “inconsistent” with the requirement that Title X grantees provide clients with abortion referrals upon request (73 Federal Register 78087). The rule was later rescinded in 2011 (76 Federal Register 9968). 7071 65 Federal Register 41281-41282, July 3, 2000. 7172 Email from Barbara Clark, HHS, Office of the Assistant Secretary for Legislation, August 24, 2006. See also OPA Program Instruction Series, OPA 11-01: Title X Grantee Compliance with Grant Requirements and Applicable Federal and State Law, including State Reporting Laws, Letter from Marilyn J. Keefe, Deputy Assistant Secretary for Population Affairs, to Regional Health Administrators, Regions I-X; Title X Grantees, March 1, 2011, http://www.hhs.gov/opa/pdfs/opa-11-01-program-instruction-re-compliance.pdf. 7273 HHS, Report to Congress Regarding the Number of Family Planning Sites Funded Under Title X of the Public Health Service Act That Also Provide Abortions with Non-Federal Funds, 2004. HHS was directed to conduct the survey by FY2004 appropriations conference report H.Rept. 108-401, pp. 800-801. 7374 Examples of this argument can be found in Rachel Benson Gold, Adam Sonfield, and Cory L. Richards, et al., Next Steps for America’s Family Planning Program: Leveraging the Potential of Medicaid and Title X in an Evolving Health Care System, Guttmacher Institute, New York, 2009, pp. 16-17, http://www.guttmacher.org/pubs/ NextSteps.pdf, and in U.S. Congress, Senate Committee on Appropriations, Subcommittee on Labor, Health and Human Services, Education, and Related Agencies, Threat to Title X and Other Women’s Health Services, 104th Cong., 1st sess., August 10, 1995, S.Hrg. 104-416 (Washington: GPO, 1996), pp. 16-21. 7475 HHS, HRSA, Fiscal Year 20152016 Justification of Estimates for Appropriations Committees, p. 407. 75406. 76 Jennifer J. Frost, Mia R. Zolna, and Lori Frohwirth, Contraceptive needs and services, 2012 Update, Guttmacher Institute, New York, NY, 2014, p. 21, http://www.guttmacher.org/pubs/win/contraceptive-needs-2012.pdf. Congressional Research Service 1413 Title X (Public Health Service Act) Family Planning Program On the other hand, Title X critics argue that federal funds should be withheld from any organization that performs or promotes abortions, such as the Planned Parenthood Federation of America. These critics argue that federal funding for non-abortion activities frees up Planned Parenthood’s other resources for its abortion activities.7677 Some critics also argue that if a family planning program is operated by an organization that also performs abortions, the implicit assumption and the message to clients is that abortion is a method of family planning.7778 Teenage Pregnancy and Title X In 2012, 192013, 18% of Title X clients were aged 19 or younger.7879 Critics argue that by funding Title X, the federal government is implicitly sanctioning nonmarital sexual activity among teens. These critics argue that a reduced teenage pregnancy rate could be achieved if family planning programs emphasized efforts to convince teens to delay sexual activity, rather than efforts to decrease the percentage of sexually active teens who become pregnant.7980 (See CRS Report RS20301, Teenage Pregnancy Prevention: Statistics and Programs, by Carmen Solomon-Fears, for a broader discussion of teen pregnancy.) The program’s supporters, on the other hand, argue that the Title X program should be expanded to serve more people in order to reduce the rate of unintended pregnancies. According to HHS, in 20122013, Title X family planning services helped avert an estimated 178160,000 unintended teen pregnancies.8081 Supporters of expanding family planning services argue that the United States has a higher teen pregnancy rate than some countries (such as Sweden) where a similar percentage of teens are sexually active, in part because U.S. teens use contraception less consistently. Some also argue that recent trends in U.S. teen birth rates can be explained in part by changes in teen contraceptive use.81 76 82 77 Examples of this argument can be found in House debate, Congressional Record, daily edition, vol. 154, no. 112 (July 9, 2008), pp. H6320-H6326. 327,166653 abortion procedures were performed by Planned Parenthood affiliates in 20122013, comprising 3% of Planned Parenthood services that year, according to the Planned Parenthood Federation of America, Planned Parenthood 2012-20132013-2014 Annual Report, 2014, pp. 14-15, http://www.plannedparenthood.org/aboutus/annual-report. 7778 An example of these arguments can be found in U.S. Congress, Senate Committee on Appropriations, Subcommittee on Labor, Health and Human Services, Education, and Related Agencies, Threat to Title X and Other Women’s Health Services, pp. 22-35. 7879 Fowler et al., Family Planning Annual Report: 20122013 National Summary, p. 9. 7980 An example of these arguments can be found in U.S. Congress, Senate Committee on Appropriations, Subcommittee on Labor, Health and Human Services, Education, and Related Agencies, Threat to Title X and Other Women’s Health Services, pp. 22-35. 8081 HHS, HRSA, Fiscal Year 20152016 Justification of Estimates for Appropriations Committees, p. 407406. See also the discussion of publicly funded family planning services in “Programs to Reduce Unintended Pregnancy,” in The Institute of Medicine, The Best Intentions: Unintended Pregnancy and the Well-Being of Children and Families (Washington: National Academy Press, 1995), p. 220, http://www.nap.edu/catalog.php?record_id=4903. 8182 An example of these arguments can be found in U.S. Congress, Senate Committee on Appropriations, Subcommittee on Labor, Health and Human Services, Education, and Related Agencies, Threat to Title X and Other Women’s Health Services, pp. 16-21. See also Jacqueline E. Darroch, et al., “Differences in Teenage Pregnancy Rates Among Five Developed Countries: The Roles of Sexual Activity and Contraceptive Use,” Family Planning Perspectives, vol. 33, no. 6 (November/December 2001), pp. 244-251; and John S. Santelli and Andrea J. Melnikas, “Teen Fertility in Transition: Recent and Historic Trends in the United States,” Annual Review of Public Health, vol. 31 (2010), pp. 371383371-383; and Heather D. Boonstra, “What Is Behind the Declines in Teen Pregnancy Rates?” Guttmacher Policy Review, vol. 17, no. 3 (Summer 2014), pp. 15-21. Congressional Research Service 1514 Title X (Public Health Service Act) Family Planning Program Confidentiality for Minors and Title X By law, Title X providers are required to “encourage” family participation when minors seek family planning services.8283 However, confidentiality is required for personal information about Title X services provided to individuals, including adolescents.8384 OPA instructs grantees on confidentiality for minors: It continues to be the case that Title X projects may not require written consent of parents or guardians for the provision of services to minors. Nor can any Title X project staff notify a parent or guardian before or after a minor has requested and/or received Title X family planning services.8485 The April 2014 Title X guidelines state, Providers of family planning services should offer confidential services to adolescents and observe all relevant state laws and any legal obligations, such as notification or reporting of child abuse, child molestation, sexual abuse, rape, or incest, as well as human trafficking. Confidentiality is critical for adolescents and can greatly influence their willingness to access and use services. As a result, multiple professional medical associations have emphasized the importance of providing confidential services to adolescents. Providers should encourage and promote communication between the adolescent and his or her parent(s) or guardian(s) about sexual and reproductive health. Adolescents who come to the service site alone should be encouraged to talk to their parents or guardians. Educational materials and programs can be provided to parents or guardians that help them talk about sex and share their values with their child. When both parent or guardian and child have agreed, joint discussions can address family values and expectations about dating, relationships, and sexual behavior.8586 Although minors are to receive confidential services, Title X providers are not exempt from state notification and reporting laws on child abuse, child molestation, sexual abuse, rape, or incest.86 8287 83 42 U.S.C. 300(a) states that Title X grantees shall encourage family participation “to the extent practical.” P.L. 11376, Division H, §209 requires Title X grantees to certify that they encourage family participation in minors’ decisions to seek family planning services. 8384 42 C.F.R. §59.11. Also, several court cases have interpreted Title X statute as supporting confidentiality for minors; see Glenn A. Guarino, “Provision of family planning services under Title X of Public Health Service Act (42 U.S.C.A. §300-300a-8) and implementing regulations,” American Law Reports Federal, 1985, 71 A.L.R. Fed. 961. 8485 HHS, OPA, Clarification regarding “Program Requirements for Title X Family Planning Projects”: Confidential Services to Adolescents, OPA Program Policy Notice 2014-1, June 5, 2014, http://www.hhs.gov/opa/pdfs/ppn2014-01001.pdf. 8586 Gavin et al., “Providing Quality Family Planning Services: Recommendations of CDC and the U.S. Office of Population Affairs,” p. 13. For an overview of Title X efforts to encourage family participation, see RTI International, An Assessment of Parent Involvement Strategies in Programs Serving Adolescents: Final Report, 2007, http://www.hhs.gov/opa/pdfs/parent-involvement-final-report.pdf. The report found that parent involvement is associated with several positive outcomes, such as delayed sexual initiation and lower rates of pregnancy and sexually transmitted infections. 8687 P.L. 113-76, Division H, Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2014, Title II, Department of Health and Human Services235, Division G, Title II, §210. OPA Program Instruction Series, OPA 11-01: Title X Grantee Compliance with Grant Requirements and Applicable Federal and State Law, including State Reporting Laws, Letter from Marilyn J. Keefe, Deputy Assistant Secretary for Population Affairs, to Regional Health Administrators, Regions I-X; Title X Grantees, March 1, 2011, http://www.hhs.gov/opa/pdfs/opa-11-01(continued...)-program-instruction-re-compliance.pdf. Congressional Research Service 1615 Title X (Public Health Service Act) Family Planning Program Some minors who use Title X clinics have dependent health coverage through a parent’s private health insurance policy. However, for confidentiality reasons, they may not wish to bill family planning or STD services to their parent’s health insurance. According to OPA, Title X clinics “commonly forgo billing” health insurers in order to maintain confidentiality.8788 As for payment of services provided to minors, Title X regulations indicate that “unemancipated minors who wish to receive services on a confidential basis must be considered on the basis of their own resources.”8889 Program requirements instruct that “Eligibility for discounts for unemancipated minors who receive confidential services must be based on the income of the minor.”8990 Supporters of confidentiality argue that parental notification or parental consent requirements would lead some sexually active adolescents to delay or forgo family planning services, thereby increasing their risk of pregnancy or sexually transmitted diseases.9091 Critics argue that confidentiality requirements can interfere with parents’ right to know of and to guide their children’s health care. Some critics also disagree with discounts for minors without regard to parents’ income, because the Title X program was intended to serve “low-income families.”9192 Planned Parenthood and Title X The Planned Parenthood Federation of America (PPFA) operates through a national office and 6762 affiliates, which operate more thanapproximately 700 local health centers.9293 Affiliates participating in Title X (...continued) program-instruction-re-compliance.pdf. 87 X can receive funds directly from HHS or indirectly from other Title X grantees, such as their state or local health departments. 88 Private health insurance policy holders often receive “explanations of benefits” that describe services charged to their insurance policy. Often policy holders may also view a history of claims made under their policies. These common health insurance practices may inadvertently breach the confidentiality of dependents who receive care through those policies. OPA has announcedawarded research funding to study these practices’ effects on Title X clinics’ revenues. HHS, OPA, FY14 Announcement of Availability of Funds for Family Planning Affordable Care Act (ACA) Impact Analysis Research Cooperative Agreements, March 7, 2014, pp. 5-6, 10-11, https://www.grantsolutions.gov/gs/preaward/ previewPublicAnnouncement.do?id=49223. See also Abigail English, Rachel Benson Gold, and Elizabeth Nash, et al., Confidentiality for Individuals Insured as Dependents: A Review of State Laws and Policies, Guttmacher Institute, July 2012, http://www.guttmacher.org/pubs/confidentiality-review.pdf. 8889 42 C.F.R. §59.2. 8990 HHS, OPA, Program Requirements for Title X Funded Family Planning Projects, April 2014, p. 13. 9091 An example of this argument is in Rachel K. Jones, Alison Purcell, and Susheela Singh et al., “Adolescents’ Reports of Parental Knowledge of Adolescents’ Use of Sexual Health Services and Their Reactions to Mandated Parental Notification for Prescription Contraception,” JAMA, vol. 293, no. 3 (January 19, 2005), pp. 340-348. See also the staff quotations in RTI International, An Assessment of Parent Involvement Strategies in Programs Serving Adolescents: Final Report, 2007, pp. 5-10. 9192 Examples of these arguments appear in Congressional Record, daily edition, vol. 142 (July 11, 1996), pp. H7348-H 7349, and U.S. Congress, Senate Committee on Appropriations, Subcommittee on Labor, Health and Human Services, Education, and Related Agencies, Threat to Title X and Other Women’s Health Services, 104th Cong., 1st sess., August 10, 1995, S.Hrg. 104-416 (Washington: GPO, 1996), pp. 22-23. See also the discussion in RTI International, An Assessment of Parent Involvement Strategies in Programs Serving Adolescents: Final Report, 2007, pp. 5-9. 9293 Planned Parenthood Federation of America, Planned Parenthood at a Glance, http://www.plannedparenthood.org/ about-us/who-we-are/planned-parenthood-at-a-glance. Congressional Research Service 1716 Title X (Public Health Service Act) Family Planning Program can receive funds directly from HHS or indirectly from other Title X grantees, such as their state or local health departments. In May 2010In March 2015, the Government Accountability Office (GAO) released a report with data on the obligations, disbursements, and expenditures of federal funds for several nonprofit organizations, including PPFA and its affiliates.9394 According to the GAO report, in FY2009FY2012, HHS reported obligating to Planned Parenthood and its affiliates $18.2 million through the Title X Family Planning Services program and $0.3 million through Title X Family Planning Service Delivery Improvement Research Grants.94 $18.67 million, and disbursing $19.08 million, to PPFA affiliates through the Title X program.95 These figures reflected funds that HHS provided directly to these organizations. They did not include Title X funds that reached Planned Parenthood or its affiliates indirectly through subgrants or that passed through from state agencies or other organizations. The GAO report also showed Planned Parenthood’sPPFA affiliates’ expenditures of Title X funds. TheseMost of these expenditures were identified through audit reports that Planned Parenthood and itsPPFA affiliates submitted to comply with Office of Management and Budget (OMB) audit requirements.95 96 Expenditures included federal funds provided directly or indirectly to these organizations. The most recent expenditure data were from FY2008FY2012, when Planned Parenthood and its affiliates reported spending $5364.35 million from the Title X Family Planning Services program.96 93 U.S. Government Accountability Office (GAO), Federal Funds: Fiscal Years 2002-2009 Obligations, Disbursements, and Expenditures for Selected Organizations Involved in Health-Related Activities, GAO-10-533R, May 28, 2010, http://www.gao.gov/products/GAO-10-533R. 94 GAO, Federal Funds: Fiscal Years 2002-2009 Obligations, Disbursements, and Expenditures for Selected Organizations Involved in Health-Related Activities, p. 16. 95 Organizations with annual expenditures of federal funds of $500,000 or more are required to have an audit. The GAO report includes expenditure data from 85 Planned Parenthood affiliates. GAO, Federal Funds: Fiscal Years 2002-2009 Obligations, Disbursements, and Expenditures for Selected Organizations Involved in Health-Related Activities, p. 10 footnote b, p. 22 footnote 1. 96 GAO, Federal Funds: Fiscal Years 2002-2009 Obligations, Disbursements, and Expenditures for Selected Organizations Involved in Health-Related Activities, p. 25. Congressional Research Service 18 Title X (Public Health Service Act) Family Planning Program Appendix. Summary of Title X of the Public Health Service Act Below is a summary of Title X of the Public Health Service Act, codified at 42 U.S.C. Section 300 to Section 300a-6, Population Research and Voluntary Family Planning Programs: Section 1001. Project Grants and Contracts for Family Planning Services The Secretary may make grants to and enter into contracts with public or nonprofit private entities to assist in the establishment and operation of voluntary family planning projects to offer a broad range of acceptable and effective family planning methods and services (including natural family planning methods, infertility services, and services for adolescents). Entities which receive grants or contracts must encourage family participation in their projects. Section 1002. Formula Grants to States for Family Planning Services97 The Secretary may make grants to state health authorities to assist in planning, establishing, maintaining, coordinating, and evaluating family planning services. The state health authority must have an approved state plan for a coordinated and comprehensive program of family planning services. Section 1003. Training Grants and Contracts The Secretary may make grants to public or nonprofit private entities and enter into contracts with public or private entities and individuals to provide the training for personnel to carry out family planning service programs. Section 1004. Research The Secretary may conduct and make grants to public or nonprofit private entities and enter into contracts with public or private entities and individuals for projects for research in the biomedical, contraceptive development, behavioral, and program implementation fields related to family planning and population. Section 1005. Informational and Educational Materials The Secretary may make grants to public or nonprofit private entities and enter into contracts with public or private entities and individuals to assist in developing and making available family 97 These formula grants, which were authorized for FY1971-FY1973, were never funded. S.Rept. 101-95, pp. 5, 10. Congressional Research Service 19 Title X (Public Health Service Act) Family Planning Program planning and population growth information (including educational materials) to all persons desiring such information. Section 1006. Regulations and Payments The Secretary may promulgate regulations and must determine the conditions for making payments to grantees to assure that such grants will be effectively utilized for the purposes they were made. Grantees must assure that (1) priority will be given to the furnishing of services to persons from low-income families; and (2) no charge will be made in such project or program for services provided to any person from a low-income family except to the extent that payment will be made by a third party (including a government agency) which is authorized or is under legal obligation to pay the charge. The Secretary must be satisfied that informational or educational materials developed or made available under the grant or contract will be suitable for the purposes of this title and for the population or community to which they are to be made available. In the case of any grant or contract under Section 1001, such assurances shall provide for the review and approval of the suitability of such materials, prior to their distribution, by an advisory committee established by the grantee or contractor in accordance with regulations. Section 1007. Voluntary Participation The acceptance by any individual of family planning services or family planning or population growth information (including educational materials) shall be voluntary and shall not be a prerequisite to eligibility for or receipt of any other service or assistance from, or to participation in, any other program of the entity or individual that provided such service or information. Section 1008. Prohibition of Abortion None of the funds appropriated under this title shall be used in programs where abortion is a method of family planning. Author Contact Information Angela Napili Information Research Specialist anapili@crs.loc.gov, 7-0135 Congressional Research Service 2097 Author Contact Information Angela Napili Information Research Specialist anapili@crs.loc.gov, 7-0135 94 U.S. Government Accountability Office (GAO), Health Care Funding: Federal Obligations to and Expenditures by Selected Entities Involved in Health-Related Activities, 2010–2012, GAO-15-270R, March 20, 2015, http://www.gao.gov/products/GAO-15-270R. 95 According to GAO, the term obligation refers to “a definite commitment by a federal agency that creates a legal liability to make payments immediately or in the future,” while the term disbursement refers to “amounts paid by federal agencies, in cash or cash equivalents, to satisfy government obligations.” GAO, Health Care Funding: Federal Obligations to and Expenditures by Selected Entities Involved in Health-Related Activities, 2010–2012, pp. 30, 32.. 96 Organizations with annual expenditures of federal funds of $500,000 or more are required to have an audit. For several PPFA affiliates that did not meet the expenditure threshold for audits, GAO obtained data directly from the affiliates. GAO, Health Care Funding: Federal Obligations to and Expenditures by Selected Entities Involved in Health-Related Activities, 2010–2012, pp. 2, 39, 40. 97 Tables 24 and 25, GAO, Health Care Funding: Federal Obligations to and Expenditures by Selected Entities Involved in Health-Related Activities, 2010–2012, pp 39, 40. Congressional Research Service 17