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Saudi Arabia: Background and U.S. Relations

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Order Code RL33533 Saudi Arabia: Current Issues Background and U.S. Relations Updated April 13, 2007 Alfred B. Prados Specialist in Middle Eastern Affairs Foreign Affairs, Defense, and Trade Division May 22, 2008 Christopher M. Blanchard Analyst in Middle Eastern Affairs Foreign Affairs, Defense, and Trade Division Saudi Arabia: Current IssuesBackground and U.S. Relations Summary The kingdom of Saudi Arabia, a monarchy ruled by the Saud dynasty, enjoys special importance in much of the international community because of its unique association with the Islamic religion and its oil wealth. The United States and Saudi Arabia have longstanding economic and defense ties. A series of informal agreements, statements by successive U.S. administrations, and military deployments have demonstrated a strong U.S. security commitment to Saudi Arabia. Saudi Arabia was a key member of the allied coalition that expelled Iraqi forces from Kuwait in 1991. Saudi Arabia subsequently hosted U.S. aircraft enforcing the no-fly zone over southern Iraq. Saudi officials expressed opposition to the U.S.-led military campaign launched against Iraq in March 2003 (Operation Iraqi Freedom), although Saudi Arabia reportedly permitted certain support operations by U.S. and British military forces, in addition to making some facilities available to them. By mutual agreement, the United States withdrew virtually all its forces from Saudi Arabia at the end of August 2003. Bombing attacks against several U.S. and foreign operated installations in Saudi Arabia have raised some concerns about security of U.S. citizens and what appears to be growing anti-Americanism in some segments of the Saudi population. Since the attacks on the United States on September 11, 2001, some commentators have maintained that Saudi domestic and foreign policies have created a climate that may contribute to terrorist acts by Islamic radicals. U.S. officials have accepted Saudi support in the aftermath of the 2001 attacks and attacks since 2003 in Saudi Arabia, including increased intelligence sharing, law enforcement activities, and tracking of terrorist financing. In its final report, released on July 23, 2004, the U.S. National Commission on Terrorist Attacks upon the United States (the 9/11 Commission) described Saudi Arabia as having been “a problematic ally in combating Islamic extremism,” while noting that Saudi cooperation has improved, especially since further terrorist attacks in Saudi Arabia beginning in May 2003. The United States and Saudi Arabia initiated a strategic dialogue in 2005 that brings high-level officials together semiannually to discuss cooperation in six key areas: counterterrorism, military affairs, energy, business, education and human development, and consular affairs. Principal issues likely to continue to be of bilateral interest during the 110th Congress include conflict and sectarian violence in Iraq, Iran’s nuclear program, the Saudi position on the Arab-Israeli conflict, arms transfers to Saudi Arabia, Saudi external aid programs, bilateral trade relationships and oil production, and Saudi policies on human rights and democracy. In the 110th Congress, H.R. 1 (Implementing the 9/11 Commission Recommendations Act of 2007) would require the Administration to report on the status of its strategic dialogue initiative with Saudi Arabia, including progress in counterterrorism cooperation and reform efforts. The Administration is requesting $15,000 in International Military Education and Training (IMET) funding and $100,000 in anti-terrorism assistance (NADR-ATA) for Saudi Arabia for FY2008. This CRS report will be updated as circumstances warrant. Contents Recent Developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Background and Recent History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Political Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 U.S. Aid, Defense, and Security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 September 11 Terrorist Attacks and Aftermath . . . . . . . . . . . . . . . . . . . . . . . 3 Allegations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Saudi Responses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 9/11 Commission Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Recent Congressional Interest in Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Joint Congressional Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 108th Congress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 109th Congress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Prohibitions on Foreign Assistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Current Issues in U.S.-Saudi Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Terrorism and Attacks in Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Saudi Policies on Iraq . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Operation Iraqi Freedom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Post-War Iraq: Withdrawal of U.S. Troops from Saudi Arabia . . . . . . 10 Infiltrators? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Bilateral Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Iraqi Debt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Regional Strategic Concerns and Sectarian Conflict . . . . . . . . . . . . . . 12 Arab-Israeli Conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Saudi-Palestinian Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 Hamas: Pre-2006 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Hamas: Post-Elections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Israel-Hamas-Hezbollah Conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Recent Diplomatic Activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 Relaunch of the “Abdullah” Peace Plan . . . . . . . . . . . . . . . . . . . . . . . 18 Arms Transfers to Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 U.S. Arms Sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 New Sales and the Gulf Security Dialogue . . . . . . . . . . . . . . . . . . . . . 19 Saudi-China Arms Contacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Nuclear Concerns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Trade Relationships . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Boycott of Israel and WTO Membership . . . . . . . . . . . . . . . . . . . . . . . 22 Oil Production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Foreign Investment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Religious Freedom, Human Rights, and Political Reform . . . . . . . . . . . . . . 24 Religious Freedom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Human Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Political Reform . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Women’s Affairs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Royal Succession . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Future Succession and the Allegiance Council . . . . . . . . . . . . . . . . . . 27 List of Tables Table 1. U.S. Assistance to Saudi Arabia, FY2002-FY2008 . . . . . . . . . . . . . . . . 8 Table 2. U.S. Oil Consumption and Imports . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Saudi Arabia: Current Issues and U.S. Relations Recent Developments Recent press reports suggest that the Israeli government’s reservations about the Bush Administration’s plans to sell advanced weapon systems to Saudi Arabia and other Persian Gulf countries could delay planned sales under the U.S. Gulf Security Dialogue. In late July 2006, the Bush Administration notified Congress that it has approved over $9 billion worth of potential U.S. military sales to Saudi Arabia. The 109th Congress did not act to block the sales within the allotted 30-day period. The U.S. Senate confirmed Ford M. Fraker as the new U.S. Ambassador to the Kingdom of Saudi Arabia on March 29, 2007. The new Saudi Ambassador to the United States, Adel al Jubeir, presented his credentials to President Bush on February 27, 2007. On March 28 and 29, the heads of state of most of the Arab League countries met in Riyadh, Saudi Arabia and reconfirmed their support for an Arab Peace Proposal for normalizing Israeli-Arab relations. Saudi King Abdullah referred to the “illegal foreign occupation” of Iraq in his opening remarks and called for an end to the international assistance blockade on the Palestinian Authority. Since January 2007, Saudi officials, particularly former Ambassador to the United States and current Saudi National Security Council chief Prince Bandar bin Sultan, have carried out a flurry of diplomatic activity related to regional security issues. On January 5, 2007, H.R. 1 (Implementing the 9/11 Commission Recommendations Act of 2007) was introduced in the 110th Congress. Section 1443 of the bill states that, “the Kingdom of Saudi Arabia has an uneven record in the fight against terrorism... that poses a threat to the security of the United States, the international community, and the Kingdom of Saudi Arabia itself.” The bill would require the Administration to submit a report to designated congressional committees 90 days after the bill’s enactment on its strategic dialogue initiative with Saudi Arabia and the status of counterterrorism cooperation and reform efforts. Ongoing sectarian conflict in Iraq has sustained public speculation about the potential for Iraq’s Sunni Arab neighbors to intervene on behalf of Iraqi Sunni Arabs in the event of wider civil war. Saudi officials have called for an end to sectarian conflict, while leading Saudi clerics have called on Sunnis to support Iraqi Sunni Arabs against Shiite enemies. Saudi Arabia hosted a number of prominent Iraqi religious figures at an October 2006 conference in Mecca designed to promote reconciliation between Iraq’s Sunnis and Shiites. CRS-2 Background and Recent History Political Development As the birthplace of the Islamic religion in 622 A.D. and as the home of Islam’s two holiest shrines (the cities of Mecca and Medina), the Arabian Peninsula has always occupied a position of special prestige within the Middle East. With the establishment of Arab empires based in Damascus and Baghdad in the centuries following the Prophet Mohammed’s death, the peninsula gradually lost its political importance and sank into disunity. In the 16th century, much of the Arabian Peninsula came under the nominal rule of the Ottoman Empire; however, tribal leaders effectively controlled most of the region. In the mid-eighteenth century, an alliance developed between an influential eastern tribe, the House of Saud, and the leaders of a puritanical Islamic group known as the Wahhabi movement.1 The Al Saud-Wahhabi alliance built two states in the Arabian peninsula during the next century that eventually collapsed under pressure from outside powers and familial rivalries. During the first quarter of the 20th century, a chieftain of the Saud family, Abd al Aziz ibn Abd al Rahman (later known as Ibn Saud) overcame numerous rivals with the support of his Wahhabi allies and succeeded in unifying most of the Arabian Peninsula under his rule. Five sons have succeeded him as rulers of the third Saudi state. U.S.-Saudi relations with the modern Saudi kingdom have expanded over the years. A series of informal agreements, statements by successive U.S. administrations, and military deployments have demonstrated a strong U.S. security commitment to Saudi Arabia. Saudi Arabia in Brief 27,019,731 (includes 5,576,076 foreign residents) Growth rate: 2.18% 1,960,582 sq.km. (756,985 sq.mi.); just over one fifth the Area: size of the United States (native Saudis only) Arab 90%; Afro-Asian 10% Ethnic Groups: (native Saudis only) Muslim 100% (Sunni 85-95%, Religion: Shiite 5-15%) 78.8% (male 84.7%, female 70.8%) Literacy (2003): $264 billion; growth rate: 6.1%* GDP (2005): External Public Debt (2005): $36.8 billion 0.4% Inflation (2005): 13% (males); some estimates range up to 25% Unemployment (2004): Population (July 2006): *Unusually high figure, largely owing to mounting oil production. A leading Saudi bank estimates 6.5% in 2005. Sources: IMF; U.S. Dept. of Commerce; CIA World Factbook; Economist Intelligence Unit 1 For more information about Wahhabism, see CRS Report RS21695, The Islamic Traditions of Wahhabism and Salafiyya, by Christopher M. Blanchard. CRS-3 U.S. Aid, Defense, and Security As Saudi oil income expanded, U.S. economic aid ended in 1959. Small amounts of aid continued through 1975, limited to a small international military education and training (IMET) program after 1968. Total U.S. aid to Saudi Arabia from 1946 through its termination in 1975 amounted to $328.4 million, of which $295.8 million was military and $32.6 million was economic assistance. Approximately 20% of total aid was in the form of grants and 80% in loans, all of which have been repaid. Saudi Arabia and the United States were close allies during the Cold War, in spite of persistent differences over regional questions, the most significant of which was the Arab-Israeli conflict. The Nixon Administration considered Saudi Arabia one of the so-called “twin pillars” of Persian Gulf security (along with the Shah’s Iran), and during the Carter and Reagan Administrations, the Saudi Arabian government supported anti-Communist causes around the world in efforts that often ran parallel to or that were coordinated with U.S. policy, such as the anti-Soviet struggle in Afghanistan. The 1991 Persian Gulf War placed Saudi Arabia in the role of host for U.S. combat troops and military equipment, a role that became a lasting provocation in the eyes of Sunni Islamist extremists like Al Qaeda leader Osama Bin Laden, whose supporters have since attacked the United States and Saudi Arabia. September 11 Terrorist Attacks and Aftermath Allegations. The September 11, 2001, attacks kindled criticisms within the United States of alleged Saudi involvement in terrorism or of Saudi laxity in acting against terrorist groups. Many critical commentators have focused on the high percentage of Saudi nationals among the hijackers (15 out of 19), and some critics have gone as far as to accuse Saudi government officials of responsibility for the September 11, 2001, attacks through design or negligence. Others maintain that Saudi domestic and foreign policies have created a climate that may have contributed to terrorist acts by Sunni Islamist radicals. For example, some believe that the Saudi regime has fostered international terrorism by funding religious charities and education programs that propagate extreme forms of Islam and may advocate violence.2 Critics of Saudi policies have also cited a multiplicity of reports that the Saudi government has permitted or encouraged fund raising in Saudi Arabia by charitable Islamic groups and foundations linked to Osama bin Laden’s Al Qaeda organization or other terrorist groups. The exiled Bin Laden is a Saudi national, but Saudi authorities revoked his citizenship in 1994.3 Saudi Responses. Saudi Arabia has denied any knowledge of or involvement with the September 11, 2001, attacks and has focused intensely on combating a domestic terrorist threat from Al Qaeda in the Arabian Peninsula, whose 2 See CRS Report RS21654, Islamic Religious Schools, Madrasas: Background, by Christopher M. Blanchard. 3 See CRS Report RL32499, Saudi Arabia: Terrorist Financing Issues, by Alfred B. Prados and Christopher M. Blanchard. CRS-4 members have carried out a number of attacks on civilians, government officials, and foreigners since May 2003. Saudi officials maintain that they are working closely with the United States to combat terrorism, which they say is aimed as much at the Saudi regime as it is at the United States. Saudi efforts to confront and control extremist religious beliefs and practices continue but remain complicated by the ruling regime’s historically close relationship with Saudi Arabia’s deeply conservative clerical establishment and the puritanical beliefs of some Saudi citizens. U.S. government statements have generally complimented Saudi cooperation with the U.S. campaign against terrorism, while sometimes suggesting that the Saudi government could do more. In its most recent annual report entitled Country Reports on Terrorism, 2005 (published April 28, 2006), the State Department mentioned that by the end of 2005, the Saudi government had captured or killed all 19 wanted terrorists on a list published in May 2003 and all 26 on a second list published in December 2003 (it is not clear if any of these have been double counted); government efforts continue against 36 on a third list published in June 2005. Saudi citizens have traveled to Iraq to participate in attacks on U.S. and coalition forces and Iraqis, and Saudi officials remain concerned that sectarian conflict in Iraq may create political unrest or security threats inside Saudi Arabia. Working through the U.S. Treasury Department and State Department, the United States and Saudi Arabia have jointly designated several entities and individuals as supporters of terrorism and moved to seize their assets. Assets of some formerly suspect Saudi-based charities are scheduled to be merged into a new organization known as the Saudi National Commission for Relief and Charity Work Abroad, in an effort “to ensure that the charity of [Saudi] citizens goes to those who need it.”4 As of April 2007, the Commission had not been established. In testimony before the Senate Judiciary Committee on November 8, 2005, U.S. Department of the Treasury official Daniel Glaser described Saudi Arabia as “one of the countries most central to our global counterterrorism efforts.” He went on to summarize measures being taken by Saudi Arabia to put a stop to terrorist financing, including increased controls on the charitable sector and systemic changes in the Saudi financial sector (including controls on cash-based transactions). Glaser also stated that the Saudi government needed to live up to previous promises to crack down on donors of terrorist funds in Saudi Arabia and exert influence over international charities based in Saudi Arabia that are active abroad.5 9/11 Commission Report. In its final report, released on July 23, 2004, the U.S. National Commission on Terrorist Attacks upon the United States (the 9/11 Commission) described Saudi Arabia as having been “a problematic ally in 4 The Commission was not yet operational as of January 1, 2007. In October 2006, the Saudi Ministry of Interior submitted plans for its creation to Saudi Arabia’s Shura (Consultative) Council for review and consultation. According to the U.S. State Department, Saudi Arabia opened a Financial Intelligence Unit (FIU), originally chartered under 2003 anti-money laundering and anti-terrorism legislation, on September 10, 2005. 5 Josh Meyer, “U.S. Faults Saudi Efforts on Terrorism,” Los Angeles Times, January 15, 2006. CRS-5 combating Islamic extremism.” The report takes note of long-standing cooperative relations between the U.S. and Saudi governments, growing misunderstandings at the popular level in recent years, and U.S. criticisms in the aftermath of the 9/11 attacks that Saudi officials could do more to fight terrorism. The report acknowledges increased efforts in that regard since mid-2003 when terrorists began hitting targets in Saudi Arabia itself with more frequency; today, according to the report, “The Kingdom of Saudi Arabia is now locked in mortal combat with Al Qaeda.” One of the key recommendations in the 9/11 report addresses the U.S.-Saudi relationship: The problems in the U.S.-Saudi relationship must be confronted, openly. The United States and Saudi Arabia must determine if they can build a relationship that political leaders on both sides are prepared to publicly defend — a relationship about more than oil. It should include a shared commitment to political and economic reform, as Saudis make common cause with the outside world. It should include a shared interest in greater tolerance and cultural respect, translating into a commitment to fight the violent extremists who foment hatred. The United States and Saudi Arabia established a strategic dialogue in 2005 to address these and other challenges, and efforts to restore and redefine U.S.-Saudi partnerships are likely to continue during the 110th Congress. Recent Congressional Interest in Saudi Arabia An atmosphere of skepticism about the future of U.S.-Saudi relations characterized much of the legislative discourse on Saudi Arabia in the aftermath of the September 11, 2001, terrorist attacks during the 107th and 108th Congresses. In the 109th Congress, perspectives evolved to reflect a degree of solidarity with Saudis in the face of Al Qaeda terrorist attacks inside Saudi Arabia, amid persistent concerns about Saudi counterterrorism policies, reform efforts, and positions toward Iraq and the Israeli-Palestinian conflict. During the 110th Congress, issues of mutual interest to Members of Congress and Saudi Arabian officials and citizens will likely include the conflict in Iraq, Iran’s nuclear technology development efforts, political and economic reform, and the potential revival of dormant Israeli-Arab peace processes. 107th through 109th Congresses Joint Congressional Report. On July 24, 2003, the House and Senate Intelligence Committees released part of a 900-page report entitled Joint Inquiry into Intelligence Community Actions before and after the Terrorist Attacks of September 11, 2001 (S.Rept. 107-351; H.Rept. 107-792). The Bush Administration refused to allow the release of an approximately 28-page section of the report. According to press articles, persons who claim to have read the still-classified section of the report say it covers Saudi links with individuals involved in the September 11 attacks; specifically, the classified section reportedly states that senior Saudi officials channeled hundreds of millions of dollars to charitable groups that may have helped CRS-6 fund the attacks.6 Saudi officials, including the Saudi Ambassador to the United States, have denounced the report, maintaining that “Al Qaeda is a cult seeking to destroy Saudi Arabia as well as the United States” and questioning the logic by which Saudis would “support a cult that is trying to kill us?”7 On July 29, 2003, in response to an urgent request from Saudi Arabia, President Bush met with Foreign Minister Saud al Faisal, who called for the release of the still-classified section of the report to enable Saudi Arabia to rebut the allegations contained therein. President Bush refused to do so on the grounds that disclosure could reveal intelligence sources and methods to enemies of the United States and might compromise the on-going investigation of the September 11, 2001, attacks.8 108th Congress. Relevant sections of the Intelligence Reform and Terrorism Prevention Act (P.L. 108-458) captured many of the concerns reflected in the 9/11 Commission report regarding Saudi Arabia. Section 7105(a) contained findings that reviewed problems in the bilateral relationship but noted improvements in counterterrorism cooperation between the two countries since mid-2003. Section 7105(b) expressed the sense of Congress that “there should be a more robust dialogue between the people and Government of the United States and the people and Government of Saudi Arabia.” Section 7120(b) required the President to submit to Congress within 180 days a strategy for collaboration with Saudi Arabia, as part of a larger report on U.S. government activities to implement the provisions of the act. The report was submitted in classified form in September 2005.9 109th Congress. The 109th Congress continued to show concern over Saudi Arabia’s role in the war against terrorism and encouraged Saudi leaders to heighten their efforts against terrorist financing. The Saudi Arabia Accountability Act of 2005 (H.R. 2037/S. 1171, proposed but not enacted), was similar to the original version introduced in the 108th Congress (H.R. 3643/S. 1888, proposed but not enacted). Like the earlier bills, the 2005 legislation would have prohibited export or issuance of an export license to Saudi Arabia for any U.S. defense articles or defense services on the U.S. munitions list or dual use items and would have restricted travel of Saudi diplomats in the United States. Section 810 of S. 600, the proposed State Department authorization bill for FY2006-2007, expressed the sense of Congress that the municipal elections held in early 2005 constituted a “positive initial step”: the bill also encouraged Saudi Arabia to permit women to vote and run for office in future elections. 6 “Classified Section of September 11 Report Faults Saudi Rulers,” New York Times, July 26, 2003. 7 “Saudis Slam Congressional Report Accusing Kingdom of Poor Cooperation in Terror War,” Associated Press News Wire, July 26, 2003. 8 9 “Bush Refuses to Declassify Saudi Section of Report,” New York Times, July 30, 2003. House Committee on International Relations, Survey of Activities, Week of September 6, 2005: Letter Transmitting Report — September 7, 2005, CLASSIFIED, Department of State, pursuant to Sec. 7120 of the Intelligence Reform and Terrorism Prevention Act, 2004 (P.L. 108-458); Ex. Comm. 3684. CRS-7 U.S. Aid to Saudi Arabia and Congressional Prohibitions U.S. foreign assistance programs for Saudi Arabia have remained a point of contention between some Members of Congress and the Bush Administration since the 107th Congress. Some Members have criticized the programs by arguing that Saudi Arabian oil revenues make U.S. assistance unnecessary or by citing security and terrorism concerns about the Saudi Arabian government’s policies. Others have argued that security-related support for the Saudi Arabian government is necessary and important in order to help Saudi Arabians confront the threat of Al Qaeda terrorism in their country and to secure Saudi government support for U.S. counterterrorism priorities overseas. A small IMET appropriation of approximately $24,000 per year to help defray the expenses of sending Saudi officers to U.S. military service schools was resumed in FY2002 as a means of supporting reform, interoperability, and professionalism in the Saudi Arabian National Guard and other military services. The Administration requested $24,000 in FY2006 IMET funds and $20,000 for FY2007.10 These token amounts permit Saudi Arabia to purchase additional U.S. training at a lower cost than that which is charged to countries not eligible for IMET. The United States also provided export control and related border security funds (NADR-EXBS) to Saudi Arabia from FY2001 through FY2003 assistance for a program to improve Saudi export laws and enforcement procedures. Anti-terrorism assistance (NADR-ATA) was provided in FY2005 in the form of VIP protection courses for Saudi security officers along with counter-terrorism financing assistance (NADR-CTF). The Administration requested $400,000 in NADR-ATA funding for Saudi Arabia for FY2007 (see Table 1) and $100,000 for FY2008. Prohibitions on Foreign Assistance. Since 2004, several proposals to prohibit the extension of U.S. foreign assistance to Saudi Arabia have been considered and adopted by Congress. As the total amount of U.S. aid to Saudi Arabia has been relatively minuscule in recent years, the practical effect of the prohibitions has been to rescind Saudi Arabia’s eligibility to purchase U.S. military and counterterrorism training at a reduced cost. The proposals have differed in their cited reasons for prohibiting aid as well as whether or not they provide national security waiver authority for the President. For example, H.R. 505, the Prohibit Aid to Saudi Arabia Act of 2005, would have imposed a ban on U.S. aid to Saudi Arabia outright and contained no waiver authority. The Consolidated Appropriations Act for FY2005 (P.L. 108-447, December 8, 2004) contained a ban on U.S. assistance to Saudi Arabia (Section 575) but provided for a presidential waiver if the President certified that Saudi Arabia was cooperating in the war against terrorism. The President issued this waiver on September 26, 2005, by Presidential Determination 2005-38. Anti-terrorism assistance was provided in FY2005 and FY2006 without a waiver based on “notwithstanding” language in Section 571 of the Foreign Assistance Act of 1961 [P.L. 87-195], as amended.11 10 According to the State Department’s FY2007 Congressional Budget Justification, no IMET funds were obligated in FY2005. 11 “Notwithstanding any other provision of law that restricts assistance to foreign countries (continued...) CRS-8 On June 28, 2005, the House adopted H.Amdt. 379 to H.R. 3057 (the Foreign Operations Appropriations bill for FY2006) by 293-122 (Roll no. 330); this amendment added a Section 588 to H.R. 3057 prohibiting U.S. assistance to Saudi Arabia and containing no provision for a presidential waiver. The Senate version of H.R. 3057, passed on July 20, 2005, did not contain this ban. The conference report (H.Rept. 109-265, November 2, 2005) retained the ban (renumbered Section 582) but contained waiver authority if the President certified that Saudi Arabia was cooperating with efforts to combat international terrorism and that the proposed assistance would have facilitated that effort. President Bush signed the bill as P.L. 109-102 on November 14, 2005. According to the State Department, President Bush did not issue a waiver for FY2006 aid to Saudi Arabia because no FY2006 funds were obligated. On June 9, 2006, the House adopted H.Amdt. 997 to H.R. 5522 (Foreign Operations Appropriations, FY2007) by a vote of 312-97 (Roll no. 244); this amendment would have prohibited U.S. assistance to Saudi Arabia during FY2007 and contained no presidential waiver provision. Table 1. U.S. Assistance to Saudi Arabia, FY2002-FY2008 ($ thousand) FY2002 FY2003 FY2004 FY2005a FY2006a FY2007 Request FY2008 Request IMET 24 22 24 25 - 20 15 NADREXBS 30 80 - - - - NADRATA - - - 760b 1,387 400 - - - 200 189 - $54 $102 $24 $985 $1,576 $420 NADRCTF Annual Total 100 $115 Sources: Department of State - Congressional Budget Justifications for Foreign Operations and Country/Account Summaries (“Spigots”), available at [http://www.state.gov/s/d/rm/rls/cbj/]. a. The Administration requested $24,000 in IMET and $100,000 in NADR-CTF funds for FY2006 but did not obligate any FY2006 funds for IMET aid to Saudi Arabia. According to the Administration’s FY2008 budget request, the Administration spent $1.57 million on counterterrorism programs in Saudi Arabia, which did not require a waiver based on “notwithstanding” language in Section 571 of the Foreign Assistance Act of 1961 [P.L. 87-195], as amended. b. The Antiterrorism Assistance Program Report to Congress for Fiscal Year 2005 states that $818,000 in ATA funds were provided for Saudi Arabia in FY2005 (Appendix 4, p. 38). 11 (...continued) (other than sections 502B and 620A of this act), the President is authorized to furnish, on such terms and conditions as the President may determine, assistance to foreign countries in order to enhance the ability of their law enforcement personnel to deter terrorists and terrorist groups from engaging in international terrorist acts such as bombing, kidnaping, assassination, hostage taking, and hijacking.” CRS-9 Current Issues in U.S.-Saudi Relations Terrorism and Attacks in Saudi Arabia During the period between the two wars with Saddam Hussein, terrorists mounted attacks on U.S. military facilities in Saudi Arabia in 1995 and 1996. These were followed by a series of terrorist attacks against Saudi, U.S., and other facilities (including hotel compounds frequented by foreigners) beginning in May 2003 while decreasing to some degree since 2004. In the past, U.S. officials have criticized Saudi counterparts for insufficient sharing of information that Saudi officials have gained from their investigations of terrorist acts that have killed or injured U.S. citizens. Press reports indicate that U.S.-Saudi cooperation in the investigation of terrorist incidents has improved since mid-2003. Both U.S. and Saudi officials have said the impetus for closer cooperation came from the May 2003 attacks, which one knowledgeable observer described as “the inevitable wake up call” for Saudi leaders increasingly concerned over apparent attempts by terrorists to target the Saudi regime. The November bombing, which occurred after virtually all U.S. forces had left the country, may have reinforced Saudi concerns over their vulnerability to such attacks by Al Qaeda and like-minded groups,12 and Saudi willingness to share information with U.S. officials. According to the 9/11 Commission’s report, “[a]s in Pakistan, Yemen, and other countries, [Saudi] attitudes changed when the terrorism came home.” In the course of a shoot-out in June 2004, Saudi officials said they had killed Abd al Aziz al Muqrin, the then-leader of an apparent Al Qaeda affiliate known as “Al Qaeda in the Arabian Peninsula,” who had claimed responsibility or support for several terrorist acts including the May 2004 Khobar attack. Subsequent conflicting press reports indicated that Muqrin’s replacement, Saleh al Oufi, was killed by Saudi security forces and replaced by Saud al Otaibi, but a Saudi Ministry of Interior official denied this report. On April 18, 2006, Saudi authorities announced the arrest of five men charged with an abortive attack that took place on February 24, 2006, on the world’s largest oil processing facility at Abqaiq in eastern Saudi Arabia. Saudi security forces killed 6 terrorist suspects during a shootout in Riyadh on June 23, and a further 42 terrorist suspects were arrested days later. Extremists shot and killed two security officers in Jeddah in December 2006, and 136 Al Qaeda suspects were rounded up later in the month. The incidents and arrests have sustained concerns about the terrorist threat in Saudi Arabia, in spite of statements made by King Abdullah in early June 2006 that Al Qaeda in the Arabian Peninsula had been “defeated.”13 12 “U.S.-Saudi Anti-Terror Operation Planned,” Washington Post, August 26, 2003; “A Campaign to Rattle a Long-Ruling Dynasty,” New York Times, November 10, 2003. 13 “Saudi King Says Al Qaeda Militants Defeated,” Reuters, June 7, 2006. CRS-10 Saudi Policies on Iraq Operation Iraqi Freedom. Between the Gulf War of 1991 and Operation Iraqi Freedom in 2003, Saudi Arabia hosted U.S. Air Force units that conducted overflights to enforce a no-fly zone over southern Iraq (Operation Southern Watch). Although they did not usually object to small scale U.S. responses to Iraqi aircraft or air defense units challenging allied aircraft conducting these overflights, Saudi authorities were opposed to large-scale allied military action against Iraqi targets. Saudi Arabia opposed the U.S.-led Operation Iraqi Freedom, and on March 19, 2003 (the day President Bush initiated the campaign), a communique by then King Fahd stated that Saudi Arabia “will not participate in any way” in the war. A number of news reports, however, indicated that Saudi Arabia informally agreed to provide logistical support to U.S.-led forces: permission to conduct refueling, reconnaissance, surveillance, and transport missions from bases in Saudi Arabia; landing and overflight clearances; and use of a U.S.-built facility in Saudi Arabia known as the Combat Air Operations Center (CAOC) to coordinate military operations in the region.14 Also, on March 8, 2003, Saudi Defense Minister Prince Sultan bin Abd al Aziz said his government was allowing U.S. troops to use two airports in northern Saudi Arabia for “help in a technical matter.” A later report in the Philadelphia Inquirer on April 26, 2004, quoting unnamed U.S. and Saudi officials, alleged that Saudi Arabia had a wider role in the war than had been publicized at the time. In addition to support noted above, the officials said the Saudi royal family permitted the staging of special forces operations from inside Saudi Arabia, allowed some 250300 mainly transport and surveillance planes to fly missions from Saudi Arabia, and provided tens of millions of dollars in discounted oil, gas, and fuel for U.S. forces. Post-War Iraq: Withdrawal of U.S. Troops from Saudi Arabia. Following the collapse of the Saddam Hussein regime, the New York Times reported on April 30, 2003, that the United States planned to withdraw almost all of its 5,000 troops in Saudi Arabia and move its Combat Air Operations Center from Saudi Arabia to neighboring Qatar. The U.S. Air Force unit to which most U.S. military personnel in Saudi Arabia had been assigned was formally de-activated on August 27, 2003. On September 22, 2003, the New York Times reported that the last American combat troops had left Saudi Arabia earlier in the month. Approximately 300 U.S. Army and Air Force training personnel remained in country as of May 2006.15 In September 2005, Saudi Arabia and the United States were among 12 countries participating in the biennial combined military training exercise “Bright Star” conducted in Egypt. Infiltrators? In late August 2003, a senior State Department official commented that pro-Saddam Arab volunteer fighters were infiltrating into Iraq through Iran, Syria, and Saudi Arabia to mount attacks against U.S.-led coalition forces in Iraq. According to a New York Times report of April 23, 2004, quoting Saudi officials, the Saudi government has installed heat sensors to detect movement on the Saudi-Iraqi border in an effort to seal it. In late December 2004, unidentified 14 15 “U.S. And Saudis Agree On Cooperation,” Washington Post, February 26, 2003. The London-based International Institute for Strategic Studies in its annual publication, The Military Balance, 2006, p. 207. CRS-11 western diplomats in Saudi Arabia reportedly said that several hundred Saudi nationals were fighting in Iraq from a total of 1,000-1,500 foreign insurgents, but went on to say that most Saudi infiltrators had come via Syria or other countries rather than directly from Saudi Arabia, which has tighter border controls.16 In a February 13, 2006, interview, then Saudi Ambassador to the United States Prince Turki al Faisal said as of mid-2005 approximately 10% of captured foreign fighters held in Iraq were Saudis. In a mid-January 2006 interview with staff from the weekly Middle East Economic Digest (MEED), Prince Saud asserted that the Saudi border with Iraq “is virtually closed” but went on to criticize Iraqi, British, and U.S. officials for failing to seal the Iraqi side of the border. In November 2006, a U.S. military spokesman stated that of the approximately 1,100 foreign fighters killed or captured in Iraq over the prior twelve months year, 12% were Saudi nationals.17 According to press reports, Saudi Arabia is considering plans to construct a high-tech system of fences along its entire 900-kilometer border with Iraq, but some Saudi officials have stated that the fence structures will be targeted to certain key areas rather than stretching along the entire border. Saudi Arabia reportedly has spent $1.8 billion on strengthening its border with Iraq since 2004.18 Bilateral Relations. Some strains continue between Saudi Arabia and the post-war Iraqi regime. In a speech to the Council on Foreign Relations on September 20, 2005, Saudi Foreign Minister Saud al Faisal expressed concern over Sunni-Shiite divisions, the possibility of civil war, and the growth of Iranian influence in Iraq and commented that “we are handing the whole country [Iraq] over to Iran without reason.”19 The Iraqi interior minister rejected Prince Saud’s comments and, without naming names, implicitly criticized the Saudi regime as a dictatorship: “A whole country is named after a family.”20 Secretary of State Condoleezza Rice later commented during a Senate Foreign Relations Committee hearing that “I really think the proper role for Saudi Arabia or for any other country in the region is to help them [the Iraqis], not critique them.”21 Saudi Arabia has participated in Arab League efforts to convene an Iraqi reconciliation conference since late 2005. 16 Financial Times (London), December 20, 2004. 17 Remarks by Major General William Caldwell, Spokesman, Multinational Force-Iraq, Defense Department News Briefing, November 20, 2006. 18 P.K. Abdul Ghafour, “Work on Iraq Border Fence Starts in 2007,” Arab News, November 15, 2006; and Raid Qusti, “Kingdom Denies Plans to Build Fence on Border With Iraq,” Arab News, November 20, 2006. 19 Robert Gibbons, “Saudi Says U.S. Policy Handing Iraq over to Iran,” Reuters, September 20, 2005. 20 Suleiman al Khalidi, “Iraq Blasts Saudi Arabia for Anti-Shiite remarks,” Reuters, October 2, 2005. 21 Steven R. Weisman, “Rice, in Testy Hearing, Cites Progress in Iraq,” New York Times, October 20, 2005. CRS-12 Iraqi Debt.22 As of January 2004, Iraq reportedly owed the Saudi government $9 billion in debts incurred during the Saddam Hussein regime (mostly during the Iran-Iraq war of the 1980s), while private Saudi firms and banks hold about $19 billion in Iraqi debt.23 Questions have been raised about whether Iraq’s debt to Saudi Arabia is subject to interest, and both parties have agreed to discuss the matter. U.S. officials have encouraged Saudi Arabia and Kuwait to forgive Iraq’s outstanding debt to support reconstruction and economic recovery efforts. The Iraq Study Group report speculated that Saudi Arabia could agree to cancel the outstanding debt as part of regional efforts to support and stabilize Iraq.24 Regional Strategic Concerns and Sectarian Conflict. Like several Sunni Muslim-led regimes in the Gulf region, Saudi leaders and citizens have expressed concern about the growth of Iranian influence in the region and the influence of the empowerment of Iraq’s Shiite majority population on Sunni-Shiite politics outside of Iraq.25 The escalation of sectarian violence in Iraq since February 2006 and more assertive Iranian foreign policies appear to be undermining domestic support for the Saudi government’s policy of restraint from intervention in Iraq. Influential figures and religious scholars in Saudi Arabia are now calling for their government and fellow citizens to provide direct political and security assistance to Iraq’s Sunni Arab community and to confront what they perceive as Iranian-led Shiite ascendance in the region. One prominent example of this trend appeared in a dramatically worded editorial published in the Washington Post on November 29, 2006.26 The author, Nawaf Obaid, is a well known Saudi security analyst and was then a consultant to the Saudi government. The editorial created an instant debate about Saudi Arabia’s intentions toward Iraq, in spite of an attached disclaimer indicating that its conclusions did not represent Saudi policy. Its conclusion drew particular attention: To turn a blind eye to the massacre of Iraqi Sunnis would be to abandon the principles upon which the kingdom [of Saudi Arabia] was founded. It would undermine Saudi Arabia’s credibility in the Sunni world and would be a capitulation to Iran’s militarist actions in the region. To be sure, Saudi engagement in Iraq carries great risks — it could spark a regional war. So be it: The consequences of inaction are far worse. 22 For more information, see CRS Report RL33376, Iraq’s Debt Relief: Procedure and Potential Implications for International Debt Relief, by Martin A. Weiss. 23 Tom Everett-Heath, “Opposing Views of the Kingdom to Come,” Middle East Economic Digest, January 23-29, 2004, p. 1. 24 Mariam Karouny and Alister Bull, “Iraq Finance Minister Says Still No Deal on Gulf Debt, Reuters, August 1, 2006; and, ISG Report, p. 35. 25 “As Saudi Visits, Bush Seeks Help on Lowering Oil Prices,” New York Times, April 25, 2005. 26 Nawaf Obaid, “Stepping Into Iraq: Saudi Arabia Will Protect Sunnis if the U.S. Leaves,” Washington Post, November 29, 2006. CRS-13 Although Saudi officials have repeatedly denied that the editorial represents Saudi policy and severed Obaid’s advisory relationship with the Saudi embassy in Washington, many U.S. observers have interpreted the episode (including Prince Turki’s subsequent resignation as ambassador and reports of visits to Washington by former ambassador Prince Bandar bin Sultan) as an indication of impatience and disagreement among elements of the Saudi national security establishment over the kingdom’s Iraq and Iran policies.27 Others have speculated that the editorial was part of an orchestrated series of warnings that an end to the Saudi policy of restraint could be forthcoming: Saudi and U.S. officials denied press reports that such a warning was given to Vice President Cheney in private during his November 2006 trip to Riyadh. Similar views have been evident in Saudi religious circles since 2003, where a number of Saudi clerics have encouraged support for insurgents and Iraq’s Sunni Arab minority. In December 2006, leading cleric Salman al Awdah called “honest resistance [in Iraq] ... one of the legitimate types of jihad,” and an October 2006 petition signed by 38 prominent religious figures called on Sunnis everywhere to oppose a joint “crusader [U.S.], Safavid [Iranian] and Rafidi [Shiite] scheme” to target Iraq’s Sunni Arab population.28 Anti-Shiite sectarian rhetoric has been a consistent feature of statements on Iraq and Saudi affairs from other Saudi clerics, including Nasser al Omar and Safar al Hawali.29 Confrontation with these religious figures over their remarks and activities poses political challenges for the Saudi government, since some of them, such as Al Awdah and Al Hawali, have supported government efforts to de-legitimize terrorism inside the kingdom and have sponsored or participated in efforts to religiously re-educate former Saudi combatants. Arab-Israeli Conflict Saudi Arabia supports Palestinian national aspirations, strongly endorses Muslim claims in the old city of Jerusalem, and was increasingly critical of Israel during the Palestinian uprising in the occupied West Bank and Gaza that began in September 2000. Unlike several other Gulf countries, Saudi Arabia has not established trade or liaison channels for communication with Israel. At the same time, Saudi Arabia has supported U.S. policy by endorsing Israeli-Palestinian peace 27 Prince Saud al Faisal sought to reinforce this message in mid-December, stating, “Since the start of the crisis in Iraq ... the Kingdom has said it will stand at an equal distance from all Iraqi groups and does not describe itself as the guardian of any group or sect.” Arab News (Jeddah), “Kingdom Won’t Take Sides in Iraq, Says Saud,” December 20, 2006; and, Robin Wright, “Royal Intrigue, Unpaid Bills Preceded Saudi Ambassador’s Exit,” Washington Post, December 23, 2006. 28 Al Awdah’s comments were made at the “Conference for Supporting the Iraqi People” in Ankara, Turkey. OSC Document - GMP20061211837002, December 10, 2006. 29 Both clerics signed the October 2006 statement. Al Awdah did not: he has been outspoken in his criticism of Iranian intervention in Iraq, but at times has spoken out against Sunni-Shiite conflict on his website: [http://www.islamtoday.net/]. See “Saudi Shaykh Al-Awdah Warns of Sectarian War in Iraq, Holds US Responsible,” OSC Document GMP20061107866002, November 5, 2006. Al Omar in particular is known for his blunt condemnations of Shiites: see, for example, his 2003 memorandum, “The Reality of Al Rafidah [derogatory term for Shiites] in the Land of Monotheism.” CRS-14 agreements, joined with neighboring Gulf states in 1994 in terminating enforcement of the so-called secondary and tertiary (indirect) boycotts of Israel while retaining the primary (direct) boycott, and adopted a more pro-active approach to peacemaking. In March 2002, then Crown Prince Abdullah proposed a peace initiative calling for full Israeli withdrawal from occupied territories in return for full normalization of relations between Arab states and Israel. The plan was endorsed by the Arab League at a summit conference in Beirut on March 27-28, 2002 and used as a basis of discussion between then Crown Prince Abdullah and President Bush at a bilateral meeting in April 2002. Over a year later, on June 3, 2003, President Bush, then Crown Prince Abdullah, and four other Arab leaders met at Sharm el Shaykh, Egypt, where the attendees endorsed the Road Map — a phased plan for Palestinian-Israeli peace promulgated by the United States, the United Nations, Russia, and the European Union (the “Quartet”). At a second bilateral meeting between President Bush and then Crown Prince Abdullah in Texas on April 25, 2005, a joint statement by the two leaders contained the following: “With regard to the Palestinian-Israeli conflict, the United States and the Kingdom of Saudi Arabia desire a just, negotiated settlement wherein two democratic states, Israel and Palestine, live side by side in peace and security.”30 Saudi-Palestinian Relations. Saudi Arabia, like other Arab states, recognizes the Palestine Liberation Organization (PLO) as the legitimate representative of the Palestinian people. Prior to the election of the current Hamasled government, Saudi support (estimated at $80 million to $100 million per year) was provided exclusively to the Palestinian Authority (PA), which was established under the Israeli-Palestinian agreement of September 13, 1993, known as the first Oslo Accord.31 Saudi Arabia also provided aid (variously estimated at $33 million and $59 million) to families of Palestinians killed or injured in the Palestinian uprising that began in September 2000; in addition, Saudis raised additional funds (over $100 million according to one report) for this purpose at a telethon sponsored by then King Fahd on April 11, 2002.32 During then Crown Prince Abdullah’s visit with President Bush in Crawford, Texas on April 25, 2005, Secretary of State Rice told reporters she had discussed with the crown prince “the need for everyone to support, including financially, the Palestinians as they move forward.” 30 Available at the following website: [http://www.whitehouse.gov/news/releases/2005/04/ print/20050425-8.html]. 31 “Flow of Saudi Cash to Hamas Is Under Scrutiny by U.S.,” New York Times, September 17, 2003. 32 Saudi officials told U.S. counterparts in late April 2002 that proceeds of the telethon were funneled through non-governmental organizations to provide some humanitarian support to needy Palestinian families; the Saudis drew a distinction between their fund raising activities and those of Iraq under Saddam Hussein, which paid families who would sacrifice their children as suicide bombers. For more information on Saudi payments to families of Palestinians killed in the Palestinian uprising or imprisoned by Israeli authorities, see CRS Report RL32499, Saudi Arabia: Terrorist Financing Issues, by Alfred B. Prados and Christopher M. Blanchard. CRS-15 Hamas: Pre-2006. There have been unsubstantiated reports of Saudi assistance to the PLO’s principal rival organization, the fundamentalist Hamas organization, which the U.S. government has designated as a foreign terrorist organization. In its most recent annual report on terrorism, the State Department noted that Hamas receives some funding from Iran, but “primarily relies on donations from Palestinian expatriates around the world and private benefactors in Saudi Arabia and other Arab states.”33 It adds that some Hamas fund raising activity takes place in Western Europe and North Africa. The State Department reports do not estimate amounts involved. According to one 2003 press report, at one time, people in Saudi Arabia contributed approximately $5 million to Hamas per year, or approximately half of its pre-governing annual operating budget.34 Past reports indicated that Saudi authorities tolerated fund raising for Hamas. For example, in May 2002, Israeli officials, citing captured Palestinian documents, said the Saudi government had given money to 13 charities, seven of which provide support to Hamas. Then Saudi government spokesman Adel al Jubeir maintained that “no Saudi government money goes to Hamas, directly or indirectly.”35 Hamas: Post-Elections. The January 2006 Palestinian elections in which Hamas secured a majority of seats in the Palestinian parliament has raised new questions regarding Saudi relations with Hamas. In a meeting with U.S. Secretary of State Condoleezza Rice on February 22, Prince Saud rejected the U.S. position that countries should cut off aid to the Palestinian Authority until a Hamas-dominated government renounces violence and accepts Israel’s right to exist. Prince Saud commented that “[w]e wish not to link international aid to the Palestinian people to considerations other than their dire humanitarian need.” The Prince called for continuation of the peace process, but Secretary Rice questioned “[h]ow do we keep a peace process alive if one of the parties [Hamas] is not committed to peace?” On March 19, 2006, Prince Saud reiterated his position, saying that “humanitarian assistance is not given to a government. It is given to a people ...” to help them deal with a difficult humanitarian situation. In late July 2006, the Saudi Arabian government announced plans to transfer $250 million in reconstruction assistance “to the Palestinian people” and confirmed the transfer of half of a $92 million budgetary support pledge for the Palestinian Authority. 33 Country Reports on Global Terrorism, 2005, published April 28, 2006. 34 Don Van Natta, Jr., with Timothy L. O’Brien, “Flow of Saudis’ Cash to Hamas Is Scrutinized,” New York Times, September 17, 2003. The report cites American law enforcement officials, American diplomats in the Middle East, and Israeli officials. In addition, Saudi Arabia contributed $1.8 million in 2004 to the U.N. Relief and Works Agency (UNRWA), the U.N. Agency that provides services to Palestinian refugees in the Middle East; in addition, Saudi Arabia provided $21 million in 2005 in response to an emergency appeal by UNRWA. 35 Don Van Natta, Jr. with Timothy L. O’Brien, “Flow of Saudis’ Cash to Hamas Is Scrutinized,” New York Times, September 17, 2003. According to a later report, Saudi Arabia has been giving $15 million a month to the Palestinian Authority. Joel Brinkley, “Saudis Reject U.S. Request to Cut Off Aid to Hamas,” New York Times, February 23, 2006. See also CRS Report RL32499, Saudi Arabia: Terrorist Financing Issues, by Alfred B. Prados and Christopher M. Blanchard. CRS-16 Israel-Hamas-Hezbollah Conflict. Cross-border raids by Hamas and Hezbollah against Israel and ensuing Israeli military operations in the Gaza Strip and Lebanon during the summer of 2006 and since have created significant foreign policy challenges for the government of Saudi Arabia. On the one hand, Saudi leaders have felt compelled to condemn destabilizing military operations taken by non-state actors that have pushed the region to the brink of direct conflict. On the other hand, strong popular opinion and official support for the Palestinian and Lebanese governments and civilians have counseled opposition to the Israeli military response and criticism of international parties, including the United States, that oppose cease fire agreements. Other factors include the role of Syria and Iran as state sponsors and suppliers of Hezbollah and Hamas. Saudi government efforts to overcome these challenges were evident in public statements and actions taken in response to the original outbreaks of violence. After initially criticizing the Lebanese militia Hezbollah for their July 12 raid across the Israel-Lebanon border, Saudi officials joined with their Egyptian and Jordanian counterparts to place the blame for the eruption of conflict in Lebanon on Hezbollah. Saudi Foreign Minister Prince Saud al Faisal and National Security Council chief and former Ambassador to the United States Prince Bandar bin Sultan visited Washington, D.C. on July 23 to consult with President Bush and other U.S. officials about the ongoing crisis. In a private meeting with the president and Secretary of State Condoleezza Rice, the Saudi officials reportedly delivered a letter from King Abdullah bin Abdulaziz requesting U.S. support for an immediate cease fire. Following Israeli military attacks inside Lebanon that killed hundreds of civilians and damaged critical infrastructure, Saudi Arabian leaders voiced pointed criticism and condemnation of Israel. On July 25, the Saudi cabinet released a statement warning “that if the Israeli military savagery continues to kill and destroy, no can predict what would happen” and “that, should the option of peace fail as a result of the Israeli arrogance, only the option of war will remain.”36 This was interpreted variously by regional observers as a warning of the potential shared consequences of broader escalation or a signal of Saudi willingness to abandon the so-called Abdullah plan for a two-state solution and wider Arab peace with Israel. After an Israeli military strike on the Lebanese town of Qana killed more than 50 civilians, a July 31 Saudi cabinet statement cited “the moral, political, and material responsibility of Israel for massacres and war crimes” and pledged “the Kingdom’s standing with all its political and economic capabilities by the brotherly people of Lebanon.”37 Then Saudi Ambassador to the United States Prince Turki al Faisal summarized the double-edged Saudi position in public comments in Washington, saying, “Saudi Arabia holds firmly responsible those who first engaged in reckless adventure under the guise of resistance [Hamas and Hezbollah],” adding that the groups’ “unacceptable and irresponsible actions do not justify the Israeli 36 “Saudi Arabia’s Royal Court Issues Statement On Situation in Lebanon,” al-Ikhbariyah Satellite Channel (Riyadh), OSC Document FEA20060725025650, July 25, 2006. 37 Saudi Press Agency, “King Abdullah Chairs Cabinet Session,” July 31, 2006. CRS-17 destruction of Lebanon or the targeting and punishment of the Lebanese and Palestinian civilian populations.”38 The Saudi government’s rhetorical support for Lebanon has been matched with financial and material support: the government has pledged over $1.5 billion in financial assistance to the Lebanese government and has organized a popular relief campaign under the auspices of the Minister of Interior Prince Nayef bin Abdulaziz. The announced assistance will consist of a $500 million grant to the Lebanese people as the “core” of a planned Arab-international reconstruction fund and a $1 billion deposit in the Central Bank of Lebanon to support the Lebanese economy. Some observers have noted that the large donations may be meant to signal to other Arab states and Iran that the Saudi Arabian government, known for its close political and financial ties to Lebanon, plans to assume the central role in underwriting Lebanon’s recovery from the current crisis. In late December 2006, Saudi Arabia hosted representatives of Hezbollah in a reported effort to defuse the political crisis ongoing in Lebanon.39 Recent Diplomatic Activity. More recently, since late 2006, the press has reported rumors of secret meetings between Israeli and Saudi officials in what many have described as unprecedented contacts between officials of the two countries. Media representatives suggest that Saudi Arabia and other Gulf states are attempting to undercut Iran’s growing influence, contain violence in Iraq and Lebanon, and pursue a solution to the Palestine problem.40 There is also speculation that Israel may be seeking to enlist Saudi Arabia in a regional anti-Iran alliance. In February 2007, in a further expansion of its role, Saudi Arabia sought to bring about a reconciliation between the two main factions in the Palestinian Authority, the more moderate Fatah and the more radical Hamas, whose internecine fighting had killed over 100 people and blocked further progress in the Palestinian-Israeli peace process. King Abdullah invited representatives of both groups to meet in the holy city of Mecca, where the two sides negotiated an agreement on a national unity government. Although the agreement represented an achievement for Saudi diplomacy, the national unity government did not explicitly meet preconditions set by the United States and its Quartet partners for recognition of the Hamas-led government, i.e., disavowal of violence, recognition of Israel, and acceptance of previous Israeli-Palestinian accords. Furthermore, it may have signaled a split between the United States and Saudi Arabia over the future course of PalestinianIsraeli negotiations, although Saudi Arabia may have scored points at Iran’s expense, an outcome that U.S. officials would presumably welcome.41 The Saudis also sought 38 Prince Turki al-Faisal, Remarks to the New American Foundation, Washington, D.C., July 31, 2006. 39 Jumana Al Tamimi, “Saudi Bid to Solve Lebanon Deadlock,” Gulf News (Dubai), January 3, 2007. 40 41 Barbara Slavin, “Arabs try outreach to Israel, U.S. Jews,” USA Today, February 12, 2007. Helene Cooper, “After the Mecca Accord, Clouded Horizons,” New York Times, February 21, 2007. CRS-18 to make the most of the situation by promising $1 billion to the Palestinians in conjunction with announcing the Mecca agreement.42 Relaunch of the “Abdullah” Peace Plan. On March 28-29, 2007, the heads of state of most of the Arab League countries met in Riyadh, Saudi Arabia and reconfirmed their support for the 2002 Saudi-sponsored peace proposal calling for full Israeli withdrawal from occupied territories in return for full normalization of relations between Arab states and Israel. In the runup to the summit, speculation focused on whether the leaders of Saudi Arabia and the other Arab governments would amend provisions of the 2002 proposal that Israeli government had identified as unacceptable, particularly the provision that calls for a “just solution” to the Palestinian refugee problem “in accordance with U.N. General Assembly Resolution 194.” Resolution 194 calls for the right of return to Israel for Palestinian refugees willing to live in peace. Israeli Prime Minister Ehud Olmert rejected any right of return for Palestinian refugees in a March 30 interview in which he also praised Saudi King Abdullah’s leadership.43 The Arab summit did not amend the proposal, and Saudi Foreign Minister Prince Saud al Faisal warned that if Israel rejected the proposal, “they will be putting their future not in the hands of the peacemakers but in the hands of the lords of war.”44 Since the summit, some Israeli observers have criticized the Arab initiative as an ultimatum, while the government of Ehud Olmert has invited Arab leaders, including Saudi King Abdullah, to participate in a summit to discuss the terms of the proposal. On April 2, the Saudi cabinet released a statement declaring that “Israel, prior to anything else, has to understand that peace requires that it stop its continuous and inhuman aggressions, punishment, and offenses against the Palestinian people, and has to accept all relevant international resolutions adopted over the years by the legitimate international bodies.”45 Arms Transfers to Saudi Arabia U.S. Arms Sales. The United States has long been Saudi Arabia’s leading arms supplier. During the eight-year period from 1998 through 2005, U.S. arms ordered by Saudi Arabia amounted to $9.3 billion while U.S. arms delivered to Saudi Arabia amounted to $17.9 billion, reflecting earlier orders. An upsurge in Saudi arms purchases from the United States in the early 1990s was due in large measure to the Iraqi invasion of Kuwait and its aftermath. The largest recent sale was a $9 billion contract for 72 F-15S advanced fighter aircraft, signed in May 1993. Saudi arms purchase figures include not only lethal equipment but also significant amounts of support services and construction. A downward trend has marked Saudi arms 42 Ibid. 43 Herb Keinon and David Horovitz, “Olmert: ‘Not one refugee can return’” Jerusalem Post, March 30, 2007. 44 David Blair, “Accept Peace Plan or Face War, Israel Told” Daily Telegraph (UK), March 28, 2007. 45 “King Abdullah Chairs Cabinet’s Session” Saudi Press Agency, April 2, 2007. CRS-19 procurement since the mid-1990s as Saudi Arabia completed many of its post-Gulf War purchases and the country faced strained finances. Rising oil prices, increased regional tensions, and counterterrorism requirements have led Saudi defense and security officials to reassess their defense needs in light of recent developments. In late July 2006, the Bush Administration notified Congress that it has approved a number of potential U.S. military sales to Saudi Arabia that could be worth over $9 billion.46 The proposed sales are mainly designed to support the Saudi Arabian National Guard and may ultimately include 24 Black Hawk helicopters, 724 light armored vehicles, 2,300 long-range radio systems, night vision goggles, thermal weapon sights, and other equipment. A number of planned equipment re-manufacture and upgrade sales are also part of the proposed package, including modifications for Apache attack helicopters, the transfer of 58 M1A1 Abrams tanks, and their upgrading along with 315 M1A2 Abrams tanks already in Saudi possession. The 109th Congress did not take any steps to block the proposed sales. New Sales and the Gulf Security Dialogue. In mid-2006, the U.S. State Department inaugurated an effort to revive some of the U.S.-GCC defense cooperation that had begun during the Clinton Administration but had since languished as the United States focused on the post-September 11 wars in Afghanistan and Iraq. In a November 27, 2006, press interview with defense publications, then Assistant Secretary of State for Political Military Affairs John Hillen discussed a “Gulf Security Initiative,” now termed the Gulf Security Dialogue (GSD), to boost Gulf state military capabilities.47 The GSD has fueled speculation about major new weapons sales to the GCC states, including Saudi Arabia. In October 2006, the Defense Department official responsible for managing official sales to foreign states, director of the Defense Security Cooperation Agency Lt. Gen. Jeffrey Kohler, confirmed that speculation by saying that the Gulf initiative would likely drive up weapons sales to the Gulf countries in 2007. According to Kohler, improving their missile defense capabilities, for example by sales of the upgraded Patriot Advanced Capability-3 (PAC-3) is “high on the agenda.” Among other potential weapons sales Kohler discussed were border and maritime security equipment, including radar systems and communications gear. Critics of the Gulf Security Dialogue have questioned both the effectiveness of the initiative and the stated goals. Congress has not blocked any U.S. sales to the GCC states since the 1991 Gulf war, although some in Congress have expressed reservations about sales of a few of the more sophisticated weapons and armament packages to the Gulf states in recent years. Some Members believe that sales of sophisticated equipment could erode Israel’s “qualitative edge” over its Arab neighbors, if the Gulf states were to join a joint Arab military action against Israel or transfer weapons to “frontline” states, but few experts believe that the Gulf states would do so. Others are concerned that some U.S. systems sold to the Gulf contain 46 Defense Security Cooperation Agency, Transmittals No. 06-25, 06-26, 06-31, 06-36, and 06-39, July 2006. Available at [http://www.dsca.mil/PressReleases/ 36-b/36b_index.htm] 47 Inside the Navy, “State Department Promotes New Persian Gulf Security Architecture,” November 27, 2006. CRS-20 missile technology that could violate international conventions. Successive U.S. administrations have maintained that the Gulf states are too dependent on U.S. training, spare parts, and armament codes to be in a position to use sophisticated U.S.-made arms against Israel or any other U.S. ally.48 One recent press report suggests that the Israeli government’s reservations about the Bush Administration’s plans to sell advanced weapon systems to Saudi Arabia and other Persian Gulf nations could delay the planned GSD-related sales.49 Saudi-China Arms Contacts. In 1988, shortly before the end of the Cold War, Saudi Arabia concluded a controversial purchase of approximately 30 intermediate range CSS-2 missiles from China, in its first and only major arms purchase from a communist (or formerly communist) state. A Reuters news wire report of February 15, 2004, quoted unnamed U.S. officials as voicing concern over continued alleged cooperation between China and Saudi Arabia on missiles; the report did not provide details. On the following day, the Saudi Press Agency said a responsible source at the Saudi Defense Ministry denied the report, which a defense spokesman described as “fabricated and baseless.” Nuclear Concerns There have been occasional questions in the past about possible Saudi nuclear cooperation with other states. For example, according to press reports in 1999, U.S. officials were concerned over a visit by the Saudi Defense Minister to nuclear and missile facilities in Pakistan, but had received assurances from Saudi officials that Saudi Arabia was not seeking nuclear weapons or other weapons of mass destruction. Later, a Washington Times article of October 22, 2003, citing “a ranking Pakistani insider,” reported that Saudi Arabia and Pakistan had concluded a secret agreement on nuclear cooperation, under which Pakistan would provide Saudi Arabia with nuclear technology in return for oil at reduced prices. A State Department spokesman said the Administration had seen the reports but did not have any information to substantiate them. Saudi Arabia has been negotiating a full-scope safeguards agreement with the International Atomic Energy Agency (IAEA).50 On June 16, 2005, the IAEA approved a Small Quantities Protocol (SQP) for Saudi Arabia; this protocol exempts countries with minimal quantities of nuclear materials and facilities from routine inspections and declarations. It is not clear whether the IAEA will require Saudi Arabia to conclude an Additional Protocol, which could give the IAEA more leverage for inspections. IAEA Director General Muhammad ElBaradei has called the SQP a “weakness” in the nuclear safeguard regime, and the United States and some western nations are concerned that it does not provide sufficient transparency 48 Gopal Ratnam and Amy Svitak, “U.S. Would Keep Tight Rein on Missile Sold to Bahrain,” Defense News, September 11, 2000. 49 David S. Cloud and Helene Cooper, “Israel’s Protests Are Said to Stall Gulf Arms Sale,” New York Times, April 5, 2007 50 Background information and details on Saudi Arabia’s relationship with the IAEA are available at [http://ola.iaea.org/factSheets/CountryDetails.asp?country=SA]. CRS-21 in the case of Saudi Arabia. A Saudi official reportedly told European officials that Saudi Arabia would provide additional information to the IAEA only if all other parties to the protocol did the same.51 Saudi Arabia has expressed concern about Iranian nuclear development activities and sent mixed messages about its future plans to develop and use nuclear energy technologies during 2006. In a January 2006 interview with the Middle East Economic Digest, Saudi Foreign Minister Prince Saud al Faisal said “we are not going to pursue any of these [nuclear] weapons,” and went on to comment that nuclear power “is dangerous in itself.”52 Since then, Saudi officials, including Prince Saud al Faisal, have sought assurances directly from Iranian officials about Iran’s plans to develop nuclear energy facilities and the steps Iran may be taking to prevent potential environmental damage or conflict that could affect the wider Persian Gulf region. After a December 2006 summit meeting in Riyadh, the Gulf Cooperation Council announced that its members plan to pursue the development of nuclear energy technology jointly in order to meet growing domestic electricity demands and preserve valuable oil and natural gas supplies for export. Following the announcement, Prince Saud al Faisal told reporters that “nuclear technology is an important technology to have for generating power, and the gulf states will need it equally ... It is not a threat ... It is an announcement so that there will be no misinterpretation for what we are doing. We are not doing this secretly. We are doing it openly.”53 A U.S. State Department spokesperson emphasized that since the GCC announcement related to “an intention to develop peaceful nuclear energy,” it should be considered differently from the alleged pursuit of nuclear weapons capabilities by Iran.54 The Saudi cabinet endorsed the GCC decision and stated that “possessing nuclear technology for peaceful purposes has economic and scientific significance.”55 Trade Relationships Saudi Arabia was the largest U.S. trading partner in the Middle East in 2005. For that year, Saudi exports to the United States were estimated at $26.2 billion (up from $20.4 billion in 2004) and imports from the United States at $5.6 billion (up from $4.7 billion). Comparable figures for Israel, the second largest U.S. trading partner in the Middle East in 2005, were $16.9 billion in exports to the United States and $9.7 billion in imports from the United States. Through September 2006, Saudi 51 George Jahn, “Saudi Arabia Exempt From Nuke Inspections,” Guardian, June 16, 2005. 52 Richard Thompson, “Returning to Form,” Middle East Economic Digest, January 27, 2006. 53 Hassan M. Fattah, “Arab Nations Plan to Start Joint Nuclear Energy Program,” New York Times, December 11, 2006. 54 See transcript of State Department Press Briefing for December 11, 2006, available at [http://www.state.gov/r/pa/prs/dpb/2006/77619.htm]. 55 P.K. Abdul Ghafour, “Nuclear Energy Is Needed, Says Cabinet,” Arab News (Jeddah), December 12, 2006. CRS-22 imports from the United States were at $5.7 billion and exports to the United States were at $24.6 billion. To a considerable extent, this high volume of trade is a result of U.S. imports of hydrocarbons from Saudi Arabia and U.S. arms exports of arms, machinery, and vehicles to that country. On September 9, 2005, the U.S. Trade Representative (USTR) announced that the United States and Saudi Arabia had completed bilateral negotiations on terms of Saudi accession to the World Trade Organization (WTO). On November 10, President Bush signed a memorandum to the USTR noting that Saudi Arabia had concluded a bilateral agreement with the United States related to Saudi accession to the WTO.56 In the meantime, the press noted that Saudi Arabia had concluded bilateral negotiations with all other interested WTO members, and on December 11, Saudi Arabia became the 149th member of the WTO.57 Boycott of Israel and WTO Membership.58 Some Members of Congress have raised questions regarding Saudi Arabia’s participation in the Arab League boycott of Israel in light of the conclusion of a bilateral agreement with the United States on Saudi Arabia’s WTO accession. On April 5, 2006, the House passed H.Con.Res. 370, which expresses the sense of Congress that Saudi Arabia should fully live up to its WTO commitments and end all aspects of any boycott on Israel. Under the terms of the agreement with the United States, Saudi negotiators confirmed that Saudi Arabia would not invoke the non-application provision of the WTO Agreement toward any fellow WTO member (which would prohibit enforcement of the boycott) and confirmed the kingdom would not enforce the secondary and tertiary Arab League boycotts. However, in June 2006, then-Saudi Ambassador to the United States Prince Turki al Faisal reportedly stated that the Government of Saudi Arabia plans to continue to enforce the Arab League’s primary boycott of Israel, drawing criticism and inquiries from some Members of Congress. Prince Turki reportedly commented that “the primary boycott is an issue of national sovereignty guaranteed within the makeup of the WTO and its rules,” and indicated that the Saudi government had already made its decision clear to the United States Trade Representative’s office (USTR). A USTR spokesman was quoted as saying that “in [USTR’s] view, maintaining the primary boycott of Israel is not consistent with Saudi Arabia’s obligation to extend full WTO treatment to all WTO Members.”59 January 2007 press reports quoted the Director General of the Saudi Customs Service, Saleh Al-Barak, as saying that goods manufactured in Israel could not be legally imported into Saudi Arabia.60 56 Full text in Federal Register, Vol. 70, No. 219, November 15, 2005. 57 For more background, see American Association of Exporters and Importers, “Saudi Arabia’s WTO Accession,” Vol. 105, No. 46, November 22, 2005. 58 See CRS Report RS22424, Arab League Boycott of Israel, by Martin A. Weiss. 59 Michael Freund, “Saudi Ambassador to U.S. Admits Boycott of Israel Still in Force,” Jerusalem Post, June 22, 2006; and, Freund “U.S. Official Under Fire Over Saudi Flap,” Jerusalem Post, June 25, 2006. 60 “Ban on Israeli Goods in Place: Customs Chief,” Arab News (Jeddah), January 4, 2007. CRS-23 Oil Production. With the world’s largest proven oil reserves (estimated at 261.7 billion barrels in January 2001), Saudi Arabia produced approximately 9.5 million barrels per day (bpd) of crude oil as of October 2005. Approximately 11.3% of U.S. oil imports and 7.4% of total U.S. oil consumption came from Saudi Arabia during 2004. Formerly the largest foreign supplier of oil to the United States, Saudi Arabia has been exceeded in this role by Canada, Mexico, and/or Venezuela during recent years (see Table 2). In recent years, Saudi Arabia has alternately supported cuts and increases in production as oil prices on the international market have fluctuated. Under a “gentlemen’s agreement” reached in June 2000, members of the Organization of Petroleum Exporting Countries (OPEC) established a mechanism to adjust the supply of oil by 500,000 bpd if the 20-day average price of oil moved outside a $22 to $28 price band. This band eroded in subsequent years as oil prices continued to rise to more than $50 per barrel, and in follow-up comments after the April 25, 2005, meeting between President Bush and then Crown Prince Abdullah, the crown prince’s foreign policy advisor said the $22-$28 price band has become unrealistic.61 The foreign policy advisor went on to say that Saudi Arabia has a limited spare capacity of approximately 1.3 to 1.4 million bpd for increased production. During the April 2005 visit, Saudi officials proposed a long-range plan to deal with fundamental issues of supply and demand, indicating that they would aim for production levels of 12.5 million bpd by the end of the current decade and 15.0 million bpd over time. Table 2. U.S. Oil Consumption and Imports (in millions of barrels per day) Category 2002 2003 2004 2005 Total U.S. Consumption Total U.S. Imports Imports from Saudi Arabia Imports from Canada Imports from Mexico Imports from Venezuela 19.761 11.530 1.552 1.971 1.547 1.398 20.034 12.264 1.774 2.072 1.623 1.376 20.731 13.145 1.558 2.138 1.665 1.554 20.587a 13.527 1.523 2.172 1.646 1.506 Source: U.S. Department of Energy, Annual Energy Review 2005, Report No. DOE/EIA-0384(2005), July 27, 2006: Table 5.4 - Petroleum Imports by Country of Origin, 1960-2005, available at [http://www.eia.doe.gov/emeu/aer/pdf/pages/sec5_11.pdf]. a. 2005 U.S. consumption figure based on first 11 months of 2005. Foreign Investment. Saudi leaders, notably King Abdullah, have shown increasing interest in attracting foreign investment, especially in their country’s energy sector. Oil exploration and production remain generally off limits to foreign investment; however, with the world’s fourth largest natural gas reserves (235 trillion cubic feet), Saudi Arabia is emphasizing foreign participation in the country’s gas 61 In February 2006, Saudi Oil Minister Ali Naimi said current conditions would support a price of approximately $50 per barrel, and some Saudi officials spoke of a $40-$50 price range. The Oil Daily, February 8, 2006. CRS-24 sector. In 2001, Saudi Arabia signed three preliminary agreements worth approximately $25 billion with eight international oil companies (including six U.S.based companies) to develop three natural gas fields. Conclusion of final agreements met continuing delays as Saudi and company negotiators tried to resolve several issues, including taxes, rate of return on investments, and size of gas reserves being offered. Eventually, in mid-2003, negotiations collapsed, and Saudi officials began pursuing a different approach involving smaller, less ambitious projects of more limited scope. Tenders were issued on September 15, 2003 for three new contract areas. One U.S. company, Chevron-Texaco, submitted bids for all three; however, it was unsuccessful in obtaining any of the contracts. Saudi Oil Minister Ali al Naimi and other officials said the bids were assessed strictly in accordance with the terms offered by the various companies, although some unnamed observers suggested that the bidding process was structured in a way that favored non-U.S. competitors. Still other observers suggested that the awards reflect Saudi desire to cement economic ties with Russia, China, and other third countries, and one energy expert noted that “[t]he Saudis are clearly shifting around and looking to different parts of the world.62 In the meantime, several U.S. companies are involved in new or projected Saudi operations. ExxonMobile and ChevronTexaco are among several international oil companies that the Saudis have approached regarding their plans to build a large export refinery at the port of Yanbu, potentially worth $5 billion. In addition, in March 2005, the Saudis awarded a contract to another U.S. company, Bechtel, as part of a joint venture to develop three on-shore oil fields in eastern Saudi Arabia at a potential cost of $3 billion.63 Saudi-Chinese Commercial Contacts. Saudi-Chinese commercial relationships continue to expand. Bilateral trade peaked at $15 billion in 2005, after a 41% growth per year since 1999, according to the Chinese Ministry of Commerce. A visit by King Abdullah to Beijing in January 2006 was reciprocated by Chinese President Hu Jintao on April 22, and the two leaders reportedly signed a series of agreements including energy exploration and security collaboration. Commentators note that Chinese economic ties are attractive to Saudi leaders because they come with “no strings attached” and focus on economic rather than political issues.64 Religious Freedom, Human Rights, and Political Reform Religious Freedom. The State Department’s 2004 Report on International Religious Freedom (September 15, 2004) designated Saudi Arabia for the first time 62 Karen Matusic, “Saudis Extend Geopolitical Base with Gas Deals,” The Oil Daily, February 2, 2004; Simeon Kerr, “Saudi Arabia Strikes Hard Bargain On Gas Rights,” Dow Jones, Emerging Markets Report, January 29, 2004. 63 “Small Steps Forward,” Middle East Economic Digest, April 22-28, 2005, pp. 42-44; “Sultans of Swing,” Middle East Economic Digest, May 6-12, 2005, pp. 4-5. 64 “Avoiding Political Talk, Saudis and Chinese Build Trade,” New York Times, April 23, 2006. CRS-25 as a “Country of Particular Concern.” Saudi Arabia was again so designated in the most recent annual report published on September 16, 2006, but the report acknowledged steps that King Abdullah has taken to meet U.S. concerns. Of particular concern to some Westerners are pervasive restrictions on women’s activities65 and an injunction against the practice of other religions throughout the kingdom. This injunction has been applied not only against non-Islamic faiths but also at times against the Shiite Muslim community in Saudi Arabia, estimated at 500,000 or more persons mainly in the Eastern Province.66 Discrimination against the mystic-oriented Sufi sects, long opposed by the Saudi regime, has reportedly eased in the last few years.67 Also, according to the State Department, high-level Saudi officials have said that Saudi policy allows for private non-Muslim worship, for example, in private homes or secluded compounds; however, the State Department notes that Saudi officials do not always follow these guidelines in practice and have not provided specific guidelines to determine what constitutes private worship.68 The 2006 Country Report on Human Rights Practices comments that members of the autonomous agency known as the Committee to Promote Virtue and Prevent Vice (also known as the Religious Police or the Mutawwa’) continued on some occasions to intimidate, mistreat, or detain citizens and foreigners for alleged infractions of the country’s conservative religious norms. Human Rights. According to the State Department, the overall human rights environment in Saudi Arabia remained poor during 2006. The 2006 Country Report on Human Rights Practices listed a number of human rights abuses, many of which had been cited in the previous 2005 report: no right to change the government; painful corporal punishments; arbitrary arrest and detention, sometimes incommunicado; denial of fair public trials and lack of judicial independence; significant restriction of civil liberties (free speech and press); a widespread perception of corruption and lack of governmental transparency; and societal discrimination, particularly against minority groups; and legal discrimination and violence against women. The Internet, with its expanding access among the Saudi population, is becoming an increasingly important factor in assessing Saudi Arabia’s record in freedom of information. Both the 2005 and 2006 human rights reports estimate that 65 U.S. Under Secretary of State for Public Diplomacy Karen Hughes encountered mixed reactions from a group of Saudi women with whom she discussed restrictions on women’s rights on a recent trip to the Middle East. Steven R. Weisman, “Saudi Women Have Message for U.S. Envoy,” New York Times, September 28, 2005. 66 Since 1990, the Saudi government has moved quietly to ease some restrictions on Shiites. A petition presented by Saudi Shiite representatives was followed by an audience with then Crown Prince Abdullah on April 30, 2003, indicating that both the government and the Shiite petitioners may be seeking to pursue a more cooperative approach. 67 Faiza Saleh Ambah, “In Saudi Arabia, a Resurgence of Sufism,” Washington Post, May 2, 2006. 68 Department of State, Country Reports on Human Rights Practices - 2006, March 6, 2007. CRS-26 roughly one million Internet subscribers are in the kingdom, and according to human rights reports, the government has sometimes restricted access, monitored e-mail and chat rooms, and blocked access to websites deemed “sexual”; however, authorities have allowed Internet discussion of some sensitive topics, including the religious establishment, human rights, and reform. Political Reform. Political reforms promulgated by the late King Fahd in the early 1990s and continued under Crown Prince Abdullah have set in motion a limited move toward democracy and protection of individual freedoms. The “basic law” announced by the king on March 1, 1992, bans arbitrary arrest, harassment, or entry of individual homes without legal authority and specifies privacy in telephone calls and mail. On August 20, 1993, the king appointed a 60-member consultative (“Shura”) council (increased to 90 in 1997 and to 120 in 2001), with limited powers to question cabinet members and propose laws. On January 25, 2005, the Saudi Minister of Defense and Aviation and then Second Deputy Prime Minister Prince Sultan told Saudi newspapers that the council will be expanded to 150 members and given additional unspecified authority in the next three months; a royal decree in early April 2005 approved the expanded membership of the council. In further steps, the Saudi government held three rounds of municipal elections on February 10, March 3, and April 20, 2005, in a three-stage process in which male Saudi citizens cast votes for half the members of 178 municipal councils in the country’s first nation-wide elections. Although political parties and coalitions were banned, post-election reports indicated that in most cases candidates endorsed by popular Sunni Islamic religious leaders fared best. Shiite Muslim candidates also did well in the Shiite centers of northeastern Saudi Arabia. Commentators differ as to whether winners represented a moderate religious trend or a more militant strain. In their joint press conference on April 25, 2005, President Bush and then Crown Prince Abdullah noted that “[t]he United States applauds the recently held elections in the Kingdom [of Saudi Arabia] ... and looks for even wider participation in accordance with the Kingdom’s reform program.” Women’s Affairs. In a February 2005 press interview, the Saudi Foreign Minister predicted that women will vote in the next round of Saudi municipal elections.69 Saudi women were allowed to vote and run for 12 elected seats for the Chamber of Commerce and Industry for the major commercial city of Jeddah in elections held on November 27, 2005. Two women won seats in what was described as an historic step. The issue of women’s social rights in Saudi Arabia remains an issue of interest to some Members and an issue that creates sensitivity and diverse viewpoints in Saudi Arabia. Some Saudi women advocate fundamental changes in the social, economic, and political rights of women in the kingdom, whereas others argue that women’s affairs should be addressed through religious tradition and dialogue. During a meeting with U.S. Under Secretary of State for Public Diplomacy Karen Hughes, several Saudi women expressed satisfaction with some of the 69 “Changes in the Kingdom — On ‘Our Timetable’” (interview by Lally Weymouth with Prince Saud al Faisal), Washington Post, February 27, 2005. CRS-27 restrictions on women in Saudi Arabia; for example, one said that she had no desire to drive a car.70 Royal Succession. The late King Fahd, who ruled Saudi Arabia from 1982 until his death in August 2005, was a dynamic leader but suffered increasingly from medical problems, including diabetes and arthritis. Crown Prince Abdullah, a halfbrother of the late king and commander of the elite National Guard forces, had governed the country on a day-to-day basis since then-King Fahd suffered a debilitating stroke in late 1995. As predicted by many commentators, the royal family backed Crown Prince Abdullah in a smooth transfer of power when King Fahd passed away. King Abdullah’s replacement as crown prince is another key figure in the royal family, Prince Sultan, who has served for over 40 years as Minister of Defense and Aviation. As noted above, the king and crown prince hold the additional positions, respectively, of prime minister and first deputy prime Minister. In the past, various sources described King Abdullah as more traditional and less western in outlook than the late King Fahd and more oriented toward the Arab world; however, in recent years he has acquired a reputation as a supporter of limited economic and political reform. On balance, the new king seems likely to maintain Saudi Arabia’s long-standing strategic and economic ties with the United States. U.S. officials commented that President Bush and then Crown Prince Abdullah established a very good personal rapport during the latter’s visits to the United States in 2002 and 2005. King Abdallah’s retention of the late King Fahd’s cabinet ministers is interpreted in the press as evidence of likely continuity in Saudi domestic and foreign policies. Future Succession and the Allegiance Council. In the aftermath of King Fahd’s death, media reports initially speculated that the new King Abdullah planned to name a second deputy prime minister (a de facto deputy crown prince) as Abdullah’s recent predecessors had done, but the king did not do so. Some commentators believed the king declined to take this step to avoid possible rivalries over future succession within the large Al Saud family, which numbers more than 5,000 princes, according to some estimates. On October 18, the royal court released royal decree A/135 to amend the Basic Law and create a Bayah [Arabic for “Allegiance”] Council to fill the positions of king and crown prince using defined procedures and criteria. The new rules will apply after the current Crown Prince Sultan bin Adb al Aziz becomes king, at which time the 39 Allegiance Council members [members of the families of the 37 sons of the founder of the modern Saudi state, Abd al Aziz ibn Saud, plus two family members appointed by the king] will select a new crown prince in consultation with the king. Possible future candidates for succession include the 21 remaining brothers and half-brothers of the late king and a number of their sons and nephews. For example, many experts consider Prince Salman, Governor of Riyadh, and Prince Nayif, Minister of the Interior, as possible candidates for the position of crown prince when 70 Steven R. Weisman, “Saudi Women Have Message for U.S. Envoy,” New York Times, September 28, 2005. CRS-28 a potential future king needs to fill this position.71 Some observers have speculated that the appointment of King Abdullah’s private secretary, Khaled al Tuwayjeri, as secretary general of the Allegiance Council may indicate the king’s desire to influence the Council’s operation in the event of his death or incapacitation. The lack of reference in the decree to Saudi Arabia’s clerical establishment also has drawn comments from some academics who have speculated that the omission may have been an intentional step to sideline the religious authorities. Others contend that Saudi clerics have not had a direct role in the royal family’s critical decision making processes for decades but rather have served in advisory and legitimating roles before and after key decisions are taken — roles that are likely to continue. 71 Like Crown Prince Sultan, both Prince Nayif and Prince Salman are full brothers of the late King Fahd, and belong to an influential group within the royal family whose mother was a member of the Sudayri tribe. Some commentators note that the conservative Prince Nayif is thought to have resisted reforms supported by Abdullah, while Prince Salman has a lower international profile than Crown Prince Sultan or Prince Nayifruled by the Al Saud family since its founding in 1932, wields significant political and economic influence as the birthplace of the Islamic faith and by virtue of its large energy reserves. Since 2005, King Abdullah bin Abd al Aziz Al Saud has sought to strengthen Saudi relations with European and Asian counterparts and has worked to build and lead an Arab consensus on regional security issues such as Lebanon and the Israeli-Palestinian conflict. Recent domestic reforms have codified royal succession rules, begun restructuring the justice system, and updated some educational curricula and practices. An Al Qaeda-inspired terrorist campaign inside the kingdom appears to be ebbing as security improvements and anti-extremism campaigns are implemented. However, the threat of domestic terrorism remains. Robust energy export revenues and investment-friendly reforms continue to strengthen the kingdom’s regional and global economic position. A close Cold War-era relationship between the United States government and the ruling Al Saud family was built on shared interests in securing Saudi oil production and in combating global Communism. In the post-Cold War period, the emergence of the Al Qaeda terrorist threat and volatile regional security conditions in the Middle East have tested U.S.-Saudi relations. The direct participation of 15 Saudi nationals in the terrorist attacks of September 11, 2001, and the identification of several Saudi nationals and entities as alleged supporters of terrorism have called into question Saudi Arabia’s reliability as an ally for some U.S. observers. Increased official counterterrorism cooperation and shared concerns about Iranian foreign policy have provided a new strategic logic for U.S.-Saudi security relations since 2003. Longstanding defense ties remain intact, and U.S. arms sales to Saudi Arabia have continued, with over $14 billion in potential Foreign Military Sales to Saudi Arabia approved by the Bush Administration and Congress since January 2005. While security cooperation has improved since 2003, the United States and Saudi Arabia continue to face a core challenge identified by the 9/11 Commission in its final report: reestablishing a broader bilateral relationship that “leaders on both sides are prepared to publicly defend.” The Bush Administration has attempted to meet this challenge by continuing high-level consultations with key decision makers in the Saudi royal family on issues of mutual concern, including energy policy, finance, Israeli-Arab peace, human rights, and political and economic reform. In conjunction with a recent visit by president Bush to Saudi Arabia, the Administration announced new agreements relating to nuclear and security cooperation and visas. Congress has included prohibitions on the provision of U.S. foreign assistance to Saudi Arabia in annual foreign operations appropriations legislation each year since FY2005. However, the Administration has used presidential waivers, existing legal authorities, and “no-year” funding to continue the provision of limited counterterrorism and International Military Education and Training assistance to Saudi Arabia during this period. This report provides background information about Saudi Arabia and analyzes current issues in U.S.-Saudi relations. It will be updated. See also CRS Report RL32499 - Saudi Arabia: Terrorist Financing Issues and CRS Report RS21695 - The Islamic Traditions of Wahhabism and Salafiyya. Contents Recent Developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Saudi Arabia’s Political Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Saudi-U.S. Relations, 1931-1991 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Saudi-U.S. Relations, 1991-2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 September 11, 2001 and its Aftermath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 The 9/11 Commission Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Saudi Responses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Recent Assessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Terrorist Financing Concerns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Toward a New Relationship? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Recent Congressional Interest in Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . 12 U.S. Foreign Assistance to Saudi Arabia and Congressional Prohibitions . 12 International Military Education and Training (IMET) . . . . . . . . . . . . 13 Counterterrorism Assistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 Prohibitions on Foreign Assistance . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Continuing Resolutions and FY2008 Foreign Operations . . . . . . . . . . 16 U.S. Arms Sales to Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 Criticism and Action in the 110th Congress . . . . . . . . . . . . . . . . . . . . . 18 BAE Corruption Inquiry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Current Issues in U.S.-Saudi Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 U.S. - Saudi Military Cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 U.S. Military Training Mission in Saudi Arabia (USMTM) . . . . . . . . 21 Saudi Arabian National Guard Modernization Program (PM-SANG) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Counterterrorism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Al Qaeda in the Arabian Peninsula . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Combating Extremism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 The Arab-Israeli Conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 Saudi-Palestinian Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Saudi Peace Proposals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Iraq . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Saudi Policy Priorities in Iraq . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Saudi Foreign Fighters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 Iraqi Debt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Saudi-Iraqi Economic and Diplomatic Relations . . . . . . . . . . . . . . . . . 32 Economic Relations and Trade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 U.S.-Saudi Trade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 U.S. Oil Imports and Saudi Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 U.S.-Saudi Foreign Direct Investment . . . . . . . . . . . . . . . . . . . . . . . . . 34 Saudi Boycott of Israel and WTO Membership . . . . . . . . . . . . . . . . . . 35 Human Rights, Religious Freedom, and Political Reform . . . . . . . . . . . . . . 36 Political Reform Debates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 Social Reform Debates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 Human Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Religious Freedom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Consular Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Further Reading and Historical Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Appendix A: Recent Proposed Arms Sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 List of Figures Figure 1. Map of Saudi Arabia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Figure 2. Non-Immigrant U.S. Visas Issued to Saudi Nationals, 1996-2007 . . . 41 List of Tables Table 1. U.S. Military Training Provided to Saudi Personnel . . . . . . . . . . . . . . . 14 Table 2. U.S. Assistance to Saudi Arabia, FY2002-FY2009 . . . . . . . . . . . . . . . 14 Table 3. U.S. Oil Consumption and Imports . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Saudi Arabia: Background and U.S. Relations Recent Developments President Bush visited Saudi Arabia in May 2008 to mark the 75th anniversary of the establishment of diplomatic relations between the United States and the Kingdom of Saudi Arabia. In conjunction with the President’s visit, the Administration announced new bilateral agreements with Saudi Arabia relating to nuclear cooperation, counterterrorism and proliferation security, and visa policy. The Administration signaled its readiness to transmit a Letter of Offer and Approval to Saudi Arabia for the sale of 900 Joint Direct Attack Munition (JDAM) bomb guidance kits. Delivery would begin in 2011. The Administration formally notified Congress of the sale on January 14, 2008 (see Defense Security Cooperation Agency Transmittal No. 08-18). A joint resolution of disapproval (H.J.Res. 76) was introduced in the House to prohibit the proposed sale, but the resolution was not considered within the 30-day period specified by the Arms Export Control Act. However, Congress may modify or prevent an arms sale at any point up to the physical transfer of Foreign Military Sale items. S.J.Res.32 and H.J.Res. 87 seek to link approval of the JDAM sale and other sales to Saudi oil production increases. The FY2008 Foreign Operations Appropriations Act (Division J, Section 697 of H.R. 2764, Consolidated Appropriations Act, 2008) prohibits the use of funds appropriated in the act for assistance to Saudi Arabia, unless the President certifies to the Congress that Saudi Arabia is cooperating with U.S. counterterrorism efforts and that such assistance will further those efforts. The Administration is requesting $15,000 for International Military Education and Training (IMET) and $350,000 in antiterrorism assistance funding for Saudi Arabia for FY2009. IMET assistance makes Saudi Arabia eligible to purchase other training at a reduced rate. In November 2007, Saudi Foreign Minister Prince Saud al Faisal attended the U.S.-sponsored peace meeting in Annapolis, Maryland, lending the kingdom’s support to renewed U.S. efforts to broker a two state solution to the IsraeliPalestinian conflict. The foreign minister stated Saudi Arabia’s willingness to normalize relations with Israel subject to conditions, including the establishment of a Palestinian state on territory occupied by Israel in 1967, a negotiated solution for the return of Palestinian refugees, and some degree of Palestinian sovereignty over East Jerusalem. In February 2008, Prince Saud al Faisal stated that, “We hope that Israel responds positively to our quest and efforts, to avoid desperation that would force us to review our options.” In May 2008, he expressed the Saudi government’s “dissatisfaction with and strong condemnation of Israel’s continuation of its collective punishment policy against the Palestinian people, and its continuing blockade of the Gaza Strip.” CRS-2 Background Saudi Arabia’s Political Development As the birthplace of the Islamic religion in 622 A.D. and as the home of Islam’s two holiest sites (the cities of Mecca and Medina), the Arabian Peninsula has long occupied a position of importance within the broader Middle East. However, with the establishment of Arab empires based in Damascus and Baghdad in the centuries following the Prophet Mohammed’s death, the peninsula sank into disunity and its relative political influence gradually declined. In the 16th century, much of the Arabian Peninsula came under the nominal rule of the Ottoman Empire, although tribal leaders effectively controlled most of the region. In the mid-eighteenth century, an alliance developed between an influential eastern family, the Al Saud, and the leaders of a puritanical religious movement known by outsiders as Wahhabism, after its founder, Mohammed ibn Abd Al Wahhab. The Al Saud-Wahhabi alliance built two states in the Arabian peninsula during the next century that eventually collapsed under pressure from outside powers and inter- and intra-family rivalries.1 During the first quarter of the 20th century, a chieftain of the Al Saud family, Abd al Aziz ibn Abd al Rahman Al Saud (commonly referred to as Ibn Saud) overcame numerous tribal rivals with the support of his Wahhabi allies and, at times, the British government. By 1932, King Abd al Aziz had unified most of the Arabian Peninsula by force under his rule, and declared the establishment of the Kingdom of Saudi Arabia. Five of his sons — Kings Saud, Faisal, Khaled, Fahd, and Abdullah — have succeeded him as rulers of the third Saudi state during seven decades characterized by a rapid socioeconomic transformation of the country. A series of agreements, statements by successive U.S. administrations, arms sales, training arrangements, and military deployments have demonstrated a strong U.S. security commitment to the Saudi monarchy since the 1940s. Saudi Arabia in Brief Population (July 2007): Area: Ethnic Groups: Religion: Literacy (2003): GDP (2006): External Public Debt (2007 est.): Inflation (2007 est.): Unemployment (2004): 27,601,038 (includes 5,576,076 foreign residents) Growth rate: 2.06% 1,960,582 sq.km. (756,985 sq.mi.); just over one fifth the size of the United States (native Saudis only) Arab 90%; Afro-Asian 10% (native Saudis only) Sunni 85-95%, Shiite 5-15% 78.8% (male 84.7%, female 70.8%) $340.9 billion; growth rate: 4.3% $52.9 billion 4% 13% (males); some estimates range up to 25% Sources: International Monetary Fund (IMF); U.S. Department of Commerce; U.S. Central Intelligence Agency (CIA) World Factbook; Economist Intelligence Unit; and Saudi Arabian Monetary Agency (SAMA). 1 For more information about Mohammed ibn Abd al Wahhab, see CRS Report RS21695, The Islamic Traditions of Wahhabism and Salafiyya. For an account of the earlier Al Saud states see Alexei Vassiliev, History of Saudi Arabia, New York University Press, 2000. CRS-3 Figure 1. Map of Saudi Arabia Saudi-U.S. Relations, 1931-1991 Saudi-U.S. diplomatic relations were established on the foundation of military, political, and commercial understandings developed during and immediately following the Second World War. The United States recognized King Abd Al Aziz as the ruler of Hejaz and Nejd (the western and central regions of the peninsula) in 1931. However, prior to 1942, the United States did not have resident diplomatic representatives in the kingdom. From the early 1930s through 1945, U.S.-Saudi relations were shaped significantly by the awarding in 1933 of an oil exploration concession to the California Arabian Standard Oil Company [CASOC, the forerunner of the Arabian American Oil Company (Aramco, the forerunner of today’s Saudi Aramco)]. CASOC’s discovery in 1938 of substantial oil reserves in eastern Saudi Arabia and subsequent private and public U.S. efforts to manage and defend oil production operations during the war years led to a deepening of bilateral relations. CRS-4 The United States gradually replaced the United Kingdom as the chief external political and economic supporter of the Saudi government during this period.2 Many observers of U.S.-Saudi relations identify a February 14, 1945 meeting between President Franklin Delano Roosevelt and King Abd al Aziz aboard the U.S.S. Quincy as the starting point for the more robust U.S.-Saudi political relationship that developed thereafter.3 The construction of a U.S. military airfield at Dhahran and the provision of U.S. military planning and training assistance from the mid-1940s onward formed the basis for bilateral military cooperation during the early postwar era. Aramco operations and oil exports, U.S. contributions to the establishment of the Saudi financial system,4 and the involvement of U.S. contractors in the development of the kingdom’s infrastructure were the key pillars of bilateral economic and commercial relations during this period. Saudi Arabia and the United States pursued some common national security objectives from the 1950s onward, in spite of recurring differences of opinion over regional issues, the most significant of which was the Arab-Israeli conflict. The Saudi and U.S. governments’ divergent responses to Arab-Israeli conflicts in 1948, 1967, and 1973 created conditions that severely tested bilateral relations. Nevertheless, the Truman, Eisenhower, Kennedy, Johnson, and Nixon Administrations each viewed the Saudi monarchy as an ally in relation to other nationalist and socialist governments in the region and as a bulwark against the spread of Communism in the Gulf region and beyond. The October 1973 Arab-Israeli war brought latent tensions in U.S.-Saudi relations to the surface and altered the prevailing political and economic dynamics of the relationship. Saudi leaders responded to U.S. support for Israel during the war by instituting an oil embargo and oil production cuts. In the United States, the oil shocks produced inflation, new concern about foreign investment from oil producing countries, and open speculation about the advisability and feasibility of militarily seizing oil fields in Saudi Arabia or other countries.5 In the wake of the embargo, both Saudi and U.S. officials worked to re-anchor the bilateral relationship on the 2 See Aaron David Miller, Search for Security: Saudi Arabian oil and American foreign policy, 1939-1949, University of North Carolina Press, Chapel Hill, 1980; and, Simon Davis, “Keeping the Americans in line? Britain, the United States and Saudi Arabia, 1939-45: Inter-Allied Rivalry in the Middle East Revisited,” Diplomacy & Statecraft, Volume 8:Number 1, 1997, pp. 96 - 136. 3 See Memorandum of Conversation Between King of Saudi Arabia (Abdul Aziz Al Saud) and President Roosevelt, February 14, 1945, Aboard the U.S.S. “Quincy”. Foreign Relations of the United States (FRUS), 1945, Volume VIII, pp. 2-3, 7-9. See also, “Texts of Letters Exchanged by Ibn Saud and Roosevelt,” New York Times, October 19, 1945, pg. 4. 4 Arthur N. Young, Saudi Arabia: The Making of a Financial Giant. New York University Press, 1983; and, Oral History Interview with Arthur N. Young, Pasadena, California February 21, 1974 by James R. Fuchs, Harry S. Truman Library, available at [http://www.trumanlibrary.org/oralhist/young.htm]. 5 See, for example, Miles Ignotus, “Seizing Arab Oil,” Harper’s Magazine, March 1975; and, Congressional Research Service, “Oil Fields as Military Objectives: A Feasibility Study,” Committee Print Prepared for the House Committee on International Relations Special Subcommittee on Investigations, August 21, 1975. CRS-5 basis of shared opposition to Communism, renewed military cooperation, and through economic initiatives that promoted the recycling of Saudi petrodollars to the United States via Saudi investment in infrastructure, industrial expansion, and U.S. securities.6 During the Carter and Reagan Administrations, the Saudi Arabian government supported anti-Communist causes around the world in efforts that often ran parallel to or that were coordinated with U.S. policy.7 The 1979 Iranian revolution and the Soviet invasion of Afghanistan helped fuel a decade of collaborative U.S.-Saudi foreign policy efforts, including shared support for anti-Soviet mujahidin fighters in Afghanistan and for Saddam Hussein’s war against Iran. The 1991 Persian Gulf War placed Saudi Arabia in the role of host for U.S. combat troops and military equipment involved in operations to evict Iraqi forces from Kuwait. The continued presence of U.S. troops in Saudi Arabia during the 1990s was cited as a serious provocation by some Saudi opposition figures and extremists, including Al Qaeda leader Osama Bin Laden, whose supporters, allies, and affiliates have since attacked the United States, Saudi Arabia, and others around the world. Saudi-U.S. Relations, 1991-2001 The end of the Cold War eliminated the shared anti-Communist interests that had helped define U.S.-Saudi security relations since the late 1940s. Continuing interests in preventing conflict from threatening the political status quo in the Persian Gulf region and from interrupting the continued flow of Saudi oil to international markets remained strong. U.S.-Saudi differences over the Arab-Israeli conflict and other regional issues also persisted. The Clinton Administration’s policy of “dual containment” of both Iraq and Iran was supported in part by U.S. military personnel based in Saudi Arabia, 24 of whom were killed and hundreds of whom were injured in two terrorist bombings in Riyadh in 1995 and Dhahran in 1996.8 Inside the kingdom, Saudi political activists sought to reopen domestic debates over fiscal policy, constitutional government, and foreign policy that had been largely proscribed by the government since the 1950s and 1960s. Following the 1991 Gulf War, citizens submitted several petitions to King Fahd calling for reform, and several Islamist opposition figures who were critical of the Saudi government were imprisoned. The pan-Islamic solidarity movement that drove Saudi involvement in Afghanistan during the 1980s continued to inspire international activism among 6 These economic initiatives were coordinated in part through the U.S.-Saudi Arabian Joint Commission on Economic Cooperation, which was established in 1974. See Joint Statement on Saudi Arabian-United States Cooperation, June 8, 1974, 26 UST 1689. 7 This included Saudi funding of anti-Communist groups that were prohibited from receiving U.S. foreign assistance by Congress, such as the Nicaraguan Contras. See Independent Counsel, Court Record, “U.S. Government Stipulation on Quid Pro Quos with Other Governments as Part of Contra Operation,” April 6, 1989, available at [http://www.gwu.edu/~nsarchiv/NSAEBB/NSAEBB210/index.htm]; and Rachel Bronson, Thicker than Oil: America’s Uneasy Partnership with Saudi Arabia, Oxford University Press, 2006, pp.168-190. 8 See The 9/11 Commission Report, p. 60, and House National Security Committee Staff Report, “The Khobar Towers Bombing Incident,” August 14, 1996. CRS-6 Saudis, as private Saudi citizens, Saudi government charitable committees, and international Islamic charity organizations based in the kingdom funneled financial and material support to a range of Muslim groups around the world. This included support for entities and individuals engaged in or victimized by nationalist conflicts in Chechnya, Afghanistan, Bosnia, Kashmir, Kosovo, and the West Bank and Gaza. At times, this support complicated U.S. policy and peacemaking efforts in those regions and, whether directly or indirectly, contributed to the development and sustainment of a transnational network of violent activists, some of whom were affiliated with Al Qaeda. U.S. policy makers’ concern about these trends predated the September 11, 2001 terrorist attacks, as evidenced by Clinton Administration’s efforts to secure Saudi cooperation with regard to Saudi detainees and citizens suspected of supporting international terrorism.9 As the first post-Cold War decade of U.S.-Saudi relations came to a close, the bilateral relationship remained strong in traditional areas such as defense cooperation, but showed signs of weakness in other areas. Political ties were challenged by the lingering effects of anti-U.S. terrorist attacks, disagreements over the resurgence of Israeli-Palestinian fighting from late-2000 onward, and basic incompatibilities in some U.S. and Saudi figures’ expectations concerning political reform and human rights in the kingdom. September 11, 2001 and its Aftermath The direct participation of 15 Saudi nationals in the September 11, 2001, terrorist attacks kindled strong criticism in the United States of Saudi involvement in terrorism or of Saudi laxity in acting against terrorist groups. The attacks constituted the most serious challenge to U.S.-Saudi relations since the 1973-1974 oil embargo, and some analysts have since contended that Al Qaeda planners may have chosen a large number of Saudi participants for the attacks in an attempt to damage U.S.-Saudi relations. Saudi officials have acknowledged the deeply negative effect the attacks had on Saudi Arabia’s relations with the United States.10 Al Qaeda leader Osama Bin Laden is a Saudi national, although Saudi authorities revoked his citizenship in 1994. Some critical commentators have gone as far as to accuse Saudi government officials of responsibility for the September 11 attacks through design or negligence. Others have taken a longer-term view and argued that Saudi policy decisions over several decades directly or indirectly supported the development of certain types of 9 For example, the final report of the National Commission on Terrorist Attacks Upon the United States (the 9/11 Commission) highlights a series of unsuccessful U.S. government efforts to gain access to a senior Al Qaeda financial operative who had been detained by Saudi Arabia in 1997. The report credits the Saudi government with assisting U.S. officials in interviewing members of the bin Laden family in 1999 and 2000. 10 Current Saudi Ambassador to the United States Adel Al Jubeir famously characterized the revelation that 15 Saudi nationals had participated in the attacks as “a disaster” and argued that “Bin Laden, at that moment, had made in the minds of Americans Saudi Arabia into an enemy.” See PBS Frontline, “House of Saud,” February 8, 2005. Available at [http://www.pbs.org/wgbh/pages/frontline/shows/saud/]. CRS-7 religious extremism and international terrorism, which now threaten citizens of the United States, Saudi Arabia, and other countries. In particular, many critics of Saudi policies have cited reports that the Saudi government permitted or encouraged fund raising in Saudi Arabia by some charitable religious groups and foundations that espoused extremist ideologies or were linked to or exploited by Al Qaeda and other terrorist groups. As noted above, this trend emerged as an outgrowth of a panIslamic solidarity movement in Saudi Arabia that began under King Faisal in the 1960s and 1970s and was embraced by the United States in the 1980s as an asset during the anti-Soviet struggle in Afghanistan.11 Nevertheless, by the 1990s, Osama bin Laden and other Saudi dissidents had increased their criticism of the Saudi government’s domestic and foreign policies and its close relationship with the United States. Bin Laden and his followers declared war on the United States in 1996, ostensibly to secure the withdrawal of U.S. troops from the Arabian Peninsula and the broader Middle East.12 Following September 11, 2001, Bin Laden sought to justify the attacks as a response to what he and his supporters perceived to be anti-Islamic U.S. policies in the Middle East and other regions. However, Al Qaeda rhetoric condemning secular democracy, U.S. society, and aspects of Western culture leads many observers to question the notion that Bin Laden and other Al Qaeda figures were then or are now motivated by political concerns that can be distinguished from a broader religious or cultural agenda. Al Qaeda attacks in the kingdom following the withdrawal of thousands of U.S. troops in 2003 created further doubts about Al Qaeda’s stated motives. The 9/11 Commission Report. In its final report, released on July 23, 2004, the U.S. National Commission on Terrorist Attacks upon the United States (the 9/11 Commission) described Saudi Arabia as having been “a problematic ally in combating Islamic extremism.” However, the Commission found “no evidence that the Saudi government as an institution or senior Saudi officials individually funded” Al Qaeda. According to the report, Saudi Arabia “was a place where Al Qaeda raised money directly from individuals and through charities,” and indicates that “charities with significant Saudi government sponsorship,” may have diverted funding to Al Qaeda. The report takes note of long-standing cooperative relations between the U.S. and Saudi governments, growing misunderstandings at the popular level, and the U.S. government’s desire for Saudi officials to do more to fight terrorism. The report acknowledged increased Saudi efforts in that regard after mid-2003, when terrorists began attacking targets in Saudi Arabia with more frequency.13 11 Saudi antipathy to Communism was based largely on the view that the Soviet Union’s atheistic official ideology posed a direct threat to Saudi Arabia and Muslims globally. See Steve Coll, Ghost Wars: The Secret History of the CIA, Afghanistan, and Bin Laden, From the Soviet Invasion to September 10, 2001, Penguin Press: New York, 2004. See also footnote 70 below. 12 13 See CRS Report RL32759, Al Qaeda: Statements and Evolving Ideology. The Commission concluded that the Saudi government had become “locked in mortal combat with Al Qaeda.” CRS-8 Saudi Responses. The Saudi government has denied any knowledge of or involvement with the September 11, 2001, attacks and has focused intensely since 2003 on combating the domestic terrorist threat from Al Qaeda in the Arabian Peninsula (AQAP). Members of this group and others inspired by its activities have carried out a number of attacks on civilians, government officials, foreigners, and oil facilities in the kingdom. Saudi officials maintain that they are working closely with the United States against Al Qaeda and its supporters, whom officials on both sides say are targeting both the Saudi regime and the United States. Saudi efforts to confront and control extremist religious beliefs and practices continue, but remain complicated by the ruling regime’s historically close relationship with Saudi Arabia’s conservative clerical community and by the beliefs and activism of some Saudi citizens (see below). Recent Assessments U.S. government statements have generally complimented Saudi cooperation with U.S. counterterrorism initiatives since 2003, while sometimes suggesting that the Saudi government can and should do more, particularly with regard to terrorist threats beyond Saudi borders. In its most recent Country Reports on Terrorism, 2007 (published April 30, 2008), the U.S. Department of State assessed that, over the last year, “the government of Saudi Arabia continued to confront terrorism and extremist ideologies, though with varying degrees of success.”14 The 2006 report stated that the Saudi government still had “significant ground to cover” to address terrorism financing and educational extremism concerns,15 and the 2007 report describes new initiatives by the Ministry of Interior and Ministry of Islamic Affairs to address these challenges. Administration officials routinely praise Saudi domestic counterterrorism efforts, led by Assistant Interior Minister for Security Affairs Prince Mohammed Bin Nayef (see below). Terrorist Financing Concerns. Terrorist financing concerns have proven to be a persistent point of contention.16 The 2007 Country Report on Terrorism in Saudi Arabia praises Saudi authorities for arresting 30 terrorist financing suspects over the last year and for enacting new declaration requirements for the cross-border transfer of cash and other high value items. Nevertheless, U.S. counterterrorism officials continue to express alarm about alleged terrorist financing activities involving Saudi nationals. For example, on September 11, 2007, Undersecretary of the Treasury for Terrorism and Financial Intelligence Stuart Levey stated in an interview that, “If I could somehow snap my fingers and cut off the funding from one 14 U.S. Department of State, Coordinator for Counterterrorism, Country Reports on Terrorism, 2007 - Saudi Arabia, April 30, 2008. Available at [http://www.state.gov/s/ct/rls/crt/2007/index.htm]. 15 U.S. Department of State, Coordinator for Counterterrorism, Country Reports on Terrorism, 2006 - Saudi Arabia, April 30, 2007. Available at [http://www.state.gov/s/ct/rls/crt/2006/]. 16 See CRS Report RL32499, Saudi Arabia: Terrorist Financing Issues. CRS-9 country, it would be Saudi Arabia.”17 Saudi authorities were highly critical of Levey’s September remarks. Undersecretary Levey repeated his criticism before the Senate Finance Committee in April 2008, stating that, Saudi Arabia is “serious about fighting Al Qaeda in the kingdom, and they do,” but that “the seriousness of purpose with respect to the money going out of the kingdom is not as high.” According to Undersecretary Levey, “Saudi Arabia today remains the location from which more money is going to terror groups and the Taliban — Sunni terror groups and the Taliban — than from any other place in the world.”18 Saudi officials insist that their counter-terrorist financing efforts are robust and are not limited to targeting domestic threats. Other U.S. government entities offer general praise for Saudi efforts, while acknowledging there remains work to be done. In testimony before the Senate Select Committee on Intelligence on February 5, 2008, Central Intelligence Agency Director General Michael Hayden stated that “there are some cultural challenges for our [Saudi] partners to take [terrorist financing] on as thoroughly as we might want.” However, he added that, “there have been very concrete steps taken by the Saudis against donors.”19 Similarly, the 2007 Country Report on Terrorism in Saudi Arabia highlighted efforts by Saudi government and religious figures to encourage Saudis to exercise caution when making charitable donations. Toward a New Relationship? Following the last severe test of U.S.-Saudi relations in the early 1970s, Saudi and U.S. officials engaged in a multi-track effort to re-anchor the bilateral relationship on a range of joint military and economic commitments. Official political relations recovered and remained close, but a degree of public mistrust persisted on both sides. Several contentious debates regarding proposed U.S. arms sales to Saudi Arabia in the 1980s and 1990s demonstrated this mistrust; some Members of Congress and others made evident their doubts about Saudi Arabia’s reliability as an ally, and some Saudi officials questioned the reliability of U.S. commitments to Saudi Arabia. Saudi support for the coalition response to the Iraqi invasion of Kuwait in 1990 helped mitigate some of those mutual doubts, but created conditions that ultimately made it more challenging for officials on both sides to publicly defend the bilateral relationship. Saudi officials faced withering criticism from some quarters for inviting foreign military forces into the kingdom, for hosting U.S. troops after the end of major combat operations against Iraq, and for continuing to cooperate with the United States diplomatically, in spite of U.S. airstrikes on Iraq and ongoing U.S. 17 Brian Ross, “U.S.: Saudis Still Filling Al Qaeda’s Coffers,” ABC News, September 11, 2007. 18 Testimony of U.S. Department of the Treasury Undersecretary for Terrorism and Financial Intelligence Stuart A. Levey before the Senate Finance Committee, April 1, 2008. 19 Testimony of Central Intelligence Agency Director General Michael V. Hayden before the Senate Select Intelligence Committee, February 5, 2008. CRS-10 support for Israel. The Bush and Clinton Administrations sought to justify continuing military cooperation and arms sales initiatives with Saudi Arabia for strategic reasons amid growing U.S. concern about human rights and political reform in the kingdom, terrorist attacks on U.S. forces stationed there, and increasing U.S. awareness that some Saudi citizens were espousing religious extremism and supporting international terrorism. The September 11, 2001 terrorist attacks compounded the effects of these negative factors in both the official and broader public spheres. The 9/11 Commission Report recommendations directly addressed the resulting challenges which continue to complicate the U.S.-Saudi official relationship: “The problems in the U.S.-Saudi relationship must be confronted, openly. The United States and Saudi Arabia must determine if they can build a relationship that political leaders on both sides are prepared to publicly defend — a relationship about more than oil. It should include a shared commitment to political and economic reform, as Saudis make common cause with the outside world. It should include a shared interest in greater tolerance and cultural respect, translating into a commitment to fight the violent extremists who foment hatred.20” Since 2001, the Saudi and U.S. governments have sought to maintain the mutual strategic benefits of existing cooperative arrangements while managing the potential negative side effects of policy differences and working level disagreements. In 2005, the United States and Saudi Arabia established a cabinet-level strategic dialogue to address issues of mutual importance. Six associated working groups meet “as needed” to discuss: (1) counterterrorism; (2) military affairs; (3) energy; (4) economic and financial affairs; (5) partnership, education, exchange, and human development; and (6) consular affairs.21 The relative strengthening of Iran as a regional power since 2001 has helped provide a new strategic logic for official U.S.Saudi cooperation. However, U.S. military engagement in Iraq and Afghanistan, rising oil prices, and dilatory Saudi action on some reform and counterterrorism issues continue to complicate public relations. One former U.S. Ambassador to Saudi Arabia recently characterized the state of U.S.-Saudi relations as reflecting “an odd disconnect”, in which, in his view, there is: “...recognition on the part of the governments in both countries that this is a very important relationship. But in both cases, the public is extremely negative. Saudi Arabia has been successfully vilified in American politics, and the United States is now extraordinarily unpopular in Saudi Arabia.”22 20 National Commission on Terrorist Attacks Upon the United States, Final Report, p. 374. 21 H.Con.Res. 202 (referred to the House Committee on Foreign Affairs on August 3, 2007) calls on the Administration to create an additional working group to address human rights. 22 Ambassador Chas Freeman, President of the Middle East Policy Council, served as U.S. Ambassador to Saudi Arabia from 1989 to 1992. Tabassum Zakaria, “Analysis — Saudi smile likely for Bush on oil plea, not more,” Reuters, May 12, 2008. CRS-11 Efforts to restore and redefine U.S.-Saudi partnership have continued during the term of the 110th Congress. Section 2043 of P.L.110-53 (the Implementing the 9/11 Commission Recommendations Act of 2007) required the Administration to report on the long-term strategy of the United States to work with the Saudi government to facilitate political, economic, and social reforms, including greater religious freedom, and to combat terrorism, including efforts to prevent and prohibit terrorist financing by Saudi institutions and citizens. The report was transmitted to the Congress on January 30, 2008, and describes a “multi-dimensional” U.S. approach to achieving goals for relations with Saudi Arabia.23 On the eve of President Bush’s May 2008 visit to Riyadh to commemorate the 75th anniversary of the establishment of U.S.-Saudi relations, U.S. National Security Adviser Stephen Hadley argued that the U.S.-Saudi relationship was in “pretty good shape.”24 In conjunction with the President’s visit, the Administration announced a series of new bilateral agreements designed to strengthen bilateral relations in key areas: ! Civil Nuclear Cooperation - Both governments signed a Memorandum of Understanding on Civil Nuclear Energy Cooperation under which the United States agreed to “assist the Kingdom of Saudi Arabia to develop civilian nuclear energy for use in medicine, industry, and power generation and will help in development of both the human and infrastructure resources in accordance with evolving International Atomic Energy Agency guidance and standards.”25 ! Enhanced Security Arrangements - Saudi Arabia agreed to join the Global Initiative to Combat Nuclear Terrorism and the Proliferation Security Initiative, both of which are multilateral Administration initiatives aimed at reducing the threats posed by weapons of mass destruction proliferation, terrorism, and related activities. A White House statement released prior to the President’s visit indicated that “the United States and Saudi Arabia have agreed to cooperate in safeguarding the kingdom’s energy resources by protecting key infrastructure, enhancing Saudi border security, and meeting Saudi Arabia’s expanding energy needs in an environmentally responsible manner.”26 23 U.S. Department of State, U.S. Strategy Toward Saudi Arabia, Report Pursuant to Section 2043c of the Implementing the Recommendations of the 9/11 Commission Act, P.L.110-53, January 30, 2008. 24 Tabassum Zakaria, “Analysis — Saudi smile likely for Bush on oil plea, not more,” Reuters, May 12, 2008. 25 U.S. Department of State, Office of the Spokesman, “Media Note: U.S.-Saudi Arabia Memorandum of Understanding on Nuclear Energy Cooperation,” May 16, 2008. 26 The White House, Office of the Press Secretary, “Fact Sheet: Strengthening Diplomatic Ties with Saudi Arabia,” May 16, 2008. CRS-12 ! Reciprocal Visa Policies - Both governments agreed to issue business and tourist visas to each others’ citizens on reciprocal terms: valid for five years, with multiple entries. Both governments also agreed to issue student visas valid for the duration of the student’s study program, up to a maximum of five years, without two-year renewal requirements. See “Consular Issues” below for more information. Recent Congressional Interest in Saudi Arabia The September 11 terrorist attacks created an atmosphere of skepticism about U.S.-Saudi relations that has characterized much of the discourse in Congress on Saudi Arabia since late 2001. During the 107th and 108th Congresses, some Members of Congress frequently criticized what they perceived to be Saudi policies that may have contributed to the development of terrorist threats to the United States and other countries. In the 109th Congress, some Members’ perspectives evolved to reflect a degree of solidarity with Saudi citizens in the face of Al Qaeda terrorist attacks inside Saudi Arabia, amid persistent concerns about the Saudi government’s counterterrorism policies, reform efforts, and positions toward Iraq and the IsraeliPalestinian conflict. Many Members of Congress have acknowledged Saudi domestic counterterrorism efforts as significant, while continuing to raise questions about Saudi efforts to combat religious extremism and to support U.S. counterterrorism and regional policies. During the 110th Congress, issues of mutual interest to Members of Congress and Saudi Arabian officials have included the conflict in Iraq, Iran’s nuclear technology development efforts, Saudi political and economic reform efforts, Saudi oil policies, counterterrorism cooperation, and new initiatives to revive dormant Israeli-Arab peace negotiations. U.S. Foreign Assistance to Saudi Arabia and Congressional Prohibitions U.S. foreign assistance programs for Saudi Arabia have remained a point of contention between some Members of Congress and the Bush Administration since the 107th Congress. Some Members have criticized the provision of U.S. foreign assistance to Saudi Arabia by arguing that Saudi oil revenues make U.S. assistance unnecessary or by citing security and terrorism concerns about Saudi government policies. Others have argued that security-related support for the Saudi Arabian government is necessary and important in order to help Saudis confront the threat of Al Qaeda terrorism in their country, to secure Saudi support for U.S. counterterrorism priorities overseas, to bolster Saudi Arabia against a potential threat from Iran, and to ensure continuing access to and cooperation with the Saudi armed forces. From 1946 through 2006, the United States provided Saudi Arabia with $328.4 million (current dollars) in foreign assistance funding, of which $295.8 million was CRS-13 military assistance and $32.6 million was economic assistance.27 Significant U.S. military training and advisory programs in Saudi Arabia have continued in various forms since the mid-1940s. Currently, these programs include the United States Training Mission to Saudi Arabia (USMTM, established 1953) and the Saudi Arabian National Guard Modernization Program (PM-SANG, established 1973). The costs of these training programs are paid by the Saudi government through Foreign Military Sales purchases (see below). International Military Education and Training (IMET). The Bush Administration has requested limited funding for a small International Military Education and Training (IMET) program for Saudi Arabia since FY2003. The Administration supports Saudi IMET participation because it reduces the cost to the Saudi government of other training purchases28 and provides a range of benefits for U.S.-Saudi military to military relations. According to the U.S. Department of Defense and U.S. Department of State: “Providing minimal IMET to Saudi Arabia permits them to purchase military training at the significantly reduced Foreign Military Sale (FMS) incremental rate ensuring a continued high level of Saudi attendance at U.S. military institutions; enhances technical capabilities; exposes all levels of Saudi military personnel and their families to U.S. values, ideas, and policies; and increases awareness of international norms of human rights, the principle of civilian control of the military, and the rule of law.”29 The Administration has requested $15,000 in IMET funds for FY2009. On September 20, 2007, the Administration notified the Congress of its intention to use $15,800 in unobligated no-year IMET funds appropriated in 2002 to support the IMET program with Saudi Arabia.30 Table 1 displays the number of Saudi students receiving U.S. military training from FY2002 through FY2007, with the total dollar 27 U.S. Agency for International Development [USAID], U.S. Overseas Loans and Grants, Obligations and Loan Authorizations. Available at [http://qesdb.usaid.gov/gbk/]. 28 Section 21(c) of P.L.90-629, the Arms Export Control Act (AECA), states that IMET recipient countries are eligible to purchase non-IMET training at reduced cost. Section 108(a) of P.L.99-83 amended the AECA to provide this reduced cost benefit to IMET recipients. The U.S. Defense Security Cooperation Agency (DSCA) implements the authority provided in P.L.99-83 to apply a lower cost to U.S. military training purchased by Saudi Arabia and other IMET recipient countries through the Foreign Military Sales (FMS) program. At present, the “incremental rates” applied to the FMS training purchases of IMET recipient countries are calculated according to the terms outlined in Department of Defense Financial Management Regulation (FMR), Volume 15, Chapter 7 (Sections 0711 and 0712). 29 U.S. Department of Defense and U.S. Department of State Joint Report to Congress on Foreign Military Training In Fiscal Years 2006 and 2007, Volume I, August 2007. Available at [http://www.state.gov/t/pm/rls/rpt/fmtrpt/2007/]. 30 Executive Communication 3416. A letter from the Director, Defense Security Cooperation Agency, transmitting notification of the intention to use unobligated X-year IMET funds appropriated in fiscal year 2002 for Saudi Arabia, pursuant to the Foreign Operations, Export Financing and Related Programs Appropriations Act, 2002, P.L. 107-115; jointly to the Committees on Foreign Affairs and Appropriations. CRS-14 value of the training purchased by the Saudi government (see below). For FY2003 through FY2007, this total value includes courses purchased using nominal amounts of IMET assistance. The value of IMET-funded training is provided in Table 2 below. The net value of the reduction in cost for other non-IMET training purchased by Saudi Arabia through the Foreign Military Sale (FMS) program is not reported by the Defense Security Cooperation Agency (DSCA). Table 1. U.S. Military Training Provided to Saudi Personnel FY2002 FY2003 FY2004 FY2005 FY2006 FY2007 Students Trained 1,110 1,664 596 416 524 435 Value ($ million) $57.4 $20.2 $21.1 $11.2 $8.9 $15.9 Source: U.S. Department of Defense and U.S. Department of State Joint Reports to Congress on Foreign Military Training, FY2002-FY2007. Available at [http://www.state.gov/t/pm/rls/rpt/fmtrpt/]. Table 2. U.S. Assistance to Saudi Arabia, FY2002-FY2009 ($ thousand) b IMET NADR-EXBS NADR-ATA NADR-CTF Annual Total IMETb NADR-EXBS NADR-ATA NADR-CTF Annual Total FY2002 $0.0 $30.0 $30.0 FY2003 $27.0 $80.0 $107.0 FY2004 $23.5 $23.5 FY2005a $6.9 760c $200.0 $966.9 FY2006a FY2007c $20.3 $1,387.0 $189.0 $1,576.0 $19.0 $300.0 $319.0 FY2008 Estimate $14.0 $99.0 $113.0 FY2009 Request $15.0 $350.0 $365.0 Sources: U.S. Department of State - Congressional Budget Justifications for Foreign Operations; and, U.S. Department of Defense and U.S. Department of State Joint Report to Congress on Foreign Military Training, Fiscal Years 2002-2007. a. The Administration requested $24,000 in IMET and $100,000 in NADR-CTF funds for FY2006. In late 2005, $25,000 in no-year funds were obligated for IMET programming for Saudi Arabia. b. Based on figures contained in the Joint Reports to Congress on Foreign Military Training, Fiscal Years 2002-2006. FY2007 IMET figure based on FY2007 Country Aid Allocation Report by Account (653a Report), June 2007. c. FY2007 Country Aid Allocation Report by Account (653a Report), June 2007. Counterterrorism Assistance. The Administration provided export control and related border security funds (Non-proliferation, Anti-terrorism, Demining and Related programs account, NADR-EXBS) to Saudi Arabia from FY2001 through CRS-15 FY2003. The assistance supported a program to improve Saudi export laws and enforcement procedures. Anti-terrorism assistance (NADR-ATA) was provided in FY2005 in the form of VIP protection courses for Saudi security officers along with counterterrorism financing assistance (NADR-CTF). Assistance in FY2006 funded crisis management training and counterterrorism financing courses related to bulk cash smuggling. The Administration obligated $300,000 in NADR-ATA funding for Saudi Arabia for FY2007 (see Table 2 above) and requested $100,000 for FY2008, which was planned, in part, to support Saudi efforts to establish a national counterterrorism center. For FY2009, the Administration has requested $350,000 in NADR funds to improve Saudi border enforcement capabilities, specifically as a means of combating weapons of mass destruction and small arms trafficking. Prohibitions on Foreign Assistance. Since 2004, several legislative proposals to prohibit the extension of U.S. foreign assistance to Saudi Arabia have been considered and adopted by Congress. As the total amount of U.S. assistance to Saudi Arabia has been relatively minuscule in recent years, the practical effect of the prohibitions has been to rescind Saudi Arabia’s eligibility to purchase U.S. military training at a reduced cost, absent the issuance of presidential waivers or the assertion of existing executive authority. As noted above, some supporters of the prohibitions have raised questions regarding Saudi Arabia’s reliability as a counterterrorism partner, while opponents of the assistance bans have argued that the provisions may unnecessarily jeopardize continuance of cooperative diplomatic and security efforts with a longstanding regional ally. Each legislative proposal has differed in its cited reasons for prohibiting aid as well as whether or not it provides national security waiver authority for the President. For example, H.R. 505, the Prohibit Aid to Saudi Arabia Act of 2005, would have imposed a ban on U.S. aid to Saudi Arabia outright and contained no waiver authority. The Consolidated Appropriations Act for FY2005 (P.L. 108-447, December 8, 2004) contained a ban on U.S. assistance to Saudi Arabia (Section 575) but provided for a presidential waiver if the President certified that Saudi Arabia was cooperating in the war against terrorism. The President issued this waiver on September 26, 2005, by Presidential Determination 2005-38. Anti-terrorism assistance (NADR-ATA and NADR-CTF funding) was provided in FY2005 and FY2006 without a waiver based on “notwithstanding” language in Section 571 of the Foreign Assistance Act of 1961 [P.L. 87-195], as amended.31 On June 28, 2005, the House adopted H.Amdt. 379 to H.R. 3057 (the Foreign Operations Appropriations bill for FY2006) by 293-122 (Roll no. 330); this amendment added a section prohibiting U.S. assistance to Saudi Arabia and containing no provision for a presidential waiver. The Senate version of the bill, passed on July 20, 2005, did not contain this ban. The conference report (H.Rept. 31 Section 571 reads as follows: “Notwithstanding any other provision of law that restricts assistance to foreign countries (other than sections 502B and 620A of this act), the President is authorized to furnish, on such terms and conditions as the President may determine, assistance to foreign countries in order to enhance the ability of their law enforcement personnel to deter terrorists and terrorist groups from engaging in international terrorist acts such as bombing, kidnaping, assassination, hostage taking, and hijacking.” CRS-16 109-265, November 2, 2005) retained the ban (renumbered Section 582), but provided waiver authority if the President certified that Saudi Arabia was cooperating with efforts to combat international terrorism and that the proposed assistance would have facilitated that effort. President Bush signed the bill as P.L. 109-102 on November 14, 2005. Continuing Resolutions and FY2008 Foreign Operations. The prohibition on foreign assistance to Saudi Arabia contained in Section 582 of P.L. 109-102 was carried forward in subsequent continuing appropriations resolutions for FY2007 (P.L. 110-5)32 and FY2008 (P.L. 110-92). On October 19, 2007, President Bush certified that “Saudi Arabia is cooperating with efforts to combat international terrorism” and waived the prohibition on the use of funds appropriated in P.L. 109-102 and in the continuing appropriations resolutions for FY2007 (P.L. 110-5) and FY2008 (P.L. 110-92) for foreign assistance to Saudi Arabia.33 The House version of the FY2008 Foreign Operations Appropriations bill (Section 699N of H.R. 2764 EH) would have prohibited the use of appropriated FY2008 funds for assistance to Saudi Arabia, including under authority granted to the President by Section 571 or 614 of the Foreign Assistance Act of 1961.34 It did not provide waiver authority for the President. The Senate version of the bill did not include a similar provision. Section 697 of Division J of P.L.110-161, the FY2008 Consolidated Appropriations Act, prohibits the use of funds appropriated by the act for assistance to Saudi Arabia, without any other reference to the Foreign Assistance Act of 1961. It also provides waiver authority for the President, if he certifies that “Saudi Arabia is cooperating with efforts to combat international terrorism and that the proposed assistance will help facilitate that effort.” As of May 21, 2008, President Bush had not issued a waiver applicable to the FY2008 funds appropriated by P.L.110-161. U.S. Arms Sales to Saudi Arabia Background. The United States has long been Saudi Arabia’s leading arms supplier. From 1950 through 2006, Saudi Arabia purchased and received from the United States weapons, military equipment, and related services through Foreign Military Sales (FMS) worth over $62.7 billion and foreign military construction services (FMCS) worth over $17.1 billion (figures in historical dollars). These figures represent approximately 19% of all FMS deliveries and 85% of all FMCS deliveries made worldwide during this period. The largest single recent U.S. foreign military sale to Saudi Arabia was a $9 billion contract for 72 F-15S fighter aircraft. 32 On June 9, 2006, the House adopted H.Amdt. 997 to H.R. 5522 (Foreign Operations Appropriations Act, FY2007) by a vote of 312-97 (Roll no. 244); this amendment would have prohibited U.S. assistance to Saudi Arabia during FY2007 and contained no presidential waiver. 33 Presidential Determination Relating to Assistance for Saudi Arabia (No. 2008-5), October 19, 2007. 34 See H.Amdt. 389, adopted by voice vote on June 21, 2007. For consideration see Congressional Record (CR), June 22, 2007 (H6941-6942); for text, (H6941-6942). CRS-17 The contract was signed in May 1993, and delivery of the F-15S aircraft was completed in 1999. The overthrow of Saddam Hussein’s regime in Iraq removed the primary conventional military threat to Saudi Arabia’s security. According to many military experts, Saudi Arabia enjoys some qualitative conventional military advantages over Iran, its larger, more populous neighbor and primary peer competitor in the Gulf region. These advantages are expected to grow, and key Saudi deficiencies in areas such as naval technology are expected to diminish as a multi-year Saudi defense investment initiative continues. Saudi officials have announced their intention to devote $50-60 billion to upgrading existing weapons systems, improving command and control, and expanding the size, training, and capabilities of the Saudi armed forces.35 From January 2005 through May 2008, the Bush Administration and Congress approved a number of potential36 U.S. military sales to Saudi Arabia with a possible combined value of over $14.8 billion.37 In spite of these improvements, some security analysts believe that Saudi Arabia will remain dependent on the United States to serve as the ultimate guarantor of its security from conventional external threats. Unconventional threats from Iran, the threat of domestic terrorism, and the residual effects of continuing instability in Iraq and Yemen now constitute the primary threats to Saudi national security. Counterterrorism and border security improvements are ongoing to respond to these threats, and the United States is seeking to improve the deterrent and defensive capabilities of Saudi and other Gulf Cooperation Council (GCC) militaries vis-a-vis Iran. These efforts are coordinated with other GCC countries via a U.S. initiative known as the Gulf Security Dialogue.38 However, at present, the Administration continues to engage with Saudi Arabia on these security issues using established bilateral mechanisms (see below). U.S. and Saudi officials report that future arms sale requests and proposals will be determined 35 A downward trend in Saudi arms procurement prevailed from the mid-1990s through 2003 as Saudi Arabia completed payments for many of its post-Gulf War purchases and the country faced strained finances. Rising oil prices, perceived regional threats, and counterterrorism requirements have led Saudi officials to reassess their defense and security needs and procurement plans in light of recent developments. Purchases from the United States and other suppliers have increased accordingly. From 2003 through 2006, Saudi Arabia made arms agreements worth $12.4 billion (in current dollars), including deals signed with four major European suppliers ($7.6 billion) and the United States ($4.5 billion). For more information, see CRS Report RL34187 - Conventional Arms Transfers to Developing Nations, by Richard F. Grimmett. 36 The Defense Security Cooperation Agency (DSCA) notifies Congress of the potential value of sales, because the final value of actual sales may change once congressional approval is granted and contracts are signed. DSCA officials report that the notified totals reflect an approximate upper limit of the potential value of a given sale. Author interview with DSCA officials, Arlington, Virginia, December 12, 2007. 37 DSCA notification press releases are available at [http://www.dsca.mil/PressReleases/ 36-b/36b_index.htm]. 38 For more information see, CRS Report RL34322 - The Gulf Security Dialogue and Related Arms Sale Proposals, by Christopher M. Blanchard and Richard F. Grimmett. CRS-18 by joint assessments of Saudi defense needs and regional security conditions. Recent arms sale proposals are detailed in Appendix A. Criticism and Action in the 110th Congress. Members of Congress have not initiated a coordinated bicameral legislative effort to block or significantly modify any U.S. arms sales to any of the GCC states since the early 1990s. However, some in Congress have expressed reservations about sale of sophisticated weaponry and armament packages to the Gulf states, including Saudi Arabia, in recent years. Debate in the 110th Congress over weapons sales to the GCC states in general, and to Saudi Arabia in particular, largely mirrors past congressional debate over the sale of major weapons systems to these countries. As in past debates, some Members recently have argued that sales of sophisticated weaponry to the GCC states may erode Israel’s “qualitative military edge” (referred to as QME) over its Arab neighbors if those states choose to join in any potential joint Arab military action against Israel. Others also express concerns about the fate of weaponry should currently-allied Gulf governments suffer abrupt regime changes. Successive U.S. Administrations have maintained that Saudi Arabia and the other Gulf states are too dependent on U.S. training, spare parts, and armament codes to be in a position to use sophisticated U.S.-made arms against Israel or any other U.S. ally under current conditions or in the event of significant regime changes.39 By all accounts, Saudi officials continue to view U.S. willingness to sell sophisticated military technology to Saudi Arabia as an indicator of the strength of U.S. commitments to Saudi security and the health of the broader bilateral relationship. Proposed Sale of Joint Direct Attack Munitions (JDAMs). On January 14, 2008, the Administration formally notified Congress of a proposal to sell 900 Joint Direct Attack Munition (JDAM) bomb guidance kits to Saudi Arabia (Defense Security Cooperation Agency (DSCA) Transmittal No. 08-18). A joint resolution of disapproval (H.J.Res. 76) was introduced in the House to prohibit the proposed sale, but the resolution was not considered within the 30-day period specified by the Arms Export Control Act. In May 2008, a bill (S.J.Res. 32) disapproving of the proposed JDAM sale and three other proposed sales was introduced in the Senate. S.J.Res. 32 seeks to link approval of four proposed arms sales to Saudi willingness to increase oil production. The Administration has indicated that a Letter of Offer and Acceptance for the sale of JDAMs to Saudi Arabia was scheduled to be delivered in May 2008. Delivery of the weapons would begin in 2011.40 Congress may take legislative action to modify or prevent the sale at any point up to the physical transfer of Foreign Military Sale items. In the Middle East region, to date, the United States has sold JDAM kits 39 Gopal Ratnam and Amy Svitak, “U.S. Would Keep Tight Rein on Missile Sold to Bahrain,” Defense News, September 11, 2000. The U.S. Department of State and the Defense Security Cooperation Agency routinely offer briefings to Members of Congress and congressional and committee staff regarding proposed Foreign Military Sales to Saudi Arabia and other countries. 40 CRS analyst correspondence with DSCA officials, May 9, 2008. CRS-19 to Israel, the United Arab Emirates, and Oman. Since August 2007, the Administration has notified Congress of proposals to sell 10,000 JDAM kits to Israel and 200 JDAM kits to the United Arab Emirates. BAE Corruption Inquiry. The U.S. Department of Justice is investigating British defense contractor BAE Systems plc and its U.S. subsidiary BLC Systems Incorporated for suspected violations of the Foreign Corrupt Practices Act in connection with past arms sales to Saudi Arabia. BAE executives are alleged to have made illegal payments to Saudi officials in support of a multi-billion dollar, decadelong arms sale package known as Al Yamamah.41 BAE officials and Saudi authorities have denied any wrongdoing and claim that any and all payments associated with the deal were legal and reflected commonly understood terms of government-to-government sale agreements between the United Kingdom and Saudi Arabia. The United Kingdom’s Serious Fraud Office (SFO) dropped a similar investigation in 2006 when ordered to do so by the government of then-Prime Minister Tony Blair.42 The Blair government determined that the continuation of the SFO investigation constituted a threat to U.K. national security, based on alleged Saudi threats to withdraw terrorism-related intelligence cooperation or to cancel a pending arms sale agreement for U.K.-produced Typhoon aircraft.43 Britain’s High Court overturned the SFO decision in April 2008 and criticized what it deemed the Blair government’s willingness to “surrender” to alleged Saudi threats, which, in the court’s view jeopardized “the integrity of the criminal justice system.”44 The British government is appealing the High Court ruling. U.S. investigators detained two BAE executives in U.S. airports in May 2008 in connection with their ongoing investigation.45 In February 2008, a U.S. judge froze the U.S.-based real estate proceeds of Prince Bandar bin Sultan, long-time Saudi Ambassador to the United States, in response to a lawsuit filed by a Michigan pension system that held stock 41 Detailed press coverage of the allegations is available from the British newspaper The Guardian at [http://www.guardian.co.uk/world/bae]. 42 In a personal minute to Attorney General in December 2006, Prime Minister Blair wrote “it is in my judgement very clear that the continuation of the SFO investigation into Al Yamamah risks seriously damaging Saudi confidence in the UK as a partner. It is also my judgement that such damage risks endangering UK national security, both directly in protecting citizens and service people, and indirectly through impeding our search for peace and stability in this critical part of the world.” 43 SFO Director Robert Wardle has testified that in response to his inquiries about the alleged threats, he was told by the Saudi Ambassador to the United Kingdom that “British lives on British streets were at risk” if the investigation continued. 44 High Court of Justice (UK), Approved Judgment, Case No: CO/1567/2007, Neutral Citation Number: [2008] EWHC 714 (Admin), April 10, 2008. Available at [http://media.ft.com/cms/7397bb16-06e8-11dd-b41e-0000779fd2ac.pdf] 45 The executives were identified as BAE chief executive Mike Turner and non-executive director Sir Nigel Rudd. Suzy Jagger, “BAE accused of being uncooperative with US investigators,” The Times (UK), May 20, 2008. CRS-20 in BAE and has sued the prince, BAE, and others in relation to the Al Yamamah allegations.46 Current Issues in U.S.-Saudi Relations Saudi-U.S. relations have grown increasingly complex as the number of policy challenges facing both countries has multiplied and as both countries’ security and economic interests have become more intertwined. The United States remains the principal external actor in the Middle East region, but by most accounts, many regional policy makers, including those in Saudi Arabia, perceive potential U.S. influence to be limited by current U.S. military commitments in Iraq and Afghanistan. Saudi confidence in U.S. influence and guarantees reportedly has diminished, and the ability of the United States to simultaneously pursue a political and social reform agenda and a close strategic relationship with Saudi Arabia remains in question. Saudi Arabia has weathered economic strains and a dangerous domestic terrorism campaign and arguably has emerged as the most economically and politically powerful Arab state.47 Growing demand for oil in developing countries, declining oil reserves outside of the Persian Gulf region, and expanding Saudi oil revenues are likely to further raise Saudi Arabia’s international profile and influence over time. U.S. national security interests with regard to Saudi Arabia are likely to persist, while U.S. efforts to achieve policy goals may be complicated by these trends. At present, formal U.S.-Saudi security and political relationships remain strong, in spite of differences on some key policy issues. U.S. - Saudi Military Cooperation48 Longstanding military training programs remain an important pillar of U.S.Saudi relations. The United States has played an integral role in the development, training, and arming of the Saudi Arabian military since the 1940s, when U.S. military advisors first carried out a comprehensive assessment of the kingdom’s defense requirements.49 Since the 1940s, a number of subsequent U.S. defense assessments, joint planning activities, and training programs have established close and cooperative relationships between the U.S. military services and their Saudi counterparts. The Saudi Arabian government has continually sought U.S. military 46 Michael Isikoff and Mark Hosenball, “The Prince and the Prime Minister,” Newsweek, April 16, 2008; and, Brent Gardner-Smith, “Bandar’s Aspen real estate proceeds frozen by D.C. judge in bribes case,” Aspen Daily News, February 12, 2008. 47 “Saudi Arabia is arguably the most powerful and influential country in the Arab world today.” U.S. Department of State, U.S. Strategy Toward Saudi Arabia, Report Pursuant to Section 2043c of the Implementing the Recommendations of the 9/11 Commission Act, P.L.110-53, January 30, 2008, p. 1. 48 A detailed account of the history of U.S.-Saudi military cooperation is contained in David E. Long, The United States and Saudi Arabia: Ambivalent Allies, Westview Press, Boulder and London, 1985, pp.33-72. 49 The survey was undertaken by Air Force Major General Richard O’Keefe. See Memorandum of Conversation, 890F.00/12-849, December 8, 1949, Washington, DC, FRUS, 1949, Volume VI, pp. 1625-7. CRS-21 technology and training as a guarantee of its national security, and Saudi authorities have pursued military procurement and modernization initiatives based on the recommendations of U.S. defense surveys.50 In the late 1970s and early 1980s, the United States Army Corps of Engineers completed a series of massive military infrastructure construction projects across the kingdom; many U.S.-built facilities remain critical to the operations of Saudi security forces. As noted above, the Iraqi invasion of Kuwait in 1990 and subsequent coalition efforts to evict Iraqi forces and enforce United Nations Security Council Resolutions provided the basis for the expanded U.S. military presence in Saudi Arabia that lasted from 1990 until 2003. Following the overthrow of the Saddam Hussein regime in 2003, the U.S. military withdrew almost all of the 5,000 troops that had been stationed in Saudi Arabia and moved its Combat Air Operations Center from Saudi Arabia to neighboring Qatar. Now, as before, between 200 and 300 U.S. military personnel remain in Saudi Arabia at any given time to administer long-standing U.S. training programs in conjunction with U.S. civilians and local hires. Almost all U.S. training for the Saudi armed forces is funded via Saudi government purchases through the Foreign Military Sales program. The existence of parallel U.S. training programs for different Saudi security forces reflects the relatively unintegrated nature of Saudi Arabia’s security and defense establishment; anecdotal evidence suggests that different Saudi ministries and security forces do not operate jointly and may serve as sources of influence and patronage for different members of the royal family.51 U.S. Military Training Mission in Saudi Arabia (USMTM). The U.S. Military Training Mission in Saudi Arabia (USMTM) has served as the focal point for U.S.-Saudi military-to-military relations since its establishment in 1953. Through USMTM, the U.S. Department of Defense and the joint military services work with counterparts from the Saudi Ministry of Defense and Aviation (MODA) and Saudi armed forces, which are led by Crown Prince Sultan bin Abd al Aziz and his son Prince Khaled bin Sultan. The USMTM is a joint services training mission under the command of U.S. Central Command (CENTCOM) and works with the Saudi MODA “to assist and advise the Saudi Arabian Armed Forces with respect to the building of military equipment, plans, organization, administrative procedures, training methods, and the conduct of such training.”52 Organized in 1953 under the auspices of the 50 Prominent examples include the U.S. air defense survey of the country, which was completed in 1963, and the U.S. naval defense survey associated with the Saudi Naval Expansion Program (SNEP), which was completed in 1969. 51 See Joshua Teitelbaum, “A Family Affair: Civil-Military Relations in Saudi Arabia,” Draft Paper Presented to the Fourth Mediterranean Social and Political Research Meeting, Robert Schuman Centre for Advanced Studies, Florence, March 2003. 52 USMTM Mission Statement, available at [http://www.usmtm.sppn.af.mil/]. CRS-22 U.S.-Saudi Mutual Defense Assistance Agreement,53 the program is now administered according to the terms of a 1977 memorandum of understanding.54 Saudi Arabian National Guard Modernization Program (PM-SANG). The Saudi Arabian National Guard (SANG), which operates separately from MODA forces, is led by King Abdullah bin Abd Al Aziz and his son, Prince Miteb bin Abdullah. The United States Army Security Assistance Command (USASAC) administers PM-SANG, which seeks to “develop, within the Saudi Arabian National Guard, the capability to unilaterally initiate, sustain, and operate modern military organizations and systems.” According to USASAC, modernization support under the PM-SANG mission is “open-ended and includes training, supply, maintenance, operations, medical, construction, equipment fielding, equipment post fielding support, and a host of other related activities.”55 The program was chartered by and operates according to the terms of a 1973 memorandum of understanding.56 The Vinnell Corporation, a subsidiary of the Northrop Grumman Corporation, is the primary U.S. contractor charged with training SANG units.57 In 2004, terrorists shot and killed an American Vinnell employee based in Riyadh. Counterterrorism The Administration’s January 2008 Strategy Toward Saudi Arabia asserts that, “Victory for the United States in the global war on terrorism will be impossible without a partnership to dry up funds for terrorists and to combat Islamic extremism in the kingdom.”58 Terrorism has long been an issue in U.S.-Saudi relations, and the strategy document constitutes the latest acknowledgment by U.S. officials of the roles that Saudi nationals play in both supporting and combating terrorism. U.S. policy makers sought the support of Saudi authorities throughout the 1970s and 1980s in combating various terrorist groups. However, after terrorist attacks on U.S. military facilities in Saudi Arabia in 1995 and 1996, the need for additional U.S.-Saudi counterterrorism cooperation grew more urgent. 53 Agreement Providing for a Military Assistance Advisory Group, June 27, 1953 (4 UST 1482; TIAS 2812; 212 UNTS 335). Terminated February 27, 1977, except that the provisions of paragraph 7 remain in force in respect to activities under the agreement of February 8 and 27, 1977 (28 UST 2409; TIAS 8558). 54 Agreement Relating to a United States Military Training Mission in Saudi Arabia, February 27, 1977 (28 UST 2409; TIAS 8558). 55 OPM-SANG, “Historical Perspective,” available at [https://www.opmsang.sppn.af.mil/]. 56 Memorandum of Understanding Concerning the Saudi Arabian National Guard Modernization Program, March 19, 1973 (24 UST 1106; TIAS 7634). 57 Information on VinnellArabia operations with the SANG is available at [http://www.vinnell.com/ArabiaRecruiting/recruiting.htm]. 58 U.S. Department of State, U.S. Strategy Toward Saudi Arabia, Report Pursuant to Section 2043c of the Implementing the Recommendations of the 9/11 Commission Act, P.L.110-53, January 30, 2008, p. 1. CRS-23 Current counterterrorism issues include joint U.S.-Saudi efforts to eliminate threats posed by violent extremists in the kingdom as well as internationally. U.S. officials acknowledge significant Saudi domestic counterterrorism efforts and encourage the Saudi government to build upon the positive steps it has already taken to combat international terrorism. Both U.S. and Saudi officials have said the impetus for closer counterterrorism cooperation in recent years came from a series of terrorist attacks against Saudi, U.S., and other facilities in Saudi Arabia beginning in May 2003. One knowledgeable observer described the May 2003 attacks as “the inevitable wake up call” for Saudi leaders increasingly concerned over attempts by terrorists to target the Saudi regime.59 According to the 9/11 Commission’s final report, “[a]s in Pakistan, Yemen, and other countries, [Saudi] attitudes changed when the terrorism came home.” Al Qaeda in the Arabian Peninsula. Terrorism “came home” to Saudi Arabia gradually during the 1990s, although attacks against non-U.S. targets did not begin until May 2003. Saudi veterans of anti-Soviet fighting in Afghanistan (the “Afghan Arabs”), Saudi combatants from subsequent conflicts involving Muslims in other regions, and Saudi graduates of terrorist training camps based in Afghanistan returned to the kingdom during this period. Some eventually formed the core of an organization calling itself Al Qaeda in the Arabian Peninsula (AQAP), which launched a deadly campaign of terrorist attacks in cooperation with local allies in May 2003.60 Saudi counterterrorism officials describe the AQAP terrorism campaign and the government’s counterterrorism response as having three stages:61 ! The “Momentum” Phase - From May 2003 through June 2004, Saudi counterterrorism officials faced an organized campaign of terrorist attacks planned and executed by a trained network of AQAP operatives. Saudi officials describe AQAP as having created a network of storage caches and safe houses based on the work of local and foreign operatives trained in document forgery, fundraising, publishing, weapons and explosives use, and personal security techniques. Major attacks during this period included the May 2003 bombing of residential compounds in Riyadh and the May 2004 attack on a residential facility in Al Khobar. In June 2004, Saudi officials announced they had shot and killed Abd al Aziz al Muqrin, the then-leader of AQAP. ! The “Regrouping” Phase - From June 2004 through April 2005, Saudi officials report that AQAP operatives began working in smaller cells with new leaders in an attempt to reestablish 59 Judith Kipper quoted in Patrick E. Tyler, “Stability Itself Is the Enemy,” New York Times, November 10, 2003. 60 A detailed account of the development and leadership of AQAP is available in Thomas Hegghammer, “Terrorist Recruitment and Radicalization in Saudi Arabia,” Middle East Policy, Vol. XIII, No. 4, Winter 2006, pp. 39-60. 61 Briefings from Saudi Ministry of Interior counterterrorism advisors, Riyadh, Saudi Arabia, February 2008 and Washington, D.C., April 2008. CRS-24 themselves after the government’s initial counterterrorism response. Incidents during this period included a number of attacks on Saudi security facilities and forces, many of which ended in the death or arrest of AQAP fighters. Major attacks during this period included December 2004 attacks on the U.S. Consulate in Jeddah and the Ministry of Interior headquarters in Riyadh. In April 2005, Saudi officials announced the death of AQAP leader Saud al Otaibi following a three-day gun battle in Al Qassim province. ! The “Fragmentation” Phase - From April 2005 to the present, Saudi officials report that the AQAP organization in the kingdom has become increasingly fragmented. According to Saudi counterterrorism officials, current terrorist threats in the kingdom are associated with less organized cells that lack central leadership and that do not exhibit the skills or training evident among AQAP operatives previously detained or killed. Nevertheless, this period has been characterized by high-profile attempted attacks, including an abortive attack in February 2006 on the world’s largest oil processing facility at Abqaiq in eastern Saudi Arabia. Shootouts and large scale arrests continued through late 2007. Saudi counterterrorism officials appear confident that they have killed or captured most of the leaders and operatives that made up the original AQAP organization. King Abdullah echoed this sentiment in June 2006, when he stated that AQAP had been “defeated.”62 Nevertheless, continuing terrorist incidents and arrests have sustained concerns about the threat that Al Qaeda and its sympathizers pose in Saudi Arabia. Of particular concern is an apparent shift in attackers’ objectives toward targeting critical energy infrastructure.63 In response, Saudi authorities are establishing a 35,000-man oil facilities protection service. Longer term challenges include the prospect of better trained Saudi operatives returning from Iraq (see below) and the prospect of new weapons and operatives entering the kingdom from Yemen. Saudi authorities also are working to improve border security controls to prevent infiltration of weapons and trained individuals from these areas. According to the U.S. Department of State, “the security threat level remains high” in Saudi Arabia, and a travel warning remains in effect.64 While some analysts have argued that the AQAP campaign threatened the viability of the Al Saud family’s control over the country, developments since 2004 have shown that relatively basic improvements in Saudi counterterrorism techniques and investigative procedures enabled the government to weather a sustained assault from trained, experienced Al Qaeda operatives. Others have suggested that if AQAP 62 “Saudi King Says Al Qaeda Militants Defeated,” Reuters, June 7, 2006. 63 In late April 2007, Saudi authorities arrested 170 terrorism suspects on charges of planning to target critical oil facilities in the Eastern Province. Dan Murphy, “New Saudi Tack on Al Qaeda,”Christian Science Monitor, April 30, 2007. 64 U.S. Department of State Bureau of Consular Affairs, Travel Warning - Saudi Arabia, December 19, 2007. CRS-25 members had completed preparations for a national campaign the outcome of their sustained confrontation with Saudi authorities may have been more in doubt. Saudi counterterrorism officials, like security officials in other Arab states, report that they do not intend to allow combatants from Iraq and Afghanistan to return and that they plan to maintain a state of vigilance and preparedness based on the expectation of enduring terrorist threats. Combating Extremism. Saudi officials now consider efforts to combat violent extremist ideology to be a central component in their domestic counterterrorism campaign. Saudi leaders and official religious figures have launched multifaceted public outreach and detainee rehabilitation campaigns that seek to portray Al Qaeda supporters and other violent activists as “misguided” followers of a “deviant ideology.” These characterizations have powerful negative connotations in Saudi society, and are closely associated with longstanding government efforts to promote social consensus and deference to the official views of religious and political authorities. The Saudi Ministries of Islamic Affiars, Education, and Interior have launched various programs associated with the campaigns, as have religious bodies such as the Commission for the Promotion of Virtue and the Prevention of Vice.65 The detainee rehabilitation program is based on the engagement of Saudi counterterrorism officials, psychologists, and religious clerics with terrorism detainees in an effort to dissuade detainees from supporting extremism and violence in the future.66 Successfully rehabilitated detainees are provided various types of social and financial support designed to prevent recidivism.67 Saudi authorities report that recidivism rate estimates range from 10 20%.68 Some outside observers have hailed the Saudi programs as innovative and effective, while others have questioned the wisdom of releasing and supporting former detainees because of the tangible threats that potential recidivism could pose. Saudi authorities state that they carefully monitor participants during and after rehabilitation, and trials and continued detention await unresponsive detainees. The ideological content of reeducation programs and Saudi anti-terrorism outreach statements also may be problematic to the extent that it portrays religiously motivated violence as illegitimate when prohibited by religious and political leaders, rather than as being illegitimate in and of itself. Similar questions could be raised regarding the Saudi anti-extremism campaign’s approach to so-called takfiri ideology; this term refers to a practice known as takfir in which an individual is ruled insufficiently pious and therefore subject to religious disavowal and potential violence. Some official 65 OSC Document FEA20070717232153, “Saudi Arabia: Riyadh Announces New Campaigns To Confront Extremist Ideology,” July 17, 2007; and, OSC Document GMP20080429614004, “Saudi Vice, Virtue Chief on Study Documenting Counter-Terrorism Efforts,” Ukaz (Jeddah), April 24, 2008. 66 See Terrence Henry, “Get out of Jihad Free,” The Atlantic, June 2007, pp 39-40. 67 See for example, OSC Document GMP20071008836001, “Saudi Minister Orders Funds, Temporary Release For Returnees From Guantanamo,” Ukaz (Jeddah), October 6, 2007. 68 Briefings from Saudi Ministry of Interior counterterrorism advisors, Riyadh, Saudi Arabia, February 2008. CRS-26 clerics continue to argue that determinations of religious fidelity and infidelity are not divisive or illegitimate in and of themselves, but rather that the practice of takfir should be performed only by qualified religious scholars.69 Some opposition figures have questioned the legitimacy of Saudi officials who call on Saudi citizens to avoid supporting combatants in Iraq or other conflicts involving Muslims. Some critics allege that Saudi officials and clerics are being hypocritical in light of their past encouragement of similar activism among Saudis in other cases.70 At issue is the government’s assertion that activism or violence are illegitimate unless endorsed by the country’s leaders. Some critics counter-arguments contend that the government’s endorsements appear to have become arbitrary or based on secular foreign policy priorities rather than on religious principles or solidarity. The Arab-Israeli Conflict Many Saudi citizens and officials hold and express the view that the IsraeliPalestinian conflict is the central policy problem in the Middle East region. Many Saudis argue that the United States should support a solution to the conflict that adequately addresses various Palestinian and Arab concerns. Saudi Arabia supports Palestinian national aspirations, strongly endorses Muslim claims in the Old City of Jerusalem, and has frequently criticized Israeli settlement building in the West Bank and Gaza Strip. Since the 1940s, Saudi-U.S. relations have been challenged repeatedly by stark differences of opinion over the Israeli-Palestinian question, with leaders on both sides questioning the other’s devotion to achieving a just peace and willingness to abide by stated policy commitments. Unlike several other Gulf countries, Saudi Arabia has not established open trade or liaison channels for communication with Israel. Nevertheless, Saudi Arabia generally has supported U.S. policy since the early 1990s by endorsing IsraeliPalestinian peace agreements; by joining with neighboring Gulf states in 1994 in terminating enforcement of the so-called secondary and tertiary (indirect) boycotts 69 For example, Saudi Grand Mufti Shaykh Abd al Aziz bin Abdullah Al Al Shaykh recently argued that, “The issues of holding others as infidels or debauchers or apostates are sharia [Islamic law] issues that should be built on the scholarship of sharia and by qualified religious scholars.” OSC Document GMP20080318913003, “Saudi Grand Mufti Lashes Out at Terrorists, Deviants in Lecture at Islamic University,” Al Madinah (Jeddah), March 18, 2008. 70 A prominent early example of this type of encouragement was King Khalid’s decision in 1980 to create a Committee to Aid the Afghani Mujahidin, which followed an earlier announcement by then-Grand Mufti Shaykh Abd al Aziz Bin Baz that authorized the payment of zakat, a 2.5% alms wealth tax required of Muslims as one of the five pillars of faith, to anti-Soviet fighters in Afghanistan. See Saudi Committee to Collect Funds for Afghan Muslims, U.S. Department of State, Cable Jidda 00530, January 1980. Similar committees were subsequently established over the next twenty years to provide “support” or “relief” to Bosnians, Palestinians, Chechens, Kashmiris, Kosovars and Iraqis. CRS-27 of Israel;71 and by adopting a more pro-active approach to Arab-Israeli peacemaking and diplomacy. The outbreak of the second Palestinian intifadah, or uprising, in late 2000 and the collapse of the Oslo peace process in early 2001 ushered in a period of renewed tension in Saudi-Israeli relations. Saudi leaders were sharply critical of Israeli military and security responses to Palestinian terrorist attacks and launched massive relief campaigns for the Palestinians, some of which are alleged to have supported the families of Palestinians who died in attacks on Israelis or in engagements with Israeli security forces. Saudi-Palestinian Relations. Saudi Arabia maintains frequent contact with the two main Palestinian political entities — the secular nationalist Fatah movement and the Islamic Resistance Movement, more commonly known as Hamas, which remains a U.S.-designated foreign terrorist organization. Saudi authorities and citizens have long endorsed public and private efforts to channel financial and material support to Palestinian organizations and causes. These efforts continued during the period in which Hamas controlled the Palestinian Authority.72 In December 2007, Saudi Arabia pledged between $500 and $750 million to the Palestinian Authority over three years.73 Political rivalry and violence between Hamas and Fatah complicated Saudi policy toward the Palestinians and, at times, the Saudi government has pursued policies divergent from the expressed preferences of the Bush Administration and other members of the Quartet.74 Recent Saudi policy initiatives have continued to seek reconciliation between Hamas and Fatah, in light of internecine fighting and a political stalemate that has blocked further progress in the Palestinian-Israeli peace process. Saudi Peace Proposals. In March 2002, then-Crown Prince Abdullah bin Abd al Aziz proposed a peace initiative calling for full Israeli withdrawal from occupied territories in return for full normalization of relations between Arab states and Israel. Continuing violence and political developments precluded further consideration of the Saudi proposal for several years. The overall direction of Saudi 71 Saudi Arabia maintains the primary (direct) boycott. See below. 72 In late July 2006, the Saudi Arabian government announced plans to transfer $250 million in reconstruction assistance “to the Palestinian people” and confirmed the transfer of half of a $92 million budgetary support pledge for the Palestinian Authority. 73 Howard LaFranchi, “Global donors exceed Palestinian expectations at Paris conference,” Christian Science Monitor, December 19, 2007. 74 The Quartet includes the United States, the United Nations, Russia, and the European Union. For example, in 2006, Saudi Arabia continued to deliver assistance to the Palestinian territories, in spite of U.S. efforts to convince the international community to halt support for the Palestinian Authority following Hamas’ victory in parliamentary elections. Similarly, in February 2007, King Abdullah invited representatives of Fatah and Hamas to meet in Mecca, where they negotiated an agreement on a national unity government. Although the agreement represented an achievement for Saudi diplomacy, the national unity government did not explicitly meet preconditions set by the United States and its Quartet partners for recognition of the then-Hamas-led government (i.e., disavowal of violence, recognition of Israel, and acceptance of previous Israeli-Palestinian accords). Helene Cooper, “After the Mecca Accord, Clouded Horizons,” New York Times, February 21, 2007. CRS-28 policy has remained committed to engagement in support of an eventual negotiated settlement. On March 28-29, 2007, the heads of state of most of the Arab League countries met in Riyadh, Saudi Arabia and reconfirmed their support for King Abdullah’s peace proposal. At the time, Saudi Foreign Minister Prince Saud al Faisal warned that if Israel rejects the proposal, “they will be putting their future not in the hands of the peacemakers but in the hands of the lords of war.”75 In November 2007, Saudi Foreign Minister Prince Saud al Faisal attended the U.S.-sponsored peace meeting in Annapolis, Maryland, lending the kingdom’s support to renewed U.S. efforts to broker a two-state solution to the IsraeliPalestinian conflict. The foreign minister reiterated Saudi Arabia’s willingness to normalize relations with Israel subject to conditions, including the establishment of a Palestinian state on territory occupied by Israel in 1967, a negotiated solution for the return of Palestinian refugees, and some degree of Palestinian sovereignty over East Jerusalem. In February 2008, Prince Saud al Faisal stated that, “We hope that Israel responds positively to our quest and efforts, to avoid desperation that would force us to review our options.”76 In May 2008, he expressed the Saudi government’s “dissatisfaction with and strong condemnation of Israel’s continuation of its collective punishment policy against the Palestinian people, and its continuing blockade of the Gaza Strip.”77 Iraq Saudi Arabia’s relationship with Iraq has been tense historically, although periods of Saudi-Iraqi cooperation have occurred when supported by convergent interests, most notably during the Iran-Iraq war of the 1980s. Saudi Arabia publicly opposed the U.S.-led invasion of Iraq in 2003, but provided logistical support to U.S. forces,78 and Saudi officials have called on U.S. forces not to leave Iraq on an 75 David Blair, “Accept Peace Plan or Face War, Israel Told,” Daily Telegraph (UK), March 28, 2007. 76 Damian Wroclavsky and Fiona Ortiz, “Saudi minister calls for Israeli response on talks,” Reuters, February 20, 2008. 77 OSC Document GMP20080514831001, “Re-filed Version of SPA Report on Saudi ForMin Al Faysal’s News Conference,” Saudi Press Agency, May 13, 2008. 78 On March 19, 2003, a communique from then-King Fahd stated that Saudi Arabia “will not participate in any way” in the coalition attack on Iraq. A number of news reports, however, indicated that Saudi Arabia informally agreed to provide logistical support to U.S.-led forces, including permission to conduct refueling, reconnaissance, surveillance, and transport missions from bases in Saudi Arabia; landing and overflight clearances; and use of a U.S.-built facility in Saudi Arabia known as the Combat Air Operations Center (CAOC) to coordinate military operations in the region. Unnamed Saudi and U.S. officials later told the press that the Saudi royal family permitted the staging of U.S. special forces operations from inside Saudi Arabia, allowed some 250-300 mainly transport and surveillance planes to fly missions from Saudi Arabia, and provided tens of millions of dollars in discounted oil, gas, and fuel for U.S. forces. See also “U.S. And Saudis Agree On Cooperation,” Washington Post, February 26, 2003; and John Solomon, “Saudis had wider role in war,” Associated Press, April 26, 2004. CRS-29 “uninvited” basis.79 Saudi Arabia’s principal interests with regard to the conflict in Iraq are — first, to prevent instability and conflict in Iraq from threatening Saudi Arabia’s internal security and stability; second, to prevent the repression of Iraq’s Sunnis by newly dominant Shiites; and, third, to limit the regional influence of a potentially hostile Iran.80 Saudi Arabia’s longer term interests include ensuring that the revival of Iraq’s oil industry does not threaten Saudi preeminence and preferences in global energy markets and that Iraq does not re-emerge as a strategic military threat to the Arab Gulf states. Saudi Policy Priorities in Iraq. The Saudi Arabian government has refrained from overt political-military intervention in Iraq since 2003, in spite of the threat that instability in Iraq has posed to Saudi Arabia’s national security. To date, Saudi policy initiatives have sought to meet the humanitarian needs of Iraqis displaced by ongoing violence; to promote political and religious reconciliation among Iraqis by hosting and participating in various regional conferences; and, to take preventive security measures to limit the spread of violence into Saudi Arabia. Some analysts believe that Saudi Arabia has not fulfilled pledges of aid to Iraq because it does not want to support an Iraqi government that many Saudis believe has a Shiite sectarian agenda. Other observers also speculate that the Saudi government may be offering financial support to Sunni Arab individuals and groups in Iraq, including tribal leaders and others associated with the so called “awakening” movement. However, Prince Saud al Faisal publicly has dismissed calls for direct Saudi involvement in supporting Iraqi Sunnis and has stated, that “since the start of the crisis in Iraq ... the Kingdom has said it will stand at an equal distance from all Iraqi groups and does not describe itself as the guardian of any group or sect.”81 Saudi Foreign Fighters. The willingness of influential Saudi clerics, wealthy Saudi individuals, and young Saudi citizens to offer rhetorical,82 financial,83 79 In October 2006, and repeatedly thereafter, then-Saudi Ambassador to the United States Prince Turki al Faisal argued that, “The kingdom’s position has always been that since the United States came into Iraq uninvited, they shouldn’t leave uninvited.” Arshad Mohammed, “Saudi envoy warns US against abrupt Iraq withdrawal,” Reuters, October 30, 2006. 80 For the Saudi cabinet’s statement of its key principles for Iraq, see Saudi Press Agency (Riyadh), “King Abdullah Chairs Cabinet’s Session,” November 20, 2006. 81 Arab News (Jeddah), “Kingdom Won’t Take Sides in Iraq, Says Saud,” December 20, 2006; and Robin Wright, “Royal Intrigue, Unpaid Bills Preceded Saudi Ambassador’s Exit,” Washington Post, December 23, 2006. 82 U.S. Open Source Center (OSC) Document GMP20070411860009, “Saudi Clerics Appeal Iraqi Islamic Insurgency Factions to Unite Against ‘Enemy,’” April 11, 2007; OSC Document GMP20070122836001, “Saudi Cleric Al Jibrin Statement Denounces Shiites’ Acts Against Sunnis in Iraq,” January 20, 2007; OSC Document GMP20061211837002, “Saudi Arabian Clerics Issue Statement Backing Iraq’s Sunni Muslims,” December 10, 2006. 83 Saudi officials generally deny that Saudi citizens provide financial support for Iraqi combatants, and little specific information is publicly available to corroborate claims to the contrary. Nevertheless, a number of press reports citing unnamed U.S. officials allege that (continued...) CRS-30 or personal support to various combatants in Iraq remains a challenge. In particular, the phenomenon of Saudis traveling to Iraq to fight alongside other foreign fighters has created a long-term security risk for both countries. Saudi veterans of similar conflicts in Afghanistan, Bosnia, Chechnya, and other regions constituted the core of the Al Qaeda-affiliated group responsible for the series of successful and attempted terrorist attacks that occurred in the kingdom from late 2002 through early 2006. A number of non-government affiliated Saudi clerics have encouraged support for insurgents and Iraq’s Sunni Arab minority. In December 2006, leading cleric Salman al Awdah called “honest resistance [in Iraq] ... one of the legitimate types of jihad,” and an October 2006 petition signed by 38 prominent religious figures called on Sunnis everywhere to oppose a joint “crusader [U.S.], Safavid [Iranian] and Rafidi [derogatory term for Shiite] scheme” to target Iraq’s Sunni Arab population.84 AntiShiite sectarian rhetoric has been a consistent feature of statements on Iraq and Saudi affairs from other Saudi clerics, including Nasser al Omar and Safar al Hawali.85 Confrontation with these religious figures over their remarks and activities poses political challenges for the Saudi government and official clerical establishment, since some of the clerics, such as Al Awdah and Al Hawali, have supported government efforts to de-legitimize terrorism inside the kingdom and have sponsored or participated in efforts to religiously re-educate former Saudi combatants. Official Saudi clerics, including Grand Mufti Shaykh Abd al Aziz bin Abdallah Al Shaykh, have released fatwas stating that travel to Iraq for the purpose of participating in violent activity is illegitimate and not religiously sanctioned.86 Estimates of the number of Saudis who have traveled to Iraq to fight remain imprecise and difficult to verify. In November 2006, a U.S. military spokesman stated that of the approximately 1,100 foreign fighters killed or captured in Iraq over the past year, 12% were Saudi nationals.87 One July 2007 press report cited unnamed 83 (...continued) such support exists, and the Iraq Study Group report (p. 25) stated that, “funding for the Sunni insurgency comes from private individuals within Saudi Arabia and the Gulf States.” 84 Al Awdah’s comments were made at the “Conference for Supporting the Iraqi People” in Ankara, Turkey. OSC Document - GMP20061211837002, December 10, 2006. 85 Both clerics signed the October 2006 statement. Al Awdah did not: he has been outspoken in his criticism of Iranian intervention in Iraq, but at times has spoken out against Sunni-Shiite conflict on his website: [http://www.islamtoday.net/]. See OSC Document GMP20061107866002, “Saudi Shaykh Al-Awdah Warns of Sectarian War in Iraq, Holds US Responsible,” November 5, 2006. Al Omar in particular is known for his blunt condemnations of Shiites: see, for example, his 2003 memorandum, “The Reality of Al Rafidah [derogatory term for Shiites] in the Land of Monotheism.” 86 OSC Document GMP20070610621002, “Iraqi Newspaper Reports on Saudi Fatwas Forbidding Travel to Fight in Iraq,” June 3, 2007. 87 In a February 13, 2006, interview, Prince Turki al Faisal said that as of mid-2005 approximately 10% of captured foreign fighters held in Iraq were Saudis. See Mark Huband and William Wallis, “Saudi Arabia Fears Attacks from Insurgents Battle-hardened in Iraq,” (continued...) CRS-31 U.S. military and intelligence officials as claiming that 30 to 40 Saudis were traveling to Iraq to fight each month and that the majority of foreign suicide bombers in Iraq were Saudis.88 To help prevent the return of Saudi volunteers or the flow of other combatants and materiel from Iraq into Saudi Arabia, Saudi officials have strengthened their border control efforts and are planning to implement a significant border security infrastructure improvement program.89 In August 2007, Prince Saud al Faisal dismissed reports that Saudis were traveling to Iraq as combatants in disproportionate numbers and argued that volume of “the traffic of terrorists” from Iraq to Saudi Arabia was greater than the volume flowing in the other direction.90 Recent U.S. military assessments suggest that Saudi efforts to more carefully control exit visas have contributed to a decline in the number of Saudi fighters reaching Iraq.91 Iraqi Debt.92 As of January 2004, Iraq reportedly owed the Saudi government $9 billion in debts incurred during the Saddam Hussein regime (mostly during the Iran-Iraq war of the 1980s), while private Saudi firms and banks hold about $19 billion in Iraqi debt.93 Questions have been raised about whether Iraq’s debt to Saudi Arabia is subject to interest, and both parties have agreed to discuss the matter. U.S. officials have encouraged Saudi Arabia and Kuwait to forgive Iraq’s outstanding debt to support reconstruction and economic recovery efforts. The Iraq Study Group report speculated that Saudi Arabia could agree to cancel the outstanding debt as part 87 (...continued) Financial Times (London), December 20, 2004; “U.S. Faults Saudi Efforts on Terrorism,” Los Angeles Times, January 15, 2006; and, Remarks by Major General William Caldwell, Spokesman, Multinational Force-Iraq, Defense Department News Briefing, November 20, 2006. 88 Helene Cooper, “U.S. Officials Voice Frustrations With Saudis, Citing Role in Iraq,” New York Times, July 27, 2007. 89 According to press reports, Saudi Arabia is considering plans to construct a high-tech system of fences and detection systems along its entire 900 kilometer border with Iraq, but some Saudi officials have stated that the structures will be targeted to certain key areas rather than stretching along the entire border. The Saudi government claims to have spent $1.8 billion on strengthening the border with Iraq since 2004. See P.K. Abdul Ghafour, “Work on Iraq Border Fence Starts in 2007,” Arab News, November 15, 2006; and Raid Qusti, “Kingdom Denies Plans to Build Fence on Border With Iraq,” Arab News, November 20, 2006. 90 Transcript of Press Availability with U.S. Secretary of State Condoleezza Rice, U.S. Secretary of Defense Robert Gates, and Saudi Arabian Foreign Minister Prince Saud al Faysal, Jeddah, Saudi Arabia, August 1, 2007. 91 Rear Admiral Gregory Smith (U.S. Navy), Director, Communications Division, Multi-national Force-Iraq, News Briefing, January 20, 2008. 92 For more information, see CRS Report RL33376, Iraq’s Debt Relief: Procedure and Potential Implications for International Debt Relief, by Martin A. Weiss. 93 Tom Everett-Heath, “Opposing Views of the Kingdom to Come,” Middle East Economic Digest, January 23-29, 2004, p. 1. CRS-32 of regional efforts to support and stabilize Iraq.94 In May 2007, Saudi Foreign Minister Prince Saud al Faisal stated that the Saudi government will continue its negotiations with Iraq “to have an appropriate solution to debts in line with rules of the Paris Club.” Paris Club guidelines call for eliminating 80% of Iraq’s debt. As of May 2008, no further announcements have been made regarding the reduction or cancellation of Iraqi debt held by Saudi Arabia. Some media reports suggested that Saudi officials remain reluctant to offer substantial economic concessions, such as debt relief, until they are confident that Iraq’s new government is committed to establishing an equitable balance of power among Iraq’s sectarian groups and to resisting Iranian influence. Saudi-Iraqi Economic and Diplomatic Relations. Sectarian and strategic anxieties complicate Saudi efforts to engage the Shiite-led Iraqi government, to establish strong trade links, and to discourage and prevent Saudi clerics and individuals from supporting Sunni Arab combatants in Iraq. Saudi leaders maintain regular contact with prominent Iraqi government officials, clerics, and political figures. A Saudi Foreign Ministry delegation visited Iraq in August 2007 to explore the possibility of reopening an embassy in Baghdad, and in January 2008, Prince Saud al Faisal announced that an ambassador had been chosen and that Saudi Arabia hoped to open an embassy in Baghdad “in the next few months.”95 The Saudi government has pledged $500 million from the Saudi Development Fund to sponsor Iraqi government-requested development projects, along with $500 million to finance potential bilateral trade and close to $90 million in humanitarian relief assistance.96 However, since 2003, trade between Iraq and Saudi Arabia has remained very limited. Saudi and Iraqi security services have increased their cooperation over the last year, and Iraqi National Security Adviser Muwaffaq Al Rubai said in a March 2008 press interview that, “we believe now that Saudi-Iraqi coordination is at its best and its highest levels.”97 Reconciliation and long-term stability in Iraq could ease Saudi fears of creeping insecurity, but could also create new challenges. Saudi Arabia’s immediate concern in a post-conflict environment would be the reintegration or elimination of returning Saudi militants. The outcome of reconciliation or conflict in Iraq and the leadership and character of Iraq’s government will determine whether Saudi fears about the empowerment of Shiite Arabs and the growth of Iranian influence persist or diminish. 94 Mariam Karouny and Alister Bull, “Iraq Finance Minister Says Still No Deal on Gulf Debt, Reuters, August 1, 2006; and, ISG Report, p. 35. 95 Prince Saud al Faisal quoted in “U.S. Secretary of State Condoleezza Rice Remarks With Saudi Arabia Minister of Foreign Affairs, His Royal Highness Prince Saud Al-Faisal,” State Department Press Releases and Documents, January 15, 2008. 96 Statement of Foreign Minister Prince Saud al Faisal to United Nations meeting on Iraq, September 18, 2006. Available at [http://www.mofa.gov.sa/Detail.asp ?InNewsItemID=55259]. 97 OSC Document GMP20080327825008 “Iraq’s Al-Rubay’i on Handling Saudi Detainees to Riyadh,” Al Sharq al-Awsat (London), March 27, 2008. CRS-33 Future Iraqi choices in key areas such as energy and military policy will have important implications for Iraqi-Saudi relations.98 Economic Relations and Trade U.S.-Saudi Trade. Saudi Arabia was the largest U.S. trading partner in the Middle East in 2007. Saudi exports to the United States were estimated at $35.6 billion (up from $31.7 billion in 2006) and imports from the United States were estimated at $10.4 billion (up from $7.8 billion).99 Comparable figures for Israel, the second largest U.S. trading partner in the Middle East in 2007, were $20.8 billion in exports to the United States and $13 billion in imports from the United States. To a considerable extent, the high volume of U.S.-Saudi trade is a result of U.S. imports of hydrocarbons from Saudi Arabia (see Table 3 below) and U.S. exports of weapons, machinery, and vehicles to Saudi Arabia. U.S. Oil Imports and Saudi Policy. With the world’s largest proven oil reserves (estimated at 262.3 billion barrels), Saudi Arabia produced over 9 million barrels per day (bpd) of crude oil by the end of April 2008.100 Saudi oil reserves, oil exports, and excess oil production capacity make the kingdom the focal point for the global oil market SaudiAramco is in the process of completing a multi-year, multibillion dollar production capacity expansion project that will raise its daily production capacity to 12 million bpd. According to the U.S. Energy Information Administration, approximately 10.7% of U.S. oil imports and 7.1% of total U.S. oil consumption came from Saudi Arabia during 2006. Formerly the largest foreign supplier of oil to the United States, Saudi Arabia was the third largest supplier in 2006, after Canada and Mexico. (See Table 3 below.) Recent U.S. calls for Saudi Arabia to increase its daily oil production in order to bring down climbing global oil prices have been met with resistance from Saudi oil officials. Saudi officials have argued that current global consumption data and oil market conditions suggest that high oil prices are not the result of a lack of supply or excess demand, but rather a function of refining capacity restrictions, declines in the value of the U.S. dollar relative to other currencies, commodity market speculation, and insecurity in key oil producing regions. On May 16, 2008, Saudi Oil Minister Ali Al Naimi announced that Saudi Arabia would increase its production by 300,000 barrels per day based on calls from specific oil contract holders for greater supply. On May 19, the Saudi Council of Ministers stated that “the kingdom 98 With regard to oil policy, there is a possibility, in the words of one analyst, that, over the long term, “the Saudi interest in moderate prices and preserving market share will run afoul of the Iraqi need for maximum production at high prices to fund national reconstruction.” See Joseph McMillan, Saudi Arabia and Iraq: Oil, Religion, and an Enduring Rivalry, USIP, Special Report No. 157, January 2006, p. 14. 99 U.S. Department of Commerce, International Trade Administration Office of Trade and Industry Information (OTII), National Trade Data, Custom Report - Saudi Arabia, 2007. Available at [http://tse.export.gov/]. 100 U.S. Energy Information Administration, Saudi Arabia: Energy Profile, April 21, 2008. Available at [http://tonto.eia.doe.gov/country/country_energy_data.cfm?fips=SA]. CRS-34 is of the view that the quantities [of oil] produced at present satisfy all the needs of the market, and that the production capacity is capable of responding to any real additional needs for energy, within the framework of realizing the interests of all parties concerned.”101 S.J.Res.32 and H.J.Res. 87 seek to link approval of four recently proposed U.S. arms sales to Saudi Arabia to Saudi oil production increases. Table 3. U.S. Oil Consumption and Imports (in millions of barrels per day) Category 2003 2004 2005 2006a Total U.S. Consumption Total U.S. Imports Imports from Saudi Arabia Imports from Canada Imports from Mexico Imports from Venezuela 20.034 12.264 1.774 2.072 1.623 1.376 20.731 13.145 1.558 2.138 1.665 1.554 20.802 13.714 1.537 2.181 1.662 1.529 20.588 13.612 1.461 2.303 1.700 1.409 Source: U.S. Department of Energy, Annual Energy Review 2006, Report No. DOE/EIA-0384(2006), June 27, 2007. Data drawn from Table 5.1 - Petroleum Overview, Selected Years, 1949-2006; and, Table 5.4 - Petroleum Imports by Country of Origin, 1960-2006, available at [http://www.eia.doe.gov/aer/]. a. The report notes that 2006 data is “likely to be revised.” U.S.-Saudi Foreign Direct Investment. Saudi leaders, notably King Abdullah, have shown increasing interest in attracting foreign investment to the kingdom. Major Saudi economic initiatives, such as plans to construct several massive economic cities102 and to lift Saudi Arabia’s global competitiveness ranking into the top 10 by 2010 (the ‘10x10’ initiative)103, involve efforts to secure foreign investment and economic development partnerships. Several U.S. companies are involved in existing or planned projects in Saudi Arabia, many of which leverage Saudi energy resources. On May 12, 2007, SaudiAramco and the U.S. Dow Chemical Company announced the signing of a memorandum of understanding related to the development of a large scale, jointly operated chemical and plastic production facility in Saudi Arabia’s Eastern Province. The value of the deal has been estimated at $20 billion. On May 21, General Electric announced the sale of its GE Plastics division to the Saudi Basic Industries Corporation (SABIC) for $11.6 billion. The Saudi Arabian government owns 70% of SABIC. Saudi officials and business leaders have at times expressed concern that U.S. companies are failing to adequately pursue non-energy resource linked investment opportunities in the kingdom. Saudi plans to establish a sovereign wealth fund for overseas investments has attracted interest in the United States, where some observers and policy makers 101 OSC Document GMP20080520825008, “ARAMCO Chairman Affirms Continuation of Oil Supplies, Views Future Strategy,” Al-Sharq Al-Awsat (London), May 20,2008. 102 For more information see the Saudi Arabian General Investment Authority (SAGIA) overview, available at [http://www.sagia.gov.sa/english/index.php?page=ecs-overview]. 103 For more information, see the SAGIA overview, available [http://www.sagia.gov.sa/english/index.php?page=overview-of-10x10-program]. at CRS-35 have been advocating for increased transparency of and controls on sovereign wealth fund investments.104 Saudi Boycott of Israel and WTO Membership.105 Some Members of Congress have raised questions regarding Saudi Arabia’s participation in the primary Arab League boycott of Israel in light of the conclusion of a bilateral agreement with the United States on Saudi Arabia’s WTO accession.106 On April 5, 2006, the House passed H.Con.Res. 370, which expresses the sense of Congress that Saudi Arabia should fully live up to its WTO commitments and end all aspects of any boycott on Israel. Under the terms of an agreement with the United States, Saudi negotiators confirmed that Saudi Arabia would not invoke the non-application provision of the WTO Agreement toward any fellow WTO member (which would prohibit enforcement of the boycott) and confirmed the kingdom would not enforce the secondary and tertiary Arab League boycotts. However, in June 2006, then-Saudi Ambassador to the United States Prince Turki al Faisal reportedly stated that the Government of Saudi Arabia plans to continue to enforce the Arab League’s primary boycott of Israel, drawing criticism and inquiries from some Members of Congress. Prince Turki reportedly commented that “the primary boycott is an issue of national sovereignty guaranteed within the makeup of the WTO and its rules,” and indicated that the Saudi government had already made its decision clear to the United States Trade Representative’s office (USTR). A USTR spokesman was quoted as saying that “in [USTR’s] view, maintaining the primary boycott of Israel is not consistent with Saudi Arabia’s obligation to extend full WTO treatment to all WTO Members.”107 January 2007 press reports quoted the Director General of the Saudi Customs Service, Saleh Al Barak, as saying that goods manufactured in Israel could not be legally imported into Saudi Arabia.108 However, Dan Catarivas, director of foreign trade and international relations at the Manufacturers Association of Israel, stated his opinion in a March 104 See Economist Intelligence Unit, “Join the club: Saudi Arabia launches a formal sovereign-wealth fund,” May 1, 2008. For background information on sovereign wealth funds and related U.S. policy debates, see CRS Report RL34336 — Sovereign Wealth Funds: Background and Policy Issues for Congress, By Martin A. Weiss. 105 See CRS Report RL33961 — Arab League Boycott of Israel, by Martin A. Weiss. 106 For more background, see American Association of Exporters and Importers, “Saudi Arabia’s WTO Accession,” Vol. 105, No. 46, November 22, 2005. On September 9, 2005, the U.S. Trade Representative (USTR) announced that the United States and Saudi Arabia had completed bilateral negotiations on terms of Saudi accession to the World Trade Organization (WTO). On November 10, President Bush signed a memorandum to the USTR noting that Saudi Arabia had concluded a bilateral agreement with the United States related to Saudi accession to the WTO. In the meantime, the press noted that Saudi Arabia had concluded bilateral negotiations with all other interested WTO members, and on December 11, 2005, Saudi Arabia became the 149th member of the WTO. 107 Michael Freund, “Saudi Ambassador to U.S. Admits Boycott of Israel Still in Force,” Jerusalem Post, June 22, 2006; and, Freund “U.S. Official Under Fire Over Saudi Flap,” Jerusalem Post, June 25, 2006. 108 “Ban on Israeli Goods in Place: Customs Chief,” Arab News (Jeddah), January 4, 2007. CRS-36 2008 interview that “the Arab boycott exists much more on paper than in practicality,” and media reporting suggests that low levels of Saudi-Israeli trade do exist and may grow if political conditions permit.109 Human Rights, Religious Freedom, and Political Reform U.S. efforts to encourage the protection of human rights, the establishment of religious freedom, and the liberalization of political life in Saudi Arabia continue, but face some significant obstacles. To outsiders, Saudi decision making processes remain opaque. Many experts agree that the leaders of the Saudi monarchy seek to preserve their ultimate authority over political decision making in the kingdom and act to maintain their legitimacy among conservative constituent groups by carefully managing changes that could affect established religious and cultural practices. Recent experience suggests that U.S. reliance on Saudi government cooperation for counterterrorism, regional security, and global energy supply purposes may limit the U.S. government’s ability to press for more rapid or wide-ranging changes in Saudi domestic and social policies. As it has elsewhere across the Arab world, advocacy by the U.S. government and other international parties in support of social and political reform in the kingdom has been met with skepticism and allegations of outside interference. At the same time, some reform activists question the commitment of the United States to promote political and social liberalization, because, in their view, renewed U.S.-Saudi security and counterterrorism cooperation strengthens the ability of the Saudi government and the royal family to control the Saudi population and perceived political rivals. Some observers also believe that apparent Saudi reluctance to adopt broader social reforms is a product of the rapid transformation that the country has undergone since its establishment, some of which has been met with violent opposition. By all accounts, the Al Saud family and its close allies dominate political and economic decision making in the kingdom, although Saudi leaders have taken some nominal steps since the early 1990s to respond to calls for the protection of individual liberties and for more participatory, accountable government. Within the ruling family, political differences and intra-clan and inter-generational rivalries appear to influence the distribution of government posts and the policy positions of leading actors on key issues. King Abdullah bin Abd al Aziz is widely considered to be supportive of some social and economic reforms, but appears to share the strong commitment of other leading royal figures to preserving the Al Saud family’s national authority and the country’s international influence. Although decision making authority remains concentrated, policy decisions on controversial issues appear to reflect Saudi leaders’ efforts to manage and address the demands of various interest groups. Outside observers and Saudi officials describe the policy making process in the kingdom as being based on the pursuit and maintenance of consensus among key groups rather than being exclusively driven by the immediate needs of the royal family and its allies. Saudi Arabia’s conservative religious establishment and other non-government affiliated clerics remain socially and culturally influential. Members of the official 109 Rachelle Kliger, “Made in Israel, sold in Saudi Arabia,” Jerusalem Post, March 21, 2008. CRS-37 clerical community continue to provide a degree of religious legitimacy to the rule of the royal family, but they have no formal political authority. Important families, tribal groups, and business leaders also influence Saudi policy decisions on some issues. Political and religious advisory bodies, such as the 150-member, appointed Shura Council and the appointed Senior Ulema Council (made up of leading religious scholars), reflect the views of these influential groups but have only cursory powers. Political Reform Debates. Saudis have debated questions of political legitimacy and authority in the kingdom throughout its history. Continuing petitions from reform activists since the 1990s have called on the royal family to make decision making and governance structures more participatory, accountable, and responsive to citizens’ needs. To date, these calls have been met with a mixture of embrace and resistance by the government. Since 2003, activists have submitted petitions calling for specific political reforms, including the introduction of a constitutional monarchy.110 Then-crown prince and now King Abdullah responded to initial calls for reform by instituting a “National Dialogue” process, which some observers have described as an unprecedented opportunity for Saudi citizens to publicly debate political and social issues and to offer criticism of government policies.111 However, the subsequent arrest and detention of signatories of various reform petitions has angered reform supporters and create doubt among some Saudis and outside observers about the royal family’s willingness to compromise on certain core principles, particularly on issues relating to the overarching authority of the royal family. As such, tangible changes to the structure of the Saudi political system since 2003 have been extremely limited. In 2005, elections were held for half of the seats on 178 newly created municipal councils, which have been granted nominal powers to oversee local government and make recommendations to regional and national level authorities. In practice, some Saudis have criticized the government for failing, in their views, to implement recommendations made through the National Dialogue process or to adequately empower the municipal councils vis-a-vis municipal and regional authorities. Several municipal council members have resigned, and support for structural changes appears to remain strong among some Saudis. In September 2007, Prince Talal bin Abd al Aziz, half-brother of King Abdallah and a long-term reform advocate, called for the creation of a reform-oriented political party in the kingdom and criticized the detention of reform activists.112 Social Reform Debates. Since 2006, significant public debates have occurred on social issues such as the powers of religious police, education reform 110 See, International Crisis Group, “Can Saudi Arabia Reform Itself?” Middle East Report N/28, July 14, 2004; and, Reuters, “Saudi Arabia Frees 3 Islamist Reformists,” July 10, 2007. 111 Six sessions have been held under the auspices of the King Abdulaziz Center for National Dialogue, with corresponding regional preparation meetings. The subjects included national unity, combating extremism, women, youth, “dialogue with world cultures,” and education policy. For more information, see [http://www.kacnd.org/eng/default.asp]. 112 Associated Press (AP), “Key Saudi Prince Says Plans To Form Political Party,” September 4, 2007. CRS-38 proposals, the roles and rights of women, and the integration of Shiites into Saudi Arabia’s predominantly Sunni society. Each has illustrated the challenges Saudi leaders face in responding to some groups’ calls for change while preserving national traditions and pursuing their own political goals. 113 ! Numerous allegations of abuse leveled against members of the Commission for the Promotion of Virtue and the Prevention of Vice (Saudi Arabia’s religious police) have fueled a public debate among Saudis, many of whom appear not to question the underlying legitimacy of the Commission as an institution, but may have serious concerns about the Commission’s statutory powers, the professionalism of its employees, and the protection of due process for detained individuals. ! Similarly, many Saudis have expressed support for education reform proposals as a means of improving the economic opportunities available to the kingdom’s young population. However, others have spoken out against curricular reforms they perceive to be either contrary to Saudi religious and cultural traditions or taken in response to the wishes of outsiders, including the United States. ! The roles and rights of women remain subjects of interest in the United States and subjects of intense debate in Saudi Arabia. Some Saudi activists advocate for greater employment, marital, and political rights for Saudi women, while others seek to maintain status quo arrangements based on their religious and cultural preferences. The issue of restrictions on female driving, often discussed as an example of gender bias by outside observers, is debated among many Saudis as both a cultural and economic issue; the views of some Saudi families appear to be changing as they begin to face limits in their ability to meet the costs of hiring drivers so that mothers and daughters can pursue economic and educational goals outside the home. ! King Abdullah has made some high-level public attempts to improve sectarian relations between Sunni and Shiite leaders, but these efforts have been undermined amid ongoing claims of abuses against Shiites and the issuance of a series of statements from clerics who regard Shiite minority groups as religiously aberrant and potentially politically disloyal. Since early 2007, Shiite groups in the Eastern Province and the southern region of Najran have reported a number of human rights violations and restrictions on their political and religious rights, in spite of some government attempts to create a more tolerant atmosphere.113 OSC Document FEA20070501128188, “Report On Situation Of Saudi Shiites 1 Jan 06-30 Apr 07” Al Rasid Newspaper (Saudi Arabia) April 24, 2007; and, OSC Document GMP20080514866001, “Saudi Authorities Arrest Fatimid Leader,” Al Rasid Newspaper (continued...) CRS-39 Human Rights. According to the Department of State, several categories of human rights violations occurred in Saudi Arabia during 2007, along with some improvements in government efforts to combat torture and to allow public reporting of human rights concerns.114 The Saudi National Society for Human Rights, an independent organization approved by the Saudi government in 2004, also reported and investigated alleged human rights abuses during the year, including violations reported by Saudi citizens.115 Recent Human Rights Watch reports argue that “violations of defendants’ fundamental rights in Saudi Arabia are so systemic that it is hard to reconcile the existing criminal justice system with basic principles of fairness, the rule of law and international human rights standards.”116 Saudi authorities have launched a comprehensive judicial restructuring process aimed at improving some identified deficiencies. Notable recent cases involving human rights activists or alleged abuses include the arrest and detention of Saudi blogger Fouad Al Farhan and human rights advocate and university professor Dr. Matrook Al Faleh.117 Saudi Arabia is serving as a member of the United Nations Human Rights Council through 2009. Religious Freedom. The Department of State has designated Saudi Arabia as a “country of particular concern” since 2004 with regard to restrictions on religious freedom. According to the most recent International Religious Freedom Report (released September 14, 2007) “religious freedom remains severely restricted in Saudi Arabia.”118 However, the report notes that U.S. officials observed “positive 113 (...continued) May 14, 2008. 114 Reported violations included “no right to peacefully change the government; infliction of severe pain by judicially sanctioned corporal punishments; beatings and other abuse; arbitrary arrest and detention, sometimes incommunicado; denial of fair public trials; political prisoners; exemption for the rule of law for some individuals and lack of judicial independence; restrictions on civil liberties such as the freedoms of speech, including the Internet, assembly, association, movement, and religion; corruption and lack of government transparency.” U.S. Department of State, Bureau of Human Rights, Democracy, and Labor, Country Reports on Human Rights Practices 2007 - Saudi Arabia, March 11, 2008. Available at [http://www.state.gov/g/drl/rls/hrrpt/2007/100605.htm]. 115 Raid Qusti, “NSHR Cites a Plethora of Rights Violations,” Arab News (Jeddah), May 23, 2007. Information from the National Society for Human Rights is available at [http://www.nshrsa.org/]. 116 Christoph Wilcke, “Re-education, Saudi style,” Guardian Unlimited (UK), April 25, 2008. Wilcke is the primary author of a recent Human Rights Watch report, “Precarious Justice: Arbitrary Detention and Unfair Trials in the Deficient Criminal Justice System of Saudi Arabia,” Human Rights Watch, Volume 20, No. 3(E), March 2008. Available at [http://hrw.org/reports/2008/saudijustice0308/]. 117 See Faiza Saleh Ambah, “Saudi Activist Blogger Freed After 4 Months in Jail Without Charge,” Washington Post, April 27, 2008; and, Faiza Saleh Ambah, “Saudi Critic Jailed After Decrying Justice System,” Washington Post, May 21, 2008. 118 U.S. Department of State, Bureau of Democracy, Human Rights and Labor, International Religious Freedom Report 2007, September 14, 2007. Saudi Arabia country entry available (continued...) CRS-40 developments which could lead to important improvements in the future.” These included Saudi government efforts to limit the spread of divisive ideology in government mosques, to expand teacher training and curricular reform efforts, and to institute new procedural controls over the activities of members of the religious police. Non-Muslims continue to be prohibited from worshiping publicly. The Administration has waived the imposition of sanctions on Saudi Arabia as a result of these observed steps. U.S. organizations such as Freedom House have criticized restrictions on religious freedom in Saudi Arabia and questioned the Saudi government’s commitment to stated reform initiatives, including education reform. Consular Issues Prior to 2001, Saudi nationals received the highest number of U.S. nonimmigrant entry visas issued to nationals of any Arab country, and were second only to Israel and Turkey in the Middle East. Saudis in Saudi Arabia were able to utilize so-called ‘third party’ expedited visa services whereby travel agencies were permitted to forward visa materials to consular officials at the U.S. Embassy for processing and the applicants would later receive their entry visas by mail. The revelations that 15 of the September 11 hijackers were Saudi nationals who had legally obtained U.S. visas and that three of the hijackers reportedly had obtained their U.S. visas using the expedited “visa express” arrangements led to significant changes in U.S. visa policy in Saudi Arabia and around the world.119 Following the 2001 attacks, third party visa issuance in Saudi Arabia was specifically prohibited under Section 428(i) of the Homeland Security Act of 2002 (P.L.107-296).120 The Department of State terminated the expedited visa system in Saudi Arabia in 2002 and significantly increased the visa interview rates for Saudi nationals.121 As in other countries, new administrative arrangements were made at U.S. consular facilities in Saudi Arabia to accommodate new security requirements. As a result, visa issuances to Saudi nationals slowed along with Saudi application rates. Global non-immigrant visa issuance rates declined after 2001, and issuance rates dropped steeply for Saudi Arabian nationals. (See Figure 2 below.) In addition to complaints about backlogs and perceived discrimination, Saudi officials and nationals voiced strong concerns about declines in the number of Saudis visiting the United States for travel, work, and study. People-to-people linkages have supported U.S.-Saudi relations over time, particularly to the extent that many leading Saudis have pursued their higher education in the United States since the 1960s. U.S. officials, who had long sought visa reciprocity for U.S. citizens with regard to 118 (...continued) at [http://www.state.gov/g/drl/rls/irf/2007/90220.htm]. 119 Jonathan Peterson, “Express Visa Program May Have Benefitted 3 Hijackers,” Los Angeles Times, December 17, 2001. 120 Section 428(i) reads as follows: “Notwithstanding any other provision of law, after the date of the enactment of this Act all third party screening programs in Saudi Arabia shall be terminated. On-site personnel of the Department of Homeland Security shall review all visa applications prior to adjudication.” 121 William C. Mann, “Feds End Visa Shortcut for Saudis,” Associated Press, July 20, 2002. CRS-41 multiple entry and long-term visas for Saudi Arabia, reportedly met resistance from Saudi authorities in light of the new U.S. policies. New U.S. consular administrative practices122 and broader Saudi awareness of new U.S. visa requirements reportedly have contributed to an ease in visa backlogs and delays in recent months.123 Overall, visa issuance rates for Saudi nationals have increased annually since 2003. (See Figure 2 below.) The Department of State recently opened a permanent visa issuance facility at the U.S. consulate in Dhahran, and in April 2008, U.S. Ambassador Ford Fraker announced that the United States aims to double the number of student visas issued to Saudi students over the next five years. Figure 2. Non-Immigrant U.S. Visas Issued to Saudi Nationals, 1996-2007 70,000 60,000 50,000 40,000 30,000 20,000 10,000 07 20 06 20 05 20 04 20 03 20 02 20 01 20 00 20 99 19 98 19 19 19 97 0 96 Non-Immigrant Visas Issued Non-Immigrant U.S. Visas Issued to Saudi Nationals 1996-2007 Year Sources: CRS graphic derived from data in U.S. Department of State, Visa Office Report, 2005, Table XVIII (Part I) “Nonimmigrant Visas Issued by Nationality (Including Border Crossing Cards), Fiscal Year 1996-2005”; and, Department of State, Visa Office Report, 2007, Table XVIII “Nonimmigrant Visas Issued by Nationality (Including Border Crossing Cards), Fiscal Year 1998-2007.” Available at [http://travel.state.gov/visa/frvi/statistics/statistics_1476.html]. Under the terms of a consular agreement announced in May 2008, Saudi students now will be allowed to travel to and from the United States for up to five 122 Saudis nationals have the option of scheduling visa interview appointments at the U.S. Embassy in Riyadh using an online reservation system, and the Embassy has frequently advised Saudi students on how best to avoid having their studies in the United States interrupted by visa renewal requirements. 123 Briefings from U.S. Department of State personnel, Washington, D.C. and Riyadh Saudi Arabia, February 2008. CRS-42 years without having to reapply for a visa after two years, as previously required.124 The Department of Homeland Security Student and Exchange Visitor Information System (SEVIS) provides status and identification information for U.S. government verification throughout foreign students’ stays in the United States. Some Members of Congress have expressed concern about U.S. visa issuance to Saudi nationals, and legislation has been introduced in the 110th Congress seeking to influence U.S. visa policy toward Saudi Arabia. Some Members of Congress have expressed concern about restrictions on the importation of non-Islamic religious materials and symbols into Saudi Arabia and about reported visa restrictions for Jewish visitors to the kingdom or Israeli passport stamp holders. H.R. 2981 specifically seeks to ban the issuance of visas to Saudi nationals until these concerns are addressed. H.R. 3217 seeks to prohibit the issuance of student and diversity immigrant visas to Saudi Arabian nationals on security grounds absent Presidential review. 124 Saudi student visa holders, like student visa holders from other countries, will be required to remain “in status” and be enrolled in a full course of study. According to the Department of State, “This decision to expand visa reciprocity was taken in light of the economic benefits associated with more business, tourist, and student travelers and heightened cooperation on security and counterterrorism between the U.S. and Saudi Arabia. This decision also reflects recent measures taken by the U.S. to enhance visa processing and security, such as online visa applications and enhanced biometrics.” U.S. Department of State response to CRS inquiry, May 20, 2008. CRS-43 Further Reading and Historical Resources Paul Aarts and Gerd Nonneman (eds.), Saudi Arabia in the Balance: Political Economy, Society, Foreign Affairs, New York University Press, 2006. Rachel Bronson, Thicker than Oil: America’s Uneasy Partnership with Saudi Arabia, Oxford University Press, 2006. Steve Coll, Ghost Wars: The Secret History of the CIA, Afghanistan, and Bin Laden,from the Soviet Invasion to September 10, 2001, Penguin Press, 2004. Steve Coll, The Bin Ladens: An Arabian Family in the American Century, Penguin Press, 2008. John S. Habib, Ibn Saud’s Warriors of Islam: The Ikhwan of Najd and their Role in the Creation of the Saudi Kingdom, 1910- 1930, E.J. Brill, 1978. Thomas Hegghammer, “Terrorist Recruitment and Radicalisation in Saudi Arabia,” Middle East Policy, Volume 13, Number 4, 2006. Joseph Kostiner, The Making of Saudi Arabia, 1916-1936, From Chieftaincy to Monarchical State, Oxford University Press, 1993. Robert Lacey, The Kingdom: Arabia & The House of Sa’ud, Harcourt Brace Jovanovich, 1982. Stéphane Lacroix, Awakening Islam: A History of Islamism in Saudi Arabia, Presses Universitaires de France, English version forthcoming - Spring 2009. David E. Long, Culture and Customs of Saudi Arabia, Greenwood Press, 2005. David E. Long, The United States and Saudi Arabia: Ambivalent Allies, Westview Press, 1985. Aaron David Miller, Search for Security: Saudi Arabian Oil and American Foreign Policy, University of North Carolina Press, 1980. Madawi Al Rasheed, A History of Saudi Arabia, Cambridge University Press, 2002. Madawi Al Rasheed, Contesting the Saudi State, Cambridge University Press, 2006. Yaroslav Trofimov, The Siege of Mecca: The Forgotten Uprising in Islam’s Holiest Shrine and the Birth of Al Qaeda, Doubleday, 2007. Alexei Vassiliev, History of Saudi Arabia, New York University Press, 2000. Robert Vitalis, America’s Kingdom: Mythmaking on the Saudi Oil Frontier, Stanford University Press, 2006. CRS-44 Mai Yamani, Cradle of Islam: The Hijaz and the Quest for an Arabian Identity, I.B. Tauris, 2004. Mai Yamani, Changed Identities: The Challenge of the New Generation in Saudi Arabia, University of British Columbia Press, 2005. CRS-45 Appendix A: Recent Proposed Arms Sales On October 4, 2007, Congress was notified of a possible sale of Light Armored Vehicles (LAV) and High Mobility Multi-Purpose Wheeled Vehicles (HMMWV) and associated equipment. Specifically, 37 Light Armored Vehicles-Assault Gun (LAV-AG); 26 LAV-25mm; 48 LAV Personnel Carriers; 5 Reconnaissance LAVs; 5 LAV Ambulances; 3 LAV Recovery Vehicles; 25 M1165A1 High Mobility Multipurpose Wheeled Vehicles (HMMWV); 25 M1165A1 HMMWV with winch; 124 M240 7.62mm Machine Guns; 525 AN/PVS-7D Night Vision Goggles (NVGs); various M978A2 and M984A2 Heavy Expanded Mobility Tactical Trucks, family of Medium Tactical Vehicles, 120mm Mortar Towed, M242 25mm guns, spare and repair parts; sets, kits, and outfits; and support services and equipment. The estimated value of the sale, if all options are exercised, could be as high as $631 million. Transmittal No. 08-03.125 On December 7, 2007, Congress was notified of a possible sale of five sets of Airborne Early Warning (AEW) and Command, Control and Communications (C3) mission equipment/Radar System Improvement Program (RSIP) Group B kits for subsequent installation and checkout in five E-3 Airborne Warning and Control Systems (AWACS). This proposed sale will also include spare and repair parts, support equipment, documentation, contractor engineering and technical support, and other program support. The estimated value of the sale, if all options are exercised, could be as high as $400 million. Transmittal No. 08-28.126 On December 7, 2007, Congress was notified of a possible sale of 40 AN/AAQ33 SNIPER Advanced Targeting Pods, aircraft installation and checkout, digital data recorders/cartridges, pylons, spare and repair parts, support equipment, publications and technical documentation, contractor engineering and technical support, and other program support. The estimated value of the sale, if all options are exercised, could be as high as $220 million. Transmittal No. 08-29.127 On January 14, 2008, Congress was notified of a possible sale of 900 Joint Direct Attack Munition (JDAM) tail kits (which include 550 Guided Bomb Unit (GBU)-38 kits for MK-82 bombs, 250 GBU-31 kits for MK-84 bombs, and 100 GBU-31 kits for BLU-109 bombs). Also included are bomb components, mission planning, aircraft integration, publications and technical manuals, spare and repair parts, support equipment, contractor engineering and technical support, and other related support elements. The estimated value of the sale, if all options are exercised, could be as high as $123 million. Transmittal No. 08-18. 125 Details available at [http://www.dsca.mil/PressReleases/36-b/2007/Saudi_08-03.pdf]. 126 Details available at [http://www.dsca.mil/PressReleases/36-b/2007/Saudi_08-28.pdf]. 127 Details available at [http://www.dsca.mil/PressReleases/36-b/2007/Saudi_08-29.pdf].