.
Discretionary Funding in the Patient
Protection and Affordable Care Act (PPACAACA)
C. Stephen Redhead, Coordinator
Specialist in Health Policy
Kirsten J. Colello
Specialist in Health and Aging Policy
Elayne J. Heisler
Analyst in Health Services
Sarah A. Lister
Specialist in Public Health and Epidemiology
Amanda K. Sarata
Specialist in Health Policy
October 14, 2010December 16, 2011
Congressional Research Service
7-5700
www.crs.gov
R41390
CRS Report for Congress
Prepared for Members and Committees of Congress
c11173008
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACAACA)
Summary
The Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the
Health Care and Education Reconciliation Act (HCERA; P.L. 111-152), authorizesACA) reauthorized new funding
for numerous
existing discretionary grant and other programs and activities. PPACA, as amended,
also creates a number of new ACA also created multiple new
discretionary grant programs and activities and providesprovided for each an
authorization of
appropriations. Funding for all of these programs and activities is subject to
action by
congressional appropriators. This report summarizes all the discretionary spending provisions in
ACA that authorized appropriations for grant programs and other activitiesprovisions in
PPACA for which appropriations are authorized. A companion product,
CRS Report R41301,
Appropriations and Fund Transfers in the Patient Protection and Affordable
Care Act (PPACA),
summarizes all the mandatedmandatory appropriations and Medicare trust fund
transfers in the new law.
Among the provisions that are intended to strengthen the nation’s health care safety net and
improve access to care, PPACAACA permanently reauthorizesreauthorized the federal health centers program and
the the
National Health Service Corps (NHSC). The NHSC provides scholarships and student loan
repayments to individuals who agree to a period of service as a primary care provider in a
federally designated Health Professional Shortage Area. In addition, the new law seeks to addressaddressed
concerns about the current size, specialty mix, and geographic distribution of the health care
workforce. It reauthorizes and expandsreauthorized and expanded existing health workforce education and training programs
programs under Titles VII and VIII of the Public Health Service Act (PHSA). Title VII supports the
the education and training of physicians, dentists, physician assistants, and public health workers
through grants, scholarships, and loan repayment. PPACA createsACA created several new programs to
increase increase
training experiences in primary care, in rural areas, and in community-based settings,
and provides and
provided training opportunities to increase the supply of pediatric subspecialists and
geriatricians.
It also expandsexpanded the nursing workforce development programs authorized under
PHSA Title VIII
to bolster undergraduate and graduate nursing education and training.
As part of a comprehensive framework for federal community-based (i.e., public health)
prevention activities, including a national strategy and a national education and outreach
campaign, PPACA authorizesACA authorized several new grant programs with a focus on preventable or
modifiable modifiable
risk factors for disease (e.g., sedentary lifestyle, tobacco use). The new law also
leverages a leveraged a
number of mechanisms to improve the quality of health care, including new
requirements for
quality measure development, collection, analysis, and public reporting;
programs to develop and
disseminate innovative strategies for improving the quality of health
care delivery; and support
for care coordination programs such as medical homes, patient
navigators, and the co-location of
primary health care and mental health services.
Additionally, PPACA authorizesACA authorized funding for programs to prevent elder abuse, neglect, and
exploitation; grants to expand trauma care services and improve regional coordination of
emergency services; and demonstration projects to implement alternatives to current tort litigation
for resolving medical malpractice claims, among other provisions.
The new law also reauthorizes the Indian Health Care Improvement Act (IHCIA), which sets out
the national policy for Indian health care and authorizes programs and services provided by the
Indian Health Service. For more information on PPACA’ s Indian health provisions, which are not
discussed in this report, see CRS Report R41152, Indian Health Care Improvement Act
Provisions in the Patient Protection and Affordable Care Act (PPACA).
Congressional Research Service
.
Congressional Budget Office estimated that ACA’s discretionary spending provisions, if fully
funded by future appropriations acts, would result in appropriations of approximately $106 billion
over the 10-year period FY2010-FY2019. Most of that funding would be for programs that
existed prior to, and whose funding was reauthorized by, ACA. Few new programs created by
ACA received funding in FY2010 or FY2011.
Congressional Research Service
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACAACA)
Contents
Introduction ................................................................................................................................1
Discretionary Funding......... 1
Discretionary Funding in ACA ........................................................................................................1
Mandated Appropriations and Fund Transfers........................................................................2
CRS Products and Resources ..................... 2
Potential Impact of Automatic Spending Reductions on Discretionary Spending .................... 4
Appropriations and Trust Fund Transfers in ACA...........................................................................2 5
Tables
Table 1. PPACAACA Discretionary Funding: Health Centers and Clinics............................................4...... 6
Table 2. PPACAACA Discretionary Funding: Health Care Workforce ....................................................... 75
Table 3. PPACAACA Discretionary Funding: Prevention and Wellness ............................................. 13...... 17
Table 4. PPACAACA Discretionary Funding: Maternal and Child Health ................................................ 1621
Table 5. PPACAACA Discretionary Funding: Health Care Quality .......................................................... 21 17
Table 6. PPACAACA Discretionary Funding: Nursing Homes ............................................................. 21.... 25
Table 7. PPACAACA Discretionary Funding: Health Disparities Data Collection........... ..................................... 22 26
Table 8. PPACAACA Discretionary Funding: Emergency Care .............................................................. 23.. 27
Table 9. PPACAACA Discretionary Funding: Elder Justice ..................................................................... 24. 28
Table 10. PPACAACA Discretionary Funding: Biomedical Research ...................................................... 30 26
Table 11. PPACAACA Discretionary Funding: Biologics ......................................................................... 30 26
Table 12. PPACAACA Discretionary Funding: 340B Drug Pricing ....................................................... 27... 31
Table 13. PPACAACA Discretionary Funding: Medical Malpractice ....................................................... 31 27
Table 14. PPACAACA Discretionary Funding: Pain Care Management ............................................. 28...... 32
Table 15. PPACAACA Discretionary Funding: Medicaid Demonstrations ............................................... 32 28
Table 16. PPACAACA Discretionary Funding: Medicare ......................................................................... 33 29
Table 17. PPACAACA Discretionary Funding: Private Health Insurance ................................................. 33 29
Contacts
Author Contact Information ........................................................................................................ 30
Acknowledgments ... 34
Acknowledgments ........................................................................................................................ 30. 34
Key Policy Staff............................................................................................................................. 34 30
Congressional Research Service
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Introduction
On March 23, 2010, President Obama signed into law a comprehensive health care bill, the
Patient Protection and Affordable Care Act (PPACA; P.L. 111-148).1 The following week, on
March 30, 2010, the President signed the Health Care and Education Reconciliation Act of 2010
(HCERA; P.L. 111-152), which amended various health care and revenue provisions in PPACA.2
Among its many provisions, PPACA, as amended by HCERA, creates a mandate for most U.S.
residents to obtain health insurance and provides for the establishment of insurance exchanges
through which certain individuals and families will be able to receive federal subsidies to reduce
the cost of purchasing that coverage. The new law also expands eligibility for Medicaid; amends
the Medicare program in ways that are intended to reduce the growth in Medicare spending that
had been projected under preexisting law; and imposes an excise tax on insurance plans
determined to have high premiums.
Discretionary Funding
In addition, PPACA amends and authorizes new funding for numerous existing discretionary
grant and other programs and activities, primarily ones authorized under the Public Health
Service Act (PHSA). While the authorization of appropriations for most of these programs
expired prior to PPACA’s enactment, many of them have continued to receive an annual
appropriation. PPACA also authorizes a number of new discretionary programs and activities and
provides for each an authorization of appropriations. Funding for all of these discretionary
programs and activities is subject to action by congressional appropriators. However, it is often
the case that new programs and activities face more of a challenge in securing funding than do
existing ones with an established appropriations history.
This report summarizes all the discretionary provisions in PPACA for which appropriations are
authorized. The provisions are grouped by general topic in a series of tables. Each table entry
includes the following information: (1) the PPACA section number; (2) an indication of whether
the provision modifies the PHSA or another law either by amending an existing section or
subsection or by adding a new one, or whether it creates new stand-alone statutory authority, as
well as the name (if known) of the administering agency or office; (3) a brief description of the
program or activity, including the FY2010 appropriation amount for existing programs and
activities that received such funding;3 (4) where applicable, the types of entities and/or
individuals eligible for funding;4 and (5) details of the authorization of appropriations. Some
authorizations of appropriations specify funding levels for one or more fiscal years, while others
authorize the appropriation of “such sums as may be necessary” (SSAN) to carry out the program
or activity. In some instances, the authorization of SSAN does not specify any fiscal years. Unless
1
The full text of the Patient Protection and Affordable Care Act, as enacted, is at http://frwebgate.access.gpo.gov/cgibin/getdoc.cgi?dbname=111_cong_bills&docid=f:h3590enr.txt.pdf.
2
The full text of the Health Care and Education Reconciliation Act of 2010, as enacted, is at
http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?dbname=111_cong_bills&docid=f:h4872enr.txt.pdf.
3
The FY2010 appropriation amounts that appear in the tables in this report are taken from the HHS agency FY2011
budget justification documents, available at http://dhhs.gov/asfr/ob/docbudget/, and H.Rept. 111-366, conference report
to accompany H.R. 3288, Consolidated Appropriations Act, 2010, available at http://frwebgate.access.gpo.gov/cgi-bin/
getdoc.cgi?dbname=111_cong_reports&docid=f:hr366.111.pdf.
4
Not applicable if the funding is to support programs and activities carried out by a federal agency.
Congressional Research Service
1
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
otherwise stated, references in the tables to the Secretary refer to the Secretary of Health and
Human Services (HHS).
The following laws and HHS agencies and offices are referred to in the tables by their acronym:
•
Agency for Healthcare Research and Quality (AHRQ)
•
Centers for Disease Control and Prevention (CDC)
•
Centers for Medicare and Medicaid Services (CMS)
•
Food and Drug Administration (FDA)
•
Federal Food, Drug, and Cosmetic Act (FFDCA)
•
Health Resources and Services Administration (HRSA)
•
Indian Health Service (IHS)
•
National Institutes of Health (NIH)
•
Office of Personnel Management (OPM)
•
Office of the Secretary (OS)
•
Public Health Service Act (PHSA)
•
Substance Abuse and Mental Health Services Administration (SAMHSA)
•
Social Security Act (SSA)
Mandated Appropriations and Fund Transfers
Separate from the discretionary funding authorities discussed in this report, PPACA also includes
a number of provisions that mandate appropriations or require the Secretary to transfer amounts
from the Medicare Part A and Part B trust funds to support new or existing grant programs and
other activities. Those provisions are summarized in a companion product, CRS Report R41301,
Appropriations and Fund Transfers in the Patient Protection and Affordable Care Act (PPACA).
CRS Products and Resources
More information on the PPACA provisions summarized in the tables in this report may be found
in the following CRS products:
•
CRS Report R40942, Private Health Insurance Provisions in the Patient
Protection and Affordable Care Act (PPACA).
•
CRS Report R41210, Medicaid and the State Children’s Health Insurance
Program (CHIP) Provisions in PPACA: Summary and Timeline.
•
CRS Report R41196, Medicare Provisions in the Patient Protection and
Affordable Care Act (PPACA): Summary and Timeline.
•
CRS Report R41278, Public Health, Workforce, Quality, and Related Provisions
in PPACA: Summary and Timeline.
Congressional Research Service
2
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
A list of CRS experts on the topics covered in each of the tables, including contact information,
appears at the end of the report.
PPACA reauthorizes the Indian Health Care Improvement Act (IHCIA), which sets out the
national policy for Indian health care and authorizes programs and services provided by the
Indian Health Service. It also extends indefinitely the authorization of appropriations for IHCIA
programs. For more information on PPACA’ s Indian health provisions, which are not discussed
in this report, see CRS Report R41152, Indian Health Care Improvement Act Provisions in the
Patient Protection and Affordable Care Act (PPACA).
Congressional Research Service
3
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 1. PPACA Discretionary Funding: Health Centers and Clinics
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
5601
Permanently
reauthorizes PHSA
Sec. 330 (HRSA)
Health centers program. Provides grants to health centers serving
federally designated medically underserved populations and furnishing
comprehensive primary care services, referrals, and other services
needed to facilitate access to such care, regardless of ability to pay.
FY2010 appropriation = $2.19 billion.
Community, migrant, public housing, and
homeless health centers that meet the statutory
requirements of PHSA Sec. 330.
$3.0 billion for FY2010, $3.9
billion for FY2011, $5.0
billion for FY2012, $6.5
billion for FY2013, $7.3
billion for FY2014, and $8.3
billion for FY2015; amounts
in subsequent years based on
previous year’s funding,
subject to adjustment.
4101(b)
New PHSA Sec.
399Z-1 (HRSA)
School-based health centers (SBHCs). Requires the Secretary to
award grants to fund the management and operation of SBHCs that
provide comprehensive physical and behavioral health services to
children and adolescents, subject to parental consent.
SBHCs that meet certain specified criteria and
match 20% of the grant amount with nonfederal funds (unless waived). Preference may
be given to SBHCs serving children and
adolescents who have limited access to or
difficulty accessing health care.
SSAN for each of FY2010
through FY2014.
5208
New PHSA Sec.
330A-1 (HRSA)
Nurse-managed health clinics (NMHCs). Requires the Secretary
to award grants to fund the operation of NMHCs—associated with
schools, colleges, federally qualified health centers (FQHCs), or
nonprofit health/social services agencies—that provide comprehensive
primary health care and wellness services to vulnerable or
underserved populations.
NMHCs that provide care regardless of income
or insurance status and in which nurses provide
the majority of the services. At least one
advanced practice nurse must hold an executive
management position in the NMHC.
$50 million for FY2010, and
SSAN for each of FY2011
through FY2014.
10504
New authority
(HRSA)
Access to affordable care demonstration program. Within six
months of enactment, requires the Secretary to establish a three-year
demonstration project in up to 10 states—each state may receive up
to $2 million—to provide access to comprehensive health care
services to the uninsured.
State-based, nonprofit, public-private
partnerships that provide access to
comprehensive health care services to the
uninsured at reduced fees.
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-4
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 2. PPACA Discretionary Funding: Health Care Workforce
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Authorization of
Appropriations
Description/Purpose
Eligibility
Permanently
reauthorizes PHSA
Title III, Part D,
Subpart III (HRSA)
NHSC scholarships and loan repayments. In exchange for a
commitment to work in federally designated Health Professional
Shortage Area (HPSA), provides (1) scholarships to students training
in a primary care discipline to cover tuition, fees, other educational
costs, and a stipend; and (2) student loan repayments of up to $50,000
a year to primary care and mental health clinicians. FY2010
appropriation = $142 million.
(1) Scholarships: students accepted to or
enrolled in a training program for medicine,
dentistry, family nurse practitioner, nurse
midwife, or physician assistant who agree to
two to four years of service in an NHSCapproved site in a HPSA. (2) Loan repayments:
primary care, dental, and mental health
clinicians who agree to at least two years of
service in an NHSC-approved site in a HPSA.
$320 million for FY2010,
$414 million for FY2011,
$535 million for FY2012,
$691 million for FY2013,
$893 million for FY2014, and
$1.155 billion for FY2015;
amounts in subsequent years
based on previous year’s
funding, subject to
adjustment.
5301
Amends and
reauthorizes PHSA
Sec. 747 (HRSA)
Primary care training programs. (1) Authorizes five-year grants
to support training programs in primary care. Funds are to be used to
develop or operate accredited training programs in family medicine,
general internal medicine, and general pediatrics and to provide
financial assistance (e.g., traineeships). (2) Authorizes five-year grants
for primary care capacity building. Funds are to be used to create
academic units or programs that improve clinical teaching in the
primary care fields, and (in a separate authorization) to integrate
academic units to enhance interdisciplinary recruitment, training, and
faculty development. FY2010 appropriation = $39 million.
(1) Training grants: public and nonprofit private
hospitals, medical schools, academically
affiliated physician assistant training programs,
and other public and nonprofit private entities.
(2) Capacity building grants: medical schools;
priority given to entities proposing innovative
approaches to primary care training and with a
record of training primary care providers,
among other things.
For both grant programs,
$125 million for FY2010, and
SSAN for each of FY2011
through FY2014. A separate
authorization of $750,000 for
each of FY2010 through
FY2014 is provided for
capacity building grants to
integrate academic units.
5203
New PHSA Sec.
775 (HRSA)
Pediatric specialist loan repayment program. Requires the
Secretary to implement a loan repayment program that pays up to
$35,000 for each year of service (for a maximum of three years) to
eligible individuals in exchange for a commitment to work in a
pediatric medical specialty, in pediatric surgery, or in child and
adolescent mental and behavioral health care in a medically
underserved area.
Practicing or in-training pediatric specialists and
surgeons, and child and adolescent mental
health specialists, who agree to at least 2 years
of full-time service in a HPSA.
$30 million for each of
FY2010 through FY2014 for
loan repayments to pediatric
specialists and surgeons; $20
million for each of FY2010
through FY2013 for loan
repayments to mental health
professionals.
5508(a)
New PHSA Sec.
749A (HRSA)
Teaching health centers development grants. Authorizes threeyear grants of up to $500,000 to community-based, ambulatory care
centers that establish or expand a primary care residency training
program.
FQHCs, rural health clinics, Indian health
centers, and entities receiving PHSA Title X
(family planning) funds.
$25 million for FY2010, $50
million for each of FY2011
and FY2012, and SSAN for
each fiscal year thereafter.
National Health Service Corps (NHSC)
5207
Physicians
CRS-5
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
10501(l)
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
New PHSA Sec.
749B (HRSA)
Rural physician training grants. Requires the Secretary to award
grants for recruiting medical students most likely to practice in
underserved rural communities and for providing rural-focused
training and experience.
Medical schools; priority given to entities that
train students to practice in rural communities,
that have established partnerships with rural
community health centers, or who submit a
long-term plan for tracking where graduates
practice.
$4 million for each of FY2010
through FY2013.
5303
New PHSA Sec.
748 (HRSA)
General, pediatric, and public health dentistry training.
Authorizes grants or contracts for dental training activities including
faculty development, financial assistance, faculty loan repayment
programs, technical assistance for pediatric dental programs, and preand post-doctoral training programs in dental primary care. Gives
priority to entities that train individuals from disadvantaged
backgrounds, who have a record of placing graduates in facilities that
provide care to the underserved, or whose programs focus on
providing care to the underserved through demonstrated partnerships
with FQHCs, rural health clinics, or through having programs focused
on specific topics, such as HIV/AIDs. FY2010 appropriation = $15
million.
Dental or dental hygiene schools; approved
residency or advanced education programs in
general, pediatric, or public health dentistry.
Eligible entities may partner with schools of
public health so that dental residents and
dental hygiene students may receive masterslevel training in public health.
$30 million for FY2010, and
SSAN for each of FY2011
through FY2015; permits
grantees to carry over funds
for up to three fiscal years.
5304
New PHSA Sec.
340G-1 (HRSA)
Alternative dental health care provider demonstration
program. Authorizes the Secretary to award 15 five-year grants of
not less than $4 million to train or employ alternative dental health
care providers (e.g., community dental health coordinators, dental
health aides) to increase access to dental health care services in rural
and other underserved communities.
Institutions of higher education; public-private
entities; FQHCs; facilities operated by the
Indian Health Service (IHS) or by Indian tribes
or organizations; state or county public health
clinics; public hospitals or health systems; or
accredited dental education programs.
SSAN (no years specified).
5309(a)
Amends and
reauthorizes PHSA
Sec. 831 (HRSA)
Nurse education, practice, and quality grants. Authorizes
grants or contracts for activities related to expanding the nursing
workforce such as programs to retain nurses, programs to train new
nurses, and programs to enhance the patient care provided by nurses.
Schools of nursing, health care facilities, or
partnerships of the two.
SSAN for each of FY2010
through FY2014. See also
PPACA Sec. 5312 below.
5309(b)
New PHSA Sec.
831A (HRSA)
Nurse retention grants. Authorizes funding for nurse retention
and promotion (“career ladder”) programs, and for the enhancement
of patient care that is directly related to nursing activities. Preference
given to new grantees, and to entities that address other high-priority
areas as determined by the Secretary.
Schools of nursing, health care facilities, or
partnerships of the two.
SSAN for each of FY2010
through FY2012. See also
PPACA Sec. 5312 below.
Dentistry
Nursing
CRS-6
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
5311(a)
Amends and
reauthorizes PHSA
Sec. 846A (HRSA)
Nursing faculty loan program. Authorizes loans to nursing school
students pursuing advanced degrees to become qualified nursing
faculty. Sets the annual loan limit at $35,500 for FY2010 and FY2011;
for subsequent fiscal years, the loan limit is subject to a cost-ofattendance adjustment. Students who go on to serve as nursing school
faculty may have up to 85% of their loan repayment cancelled. FY2010
appropriation = $25 million.
Accredited schools of nursing may operate the
student loan programs.
SSAN for each of FY2010
through FY2014.
5311(b)
New PHSA Sec.
847 (HRSA)
Nursing faculty loan repayment program. Authorizes a loan
repayment program for qualified nursing students or graduates who
agree to serve as nursing faculty for four to six years. Sets the annual
loan limit for FY2010 and FY2011 at $10,000 for individuals with a
master’s or equivalent degree in nursing ($20,000 for those with a
doctorate or equivalent degree in nursing), and an aggregate loan limit
of $40,000 for individuals with a master’s or equivalent degree in
nursing ($80,000 for those with a doctorate or equivalent degree in
nursing). Thereafter, the annual and aggregate loan limits are subject
to a cost-of-attendance adjustment.
U.S. citizens, nationals, or lawful permanent
residents who are registered nurses and have
either already completed a master’s or
doctorate nursing program at an accredited
school of nursing or are currently enrolled on
a full-time or part-time basis in such a program.
SSAN for each of FY2010
through FY2014.
5312
Amends and
reauthorizes PHSA
Sec. 871;
previously Sec. 841
(HRSA)
Authorization of appropriations. Authorizes funding for the
following PHSA Title VIII programs: Sec. 811 (grants for the support
of advanced education nurses, i.e., nurse practitioners); Sec. 821
(grants for nursing workforce diversity); Sec. 831 (nurse education,
practice, and quality grants); and new Sec. 831A (nurse retention
grants). Total FY2010 appropriation = $120 million (Sec. 811 =
$64 million, Sec. 821 = $16 million, and Sec. 831 = $40 million).
(1) Sec. 811: accredited programs for advanced
nurse education including combined registered
nurse masters degree programs, authorized
nurse practitioner programs, accredited nurse
midwifery programs, accredited nurse
anesthesia programs, and other programs
approved by the Secretary. (2) Sec. 821:
schools of nursing, nursing centers, academic
health centers, state or local governments, and
other appropriate public or private nonprofit
entities as determined appropriate by the
Secretary. (3) Secs. 831 and 831A: schools of
nursing, health care facilities, or partnerships of
the two.
$338 million for FY2010, and
SSAN for each of FY2011
through FY2016.
5316
New authority
Family nurse practitioner demonstration program. Requires
the Secretary to award three-year demonstration grants, not to
exceed $600,000 a year, for programs to train nurse practitioners as
primary care providers in FQHCs and NMHCs (as defined in PPACA
Sec. 5208). Preference given to bilingual individuals.
FQHCs, NMHCs.
SSAN for each of FY2011
through FY2014.
CRS-7
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Geriatrics and Long-Term Care (LTC)
5302
New PHSA Sec.
747A (HRSA)
Direct care worker training. Requires the Secretary to establish a
grant program to provide new training opportunities, such as tuition
and fee assistance, for direct care workers employed in LTC settings.
Individuals who receive assistance are required to work in the field of
geriatrics, disability services, LTC services and supports, or chronic
care management for a minimum of two years.
Accredited institutions of higher education that
have established a partnership with a long-term
care setting (e.g., nursing home, home and
community based service provider), as
specified.
$10 million for the period
FY2011 through FY2013.
5305(a)
Amends PHSA Sec.
753 by adding new
subsections (d) &
(e) (HRSA)
Geriatric workforce development; geriatric career incentive
awards. (1) Requires the Secretary to award no more than 24 grants
or contracts for $150,000 to eligible entities that operate geriatric
education centers to support short-term intensive courses on
geriatrics and LTC, and support training for family caregivers and
direct care workers. (2) Requires the Secretary to award grants or
contracts to eligible individuals pursuing an advanced degree in
geriatrics or a related field, in return for agreeing to teach or practice
in the field of geriatrics, LTC, or chronic care management for a
minimum of five years upon completion of the degree.
(1) Accredited schools of allied health,
medicine, nursing, dentistry, osteopathic
medicine, optometry, podiatric medicine,
veterinary medicine, public health, or
chiropractic care; accredited graduate
programs in clinical psychology, clinical social
work, health administration, marriage and
family therapy, and counseling; and physician
assistant programs. (2) Advanced practice
nurse, clinical social worker, pharmacist, or
psychology student.
(1) $10.8 million for the
period FY2011 through
FY2014. (2) $10 million for
the period FY2011 through
FY2013.
5305(c)
Amends and
reauthorizes PHSA
Sec. 865;
previously Sec. 855
(HRSA)
Geriatric nursing education and training. Provides traineeships
for individuals preparing for advanced degrees in geriatric nursing or
other nursing areas that specialize in elder care. FY2010
appropriation = $5 million.
A school of nursing, a health care facility, a
program leading to certification as a certified
nurse assistant, or a partnership of a health
care facility and one of the other two entities.
SSAN for each of FY2010
through FY2014.
New PHSA Sec.
759 (HRSA)
Education and training in pain care. Authorizes a grant program
to train health professionals in pain care. [See also Table 14.]
Health professions schools, hospices, and other
public and private entities. Applicants must
agree to include training and education on
recognizing the signs and symptoms of pain;
applicable laws and policies on controlled
substances; interdisciplinary approaches to pain
care delivery; barriers to care in underserved
populations; and recent developments in pain
care.
SSAN for each of FY2010
through FY2012.
Pain Care
4305(c)
CRS-8
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Public Health
5204
New PHSA Sec.
776 (HRSA)
Public health workforce loan repayment program. Requires
the Secretary to establish a student loan repayment program that pays
up to $35,000 a year, or one-third of total debt, whichever is less, to
increase the supply of public health professionals.
Public health or health professionals who agree
to work for at least three years in a public
health agency or related training fellowship.
$195 million for FY2010, and
SSAN for each of FY2011
through FY2015.
5206(b)
New PHSA Sec.
777 (HRSA)
Public health and allied health scholarship program.
Authorizes grants to eligible educational entities to award scholarships
for the training of mid-career professionals in public health and allied
health. Available grant funds are to be divided 50:50 between
supporting public health and allied health professionals.
Accredited institutions that offer training
programs in public health and allied health.
$60 million for FY2010, and
SSAN for each of FY2011
through FY2015.
5313
New PHSA Sec.
399V (CDC)
Community health worker (CHW) program. Requires CDC to
award grants to promote healthy behaviors and outcomes for
populations in medically underserved communities through programs
of training and supervision of CHWs.
States and subdivisions, health departments,
free clinics, hospitals, FQHCs; preference for
populations with high uninsurance, chronic
illness, or infant mortality.
SSAN for each of FY2010
through FY2014.
5314
New PHSA Sec.
778 (CDC)
CDC training fellowships. Authorizes the Secretary to expand
existing CDC training fellowships in epidemiology, laboratory science,
and informatics; the Epidemic Intelligence Service (EIS); and other
training programs that meet similar objectives.
Participants may be placed in state and local
health agencies, and states can receive federal
assistance for loan repayment programs for
such participants.
$39.5 million for each of
FY2010 through FY2013
($24.5 million for EIS, and $5
million each for
epidemiology, laboratory
science, and informatics).
5315
New PHSA Title II,
Part D – Secs. 271274 (U.S. Surgeon
General)
United States Public Health Sciences Track. Establishes a
science track at academic sites selected by the Secretary to award
degrees that emphasize team-based service, public health,
epidemiology, and emergency preparedness and response.
Assistance to academic institutions for program
development; tuition and stipends for students
who meet a service obligation, including in the
United States Public Health Service (USPHS)
Commissioned Corps. Preference to students
from rural communities, and minorities.
Requires the Secretary to
transfer SSAN from the
Public Health and Social
Services Emergency Fund for
FY2010 and each fiscal year
thereafter. (See note at end
of table.)
10501(m)(2)
Amends and
reauthorizes PHSA
Secs. 765-770
(HRSA)
Public health workforce programs. Authorizes grants for public
health training centers; tuition, fees, and stipends for traineeships in
public health and in health administration; and residency programs in
preventive medicine and dental public health. Several programs
mention preference for underserved communities or
underrepresented minorities. FY2010 appropriation = $10 million.
Eligible entities for each program are stipulated
and generally include accredited academic
institutions, but may also include state, local
and tribal public health departments and/or
other private nonprofit entities.
$43 million for FY2011, and
SSAN for each of FY2012
through FY2015.
CRS-9
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
5210
New/Existing
Authority
(Agency)
Amends PHSA Sec.
203 (U.S. Surgeon
General)
Description/Purpose
USPHS Commissioned Corps. Establishes a Ready Reserve Corps
of officers who are subject to involuntary call to active duty (including
for training) by the Surgeon General, in order to bolster the available
workforce for both routine and emergency public health missions.
Eligibility
Authorization of
Appropriations
Not applicable.
$17.5 million for each of
FY2010 through FY2014 ($5
million for recruitment and
training, $12.5 million for the
Ready Reserve Corps).
Workforce Diversity/Health Disparities
5307(a)
Amends and
reauthorizes PHSA
Sec. 741 (HRSA)
Cultural competency, prevention, public health, disparities,
and individuals with disability training. Authorizes grants,
contracts, or cooperative agreements under PHSA Title VII (Health
Professions Education) for the development and evaluation of
research, demonstration projects, and model curricula that provide
training in cultural competency, prevention, public health proficiency,
reducing health disparities, and aptitude for working with individuals
with disabilities.
Health professions schools, academic health
centers, state or local governments, or other
appropriate public or private nonprofit entities
(or consortia of such entities).
SSAN for each of FY2010
through FY2015.
5307(b)
Amends and
reauthorizes PHSA
Sec. 807 (HRSA)
Cultural competency, prevention, public health, disparities,
and individuals with disability training. Authorizes grants,
contracts, or cooperative agreements under PHSA Title VIII (Nursing
Workforce Development) for the development and evaluation of
research, demonstration projects, and model curricula that provide
training in cultural competency, prevention, public health proficiency,
reducing health disparities, and aptitude for working with individuals
with disabilities. The Secretary is required to coordinate this program
with the one authorized under PHSA Sec. 741.
Nursing schools, academic health centers, state
or local governments, or other appropriate
public or private nonprofit entities.
SSAN for each of FY2010
through FY2015.
5401
Amends and
reauthorizes PHSA
Sec. 736 (HRSA)
Centers of excellence (COE). Requires the Secretary to fund
COE, that is, centers that sponsor programs related to the
recruitment, training and retention of underrepresented minorities in
the health professions. FY2010 appropriation = $25 million.
Health professions schools that recruit, enroll,
and graduate underrepresented minorities or
who have increased the recruitment of
underrepresented minorities serving in faculty
or administrative positions.
$50 million for each of
FY2010 through FY2015, and
SSAN for each subsequent
fiscal year.
5402
Amends and
reauthorizes PHSA
Sec. 740 (HRSA)
Authorization of appropriations for diversity programs.
Authorizes appropriations for the following programs: Sec. 737
(scholarships for disadvantaged students); Sec. 738 (faculty loan
repayments and fellowships); and Sec. 739 (educational assistance for
individuals from disadvantaged backgrounds). FY2010 appropriations
= $49 million for Sec. 737, $1 million for Sec. 738, and $22 million
for Sec. 739.
Sec. 737: health professions schools. Sec. 738:
individuals from disadvantaged backgrounds
who are in their final year of study or have a
degree from an accredited health professions
school. Sec. 739: health professions schools.
For Sec. 737, $51 million for
FY2010, and SSAN for each
of FY2011 through FY2014.
For Sec. 738, $5 million for
each of FY2010 through
FY2014. For Sec. 739, $60
million for FY2010, and SSAN
for each of FY2011 through
FY2014.
CRS-10
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
5403(a)
Amends and
reauthorizes PHSA
Sec. 751 (HRSA)
Area Health Education Centers (AHECs). Requires the
Secretary to award grants (with a matching requirement) of at least
$250,000 to (1) plan, develop, and operate AHEC programs; and (2)
to maintain and improve the effectiveness of existing AHEC programs.
AHECs recruit, train, and prepare individuals from minority
populations or from disadvantaged or rural backgrounds to work in
medically underserved areas. FY2010 appropriation = $33 million.
Medical and nursing schools.
$125 million for each of
FY2010 through FY2014;
funds may be carried over for
up to three fiscal years.
5403(b)
New PHSA Sec.
752 (HRSA)
Continuing educational support for health professionals
serving in underserved communities. Requires the Secretary to
award grants to enhance education through distance learning,
continuing education, collaborative conferences, and telehealth, with a
focus on primary care.
Health professions schools, academic health
centers, state or local governments, or other
public or nonprofit entities participating in
training activities.
$5 million for each of FY2010
through FY2014, and SSAN
for each subsequent fiscal
year.
Mental and behavioral health education and training grants.
Authorizes grants for the recruitment and education of students in
social work, interdisciplinary psychology training, and internships or
other field placement programs related to child and adolescent mental
health. Priority for social work grants given to schools of social work
meeting certain criteria such as recruiting from and placing graduates
into areas with a high-need and high-demand population. Priority for
psychology grants given to institutions that focus on the needs of
specified vulnerable groups. Priority for grants to train professional
and paraprofessional child and adolescent mental health workers given
to applicants that can, among other things, assess workforce needs
and that have programs designed to increase the number of child and
adolescent mental health workers serving high-priority populations.
Historically black colleges and universities
(HBCUs) or other minority-serving
institutions. Institutions of higher education
that have knowledge, understanding and
participation of individuals and groups from
different racial, ethnic, cultural, geographic,
religious, linguistic, and class backgrounds, and
different genders and sexual orientations; and
that have internship or other field placement
programs that prioritize cultural and linguistic
competency. State-licensed mental health
organizations to train paraprofessional child
and adolescent mental health workers.
$35 million for the period of
FY2010 through FY2013 ($8
million for training in social
work, $12 million for training
in graduate psychology, $10
million for training in
professional child and
adolescent mental health, and
$5 million for training in
paraprofessional child and
adolescent mental health).
National Health Care Workforce Commission. Establishes a
15-member commission focused on evaluating and meeting the need
for health care workers in the United States. The commission is
required to conduct studies, produce annual reports beginning in
2011, and make recommendations on high-priority topics related to
the health care workforce.
Not applicable.
SSAN (no years specified).
Mental and Behavioral Health
5306
Redesignates PHSA
Sec. 756 as Sec.
757, and add a new
Sec. 756 (HRSA)
Policy and Planning
5101
CRS-11
New authority
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
5102
New authority
(HRSA)
State health care workforce development grants. Establishes a
matching grants program for state partnerships to plan and implement
activities leading to coherent and comprehensive health care
workforce development strategies at the state and local levels.
Planning grants of up to $150,000 are for up to one year and require a
15% match. Implementation grants are for up to two years (with up to
one additional year of funding) and require a 25% match.
A state workforce investment board that
includes certain specified members.
For planning grants, $8
million for FY2010, and SSAN
for each subsequent fiscal
year. For implementation
grants, $150 million for
FY2010, and SSAN for each
subsequent fiscal year.
5103
Amends and
reauthorizes PHSA
Sec. 761 (HRSA)
Health care workforce program assessment. Requires the
Secretary to establish a National Center for Health Care Workforce
Analysis, award grants to support state and regional centers for health
workforce analysis, and increase funding for longitudinal evaluations of
specified individuals who have received education, training, or financial
assistance from programs under PHSA Title VII. FY2010
appropriation = $3 million; includes funding for Sec. 792 (health
professions data) and Sec. 806 (nursing grant program data).
State and regional centers for health workforce
analysis: states, state workforce investment
boards, public health or health professions
schools, academic health centers, or
appropriate public or private nonprofit entities.
For the National Center,
$7.5 million for each of
FY2010 through FY2014; for
state and regional centers,
$4.5 million for each of
FY2010 through FY2014; and
for longitudinal evaluations,
SSAN for each of FY2010
through FY2014.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Note: Regarding funding for the U.S. Public Health Sciences Track (PPACA Sec. 5315), the Public Health and Social Services Emergency Fund (PHSSEF) is an HHS account administered by
the Secretary. Congress has historically used the PHSSEF to provide one-time funding for non-routine activities. Each fiscal year, Congress appropriates amounts to the PHSSEF for
specified purposes. PPACA does not authorize or appropriate funds to the PHSSEF.
CRS-12
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 3. PPACA Discretionary Funding: Prevention and Wellness
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Community-Based Prevention
3509/3511
New PHSA Secs.
229 (OS), 310A
(CDC), 925
(AHRQ); new
SSA Sec. 713
(HRSA); and
new FFDCA Sec.
1011.
Reauthorizes
PHSA Secs.
486(a) (NIH) and
501(f)
(SAMHSA).
Offices of Women’s Health. Establishes or reauthorizes offices of
women’s health in OS, CDC, AHRQ, HRSA, FDA, NIH, and SAMHSA.
Grants, agreements, or contracts may be awarded for activities of the
OS office to establish an information center and coordinating
committee. Activities of other offices include recommendations
regarding grant-making through other agency accounts, not direct
grant-making. FY2010 appropriations = $43 million for NIH’s
Office of Research on Women’s Health, and $34 million for the
OS Office on Women’s Health.
OS grants, agreements, and contracts may be
awarded to public and private entities, agencies,
and organizations.
For most offices, SSAN for
each of FY2010 through
FY2014. For NIH and
SAMHSA offices, SSAN (no
years specified).
4003
Reauthorizes
PHSA Sec.
915(a) (AHRQ).
New PHSA Sec.
399U (CDC).
Clinical and community preventive services task forces.
Reauthorizes and expands the authority for the U.S. Preventive
Services Task Force (USPSTF) to review and recommend effective
clinical preventive services. Provides explicit statutory authority for
the existing Task Force on Community Preventive Services (TFCPS) to
review and recommend effective community-based interventions.
FY2010 appropriations = $2.7 million for USPSTF, and $1.8
million for TFCPS.
Not applicable.
SSAN for each fiscal year to
carry out the activities of the
USPSTF and the TFCPS.
4004
New authority
Education and outreach regarding prevention. Requires the
Secretary to carry out seven communications activities regarding
health promotion and disease prevention, for common and serious
chronic health problems.
Mentions awarding contracts, but does not
specify eligibility criteria.
SSAN for each fiscal year; no
more than $500 million total.
4102(a)
New PHSA Secs.
399LL, 399LL-1,
and 399LL-2
(CDC)
Oral health activities. Requires CDC, subject to appropriations, to
fund a five-year national oral health education campaign, and award
grants for dental caries disease management programs, among other
things. FY2010 appropriation for CDC oral health = $15 million.
Community-based providers of dental services,
including public or private entities.
SSAN (no years specified).
CRS-13
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
4102(b)
Amends PHSA
Sec. 317M(c)
(CDC, HRSA)
School-based dental sealant program. Amends the existing
school-based dental sealant grant program, which was discretionary,
by requiring the Secretary to award grants to the 50 states and to
Indian tribes for school-based dental sealant programs.
Grants must be awarded to each of the 50
states and territories, and to Indians, Indian
tribes, tribal organizations, and urban Indian
organizations. Preference given to urban
districts with high participation rates in school
meals programs, and rural districts with high
poverty levels (as defined).
Authority expired at end of
FY2005; PPACA does not
authorize new funding.
4102(c)
Amends PHSA
Sec. 317M by
adding a new
subsection (d)
(CDC)
Oral health infrastructure. Requires the Secretary to enter into
cooperative agreements to establish oral health leadership and
programs to improve oral health.
States, territories, and tribal entities.
SSAN for FY2010 through
FY2014.
4102(d)
New authority
(CDC, AHRQ)
Oral health surveillance. Requires the Secretary to expand the
following surveillance systems to include more information on oral
health: Pregnancy Risk Assessment Monitoring System (PRAMS);
National Health and Nutrition Examination Survey (NHANES);
National Oral Health Surveillance System (NOHSS); and Medical
Expenditure Panel Survey (MEPS).
Not applicable.
SSAN (no years specified) for
PRAMS; SSAN for each of
FY2010 through FY2014 for
NOHSS; no explicit
authorization of
appropriations for
NHANES/MEPS expansion.
4201
New authority
(CDC)
Community transformation grants. Requires CDC to fund
competitive grants for the implementation, evaluation, and
dissemination of evidence-based community preventive health
activities.
State or local government agencies or nonprofit
organizations, networks of community-based
organizations, and Indian tribes.
SSAN for each of FY2010
through FY2014.
4202(a)
New authority
(CDC)
Community wellness pilot program. Requires CDC to award
grants for five-year pilot programs to provide community prevention
interventions, screenings, and clinical referrals for individuals between
55 and 64 years of age.
State or local health departments, and Indian
tribes.
SSAN for each of FY2010
through FY2014.
4204
Amends PHSA
Sec. 317 (CDC)
Immunization programs. Provides explicit authority for states to
purchase vaccines at prices negotiated by Secretary. Reauthorizes
state immunization grants. Requires new immunization demonstration
grants. FY2010 appropriation for Sec. 317 vaccination program =
$559 million.
States, political subdivisions, and other public
entities.
SSAN for each of FY2010
through FY2014 for
demonstration grants; SSAN
(no years specified) for other
authorities.
4206
Amends PHSA
Sec. 330 by
adding a new
subsection (s)
Individualized wellness plan demonstration program. Requires
the Secretary to establish a pilot program in not more than 10
community health centers to test the impact of providing at-risk
individuals who use the centers with individualized wellness plans.
Community health centers.
SSAN (no years specified).
CRS-14
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
4304
New PHSA Sec.
2821 (CDC)
Epidemiology and laboratory capacity grants. Codifies existing
grant program to strengthen national epidemiology, laboratory, and
information management capacity for the response to infectious
diseases and other conditions of public health importance.
State, local, or tribal health departments, tribal
jurisdictions, or academic centers that meet
CDC-specified criteria.
$190 million for each of
FY2010 through FY2013 (at
least $95 million for
epidemiology, $60 million for
information management, and
$32 million for laboratories).
10334
Amends PHSA
Sec. 1707 (OS)
and PHSA Title
IV (NIH)
Offices of Minority Health. Elevates the existing OS Office of
Minority Health and NIH National Center on Minority Health and
Health Disparities (NCMHD); requires award of grants, contracts, and
agreements by the OS office; and gives the new NIH National Institute
on Minority Health and Health Disparities (NIMHD) responsibility for
minority health disparities research and other health disparities
research at NIH. FY2010 appropriations = $212 million for NIH’s
NCMHD, and $56 million for the OS Office of Minority Health.
For OS office: public and nonprofit private
entities, federal agencies, and organizations that
are indigenous human resource providers in
communities of color. For the NIH Institute,
grantee eligibility criteria are not stipulated.
SSAN for each of FY2011
through FY2016 for OS office.
10407
New authority
(CDC)
Diabetes activities. Requires CDC to conduct several diabetes
prevention activities including state assessments, vital statistics,
physician education, and funding of an Institute of Medicine (IOM)
report.
Not applicable.
SSAN (no years specified).
10411
New PHSA Secs.
399V-2 (CDC)
and 425 (NIH)
Congenital heart disease programs. Authorizes CDC to establish
a National Congenital Heart Disease Surveillance System (NCHDSS),
or to award one grant to establish such a system. Authorizes NIH to
expand and coordinate research on congenital heart disease.
NCHDSS grantee must be a public or private
nonprofit entity with experience in congenital
heart disease. NIH must consider the
application of research to minority and
medically underserved populations.
SSAN for each of FY2011
through FY2015 for both the
surveillance system and the
expanded research program.
10412
Reauthorizes
PHSA Sec. 312
(HRSA)
Public access defibrillation programs. Reauthorizes a program of
grants for public access defibrillation programs, including equipment
purchase and training.
States and political subdivisions, Indian tribes,
and tribal organizations.
$25 million for each of
FY2003 through FY2014.
10413
New PHSA Sec.
399NN (OS,
CDC)
Young women’s breast health awareness. Among other things,
requires CDC to conduct an education campaign and award grants for
a media campaign regarding breast health in young women, and to
conduct prevention research; requires the Secretary to award grants
to provide education and assistance to young women diagnosed with
breast disease.
Media campaign grants; not stated. Assistance
grants; organizations and institutions, priority
to those that deal specifically with breast
cancer and pre-neoplastic breast disease in
young women.
$9 million for each of FY2010
through FY2014.
10501(g)
New PHSA Sec.
399V-3 (CDC)
National diabetes prevention program. Among other things,
requires the Secretary to award grants for community-based diabetes
prevention program model sites.
State or local health departments, tribal
organizations, national networks of communitybased nonprofits, academic institutions, or
other entities as determined by the Secretary.
SSAN for each of FY2010
through 2014.
CRS-15
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Workplace Wellness
10408
New authority
Workplace wellness program grants. Requires the Secretary to
award grants to eligible employers to provide employees with access
to comprehensive workplace wellness programs.
Employers of fewer than 100 employees (who
work 25 or more hours per week) that do not
already provide a wellness program.
$200 million for the period of
FY2011 through FY2015.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 4. PPACA Discretionary Funding: Maternal and Child Health
Subject to Appropriations
PPACA
Section
2952
New/Existing
Authority
(Agency)
New SSA Sec.
512 (HRSA)
Description/Purpose
Services to individuals with a postpartum condition.
Authorizes grants to establish, operate and coordinate effective and
cost-efficient systems for the delivery of essential services to
individuals with, or at risk of, postpartum depression and their families.
Eligibility
Public or nonprofit private entities, state or
local government public-private partnerships,
recipients of Healthy Start grants, public or
nonprofit private hospitals, community-based
organizations, hospices, ambulatory care
facilities, community health centers, migrant
health centers, public housing, primary care
centers, and homeless health centers.
Authorization of
Appropriations
$3 million for FY2010, and
SSAN for each of FY2011 and
FY2012.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-16
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 5. PPACA Discretionary Funding: Health Care Quality
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Quality Measure Development, Analysis, and Public Reporting
3013(a)&(c)
New PHSA 931
(AHRQ)
Quality measure development. Requires the Secretary, in
consultation with AHRQ and CMS, to (1) identify gaps where no
quality measures exist or where existing measures need improvement,
updating or expansion consistent with the National Strategy for
Quality Improvement, and (2) fund or enter into agreements with
eligible entities for purposes of developing, improving, updating, or
expanding quality measures in areas identified as gap areas.
Entities with demonstrated expertise in
measure development and evaluation, which
have adopted processes that incorporate the
views of measure users, as well as those
assessed by the measures, into the
development process.
$75 million for each of
FY2010 through FY2014, to
remain available until
expended. At least 50% of the
amounts appropriated must
be used pursuant to SSA Sec.
1890A(e), as added by
PPACA Sec. 3013(b). See
below.
3013(b)
Amends new
SSA Sec. 1890A,
as added by
PPACA Sec.
3014(b), by
adding a new
subsection (e)
(CMS)
Quality and efficiency measure development. Requires CMS, in
consultation with AHRQ, through contracts, to develop quality and
efficiency measures as determined appropriate for use under the SSA.
Not specified.
See PPACA Sec. 3013 (a)&(c)
above.
3015
New PHSA Sec.
399II
Collection and analysis of data for quality and resource use
measures. Requires the Secretary to establish and implement an
overall strategic framework to carry out the public reporting of
performance information. Requires the Secretary to collect and
aggregate consistent data on quality and resource use measures, and
authorizes the Secretary to award grants or contracts for this
purpose. Authorizes the Secretary to award grants or contracts to
eligible entities to support new, or improve existing, efforts to collect
and aggregate quality and resource use measures.
Multi-stakeholder entities that coordinate
methods and plans for the consistent reporting
of summary quality and cost information and
that are capable of submitting such summary
data for a particular population and providers.
Awards may only be made to entities that
enable summary data that can be integrated and
compared across multiple sources.
SSAN for each of FY2010
through FY2014.
3015
New PHSA Sec.
399JJ
Public reporting of performance information. Requires the
Secretary to make available to the public, through standardized
websites, performance information summarizing data on quality
measures. The information must include clinical conditions to the
extent such data is available and, where appropriate, be providerspecific and sufficiently disaggregated and specific to meet the needs of
patients with different clinical conditions.
Not applicable.
SSAN for each of FY2010
through FY2014.
CRS-17
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
Quality Improvement Research, Training, and Implementation
3501
New PHSA Sec.
933 (AHRQ)
Health care delivery system research. Requires AHRQ to (1)
identify, develop, evaluate, and disseminate innovative strategies for
quality improvement practices in the delivery of health care services
that represent best practice; (2) support research on health care
delivery improvement and facilitate adoption of best practices; and (3)
make the research findings available to the public; among other
specified functions.
Not specified.
$20 million for FY2010
through FY2014.
3501/3511
New PHSA Sec.
934 (AHRQ)
Quality improvement technical assistance and
implementation. Requires AHRQ to award technical assistance
grants (with a matching requirement) to entities that deliver health
care to help them understand, adapt, and implement the models and
practices identified by the research conducted by the agency.
May be a health care provider, professional
society, health care worker organization, Indian
health organization, quality improvement
organization, patient safety organization, local
quality improvement collaborative, the Joint
Commission, academic health center,
university, physician-based research network,
primary care extension program, or an Indian
Health Service program; and must have
demonstrated expertise in providing
information and technical support and
assistance to health care providers regarding
quality improvement.
SSAN (no years specified).
3508/3511
New authority
Quality and patient safety training. Authorizes the Secretary to
award demonstration grants (with a matching requirement) to eligible
entities or consortia to develop and implement academic curricula that
integrate quality improvement and patient safety into clinical education
of health professionals.
Health professional schools; schools of public
health, social work, nursing, pharmacy or health
care administration; institutions with a graduate
medical education program.
SSAN (no years specified).
Community health team grants to support medical homes.
Requires the Secretary to award grants to or enter into contracts with
eligible entities to support community-based interdisciplinary,
interprofessional health teams in assisting primary care practices.
Funding must be used to establish the health teams and to provide
capitated payments to the providers.
States or state-designated entities; Indian tribes
or tribal organizations.
SSAN (no years specified).
Health Care Coordination
3502/3511
CRS-18
New authority
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
3503/3511
New PHSA Sec.
935 (AHRQ)
Medication therapy management (MTM) grants. Requires the
Secretary to provide grants to support MTM services provided by
licensed pharmacists that are targeted at patients who take four or
more prescribed medications, take high-risk medications, have two or
more chronic diseases, or have undergone a transition of care or
other factors that are likely to create a high risk for medicationrelated problems.
Entities that provide a setting appropriate for
MTM services and that submit a plan for
achieving long-term financial sustainability.
SSAN (no years specified).
3506
New PHSA Sec.
936 (AHRQ)
Program to facilitate shared decisionmaking. Requires the
Secretary, through a contract, to develop and identify standards for
patient decision aids, to review patient decision aids, and develop a
certification process for determining whether patient decision aids
meet those standards. Further requires the Secretary to (1) award
grants or contracts to develop, update, and produce patient decision
aids, to test such materials to ensure they are balanced and evidencebased, and to educate providers on their use; and (2) to award grants
for establishing Shared Decision Making Resource Centers to develop
and disseminate best practices to speed adoption and effective use of
patient decision aids and shared decision making. Also requires the
Secretary to award grants to providers for the development and
implementation of shared decision-making techniques.
The standards and certification contract is to
be awarded to the entity that holds the
contract under SSA Sec. 1890 (currently the
National Quality Forum). Eligible grantees are
not specified.
SSAN for FY2010 and each
subsequent fiscal year.
3510
Amends and
reauthorizes
PHSA Sec. 340A
Patient navigator program. Prohibits the Secretary from awarding
a grant to an entity under this section unless the entity provides
assurances that patient navigators recruited, assigned, trained, or
employed using these grant funds meet certain minimum core
proficiencies. FY2010 appropriation = $5 million.
A public or nonprofit private health center
(including an FQHC), Indian Health Service
facility, hospital, cancer center, rural health
clinic, academic health center, or a nonprofit
entity that partners or coordinates referrals
with such a facility to provide patient navigator
services.
$3.5 million for FY2010, and
SSAN for each of FY2011
through FY2015.
5405
New PHSA Sec.
399V-1 (AHRQ)
Primary care extension program. Requires the Secretary to
award competitive grants to states to establish Primary Care
Extension Program State Hubs, consisting of the state health
department and other specified entities. State hubs must contract with
and provide grant funds to county and local entities to serve as
Primary Care Extension Agencies that assist primary care providers in
implementing patient-centered medical homes and develop and
support primary care learning communities, among other functions.
States or multistate entities.
$120 million for each of
FY2011 and FY2012, and
SSAN for FY2013 and
FY2014.
CRS-19
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
5604
New PHSA Sec.
520K (SAMHSA)
Co-locating primary and specialty care in community-based
mental health settings. Requires the Secretary to fund
demonstration projects for providing coordinated and integrated
services to individuals with mental illness and co-occurring chronic
diseases through the co-location of primary and specialty care services
in community-based mental and behavioral health settings.
Qualified community mental health programs.
$50 million for FY2010, and
SSAN for each of FY2011
through FY2014.
10333
New PHSA Sec.
340H
Community-based collaborative care network program.
Authorizes the Secretary to award grants to eligible entities to
support community-based collaborative care networks (CCN).
An eligible CCN is a consortium of health care
providers with a joint governance structure
that provides comprehensive coordinated and
integrated health care services (as defined by
the Secretary) for low-income populations.
CCNs must include a safety net hospital and all
FQHCs in the community, as specified.
SSAN for each of FY2011
through FY2015.
10410
New PHSA Sec.
520B (SAMHSA)
Centers of excellence for depression. Requires SAMHSA to
award five-year grants (with a matching requirement) on a competitive
basis to eligible entities to establish national centers of excellence for
depression. One grantee is to be designated as the coordinating center
and required to establish and maintain a national database. Centers of
excellence may receive a grant of up to $5 million; the coordinating
center may receive a grant of up to $10 million.
Institutions of higher education; public or
private nonprofit research institutions.
$100 million for each of
FY2011 through FY2015, and
$150 million for each of
FY2016 through FY2020.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-20
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 6. PPACA Discretionary Funding: Nursing Homes
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
6112
New authority
National independent monitor demonstration program.
Requires the Secretary to contract with an entity to develop, test, and
implement a two-year independent monitoring demonstration
program to oversee interstate and large intrastate chains of skilled
nursing facilities (SNFs) and nursing facilities (NFs).
Duties of the independent monitor are
stipulated, but eligibility criteria are not.
SSAN (no years specified); a
monitored chain must
contribute a portion of costs
of the demonstration, as
determined by the Secretary.
6114
New authority
Culture change and information technology demonstration
programs. Requires the Secretary to award one or more competitive
grants to support each of the following two three-year demonstration
projects for SNFs and NFs: (1) develop best practices for culture
change (i.e., patient-centric models of care); and (2) develop best
practices for the use of health information technology.
Facility-based settings.
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-21
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 7. PPACA Discretionary Funding: Health Data Collection
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
4302(a)
New PHSA Sec.
3101
Health disparities data collection and analysis. Requires
federally conducted and supported health programs and surveys to
collect health disparities data. Requires the Secretary to adopt
standards for the measurement and collection of such data. Requires
the Secretary to analyze the data collected on health disparities;
provide for the public reporting and dissemination of the data and
analyses; and safeguard the privacy of the information.
Not applicable.
SSAN for each of FY2010
through FY2014; however,
data may not be collected
unless funds are directly
appropriated for such
purpose.
5605
New authority
Key national indicators. Establishes the Commission on Key
National Indicators composed of eight members appointed by
Congress. Requires the commission to contract with the National
Academy of Sciences to review available public and private sector
research on key national indicator set selection and determine how
best to establish a key national indicator system, among other things.
Mandates a Government Accountability Office (GAO) study of
previous efforts by public, private, or foreign entities to develop best
practices for a key national indicator system.
National Academy of Sciences.
$10 million for FY2010, and
$7.5 million for each of
FY2011 through FY2018, with
amounts appropriated to
remain available until
expended.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-22
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 8. PPACA Discretionary Funding: Emergency Care
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
3504(a)
New PHSA Sec.
1204 (OS)
Regional systems for emergency care. Requires the Assistant
Secretary for Preparedness and Response to award at least four multiyear contracts or grants (with matching requirement) for pilot
projects to improve regional coordination of emergency services.
States (or a partnership of one or more states
and one or more localities) and Indian tribes
(or a partnership of one or more tribes).
Priority given to entities that serve a medically
underserved population.
$24 million for each of
FY2010 through FY2014 for
Title XII Parts A and B (i.e.,
Secs. 1201-1222).
3504(b)
New PHSA Sec.
498D (NIH,
AHRQ, HRSA,
CDC)
Emergency medicine research. Requires the Secretary to expand
and accelerate basic, translational, and service delivery research on
emergency medical care systems and emergency medicine, including
pediatric emergency medical care. Also requires the Secretary to
support research on the economic impact of coordinated emergency
care systems.
Not specified.
SSAN for each of FY2010
through FY2014.
3505(a)
Amends and
reauthorizes
PHSA Secs.
1241-1245
(HRSA)
Trauma care centers. Requires the Secretary to establish separate
grant programs for trauma care centers to (1) help defray substantial
uncompensated care costs, (2) further the core missions of trauma
care centers, and (3) provide emergency relief to ensure the
continued availability of trauma services.
Qualified public nonprofit IHS, Indian tribal, and
urban Indian trauma centers.
$100 million for FY2009, and
SSAN for each of FY2010
through FY2015.
3505(b)
New PHSA Secs.
1281-1282
(HRSA)
Trauma service availability grants. Requires the Secretary to
award grants to states for the purpose of supporting trauma-related
physician specialties and broadening access to and availability of trauma
care services.
Grants are awarded to states to fund (1) a
public or nonprofit trauma center, (2) a safety
net public or nonprofit trauma center, or (3) a
hospital in an underserved area (as defined by
the state) that seeks to establish new trauma
services. States must use at least 40% of the
amount awarded in a fiscal year for grants to
safety net trauma centers.
$100 million for each of
FY2010 through FY2015.
5603
Amends and
reauthorizes
PHSA Sec. 1910
(HRSA)
Children’s emergency medical services demonstration
grants. Expands emergency services for children who need treatment
for trauma or critical care by lengthening the period for
demonstration grants to four years (with an optional fifth year).
FY2010 appropriation = $21.5 million.
States or accredited schools of medicine.
$25 million for FY2010,
$26.3 million for FY2011,
$27.6 million for FY2012,
$28.9 million for FY2013, and
$30.4 million for FY2014.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-23
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 9. PPACA Discretionary Funding: Elder Justice
Subject to Appropriations
PPACA
Section
6703(a)
New/Existing
Authority
(Agency)
New SSA Sec.
2021 (OS)
6703(a)
New SSA Sec.
2022
6703(a)
New SSA Sec.
2024
6703(a)
New SSA Sec.
2031
6703(a)
New SSA Sec.
2041(a)
6703(a)
New SSA Sec.
2041(b)
6703(a)
New SSA Sec.
2041(c)
CRS-24
Description/Purpose
Elder Justice Coordinating Council. Establishes an Elder Justice
Coordinating Council to include the Secretary as chair and the U.S.
Attorney General, as well as the head of each federal department or
agency, identified by the chair, as having administrative responsibility
or administering programs related to elder abuse, neglect, and
exploitation.
Advisory Board on Elder Abuse, Neglect, and Exploitation.
Establishes an advisory board to create a short- and long-term
multidisciplinary plan for development of the field of elder justice and
to make recommendations to the Elder Justice Coordinating Council.
Authorization of appropriations. Authorizes funding for new SSA
Secs. 2021 (Coordinating Council), 2022 (Advisory Board), and 2023
(human subject protection guidelines for researchers).
Forensic centers and expertise. Requires the Secretary to award
grants to eligible entities to establish and operate stationary and
mobile forensic centers and to develop forensic expertise pertaining
to elder abuse, neglect, and exploitation.
Incentives for LTC staffing. Requires the Secretary to award
grants to carry out activities for individuals to train for, seek, and
maintain employment providing direct care in LTC; and to award
grants to conduct programs that offer direct care employees
continuing training and varying levels of certification.
Certified EHR technology grant program. Authorizes grants to
LTC facilities for specified activities that would assist such entities in
offsetting costs related to purchasing, leasing, developing, and
implementing certified electronic health record technology.
Standards for transactions involving clinical data by LTC
facilities. Requires the Secretary to adopt electronic standards for
the exchange of clinical data by LTC facilities and, within 10 years, to
have in place procedures to accept the optional electronic submission
of clinical data by LTC facilities pursuant to such standards.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN (no years specified).
See also new SSA Sec. 2024
below.
Not applicable.
SSAN (no years specified).
See also new SSA Sec. 2024
below.
Not applicable.
$6.5 million for FY2011, and
$7.0 million for each of
FY2012 through FY2014.
$4 million for FY2011, $6
million for FY2012, and $8
million for each of FY2013
and FY2014.
(1) Stationary forensic centers: four of the
grants to institutions of higher education with
demonstrated expertise in forensics or
commitment to preventing or treating elder
abuse. (2) Mobile forensic centers: six of the
grants to appropriate entities.
LTC facilities or community-based LTC entities
as defined by the Secretary.
LTC facilities.
Not applicable.
For new SSA Sec. 2041: $20
million for FY2011, $17.5
million for FY2012, and $15
million for each of FY2013
and FY2014.
See above authorization of
appropriations for SSA Sec.
2041.
See above authorization of
appropriations for SSA Sec.
2041.
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
PPACA
Section
6703(a)
New/Existing
Authority
(Agency)
New SSA Sec.
2042(a)
6703(a)
New SSA Sec.
2042(b)
6703(a)
New SSA Sec.
2042(c)
6703(a)
New SSA Sec.
2043(a)
6703(a)
New SSA Sec.
2043(b)
6703(b)
New authority
6703(b)
New authority
6703(c)
New authority
Description/Purpose
Adult protective service functions. Requires the Secretary to
undertake various activities with respect to adult protective services,
including providing funding, collecting and disseminating data on elder
abuse, disseminating information on best practices and training,
conducting research, and providing technical assistance to states and
other entities.
Grants to enhance provision of adult protective services.
Requires the Secretary to award formula grants to enhance adult
protective services programs provided by states and local
governments.
Adult protective services demonstration grants. Requires the
Secretary to fund state demonstration programs for adult protective
services that test methods to prevent and detect elder abuse.
Long-term care ombudsman program grants. Requires the
Secretary to award grants to improve the capacity of state LTC
ombudsman programs to address abuse and neglect complaints,
conduct pilot programs, and provide support for such programs.
Ombudsman training programs. Requires the Secretary to
establish programs to provide and improve ombudsman training with
respect to elder abuse, neglect, and exploitation for national
organizations and state LTC ombudsman programs.
National Training Institute for Surveyors. Requires that the
Secretary enter into a contract with an entity to establish and operate
a National Training Institute for Federal and State Surveyors to
provide and improve training of surveyors investigating allegations of
abuse in programs and LTC facilities that receive payments under
Medicare or Medicaid.
Grants to state survey agencies. Requires the Secretary to award
grants to state survey agencies that perform surveys of Medicare or
Medicaid participating nursing facilities to design and implement
complaint investigation systems.
National nurse aide registry study and report. Requires the
Secretary, in consultation with appropriate government agencies and
private sector organizations, to conduct a study on establishing a
national nurse aide registry and report on its findings.
Eligibility
Not applicable.
Authorization of
Appropriations
$3 million for FY2011, and $4
million for each of FY2012
through FY2014.
States and U.S. territories.
$100 million for each of
FY2011 through FY2014.
States.
$25 million for each of
FY2011 through FY2014.
Eligible entities with relevant expertise and
experience in abuse and neglect in LTC
facilities, or state LTC ombudsman programs.
$5 million for FY2011, $7.5
million for FY2012, and $10
million for each of FY2013
and FY2014.
$10 million for each of
FY2011 through FY2014.
Not specified.
Not specified.
$12 million for the period of
FY2011 through FY2014.
State agencies that perform surveys of nursing
facilities.
$5 million for each of FY2011
through FY2014.
Not applicable.
SSAN (no years specified) to
carry out these activities, with
funding not to exceed
$500,000.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-25
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 10. PPACA Discretionary Funding: Biomedical Research
Subject to Appropriations
PPACA
Section
10409
New/Existing
Authority
(Agency)
Description/Purpose
Amends PHSA
Secs. 402(b) and
499(c); new
PHSA Sec. 402C
(NIH)
Cures Acceleration Network (CAN). Establishes a CAN program
within the Office of the NIH Director to award grants, contracts, or
cooperative agreements to support the development of treatments for
diseases or conditions that are rare, or for which market incentives
are inadequate.
Eligibility
Public or private entity, which may include a
private or public research institution, an
institution of higher education, a medical
center, a biotechnology company, a
pharmaceutical company, a disease advocacy
organization, a patient advocacy organization,
or an academic research institution.
Authorization of
Appropriations
$500 million for FY2010, and
SSAN for subsequent fiscal
years. Other funds
appropriated under the PHSA
may not be allocated to CAN.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 11. PPACA Discretionary Funding: Biologics
Subject to Appropriations
PPACA
Section
7002
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 351 (FDA)
Description/Purpose
FDA approval of follow-on biologics. Creates a regulatory
pathway for approving biosimilar or interchangeable biological drugs.
Provides for the collection of user fees, subject to congressional
authorization, to cover regulatory costs beginning in FY2013.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN for each of FY2010
through FY2012.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-26
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 12. PPACA Discretionary Funding: 340B Drug Pricing
Subject to Appropriations
PPACA
Section
7102
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 340B(d)
(HRSA)
Description/Purpose
Improvements to 340B program integrity. Requires the
Secretary to develop systems to improve compliance and program
integrity to (1) increase transparency and strengthen monitoring,
oversight, and investigation of the prices that manufacturers charge
covered entities; and (2) ensure covered entities do not divert drugs
or obtain multiple discounts. Further requires the Secretary to
establish a new administrative dispute resolution process to mediate
and resolve covered entity overpayment claims and manufacturer
claims against covered entities for drug diversion or multiple
discounts. FY2010 appropriation = $2.2 million.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN for FY2010 and each
succeeding fiscal year.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 13. PPACA Discretionary Funding: Medical Malpractice
Subject to Appropriations
PPACA
Section
10607
New/Existing
Authority
(Agent)
New PHSA Sec.
933V-4
Description/Purpose
Eligibility
Liability reform demonstration program. Authorizes five-year
demonstration grants to states for the implementation and evaluation
of alternatives to current tort litigation for resolving disputes over
injuries allegedly caused by health care providers or organizations.
Planning grants of up to $500,000 may be awarded to states for the
development of demonstration project applications.
To receive a grant, a state must develop an
alternative system that allows for the resolution
of disputes caused by health care providers or
organizations, and reduces medical errors by
encouraging the collection and analysis of
patient safety data related to the resolved
disputes.
Authorization of
Appropriations
$50 million for the period
FY2011 through FY2015.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-27
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 14. PPACA Discretionary Funding: Pain Care Management
Subject to Appropriations
PPACA
Section
4305(a)
New/Existing
Authority
(Agency)
New authority
Description/Purpose
Conference on pain. Requires the Secretary to seek to enter into
an agreement with the IOM to convene a Conference on Pain for the
purpose of increasing the recognition of pain as a significant public
health problem in the United States, among other purposes.
Eligibility
IOM or another appropriate entity if the IOM
declines.
Authorization of
Appropriations
SSAN for each of FY2010 and
FY2011.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 15. PPACA Discretionary Funding: Medicaid Demonstrations
Subject to Appropriations
PPACA
Section
New/Existing
Authority
(Agency)
Description/Purpose
Eligibility
Authorization of
Appropriations
2705
New authority
(CMS)
Global payment system demonstration program. Requires the
Secretary, in coordination with the Center for Medicare and Medicaid
Innovation, to fund up to five demonstration projects during the
period FY2010 through FY2012 under which a participating state will
adjust payments made to an eligible hospital system or network from a
fee-for-service payment structure to a global capitated payment
model.
Large safety net hospital systems or networks.
SSAN (no years specified).
2706
New authority
(CMS)
Pediatric accountable care organization demonstration
program. Requires the Secretary to conduct a five-year
demonstration (Jan. 1, 2012 through Dec. 31, 2016) under which a
participating state is allowed to recognize pediatric providers as an
accountable care organization for the purpose of receiving incentive
payments.
Eligible pediatric providers must meet certain
performance guidelines established by the
Secretary to be recognized as an accountable
care organization, and must achieve a specified
minimum level of savings in Medicaid
expenditures in order to receive an incentive
payment.
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-28
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Table 16. PPACA Discretionary Funding: Medicare
Subject to Appropriations
PPACA
Section
3129
New/Existing
Authority
(Agency)
Amends and
reauthorizes SSA
Sec. 1820
(HRSA)
Description/Purpose
Rural hospital flexibility grant program. Extends authorization of
appropriations for the rural hospital flexibility (FLEX) grants that
support a range of performance and quality improvement activities at
small rural hospitals. Permits the funding to be used to help rural
hospitals participate in delivery system reform programs authorized
under PPACA. FY2010 appropriation = $41.2 million.
Eligibility
States; small rural hospitals.
Authorization of
Appropriations
SSAN for each of FY2011 and
FY2012, to remain available
until expended.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 17. PPACA Discretionary Funding: Private Health Insurance
Subject to Appropriations
PPACA
Section
1334
New/Existing
Authority
(Agency)
New authority
(OPM)
Description/Purpose
Multi-state health plans. Requires OPM to contract with health
insurers to offer at least two multi-state health plans (at least one
nonprofit) through exchanges in each state. Authorizes OPM to
prohibit multi-state plans that do not meet standards for medical loss
ratios, profit margins, and premiums. Requires multi-state plans to
cover essential health benefits and meet all the requirements of a
qualified health plan.
Eligibility
Health insurance issuers that agree to offer
multi-state qualified health plans and meet
other specified requirements.
Authorization of
Appropriations
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (PPACA; P.L. 111-148), as amended by the Health
Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-29
.
Discretionary Funding in the Patient Protection and Affordable Care Act (PPACA)
Author Contact Information
C. Stephen Redhead, Coordinator
Specialist in Health Policy
credhead@crs.loc.gov, 7-2261
Sarah A. Lister
Specialist in Public Health and Epidemiology
slister@crs.loc.gov, 7-7320
Kirsten J. Colello
Specialist in Health and Aging Policy
kcolello@crs.loc.gov, 7-7839
Amanda K. Sarata
Specialist in Health Policy
asarata@crs.loc.gov, 7-7641
Elayne J. Heisler
Analyst in Health Services
eheisler@crs.loc.gov, 7-4453
Acknowledgments
Pamela W. Smith, Analyst in Biomedical Policy, provided extensive comments on this report.
Key Policy Staff
Area of Expertise
Health Centers and Clinics
Health Care Workforce
Prevention and Wellness
Maternal and Child Health
Health Care Quality
Nursing Homes
Health Data Collection
Emergency Care
Elder Justice
Biomedical Research
Biologics
340B Drug Pricing
Medical Malpractice
Pain Care Management
Medicaid
Medicare
Private Health Insurance
Congressional Research Service
Name
Elayne J. Heisler
C. Stephen Redhead
Elayne J. Heisler
Bernice Reyes-Akinbileje
Kirsten J. Colello (LTC)
Sarah A. Lister
Emilie Stoltzfus
Amalia Corby-Edwards
Amanda K. Sarata
Cliff Binder
Amalia Corby-Edwards
Elayne J. Heisler
Kirsten J. Colello
Pamela W. Smith
Judith A. Johnson
Cliff Binder
Vivian S. Chu
Kirsten J. Colello
Julie Stone
Sibyl Tilson
Hinda Chaikind
Phone
7-4453
7-2261
7-4453
7-2260
7-7839
7-7320
7-2324
7-0423
7-7641
7-7965
7-0423
7-4453
7-7839
7-7048
7-7077
7-7965
7-4576
7-7839
7-1386
7-7368
7-7569
E-mail
eheisler@crs.loc.gov
credhead@crs.loc.gov
eheisler@crs.loc.gov
breyes@crs.loc.gov
kcolello@crs.loc.gov
slister@crs.loc.gov
estoltzfus@crs.loc.gov
acorbyedwards@crs.loc.gov
asarata@crs.loc.gov
cbinder@crs.loc.gov
acorbyedwards@crs.loc.gov
eheisler@crs.loc.gov
kcolello@crs.loc.gov
psmith@crs.loc.gov
jajohnson@crs.loc.gov
cbinder@crs.loc.gov
vchu@crs.loc.gov
kcolello@crs.loc.gov
jstone@crs.loc.gov
stilson@crs.loc.gov
hchaikind@crs.loc.gov
30ACA)
Introduction
The Patient Protection and Affordable Care Act (ACA)1 restructured the private health insurance
market, set minimum standards for health coverage, created a mandate for most U.S. residents to
obtain health insurance coverage, and provided for the establishment by 2014 of state-based
insurance exchanges for the purchase of private health insurance. Qualifying individuals and
families will be able to receive federal subsidies to reduce the cost of purchasing coverage
through the exchanges. The new law also expanded eligibility for Medicaid; amended the
Medicare program in an effort to reduce the rate of its projected growth; imposed an excise tax on
insurance plans found to have high premiums; and made numerous other changes to the tax code,
Medicare, Medicaid, the Children’s Health Insurance Program (CHIP), and many other federal
programs.
ACA implementation is projected to have a significant impact on federal revenues and direct (also
referred to as mandatory) spending.2 The law included direct spending to subsidize the purchase
of health insurance coverage through the exchanges, as well as increased outlays for the
expansion of the Medicaid program. ACA also included numerous mandatory appropriations to
fund temporary programs to increase access and funding for targeted groups, provide funding to
states to plan and establish exchanges, and support many other research and demonstration
programs and activities. The costs of expanding public and private health insurance coverage and
other mandatory spending are offset by revenues from new taxes and fees, and by savings from
payment and health care delivery system reforms designed to slow the growth in spending on
Medicare and other federal health care programs.
Implementation of ACA is also likely to affect discretionary spending that is subject to the annual
appropriations process.3 The law reauthorized appropriations for numerous existing discretionary
grant programs and activities, primarily ones authorized under the Public Health Service Act
(PHSA). While the authorizations of appropriations for most of these programs expired prior to
their reauthorization by ACA, almost all of them continued to receive an annual appropriation.
ACA also created multiple new grant programs and provided for each an authorization of
appropriations.
Funding for all ACA’s discretionary programs depends on actions taken by congressional
appropriators, a process that may lead to greater or smaller amounts than the sums authorized by
the law. With Congress now operating under discretionary spending limits set by the Budget
Control Act, it may prove difficult to secure funding for new programs and activities.4 Even
1
ACA was signed into law on March 23, 2010 (P.L. 111-148, 124 Stat. 119). A week later, on March 30, 2010, the
President signed the Health Care and Education Reconciliation Act (HCERA; P.L. 111-152, 124 Stat. 1029), which
amended multiple health care and revenue provisions in ACA. Several other bills that were subsequently enacted
during the 111th Congress made more targeted changes to specific ACA provisions. All references to ACA in this
report refer to the law as amended. Note that previous CRS reports on the Patient Protection and Affordable Care Act
used the acronym PPACA to refer to the law. CRS is now using the more common acronym ACA.
2
Mandatory, or direct, spending generally refers to budget authority (i.e., the authority to incur financial obligations
that result in government expenditures, such as purchasing services or awarding grants) that is provided in laws other
than the annual appropriations acts. Mandatory spending includes entitlement authority (e.g., Medicare, Social
Security).
3
Discretionary spending refers to outlays from budget authority that is provided in and controlled by annual
appropriations acts.
4
For a detailed examination of all the provisions in the Budget Control Act, see CRS Report R41965, The Budget
(continued...)
Congressional Research Service
1
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
maintaining current funding levels for existing programs with an established appropriations
history may prove a challenge under growing pressure to reduce federal discretionary spending.
This report summarizes all the discretionary spending provisions in ACA that authorize (or
reauthorize) appropriations for grant programs and other activities. It will be updated to reflect
important legislative and other developments.
Discretionary Funding in ACA
The law’s discretionary funding provisions are grouped by general topic in a series of tables with
the following headings: Health Centers and Clinics (Table 1); Health Care Workforce (Table 2);
Prevention and Wellness (Table 3); Maternal and Child Health (Table 4); Health Care Quality
(Table 5); Nursing Homes (Table 6); Health Data Collection (Table 7); Emergency Care (Table
8); Elder Justice (Table 9); Biomedical Research (Table 10); Biologics (Table 11); 340B Drug
Pricing (Table 12); Medical Malpractice (Table 13); Pain Care Management (Table 14);
Medicaid Demonstrations (Table 15); Medicare (Table 16); and Private Health Insurance (Table
17).
Each table row includes the following information: (1) the ACA section number; (2) an indication
of whether the provision modifies the PHSA or another law either by amending an existing
section or subsection or by adding a new one, or whether it creates new stand-alone statutory
authority, as well as the name (if known) of the administering agency or office within the
Department of Health and Human Services (HHS); (3) a brief description of the program or
activity, including the FY2010 and FY2011 funding amounts for new and existing programs and
activities that received an appropriation;5 (4) where applicable, the types of entities and/or
individuals eligible for funding;6 and (5) details of the authorization of appropriations. Where
available, the table entry includes the Catalog of Federal Domestic Assistance (CFDA) number
for the grant program.7 Unless otherwise stated, all references in the tables to the Secretary refer
to the HHS Secretary.
Many of the discretionary spending provisions summarized in the tables authorize annual
appropriations of specified amounts for one or more fiscal years to carry out the program or
activity. Other provisions authorize the appropriation of specified amounts for FY2010 or
FY2011 and unspecified amounts—such sums as may be necessary, or SSAN—for later years. A
(...continued)
Control Act of 2011, by Bill Heniff Jr., Elizabeth Rybicki, and Shannon M. Mahan.
5
The FY2010 and FY2011 funding amounts that appear in the tables in this report are taken from the HHS agency
FY2011 operating plans, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency
congressional budget justification documents, available at http://www.hhs.gov/about/hhsbudget.html. FY2012 funding
amounts will be incorporated in the tables once the HHS FY2012 annual appropriations are enacted and figures become
available. For more information on funding for the Public Health Service agencies within HHS, see CRS Report
R41737, Public Health Service (PHS) Agencies: Overview and Funding, FY2010-FY2012, coordinated by C. Stephen
Redhead and Pamela W. Smith.
6
Not applicable if the funding is to support programs and activities carried out by a federal agency.
7
CFDA is a government-wide compendium of federal grant and other assistance programs. Each program is assigned a
unique five-digit number, XX.XXX, where the first two digits represent the funding agency and the second three digits
represent the program. Programs funded by the Department of Health and Human Services begin with the number 93.
For more information, see https://www.cfda.gov.
Congressional Research Service
2
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
few provisions authorize multi-year appropriations, available for obligation for a period in excess
of one fiscal year (e.g., for the period FY2011 through FY2014). Numerous other provisions
simply authorize the appropriation of SSAN, in a few cases without specifying any fiscal years.
ACA also reauthorized the Indian Health Care
Improvement Act (IHCIA), which authorizes
many programs and services provided by the
Indian Health Service (IHS). It also extended
indefinitely the authorization of
appropriations for IHCIA programs. For more
information on ACA’ s Indian health
provisions, which are not included in this
report, see CRS Report R41630, The Indian
Health Care Improvement Act Reauthorization
and Extension as Enacted by the ACA:
Detailed Summary and Timeline, by Elayne J.
Heisler.
Acronyms Used in the Tables in
This Report
Agency for Healthcare Research and Quality (AHRQ)
Centers for Disease Control and Prevention (CDC)
Centers for Medicare and Medicaid Services (CMS)
Community Health Center Fund (CHCF)
Federal Food, Drug, and Cosmetic Act (FFDCA)
Food and Drug Administration (FDA)
Health Resources and Services Administration (HRSA)
Indian Health Service (IHS)
National Institutes of Health (NIH)
Office of Personnel Management (OPM)
The Congressional Budget Office (CBO)
estimated that ACA’s discretionary spending
Office of the Secretary (OS)
provisions, if fully funded by future
Prevention and Public Health Fund (PPHF)
appropriations acts, would result in
Public Health Service Act (PHSA)
appropriations of approximately $106 billion
8
over the period FY2010-FY2019. However,
Substance Abuse and Mental Health Services
Administration (SAMHSA)
much of that funding—about $82 billion—is
for three programs that were in existence prior Social Security Act (SSA)
to, and whose funding was reauthorized by,
ACA; namely, the National Health Service
Corps, the federal health centers program, and the IHS.
In addition, CBO projected that both the Department of Health and Human Services (HHS) and
the Internal Revenue Service (IRS) will incur substantial costs to implement the policies and
programs established by ACA. Most of these costs will have to be funded through the annual
appropriations process. CBO estimated that the costs to the IRS of implementing the eligibility
determination, documentation, and verification processes for the health insurance subsidies will
probably total between $5 billion and $10 billion over 10 years. It further estimated that the costs
to HHS of implementing the changes in Medicare, Medicaid, and CHIP, as well as some of the
reforms to the private insurance market, will require similar amounts over 10 years.9
8
U.S. Congressional Budget Office, letter to the Honorable Jerry Lewis about the potential effects of the Patient
Protection and Affordable Care Act on discretionary spending, May 11, 2010, available at http://www.cbo.gov/ftpdocs/
114xx/doc11490/LewisLtr_HR3590.pdf. CBO’s estimate of discretionary spending includes (1) amounts specified in
ACA, plus estimated amounts for subsequent years (adjusted for anticipated inflation) where ACA specifies an amount
for the first year (FY2010 or FY2011) and authorizes SSAN for subsequent years; and (2) estimated amounts for
subsequent years (adjusted for anticipated inflation) where there is an appropriation under prior law for FY2010 and
ACA authorizes the appropriation of SSAN for later years. The CBO estimate does not include new ACA programs for
which the law provided only an authorization for the appropriation of SSAN.
9
Ibid. Section 1105 of the Health Care and Education Reconciliation Act established a Health Insurance Reform
Implementation Fund (HIRIF) within HHS and appropriated $1 billion to the Fund to implement ACA. CBO’s
estimates of the amount of discretionary funding necessary to implement ACA are in addition to the funding provided
(continued...)
Congressional Research Service
3
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
For FY2010 and FY2011, it appears that none of the new discretionary programs authorized
under ACA received funding through the regular appropriations process. However, three new
programs received mandatory funds from ACA’s Prevention and Public Health Fund (see
discussion below under “Appropriations and Trust Fund Transfers in ACA”).10
Potential Impact of Automatic Spending Reductions on
Discretionary Spending
The Budget Control Act of 2011 (BCA)11 established new budgetary enforcement mechanisms for
reducing the federal deficit by at least $2.1 trillion over the 10-year period FY2012-FY2021. The
BCA placed statutory limits, or caps, on discretionary spending for each of those 10 fiscal years,
which will save an estimated $0.9 trillion during that period. In addition, it created a Joint Select
Committee on Deficit Reduction (Joint Committee) with instructions to develop legislation to
reduce the budget deficit by at least another $1.5 trillion through FY2021. The Joint Committee
had until November 23, 2011, to approve a legislative proposal and have it considered by the
House and Senate under special procedures that would prevent amendments and limit debate in
both chambers. If a Joint Committee bill reducing the deficit by at least $1.2 billion over the
period FY2012-FY2021 is not signed into law by January 15, 2012, then automatic spending
reductions will be triggered beginning in FY2013.
On November 21, 2010, the Joint Committee announced that the group had been unable to reach
agreement on a legislative proposal to cut the deficit, raising the likelihood that automatic
spending reductions will occur.12 Under the BCA, the spending reductions would take the form of
equal cuts (in dollar terms) in defense and nondefense spending for each fiscal year over the
period FY2013-FY2021. The annual amount of spending cuts required in each of these two
categories would be divided proportionately between direct and discretionary spending. Cuts in
nonexempt direct spending programs—both defense and nondefense—would be executed
through sequestration (i.e., an across-the-board cancellation of budgetary resources).
Discretionary spending reductions in FY2013 also would be achieved through a sequestration of
nonexempt discretionary appropriations, with any reduction in funding for health centers and the
IHS capped at 2%. For each of the remaining fiscal years (i.e., FY2014-FY2021) discretionary
spending reductions would be achieved through a downward adjustment of the statutory limits for
defense and nondefense spending. In contrast to the automatic spending reductions achieved
through sequestration, lowering the annual discretionary spending limits allows Congress and the
President to determine through the annual appropriations process which accounts are to be
reduced, and by how much, in order to meet those limits. Lowering the annual spending limits
also would make it that much more of a challenge to maintain funding levels for existing
programs, let alone secure funding for new ones. For more information, see CRS Report R42051,
(...continued)
to the HIRIF.
10
The three programs are (1) Sec. 5208, Nurse-Managed Health Clinics, see Table 1; (2) Sec. 5102, State Health Care
Workforce Development Grants, see Table 2; and (3) Sec. 4201, Community Transformation Grants, see Table 3.
11
P.L. 112-25, 125 Stat. 240.
12
The Joint Committee’s statement is at http://www.deficitreduction.gov/public/index.cfm/2011/11/statement-from-cochairs-of-the-joint-select-committee-on-deficit-reduction.
Congressional Research Service
4
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Budget Control Act: Potential Impact of Automatic Spending Reduction Procedures on Health
Reform Spending, by C. Stephen Redhead.
Appropriations and Trust Fund Transfers in ACA
Separate from the discretionary funding authorities discussed in this report, ACA included
numerous provisions that appropriate billions of dollars to fund new and existing grant programs
and other activities. Several other provisions require the HHS Secretary to transfer amounts from
the Medicare Part A and Part B trust funds to support various specified activities. All these
mandatory spending provisions are summarized in a companion product, CRS Report R41301,
Appropriations and Fund Transfers in the Patient Protection and Affordable Care Act (PPACA),
by C. Stephen Redhead.
Of particular note, ACA established and appropriated billions of dollars for two new funds to help
support HHS programs and activities. First, the Community Health Center Fund (CHCF) will
provide a total of $11 billion in supplemental funding over the period FY2011-FY2015 for the
federal health centers program and the National Health Service Corps (see Table 1 and Table
2).13 A separate ACA appropriation provided $1.5 billion for health center construction and
renovation (see Table 1). Second, the Prevention and Public Health Fund (PPHF), for which ACA
provided an annual appropriation in perpetuity,14 is intended to fund prevention, wellness, and
other public health-related programs and activities authorized under the PHSA. In addition to
funding three of ACA’s new discretionary programs, PPHF funds for FY2010 and/or FY2011
were used to supplement regular appropriations for a number of other longstanding programs that
were reauthorized by the law (see Table 2 and Table 3).15
13
The CHCF will provide the following amounts to supplement regular appropriations for health center operating
grants: FY2011 = $1 billion; FY2012 = $1.2 billion; FY2013 = $1.5 billion; FY2014 = $2.2 billion; and FY2015 = $3.6
billion. It also will provide the following amounts to supplement regular appropriations for the National Health Service
Corps: FY2011 = $290 million; FY2012 = $295 million; FY2013 = $300 million; FY2014 = $305 million; and FY2015
= $310 million.
14
ACA appropriated the following amounts to the PPHF: FY2010 = $500 million; FY2011 = $750 million; FY2012 =
$1 billion; FY2013 = $1.25 billion; FY2014 = $1.5 billion; and FY2015 and each fiscal year thereafter = $2 billion.
15
For more information on the allocation of PPHF funds in FY2010 and FY2011, see CRS Report R41737, Public
Health Service (PHS) Agencies: Overview and Funding, FY2010-FY2012, coordinated by C. Stephen Redhead and
Pamela W. Smith.
Congressional Research Service
5
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 1. ACA Discretionary Funding: Health Centers and Clinics
New/Existing
Authority
(Agency)
ACA
Section
5601
Permanently
reauthorizes PHSA
Sec. 330 (HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Health centers program. Provides operating grants to health
centers serving federally designated medically underserved
populations and furnishing comprehensive primary care services,
referrals, and other services needed to facilitate access to such care,
regardless of ability to pay.
Eligibility
Community, migrant, public housing, and
homeless health centers that meet the
statutory requirements of PHSA Sec. 330.
$3.0 billion for FY2010, $3.9
billion for FY2011, $5.0
billion for FY2012, $6.5
billion for FY2013, $7.3
billion for FY2014, and $8.3
billion for FY2015; amounts
in subsequent years based
on previous year’s funding,
subject to adjustment.
SBHCs that meet certain specified criteria and
match 20% of the grant amount with nonfederal funds (unless waived). Preference may
be given to SBHCs serving children and
adolescents who have limited access to or
difficulty accessing health care.
SSAN for each of FY2010
through FY2014.
NMHCs that provide care regardless of
income or insurance status and in which
nurses provide the majority of the services. At
least one advanced practice nurse must hold
an executive management position in the
NMHC.
$50 million for FY2010, and
SSAN for each of FY2011
through FY2014.
State-based, nonprofit, public-private
partnerships that provide access to
comprehensive health care services to the
uninsured at reduced fees.
SSAN (no years specified).
FY2010 funding = $2.19 billion; FY2011 funding = $2.58 billion.
[Note: FY2011 funding = $1.58 billion in regular appropriations +
$1 billion from the CHCF. In addition, ACA appropriated $1.5
billion for the period FY2011 through FY2015 for health center
construction and renovation; see CRS Report R41301.]
4101(b)
New PHSA Sec.
399Z-1 (HRSA)
School-based health centers (SBHCs). Requires the Secretary
to award grants to fund the management and operation of SBHCs
that provide comprehensive physical and behavioral health services
to children and adolescents, subject to parental consent.
[Note: ACA Sec. 4101(a) appropriated a total of $200 million for
SBHC construction and renovation; see CRS Report R41301.]
5208
New PHSA Sec.
330A-1 (HRSA)
Nurse-managed health clinics (NMHCs). Requires the
Secretary to award grants to fund the operation of NMHCs—
associated with schools, colleges, federally qualified health centers
(FQHCs), or nonprofit health/social services agencies—that provide
comprehensive primary health care and wellness services to
vulnerable or underserved populations.
Authorization of
Appropriations
FY2010 funding = $15 million from the PPHF; FY2011 funding =
$0. [CFDA 93.515]
10504
New authority
(HRSA)
Access to affordable care demonstration program. Within
six months of enactment, requires the Secretary to establish a
three-year demonstration project in up to 10 states—each state
may receive up to $2 million—to provide access to comprehensive
health care services to the uninsured.
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
CRS-6
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 2. ACA Discretionary Funding: Health Care Workforce
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
National Health Service Corps (NHSC)
5207
Permanently
reauthorizes
PHSA Title III,
Part D, Subpart III
(HRSA)
NHSC scholarships and loan repayments. In exchange for a
commitment to work in a federally designated Health Professional
Shortage Area (HPSA), provides (1) scholarships to students
training in a primary care discipline to cover tuition, fees, other
educational costs, and a stipend; and (2) student loan repayments of
up to $50,000 a year to primary care and mental health clinicians.
FY2010 funding = $141 million; FY2011 funding = $315 million.
[Note: FY2011 funding = $25 million in regular appropriations +
$290 million from the CHCF; see CRS Report R41301. CFDA
93.162, 93.288]
(1) Scholarships: students accepted to or
enrolled in a training program for medicine,
dentistry, family nurse practitioner, nurse
midwife, or physician assistant who agree to
two to four years of service in an NHSCapproved site in a HPSA. (2) Loan
repayments: primary care, dental, and mental
health clinicians who agree to at least two
years of service in an NHSC-approved site in
a HPSA.
$320 million for FY2010,
$414 million for FY2011,
$535 million for FY2012,
$691 million for FY2013,
$893 million for FY2014,
and $1.155 billion for
FY2015; amounts in
subsequent years based on
previous year’s funding,
subject to adjustment.
(1) Training grants: public and nonprofit
private hospitals, medical schools,
academically affiliated physician assistant
training programs, and other public and
nonprofit private entities. (2) Capacity
building grants: medical schools; priority given
to entities proposing innovative approaches
to primary care training and with a record of
training primary care providers, among other
things.
For both grant programs,
$125 million for FY2010,
and SSAN for each of
FY2011 through FY2014. A
separate authorization of
$750,000 for each of
FY2010 through FY2014 is
provided for capacity
building grants to integrate
academic units.
Practicing or in-training pediatric specialists
and surgeons, and child and adolescent
mental health specialists, who agree to at
least 2 years of full-time service in a HPSA.
$30 million for each of
FY2010 through FY2014 for
loan repayments to
pediatric specialists and
surgeons; $20 million for
each of FY2010 through
FY2013 for loan repayments
to mental health providers.
Physicians
5301
Amends and
reauthorizes
PHSA Sec. 747
(HRSA)
Primary care training programs. (1) Authorizes five-year
grants to support training programs in primary care. Funds are to
be used to plan, develop and operate accredited training programs,
including residency and internship programs, in family medicine,
general internal medicine, and general pediatrics and to provide
financial assistance (e.g., traineeships). (2) Authorizes five-year
grants for primary care capacity building. Funds are to be used to
create academic units or programs that improve clinical teaching in
the primary care fields, and (in a separate authorization) to
integrate academic units to enhance interdisciplinary recruitment,
training, and faculty development.
FY2010 funding = $237 million; FY2011 funding = $39 million.
[Note: FY2010 funding = $39 million in regular appropriations +
$198 million from the PPHF; see CRS Report R41301. CFDA
93.510, 93.514, 93.884]
5203
CRS-7
New PHSA Sec.
775 (HRSA)
Pediatric specialist loan repayment program. Requires the
Secretary to implement a loan repayment program that pays up to
$35,000 for each year of service (for a maximum of three years) to
eligible individuals in exchange for a commitment to work in a
pediatric medical specialty, in pediatric surgery, or in child and
adolescent mental and behavioral health care in a medically
underserved area.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
5508(a)
New PHSA Sec.
749A (HRSA)
Teaching health centers development grants. Authorizes
three-year grants of up to $500,000 to community-based,
ambulatory care centers that establish or expand a primary care
residency training program.
FQHCs, rural health clinics, Indian health
centers, and entities receiving PHSA Title X
(family planning) funds.
$25 million for FY2010, $50
million for each of FY2011
and FY2012, and SSAN for
each fiscal year thereafter.
10501(l)
New PHSA Sec.
749B (HRSA)
Rural physician training grants. Requires the Secretary to (1)
award grants for recruiting medical students most likely to practice
in underserved rural communities and for providing rural-focused
training and experience; and (2) within 60 days of enactment, by
regulation, define underserved rural communities. [Note: HRSA
published an interim final rule on May 26, 2010 (75 Federal Register
29447).]
Medical schools; priority given to entities that
train students to practice in rural
communities, that have established
partnerships with rural community health
centers, or who submit a long-term plan for
tracking where graduates practice.
$4 million for each of
FY2010 through FY2013.
New PHSA Sec.
748; authority
previously part of
Sec. 747 (HRSA)
General, pediatric, and public health dentistry training.
Authorizes grants or contracts for dental training activities including
faculty development, financial assistance, faculty loan repayment
programs, technical assistance for pediatric dental programs, and
pre- and post-doctoral training programs in dental primary care.
Gives priority to entities that train individuals from disadvantaged
backgrounds, who have a record of placing graduates in facilities
that provide care to the underserved, or whose programs focus on
providing care to the underserved through demonstrated
partnerships with FQHCs, rural health clinics, or through having
programs focused on specific topics, such as HIV/AIDs.
Dental or dental hygiene schools; approved
residency or advanced education programs in
general, pediatric, or public health dentistry.
Eligible entities may partner with schools of
public health so that dental residents and
dental hygiene students may receive masterslevel training in public health.
$30 million for FY2010, and
SSAN for each of FY2011
through FY2015; permits
grantees to carry over funds
for up to three fiscal years.
Institutions of higher education; publicprivate entities; FQHCs; facilities operated by
the IHS or by Indian tribes or organizations;
state or county public health clinics; public
hospitals or health systems; or accredited
dental education programs.
SSAN (no years specified).
Dentistry
5303
FY2010 funding = $15 million; FY2011 funding = $15 million.
[CFDA 93.884]
5304
CRS-8
New PHSA Sec.
340G-1 (HRSA)
Alternative dental health care provider demonstration
program. Authorizes the Secretary to award 15 five-year grants of
not less than $4 million to train or employ alternative dental health
care providers (e.g., community dental health coordinators, dental
health aides) to increase access to dental health care services in
rural and other underserved communities.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
Nursing
5309(a)
Amends and
reauthorizes
PHSA Sec. 831
(HRSA)
Nurse education, practice, and quality grants. Authorizes
grants or contracts to expand enrollment in baccalaureate nursing
programs; provide training in new technologies; develop cultural
competencies; expand nursing practice arrangements in noninstitutional settings; and support nurse retention programs that
offer career advancement for nursing personnel, enhance
collaboration among nurses and other health professionals, and
promote nurse involvement in clinical decision making.
Schools of nursing, health care facilities
(including NMHCs), or partnerships of the
two.
SSAN for each of FY2010
through FY2014. See also
ACA Sec. 5312 below.
FY2010 funding = $40 million; FY2011 funding = $40 million.
[CFDA 93.359, 93.503]
5309(b)
New PHSA Sec.
831A (HRSA)
Nurse retention grants. New authority that largely duplicates
the nurse retention grant program authorized under PHSA Sec. 831
(see ACA Sec. 5309(a) above).
Schools of nursing, health care facilities
(including NMHCs), or partnerships of the
two.
SSAN for each of FY2010
through FY2012. See also
ACA Sec. 5312 below.
5311(a)
Amends and
reauthorizes
PHSA Sec. 846A
(HRSA)
Nursing faculty loan program. Authorizes loans to nursing
school students pursuing advanced degrees to become qualified
nursing faculty. Sets the annual loan limit at $35,500 for FY2010 and
FY2011; for subsequent fiscal years, the loan limit is subject to a
cost-of-attendance adjustment. Students who go on to serve as
nursing school faculty may have up to 85% of their loan repayment
cancelled.
Accredited schools of nursing may operate
the student loan programs.
SSAN for each of FY2010
through FY2014.
U.S. citizens, nationals, or lawful permanent
residents who are registered nurses and have
either already completed a master’s or
doctorate nursing program at an accredited
school of nursing or are currently enrolled
on a full-time or part-time basis in such a
program.
SSAN for each of FY2010
through FY2014.
FY2010 funding = $25 million; FY2011 funding = $25 million.
[CFDA 93.264]
5311(b)
CRS-9
New PHSA Sec.
847 (HRSA)
Nursing faculty loan repayment program. Authorizes a loan
repayment program for qualified nursing students or graduates who
agree to serve as nursing faculty for four to six years. Sets the
annual loan limit for FY2010 and FY2011 at $10,000 for individuals
with a master’s or equivalent degree in nursing ($20,000 for those
with a doctorate or equivalent degree in nursing), and an aggregate
loan limit of $40,000 for individuals with a master’s or equivalent
degree in nursing ($80,000 for those with a doctorate or equivalent
degree in nursing). Thereafter, the annual and aggregate loan limits
are subject to a cost-of-attendance adjustment.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
5312
5316
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 871;
previously Sec.
841 (HRSA)
New authority
Summary of Provision and Funding (FY2010-FY2011)
Authorization of appropriations. Reauthorizes funding for the
following PHSA Title VIII programs:
•
Sec. 811 (grants for the support of advanced education nurses,
i.e., nurse practitioners): FY2010 funding = $96 million;
FY2011 funding = $64 million. [Note: FY2010 funding = $64
million in regular appropriations + $31 million from the PPHF.
CFDA 93.124, 93.247, 93.358, 93.513]
•
Sec. 821 (grants for nursing workforce diversity): FY2010
funding = $16 million, FY2011 funding = $16 million.
[CFDA 93.178]
•
Sec. 831 (nurse education, practice, and quality grants) and
new Sec. 831A (nurse retention grants); see ACA Secs.
5309(a)&(b) above for funding amounts.
Family nurse practitioner demonstration program. Requires
the Secretary to award three-year demonstration grants, not to
exceed $600,000 a year, for programs to train nurse practitioners
as primary care providers in FQHCs and NMHCs (as defined in
ACA Sec. 5208). Preference given to bilingual individuals.
Eligibility
Authorization of
Appropriations
(1) Sec. 811: accredited programs for
advanced nurse education including combined
registered nurse masters degree programs,
authorized nurse practitioner programs,
accredited nurse midwifery programs,
accredited nurse anesthesia programs, and
other programs approved by the Secretary.
(2) Sec. 821: schools of nursing, nursing
centers, academic health centers, state or
local governments, and other appropriate
public or private nonprofit entities as
determined appropriate by the Secretary. (3)
Secs. 831 and 831A: schools of nursing,
health care facilities, or partnerships of the
two.
$338 million for FY2010,
and SSAN for each of
FY2011 through FY2016.
[Note: ACA did not
reauthorize funding for the
Sec. 846 nursing education
loan repayment and
scholarship programs.]a
FQHCs, NMHCs.
SSAN for each of FY2011
through FY2014.
Accredited institutions of higher education
that have established a partnership with a
long-term care setting (e.g., nursing home,
home and community based service
provider), as specified.
$10 million for the period
FY2011 through FY2013.
Geriatrics and Long-Term Care (LTC)
5302
CRS-10
New PHSA Sec.
747A (HRSA)
Direct care worker training. Requires the Secretary to establish
a grant program to provide new training opportunities, such as
tuition and fee assistance, for direct care workers employed in LTC
settings. Individuals who receive assistance are required to work in
the field of geriatrics, disability services, LTC services and supports,
or chronic care management for a minimum of two years.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
5305(a)
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 753 by adding
new subsections
(d)&(e) (HRSA)
Authorization of
Appropriations
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Geriatric workforce development; geriatric career
incentive awards. (1) Requires the Secretary to award no more
than 24 grants or contracts for $150,000 to eligible entities that
operate geriatric education centers to support short-term intensive
courses on geriatrics and LTC, and support training for family
caregivers and direct care workers. (2) Requires the Secretary to
award grants or contracts to eligible individuals pursuing an
advanced degree in geriatrics or a related field, in return for
agreeing to teach or practice in the field of geriatrics, LTC, or
chronic care management for a minimum of five years upon
completion of the degree.
(1) Accredited schools of allied health,
medicine, nursing, dentistry, osteopathic
medicine, optometry, podiatric medicine,
veterinary medicine, public health, or
chiropractic care; accredited graduate
programs in clinical psychology, clinical social
work, health administration, marriage and
family therapy, and counseling; and physician
assistant programs. (2) Advanced practice
nurse, clinical social worker, pharmacist, or
psychology student.
(1) $10.8 million for the
period FY2011 through
FY2014. (2) $10 million for
the period FY2011 through
FY2013.
A school of nursing, a health care facility, a
program leading to certification as a certified
nurse assistant, or a partnership of a health
care facility and one of the other two
entities.
SSAN for each of FY2010
through FY2014.
FY2010 funding = $34 million; FY2011 funding = $34 million.
[CFDA 93.156, 93.250, 93.969]
5305(c)
Amends and
reauthorizes
PHSA Sec. 865;
previously Sec.
855 (HRSA)
Geriatric nursing education and training. Provides
traineeships for individuals preparing for advanced degrees in
geriatric nursing or other nursing areas that specialize in elder care.
New PHSA Sec.
759 (HRSA)
Education and training in pain care. Authorizes a grant
program to train health professionals in pain care. [See also Table
14.]
Health professions schools, hospices, and
other public and private entities. Applicants
must agree to include training and education
on recognizing the signs and symptoms of
pain; applicable laws and policies on
controlled substances; interdisciplinary
approaches to pain care delivery; barriers to
care in underserved populations; and recent
developments in pain care.
SSAN for each of FY2010
through FY2012, to remain
available until expended.
New PHSA Sec.
776 (HRSA)
Public health workforce loan repayment program. Requires
the Secretary to establish a student loan repayment program that
pays up to $35,000 a year, or one-third of total debt, whichever is
less, to increase the supply of public health professionals.
Public health or health professionals who
agree to work for at least three years in a
public health agency or related training
fellowship.
$195 million for FY2010,
and SSAN for each of
FY2011 through FY2015.
FY2010 funding = $5 million; FY2011 funding = $5 million.
[CFDA 93.265]
Pain Care
4305(c)
Public Health
5204
CRS-11
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
5206(b)
New PHSA Sec.
777 (HRSA)
Public health and allied health scholarship program.
Authorizes grants to eligible educational entities to award
scholarships for the training of mid-career professionals in public
health and allied health. Available grant funds are to be divided
50:50 between supporting public health and allied health
professionals.
Accredited institutions that offer training
programs in public health and allied health.
$60 million for FY2010, and
SSAN for each of FY2011
through FY2015.
5313
New PHSA Sec.
399V (CDC)
Community health worker (CHW) program. Requires CDC
to award grants to promote healthy behaviors and outcomes for
populations in medically underserved communities through
programs of training and supervision of CHWs.
States and subdivisions, health departments,
free clinics, hospitals, and FQHCs; priority
given to applicants that target areas with a
high proportion of uninsured or
underinsured individuals, or with high rates of
chronic illness or infant mortality.
SSAN for each of FY2010
through FY2014.
5314
New PHSA Sec.
778 (CDC)
CDC training fellowships. Authorizes the Secretary to expand
existing CDC training fellowships in epidemiology, laboratory
science, and informatics; the Epidemic Intelligence Service (EIS); and
other training programs that meet similar objectives. [CFDA
93.065]
Participants may be placed in state and local
health agencies, and states can receive federal
assistance for loan repayment programs for
such participants.
$39.5 million for each of
FY2010 through FY2013
($24.5 million for EIS, and
$5 million each for
epidemiology, laboratory
science, and informatics).
5315
New PHSA Title
II, Part D – Secs.
271-274 (U.S.
Surgeon General)
United States Public Health Sciences Track. Authorizes the
establishment of a science track at academic sites selected by the
Secretary to award degrees that emphasize team-based service,
public health, epidemiology, and emergency preparedness and
response.
Assistance to academic institutions for
program development; tuition and stipends
for students who meet a service obligation,
including in the United States Public Health
Service (USPHS) Commissioned Corps.
Preference to students from rural
communities, and minorities.
Requires the Secretary to
transfer SSAN from the
Public Health and Social
Services Emergency Fund
for FY2010 and each fiscal
year thereafter. [Note: P.L.
112-10 prohibits any such
transfer of funds.]b
10501(m)(2)
Amends PHSA
Sec. 770 (HRSA)
Public health workforce programs. Reauthorizes funding for
existing public health workforce programs (PHSA Secs. 765-769).
They include grants for public health training centers; tuition, fees,
and stipends for traineeships in public health and in health
administration; and residency programs in preventive medicine and
dental public health. Several programs mention preference for
underserved communities or underrepresented minorities.
Eligible entities for each program are
stipulated and generally include accredited
academic institutions, but may also include
state, local and tribal public health
departments and/or other private nonprofit
entities.
$43 million for FY2011, and
SSAN for each of FY2012
through FY2015.
FY2010 funding = $25 million; FY2011 funding = $30 million.
[Note: Funding for FY2010 and FY2011 included $15 million and
$20 million from the PPHF, respectively. CFDA 93.117, 93.236,
93.249, 93.516, 93.964]
CRS-12
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
5210
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 203 (U.S.
Surgeon General)
Summary of Provision and Funding (FY2010-FY2011)
USPHS Commissioned Corps. Establishes a Ready Reserve
Corps of officers who are subject to involuntary call to active duty
(including for training) by the Surgeon General, in order to bolster
the available workforce for both routine and emergency public
health missions.
Eligibility
Authorization of
Appropriations
Not applicable.
$17.5 million for each of
FY2010 through FY2014 ($5
million for recruitment and
training, $12.5 million for
the Ready Reserve Corps).
Workforce Diversity/Health Disparities
5307(a)
Amends and
reauthorizes
PHSA Sec. 741
(HRSA)
Cultural competency, prevention, public health,
disparities, and individuals with disability training.
Authorizes grants, contracts, or cooperative agreements under
PHSA Title VII (Health Professions Education) for the development
and evaluation of research, demonstration projects, and model
curricula that provide training in cultural competency, prevention,
public health proficiency, reducing health disparities, and aptitude
for working with individuals with disabilities.
Health professions schools, academic health
centers, state or local governments, or other
appropriate public or private nonprofit
entities (or consortia of such entities).
SSAN for each of FY2010
through FY2015.
5307(b)
Amends and
reauthorizes
PHSA Sec. 807
(HRSA)
Cultural competency, prevention, public health,
disparities, and individuals with disability training.
Authorizes grants, contracts, or cooperative agreements under
PHSA Title VIII (Nursing Workforce Development) for the
development and evaluation of research, demonstration projects,
and model curricula that provide training in cultural competency,
prevention, public health proficiency, reducing health disparities,
and aptitude for working with individuals with disabilities. The
Secretary is required to coordinate this program with the one
authorized under PHSA Sec. 741.
Nursing schools, academic health centers,
state or local governments, or other
appropriate public or private nonprofit
entities.
SSAN for each of FY2010
through FY2015.
5401
Amends and
reauthorizes
PHSA Sec. 736
(HRSA)
Centers of excellence (COE). Requires the Secretary to fund
COE; i.e., centers that sponsor programs related to the
recruitment, training and retention of underrepresented minorities
in the health professions.
Health professions schools that recruit,
enroll, and graduate underrepresented
minorities or who have increased the
recruitment of underrepresented minorities
serving in faculty or administrative positions.
$50 million for each of
FY2010 through FY2015,
and SSAN for each
subsequent fiscal year.
FY2010 funding = $25 million; FY2011 funding = $24 million.
[CFDA 93.157]
CRS-13
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
5402
5403(a)
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 740 (HRSA)
Amends and
reauthorizes
PHSA Sec. 751
(HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Authorization of appropriations for diversity programs.
Reauthorizes appropriations for the following PHSA Title VII
programs:
•
Sec. 737 (scholarships for disadvantaged students): FY2010
funding = $49 million; FY2011 funding = $49 million.
[CFDA 93.925]
•
Sec. 738 (faculty loan repayments and fellowships): FY2010
funding = $1 million; FY2011 funding = $1 million. [CFDA
93.923]
•
Sec. 739 (educational assistance for individuals from
disadvantaged backgrounds): FY2010 funding = $22 million;
FY2011 funding = $22 million. [CFDA 93.822]
Area Health Education Centers (AHECs). Requires the
Secretary to award grants (with a matching requirement) of at least
$250,000 to (1) plan, develop, and operate AHEC programs; and
(2) to maintain and improve the effectiveness of existing AHEC
programs. AHECs recruit, train, and prepare individuals from
minority populations or from disadvantaged or rural backgrounds
to work in medically underserved areas.
Eligibility
Authorization of
Appropriations
Sec. 737: health professions schools. Sec. 738:
individuals from disadvantaged backgrounds
who are in their final year of study or have a
degree from an accredited health professions
school. Sec. 739: health professions schools.
For Sec. 737, $51 million for
FY2010, and SSAN for each
of FY2011 through FY2014.
For Sec. 738, $5 million for
each of FY2010 through
FY2014. For Sec. 739, $60
million for FY2010, and
SSAN for each of FY2011
through FY2014.
Medical and nursing schools.
$125 million for each of
FY2010 through FY2014;
funds may be carried over
for up to three fiscal years.
Health professions schools, academic health
centers, state or local governments, or other
public or nonprofit entities participating in
training activities.
$5 million for each of
FY2010 through FY2014,
and SSAN for each
subsequent fiscal year.
FY2010 funding = $33 million; FY2011 funding = $33 million.
[CFDA 93.107, 93.824]
5403(b)
CRS-14
New PHSA Sec.
752 (HRSA)
Continuing educational support for health professionals
serving in underserved communities. Requires the Secretary
to award grants to enhance education through distance learning,
continuing education, collaborative conferences, and telehealth,
with a focus on primary care. [CFDA 93.189]
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
Mental and Behavioral Health
5306
Redesignates
PHSA Sec. 756 as
Sec. 757, and adds
a new Sec. 756
(HRSA)
Mental and behavioral health education and training
grants. Authorizes grants for the recruitment and education of
students in social work, interdisciplinary psychology training, and
internships or other field placement programs related to child and
adolescent mental health. Priority for social work grants given to
schools of social work meeting certain criteria such as recruiting
from and placing graduates into areas with a high-need and highdemand population. Priority for psychology grants given to
institutions that focus on the needs of specified vulnerable groups.
Priority for grants to train professional and paraprofessional child
and adolescent mental health workers given to applicants that can,
among other things, assess workforce needs and that have
programs designed to increase the number of child and adolescent
mental health workers serving high-priority populations.
Historically black colleges and universities
(HBCUs) or other minority-serving
institutions. Institutions of higher education
that have knowledge, understanding and
participation of individuals and groups from
different racial, ethnic, cultural, geographic,
religious, linguistic, and class backgrounds,
and different genders and sexual orientations;
and that have internship or other field
placement programs that prioritize cultural
and linguistic competency. State-licensed
mental health organizations to train
paraprofessional child and adolescent mental
health workers.
$35 million for the period of
FY2010 through FY2013 ($8
million for training in social
work, $12 million for
training in graduate
psychology, $10 million for
training in professional child
and adolescent mental
health, and $5 million for
training in paraprofessional
child and adolescent mental
health).
FY2010 funding = $3 million, FY2011 funding = $3 million.
[CFDA 93.189]
Policy and Planning
5101
New authority
National Health Care Workforce Commission. Establishes a
15-member commission focused on evaluating and meeting the
need for health care workers in the United States. The commission
is required to conduct studies, produce annual reports beginning in
2011, and make recommendations on high-priority topics related to
the health care workforce.
Not applicable.
SSAN (no years specified).
5102
New authority
(HRSA)
State health care workforce development grants. Establishes
a matching grants program for state partnerships to plan and
implement activities leading to coherent and comprehensive health
care workforce development strategies at the state and local levels.
Planning grants of up to $150,000 are for up to one year and
require a 15% match. Implementation grants are for up to two
years (with up to one additional year of funding) and require a 25%
match.
A state workforce investment board that
includes certain specified members.
For planning grants, $8
million for FY2010, and
SSAN for each subsequent
fiscal year. For
implementation grants, $150
million for FY2010, and
SSAN for each subsequent
fiscal year.
FY2010 funding = $6 million from the PPHF; FY2011 funding =
$0. [CFDA 93.509]
CRS-15
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
New/Existing
Authority
(Agency)
ACA
Section
5103
Amends and
reauthorizes
PHSA Sec. 761
(HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Health care workforce program assessment. Requires the
Secretary to establish a National Center for Health Care
Workforce Analysis, award grants to support state and regional
centers for health workforce analysis, and increase funding for
longitudinal evaluations of specified individuals who have received
education, training, or financial assistance from programs under
PHSA Title VII.
FY2010 funding = $3 million; FY2011 funding = $3 million.
[Includes funding for Sec. 792 (health professions data) and Sec. 806
(nursing grant program data). CFDA 93.300]
Eligibility
State and regional centers for health
workforce analysis: states, state workforce
investment boards, public health or health
professions schools, academic health centers,
or appropriate public or private nonprofit
entities.
Authorization of
Appropriations
For the National Center,
$7.5 million for each of
FY2010 through FY2014; for
state and regional centers,
$4.5 million for each of
FY2010 through FY2014;
and for longitudinal
evaluations, SSAN for
FY2010 through FY2014.
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
a.
The nursing education loan repayment program repays 60% of a registered nurse’s educational loans in return for a two-year commitment to work in a health care
facility with a critical shortage of nurses. Participants may have an additional 25% of their loan repaid in exchange for one more year of service. The nurse scholarship
program offer scholarships to individuals attending nursing school in exchange for at least two years working in a health care facility with a critical shortage of nurses.
Together the two programs, authorized under PHSA Sec. 846, received $94 million in FY2010 and $93 million in FY2011. The authorization of appropriations for Sec.
846 expired at the end of FY2007 and was not reauthorized by ACA.
b.
The Department of Defense and Full-Year Continuing Appropriations Act, 2011 (P.L. 112-10, Div. B, Sec. 1828) prohibited the transfer of funds from the Public Health
and Social Services Emergency Fund (PHSSEF) to support the U.S. Public Health Sciences Track. The PHSSEF is an HHS account administered by the Secretary.
Congress has historically used the PHSSEF to provide one-time funding for non-routine activities. Each fiscal year, Congress appropriates amounts to the PHSSEF for
specified purposes. ACA did not authorize or appropriate funds to the PHSSEF.
CRS-16
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 3. ACA Discretionary Funding: Prevention and Wellness
ACA
Section
New/Existing
Authority
(Agency)
Authorization of
Appropriations
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
New PHSA
Secs. 229 (OS),
310A (CDC),
925 (AHRQ);
new SSA Sec.
713 (HRSA);
and new
FFDCA Sec.
1011 (FDA).
Reauthorizes
PHSA Secs.
486(a) (NIH)
and 501(f)
(SAMHSA).
Offices of Women’s Health. Establishes or reauthorizes offices
of women’s health in OS, CDC, AHRQ, HRSA, FDA, NIH, and
SAMHSA. Grants, agreements, or contracts may be awarded for
activities of the OS office to establish an information center and
coordinating committee. Activities of other offices include
recommendations regarding grant-making through other agency
accounts, not direct grant-making.
OS grants, agreements, and contracts may be
awarded to public and private entities,
agencies, and organizations.
For most offices, SSAN for
each of FY2010 through
FY2014. For NIH and
SAMHSA offices, SSAN (no
years specified).
4003
Amends PHSA
Sec. 915(a)
(AHRQ). New
PHSA Sec. 399U
(CDC).
Clinical and community preventive services task forces.
Reauthorizes and expands the authority for the U.S. Preventive
Services Task Force (USPSTF) to review and recommend effective
clinical preventive services. Provides explicit statutory authority for
the existing Task Force on Community Preventive Services (TFCPS)
to review and recommend effective community-based interventions.
Not applicable.
SSAN for each fiscal year to
carry out the activities of the
USPSTF and the TFCPS.
4004
New authority
Education and outreach regarding prevention. Requires the
Secretary to carry out various specified communications activities
regarding health promotion and disease prevention, for common
and serious chronic health problems. They include establishing,
within one year of enactment, a national media campaign on health
promotion and disease prevention.
Mentions awarding contracts, but does not
specify eligibility criteria.
SSAN for each fiscal year; no
more than $500 million
total.
4102(a)
New PHSA
Secs. 399LL,
399LL-1, and
399LL-2 (CDC)
Oral health activities. Requires CDC, subject to appropriations,
to fund a five-year national oral health education campaign, and
award grants for dental caries disease management programs,
among other things.
Community-based providers of dental
services, including public or private entities.
SSAN (no years specified).
Community-Based Prevention
3509/3511
CRS-17
Funding for the OS Office on Women’s Health = $43 million
for FY2010 and for FY2011. Funding for the NIH Office of
Research on Women’s Health = $34 million for FY2010 and for
FY2011.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
4102(b)
New/Existing
Authority
(Agency)
Amends PHSA
Sec. 317M(c)
(CDC, HRSA)
Authorization of
Appropriations
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
School-based dental sealant program. Amends the existing
school-based dental sealant grant program, which was discretionary,
by requiring the Secretary to award grants to the 50 states and to
Indian tribes for school-based dental sealant programs.
Grants must be awarded to each of the 50
states and territories, and to Indians, Indian
tribes, tribal organizations, and urban Indian
organizations. Preference given to urban
districts with high participation rates in school
meals programs, and rural districts with high
poverty levels (as defined).
Authority expired at end of
FY2005; ACA does not
authorize new funding.
Funding for all CDC’s oral health programs under Sec. 317M:
FY2010 = $15 million; FY2011 = $15 million.
4102(c)
Amends PHSA
Sec. 317M by
adding a new
subsection (d)
(CDC)
Oral health infrastructure. Requires the Secretary to enter into
cooperative agreements to establish oral health leadership and
programs to improve oral health.
States, territories, and tribal entities.
SSAN for FY2010 through
FY2014.
4102(d)
New authority
(CDC, AHRQ)
Oral health surveillance. Requires the Secretary to expand the
following surveillance systems to include more information on oral
health: Pregnancy Risk Assessment Monitoring System (PRAMS);
National Health and Nutrition Examination Survey (NHANES);
National Oral Health Surveillance System (NOHSS); and Medical
Expenditure Panel Survey (MEPS).
Not applicable.
SSAN (no years specified)
for PRAMS; SSAN for each
of FY2010 through FY2014
for NOHSS; no explicit
authorization of
appropriations for
NHANES/MEPS expansion.
4201
New authority
(CDC)
Community transformation grants. Requires CDC to fund
competitive grants for the implementation, evaluation, and
dissemination of evidence-based community preventive health
activities.
State or local government agencies or
nonprofit organizations, networks of
community-based organizations, and Indian
tribes.
SSAN for each of FY2010
through FY2014.
FY2011 funding = $145 million from the PPHF. [CFDA 93.531]
4202(a)
New authority
(CDC)
Community wellness pilot program. Requires CDC to award
grants for five-year pilot programs to provide community
prevention interventions, screenings, and clinical referrals for
individuals between 55 and 64 years of age.
State or local health departments, and Indian
tribes.
SSAN for each of FY2010
through FY2014.
4204
Amends PHSA
Sec. 317 and
adds a new
subsection (m)
(CDC)
Immunization programs. Provides explicit authority for states
to purchase vaccines at prices negotiated by Secretary. Permanently
reauthorizes state immunization grants. Requires new immunization
demonstration grants.
States, political subdivisions, and other public
entities.
SSAN for each of FY2010
through FY2014 for
demonstration grants; SSAN
(no years specified) for
other authorities.
CRS-18
Funding for the Sec. 317 vaccination program: FY2010 = $561
million; FY2011 = $589 million. [Note: FY2011 funding = $489
million in regular appropriations + $100 million from the PPHF.
CFDA 93.268]
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
4206
Amends PHSA
Sec. 330 by
adding a new
subsection (s)
Individualized wellness plan demonstration program.
Requires the Secretary to establish a pilot program in not more
than 10 community health centers to test the impact of providing
at-risk individuals who use the centers with individualized wellness
plans.
Community health centers.
SSAN (no years specified).
4304
New PHSA Sec.
2821 (CDC)
Epidemiology and laboratory capacity grants. Codifies
existing grant program to strengthen national epidemiology,
laboratory, and information management capacity for the response
to infectious diseases and other conditions of public health
importance.
State, local, or tribal health departments,
tribal jurisdictions, or academic centers that
meet CDC-specified criteria.
$190 million for each of
FY2010 through FY2013 (at
least $95 million for
epidemiology, $60 million
for information management,
and $32 million for
laboratories).
10334
Amends PHSA
Sec. 1707 (OS)
and PHSA Title
IV (NIH)
Offices of Minority Health. Elevates the existing OS Office of
Minority Health and NIH National Center on Minority Health and
Health Disparities (NCMHD); instructs the OS office to award
grants and undertake other activities to improve minority health
status; and gives the new NIH National Institute on Minority Health
and Health Disparities (NIMHD) responsibility for minority health
disparities research and other health disparities research at NIH.
For OS office: public and nonprofit private
entities, federal agencies, and organizations
that are indigenous human resource providers
in communities of color. For the NIH
Institute, grantee eligibility criteria are not
stipulated.
SSAN for each of FY2011
through FY2016 for OS
office.
Funding for the NIMHD = $211 million for FY2010, and $210
million for FY2011. Funding for the OS Office of Minority
Health = $56 million for FY2010 and for FY2011.
10407
New authority
(CDC)
Diabetes activities. Requires CDC to conduct several diabetes
prevention activities including state assessments, vital statistics,
physician education, and funding of an Institute of Medicine (IOM)
report.
Not applicable.
SSAN (no years specified).
10411
New PHSA
Secs. 399V-2
(CDC) and 425
(NIH)
Congenital heart disease programs. Authorizes CDC to
establish a National Congenital Heart Disease Surveillance System
(NCHDSS), or to award one grant to establish such a system.
Authorizes NIH to expand and coordinate research on congenital
heart disease.
NCHDSS grantee must be a public or private
nonprofit entity with experience in congenital
heart disease. NIH must consider the
application of research to minority and
medically underserved populations.
SSAN for each of FY2011
through FY2015 for both the
surveillance system and the
expanded research program.
10412
Reauthorizes
PHSA Sec. 312
(HRSA)
Public access defibrillation programs. Reauthorizes a program
of grants for public access defibrillation programs, including
equipment purchase and training.
States and political subdivisions, Indian tribes,
and tribal organizations.
$25 million for each of
FY2003 through FY2014.
FY2010 funding = $2.5 million; FY2011 funding = $236,000.
CRS-19
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
New/Existing
Authority
(Agency)
ACA
Section
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
10413
New PHSA Sec.
399NN (OS,
CDC)
Young women’s breast health awareness. Among other
things, requires CDC to conduct an education campaign and award
grants for a media campaign regarding breast health in young
women, and to conduct prevention research; requires the Secretary
to award grants to provide education and assistance to young
women diagnosed with breast disease.
Media campaign grants; not stated. Assistance
grants; organizations and institutions, priority
to those that deal specifically with breast
cancer and pre-neoplastic breast disease in
young women.
$9 million for each of
FY2010 through FY2014.
10501(g)
New PHSA Sec.
399V-3 (CDC)
National diabetes prevention program. Among other things,
requires the Secretary to award grants for community-based
diabetes prevention program model sites.
State or local health departments, tribal
organizations, national networks of
community-based nonprofits, academic
institutions, or other entities as determined
by the Secretary.
SSAN for each of FY2010
through FY2014.
Workplace wellness program grants. Requires the Secretary
to award grants to eligible small employers to provide their
employees with access to comprehensive workplace wellness
programs.
Employers of fewer than 100 employees (who
work 25 or more hours per week) that do
not already provide a wellness program.
$200 million for the period
of FY2011 through FY2015,
to remain available until
expended.
Workplace Wellness
10408
New authority
(CDC)
[Note: For FY2011, $10 million was transferred from the PPHF to
establish and evaluate workplace wellness programs. The funding
announcement did not mention ACA Sec. 10408, nor were the
funds limited to small employers.]
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from the HHS
agency FY2011 operating plans, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency FY2012 congressional budget justification
documents, available at http://www.hhs.gov/about/hhsbudget.html.
CRS-20
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 4. ACA Discretionary Funding: Maternal and Child Health
New/Existing
Authority
(Agency)
New SSA Sec.
512 (HRSA)
ACA
Section
2952(b)
Summary of Provision and Funding (FY2010-FY2011)
Services to individuals with a postpartum condition.
Authorizes grants to establish, operate and coordinate effective and
cost-efficient systems for the delivery of essential services to
individuals with, or at risk of, postpartum depression and their
families.
Eligibility
Public or nonprofit private entities, state or
local government public-private partnerships,
recipients of Healthy Start grants, public or
nonprofit private hospitals, community-based
organizations, hospices, ambulatory care
facilities, community health centers, migrant
health centers, public housing, primary care
centers, and homeless health centers.
Authorization of
Appropriations
$3 million for FY2010, and
SSAN for each of FY2011
and FY2012.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 5. ACA Discretionary Funding: Health Care Quality
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
Quality Measure Development, Analysis, and Public Reporting
3013(a)&(c)
New PHSA 931
(AHRQ)
Quality measure development. Requires the Secretary, in
consultation with AHRQ and CMS, to (1) identify gaps where no
quality measures exist or where existing measures need
improvement, updating or expansion consistent with the National
Strategy for Quality Improvement; and (2) fund or enter into
agreements with eligible entities for purposes of developing,
improving, updating, or expanding quality measures in areas
identified as gap areas.
Entities with demonstrated expertise in
measure development and evaluation, which
have adopted processes that incorporate the
views of measure users, as well as those
assessed by the measures, into the
development process.
$75 million for each of
FY2010 through FY2014, to
remain available until
expended. At least 50% of
the amounts appropriated
must be used pursuant to
SSA Sec. 1890A(e), as added
by ACA Sec. 3013(b). See
below.
3013(b)
Amends new
SSA Sec. 1890A,
as added by
ACA Sec.
3014(b), by
adding a new
subsection (e)
(CMS)
Quality and efficiency measures development. Requires CMS,
in consultation with AHRQ, through contracts, to develop quality
and efficiency measures as determined appropriate for use under
the SSA.
Not specified.
See ACA Sec. 3013(a)&(c)
above.
CRS-21
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
3015
New PHSA Sec.
399II
Collection and analysis of data for quality and resource use
measures. Requires the Secretary to establish and implement an
overall strategic framework to carry out the public reporting of
performance information. Requires the Secretary to collect and
aggregate consistent data on quality and resource use measures, and
authorizes the Secretary to award grants or contracts for this
purpose. Authorizes the Secretary to award grants or contracts to
eligible entities to support new, or improve existing, efforts to
collect and aggregate quality and resource use measures.
Multi-stakeholder entities that coordinate
methods and plans for the consistent
reporting of summary quality and cost
information and that are capable of submitting
such summary data for a particular population
and providers. Awards may only be made to
entities that enable summary data that can be
integrated and compared across multiple
sources.
SSAN for each of FY2010
through FY2014.
3015
New PHSA Sec.
399JJ
Public reporting of performance information. Requires the
Secretary to make available to the public, through standardized
websites, performance information summarizing data on quality
measures. The information must include clinical conditions to the
extent such data is available and, where appropriate, be providerspecific and sufficiently disaggregated and specific to meet the needs
of patients with different clinical conditions.
Not applicable.
SSAN for each of FY2010
through FY2014.
Quality Improvement Research, Training, and Implementation
3501
New PHSA Sec.
933 (AHRQ)
Health care delivery system research. Requires AHRQ to (1)
identify, develop, evaluate, and disseminate innovative strategies for
quality improvement practices in the delivery of health care services
that represent best practice; (2) support research on health care
delivery improvement and facilitate adoption of best practices; and
(3) make the research findings available to the public; among other
specified functions.
Not specified.
$20 million for FY2010
through FY2014.
3501/3511
New PHSA Sec.
934 (AHRQ)
Quality improvement technical assistance and
implementation. Requires AHRQ to award technical assistance
grants (with a matching requirement) to entities that deliver health
care to help them understand, adapt, and implement the models and
practices identified by the research conducted by the agency.
May be a health care provider, professional
society, health care worker organization,
Indian health organization, quality
improvement organization, patient safety
organization, local quality improvement
collaborative, the Joint Commission, academic
health center, university, physician-based
research network, primary care extension
program, or an IHS program; and must have
demonstrated expertise in providing
information and technical support and
assistance to health care providers regarding
quality improvement.
SSAN (no years specified).
CRS-22
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
New/Existing
Authority
(Agency)
3508/3511
New authority
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
Quality and patient safety training. Authorizes the Secretary
to award demonstration grants (with a matching requirement) to
eligible entities or consortia to develop and implement academic
curricula that integrate quality improvement and patient safety into
clinical education of health professionals.
Health professional schools; schools of public
health, social work, nursing, pharmacy or
health care administration; institutions with a
graduate medical education program.
SSAN (no years specified).
Health Care Coordination
3502/3511
New authority
Community health team grants to support medical homes.
Requires the Secretary to award grants to or enter into contracts
with eligible entities to support community-based interdisciplinary,
interprofessional health teams in assisting primary care practices.
Funding must be used to establish the health teams and to provide
capitated payments to the providers.
States or state-designated entities; Indian
tribes or tribal organizations.
SSAN (no years specified).
3503/3511
New PHSA Sec.
935 (AHRQ)
Medication therapy management (MTM) grants. Requires
the Secretary, not later than May 1, 2010, to provide grants to
support MTM services provided by licensed pharmacists that are
targeted at patients who take four or more prescribed medications,
take high-risk medications, have two or more chronic diseases, or
have undergone a transition of care or other factors that are likely
to create a high risk for medication-related problems.
Entities that provide a setting appropriate for
MTM services and that submit a plan for
achieving long-term financial sustainability.
SSAN (no years specified).
3506
New PHSA Sec.
936 (AHRQ)
Program to facilitate shared decision making. Requires the
Secretary, through a contract, to develop and identify standards for
patient decision aids, to review patient decision aids, and develop a
certification process for determining whether patient decision aids
meet those standards. Further requires the Secretary to (1) award
grants or contracts to develop, update, and produce patient
decision aids, to test such materials to ensure they are balanced and
evidence-based, and to educate providers on their use; and (2) to
award grants for establishing Shared Decision Making Resource
Centers to develop and disseminate best practices to speed
adoption and effective use of patient decision aids and shared
decision making. Also requires the Secretary to award grants to
providers for the development and implementation of shared
decision-making techniques.
The standards and certification contract is to
be awarded to the entity that holds the
contract under SSA Sec. 1890 (currently the
National Quality Forum). Eligible grantees are
not specified.
SSAN for FY2010 and each
subsequent fiscal year.
CRS-23
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
ACA
Section
3510
New/Existing
Authority
(Agency)
Amends and
reauthorizes
PHSA Sec. 340A
(HRSA)
Authorization of
Appropriations
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Patient navigator program. Prohibits the Secretary from
awarding a grant to an entity under this section unless the entity
provides assurances that patient navigators recruited, assigned,
trained, or employed using these grant funds meet certain minimum
core proficiencies.
A public or nonprofit private health center
(including an FQHC), IHS facility, hospital,
cancer center, rural health clinic, academic
health center, or a nonprofit entity that
partners or coordinates referrals with such a
facility to provide patient navigator services.
$3.5 million for FY2010, and
SSAN for each of FY2011
through FY2015.
FY2010 funding = $5 million; FY2011 funding = $5 million.
[CFDA 93.191]
5405
New PHSA Sec.
399V-1 (AHRQ)
Primary care extension program. Requires the Secretary to
establish a Primary Care Extension Program to award state planning
and implementation grants for Primary Care Extension Program
State Hubs, consisting of the state health department and other
specified entities. State hubs must contract with and provide grant
funds to county and local entities to serve as Primary Care
Extension Agencies that assist primary care providers in
implementing patient-centered medical homes and develop and
support primary care learning communities, among other functions.
States or multistate entities.
$120 million for each of
FY2011 and FY2012, and
SSAN for each of FY2013
and FY2014.
5604
New PHSA Sec.
520K
(SAMHSA)
Co-locating primary and specialty care in communitybased mental health settings. Requires the Secretary to fund
demonstration projects for providing coordinated and integrated
services to individuals with mental illness and co-occurring chronic
diseases through the co-location of primary and specialty care
services in community-based mental and behavioral health settings.
Qualified community mental health programs.
$50 million for FY2010, and
SSAN for each of FY2011
through FY2014.
10333
New PHSA Sec.
340H
Community-based collaborative care network program.
Authorizes the Secretary to award grants to eligible entities to
support community-based collaborative care networks (CCN).
An eligible CCN is a consortium of health
care providers with a joint governance
structure that provides comprehensive
coordinated and integrated health care
services (as defined by the Secretary) for lowincome populations. CCNs must include a
safety net hospital and all FQHCs in the
community, as specified.
SSAN for each of FY2011
through FY2015.
CRS-24
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
New/Existing
Authority
(Agency)
ACA
Section
10410
New PHSA Sec.
520B
(SAMHSA)
Summary of Provision and Funding (FY2010-FY2011)
Centers of excellence for depression. Requires SAMHSA to
award five-year grants (with a matching requirement) on a
competitive basis to eligible entities to establish national centers of
excellence for depression. One grantee is to be designated as the
coordinating center and required to establish and maintain a
national database. Centers of excellence may receive a grant of up
to $5 million; the coordinating center may receive a grant of up to
$10 million.
Eligibility
Institutions of higher education; public or
private nonprofit research institutions.
Authorization of
Appropriations
$100 million for each of
FY2011 through FY2015,
and $150 million for each of
FY2016 through FY2020.
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
Table 6. ACA Discretionary Funding: Nursing Homes
ACA
Section
New/Existing
Authority
(Agency)
6112
New authority
National independent monitor demonstration program.
Requires the Secretary, within one year of enactment, to implement
a two-year demonstration to develop, test, and implement an
independent monitoring program to oversee interstate and large
intrastate chains of skilled nursing facilities (SNFs) and nursing
facilities (NFs).
Duties of the independent monitor are
stipulated, but eligibility criteria are not.
SSAN (no years specified); a
monitored chain must
contribute a portion of costs
of the demonstration, as
determined by the Secretary.
6114
New authority
Culture change and information technology demonstration
programs. Requires the Secretary, within one year of enactment,
to award one or more competitive grants to support each of the
following two three-year demonstration projects for SNFs and NFs:
(1) develop best practices for culture change (i.e., patient-centric
models of care); and (2) develop best practices for the use of health
information technology.
Facility-based settings.
SSAN (no years specified).
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-25
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 7. ACA Discretionary Funding: Health Disparities Data Collection
New/Existing
Authority
(Agency)
ACA
Section
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
4302(a)
New PHSA
Title XXXI and
Sec. 3101
Health disparities data collection and analysis. Not later than
two years after enactment, requires federally conducted and
supported health programs and surveys, to the extent practicable,
to collect and report data on race, ethnicity, sex, primary language,
and disability status, as well as other demographic data on health
disparities as deemed appropriate by the Secretary. Requires the
Secretary to adopt standards for the measurement and collection of
such data. Requires the Secretary to analyze the data collected on
health disparities; provide for the public reporting and dissemination
of the data and analyses; and safeguard the privacy of the
information. [Note: On June 29, 2011, HHS announced new draft
standards for collecting and reporting health disparities data, and
announced plans to begin collecting health data on lesbian, gay,
bisexual, and transgender (LGBT) populations. See
http://www.hhs.gov/news/press/2011pres/06/20110629a.html.]
Not applicable.
SSAN for each of FY2010
through FY2014; however,
data may not be collected
unless funds are directly
appropriated for such
purpose.
5605
New authority
Key national indicators. Establishes a Commission on Key
National Indicators composed of eight members appointed by
Congress. [Note: The Commission members were appointed in
Dec. 2010. See http://www.stateoftheusa.org/content/commissionon-key-national-ind.php.] Requires the commission to contract with
the National Academy of Sciences to review available public and
private sector research on key national indicator set selection and
determine how best to establish a key national indicator system,
among other things. Mandates a Government Accountability Office
(GAO) study of previous efforts by public, private, or foreign
entities to develop best practices for a key national indicator
system. [Note: GAO released its study in March 2011. See
http://www.gao.gov/new.items/d11396.pdf.]
National Academy of Sciences.
$10 million for FY2010, and
$7.5 million for each of
FY2011 through FY2018,
with amounts appropriated
to remain available until
expended.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-26
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 8. ACA Discretionary Funding: Emergency Care
New/Existing
Authority
(Agency)
ACA
Section
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
3504(a)
New PHSA Sec.
1204 (OS)
Regional systems for emergency care. Requires the Assistant
Secretary for Preparedness and Response to award at least four
multi-year contracts or grants (with matching requirement) for pilot
projects to improve regional coordination of emergency services.
States (or a partnership of one or more
states and one or more localities) and Indian
tribes (or a partnership of one or more
tribes). Priority given to entities that serve a
medically underserved population.
$24 million for each of
FY2010 through FY2014 for
PHSA Title XII Parts A and B
(i.e., Secs. 1201-1222).
3504(b)
New PHSA Sec.
498D (NIH,
AHRQ, HRSA,
CDC)
Emergency medicine research. Requires the Secretary to
expand and accelerate basic, translational, and service delivery
research on emergency medical care systems and emergency
medicine, including pediatric emergency medical care. Also requires
the Secretary to support research on the economic impact of
coordinated emergency care systems.
Not specified.
SSAN for each of FY2010
through FY2014.
3505(a)
Amends and
reauthorizes
PHSA Secs.
1241-1245
(HRSA)
Trauma care centers. Requires the Secretary to establish
separate grant programs for trauma care centers to (1) help defray
substantial uncompensated care costs, (2) further the core missions
of trauma care centers, and (3) provide emergency relief to ensure
the continued availability of trauma services.
Qualified public nonprofit IHS, Indian tribal,
and urban Indian trauma centers.
$100 million for FY2009, and
SSAN for each of FY2010
through FY2015.
3505(b)
New PHSA
Secs. 1281-1282
(HRSA)
Trauma service availability grants. Requires the Secretary to
award grants to states for the purpose of supporting trauma-related
physician specialties and broadening access to and availability of
trauma care services.
Grants are awarded to states to fund (1) a
public or nonprofit trauma center, (2) a safety
net public or nonprofit trauma center, or (3)
a hospital in an underserved area (as defined
by the state) that seeks to establish new
trauma services. States must use at least 40%
of the amount awarded in a fiscal year for
grants to safety net trauma centers.
$100 million for each of
FY2010 through FY2015.
5603
Amends and
reauthorizes
PHSA Sec. 1910
(HRSA)
Children’s emergency medical services demonstration
grants. Expands emergency services for children who need
treatment for trauma or critical care by lengthening the period for
demonstration grants to four years (with an optional fifth year).
States or accredited schools of medicine.
$25 million for FY2010,
$26.3 million for FY2011,
$27.6 million for FY2012,
$28.9 million for FY2013,
and $30.4 million for
FY2014.
FY2010 funding = $22 million; FY2011 funding = $22 million.
[CFDA 93.127]
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
CRS-27
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 9. ACA Discretionary Funding: Elder Justice
ACA
Section
6703(a)
New/Existing
Authority
(Agency)
New SSA Sec.
2021 (OS)
6703(a)
New SSA Sec.
2022
6703(a)
New SSA Sec.
2024
6703(a)
New SSA Sec.
2031
6703(a)
New SSA Sec.
2041(a)
6703(a)
New SSA Sec.
2041(b)
6703(a)
New SSA Sec.
2041(c)
CRS-28
Summary of Provision and Funding (FY2010-FY2011)
Elder Justice Coordinating Council. Establishes an Elder Justice
Coordinating Council to include the Secretary as chair and the U.S.
Attorney General, as well as the head of each federal department or
agency, identified by the chair, as having administrative responsibility
or administering programs related to elder abuse, neglect, and
exploitation.
Advisory Board on Elder Abuse, Neglect, and Exploitation.
Establishes an advisory board to create a short- and long-term
multidisciplinary plan for development of the field of elder justice
and to make recommendations to the Elder Justice Coordinating
Council.
Authorization of appropriations. Authorizes funding for new
SSA Secs. 2021 (Coordinating Council), 2022 (Advisory Board), and
2023 (human subject protection guidelines for researchers).
Forensic centers and expertise. Requires the Secretary to
award grants to eligible entities to establish and operate stationary
and mobile forensic centers and to develop forensic expertise
pertaining to elder abuse, neglect, and exploitation.
Incentives for LTC staffing. Requires the Secretary to award
grants to carry out activities for individuals to train for, seek, and
maintain employment providing direct care in LTC facilities; and to
award grants to conduct programs that offer direct care employees
continuing training and varying levels of certification.
Certified EHR technology grant program. Authorizes grants
to LTC facilities for specified activities that would assist such
entities in offsetting costs related to purchasing, leasing, developing,
and implementing certified electronic health record technology.
Standards for transactions involving clinical data by LTC
facilities. Requires the Secretary to adopt electronic standards for
the exchange of clinical data by LTC facilities and, within 10 years,
to have in place procedures to accept the optional electronic
submission of clinical data by LTC facilities pursuant to such
standards.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN (no years specified).
See also new SSA Sec. 2024
below.
Not applicable.
SSAN (no years specified).
See also new SSA Sec. 2024
below.
Not applicable.
$6.5 million for FY2011, and
$7.0 million for each of
FY2012 through FY2014.
$4 million for FY2011, $6
million for FY2012, and $8
million for each of FY2013
and FY2014.
(1) Stationary forensic centers: four of the
grants to institutions of higher education with
demonstrated expertise in forensics or
commitment to preventing or treating elder
abuse. (2) Mobile forensic centers: six of the
grants to appropriate entities.
LTC facilities or community-based LTC
entities as defined by the Secretary.
LTC facilities.
Not applicable.
For new SSA Sec. 2041: $20
million for FY2011, $17.5
million for FY2012, and $15
million for each of FY2013
and FY2014.
See above authorization of
appropriations for SSA Sec.
2041.
See above authorization of
appropriations for SSA Sec.
2041.
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
New/Existing
Authority
(Agency)
New SSA Sec.
2042(a)
ACA
Section
6703(a)
6703(a)
New SSA Sec.
2042(b)
6703(a)
New SSA Sec.
2042(c)
6703(a)
New SSA Sec.
2043(a)
6703(a)
New SSA Sec.
2043(b)
6703(b)
New authority
6703(b)
New authority
6703(c)
New authority
Summary of Provision and Funding (FY2010-FY2011)
Adult protective service functions. Requires the Secretary to
undertake various activities with respect to adult protective
services, including providing funding, collecting and disseminating
data on elder abuse, disseminating information on best practices and
training, conducting research, and providing technical assistance to
states and other entities.
Grants to enhance provision of adult protective services.
Requires the Secretary to award formula grants to enhance adult
protective services programs provided by states and local
governments.
Adult protective services demonstration grants. Requires
the Secretary to fund state demonstration programs for adult
protective services that test methods to prevent and detect elder
abuse.
Long-term care ombudsman program grants. Requires the
Secretary to award grants to improve the capacity of state LTC
ombudsman programs to address abuse and neglect complaints,
conduct pilot programs, and provide support for such programs.
Ombudsman training programs. Requires the Secretary to
establish programs to provide and improve ombudsman training
with respect to elder abuse, neglect, and exploitation for national
organizations and state LTC ombudsman programs.
National Training Institute for Surveyors. Requires that the
Secretary enter into a contract with an entity to establish and
operate a National Training Institute for Federal and State
Surveyors to provide and improve training of surveyors investigating
allegations of abuse in programs and LTC facilities that receive
payments under Medicare or Medicaid.
Grants to state survey agencies. Requires the Secretary to
award grants to state survey agencies that perform surveys of
Medicare or Medicaid participating nursing facilities to design and
implement complaint investigation systems.
National nurse aide registry study and report. Requires the
Secretary, in consultation with appropriate government agencies
and private sector organizations, to conduct a study on establishing
a national nurse aide registry and report on its findings.
Eligibility
Not applicable.
Authorization of
Appropriations
$3 million for FY2011, and
$4 million for each of
FY2012 through FY2014.
States and U.S. territories.
$100 million for each of
FY2011 through FY2014.
States.
$25 million for each of
FY2011 through FY2014.
Eligible entities with relevant expertise and
experience in abuse and neglect in LTC
facilities, or state LTC ombudsman programs.
$5 million for FY2011, $7.5
million for FY2012, and $10
million for each of FY2013
and FY2014.
$10 million for each of
FY2011 through FY2014.
Not specified.
Not specified.
$12 million for the period of
FY2011 through FY2014.
State agencies that perform surveys of nursing
facilities.
$5 million for each of
FY2011 through FY2014.
Not applicable.
SSAN (no years specified) to
carry out these activities,
with funding not to exceed
$500,000.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-29
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 10. ACA Discretionary Funding: Biomedical Research
ACA
Section
10409
New/Existing
Authority
(Agency)
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Amends PHSA
Secs. 402(b) and
499(c); new
PHSA Sec. 402C
(NIH)
Cures Acceleration Network (CAN). Establishes a CAN
program within the Office of the NIH Director to award grants,
contracts, or cooperative agreements to support the development
of treatments for diseases or conditions that are rare, and for which
market incentives are inadequate.
Public or private entity, which may include a
private or public research institution, an
institution of higher education, a medical
center, a biotechnology company, a
pharmaceutical company, a disease advocacy
organization, a patient advocacy organization,
or an academic research institution.
Authorization of
Appropriations
$500 million for FY2010, and
SSAN for subsequent fiscal
years. Other funds
appropriated under the
PHSA may not be allocated
to CAN.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 11. ACA Discretionary Funding: Biologics
New/Existing
Authority
(Agency)
ACA
Section
7002
Amends PHSA
Sec. 351 (FDA)
Summary of Provision and Funding (FY2010-FY2011)
FDA approval of follow-on biologics. Creates a regulatory
pathway for approving biosimilar or interchangeable biological
drugs. Provides for the collection of user fees, subject to
congressional authorization, to cover regulatory costs beginning in
FY2013.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN for each of FY2010
through FY2012.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-30
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 12. ACA Discretionary Funding: 340B Drug Pricing
New/Existing
Authority
(Agency)
ACA
Section
7102
Amends PHSA
Sec. 340B(d)
(HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Improvements to 340B program integrity. Requires the
Secretary to develop systems to improve compliance and program
integrity to (1) increase transparency and strengthen monitoring,
oversight, and investigation of the prices that manufacturers charge
covered entities; and (2) ensure covered entities do not divert
drugs or obtain multiple discounts. Further requires the Secretary
to establish a new administrative dispute resolution process to
mediate and resolve covered entity overpayment claims and
manufacturer claims against covered entities for drug diversion or
multiple discounts.
Eligibility
Not applicable.
Authorization of
Appropriations
SSAN for FY2010 and each
succeeding fiscal year.
FY2010 funding = $2 million; FY2011 funding = $4 million.
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
Table 13. ACA Discretionary Funding: Medical Malpractice
New/Existing
Authority
(Agent)
ACA
Section
10607
New PHSA Sec.
399V-4 (HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Liability reform demonstration program. Authorizes five-year
demonstration grants to states for the implementation and
evaluation of alternatives to current tort litigation for resolving
disputes over injuries allegedly caused by health care providers or
organizations. Planning grants of up to $500,000 may be awarded to
states for the development of demonstration project applications.
Eligibility
To receive a grant, a state must develop an
alternative system that allows for the
resolution of disputes caused by health care
providers or organizations, and reduces
medical errors by encouraging the collection
and analysis of patient safety data related to
the resolved disputes.
Authorization of
Appropriations
$50 million for the period
FY2011 through FY2015.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-31
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 14. ACA Discretionary Funding: Pain Care Management
ACA
Section
New/Existing
Authority
(Agency)
4305(a)
New authority
Summary of Provision and Funding (FY2010-FY2011)
Conference on pain. Requires the Secretary, within one year of
appropriating funds, to contract with the IOM to convene a
Conference on Pain for the purpose of assessing the public health
impact of pain, reviewing pain research, care, and education, and
identifying barriers to improved pain care. A report summarizing
the Conference’s findings must be submitted to Congress by June
30, 2011. [Note: IOM released its report on June 29, 2011. See
http://painconsortium.nih.gov/.]
Eligibility
IOM or another appropriate entity if the IOM
declines.
Authorization of
Appropriations
SSAN for each of FY2010
and FY2011.
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
Table 15. ACA Discretionary Funding: Medicaid Demonstrations
New/Existing
Authority
(Agency)
ACA
Section
Summary of Provision and Funding (FY2010-FY2011)
Eligibility
Authorization of
Appropriations
2705
New authority
(CMS)
Global payment system demonstration program. Requires
the Secretary, in coordination with the Center for Medicare and
Medicaid Innovation, to fund up to five demonstrations during the
period FY2010 through FY2012 under which a participating state
will adjust payments made to an eligible hospital system or network
from a fee-for-service model to a global capitated payment model.
Large safety net hospital systems or
networks.
SSAN (no years specified).
2706
New authority
(CMS)
Pediatric accountable care organization demonstration
program. Requires the Secretary to conduct a five-year
demonstration (Jan. 1, 2012 through Dec. 31, 2016) under which a
participating state is allowed to recognize pediatric providers as an
accountable care organization (ACO) for the purpose of receiving
incentive payments.
Eligible pediatric providers must meet certain
performance guidelines established by the
Secretary to be recognized as an ACO, and
must achieve a specified minimum level of
Medicaid savings to receive an incentive
payment.
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-32
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Table 16. ACA Discretionary Funding: Medicare
New/Existing
Authority
(Agency)
ACA
Section
3129
Amends and
reauthorizes
SSA Sec. 1820
(HRSA)
Summary of Provision and Funding (FY2010-FY2011)
Rural hospital flexibility grant program. Extends authorization
of appropriations for the rural hospital flexibility (FLEX) grants that
support a range of performance and quality improvement activities
at small rural hospitals. Permits the funding to be used to help rural
hospitals participate in delivery system reform programs authorized
under ACA.
Eligibility
States; small rural hospitals.
Authorization of
Appropriations
SSAN for each of FY2011
and FY2012, to remain
available until expended.
FY2010 funding = $41 million; FY2011 funding = $41 million.
Sources: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152). FY2010 and FY2011 funding amounts are taken from HRSA’s
FY2011 operating plan, available at http://www.hhs.gov/asfr/ob/docbudget/2011operatingplan.html, and the agency’s FY2012 congressional budget justification document,
available at http://www.hhs.gov/about/hhsbudget.html.
Table 17. ACA Discretionary Funding: Private Health Insurance
New/Existing
Authority
(Agency)
ACA
Section
1334
New authority
(OPM)
Summary of Provision and Funding (FY2010-FY2011)
Multi-state health plans. Requires OPM to contract with health
insurers to offer at least two multi-state health plans (at least one
nonprofit) through exchanges in each state. Authorizes OPM to
prohibit multi-state plans that do not meet standards for medical
loss ratios, profit margins, and premiums. Requires multi-state plans
to cover essential health benefits and meet all the requirements of a
qualified health plan.
Eligibility
Health insurance issuers that agree to offer
multi-state qualified health plans and meet
other specified requirements.
Authorization of
Appropriations
SSAN (no years specified).
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and Affordable Care Act (ACA; P.L. 111-148), as amended by
the health provisions in the Health Care and Education Reconciliation Act of 2010 (HCERA; P.L. 111-152).
CRS-33
Discretionary Funding in the Patient Protection and Affordable Care Act (ACA)
Author Contact Information
C. Stephen Redhead, Coordinator
Specialist in Health Policy
credhead@crs.loc.gov, 7-2261
Sarah A. Lister
Specialist in Public Health and Epidemiology
slister@crs.loc.gov, 7-7320
Kirsten J. Colello
Specialist in Health and Aging Policy
kcolello@crs.loc.gov, 7-7839
Amanda K. Sarata
Specialist in Health Policy
asarata@crs.loc.gov, 7-7641
Elayne J. Heisler
Analyst in Health Services
eheisler@crs.loc.gov, 7-4453
Acknowledgments
Pamela W. Smith, Analyst in Biomedical Policy, provided extensive comments on the initial version of this
report.
Key Policy Staff
Area of Expertise
Health Centers and Clinics
Health Care Workforce
Long-Term Care
Prevention and Wellness
Maternal and Child Health
Health Care Quality
Nursing Homes
Health Disparities
Emergency Care
Elder Justice
Biomedical Research
Biologics
340B Drug Pricing
Medical Malpractice
Pain Care Management
Medicaid
Medicare
Private Health Insurance
Congressional Research Service
Name
Elayne J. Heisler
C. Stephen Redhead
Elayne J. Heisler
Bernice Reyes-Akinbileje
Kirsten J. Colello
Sarah A. Lister
Emilie Stoltzfus
Amalia Corby-Edwards
Amanda K. Sarata
Cliff Binder
Amalia Corby-Edwards
Elayne J. Heisler
Kirsten J. Colello
Pamela W. Smith
Judith A. Johnson
Cliff Binder
Vivian S. Chu
Kirsten J. Colello
Cliff Binder
Sibyl Tilson
Bernadette Fernandez
Phone
7-4453
7-2261
7-4453
7-2260
7-7839
7-7320
7-2324
7-0423
7-7641
7-7965
7-0423
7-4453
7-7839
7-7048
7-7077
7-7965
7-4576
7-7839
7-7965
7-7368
7-0322
E-mail
eheisler@crs.loc.gov
credhead@crs.loc.gov
eheisler@crs.loc.gov
breyes@crs.loc.gov
kcolello@crs.loc.gov
slister@crs.loc.gov
estoltzfus@crs.loc.gov
acorbyedwards@crs.loc.gov
asarata@crs.loc.gov
cbinder@crs.loc.gov
acorbyedwards@crs.loc.gov
eheisler@crs.loc.gov
kcolello@crs.loc.gov
psmith@crs.loc.gov
jajohnson@crs.loc.gov
cbinder@crs.loc.gov
vchu@crs.loc.gov
kcolello@crs.loc.gov
cbinder@crs.loc.gov
stilson@crs.loc.gov
bfernandez@crs.loc.gov
34