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Community Oriented Policing Services (COPS): In Brief

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Community Oriented Policing Services (COPS): Background and FundingIn Brief Nathan James Analyst in Crime Policy February 6, 2014January 13, 2015 Congressional Research Service 7-5700 www.crs.gov RL33308 Community Oriented Policing Services (COPS): Background and FundingIn Brief Summary The Community Oriented Policing Services (COPS) program was created by Title I of the Violent Crime Control and Law Enforcement Act of 1994 (P.L. 103-322). The mission of the COPS program is to advance community policing in all jurisdictions across the United States. The Violence Against Women and Department of Justice Reauthorization Act of 2005 (P.L. 109-162) reauthorized the COPS program through for FY2006-FY2009 and changed it from a multi-grant program to a single-grant program. Between FY1995 and FY1996 single-grant program. Even though the COPS program is not currently authorized, Congress has continued to appropriate funding for it. Between FY1995 and FY1999, the annual appropriation for the COPS program averaged more than nearly $1.4 billion. The relatively high levels of funding during this time period were largely the result result of Congress’s and the Clinton Administration’s efforts to place 100,000 new law enforcement officers on the street. Appropriations for the program started to wane in FY2002 before increasing again for the four-year period between FY2007 and FY2010. Congress started to reduce funding for the COPS program as it enforcement officers on the street. After the initial push to fund 100,000 new law enforcement officers through COPS grants, Congress moved away from providing funding for hiring new law enforcement officers and changed COPS into a conduit for providing federal assistance to support local law enforcement agencies. Starting in FY1998, an increasing portion of the annual appropriation for COPS was dedicated to programs to help law enforcement agencies purchase new equipment, combat methamphetamine production, upgrade criminal records, and improve forensic sciences. Funding for the COPS program decreased in both FY2011 and FY2012, which can be attributed to reduced funding for the COPS Hiring Program, the congressional earmark ban, and Congress moving appropriations for programs that were traditionally funded under the COPS account to other accounts. Funding for the COPS program has been fairly stable (around $200 million) since FY2012 now that Congress has started to consistently fund the same programs through the COPS account. One issue Congress might consider is whether the federal government should continue to provide grants to state and local law enforcement agencies to hire additional officers at a time of historically low crime rates. Congressional Research Service Community Oriented Policing Services (COPS): Background and Funding Contents Background ...................................................................................................................................... 1 COPS Funding ................................................................................................................................. 3 Figures Figure 1. COPS Funding, FY1995-FY2014 .................................................................................... 4 Figure 2. Funding for the COPS Hiring Program, FY1995-FY2014............................................... 5 Tables Table A-1. COPS’ Requested Funding, Total Enacted Funding, Funding for Hiring Programs, and Authorized Appropriation, FY1995-FY2014........................................................ 7 Table A-2. COPS Funding, by Program, FY2005-FY2014 ............................................................. 9 Appendixes Appendix. COPS Funding History .................................................................................................. 7 Contacts Author Contact Information........................................................................................................... 11 Congressional Research Service Community Oriented Policing Services (COPS): Background and Funding Background The Community Oriented Policing Services (COPS) program was created by Title I of the Violent Crime Control and Law Enforcement Act of 19941 (the ‘94 Crime Act). The mission of the COPS program is to advance community policing in all jurisdictions across the United States.2 The COPS program awards grants to state, local, and tribal law enforcement agencies to advance the practice of community policing.3 COPS grants are managed by the COPS Office, which was created in 1994 by Department of Justice (DOJ) to oversee the COPS program. Authorized funding for the COPS program expired in FY2009. There are several issues Congress might consider if it chooses to consider legislation to reauthorize the program. These issues are the subject of another CRS report.4 Another issue Congress might consider is the appropriate funding level for COPS, especially in light of concerns about federal spending and possible reductions to appropriations for DOJ. As originally authorized under Title I of the ‘94 Crime Act, the COPS program had three separate grant programs. Under the first program, the Attorney General was authorized to make grants to states, units of local government, Indian tribal governments, other public and private entities, and multi-jurisdictional or regional consortia to increase the number of police officers and focus the officers’ efforts on community policing. Grant funds under this program could have been used to • hire new police officers; • rehire police officers who have been laid off; and • obtain equipment or support systems and provide overtime pay, if it results in an increase of the number of officers deployed in community-oriented policing. Grant funds under a second program could have been used to hire former members of the armed services to serve as career law enforcement officers engaged in community policing. Grant funds under a third program could have also been used for other non-hiring purposes such as • training law enforcement officers in crime prevention and community policing techniques; • developing technologies that emphasize crime prevention; • linking community organizations and residents with law enforcement; enforcement agencies. Decreasing appropriations for hiring programs resulted in decreased funding for the COPS program overall. Appropriations for hiring programs were almost nonexistent from FY2005 to FY2008, but for FY2009 Congress provided $1 billion for hiring programs under the American Recovery and Reinvestment Act of 2009 (P.L. 111-5). Appropriations for hiring programs for FY2009-FY2012 were the result of Congress’s efforts to help local law enforcement agencies facing budget cuts as a result of the recession either hire new law enforcement officers or retain officers they might have to lay off. Congress has continued to provide appropriations for hiring programs even though the effects of the recession have waned over the past few fiscal years. Authorized funding for the COPS program expired in FY2009. There are several issues policy makers might consider if they take up legislation to reauthorize or fund the COPS program. One potential policy question might be whether the federal government should continue to provide grants to state and local law enforcement agencies to hire additional officers at a time of historically low crime rates. Policy makers might also consider whether Congress should appropriate funding for the COPS program so that law enforcement agencies could take advantage of the current single grant program authorization, or if Congress should continue to appropriate funding for individual programs under the COPS account. Congressional Research Service Community Oriented Policing Services (COPS): In Brief Contents A Brief Legislative History ....................................................................................................... 1 COPS Funding ........................................................................................................................... 1 Select Issues............................................................................................................................... 3 Figures Figure 1. COPS Funding, FY1995-FY2015 .................................................................................... 3 Tables Table A-1. COPS’ Requested Funding, Total Enacted Funding, Funding for Hiring Programs, and Authorized Appropriation, FY1995-FY2015........................................................ 6 Table A-2. COPS Funding, by Program, FY2006-FY2015 ............................................................. 8 Appendixes Appendix. COPS Funding History .................................................................................................. 6 Contacts Author Contact Information........................................................................................................... 10 Congressional Research Service Community Oriented Policing Services (COPS): In Brief T he Community Oriented Policing Services (COPS) program was created by Title I of the Violent Crime Control and Law Enforcement Act of 19941 (the 1994 Crime Act). The mission of the COPS program is to advance community policing in all jurisdictions across the United States.2 The COPS program awards grants to state, local, and tribal law enforcement agencies to advance the practice of community policing.3 COPS grants are managed by the COPS Office, which was created in 1994 by Department of Justice (DOJ) to oversee the COPS program. A Brief Legislative History Under the initial authorization for the COPS program, grants could be awarded for (1) hiring new police officers or rehiring police officers who have been laid off to engage in community policing; (2) hiring former members of the armed services to serve as career law enforcement officers engaged in community policing; and (3) supporting non-hiring initiatives, such as training law enforcement officers in crime prevention and community policing techniques or developing technologies that emphasize crime prevention. The 1994 Crime Act authorized funding for the COPS program through FY2000 (see Table A-1 for authorized appropriations). The COPS program was reauthorized by the Violence Against Women and Department of Justice Reauthorization Act of 2005 (P.L. 109-162). The act reauthorized appropriations for the COPS program for FY2006-FY2009 (see Table A-1). When Congress reauthorized the COPS program it changed it from a multi-grant program to a single grant program. As currently authorized, state or local law enforcement agencies are theoretically eligible to apply for a “COPS grant,” which could be used for a litany of purposes, including hiring or re-hiring community policing officers;4 procuring equipment, technology, or support systems; or establishing school-based partnerships between local law enforcement agencies and local school systems.5 COPS Funding As shown in Figure 1, between FY1995 and FY1999, the annual appropriation for the COPS program averaged nearly $1.4 billion. The relatively high levels of funding during this time period were largely the result of Congress’s and the Clinton Administration’s efforts to place 100,000 new law enforcement officers on the street. After the initial push to fund 100,000 new law enforcement officers through COPS grants, Congress moved away from providing funding for hiring new law enforcement officers and changed COPS into a conduit for providing federal assistance to support local law enforcement 1 P.L. 103-322; 42 U.S.C. §3796dd. While there are different definitions of “community policing” the COPS Office defines “community policing” as “a philosophy that promotes organizational strategies, which support the systematic use of partnerships and problemsolving techniques, to proactively address the immediate conditions that give rise to public safety issues such as crime, social disorder, and fear of crime.” U.S. Department of Justice, Community Oriented Policing Services Office, Community Policing Defined, p. 3, this document is on file with the author. 3 U.S. Department of Justice, Community Oriented Policing Services Office, About Community Oriented Policing Services Office, http://www.cops.usdoj.gov/Default.asp?Item=35. 4 See CRS Report R40709, Community Oriented Policing Services (COPS): Current Legislative Issues, by Nathan James. 2 Congressional Research Service 1 Community Oriented Policing Services (COPS): Background and Funding • supporting the purchase of weapons for police officers; • decreasing the amount of time police must spend away from the community while awaiting court appearances; and • facilitating the establishment of community-oriented policing as an organizationwide philosophy.5 In 1998, P.L. 105-302 amended the ‘94 Crime Act to allow COPS funding to be used for school resource officers. In 2003, P.L. 108-216 also amended the ‘94 Crime Act to allow COPS funding to be used for assisting states to enforce sex offender registration laws.7 The ‘94 Crime Act authorized funding for the COPS program through FY2000. Debate on Title I of the ‘94 Crime Act focused on whether the COPS program would be able to meet its goal of putting 100,000 new police officers on the beat by the end of FY2000.8 Starting in 1999, Congress turned its attention to reauthorizing the COPS program. There was support from some Members of Congress for continuing the COPS program.9 During this period, Congress discussed using COPS hiring programs to put another 50,000 police officers on the streets.10 After COPS initial authorization expired, several bills were introduced in Congress that would have 5 This list represents the types of activities that were originally authorized in P.L. 103-322, which also included (1) hiring programs such as Universal Hiring Program and Making Officer Redeployment Effective (MORE), and (2) other activities such as Police Corps, methamphetamine “hot spot” clean-up, law enforcement technology, and tribal law enforcement grants. 6 See §341 of the Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act (PROTECT) of 2003 (P.L. 108-21). 7 For additional information on sex offender registering laws, see CRS Report RL32800, Sex Offender Registration and Community Notification Law: Recent Legislation and Issues, by Garrine P. Laney (available upon request). 8 See Senate debate, “Violent Crime Control and Law Enforcement Act of 1994—Conference Report,” Congressional Record, vol. 140 (August 25, 1994), pp. S12496-S12557; Rep. Manzullo, “Examining the Centerpiece of the Crime Bill,” Congressional Record, vol. 140 (August 18, 1994), pp. H8691-H8694; Sen. Orrin Hatch, “The Signing of the Crime Bill,” Congressional Record, vol. 140 (September 13, 1994), p. S12799; Rep. William J. Coyne, “The Right Tools for Fighting Crime—Extension of Remarks,” Congressional Record, vol. 140 (August 26, 1994), p. E1808; Senate debate, “The Crime Bill,” Congressional Record, vol. 140 (August 22, 1994), pp. S12285-S12288; Senate debate, “Violent Crime Control and Law Enforcement Act of 1994,” Congressional Record, vol. 140 (August 22, 1994), pp. S12250-S12284. 9 See Senate debate, “Departments of Commerce, Justice, and State, the Judiciary and Related Agencies Appropriation Act,” Congressional Record, vol. 145 (July 22, 1999), pp. S8988-S9014; Rep. Bart Stupak, “COPS Program Good for Communities,” Congressional Record, vol. 145 (May 12, 1999), p. H3070; Rep. Rush Holt, “Reauthorize COPS Program,” Congressional Record, vol. 145 (May 12, 1999), p. H3003; Senate debate, “Concurrent Resolution on the Budget for Fiscal Year 2000,” Congressional Record, vol. 145 (March 24, 1999) pp. S3301-S3308; Senate debate, “Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2000,” Congressional Record, vol. 145 (July 21, 1999), pp. S8940-S8947. 10 See U.S. Congress, Senate Committee on the Judiciary, Subcommittee on Crime and Drugs, Making America’s Streets Safer: The Future of the COPS Program, 107th Cong., 1st sess., December 5, 2001 (Washington: GPO, 2002); Senate debate, “Statement on Introduced Bills and Joint Resolutions,” Congressional Record, vol. 145 (January 19, 1999), pp. S345-S470; House debate, “Democratic Legislative Agenda Held Hostage by Do-nothing/Do-wrong Republican Congress,” Congressional Record, vol. 145 (November 3, 1999) pp. H11452-H11459; U.S. Congress, House Committee on Appropriations, Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Bill, Fiscal Year 2001, report to accompany H.R. 4690, 106th Cong., 2nd sess., H.Rept. 106680 (Washington, GPO, 2000), p. 8; House debate, “Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2002,” Congressional Record, vol. 147 (July 18, 2001), pp. H4167-H4202; Senate debate, “Statement on Introduced Bills and Joint Resolutions,” Congressional Record, vol. 145 (March 25, 1999), pp. S3440-S3457; Sen. Orrin Hatch, “Hatch Amendment No. 246,” Congressional Record, vol. 145 (April 12, 1999), p. S3600. Congressional Research Service 2 Community Oriented Policing Services (COPS): Background and Funding reauthorized the COPS program; however, Congress continued to appropriate funding for the program through FY2006, when reauthorizing legislation was enacted (see discussion below). On January 5, 2006, the Violence Against Women and Department of Justice Reauthorization Act of 2005 (P.L. 109-162) was signed into law. The act reauthorized the COPS program through FY2009. Along with reauthorizing the COPS program, the act amended current law11 to change the COPS program into a single-grant program. When Congress reauthorized COPS, it took many of the purposes for which COPS grants could be awarded (see above) and made them program purpose areas under the new single grant program. As currently authorized, state or local law enforcement agencies may apply for a “COPS grant,” which could be used to hire or re-hire community policing officers or fund non-hiring programs.12 COPS Funding This section of the report only discusses the new budget authority enacted for the COPS program in the annual appropriation bills. Between FY1998 and FY2002, Congress directed the COPS Office to use unobligated balances from previous fiscal years to fund grant programs, which included grants for hiring, school safety, law enforcement technology, combating methamphetamine, armor vests for law enforcement officers, improving tribal law enforcement, and combating domestic violence. As shown in Figure 1, between FY1995 and FY1996, the annual appropriation for the COPS program averaged more than $1.4 billion. The relatively high levels of funding during this time period were largely the result of Congress’s and the Clinton Administration’s efforts to place 100,000 new law enforcement officers on the street. Appropriations for the program started to wane in FY2002 (the average annual appropriation for COPS between FY2002 and FY2006 was $780.4 million) before increasing again for the four-year period between FY2007 and FY2010. Congress started to reduce funding for the COPS program as it moved away from providing funding for hiring new law enforcement officers and changed COPS into a conduit for providing federal assistance to support local law enforcement agencies. Starting in FY1998, an increasing portion of the annual appropriation for COPS was dedicated to programs to help law enforcement agencies purchase new equipment, combat methamphetamine production, upgrade criminal records, and improve forensic sciences. As shown below, the reduction in overall COPS funding between FY2002 and FY2006 roughly coincides with reduced funding for the COPS Hiring Program (CHP). On the other hand, overall funding for COPS increased in both FY2009 and FY2010 when Congress started to provide funding for the CHP. Funding for the COPS program decreased in both FY2011 and FY2012, which again coincided with decreased funding for the CHP. However, decreases in overall funding for COPS can also be attributed to two trends: the congressional earmark ban and Congress restructuring the COPS account (see Table A-2). Congress implemented a ban on earmarks starting with appropriations for FY2011. This ban substantially decreased funding for the Law Enforcement Technology and 11 42 U.S.C. §3796dd(d). Even though current law states that law enforcement agencies that receive a COPS grant could use the funding for hiring or re-hiring law enforcement officers, the authority for the Attorney General to make grants for hiring or rehiring law enforcement officer ended on September 13, 2000 (42 U.S.C. §3796dd(i)). 12 Congressional Research Service 3 Community Oriented Policing Services (COPS): Background and Funding the Methamphetamine Clean-up programs. By FY2012, Congress did not appropriate any funding for Even though current law states that law enforcement agencies that receive a COPS grant could use the funding for hiring or re-hiring law enforcement officers, the authority for the Attorney General to make grants for hiring or rehiring law enforcement officer ended on September 13, 2000 (42 U.S.C. §3796dd(i)). 5 See 42 U.S.C. §3796dd(b). 2 Congressional Research Service 1 Community Oriented Policing Services (COPS): In Brief agencies. Starting in FY1998, an increasing portion of the annual appropriation for COPS was dedicated to programs to help law enforcement agencies purchase new equipment, combat methamphetamine production, upgrade criminal records, and improve forensic sciences. However, the overall appropriations for the COPS program started to decrease as Congress appropriated less funding for hiring law enforcement officers. In the early years of the COPS program, a majority of the program’s enacted appropriations went to grant programs specifically aimed at hiring more law enforcement officers. Beginning in FY1998, however, enacted appropriations for the hiring programs began to decline, and by FY2005, appropriations for hiring programs were nearly non-existent. Funding was revived when the American Recovery and Reinvestment Act of 2009 (P.L. 111-5) provided $1 billion for COPS hiring programs. Appropriations for hiring programs in FY2009-FY2012 were the result of Congress’s efforts to help local law enforcement agencies facing budget cuts as a result of the recession either hire new law enforcement officers or retain officers they might have to lay off. Congress has continued to provide appropriations for hiring programs even though the effects of the recession have waned over the past few fiscal years. There is a notable decrease in funding for the COPS starting in FY2011, which can be attributed to two trends: the congressional earmark ban and Congress restructuring the COPS account (see Table A-2). Congress implemented a ban on earmarks starting with appropriations for FY2011. This ban substantially decreased funding for the Law Enforcement Technology and the Methamphetamine Clean-up programs. By FY2012, Congress did not appropriate any funding for the Law Enforcement Technology program and the only funding remaining for the Methamphetamine Clean-up program was transferred to the Drug Enforcement Administration (DEA) to assist with the clean-up of clandestine methamphetamine laboratories. Between FY2010 and FY2012, Congress moved appropriations for programs that were traditionally funded under the COPS account—such as Project Safe Neighborhoods, DNA backlog reduction initiatives, Paul Coverdell grants, offender reentry programs, the National Criminal History Improvement program, and the Bulletproof Vest Grant program—to the State and Local Law Enforcement Assistance (S&LLEA) account. As shown in Table A-2, appropriations for programs that were moved to the S&LLEA account starting in FY2010 were traditionally transferred to the Office of Justice Programs. Funding for the COPS account has been fairly stable (around $200 million) for the past three fiscal years now that Congress has started to consistently fund the same programs through the COPS account. Congressional Research Service 2 Community Oriented Policing Services (COPS): In Brief Figure 1. COPS Funding, FY1995-FY2014FY2015 Appropriations in millions of dollars 1,800 1,600 1,400 1,200 1,000 800 600 400 200 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 0 Fiscal Year Appropriations Carryover ARRA Hiring Source: FY1995 through FY2011 enacted amounts were provided by the U.S. Department of Justice, Community Oriented Policing Services; FY2012 enacted amount was taken from H.Rept. 112-284; FY2013 enacted amount was provided by the U.S. Department of Justice; FY2014 amount was taken from the joint explanatory statement to accompany P.L. 113-76, printed in the January 15, 2014, Congressional Record (pp. H507H532); FY2015 amount was taken from the joint explanatory statement to accompany P.L. 113-235, printed in the December 12, 2014, Congressional Record (pp. H9342-H9363). Notes: “ARRA” is the American Recovery and Reinvestment Act of 2009 (P.L. 111-5). The FY2013 enacted amount includes the amount sequestered per the Budget Control Act of 2011(P.L. 112-25). Congressional Research Service 4 Community Oriented Policing Services (COPS): Background and Funding In the early years of the COPS program, a majority of the program’s enacted appropriations went to grant programs specifically aimed at hiring more police officers (see Figure 2). Beginning in FY1998, however, enacted appropriations for the CHP began to decline, whereas non-hiring grants started to see an increase in appropriations. Congress has traditionally specified what amounts of the COPS appropriation each fiscal year are to be used for hiring grants and nonhiring grants. In FY2008, Congress appropriated $20 million for the CHP; this was the first time Congress appropriated funding for hiring grants since FY2005. The American Recovery and Reinvestment Act of 2009 (P.L. 111-5) included $1 billion for the CHP, the most funding Congress appropriated for hiring grants since FY1999. For FY2010, Congress included $298 million for the CHP as a part of the annual COPS appropriation. Congress continued its support for the CHP, albeit at a reduced rate, by appropriating $247 million for FY2011 and $141 million for FY2012. Appropriations for hiring programs in FY2009-FY2012 were the result of Congress’s efforts to help local law enforcement agencies facing budget cuts as a result of the recession either hire new law enforcement officers or retain officers they might have to layoff. Appropriations for the hiring program since FY2012 have been around $150 million per fiscal year. Figure 2. Funding for the COPS Hiring Program, FY1995-FY2014 Appropriations in millions of dollars 1,600 1,400 1,200 1,000 800 600 400 200 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 0 Fiscal Year Annual Appropriation ARRA Source: Appropriations for the COPS Hiring Program for FY1995 to FY2011 were provided by the U.S. Department of Justice, Office of Community Oriented Policing Services; FY2012 appropriation for the hiring program was taken from H.Rept. 112-284; the FY2013 appropriation for the hiring program was provided the U.S. Department of Justice; the FY2014 appropriation for the hiring program was taken from the joint explanatory statement to accompany P.L. 113-76, printed in the January 15, 2014, Congressional Record (pp. H507H532). Congressional Research Service 5 Community Oriented Policing Services (COPS): Background and Funding Notes: “ARRA” is the American Recovery and Reinvestment Act of 2009 (P.L. 111-5). The FY2013 enacted amount includes the amount sequestered per the Budget Control Act of 2011(P.L. 112-25). One potential question facing Congress as it considers the annual appropriation for the COPS program is whether the federal government should continue to provide grants to state and local law enforcement agencies to hire additional officers at a time of historically low crime rates. Opponents of the program stress that state and local governments, not the federal government, should be responsible for providing funding for police forces.13 They also argue that the purported effect of COPS hiring grants on crime rates in the 1990s is questionable.14 They maintain that it is not prudent to increase funding for the program at a time when crime is decreasing and the federal government is facing annual deficits.15 Proponents of the COPS program assert that COPS hiring grants contributed to the decreasing crime rate in the 1990s.16 Proponents believe that the federal government has a role to play in supporting local law enforcement because it is the federal government’s responsibility to provide for the security of U.S. citizens, which means protecting citizens from crime.17 They also maintain that the federal government should support local law enforcement because it has become more involved in homeland security and immigration enforcement.18 13 U.S. Congress, House Committee on the Judiciary, Markup of H.R. 1139, the “COPS Improvement Act of 2009,” and H.R. 985, the “Free Flow of Information Act of 2009,” 111th Cong., 1st sess., March 25, 2009, pp. 20-21, hereinafter “March 25 Markup of H.R. 1139.” 14 March 25 Markup of H.R. 1139, pp. 7-9. U.S. Congress, House Committee on the Judiciary, Markup of: H.R. 1107, to Enact Certain Laws Relating to Public Contracts as Title 41, United States Code, “Public Contracts;” H.R. 1139, the “COPS Improvement Act of 2009;” and H.R. 1575, the “The End GREED Act,” 111th Cong., 1st sess., March 18, 2009, p. 47, hereinafter “March 18 Markup of H.R. 1139.” 15 Ibid. 16 Rep. Conyers et al., “COPS Improvement Act of 2007,” House Debate, Congressional Record, daily edition, vol. 153 (May 15, 2007), pp. H4985-H4995. 17 March 18 Markup of H.R. 1139, p. 52. 18 Rep. Conyers et al., “COPS Improvement Act of 2007,” House Debate, Congressional Record, daily edition, vol. 153 (May 15, 2007), pp. H4985-H4995. March 25 Markup of H.R. 1139, p. 7 Congressional Research Service 6 Community Oriented Policing Services (COPS): Background and Funding Appendix. COPS Funding History Table A-1. COPS’ Requested Funding,Total Enacted Funding, Funding for Hiring Programs, and Authorized Appropriation, FY1995-FY2014 Amounts in millions of dollars President’s Request New Budget Authority Carryover (from prior fiscal years) Total Hiring Programs Authorized 1995 $1,720 $1,300 $— $1,300 $1,057 $1,332 1996 1,903 1,400 — 1,400 1,128 1,850 1997 1,976 1,420 — 1,420 1,339 1,950 1998 1,545 1,430 203 1,633 1,338 1,700 1999 1,420 1,430 90 1,520 1,201 1,700 2000 1,275 595 318 913 481 268 2001 1,335 1,037 5 1,042 408 — 2002 855 1,050 55 1,105 385 — 2003 1,382 978a — 978 199 — 2004 164 748b — 748 114 — 2005 97 598c — 598 10 — 2006 118 472d — 472 — 1,047 2007 102 542e — 542 — 1,047 2008 32 587f — 587 20 1,047 2009 —g 551h — 551 1,000i 1,047 761 792j — 792 298 — 2011 690 495k — 495 247 — 2012 670 199l — 199 141 — 2013 290 210m — 210 155 — 2014 440 214n — 214 151 — Fiscal Year 2010 Between FY1998 and FY2002, Congress directed the COPS Office to use unobligated balances from previous fiscal years to fund grant programs, which included grants for hiring, school safety, law enforcement technology, combating methamphetamine, armor vests for law enforcement officers, improving tribal law enforcement, and combating domestic violence. Select Issues Authorized funding for the COPS program expired in FY2009. There are several issues policy makers might consider if they take up legislation to reauthorize or fund the COPS program. One potential question facing Congress is whether the federal government should continue to provide grants to state and local law enforcement agencies to hire additional officers at a time of historically low crime rates. The Federal Bureau of Investigation reported that the violent crime Congressional Research Service 3 Community Oriented Policing Services (COPS): In Brief rate for 2013 was 368 violent crimes per 100,000 people, the lowest violent crime rate since 1969.6 Opponents of the program stress that state and local governments, not the federal government, should be responsible for providing funding for police forces.7 They also argue that the purported effect of COPS hiring grants on crime rates in the 1990s is questionable.8 They maintain that it is not prudent to increase funding for the program at a time when crime is decreasing and the federal government is facing annual deficits.9 Proponents of the COPS program assert that COPS hiring grants contributed to the decreasing crime rate in the 1990s.10 Three studies identified by CRS attempted to quantify the impact that COPS grants had on crime rates from the mid-1990s to 2001. In general, the studies suggest that COPS grants had a negative impact on crime rates, but the impact was not universal.11 The studies suggest that COPS grants might not have been as effective at reducing crime in cities with populations of more than 250,000 people. Proponents believe that the federal government has a role to play in supporting local law enforcement because it is the federal government’s responsibility to provide for the security of U.S. citizens, which means protecting citizens from crime.12 Some policy makers might also be interested in using COPS hiring grants to promote community policing activities after the fallout from recent civilian deaths at the hands of law enforcement officers in Ferguson, MO, and Staten Island, NY. As discussed above, the COPS program is currently authorized as a single-grant program, whereby law enforcement agencies can apply for a “COPS grant” that they can use for one or more of several programs outlined in current law. However, Congress has continued to appropriate funding for specific grant programs under the COPS account in the Commerce, Justice, Science and Related Agencies (CJS) appropriations act (see Table A-2). Appropriations for the COPS account do not provide law enforcement agencies with the flexibility envisioned in the current authorizing legislation. Instead of being able to apply for one grant to use for one or more programs, law enforcement agencies must apply for funding under several different programs. Law enforcement agencies are also limited to using their grants for the programs specified by Congress in the annual CJS appropriations act. 6 Violent crime rates for the years 1960-2012 can be found in University at Albany, School of Criminal Justice, Hindelang Criminal Justice Research Center, Sourcebook of Criminal Justice Statistics (online), Table 3.106.2012. The violent crime rate for 2013 can be found in Federal Bureau of Investigation, Crime in the United States, 2013, Table 1. 7 U.S. Congress, House Committee on the Judiciary, Markup of: H.R. 1139, the “COPS Improvement Act of 2009” and H.R. 985, the “Free Flow of Information Act of 2009,” 111th Cong., 1st sess., March 25, 2009, pp. 20-21, hereinafter “March 25 Markup of H.R. 1139.” 8 March 25 Markup of H.R. 1139, pp. 7-9. U.S. Congress, House Committee on the Judiciary, Markup of: H.R. 1107, to Enact Certain Laws Relating to Public Contracts as Title 41, United States Code, “Public Contracts;” H.R. 1139, the “COPS Improvement Act of 2009;” and H.R. 1575, the “The End GREED Act,” 111th Cong., 1st sess., March 18, 2009, p. 47, hereinafter “March 18 Markup of H.R. 1139.” 9 Ibid. 10 Rep. Conyers et al., “COPS Improvement Act of 2007,” House Debate, Congressional Record, daily edition, vol. 153 (May 15, 2007), pp. H4985-H4995. 11 U.S. Government Accountability Office, Community Policing Grants: COPS Grants Were a Modest Contributor to Declines in Crime in the 1990s, GAO-06-104, October 2005; William N. Evans and Emily G. Owens, “COPS and Crime,” Journal of Public Economics, vol. 91 (2007), pp. 181-201; and David B. Muhlhausen, Impact Evaluation of COPS Grants in Large Cities, The Heritage Foundation, CDA06-03, Washington, DC, May 26, 2006. 12 March 18 Markup of H.R. 1139, p. 52. Congressional Research Service 4 Community Oriented Policing Services (COPS): In Brief Congress might consider whether in the future it should fund COPS as a single-grant program or if it should continue to appropriate funds for individual programs. If Congress chooses to fund COPS as a single-grant program, it could relieve the administrative burden on local law enforcement agencies because they would have to apply for and manage only one grant award rather than applying for grants under different programs. A single-grant program would provide law enforcement agencies with a degree of freedom to expend their grant funds on programs that address the needs of their communities. However, if Congress chooses to fund COPS as a singlegrant program, it would lose some control over how COPS funds are spent, and hence the impact that the grant funding has on shaping state and local policies. A single-grant program would mean that Congress could not ensure that a certain amount of funding was spent on hiring law enforcement officers or used to upgrade law enforcement’s use of new technology. In addition, awarding COPS grants under a single-grant program might make it more difficult to monitor program performance because there would most likely be a wide variety of programs. Congressional Research Service 5 Community Oriented Policing Services (COPS): In Brief Appendix. COPS Funding History Table A-1. COPS’ Requested Funding,Total Enacted Funding, Funding for Hiring Programs, and Authorized Appropriation, FY1995-FY2015 Amounts in millions of dollars Fiscal Year President’s Request New Budget Authority 1995 $1,720 $1,300 1996 1,903 1997 Carryover (from prior fiscal years) Total Hiring Programs Authorized — $1,300 $1,057 $1,332 1,400 — 1,400 1,128 1,850 1,976 1,420 — 1,420 1,339 1,950 1998 1,545 1,430 203 1,633 1,338 1,700 1999 1,420 1,430 90 1,520 1,201 1,700 2000 1,275 595 318 913 481 268 2001 1,335 1,037 5 1,042 408 — 2002 855 1,050 55 1,105 385 — 2003 1,382 978a — 978 199 — 2004 164 748 — 748 114 — 2005 97 598 — 598 10 — 2006 118 472 — 472 — 1,047 2007 102 542b — 542 — 1,047 2008 32 587 — 587 20 1,047 2009 —c 551 — 551 1,000d 1,047 2010 761 792 — 792 298 — 2011 690 495 — 495 247 — 2012 670 199 — 199 141 — 2013 290 210 — 210 155 — 2014 440 214 — 214 151 — 2015 274 208 — 208 135 — Source: CRS presentation of the Administration’s budget requests for the respective years. FY1995-FY2011 appropriations were provided by the U.S. Department of Justice, Office of Community Oriented Policing Services; FY2012 appropriation was taken from H.Rept. 112-284; FY2013 appropriation was provided by the U.S. Department of Justice; the FY2014 appropriation was taken from the joint explanatory statement to accompany P.L. 113-76, printed in the January 15, 2014, Congressional Record (pp. H507-H532); FY2015 amount was taken from the joint explanatory statement to accompany P.L. 113-235, printed in the December 12, 2014, Congressional Record (pp. H9342-H9363). Authorized funding taken from P.L. 103-322 and P.L. 109-162. Notes: New budget authority does not include any rescissions of unobligated balances. The FY2013 enacted amount includes the amount sequestered per the Budget Control Act of 2011(P.L. 112-25). a. Includes a $929 million appropriation and a $55 million supplemental appropriation. b). Authorized funding taken from P.L. 103-322 and P.L. 109-162. a. Includes a $929 million appropriation and a $55 million supplemental appropriation. b. Does not include a $6.4 million rescission of unobligated balances. c. Does not include a $99 million rescission of unobligated balances. d. Does not include $86.5 million rescission of unobligated balances. e. Does not include an across-the-board rescission of 0.5% to OJP and COPS programs to fund the Office of Audit, Assessment and Management (OAAM). Congressional Research Service 76 Community Oriented Policing Services (COPS): Background and Funding f. Does not include $87.5 million rescission of unobligated balances, or a $10.3 million rescission of appropriations for the COPS program that were appropriated from the Violent Crime Reduction Trust Fund. gIn Brief c. For FY2009, the Administration did not request funding for any specific COPS grant program. Rather, the Administration requested $4 million for community police training and technical assistance under the State and Local Law Enforcement Assistance account in the Commerce, Justice, Science, and Related Agencies appropriations bill. h. Does not include $100 million rescission of unobligated balances. id. The $1 billion COPS received for hiring grants for FY2009 was appropriated under the American Recovery and Reinvestment Act of 2009 (P.L. 111-5). j. Does not include $40 million rescission of unobligated balances. k. Does not include $10.2 million rescission of unobligated balances. l. Does not include $23.6 million rescission of unobligated balances. m. The FY2013 enacted amount includes the amount sequestered per the Budget Control Act of 2011(P.L. 112-25). The FY2013 appropriation does not include a $12.2 million rescission of unobligated balances. n. The FY2014 enacted amount does not include a $26 million rescission of unobligated balances. Congressional Research Service 8Congressional Research Service 7 Table A-2. COPS Funding, by Program, FY2005-FY2014FY2006-FY2015 Amounts in thousands of dollars Law Enforcement Technology Program Community Policing Development FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013a FY2014 $136,764FY2015 $128,245 $166,145 $205,366 $187,000 $170,223 $1,243 — — — 14,800 3,949 9,546 3,760 4,000 12,000 9,940 10,000 9,405 7,500 7,500 32,914c 33,000d 33,000 Tribal Law Enforcement Programs 19,733 14,808 15,808 15,040 20,000 40,000 33,134 35,000b Methamphetamine Enforcement and Clean-up 51,854 62,778 70,000 61,187 39,500 40,385 12,425 12,500 12,241 10,000 9,8667,000 COPS Hiring Program — — 20,000 — 298,000 246,845 141,000 155,170 151,000 134,500 COPS Hiring Recovery Program — — — 1,000,000 — — — — — Interoperable Communications Technology 98,664 9,872 — — — — — — — — COPS Management & Administration 29,599 — 1,541 28,200 — — — — — — Police Integrity Program 7,399 — — — — — — — — — School Safety Initiatives/ Secure Our Schools Act 4,267 — — — 16,000 16,000 13,253 — — — Training and Technical Assistance on the Collaborative Reform Model — — — — — — — — 5,000 5,000 Anti-methamphetamine Task Forces — — — — — — — — — 7,5007,500 7,000 Anti-heroin Task Forces — — — — — — — — — 7,000 Regional Gang Task Forces — — — — — — — — — 7,000 Child Sexual Predator Elimination/Sex Offender Management — — 15,608 18,000 24,000 19,880 — — — Sex Offender Management — — (4,162) (5,000) (11,000) (9,112) — — — National Sex Offender Registry — — (850) (1,000) (1,000) (828) — — — Bullet-proof Vest Program 24,666 29,617 29,617 25,850 25,000 30,000 24,850 — — — Crime Identification Technology Programs 28,070407 28,407 28,407— — — — — — — National Criminal History Improvement Program 24,666— Interoperable Communications Technology CRS-8 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013a 9,872 9,872 9,400 10,000 — — — — — — — — — 10,000 — — — — — COPS Hiring Program COPS Hiring Recovery Program NICS Improvement CRS-9 — FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013a 108,531— DNA Backlog Reduction Programs 107,145 112,145 152,272 156,000 161,000 133,363 — — — — — — — — — — — — — 14,780Coverdell Forensic Science Grants 18,264 18,264 18,800 25,000 — — — — — Project Safe Neighborhoods 14,808 20,613 20,000 15,000 — — — — — Offender Re-entry Program 9,866 4,936 14,879 11,750 25,000 — — — — — — — — — — — — — — — 14,800 — — — — — — — — — —Anti-gang Program 39,489 45,000 — — — — — — — 598,346— Total 472,191 541,838 587,233 1,550,500 791,608 494,933 198,500 209,730 214,000 DNA Backlog Reduction Programs Crime Lab Improvement Grants Coverdell Forensic Science Grants Project Sentry Police Corps Anti-gang Program Total FY2014 208,000 National Criminal History Improvement Program NICS Improvement FY2014 FY2015 Source: FY2004-FY2011 appropriations were provided by the U.S. Department of Justice, Office of Community Oriented Policing Services; FY2012 appropriation was taken from H.Rept. 112-284; FY2013 appropriation provided by the U.S. Department of Justice; the FY2014 appropriation for the hiring program was taken from the joint explanatory statement to accompany P.L. 113-76, printed in the January 15, 2014, Congressional Record (pp. H507-H532); FY2015 appropriation was taken from the joint explanatory statement to accompany P.L. 113-235, printed in the December 12, 2014, Congressional Record (pp. H9342-H9363). Notes: Amounts in bold were transferred to the Office of Justice Programs. CRS-109 a. The FY2013 enacted amount also includes the amount sequestered per the Budget Control Act of 2011(P.L. 112-25). b. This amount includes $15.0 million that was transferred from the appropriation for the COPS Hiring Program. c. This amount includes $14.1 million that was transferred from the appropriation for the COPS Hiring Program. d. This amount includes $16.5 million that was transferred from the appropriation for the COPS Hiring Program. Community Oriented Policing Services (COPS): Background and FundingIn Brief Author Contact Information Nathan James Analyst in Crime Policy njames@crs.loc.gov, 7-0264 Congressional Research Service 1110