CRS Reports & Analysis
Legal Sidebar
What Does the Supreme Court’s 4-4 Split in Texas
Mean for Future Executive Action as to Immigration?
07/25/2016
The nominee or presumptive nominee for President of both major political parties has expressed a willingness to take
certain actions as to immigration on his or her own, without waiting for Congress to enact further legislation (although
the specific actions they would take vary, depending upon their policies on immigration and other issues). This has
raised questions about whether and how the Supreme Court’s recent 4-4 split in Texas v. United States might affect the
Executive’s ability to “go it alone” on immigration in the future. As is explained below, although the High Court’s
decision in Texas sets no binding national precedent, it could still constrain the Executive’s ability to take certain
actions, particularly as to “large-scale” grants of relief from removal that would result in aliens being deemed “lawfully
present” and obtaining authorization to work legally in the United States. Other actions—such as changes in the
Executive’s enforcement priorities, the removal or non-removal of individual aliens, and the denial of entry to particular
classes of aliens—are less impacted by the Texas decision.
Grants of Relief from Removal Resulting in Lawful Presence and Work Authorization
The litigation in Texas concerned a specific executive action as to immigration: namely, a proposal that could have
granted one type of relief from removal—deferred action—to approximately five million aliens who had entered or
remained in the United States in violation of federal immigration law. Once granted deferred action, these aliens would
have been deemed “lawfully present” for certain purposes of federal and state law, a designation which would have
entitled them to receive some (although not all) federal, state, and local public benefits and other assistance under
existing law and policy. They would also generally have been eligible to work legally in the United States pursuant to
existing law and policy.
Texas and a number of other states challenged the proposed deferred action program, arguing, among other things, that
the program violated the Administrative Procedure Act (APA) both procedurally and substantively because it was
implemented through a policy memorandum, not notice-and-comment rulemaking, and exceeded the Executive’s
authority under the Immigration and Nationality Act (INA). After finding that the states had standing to challenge the
deferred action program and that the program was subject to review by the courts, a federal district court barred its
implementation on the grounds that it violated the APA procedurally. The U.S. Court of Appeals for the Fifth Circuit
affirmed the district court by a vote of 2-1, and also found that the program violated the APA substantively. The Obama
Administration appealed to the Supreme Court, which, consistent with recent practice in cases where the Justice are
evenly divided, issued a decision that affirmed the Fifth Circuit’s decision without any opinion or indicating of the
Justices’ voting alignment.
The High Court’s decision sets no national precedent as to the permissibility of the challenged program. However, it
leaves in place a Fifth Circuit decision that not only upheld a nationwide ban on the program’s implementation, but also
relies upon reasoning that could constrain certain executive actions as to immigration in the future by leaving them
vulnerable to challenges in the Fifth Circuit. For example, the Fifth Circuit concluded that the states have standing to
challenge the deferred action program based on the costs that Texas, in particular, would incur in issuing driver’s
licenses to aliens granted deferred action. It also took the view that granting deferred action is not an unreviewable
exercise of enforcement discretion, but rather an “affirmative action” that “confers ‘lawful presence’ and associated
benefits on a class of . . . aliens.” In addition, the Fifth Circuit found that the challenged program is either directly
contrary to, or constitutes an unreasonable interpretation of, certain provisions of the INA, in part, because Congress
could not have intended to delegate to the executive policy decisions of such “economic and political magnitude” as are
involved in permitting up to five million aliens to remain and work in the United States. Such reasoning would seem to
limit the Executive’s ability to grant deferred action, parole in place, extended voluntary departure, or other relief from
removal which results in aliens being deemed lawfully present and obtaining work authorization to relatively large
numbers of aliens by rendering such actions vulnerable to challenge in the Fifth Circuit.
Changes in Enforcement Priorities and Non-Removal of Aliens
The Texas decision would not, however, appear to limit the Executive’s discretion to establish which aliens are priorities
for removal, or to require the removal of particular aliens. To the contrary, both the district court and the Fifth Circuit
emphasized that Texas and the other plaintiff-states had not challenged the Obama Administration’s enforcement
priorities, or its “mere failure to (or decision not to) prosecute and/or remove” aliens. However, even had the states done
so, the lower courts in Texas suggested that such a challenge would likely be unavailing as such actions have
historically been seen to be within the Executive’s prosecutorial or enforcement discretion and, as such, exempt from
judicial review.
A President who wanted to permit certain removable aliens to remain in the United States would thus appear to have
considerable discretion to do so either by revising the Executive’s immigration enforcement priorities, or by declining to
execute removal orders in individual cases. Such actions would be subject to certain constraints under existing law. For
example, the Executive generally cannot not impound funds appropriated to it by Congress for the purpose of removing
aliens from the United States (and there are also generally constraints on agencies’ ability to transfer and reprogram
funds). In addition, certain statutes require the Executive to give priority to removing specific categories of aliens, such
as “criminal aliens.” However, such constraints may not be particularly limiting, even if they were seen to be judicially
enforceable, since the Executive asserts that Congress has recently appropriated only enough “resources” to remove
approximately 400,000 aliens per year, and “criminal aliens” are generally not among those aliens whom the Executive
has wanted to permit to remain in the United States.
Conversely, a President who wished to target additional or different classes of aliens for removal, or who adopted a
policy of seeking and executing removal orders against as many aliens as possible, would also appear to have
considerable ability to do so. There are certain statutory provisions that would bar the removal of individual aliens to
particular countries, such as aliens whose “life or freedom would be threatened” in a country on account of the alien’s
race, religion, nationality, political opinion, or membership in a particular social group. However, comparatively few of
the approximately 11 million aliens who are currently unlawfully present in the United States are subject to such
mandatory (as opposed to discretionary) forms of relief from removal.
Denying Entry to Particular Classes of Aliens
The decision in Texas also did not purport to address, and would not appear to restrict, whatever authority the Executive
might have to deny entry to particular aliens or classes of aliens not expressly targeted for exclusion by Congress.
Certain classes of aliens are “inadmissible”—or subject to exclusion from the United States—on grounds expressly
prescribed in the INA (e.g., aliens who have specified diseases or have committed particular offenses). However, INA
§212(f) expressly contemplates the President excluding aliens on other grounds, not specified by Congress, insofar as it
authorizes him to “suspend the entry of all aliens or any class of aliens,” or to “impose . . . any restrictions he may deem
to be appropriate” upon aliens’ entry, whenever he determines that the aliens’ entry would be “detrimental to the
interests of the United States.” (Other provisions of the INA similarly permit the Executive to exclude aliens on grounds
that have not been expressly specified by Congress on the basis that their entry into the United States would have
“potentially serious adverse foreign policy consequences,” or is not in accordance with any “limitations or exceptions . .
. the President may prescribe.”)
The exact scope of the Executive’s discretion under these provisions is somewhat unclear, as few challenges to
executive actions under INA §212(f), in particular, have been litigated. However, as a general rule, whatever discretion
the Executive has could more easily be exercised to exclude particular aliens or classes of aliens who are physically
outside the United States than to remove aliens who have already entered the country. Aliens outside the United States
have generally not been seen to have a constitutional right to be admitted to the country (although their family members
or other persons in the United States could potentially be seen to have constitutional rights affected by the alien’s
exclusion); and the doctrine of consular nonreviewablity generally shields the denial of visas to aliens outside the United
States from judicial review. In contrast, once aliens enter the United States—either lawfully or unlawfully—they may be
legally entitled to certain relief from removal, and they have greater ability to challenge their removal on constitutional
or other grounds in administrative and/or judicial proceedings.
Posted at 07/25/2016 09:58 AM