Order Code RS20722
November 1, 2000Updated June 27, 2003
CRS Report for Congress
Received through the CRS Web
The First Day of a New Congress: A Guide to
Proceedings on the Senate Floor
Mildred L. Amer
Specialist in American National Government
Government and Finance Division
Summary
The Senate follows a well-established routine on the opening day of a new
Congress. The proceedings include swearing in new members, administrative business,
and election of the presidentPresident pro tempore, the constitutionally mandated officer elected
to preside over the chamber in the absence of the Vice President. Other first day activities
activities are dependent on specific circumstances and do not occur on the first day of
every new
Congress. Once these proceedings are completed, the Senate may then turn
to routine
business. The Senate committee assignment process begins prior to the
convening of a
new Congress.
Article I, Section 2 of the Constitution provides for a system of staggered six -year
terms for Senators, one-third of their terms expiring at the conclusion of each Congress.
As a consequence, the Senate is a continuing body and does not have to reorganize itself
each new Congress, as does the House of Representatives, by adopting new rules and
electing new leaders. Any changes in Senate leadership take place in the party caucuses
conferences prior to the opening day, and there are no floor votes to ratify these changes.
The Senate Convenes1
The Constitution (20th Amendment, Section 2) mandates that a new Congress
convene at noon on January 3 in each odd numbered year, unless it has earlier passed a law
law designating a different day. For example, the 104th Congress convened on January 4,
1995, the 105th Congress convened on January 7, 1997, and the 106th Congress on
January 6, 1999. However, the 107th Congress is scheduled to convene on January 3,
2001 .
The Vice President presides when the Senate opens, and the Senate chaplain offers
a prayer. The Vice President then announces the receipt of the certificates and credentials
Recently it has been the exception rather than the rule,
however, for a new Congress to begin on January 3. Four out of the last five
Congresses—104th ( January 4, 1995), the 105th (January 7, 1997), the 106th ( January 6,
1999), and the 108th Congress (January 7, 2003)—convened on another date. Only for the
107th Congress was the beginning date unchanged.
1
For information on organizational meetings held prior to the formal start of a new Congress, see:
U.S. Library of Congress, Congressional Research Service
see CRS Report RS21339, Congress’ Early Organizational
Meetings, by Judy Schneider, CRS Report 96-657 GOV (Washington: July 30, 1996).
Congressional Research Service ˜ The Library of Congress
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.
Congressional Research Service ˜ The Library of Congress
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The Vice President normally presides when the Senate first convenes, and the Senate
chaplain offers a prayer. The Vice President then announces the receipt of the certificates
and credentials of election of the newly elected Senators. The reading of these documents
is waived, and
they are subsequently printed in full in the Congressional Record.2
Oath of Office
Prior to the swearing in of newly elected Senators, including reelected incumbents,
the majority leader often provides a brief history of the oath of office and welcomes them.3
Subsequently, the Vice President calls them to the front of the chamber in alphabetical
order in groups of four to take the oath and to “subscribe to the oath” in the official oath
book.4 A Senator is often accompanied by the other Senator from the same state, the
Senator he or she is replacing, or a former
Proceedings at the convening of the Senate in the 107th Congress were somewhat
different than other opening days because the Senate was evenly divided, with 50
Republicans and 50 Democrats. When Congress convened on January 3, 2001, Vice
President Albert Gore, a Democrat, was still President of the Senate, providing Senate
Democrats with an effective majority of one. Subsequently, at noon on January 20, 2001,
when Republican Richard Cheney was sworn in as Vice President, Senate Republicans
took control of the Senate.
Oath of Office
The first order of business in a new Senate is the swearing in of newly elected
Senators, including reelected incumbents. Before this action is taken, however, the
majority leader often provides a brief history of the oath of office and the two leaders give
welcoming remarks.3 At the beginning of the 107th Congress, both Senator Thomas
Daschle, a Democrat, who served as majority leader until noon on January 20, 2001, and
Senator Trent Lott, a Republican, who then became majority leader, addressed the Senate.
If there are any contested elections, the leadership may provide a brief status report and
plan for their resolution.4 Then, the Vice President calls the newly elected Senators to the
front of the chamber in alphabetical order in groups of four to take the oath and to
“subscribe to the oath” in the official oath book.5 Each Senator is often accompanied by
the other Senator from the same state, the Senator he or she is replacing, or a former
Senator.
Notification to the Other Body and to the President
The Senate clerk then calls the roll, and the Senate majority leader offers resolutions
formally notifyingthat the House and the President be formally notified that a quorum of the Senate is assembled
assembled and ready to proceed to business. Subsequently, the House and Senate leadership
leadership telephone the President with the news that Congress is ready to begin its work.
Daily Meeting Time for the Senate
The Senate establishes its daily hour of meeting by a resolution which must be
renewed each session of Congress. This resolution is also usually offered by the majority
leader.
Election of the President Pro Tempore
The president pro tempore is elected by the Senate to preside during the absence of
the Vice President.5 On opening day, when there is a change in party control of the
Senate, the president pro tempore is elected by resolution and then escorted to the front
of the chamber to be sworn in by the Vice President.6 The Senate subsequently adopts a
2
The Vice President, “Certificate of Election and Credentials,” Congressional Record, daily
edition, vol. 144, Jan. 6, 1999, pp. S1-S4.
3
Sen. Trent Lott, “The Oath We Take,” Congressional Record, daily edition, vol. 144, Jan. 6,
1999, pp. S4-S5. If there are any contested elections, the leadership may provide a brief status
report and plan for their resolution.
See: Sen. Trent Lott, “Louisiana Election
Contest,”Congressional Record, daily edition, vol. 143, Jan. 7, 1997, p. S5.
4
Each Senator is allowed to keep the pen he or she uses to sign the historical oath book, which
contains the signatures of all U.S. Senators.
5
The Constitution specifies that the Vice President is the presiding officer of the Senate. The Vice
President, however, usually presides only on opening day, during ceremonial occasions, and when
needed to cast a tie-breaking vote.
6
The president pro tempore holds that office during his/her Senate term and is not reelected at the
beginning of a new Congress unless there is a change in party control. In the 104th-106th
Congresses, the president pro tempore has been Senator Strom Thurmond (R-SC). In the 105th
(continued...)
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resolution to notify the President of the election of the president pro tempore. Often
referred to as the “president pro tem,” this majority party senator usually has the party’s
longest continuous Senate service and often, by virtue of seniority, chairs a committee.
If expecting to be unavailable for chamber duties, the president pro tempore appoints other
Senators to preside.
Other First-Day Floor Actions
Other routine organizational business is taken up on the Senate floor on the first day,
including unanimous consent requests to expedite the daily business of the Senate, such
as the setting of the leaders’ time each day. During the 106th Congress, the Senate
adopted 11 unanimous consent resolutions en bloc.7 In addition, floor privileges are
granted for special staff; the majority leader lays out the highlights of the legislative
schedule ahead and discusses potential procedural problems; and the Senate adopts
resolutions providing for adjournments, and often for the joint session at which Congress
receives the President’s State of the Union message.8
Other first day activities are dependent on specific circumstances and do not occur
on the first day of every new Congress. For example, following a presidential election,
the Senate must adopt a resolution to count the electoral votes for the President and Vice
President,9 continue the Joint Congressional Committee on Inaugural Ceremonies, and
authorize the use of the Capitol for inaugural activities.10 In addition, on the first day of
the 106th Congress, there were several announcements and a discussion related to the
pending impeachment trial of the President.11
After the Senate has completed initial organizational proceedings, it may then turn
to routine business, which normally completes the legislative day. This business includes
the introduction of bills and resolutions, appointments of Senate officials, and additional
statements from Senators.
6
(...continued)
Congress, because he was starting a new Senate term (and, thus, a new term as president pro
tempore), Senator Thurmond was escorted to the dais by Senators Trent Lott and Thomas Daschle,
the majority and minority leaders; Senator Ernest Hollings, the other Senator from South Carolina;
and Senator Robert Byrd, the previous president pro tempore.
7
Sen. Trent Lott, “Unanimous-Consent Agreements,” Congressional Record, daily edition, vol.
145, Jan. 6, 1999, pp. S5-S6.
8
Congressional Record, daily edition, vol. 144, Jan. 6, 1999, pp. S6-S8. In the 105th Congress,
special floor privileges were granted for a staff member from one Senator’s office always to
accompany that Member, who needs assistance while in the Senate chamber.
9
Sen. Trent Lott, “Certification of Electoral Votes,” Congressional Record, daily edition, vol.
143, Jan. 7, 1997, p. S7. This takes the form of a joint session with the House of Representatives.
10
Sen. Trent Lott, “Extending the Life of the Joint Congressional Committee on Inaugural
Ceremonies and the Provisions of Senate Concurrent Resolution,” Congressional Record, daily
edition, vol. 143, Jan. 7, 1997, p. S8.
11
Sen. Trent Lott, “The Public’s Access to the Impeachment Proceedings,” “Unanimous–Consent
Agreement–Senate Access,” and “Senate Agenda,” Congressional Record, daily edition, vol. 145,
Jan. 6, 1999, pp. S7-S10.
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During adjournment periods preceding the start of a new Congress, the secretary of
the Senate is authorized to receive on behalf of the Senate messages from the House of
Representatives, the President, and the executive departments. The presiding officer will
present these messages to the Senate to allow it to take any action which may be
necessary.12
Committee Organization
The committee assignment process begins prior to the convening of a new Congress
and mostly within the party groups—the Republican and Democratic conferences. The
only action visible on the chamber floor is the adoption of resolutions agreed upon by the
party conferences. The adoption of both resolutions is routine and occurs without
amendment, because of the tacit understanding that each party has a right to establish its
own internal distribution of work without amendment from the other.13 Although the
Senate did not take up any of these committee assignment resolutions on the opening day
of the 106th Congress, it did so a short time later.14
12
On the first day of the 106th Congress, the Senate received a message from the House announcing
that it had impeached the President and adopted articles of impeachment which the House managers
had been instructed to carry to the Senate. See “Messages from the House Received Subsequent
to Sine Die Adjournment,” Congressional Record, daily edition, vol. 145, Jan. 6, 1999, pp. S14S15.
13
Note, however, that each party must abide by certain rules in the assignment process. See: U.S.
Library of Congress, Congressional Research Service, Senate Rules and Practices on Committee
and Subcommittee Assignment Limitations as of October 29, 1998, by Judy Schneider, CRS
Report 98-912 GOV (Washington: Nov. 2, 1998).
14
Sen. Jeff Sessions, “Majority Party Memberships,” and “Minority Party Memberships,”
Congressional Record, daily edition, vol. 145, Jan. 7, 1999, pp. S42-S432
The Vice President, “Certificate of Election and Credentials,” Congressional Record, daily
edition, vol. 149 (Jan. 7, 2003), pp. S1-S4.
3
Sen. Trent Lott, “The Oath We Take,” Congressional Record, daily edition, vol. 143 (Jan. 7,
1997), pp. S4-S5; Sen. Thomas Daschle, “A Historic Day,” Congressional Record, daily edition,
vol. 147 (Jan. 3, 2001), p. S1; and Sen. Trent Lott, “Thanking the Vice President,” Ibid., pp. S1S2.
4
Sen. Trent Lott, “Louisiana Election Contest,”Congressional Record, daily edition, vol. 143
(Jan. 7, 1997), p. S5.
5
Each Senator is allowed to keep the pen he or she uses to sign the historic oath book, which
contains the signatures of all U.S. Senators. A Senator signs this book each time he or she takes
the oath of office.
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Election of the President Pro Tempore
The President pro tempore is elected by the Senate to preside during the absence of
the Vice President.6 Often referred to as the “President pro tem,” this majority party
Senator usually has the party’s longest continuous Senate service and often, by virtue of
seniority, chairs a committee.7 If expecting to be unavailable for chamber duties, the
President pro tempore appoints other Senators to preside. In the 108th Congress, the
President pro tempore is Senator Ted Stevens (R-AK).
When there is a change in party control of the Senate, or a vacancy occurs, the
President pro tempore is elected by resolution and then escorted to the front of the
chamber to be sworn in by the Vice President.8 The Senate subsequently adopts a
resolution to notify the President of the election of the President pro tempore.
From the beginning of the104th Congress through the middle of the first session of
the106th Congress, Senator Strom Thurmond (R-SC) was the President pro tempore. In
June 2001, when party control of the Senate changed, Senator Robert Byrd (D-WV)
became the President pro tempore.9 In the 107th Congress, because the Senate was evenly
divided on the opening day, Senator Byrd, a Democrat, was elected to serve as President
pro tempore until January 20, 2001, and Senator Thurmond, a Republican, was elected
to serve after January 20, 2001, when Albert Gore, a Democrat, was succeeded as Vice
President and President of the Senate by Richard Cheney, a Republican.10 Subsequently,
when Richard Cheney, a Republican, became the Vice President and President of the
Senate, Senator Thurmond again became President pro tempore. He took the oath of
office on January 20, 2001. That same day, the Senate adopted resolutions notifying the
President and the House of Representatives of the election of the new President pro
tempore.11
Daily Meeting Time for the Senate
The Senate establishes its daily hour of meeting by a resolution that must be renewed
each session of Congress. This resolution is also usually offered by the majority leader.
6
The Constitution specifies that the Vice President is the presiding officer of the Senate. The
Vice President, however, usually presides only on opening day, during ceremonial occasions, and
when needed to cast a tie-breaking vote.
7
The President pro tempore holds that office during his or her Senate term and is not reelected
at the beginning of a new Congress unless there is a change in party control.
8
Sen. Frist, “Election of the Honorable Ted Stevens As President Pro Tempore of the Senate,”
Congressional Record, daily edition, vol. 149 (Jan. 7, 2003), p. S6.
9
Sen. Daschle, “Election of the Honorable Robert C. Byrd as President Pro
Tempore,”Congressional Record, daily edition, vol. 147 (June 6, 2001), p. S5843.
10
Sen. Thomas Daschle, “Election of the Honorable Robert C. Byrd As President Pro Tempore
and Election of the Honorable Strom Thurmond as President Pro Tempore, “Congressional
Record, daily edition, vol. 147 (Jan. 3, 2001), pp. S6-S7.
11
Sen. Pat Roberts, “Notification to the President of the United States,” and “Notification to the
House of Representatives,” Congressional Record, daily edition, vol. 147 ( Jan. 20, 2001), p.
S57.
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Other First-Day Floor Actions
Other routine organizational business is taken up on the Senate floor on the first day,
including unanimous consent requests to expedite the daily business of the Senate. At the
beginning of the 108th Congress, the Senate adopted 12 orders en bloc by unanimous
consent, including floor privileges for staff.12 In addition, the two leaders may lay out the
highlights of the legislative schedule ahead and discuss particular pertinent issues.
Sometimes on the first day, the Senate adopts resolutions providing for adjournments and
for the joint session at which Congress receives the President’s State of the Union
message.
Other first day activities are dependent on specific circumstances and do not occur
on the first day of every new Congress. For example, following a presidential election,
the Senate must adopt a resolution to meet in joint session with the House to count the
electoral votes for the President and Vice President,13 continue the Joint Congressional
Committee on Inaugural Ceremonies, and authorize the use of the Capitol for inaugural
activities.14 In addition, on the first day of the 106th Congress, there were several
announcements and a discussion related to the pending impeachment trial of the
President.15
After the Senate has completed initial organizational proceedings, it may then turn
to routine business, which normally completes the legislative day. This business includes
the introduction of bills and resolutions, appointments of Senate officials, and additional
statements from Senators.
During adjournment periods preceding the start of a new Congress, the Secretary of
the Senate is authorized to receive, on behalf of the Senate, messages from the House of
Representatives, the President, and the executive departments. On the first day of a new
Congress, the presiding officer will present these messages to the Senate to allow it to
take any action which may be necessary.16
12
Sen. Bill Frist , “Unanimous Consent Agreement ” Congressional Record, daily edition, vol.
149 (Jan. 7, 2003), p. S8. In the 105th Congress, special floor privileges were granted for that
Congress for a staff assistant from one particular Senator’s office to accompany that Member,
who needed assistance while in the Senate chamber.
13
Sen. Thomas Daschle, “Providing for Counting of Electoral Votes for President and Vice
President,” Congressional Record, daily edition, vol. 147 (Jan. 3, 2001), p. S7. This takes the
form of a joint session with the House of Representatives.
14
Sen. Thomas Daschle, “Extending the Life of the Joint Congressional Committee on Inaugural
Ceremonies,” ibid.
15
Sen. Trent Lott, “The Public’s Access to the Impeachment Proceedings,” “Unanimous–Consent
Agreement–Senate Access,” and “Senate Agenda,” Congressional Record, daily edition, vol. 145
(Jan. 6, 1999), pp. S7-S10.
16
On the first day of the 106th Congress, the Senate received a message from the House
announcing that it had impeached the President and adopted articles of impeachment which the
House managers had been instructed to carry to the Senate. See “Messages from the House
Received Subsequent to Sine Die Adjournment,” Congressional Record, daily edition, vol. 145
(continued...)
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Committee Organization
The committee assignment process begins prior to the convening of a new Congress,
and mostly within the party groups—the Republican and Democratic conferences. The
only action visible on the chamber floor is the adoption of resolutions assigning Senators
from each party to committees agreed upon by the respective party conference. The
adoption of both resolutions is routine and occurs without amendment, because of the
tacit understanding that each party has a right to establish its own internal distribution of
work without amendment from the other.17
On the opening day of the 108th Congress, there were no committee assignment
resolutions. On the opening day of the previous congress, the only committee assignment
resolution taken up was one that designated committee chairs.18 Because of the Senate’s
equal division, Democrats chaired committees prior to January 20, 2001. Effective
January 20, 2001, with the inauguration of the Republican President and Vice President,
Republican Senators became committee chairmen.19 This arrangement lapsed when
Democrats regained control of the Senate for the balance of the 107th Congress on June
6, 2001.
16
(...continued)
(Jan. 6, 1999), pp. S14-S15.
17
Note, however, that each party must abide by certain Senate rules governing the assignment
process. See CRS Report RL30743, Committee Assignment Process in the U.S. Senate:
Democratic and Republican Party Procedures, by Judy Schneider.
18
Sen. Thomas Daschle, “Senate Resolution 7–Designating the Chairmen of the Following
Senate Committees,” Congressional Record, daily edition, vol. 147 (Jan. 3, 2001), p. S14.
19
The Senate’s equal party strength was accompanied by a broader agreement between the parties
to modify certain Senate practices during the 107th Congress. See CRS Report RS20785, The
Senate Powersharing Agreement, by Paul Rundquist.