The Elder Justice Act: Background and Issues
June 15, 2020
for Congress
Kirsten J. Colello
Elder abuse is a complex issue. As such, it often leads to calls for a multifaceted policy response
Specialist in Health and
that combines public health interventions, social services programs, and law enforcement. To
Aging Policy
address this complexity, the Elder Justice Act was enacted on March 23, 2010, as part of the
Patient Protection and Affordable Care Act (ACA, P.L. 111-148, as amended). The Elder Justice
Act is intended to provide a coordinated federal response to elder abuse by emphasizing various
public health and social service approaches to prevent, detect, and treat abuse. The Elder Justice
Act is Congress’s first attempt at comprehensive legislation to address abuse, neglect, and exploitation of the elderly at the
federal level.
Elder Justice Provisions
Enactment of the Elder Justice Act under the ACA contained certain public health and social services approaches to the
prevention, detection, and treatment of elder abuse, primarily under the Department of Health and Human Services (HHS)
authorities and administration. The elder justice provisions enacted under the ACA did not fully incorporate the
comprehensive multidisciplinary policy approach (public health, social services, and criminal justice) envisioned in earlier
versions of introduced legislation. Unlike earlier versions of the Elder Justice Act, which included a multidisciplinary
approach that incorporated criminal justice provisions, the Elder Justice Act enacted under ACA did not include a criminal
justice response for addressing the prevention, detection, and prosecution of elder abuse crimes under the Department of
Justice (DOJ). With enactment of the Elder Justice Act under the ACA, criminal justice provisions were introduced as
separate stand-alone legislation in subsequent Congresses. On October 18, 2017, the Elder Abuse Prevention and Prosecution
Act of 2017 (EAPPA; P.L. 115-70) was signed into law establishing certain DOJ requirements with respect to investigating
and prosecuting elder abuse crimes and enforcing elder abuse laws. In addition, Section 501 of P.L. 115-70 amended the
Elder Justice Act to authorize certain court-appointed guardianship oversight activities under Adult Protective Services (APS)
demonstration grants.
Federal Funding for Elder Justice Activities
The authorizations of appropriations for most Elder Justice Act activities expired on September 30, 2014. However, Congress
continues to appropriate some funding for authorized activities. To date, most programs and activities authorized under the
Elder Justice Act have either not received funding since enactment or have not received funding at their previously
authorized levels. For FY2020, the Further Consolidated Appropriations Act, 2020 (P.L. 116-94), provided $14.0 million in
discretionary appropriations under the Elder Rights Support Activities line item appropriation within the Administration for
Community Living’s (ACL’s) Aging and Disability Services Programs budget authority, of which $12.0 million is for the
Elder Justice and Adult Protective Services program. ACL funding under the Elder Justice and Adult Protective Services
program is also used for activities authorized under Older Americans Act (OAA) Sections 411 and 751. FY2020 funding of
$12.0 million for the Elder Justice and Adult Protective Services program was the same as the FY2019 funding level.
Topics Covered in This Report
This report provides a brief legislative history of the Elder Justice Act, summarizes elder justice provisions enacted as part of
ACA, and describes administrative efforts related to implementation and funding, along with several issues for Congress
regarding the act’s reauthorization.
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Contents
Legislative History of the Elder Justice Act .................................................................................... 3
Elder Justice Act Provisions ............................................................................................................ 4
Elder Justice Act Provisions Under the Social Security Act ..................................................... 4
National Coordination of Elder Justice Activities and Research ........................................ 5
Programs to Promote Elder Justice ..................................................................................... 7
Protecting Residents of Long-Term Care Facilities ................................................................ 10
National Training Institute for Surveyors ......................................................................... 10
Reporting to Law Enforcement of Crimes Occurring in Federally Funded
Long-Term Care Facilities ............................................................................................. 10
National Nurse Aide Registry .................................................................................................. 11
Funding for Elder Justice Activities .............................................................................................. 12
Elder Abuse Prevention Intervention Demonstrations ............................................................ 13
Elder Justice Innovation Grants .............................................................................................. 13
National Adult Maltreatment Reporting System (NAMRS) ................................................... 14
Other Adult Protective Services Activities .............................................................................. 15
Issues for Congress ........................................................................................................................ 15
Federal Funding and Leadership ............................................................................................. 16
Elder Abuse Data Collection ................................................................................................... 16
Elder Abuse Prevention ........................................................................................................... 16
Concluding Observations .............................................................................................................. 17
Tables
Table 1. Funding for Elder Justice Activities for FY2012-FY2020 .............................................. 12
Table A-1. Elder Justice Act: Authorizations of Appropriations ................................................... 18
Appendixes
Appendix A. Elder Justice Act: Authorizations of Appropriations................................................ 18
Appendix B. Elder Justice Resources ............................................................................................ 19
Contacts
Author Information ........................................................................................................................ 20
Congressional Research Service
The Elder Justice Act: Background and Issues for Congress
lder abuse is gaining attention as a public policy issue in the United States. Although the
extent of such abuse is largely unknown, some studies indicate that it is prevalent and that
E many incidents of abuse are never reported.1 A 2010 study of the extent of elder abuse in
the United States found that 11% of individuals aged 60 and older residing in the community
reported some type of abuse in the past year.2 A 2008 study found that 9% of community-residing
older adults aged 57 to 85 reported verbal mistreatment, 3.5% reported financial mistreatment,
and 0.2% reported physical mistreatment by a family member in the past year.3
Studies such as these likely underestimate the full extent of elder abuse because they do not
include all categories of abuse, exclude individuals who reside in institutional settings such as
nursing facilities, and generally exclude individuals with significant cognitive impairment (see
text box “What is Elder Abuse?”). In addition, incidents of elder abuse may go unreported, as
older individuals may be reluctant to report abuse by an individual they rely upon for their
personal care and well-being.4 The physical and emotional effects of elder abuse can have lasting
effects and may lead to disability or even premature death.5 Moreover, research indicates that
there is an association between victims who have physical and cognitive impairments, as well as
inadequate social supports, and an increased risk of elder abuse.6
What Is Elder Abuse?
Behaviors that constitute elder abuse and neglect, also referred to as elder mistreatment, are considered to be
“intentional actions that cause harm or create a serious risk of harm (whether or not harm is intended) to a
vulnerable elder by a caregiver or other person who stands in a trust relationship to the elder or failure by a
caregiver to satisfy the elder’s basic needs or to protect the elder from harm.”7
Elder abuse and neglect may occur in domestic or institutional settings, as described below.
Domestic elder abuse generally refers to any of the fol owing types of mistreatment that are committed
by someone with whom the elder has a special relationship (e.g., a spouse, sibling, child, friend, or
caregiver).
Institutional elder abuse generally refers to any of the fol owing types of mistreatment occurring in
residential facilities (e.g., a nursing facility, assisted living facility, group home, board and care facility, or
foster home) and is usually perpetrated by someone with a legal or contractual obligation to provide
some element of care or protection.
The fol owing are generally considered the major categories of elder abuse and neglect:8
1 National Center on Elder Abuse, Statistics and Data, https://ncea.acl.gov/What-We-Do/Research/Statistics-and-
Data.aspx#prevalence.
2 Acierno, Ron, M. A. Hernandez, A. B. Amstadter, et al., “Prevalence and Correlates of Emotional, Physical, Sexual,
and Financial Abuse and Potential Neglect in the United States: The National Elder Mistreatment Study,” American
Journal of Public Health, vol. 100 (2010).
3 Laumann, Edward O., S. A. Leitsch, and L. J. Waite, “Elder Mistreatment in the United States: Prevalence Estimates
From a Nationally Representative Study,” The Journals of Gerontology Series B: Psychological and Social Sciences,
vol. 63 (2008).
4 Centers for Disease Control and Prevention, Understanding Elder Abuse: Fact Sheet, Division of Violence and
Prevention, National Center for Injury Prevention and Control, 2016, http://www.cdc.gov/violenceprevention/pdf/em-
factsheet-a.pdf.
5 Lachs M.S., C.S. Williams, S. O’Brien, et al., “The Mortality of Elder Mistreatment,” Journal of the American
Medical Association, vol. 280 (1998).
6 U.S. Government Accountability Office, Stronger Federal Leadership Could Enhance National Response to Elder
Abuse, GAO-11-208, Mar 2, 2011, http://www.gao.gov/assets/320/316224.pdf. Reissued on March 22, 2011.
7 Richard J. Bonnie and Robert B. Wallace, eds., Elder Mistreatment: Abuse, Neglect and Exploitation in an Aging
America, National Research Council (Washington, DC: National Academy Press, 2003).
8 National Center on Elder Abuse (NCEA), Frequently Asked Questions, Administration on Aging, https://ncea.acl.gov/
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Physical abuse is the use of force that may result in bodily injury, physical pain, injury, or impairment.
Emotional or psychological abuse is the infliction of mental anguish, pain, or distress through verbal or
nonverbal acts.
Sexual abuse is nonconsensual sexual contact of any kind with an older adult.
Financial or material exploitation is the il egal or improper exploitation or use of funds, property, or assets
of an older adult.
Neglect is the refusal or failure to fulfil any part of a person’s obligations or duties to care for an older
adult.
Abandonment is the desertion of an older person by an individual who has assumed responsibility for
providing care or by a person with physical custody.
Self-neglect is behavior that threatens a person’s own health or safety, including refusal or failure to
provide himself/herself with adequate food, water, clothing, shelter, personal hygiene, or medication.9
Self-neglect is often considered distinct from elder abuse—the distinction being that self-neglect is a
form of violence a person inflicts upon himself or herself (self-directed violence), whereas elder abuse is
violence inflicted by another individual (interpersonal violence). Self-neglect may co-occur alongside or
be triggered by elder abuse. However, research indicates that self-neglect prevention strategies differ
from elder abuse prevention strategies.
Because elder abuse is a complex issue, it often leads to calls for a multifaceted policy response
combining public health initiatives, social services programs, and criminal law enforcement to
address abusive behavior. In response to this complexity, the Elder Justice Act was enacted on
March 23, 2010, as part of the Patient Protection and Affordable Care Act (ACA, P.L. 111-148, as
amended).10 The Elder Justice Act was enacted to provide a coordinated federal response to elder
abuse by emphasizing various public health and social service approaches to prevent, detect, and
treat such abuse. The act represents Congress’s first attempt at comprehensive legislation to
address abuse, neglect, and exploitation of the elderly at the federal level. Enactment of the Elder
Justice Act places the issue of elder abuse on par with similar legislation Congress has enacted
with respect to child abuse and neglect, under the Child Abuse Prevention and Treatment Act,11
and domestic violence, under the Violence Against Women Act.12
As with other grant programs authorized under the ACA, the implementation of new grants and
activities under the Elder Justice Act has been hampered by the lack of federal discretionary
spending for authorized activities, which are subject to the annual appropriations process.
Agencies have implemented some elder justice programs and activities with limited funding.
However, a coordinated federal response to the issue as envisioned by the Elder Justice Act has
been challenging, in part due to actions Congress has taken since FY2010 to curb federal
discretionary spending.13
FAQ.aspx; Krug, Etienne G., et al., eds. World Report on Violence and Health: Chapter 5, Abuse of the Elderly, 2002.
9 Centers for Disease Control and Prevention, Elder Abuse Surveillance: Uniform Definitions and Recommended Core
Data Elements, Version 1.0, National Center for Injury Prevention and Control Division of Violence Prevention,
Atlanta, Georgia, 2016.
10 §6703(a) through (c) of ACA (P.L. 111-148).
11 For more information on the Child Abuse Prevention and Treatment Act, see CRS Report R43458, Child Welfare:
An Overview of Federal Programs and Their Current Funding.
12 For more information on the Violence Against Women Act, see CRS Report R45410, The Violence Against Women
Act (VAWA): Historical Overview, Funding, and Reauthorization.
13 The Budget Control Act of 2011 (BCA; P.L. 112-25) included provisions authorizing increases in the debt limit, as
well as provisions designed to reduce the federal deficit. One way the BCA seeks to reduce deficits is by establishing
discretionary spending caps, which limit the amount of money that can be provided through the annual appropriations
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The Elder Justice Act: Background and Issues for Congress
The extent of elder abuse has the potential to
Elder Justice Defined
grow in scope as the older population continues
to increase in size, and as individuals live longer
Elder justice is defined in statute, from a societal
perspective, as efforts to (1) prevent, detect, treat,
post-retirement. In 2018, an estimated 16.0% of
intervene in, and prosecute elder abuse, neglect,
the total U.S. population was aged 65 and older
and exploitation; and (2) protect elders with
(about one in every six Americans).14 The U.S.
diminished capacity while maximizing their
Census Bureau projects that by 2040 one in every
autonomy.
five Americans, or 21.6% of the U.S. population,
From an individual perspective, elder justice is
will be age 65 or older.15 Thus, Congress will
defined as the recognition of an elder’s rights,
including the right to be free of abuse, neglect, and
likely have a continued interest in shaping the
exploitation.
federal role and response to elder abuse going
Source: SSA §2011 as amended by Section 6703(a)
forward. This report provides a brief legislative
of ACA [42 U.S.C. §1397j].
history of the Elder Justice Act, summarizes elder
justice provisions enacted as part of the ACA and any administrative efforts related to
implementation and funding, and describes several issues for Congress with respect to the act’s
potential reauthorization.
Legislative History of the Elder Justice Act
Congressional interest in the issue of elder abuse spans more than a quarter of a century, with
numerous hearings and reports concerning the need for a federal response to abuse, neglect, and
exploitation of the elderly. Prior to enactment of the Elder Justice Act as part of the ACA,
Congress took a number of steps toward addressing elder abuse, including authorizing federal
assistance to state Adult Protective Services (APS) programs through the Social Services Block
Grant (SSBG) program. In addition, Congress amended the Older Americans Act (OAA) to
provide separate funding for elder abuse prevention and vulnerable elder rights protection
activities, including establishment of the Long-Term Care Ombudsman Program (LTCOP) under
Title VII, Vulnerable Elder Rights Protection Activities. Provisions regarding elder justice were
also incorporated under Title VII in the OAA reauthorization of 2006 (P.L. 109-365).16
In 2002, the 107th Congress first introduced comprehensive legislation to address elder abuse
incorporating public health, social services, and criminal justice provisions under the Elder
Justice Act (S. 2933). After that, Elder Justice Act legislation was reintroduced in subsequent
Congresses with Senate Finance Committee action on the public health and social services
provisions of the bill in the 108th, 109th, and 110th Congresses.17 The Elder Justice Act of 2009 (S.
process for each of the next 10 fiscal years. For a more detailed explanation of the BCA, see CRS Report R44874, The
Budget Control Act: Frequently Asked Questions.
14 CRS estimate based on U.S Census Bureau, Older Americans Month, “Population and Housing Estimates,”
https://www.census.gov/newsroom/stories/2020/older-americans.html.
15 U.S. Census Bureau, 2017 National Population Projections Tables: Main Series, “Table 2. Projected age and sex
composition of the population,” https://www.census.gov/data/tables/2017/demo/popproj/2017-summary-tables.html.
16 Congress included several provisions related to elder justice activities in the OAA Amendments of 2006 (P.L. 109-
365). For example, the law added various elder justice activities to be carried out by the Assistant Secretary for Aging.
These provisions include responsibility for the Administration on Aging (AoA) to develop and implement systems for
elder justice and to conduct an elder abuse national incidence study. It also added a requirement that the Assistant
Secretary award funds for competitive grants to states for developing and implementing elder justice activities under
Title VII of OAA.
17 The Elder Justice Act has been introduced in the 108th Congress (S. 333; H.R. 2490), 109th Congress (S. 2010; H.R.
4993), and 110th Congress (S. 1070; H.R. 1783).
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The Elder Justice Act: Background and Issues for Congress
795) was introduced in the 111th Congress and only included the public health and social services
approaches to the issue. S. 795 was incorporated into the Senate Finance Committee’s health
reform bill (S. 1796) and subsequently adopted in the Senate health reform bill (H.R. 3590),
which became the ACA (P.L. 111-148).
The elder justice provisions enacted under the ACA did not fully incorporate the comprehensive
multidisciplinary approach (public health, social services, and criminal justice) envisioned in
earlier versions of introduced legislation. Enactment of the Elder Justice Act under the ACA
contained certain public health and social services approaches to the prevention, detection, and
treatment of elder abuse, primarily under the Department of Health and Human Services’ (HHS)
authorities and administration. Unlike earlier versions of the Elder Justice Act, which included a
multidisciplinary approach, the act did not include a criminal justice response for addressing the
prevention, detection, and prosecution of elder abuse crimes under the Department of Justice
(DOJ). With the enactment of the Elder Justice Act under the ACA, criminal justice provisions
were subsequently introduced as separate stand-alone legislation in subsequent Congresses with
legislative activity in the 115th Congress.18 On October 18, 2017, the Elder Abuse Prevention and
Prosecution Act of 2017 (EAPPA; P.L. 115-70), was signed into law establishing certain DOJ
requirements with respect to investigating and prosecuting elder abuse crimes and enforcing elder
abuse laws.19 In addition, Section 501 of P.L. 115-70 amended the Elder Justice Act (Section
2042(c) of the SSA) to authorize certain court-appointed guardianship oversight activities under
APS demonstration grants.
Thus far, in the 116th Congress, no bills have been introduced in to reauthorize the Elder Justice
Act.20
Elder Justice Act Provisions
The Elder Justice Act provisions enacted under the ACA and amended under EAPPA authorize
entities and programs that address the federal coordination of elder abuse and the administration
of new grant activities, as well as certain protections for residents of long-term care facilities, and
other specified studies.21 The following sections describe these provisions in greater detail.
Elder Justice Act Provisions Under the Social Security Act
Several of the Elder Justice Act provisions amended the Social Security Act (SSA), which
incorporated elder justice into a renamed Title XX, entitled Block Grants to States for Social
Services and Elder Justice. The ACA subsequently reorganized the structure of SSA Title XX, by
placing previously existing sections under a new Subtitle A, Block Grants to States for Social
Services, and adding a new Subtitle B, Elder Justice.
18 In the 114th Congress, these bills included S. 3270, the Elder Abuse Prevention and Prosecution Act; S. 2747/H.R.
5018, the Elder Protection and Abuse Prevention Act; S. 1663, the Robert Matava Elder Abuse Victims Act of 2015;
and H.R. 4963, the Elder Abuse Victims Act of 2016.
19 For more information on the Elder Abuse Prevention and Prosecution Act of 2017 (EAPPA; P.L. 115-70), see
https://www.justice.gov/elderjustice/eappa. Further discussion of the provision under the Elder Abuse Prevention and
Prosecution Act, P.L. 115-70, is beyond the scope of this report.
20 Elder Justice Act reauthorization bills were introduced by Rep. Peter King in the 114th Congress (H.R. 988) and 115th
Congress (H.R. 2639).
21 §6703(a) through (c) of the ACA.
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National Coordination of Elder Justice Activities and Research
Several SSA elder justice provisions address federal coordination and research activities.
Specifically, SSA Title XX, Subtitle B, establishes an Elder Justice Coordinating Council and an
Advisory Board on Elder Abuse, Neglect, and Exploitation. It also addresses research protections
and awards grants to establish and operate stationary and mobile forensic centers. These
provisions and any administrative or other actions to implement authorized programs or activities
are described below.22
Elder Justice Coordinating Council
The Elder Justice Act established the Elder Justice Coordinating Council at HHS (SSA §2021).
The council includes the HHS Secretary as chair and the U.S. Attorney General as a permanent
member, as well as the head of each federal department or agency, identified by the chair, as
having administrative responsibility for administering programs related to elder abuse, neglect,
and exploitation.23 The council is required to submit a report to the appropriate committees of
Congress within two years of enactment and every two years thereafter that describes its activities
and challenges. The council is also required to make recommendations for legislation, model
laws, and other actions deemed appropriate.24 Such sums as necessary are authorized to be
appropriated to carry out the council’s functions.25 (See the “Authorizations of Appropriations”
section of this report for further information.)
On October 11, 2012, the HHS Secretary convened the inaugural meeting of the Elder Justice
Coordinating Council. The council is a permanent group, expected to meet twice a year. The HHS
Secretary assigned responsibility for implementing the council to the Administration for
Community Living (ACL). The work of the council is supported by a staff-level Elder Justice
Interagency Working Group also led by ACL, which was established prior to ACA. Since the
inaugural meeting, the council has convened several times. During these meetings, Elder Justice
Interagency Working Group members presented proposals for federal action and a summary of
steps for federal involvement in the prevention, detection, and prosecution of elder abuse. The
working group also coordinated a report of federal activities in elder justice since 2010.26 At the
May 2014 meeting, the council agreed to a set of eight recommendations for increased federal
involvement in addressing elder abuse (see text box “Elder Justice Coordinating Council:
Recommendations for Increased Federal Involvement in Elder Abuse”). More recent meetings
have focused on the opioid crisis and elder abuse and elder justice concerns faced by rural and
tribal communities.
22 Prior to Part I, new Subtitle B begins with Sections 2011 (Definitions) and 2012 (General Provisions), which are not
discussed here.
23 The Elder Justice Coordinating Council members include heads of the following departments and agencies: U.S.
Department of Health and Human Services (Chair), Consumer Financial Protection Bureau, Corporation for National
and Community Service, U.S. Department of Housing and Urban Development, U.S. Department of Justice, U.S.
Department of Labor, U.S. Department of the Treasury, U.S. Department of Veterans Affairs, U.S. Postal Inspection
Service, U.S. Securities and Exchange Commission, Federal Trade Commission, and the Social Security
Administration.
24 On June 22, 2015, HHS submitted the Elder Justice Coordinating Council 2012-2014 Report to Congress, as
required, https://acl.gov/sites/default/files/programs/2016-09/EJCC-2012-2014-report-to-congress.pdf.
25 Authorizations of appropriations language are indefinite; that is, they do not specify a year and therefore do not
expire.
26 For a copy of the report, a list of EJCC members, and information on EJCC meetings and proposals, see
https://acl.gov/programs/elder-justice/elder-justice-coordinating-council-ejcc.
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Elder Justice Coordinating Council: Recommendations for Increased Federal
Involvement in Elder Abuse27
Support the Investigation and Prosecution of Elder Abuse Cases—Support the investigation and
prosecution of elder abuse, neglect, and financial exploitation cases by providing training and resources to
federal, state, and local investigators and prosecutors.
Enhance Services to Elder Abuse Victims—Support and protect elder abuse victims by improving
identification of elder abuse and enhancing response and outreach to victims.
Develop a National Adult Protective Services (APS) System—Develop a national APS system based on
standardized data col ection and a core set of service provision standards and best practices.
Develop a Federal Elder Justice Research Agenda—Establish a coordinated research agenda across federal
agencies to identify best practices for the prevention of and intervention in elder abuse and elder financial
exploitation.
Develop a Broad-Based Public Awareness Campaign—Develop a comprehensive, strategic, and broad-
based national public awareness campaign, with clear and consistent messaging to raise awareness and
understanding of elder abuse, neglect, and exploitation.
Cross-Disciplinary Training on Elder Abuse—Develop training to educate stakeholders across multiple
sectors and disciplines on preventing, detecting, intervening in, and responding to elder abuse, neglect,
and exploitation.
Combat Elder Financial Exploitation, Including Abuse by Fiduciaries—Prevent, detect, and respond to
elder financial exploitation through federal enforcement activities, policy initiatives, coordination,
oversight and education, and by col aborating with industry to enhance fraud detection and provide
resources for victims.
Improve Screening for Dementia and Cognitive Capacity, Financial Capacity, and Financial Exploitation—
Improve the ability of APS and first responders to screen for diminished capacity, diminished financial
capacity, and vulnerability to or victimization by financial exploitation.
Advisory Board on Elder Abuse, Neglect, and Exploitation
The Advisory Board on Elder Abuse, Neglect, and Exploitation (SSA §2022) is established to
create a short- and long-term multidisciplinary plan for development of the field of elder justice
and to make recommendations to the Elder Justice Coordinating Council. The Advisory Board
must be composed of 27 members from the general public appointed by the Secretary and must
have experience and expertise in prevention of elder abuse, neglect, and exploitation. The
Advisory Board is required to submit a report to the Elder Justice Coordinating Council and the
appropriate committees of Congress within 18 months of enactment and annually thereafter that
contains information on the status of federal, state, and local elder justice activities, and that
makes specified recommendations. Such sums as necessary are authorized to be appropriated to
carry out the functions of the Advisory Board.28 On July 14, 2010, HHS published a notice
establishing the Advisory Board;29 however, no subsequent public announcement by HHS has
been made about board appointments or activities. (See the “Authorizations of Appropriations”
section of this report for further information.)
27 Administration for Community Living, Eight Recommendations from the Elder Justice Coordinating Council for
Increased Federal Involvement in Addressing Elder Abuse, May 2014, https://acl.gov/sites/default/files/programs/2016-
09/Eight_Recommendations_for_Increased_Federal_Involvement.pdf.
28 Authorizations of appropriations language are indefinite; that is, they do not specify a year and therefore do not
expire.
29 U.S. Department of Health and Human Services, “Establishment of the Advisory Board on Elder Abuse, Neglect,
and Exploitation,” 75 Federal Register 40838, July 14, 2010.
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Research Protections
The HHS Secretary is required to promulgate guidelines to assist researchers working in the areas
of elder abuse, neglect, and exploitation with issues relating to human research subject
protections (SSA §2023). For the purposes of the application of certain specified federal
regulations to research conducted under this subpart, it defines “legally authorized representative”
to mean, unless otherwise provided by law, the individual, or judicial or other body authorized
under the applicable law to consent to medical treatment on behalf of another person. No public
information on the status of guidance promulgated by HHS Secretary was found. (See the
“Authorizations of Appropriations” section of this report for further information.)
Authorizations of Appropriations
To carry out the above functions of the Elder Justice Coordinating Council (SSA §2021), the
Advisory Board on Elder Abuse, Neglect, and Exploitation (SSA §2022), and research protection
guidelines for human subjects (SSA §2023), a new SSA Section 2024, Authorization of
Appropriations, authorized to be appropriated $6.5 million for FY2011, and $7.0 million for each
of FY2012 through FY2014. To date, Congress has not provided discretionary funding for these
activities through the annual appropriations process. However, as previously mentioned, the Elder
Justice Coordinating Council has convened several times since 2012.
Elder Abuse, Neglect, Exploitation Forensic Centers
SSA elder justice provisions also added a provision regarding the establishment and support of
elder abuse, neglect, and exploitation forensic centers (SSA §2031). This provision requires the
HHS Secretary, in consultation with the U.S. Attorney General, to award grants to eligible entities
to establish and operate both stationary and mobile forensic centers and to develop forensic
expertise pertaining to elder abuse, neglect, and exploitation. It authorized to be appropriated $4
million for FY2011, $6 million for FY2012, and $8 million for each of FY2013 and FY2014 to
carry out these activities. To date, Congress has not provided discretionary funding for these
activities through the annual appropriations process.
Programs to Promote Elder Justice
SSA elder justice provisions establish several grant programs and other activities to promote elder
justice through various enhancements to the workforce and electronic health record technology,
grants to adult protective services programs, and training for long-term care ombudsmen, among
other activities. These provisions are described below.
Enhancement of Long-Term Care
Under SSA Section 2041, the Elder Justice Act required the HHS Secretary, in coordination with
the Secretary of Labor, to carry out activities that provide incentives for individuals to train for,
seek, and maintain employment providing direct care in long-term care (LTC) facilities. In doing
so, the HHS Secretary is required to award grants to eligible entities to conduct programs that
offer direct care employees continuing training and varying levels of certification.
The act further authorized the HHS Secretary to make grants to LTC facilities for specified
activities that would help such entities offset costs related to purchasing, leasing, developing, and
implementing certified electronic health records (EHR) technology designed to improve patient
safety and reduce adverse events and health care complications resulting from medication errors.
This section also requires the Secretary to adopt electronic standards for the exchange of clinical
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data by LTC facilities and, within 10 years of enactment, to have in place procedures to accept the
optional electronic submission of clinical data by LTC facilities pursuant to such standards. The
standards adopted must be compatible with standards established under current law, as specified,
and with general health information technology standards.
The section authorized to be appropriated $20.0 million for FY2011, $17.5 million for FY2012,
and $15.0 million for each of FY2013 and FY2014 to carry out the activities under this section.
To date, Congress has not provided discretionary funding for these activities through the annual
appropriations process.
Adult Protective Service Functions and Grant Program
Adult Protective Services (APS) programs are social services programs established through
legislation enacted in all 50 states, the District of Columbia, Guam, Puerto Rico, and the U.S.
Virgin Islands. APS programs serve seniors and adults with disabilities by offering a system for
reporting and investigating abuse, as well as providing social services to victims. State APS laws
vary in the age of eligibility for APS assistance, definition of abuse, types of abuse covered,
classification of the abuse as criminal or civil, mandatory reporting requirements, investigative
procedures, and remedies for abuse. Prior to enactment of the Elder Justice Act, no dedicated
federal funding authority was available for state APS programs. However, some states have used
federal funding provided under the OAA and the Social Services Block Grant program to
supplement state and local funding for APS programs.
Several SSA elder justice provisions addressed federal funding and additional resources for state
APS programs. Specifically, SSA Section 2042(a) requires the HHS Secretary to ensure that the
department (1) provides authorized funding to state and local APS offices that investigate reports
of elder abuse, neglect, and exploitation; (2) collects and disseminates data in coordination with
DOJ; (3) develops and disseminates information on best practices regarding, and provides
training on, carrying out APS; (4) conducts research related to the provision of APS; and (5)
provides technical assistance to states and other entities that provide or fund APS. To carry out
these functions, the section authorized to be appropriated $3.0 million for FY2011 and $4 million
for each of FY2012 through FY2014.
The HHS Secretary is also required to establish two grant programs. The first are grants to
enhance APS services provided by states and local governments under SSA Section 2042(b).
Annual grants awarded to states to enhance APS are to be distributed to states based on a formula.
For each of FY2011 through FY2014, it authorized to be appropriated $100.0 million for annual
grants to enhance APS programs. To date, Congress has not provided discretionary funding for
these activities through the annual appropriations process.
The second grant program are grants to states (and high courts of states, as amended by P.L. 115-
70) for APS demonstration programs under SSA Section 2042(c). Grant funds may be used for a
variety of activities, such as methods to detect or prevent elder abuse (e.g., training modules and
training in abuse forensics to enhance detection), methods that focus on financial exploitation,
and activities to address guardianship and conservatorship proceedings (see text box entitled
“Guardianship and Conservatorship”). For each of FY2011 through FY2014, it authorized to be
appropriated $25.0 million for APS demonstration grants.
Although Congress has not explicitly provided discretionary funding for these activities through
the annual appropriations process, beginning in FY2015, Congress provided discretionary
funding more generally for Elder Justice and Adult Protective Services through the annual
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appropriations process.30 ACL has used this funding for data collection activities, technical
assistance to state APS programs, and to award discretionary grants to states to enhance APS
services (see the “Funding for Elder Justice Activities” section of this report).
Guardianship and Conservatorship31
Subject to state law, a court may appoint a guardian who is responsible for making all decisions—including legal,
financial, and health decisions—for an individual, or a conservator who makes financial decisions regarding an
individual’s property. In general, guardians are appointed by a state court based on a determination by a judge or
other official that an individual lacks the capacity to make decisions regarding their personal health, welfare, or
property. According to a 2016 Government Accountability Office (GAO) report, states and local courts have
primary responsibility over the guardianship and conservatorship process. While the federal government does not
regulate or directly support such programs, federal programs and activities may provide indirect support to state
programs.
The Elder Abuse Prevention and Prosecution Act of 2017 (EAPPA; P.L. 115-70) amended the APS demonstration
grant authority under SSA §2042(c) to allow authorized funds to be used for activities related to guardianship and
conservatorship proceedings. Specifically, it authorized the awarding of state demonstration grants to the highest
courts of states to assess adult guardianship and conservatorship proceedings and to implement changes deemed
necessary from such assessments. Such changes may include background checks for all potential guardians and
conservators, as well as implementing electronic systems to simplify the guardianship and conservatorship process
and to better enable courts to identify and detect fraud and exploitation. In awarding grants to state courts for
demonstration programs, the HHS Secretary is required to consider the recommendations of the U.S. Attorney
General and the State Justice Institute. Grantees are required to col aborate with the state-level agency on aging
and the APS agency in conducting the demonstration program. To date, HHS not provided grant funding to state
courts for these activities.
Long-Term Care Ombudsman Program Grants and Training
The Long-Term Care (LTC) Ombudsman Program is a consumer advocacy program that aims to
improve the quality of care, as well as the quality of life, for residents in long-term care settings
by investigating and resolving complaints made by, or on behalf of, such residents. Established
under Title VII of the Older Americans Act (OAA), the Administration on Aging (AoA) within
the Administration for Community Living (ACL) under HHS administers the nationwide
program. As of 2018, there were 53 state LTC Ombudsman Programs operating in all 50 states,
the District of Columbia, Guam, and Puerto Rico, and 523 local programs.32 States and territories
receive an annual allotment for ombudsman activities based on a statutory funding formula.33 For
FY2020, the total appropriated funding for the LTC Ombudsman Program was $17.9 million.34
SSA Section 2043 requires the HHS Secretary to award grants to eligible entities with relevant
expertise and experience in abuse and neglect in LTC facilities or state LTC ombudsman
30 The Further Consolidated Appropriations Act, 2020 (P.L. 116-94), provided $14.0 million in discretionary
appropriations for FY2020 under the Elder Rights Support Activities line item appropriation within ACL’s Aging and
Disability Services Programs budget authority, of which $12.0 million is for the Elder Justice and Adult Protective
Services program. ACL Funding under the Elder Justice and Adult Protective Services may also be used for activities
authorized under OAA Sections 411 and 751.
31 GAO, Elder Abuse: The Extent of Abuse by Guardians Is Unknown, but Some Measures Exist to Help Protect Older
Adults, GAO-17-33, November 2016, https://www.gao.gov/assets/690/681088.pdf.
32 ACL, Long-Term Care Ombudsman Program, https://ltcombudsman.org/about/about-ombudsman; ACL, AGing
Independence and Disability Program Portal, Data-at-A-Glance, National Ombudsman Reporting System (NORS),
2018 data, https://agid.acl.gov/DataGlance/NORS/.
33 For more information on OAA funding formulas, see CRS Report RS22549, Older Americans Act: Funding
Formulas.
34 Personal communication from Steve Hagy, Director, Office of Budget and Finance, Administration for Community
Living, U.S. Department of Health and Human Services, January 10, 2020.
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programs to (1) improve the capacity of state LTC ombudsman programs to respond to and
resolve abuse and neglect complaints; (2) conduct pilot programs with state or local LTC
ombudsman offices; and (3) provide support for such state LTC ombudsman programs and such
pilot programs. It authorized to be appropriated $5 million for FY2011, $7.5 million for FY2012,
and $10 million for each of FY2013 and FY2014. The section also requires the Secretary to
establish programs to provide and improve ombudsman training with respect to elder abuse,
neglect, and exploitation for national organizations and state LTC ombudsman programs. It
authorized to be appropriated $10 million for each of FY2011 through FY2014. To date, Congress
has not provided discretionary funding for these activities through the annual appropriations
process.
Protecting Residents of Long-Term Care Facilities
Provisions enacted under the Elder Justice Act establish (1) a National Training Institute for
Surveyors and grants to state survey agencies and (2) requirements for reporting crimes in
federally funded LTC facilities.35
National Training Institute for Surveyors
As specified under SSA Titles XVIII (Medicare) and XIX (Medicaid), each state has a licensing
and certification agency that inspects long-term care facilities that participate in Medicare and/or
Medicaid. These state agencies conduct standard and extended surveys and, under certain
circumstances, impose remedies for noncompliance. The surveys they conduct examine both a
facility’s processes for delivering care and the outcomes of residents’ care to ensure that
minimum standards are met. CMS’s Survey & Certification Group provides some instruction and
training to state and federal surveyors through classroom and web-based training applications.36
The Elder Justice Act requires the HHS Secretary to establish and operate the National Training
Institute for federal and state surveyors to carry out specified activities that provide and improve
the training of surveyors who investigate allegations of abuse, neglect, and misappropriation of
property in programs and LTC facilities that receive payments under Medicare or Medicaid. It
authorized to be appropriated $12 million for the period of FY2011 through FY2014 to carry out
these activities. The HHS Secretary is also required to award grants to state survey agencies that
perform surveys of Medicare- or Medicaid-participating facilities to design and implement
complaint investigation systems. It authorized $5 million for each of FY2011 through FY2014 to
carry out these activities. To date, Congress has not provided discretionary funding for these
activities through the annual appropriations process.
Reporting to Law Enforcement of Crimes Occurring in Federally Funded
Long-Term Care Facilities
The Elder Justice Act amended SSA Title XI, Part A, by adding a new SSA Section 1150B,
requiring the reporting of crimes occurring in LTC facilities that receive at least $10,000 in
federal funds during the preceding year. The section requires owners, operators, employees,
managers, agents, and contractors of nursing facilities (covered individuals) to report any
reasonable suspicion of a crime (as defined by the law of the applicable political subdivision)
against a resident or individual receiving care from the facility to the appropriate entities. Failure
35 ACA Section 6703(b).
36 CMS, Survey & Certification – Surveyor Training, http://cms.hhs.gov/Medicare/Provider-Enrollment-and-
Certification/SurveyorTraining/index.html.
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to report suspicion of a crime would result in a civil monetary penalty, and the Secretary may
make a determination to exclude the covered individual from participation in any federal health
care program. If an individual is classified as an “excluded individual,” a LTC facility that
employs that person is not eligible to receive federal funds under the SSA.
SSA Section 1150B also requires applicable nursing facilities to annually notify covered
individuals that they are required to report any reasonable suspicion of a crime to the appropriate
entities. It prohibits an LTC facility from retaliating against an employee for making a report. If
retaliation occurs, the LTC facility may be subject to a civil monetary penalty, or the HHS
Secretary may exclude the facility from participation in any federal health care program for a
period of two years, or both. In addition, each LTC facility is required to post conspicuously, in an
appropriate location, a sign specifying the rights of employees under this section.
In June 2011, CMS issued guidance to state survey agency directors describing the regulations
related to the reporting of reasonable suspicion of a crime in applicable nursing facilities and
provided responses to frequently asked questions.37 A 2014 report by the HHS Office of Inspector
General found that 61% of nursing facilities (9,487 facilities) had documentation to support
meeting both reporting requirements (1) to annually notify covered individuals of their obligation
to report reasonable suspicion of crime, and (2) to clearly post a sign specifying the rights of
employees to make such reports.38
National Nurse Aide Registry
Nurse aides generally work in nursing facilities under the direction of a nurse and provide the
majority of direct care to residents, helping with activities of daily living (ADLs) (i.e., eating,
bathing, dressing, toileting, transferring, and mobility). Nurse aides may also provide health-
related and other housekeeping tasks, such as administering medications, checking vital signs,
assisting with medical equipment, making a resident’s bed, or cleaning a resident’s room.
However, the scope of work performed by nurse aides can vary according to state licensing
requirements and the provider.
Federal regulations require each state and DC to establish and maintain a nurse aide registry of
individuals who have completed training and are registered to work as nurse aides in that state.39
State-based nurse aide registries also must include individuals who have been prohibited from
employment as nurse aides in LTC facilities due to substantiated findings of abuse, neglect, or
misappropriation of property. LTC providers use nurse aide registries to conduct background
checks on potential employees, as LTC facilities are required to check their state nurse aide
registry and other state-based registries that might contain information on a potential employee.
Such databases can be an effective resource in identifying individuals with a history of abuse.
The HHS Secretary is required, in consultation with appropriate government agencies and private
sector organizations, to conduct a study on establishing a national nurse aide registry.40 No later
than 18 months after the date of enactment, the Secretary is required to submit a report to the
Elder Justice Coordinating Council and appropriate congressional committees containing the
37 42 C.F.R. 483.12, Freedom from abuse, neglect, and exploitation (references SSA Section 1150B); CMS, Reporting
Reasonable Suspicion of a Crime in a Long-Term Care Facility (LTC): Section 1150B of the Social Security Act, S&C:
11-30-NH, June 17, 2011 (revised January 20, 2012), see http://www.cms.gov/Medicare/Provider-Enrollment-and-
Certification/SurveyCertificationGenInfo/Downloads/SCLetter11_30.pdf.
38 HHS, Office of Inspector General, Nursing Facilities’ Compliance with Federal Regulations for Reporting
Allegations of Abuse of Neglect, OEI-07-00010, August 2014.
39 42 C.F.R. §483.156.
40 ACA §6703(c).
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findings and recommendations of the study. The Elder Justice Act authorizes to be appropriated
such sums as necessary to carry out these activities, with funding for the study not to exceed
$500,000. To date, Congress has not provided discretionary funding for this activity through the
annual appropriations process and no study has been completed or report submitted to these
entities.
Funding for Elder Justice Activities
Although the authorizations of appropriations for most Elder Justice Act activities expired on
September 30, 2014, Congress continues to appropriate some funding for authorized activities.
However, to date, most programs and activities authorized under the Elder Justice Act either have
not received funding since enactment or have not received funding at their previously authorized
levels.41 For FY2020, the Further Consolidated Appropriations Act, 2020 (P.L. 116-94), provided
$14.0 million in discretionary appropriations under the Elder Rights Support Activities line item
appropriation within ACL’s Aging and Disability Services programs budget authority, of which
$12.0 million is for the Elder Justice and Adult Protective Services program. ACL funding under
the Elder Justice and Adult Protective Services program is also used for activities authorized
under OAA Sections 411 and 751. Funding of $12.0 million for FY2020 was provided at the
same FY2019 funding level (see Table 1).
Table 1. Funding for Elder Justice Activities for FY2012-FY2020
($ in millions)
FY
FY
FY
FY
FY
FY
FY
FY
FY
2012a
2013b
2014
2015
2016
2017
2018
2019
2020
Elder Justice/
$6.0
$2.0
—
$4.0
$8.0
$10.0
$12.0
$12.0
$12.0
Adult Protective
Services
Source: FY2012 to FY2020 Labor-Health and Human Services (HHS)-Education Appropriations Acts and
accompanying report and explanatory statement language available at the CRS appropriations status table; various
HHS, Administration on Aging (AOA) and Administration for Community Living (ACL) budget documents, including
budget justifications (FY2013 and FY2021), and operating plans for FY2012 through FY2013.
a. FY2012 appropriated amounts to the Public Health and Prevention Fund (PPHF) transferred to ACL;
amounts are the final year funding amounts after rescissions, sequestration, and transfers.
b. FY2013 appropriated amounts to the PPHF transferred to ACL; amounts are the final year funding amounts
after rescissions, sequestration, and transfers.
Prior to Congress funding elder justice activities through the annual discretionary appropriations
process, some activities received funds transferred from mandatory appropriations within the
Prevention and Public Health Fund (PPHF). Under the ACA, Congress provided the PPHF with a
permanent annual appropriation.42 PPHF funds are to be transferred by the HHS Secretary for
prevention, wellness, and public health activities and are available on October 1, the beginning of
41 The ACA reauthorized funding for numerous existing discretionary programs administered by HHS. The ACA also
created many new discretionary programs, including those authorized under the Elder Justice Act, and provided for
each an authorization of appropriations. While most of those existing discretionary programs continue to receive an
annual discretionary appropriation, albeit at levels below the amounts authorized by the law, few of the new grant
programs authorized under the ACA have received any discretionary funding. For more information, see CRS Report
R41390, Discretionary Spending Under the Affordable Care Act (ACA).
42 ACA §4002; 42 U.S.C. §300u-11.
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each new fiscal year.43 For FY2012, the HHS Secretary transferred $6.0 million to ACL from the
PPHF for new grants to states and tribes to test elder abuse prevention strategies (authorized
under SSA Section 2042 and OAA Section 751). For FY2013, $2.0 million was transferred to
ACL from the PPHF for elder justice activities, which funded development of the National Adult
Maltreatment Report System (see the “National Adult Maltreatment Reporting System” section of
this report). No PPHF funds were transferred to ACL for elder justice activities for FY2014 or
subsequent fiscal years.
In FY2015, for the first time, Congress appropriated $4 million for Elder Justice/Adult Protective
Services activities through the annual discretionary appropriations process. Another $8 million
was appropriated for these activities in FY2016 and $10.0 million in FY2017. For each of fiscal
years 2018 through 2020, Congress appropriated $12 million for elder justice activities. The
following section describe selected elder justice programs, projects, and activities that have been
funded.
Elder Abuse Prevention Intervention Demonstrations
In FY2013, ACL awarded five grants to states and tribal organizations for an evaluation of the
state grantees under the Elder Abuse Prevention Interventions Program.44 Projects included using
forensic accountants to prevent elder financial exploitation, increasing medication adherence to
prevent elder self-neglect, and developing screening tools to identify elder abuse. In addition to
grants to states, three tribal organizations received grant funding for the development of a
multidisciplinary team to address elder abuse in Indian Country, development and testing of
culturally appropriate evidence-based screening tools, and culturally appropriate train-the-trainer
modules to improve skills on addressing and intervening with elder abuse issues.45
Elder Justice Innovation Grants
In FY2016, ACL established the Elder Justice Innovation Grants program, which funded eight
competitive grants to various entities (e.g., higher education institutions, nonprofit organizations,
local government entities) to increase knowledge about effective ways to address the prevention
or intervention of abuse, neglect, and exploitation of older adults. Grants were awarded for
forensic center innovation, to address abuse in Indian Country, to address abuse in guardianship,
and to understand self-neglect.46 In FY2017, ACL awarded another five grants to higher-
education institutions and nonprofit organizations to help state APS programs assess the cognitive
decision-making capacity of their clients and to develop curriculum and training on integrating
elements of trauma-informed care. Other grant awards provided legal assistance and access to
community-based services to older adults who have experienced maltreatment.
43 CRS Report R44796, The ACA Prevention and Public Health Fund: In Brief.
44 Hafford, C., and K. Nguyen, An Evaluation of AOA’s Program to Prevent Elder Abuse: Final Report, NORC at the
University of Chicago, Prepared for Office of Disability, Aging and Long-Term Care Policy Office of the Assistant
Secretary for Planning and Evaluation U.S. Department of Health and Human Services, August 1, 2016,
https://aspe.hhs.gov/pdf-report/evaluation-aoas-program-prevent-elder-abuse-final-report.
45 Administration for Community Living, Protecting American’s Seniors: The Elder Abuse Prevention Interventions
Program, at http://acl.gov/NewsRoom/Publications/docs/Protecting_Americas_Seniors-
%20The_%20Elder_%20Abuse_%20Prevention_%20Interventions_%20Program.pdf.
46 For more information, see Administration for Community Living, https://acl.gov/programs/elder-justice/elder-
justice-innovation-grants-0.
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Multi-Disciplinary Teams47
A number of col aborative community models exist to address elder abuse, including Multi-Disciplinary Teams
(MDTs). One example of an MDT is the elder abuse forensic center model, which brings together a team of
professionals in health care, social services, and criminal justice (e.g., law enforcement, attorneys, and victim
advocates). In this context, forensic science involves elder abuse experts from different disciplines investigating and
resolving cases of abuse or neglect. Developed out of a need to integrate services that have been historically
fragmented and difficult to navigate, the MDT model can bridge different disciplines by employing a ful -time staff,
conducting regular face-to-face meetings to review cases of abuse and neglect, engaging in problem-solving, and
facilitating recommended actions. Team members, who may work for either the organizing entity or a participating
organization, may conduct joint visits and trainings, and engage in frequent and ongoing col aboration and
consultation. Other MDT approaches address specific kinds of abuse (e.g., financial abuse) or serve as medical
response teams that perform certain tasks (e.g., psychological or medical assessments).
National Adult Maltreatment Reporting System (NAMRS)
The National Adult Maltreatment Reporting System (NAMRS) is the first data system of its kind
to collect national data on abuse and exploitation of older adults and adults with disabilities, as
reported to state APS agencies.48 Although the system is still early in its development, the data
collected is used to report national statistics on the policies and practices of state APS agencies.
NAMRS gathers case-level data on client and perpetrator characteristics; types of maltreatment
allegations and related findings; risk and protective factors associated with clients; services
received or identified; and client outcomes, based upon the knowledge available to APS agencies.
State participation in NAMRS is voluntary, and data are collected annually. The first year of
NAMRS reporting was FY2016; as of FY2018, all states, the District of Columbia, and U.S.
territories voluntarily participate.49
Development of the National Adult Maltreatment Report System50
In FY2013, $2.0 mil ion was transferred to ACL from the PPHF for elder justice activities. Through an interagency
agreement between ACL and HHS’s Office of the Assistant Secretary for Planning and Evaluation (ASPE), funds
were used to design, develop, and pilot the National Adult Maltreatment Reporting System (NAMRS). Nine
states—Colorado, Georgia, Il inois, Maine, Massachusetts, Missouri, Montana, Pennsylvania, and Texas—
participated in a pilot of the data system. The project team also had a multiagency steering committee with
representatives from ACL, ASPE, DOJ, and the Centers for Disease Control and Prevention (CDC). In addition,
the National Center on Elder Abuse and the National Adult Protective Services Association provided consulting
expertise. States and stakeholders also provided input into project planning. Based on the pilot, further refinement
47 Cafaro Schneider, Diana, Laura Mosqueda, Erika Falk, et al., “Elder Abuse Forensic Centers,” Journal of Elder
Abuse & Neglect, vol. 22 (2010); Navarro, Adria E., K. H. Wilber, J. Yonashiro, et al., “Do We Really Need Another
Meeting? Lessons From the Los Angeles County Elder Abuse Forensic Center,” The Gerontologist, vol. 50 (2010);
Twomey, Mary S., Glenda Jackson, Heidi Li, et al., “The Successes and Challenges of Seven Multidisciplinary
Teams,” Journal of Elder Abuse & Neglect, vol. 22 (2010); Consumer Financial Protection Bureau, Report and
Recommendations: Fighting Elder Financial Exploitation through Community Networks, Office of Older Americans,
August 2016; Consumer Financial Protection Bureau, A Resource Guide for Elder Financial Exploitation Prevention
and Response Networks, Office of Older Americans, August 2016.
48 For further information and annual NAMRS reports for FY2016 through FY2018, see Administration for
Community Living, National Adult Maltreatment Reporting System (NAMRS), http://www.aoa.acl.gov/AoA_Programs/
Elder_Rights/NAMRS/index.aspx.
49 G. Aurelien, G., M. Beatrice, J. Cannizzo, et al., Adult Maltreatment Data Report 2018. Administration for
Community Living, U.S. Department of Health and Human Services, 2019.
50 For further information and links to the two-part final report, see Administration for Community Living, National
Adult Maltreatment Reporting System (NAMRS) Background, https://acl.gov/programs/elder-justice/national-adult-
maltreatment-reporting-system-namrs-background.
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to the reporting system was made after consideration of project team suggestions and team recommendations
with respect to ful implementation and participation of all states and U.S. territories in NAMRS.
Other Adult Protective Services Activities
In addition, starting in FY2015 funding has been awarded to state grantees to address innovations
and improvements in the practice, services, data collection, and reporting under the State Grants
to Enhance Adult Protective Services demonstration grant program.51 To further assist state APS
programs, ACL has established the National Adult Protective Services Technical Assistance
Resource Center (APS TARC), as well as Voluntary Consensus Guidelines for State APS
Systems. These initiatives provide some assistance to states in developing efficient and effective
state APS programs. In addition, training and assistance on NAMRS is provided to states through
APS TARC.52
Issues for Congress
The ACA created several new discretionary programs, including those authorized under the Elder
Justice Act, and provided for each an authorization of appropriations.53 Most elder justice
programs and activities have yet to receive funding through the annual congressional
appropriations process, thereby limiting the Administration’s response to implementation. In
addition, the authorizations of appropriations for most Elder Justice Act provisions expired on
September 30, 2014 (see Table A-1 for information on specific Elder Justice Act authorizations of
appropriations).
In considering the reauthorization of the Elder Justice Act, Congress faces a decision whether or
not to extend the authorizations of appropriations associated with existing programs and
activities. Some policymakers may consider new language to modify or repeal existing
authorities, as well as to authorize new programs or activities. While Elder Justice Act legislation
enacted as part of ACA primarily sought to address incidents of abuse in domestic settings, two
reports published in 2019 by the HHS Office of Inspector General and GAO have focused
attention on abuse in institutional settings such as nursing homes.54 Congress may choose to focus
greater attention on prevention and detection of abuse in such settings.
Congress may also consider the relationship between Elder Justice Act authorities and other
similar or related authorities in other statutes. For example, the OAA establishes the LTC
Ombudsman Program, administered by AoA within ACL. The Elder Justice Act authorizes grants
under the Social Security Act to improve capacity and provide assistance to state LTC
Ombudsman Programs, as well as provide training to ombudsmen. As authorized, these programs
have different committees of jurisdiction responsible for program authorization and oversight.
51 For more information, see Administration for Community Living, State Grants to Enhance Adult Protective Services,
https://acl.gov/programs/elder-justice/state-grants-enhance-adult-protective-services; for FY2019 grant funding, see
award announcement at https://acl.gov/news-and-events/announcements/acl-elder-justice-grants-strengthen-legal-
assistance-programs-aps.
52 For more information, see Administration for Community Living, Elder Justice & Adult Protective Services,
https://aoa.acl.gov/AoA_Programs/Elder_Rights/index.aspx.
53 For further information, see CRS Report R41390, Discretionary Spending Under the Affordable Care Act (ACA).
54 HHS, OIG, Incidents of Potential Abuse and Neglect at Skilled Nursing Facilities Were Not Always Reported and
Investigated, June 2019, https://oig.hhs.gov/oas/reports/region1/11600509.pdf; GAO, Nursing Homes: Improved
Oversight Needed to Better Protect Residents from Abuse, June 2019, https://www.gao.gov/assets/700/699721.pdf.
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In the context of these actions, policymakers may look to existing federal administrative or
oversight activities for areas of continued legislative emphasis.
Federal Funding and Leadership
Congress first appropriated dedicated funding for elder justice activities in FY2015. This
investment has been critical to the development of a national APS data collection system and the
development of evidence-based research and programs. In addition, ACL has provided leadership
in establishing federal resources for state APS systems, including the National APS Resource
Center and voluntary consensus guidelines for state APS systems. However, the lack of full
federal funding as authorized in the act has hampered the ability of the federal government to
further its role in addressing the prevention, detection, and treatment of elder abuse. The OAA
first called attention to the importance of federal leadership in the area of elder justice. Under the
OAA, the AOA has primary responsibility for federal leadership in carrying out elder justice
activities.55 However, similar to EJA, funding under the OAA for such activities has been limited.
According to GAO, the Elder Justice Act “reaffirmed the importance of federal leadership of
elder justice activities and provides a vehicle for establishing and implementing national priorities
in this area.”56 Although the Elder Justice Coordinating Committee has appointed members and
convened several times, an Advisory Board on Elder Abuse, Neglect, and Exploitation tasked to
put forth a plan to develop the field of elder abuse has yet to be established. Further federal
efforts to develop objectives, priorities, policy, and long-term planning on these issues may be
limited by available funding.
Elder Abuse Data Collection
Federal efforts to collect data on elder abuse at the national level are complicated by variation in
state statutory definitions of elder abuse, which makes it difficult to identify actions that
constitute elder abuse, and by the absence of a uniform reporting system across states. A 2011
GAO report recommended that the HHS Secretary conduct a pilot study to collect, compile, and
disseminate APS administrative data.57 To this end, ACL has used Elder Justice Act funding to
design, develop, and implement the National Adult Maltreatment Reporting System (NAMRS).
Title II of the Elder Abuse Prevention and Prosecution Act (EAPPA, P.L. 115-70) requires the
U.S. Attorney General, in consultation with local, state, and federal entities, to establish best
practices for elder abuse data collection and, in consultation with the HHS Secretary, to annually
engage in certain interagency federal data collection efforts.58 Policymakers may have a continued
interest in these initiatives and in further funding efforts to continue these data collection
activities.
Elder Abuse Prevention
According to ACL, “most communities do not have comprehensive elder abuse prevention efforts
that engage a broad set of individuals and institutions that can play a role in combating abuse,
55 42 U.S.C. 3011.
56 U.S. Government Accountability Office, Stronger Federal Leadership Could Enhance National Response to Elder
Abuse, GAO-11-208, March 2, 2011, http://www.gao.gov/assets/320/316224.pdf. Reissued on March 22, 2011.
57 Ibid.
58 DOJ, EAPPA Data Overview and Data Collection Recommendations for State and Local Law Enforcement,
https://www.justice.gov/elderjustice/eappa.
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such as health professionals, law enforcement and legal services agencies, social workers, clergy,
and community organizations.”59 To implement the Elder Justice Act, the ACL funded several
grants to states and tribal organizations that test interventions designed to prevent elder abuse,
neglect, and exploitation. These multidisciplinary models draw on prevention strategies from
other family violence prevention programs and can assist in developing the evidence base for
more widespread dissemination. ACL has invested in an evaluation of such grants. Based on
findings from research, such initiatives could be disseminated more broadly to other states and
entities through federally funded websites such as the National Center for Elder Abuse, federal
technical assistance, and further funding opportunities.
Concluding Observations
The Elder Justice Act represents one set of policies in the broader context of domestic social
policy to address the complex issue of elder abuse. As a federal legislative response, the Elder
Justice Act may best serve as a catalyst for further federal coordination and action that can focus
greater public awareness and attention on the needs of a growing, and potentially vulnerable,
aging population. According to GAO, the Elder Justice Act “provides a vehicle for setting
national priorities and establishing a comprehensive, multidisciplinary elder justice system in this
country.”60 Such a response touches on a range of domestic policy programs and issues that are
not specific to one congressional committee’s jurisdiction or area of expertise. Furthermore,
congressional oversight into federal administration, implementation, and related activities must
rely on different committees of jurisdiction, as well as the experience of select committees such
as the Senate Special Committee on Aging. According to subject matter experts, elder abuse is not
an easy problem to address, as it is
a complex cluster of distinct but related phenomena involving health, legal, social service,
financial, public safety, aging, disability, protective services, and victim services, aging
services, policy, research, education, and human rights issues. It therefore requires a
coordinated multidisciplinary, multi-agency, and multi-system response.61
Achieving such a response will likely require congressional interest in overseeing the range of
elder justice programs and activities that currently exist across federal agencies. In addition,
further research may help policymakers address areas where service delivery is either fragmented,
lacks sufficient resources, or both. According to stakeholders, there are numerous challenges in
responding to elder abuse, including lack of coordination, data, and resources.62 Addressing these
challenges could help develop an informed strategic and coordinated federal response.
59 Administration for Community Living, Protecting American’s Seniors: The Elder Abuse Prevention Interventions
Program, at http://acl.gov/NewsRoom/Publications/docs/Protecting_Americas_Seniors-
%20The_%20Elder_%20Abuse_%20Prevention_%20Interventions_%20Program.pdf.
60 U.S. Government Accountability Office, Stronger Federal Leadership Could Enhance National Response to Elder
Abuse, GAO-11-208, March 2, 2011, http://www.gao.gov/assets/320/316224.pdf; U.S. Government Accountability
Office, Survey of Adult Protective Services Program Administrators (GAO-11-129SP, March 2011), an E-supplement
to GAO-11-208, GAO-11-129SP, Mar 2, 2011, http://www.gao.gov/products/GAO-11-129SP.
61 Connolly, Marie-Therese, B. Brandl, R. Breckman, The Elder Justice Roadmap: A Stakeholders Initiative to Respond
to an Emerging Health, Justice, Financial and Social Crisis, 2014.
62 Ibid.
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link to page 21 The Elder Justice Act: Background and Issues for Congress
Appendix A. Elder Justice Act: Authorizations
of Appropriations
Table A-1 provides a section-by-section list of Elder Justice Act provisions with an authorization
of appropriations.
Table A-1. Elder Justice Act: Authorizations of Appropriations
ACA
Statutory
Section
Authority
Provision
Authorization of Appropriations
6703(a)
SSA §2021
Elder Justice Coordinating
Such sums as necessary (no years
Council
specified), see also new SSA Section 2024
below
6703(a)
SSA §2022
Advisory Board on Elder Abuse, Such sums as necessary (no years
Neglect, and Exploitation
specified), see also new SSA Section 2024
below
6703(a)
SSA §2024
Authorization of appropriations
$6.5 mil ion for FY2011, and $7.0 mil ion
for each of FY2012 through FY2014
6703(a)
SSA §2031
Forensic centers and expertise
$4 mil ion for FY2011, $6 mil ion for
FY2012, and $8 mil ion for each of FY2013
and FY2014
6703(a)
SSA §2041(a)
Incentives for LTC staffing
For new SSA Section 2041: $20 mil ion for
FY2011, $17.5 mil ion for FY2012, and $15
mil ion for each of FY2013 and FY2014
6703(a)
SSA §2041(b)
Certified EHR technology grant
See above authorization of appropriations
program
for SSA Section 2041
6703(a)
SSA §2041(c)
Standards for transactions
See above authorization of appropriations
involving clinical data by LTC
for SSA Section 2041
facilities
6703(a)
SSA §2042(a)
Adult protective service
$3 mil ion for FY2011, and $4 mil ion for
functions
each of FY2012 through FY2014
6703(a)
SSA §2042(b)
Grants to enhance provision of
$100 mil ion for each of FY2011 through
adult protective services
FY2014
6703(a)
SSA §2042(c)
Adult protective services
$25 mil ion for each of FY2011 through
demonstration grants
FY2014
6703(a)
SSA §2043(a)
Long-term care ombudsman
$5 mil ion for FY2011, $7.5 mil ion for
program grants
FY2012, and $10 mil ion for each of
FY2013 and FY2014
6703(a)
SSA §2043(b)
Ombudsman training programs
$10 mil ion for each of FY2011 through
FY2014
6703(b)
New
National Training Institute for
$12 mil ion for the period of FY2011
authority
Surveyors
through FY2014
6703(b)
New
Grants to state survey agencies
$5 mil ion for each of FY2011 through
authority
FY2014
6703(c)
New
National nurse aide registry
Such sums as necessary (no years
authority
study and report
specified) to carry out these activities,
with funding not to exceed $500,000
Source: Table prepared by the Congressional Research Service based on the text of the Patient Protection and
Affordable Care Act (ACA; P.L. 111-148, as amended).
Notes: EHR = Electronic Health Records; LTC = Long-Term Care; SSA = Social Security Act.
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The Elder Justice Act: Background and Issues for Congress
Appendix B. Elder Justice Resources
The resources below provide further information on elder justice issues.
National Center on Elder Abuse (U.S. Administration on Aging)
https://ncea.acl.gov/
The National Center on Elder Abuse (NCEA) compiles and publishes resources for
policymakers, consumers, researchers, and social service, justice, and health care workers
on elder abuse and neglect. The website includes frequently asked questions and
resources on topics such as financial exploitation, emotional abuse, the mistreatment of
LGBT elders, and the abuse of people with dementia. Some of the resources are available
in multiple languages.
State Resources (National Center on Elder Abuse)
https://ncea.acl.gov/Resources/State.aspx
A directory of state hotlines and agencies for reporting suspected elder abuse, neglect, or
exploitation. If the situation is serious, threatening, or dangerous, constituents should call
911 or the local police for immediate help. This directory also lists state laws, agencies,
and statistics related to elder abuse and neglect.
Elder Abuse (Centers for Disease Control and Prevention)
http://www.cdc.gov/violenceprevention/elderabuse/
A collection of statistics, prevention strategies for practitioners, and the consumer “Fast
Facts” sheet on “Preventing Elder Abuse.”
Elder Abuse (National Library of Medicine)
https://medlineplus.gov/elderabuse.html
A compilation of consumer resources and journal articles on elder abuse.
Elder Justice Initiative (U.S. Department of Justice)
http://www.justice.gov/elderjustice/
A collection of elder justice resources for victims and families (including a “Find Help
Near You” state and local directory for reporting elder abuse), prosecutors (including
sample federal and state pleadings and elder justice statutes), and researchers (including
curated selections of research articles and an Elder Abuse Prevention and Prosecution Act
[EAPPA] data overview).
Consumer Financial Protection Bureau (CFPB)
http://www.consumerfinance.gov/
A compilation of consumer tools, education resources, data, and other research to protect
consumers in the financial marketplace, and includes information for older Americans
and prevention of financial exploitation.
Key Issues: Elder Abuse (U.S. Government Accountability Office)
http://www.gao.gov/key_issues/elder_abuse/issue_summary
A summary of types of elder abuse and diagrams of federal agency missions and
responsibilities to combat elder financial exploitation. Click the “Key Reports” tab for
GAO reports on elder justice issues.
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The Elder Justice Act: Background and Issues for Congress
Statute Compilations (U.S. House of Representatives, Office of the Legislative
Counsel)
https://www.govinfo.gov/app/collection/comps/p
The statutory text of the Elder Justice Act appears at Title VI, Subtitle H, Sections 6701
through 6703, of the Patient Protection and Affordable Care Act, which is listed under
“P” on this web page.
Author Information
Kirsten J. Colello
Specialist in Health and Aging Policy
Acknowledgments
Angela Napili, Senior Research Librarian, compiled Appendix B. Elder Justice Resources and provided
valuable peer review for this report.
Disclaimer
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