

 
Proposed Train and Equip Authorities for 
Syria: In Brief 
Christopher M. Blanchard 
Specialist in Middle Eastern Affairs 
Amy Belasco 
Specialist in U.S. Defense Policy and Budget 
October 27, 2014 
Congressional Research Service 
7-5700 
www.crs.gov 
R43727 
 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Summary 
The FY2015 continuing appropriations resolution (H.J.Res. 124, P.L. 113-164, CR), enacted on 
September 19, 2014, authorizes the Department of Defense through December 11, 2014, or until 
the passage of a FY2015 defense authorization act, to provide overt assistance, including training, 
equipment, supplies, and sustainment, to vetted members of the Syrian opposition and other 
vetted Syrians for select purposes. The current CR does not include any dedicated funding for this 
activity but authorizes DOD to submit reprogramming requests to the four congressional defense 
committees to transfer funds made available by the act.  
In order to continue any related programs beyond the expiration of the CR, Congress would have 
to extend the authority or include an amended version of it in new legislation.  
The provision was enacted in response to President Obama’s request for authority to begin such a 
program as part of U.S. efforts to combat the Islamic State and other terrorist organizations in 
Syria and to set the conditions for a negotiated settlement to Syria’s civil war.  
This report reviews the authority granted in H.J.Res. 124 and explores similarities and differences 
among the H.J.Res. 124 authority, the President’s requests, and other proposals that may be 
considered by Congress, including during anticipated consideration of FY2015 full-year 
appropriations or defense authorization (H.R. 4435/S. 2410) legislation. 
For more information on the Islamic State crisis and U.S. policy, see CRS Report R43612, The 
“Islamic State” Crisis and U.S. Policy, by Kenneth Katzman et al., and CRS Report RL33487, 
Armed Conflict in Syria: Overview and U.S. Response, coordinated by Christopher M. Blanchard.  
For analysis of proposals related to the Authorization for the Use of Military Force relative to the 
Islamic State, see CRS Report R43760, A New Authorization for Use of Military Force Against 
the Islamic State: Comparison of Current Proposals in Brief, by Matthew C. Weed.  
 
Congressional Research Service 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Contents 
Introduction ...................................................................................................................................... 1 
Overview of Proposals .............................................................................................................. 2 
Policy Questions and Potential Implications ................................................................................... 3 
Political-Military Context .......................................................................................................... 4 
Measuring “Effectiveness” ........................................................................................................ 5 
Elements of the Debate .................................................................................................................... 7 
Does the President “need” authority from Congress to provide “train and equip” 
assistance? .............................................................................................................................. 7 
What are the differences between the enacted authority, the President’s requests, and 
other proposals? ............................................................................................................................ 8 
Scope of Authority ..................................................................................................................... 9 
Stated Purposes of U.S. Assistance ......................................................................................... 10 
Defending Syrian Civilians from Attacks ......................................................................... 10 
“Securing” vs. “Stabilizing” Opposition-held Territory and Facilitating the 
Provision of Essential Services ...................................................................................... 11 
Promoting the Conditions for a Negotiated Settlement to End the Conflict 
in Syria ........................................................................................................................... 11 
Sunset Provisions..................................................................................................................... 11 
Implications of Different Funding Sources and Directives ..................................................... 11 
Definitions of Vetting Requirements ....................................................................................... 12 
Required Interagency Process ................................................................................................. 13 
Advance Notification and Reporting of Oversight Information to Congress .......................... 13 
Terms Related to Authorization for the Use of Military Force ................................................ 14 
 
Tables 
Table 1. Comparison of Select “Train and Equip” Proposals for Vetted Syrians .......................... 16 
 
Contacts 
Author Contact Information........................................................................................................... 24 
 
Congressional Research Service 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Introduction 
Congress and the President have debated proposals for the provision of U.S. assistance to the 
Syrian opposition since the outbreak of the Syrian uprising in 2011. Members of Congress have 
articulated varying views on the potential purposes, scope, risks, and rewards of such assistance. 
The executive branch, with the support of Congress, has provided overt non-lethal assistance to 
unarmed and armed groups in Syria, in addition to providing humanitarian assistance in Syria and 
in neighboring countries. U.S. assistance and weaponry also reportedly has been provided to 
select Syrian opposition groups under covert action authorities.1 Until mid-2014, President 
Obama and some Members of Congress were opposed to the overt provision of U.S. military 
training or equipment to opposition forces reportedly in part because of concerns about its 
effectiveness.  
The President’s stance was altered by the failure in early 2014 of United Nations-backed 
negotiations aimed at ending the Syrian civil war and the mid-2014 offensive in Iraq by the 
extremist group known as the Islamic State (IS, also known as ISIL or ISIS). In the 
Administration’s June 2014 amended request for war funding, President Obama requested 
authority and funding from Congress to begin a so-called “train and equip” program for vetted 
Syrians for the following purposes:  
•  “defending the Syrian people from attacks by the Syrian regime, facilitating the 
provision of essential services, and stabilizing territory controlled by the 
opposition;  
•  defending the United States, its friends and allies, and the Syrian people from the 
threats posed by terrorists in Syria; and,  
•  promoting the conditions for a negotiated settlement to end the conflict in Syria.”  
The President amended the request in September to reflect new goals for combatting the Islamic 
State. 
As enacted, H.J.Res. 124 (P.L. 113-164, “the CR”) contains a temporary authorization for the 
training and equipping of vetted Syrians that differs from the Administration’s June and 
September requests. The CR’s provisions expire no later than December 11, 2014. After the 
November midterm elections, Members are likely to debate whether to re-endorse or consider 
changes to the “train and equip” authority granted in H.J.Res. 124 during consideration of full-
year FY2015 appropriations or defense authorization legislation. 
Congress may consider revisions to the current temporary “train and equip” authority based on 
other versions proposed by the Administration in September, the Senate Armed Services 
Committee (SASC) in S. 2410, and the Senate Appropriations Committee (SAC) in its markup of 
H.R. 4870. These revisions could be included in either the final version of the National Defense 
                                                 
1 Secretary of Defense Chuck Hagel said in a September 2013 hearing before the Senate Foreign Relations Committee 
that the Administration was taking steps to provide arms to some Syrian rebels under covert action authorities. 
Secretary Hagel said, “it was June of this year that the president made the decision to support lethal assistance to the 
opposition. As you all know, we have been very supportive with hundreds of millions of dollars of nonlethal 
assistance.…This is, as you know, a covert action. And, as Secretary Kerry noted, probably to [go] into much more 
detail would—would require a closed or classified hearing.” 
Congressional Research Service 
1 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Authorization Act or a subsequent CR or final defense appropriations act that Congress may act 
on after returning from its recess. 
Differences between H.J.Res. 124 and elements of these proposals illustrate five key questions 
that Members of Congress may consider when debating any proposed revisions to the CR’s Syria 
language. 
•  How, if at all, should the purposes of the initiative be redefined? 
•  How long should the authority last?  
•  How should the “train and assist” initiative be paid for? Should caps, account 
specifications, or dedicated funding be considered? With what tradeoffs? 
•  Should currently required advance notification and reporting requirements be 
retained, expanded, or withdrawn? 
•  Should the Department of Defense be required to seek State Department 
concurrence with the program rather than coordination? 
 
Chronology of “Train and Equip” Proposals
• 
In 2013, legislation was introduced in both houses of Congress (H.R. 1327, S. 617, and S. 960) and considered by 
the Senate Foreign Relations Committee (S. 960) that would have provided authority to provide training and 
assistance to armed elements of the Syrian opposition, subject to certain conditions. 
• 
In June 2014, the Senate Armed Services Committee reported its version of the FY2015 defense authorization 
bill, S. 2410, which would have provided a comparable, conditional authority, and, later that month, the Obama 
Administration requested related so-cal ed “train and equip” authority and funding as part of its Overseas 
Contingency Operations (OCO) request to Congress for FY2015. 
• 
Senate Appropriations Committee members debated and approved a version of “train and equip” authority for 
Syrians in July 2014 in their reported version of the FY2015 defense appropriations bill (H.R. 4870 RS). The 
Senate Appropriations Committee considered and rejected a proposed amendment that would have stripped the 
authority and funding for the Syria program from the bill. The House-enacted version of the bill does not include 
such authority. 
• 
In September, the Obama Administration revised its OCO request to Congress to reflect its new goal of 
“degrading and defeating” the “Islamic State” organization in Iraq and Syria. 
• 
On September 15, Representative Howard “Buck” McKeon, who is Chairman of the House Armed Services 
Committee, introduced an amendment (hereinafter the McKeon Amendment) to the FY2015 continuing 
resolution (H.J.Res. 124) that represented a counterproposal to the President’s revised request for assistance 
authority. The House adopted the amendment (H.Amdt.1141) by a vote of 273 to 156 on September 17, and the 
Senate enacted the amended bill by a vote of 78 to 22 on September 18. The amendment text is included as 
Section 149 of H.J.Res.124. 
Overview of Proposals 
There are several key differences between the recently enacted temporary authority in the current 
CR, other proposals already considered by Congress, and the President’s September 2014 request. 
Compared to the authority granted by the CR:  
•  The SAC-reported version of the FY2015 Department of Defense Appropriations 
Act (H.R. 4870) would broaden the purposes of assisting and protecting Syrians 
from Islamic State forces to include defending the Syrians from government 
Congressional Research Service 
2 
Proposed Train and Equip Authorities for Syria: In Brief 
 
attacks, stabilizing rather than securing opposition held areas and facilitating the 
provision of essential services in opposition held areas. The SAC language is 
similar to the Administration’s request. 
•  The SAC version would also limit funds for a “train and equip” program to up to 
$500 million in the OCO-designated Operation and Maintenance, Defense-wide 
account. The funding provision in H.J.Res. 124 has no funding cap and permits 
DOD to request transfers from any OCO-designated account. 
•  Both the SAC and SASC versions include additional vetting criteria to those in 
H.J.Res.124, which are designed to ensure aid recipients are not members of 
select terrorist and extremist groups. The SAC and SASC versions also seek to 
ensure that the ideology and political goals of U.S. aid recipients are compatible 
with U.S. stated preferences for a pluralistic, democratic, and civilian-led Syria. 
•  The SASC- and SAC-reported bills (and the Administration’s request) require 
that the State Department “concur” (i.e., agree) with DOD on assistance whereas 
H.J.Res.124 requires that the Department of Defense “coordinate” with the State 
Department.  
•  H.J.Res.124 and the SAC version would require 15-day advance notification 
before providing assistance whereas the SASC proposal would require 
congressional notification of assistance after the fact. H.J.Res.124 also requires 
an implementation plan, a presidential strategy, and progress reporting every 90 
days, which are not included in other proposals. 
•  Both H.J.Res.124 and the SAC proposal state that their provisions shall not be 
“construed to constitute a specific statutory authorization for the introduction of 
the United States Armed Forces into hostilities or into situations wherein 
hostilities are clearly indicated by the circumstances.” The SASC version does 
not contain a statement regarding the authorization of U.S. military force. 
•  Both the SASC and the SAC version provide authority longer than H.J.Res.124 
under which the current authority expires on December 11, 2014 (when the CR 
ends) or upon enactment of the FY2015 NDAA, whichever comes first. The SAC 
proposed authority would extend to the end of FY2015 or the adoption of the 
FY2015 NDAA, whichever comes first. The SASC version would provide the 
authority through December 31, 2018. 
Policy Questions and Potential Implications 
The different purposes of assistance described in H.J. 124 and other pending “train and equip” 
proposals have strategic implications for U.S. involvement in Syria, and may have different 
potential effects on stated U.S. goals. As such, Members of Congress may wish to consider a 
number of basic policy questions when considering proposals to extend or modify the “train and 
equip” authority authorized under H.J.Res. 124: 
•  For what purposes, if any, should the United States train and equip Syrians? How 
might the short and long term goals of the United States and those of Syrians 
align or conflict?  
Congressional Research Service 
3 
Proposed Train and Equip Authorities for Syria: In Brief 
 
•  What should the content of any such U.S. training and equipment be? What, if 
anything, should not be provided? How might the “train and equip” mission 
expand in size, geographic scope, or cost depending on different scenarios? What 
risks might such expansion pose? 
•  Who should receive such U.S. training and assistance? How should they be 
identified and vetted? What criteria should Congress insist upon for the vetting of 
participants? 
•  How much training and equipment will be sufficient to accomplish stated U.S. 
objectives or achieve the stated purposes of authorizing language? How much 
might this level of effort cost and how long might it take to reach these goals? 
•  How should such a program be funded? Through base budget funding or 
overseas contingency operations funding? How long should authority for such a 
program be available and on what terms? What effects might an expanded 
duration or cost for such a program have on other defense or foreign assistance 
priorities? Is there sufficient public support for a potentially longstanding 
commitment? 
•  How should Congress conduct oversight of such a program? Should advance 
notification of assistance be provided to congressional committees or Congress as 
a whole or after-the-fact notification at certain intervals? How should success be 
defined and assessed? Which committees should be involved in reviewing 
program reporting and spending notifications?  
•  How effective have other “train and equip” programs been in other contexts? 
What lessons learned from those efforts should be applied to a Syria-related 
effort? 
Political-Military Context  
Current political-military conditions in Syria may pose challenges for U.S. efforts to train and 
equip vetted Syrians for U.S.-defined purposes. Most armed opposition groups have sought U.S. 
and other third-party assistance since the outbreak of conflict for the expressed purpose of 
toppling the government of Bashar al Asad and replacing it with various Islamist or secular 
alternatives. The CR provision does not authorize assistance for this purpose and identifies the 
Islamic State organization rather than the Syrian government as the entity from which Syrians 
should be protected. President Obama has suggested that U.S. engagement will remain focused 
“narrowly” on assisting Syrians in combatting the Islamic State, while continuing “to look for 
opportunities” to support a political resolution to Syria’s conflict.2 In an interview with London-
based newspaper Al Aharq Al Awsat, U.S. anti-IS coalition leader General John Allen reportedly 
responded to a question about whether Syrian units being trained to fight the Islamic State would 
be “those who will later fight the regime’s armed forces” by saying: 
                                                 
2 The President said, “our attitude towards Asad continues to be that you know, through his actions, through using 
chemical weapons on his own people, dropping barrel bombs that killed innocent children that he—he has foregone 
legitimacy. But when it comes to our policy and the coalition that we're putting together, our focus specifically is on 
ISIL. It’s narrowly on ISIL.” President Obama interview with NBC News Meet the Press, September 6, 2014. 
Congressional Research Service 
4 
Proposed Train and Equip Authorities for Syria: In Brief 
 
No. What we would like to see is for the FSA and the forces that we will ultimately generate, 
train and equip to become the credible force that the Assad government ultimately has to 
acknowledge and recognize. There is not going to be a military solution here [in Syria]. We 
have to create so much credibility within the moderate Syrian opposition at a political level 
... that they earn their spot at the table when the time comes for the political solution. Now, 
there could be FSA elements that ultimately clash with the regime, that may well be the case, 
as they seek to defend themselves and those areas that they dominate and as they seek to 
defend their families and their ways of life ... it could be an outcome. But the intent is not to 
create a field force to liberate Damascus—that is not the intent. The intent is that in the 
political outcome, they [the moderate Syrian opposition] must be a prominent—perhaps the 
preeminent voice—at the table to ultimately contribute to the political outcome that we 
seek.3 
Some Syrian political and military opposition forces appear to resent such a narrow focus and 
some have indicated they may insist on broader support for their anti-Asad goals as a condition of 
working with a U.S.-backed coalition against the Islamic State. 
Nevertheless, the CR provision does envision the use of U.S. training and equipment to promote 
undefined “conditions for a negotiated settlement to end the conflict in Syria.” Most parties 
assume such a settlement would include some changes to the leadership or structure of the Syrian 
government. Administration officials have not publicly described mechanisms under 
consideration for ensuring that U.S. training and assistance is used for congressionally defined 
purposes and not for others. It is not clear how the Administration intends to direct types and 
amounts of assistance in order to achieve discrete security-related goals along with the inherently 
political goal of promoting conditions conducive to a negotiated conflict settlement. Insofar as 
this political goal may be dependent on variables outside of U.S. control, it may be more difficult 
to assess whether given levels and types of assistance are “enough” to achieve it.  
Measuring “Effectiveness” 
As in past cases involving the provision of U.S. security assistance, different observers may 
define “success” and “effectiveness” differently based on their perspectives and priorities about 
the proper purposes and scope of assistance. For example, in the current Syria case observers 
differ over whether a training program should train and equip vetted fighters to offensively attack 
Islamic State forces or pro-Asad forces or whether it should focus on enabling Syrians to better 
defend against Islamic State or government attacks.  
There are no direct recent analogues to the type of overt and broadly defined “train and equip” 
program for vetted Syrians authorized under H.J.Res.124. Most current “train and equip” 
authorities are far more limited in scope and funding, and targeted to government security forces. 
Independent evaluations of some recent U.S. security assistance programs suggest that even when 
measured against broadly stated purposes and objectives, these types of programs can face 
significant difficulties in implementation or show questionable results.4 
                                                 
3 Min al Oraibi, “Exclusive: General Allen discusses coalition plans for defeating ISIS as regional tour starts,” Al Sharq 
al Awsat (UK), October 25, 2014. 
4 See the work of the Special Inspectors General for Afghanistan and Iraq Reconstruction on respective efforts to train 
and equip security forces in those countries. See also, RAND, “How Successful Are U.S. Efforts to Build Capacity in 
Developing Countries? A Framework to Assess the Global Train and Equip ‘1206’ Program,” Jennifer D. P. Moroney, 
Beth Grill, Joe Hogler, Lianne Kennedy-Boudali, Christopher Paul, Prepared for the Office of the Secretary of Defense, 
(continued...) 
Congressional Research Service 
5 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Programs with some partial similarities in context and content to the Syria program authorized 
under H.J.Res.124 include the following: 
•  Congress debated and imposed limits on the purposes and scope of covert U.S. 
assistance programs to so-called resistance movements in Angola, Afghanistan, 
Cambodia, and Nicaragua during the 1980s and early 1990s.5 While these efforts 
occurred in similarly complex conflict settings, they were perceived to be part of 
a global U.S.-Soviet confrontation of the Cold War. Their relative successes and 
failures remain the subject of ongoing study and debate. 
•  In 1998, Congress authorized the drawdown of Department of Defense goods and 
services for Iraqi opposition groups, but did not authorize sustained or direct U.S. 
training or the transfer of weaponry.6 A subsequent Department of Defense 
training program for so-called Free Iraqi Forces in early 2003 trained a small 
number of recruits to facilitate U.S. civil-military operations in Iraq.7  
•  The Sudan Peace Act (P.L. 107-245, October 21, 2002) authorized President 
George W. Bush “to provide increased assistance to the areas of Sudan that are 
not controlled by the Government of Sudan to prepare the population for peace 
and democratic governance, including support for civil administration, 
communications infrastructure, education, health, and agriculture.” In support of 
these purposes, the act authorized to be appropriated $100 million in fiscal years 
2003, 2004, and 2005 “to remain available until expended.” Some recipients of 
U.S. assistance authorized by the act held both civilian and military leadership 
positions in the South Sudanese opposition. 
•  The U.S. government has provided overt training and equipment to Palestinian 
security forces for strictly defined purposes using foreign affairs authorities and 
funds, but participants in those programs are members of official Palestinian 
Authority security bodies rather than individuals unaffiliated or not currently 
affiliated with official government institutions.8  
•  The Obama Administration notified Congress of a drawdown of up to $25 
million in U.S. government goods and services for Libyan forces in 2011, but 
Congress did not act to expressly authorize U.S. military engagement in a “train 
and equip” program for Libyan opposition members. 
                                                                  
(...continued) 
2011. 
5 See Raymond Copson and Robert Sutter, “Support for Third World Resistance Movements: Changing Priorities,” in 
Congressional Research Service, Congress and Foreign Policy, 1990, p. 77-107. 
6 The Iraq Liberation Act (P.L. 105-338, October 31, 1998) gave President Clinton the authority to provide up to $97 
million worth of defense articles and services to designated Iraqi opposition groups. A designation procedure and 
criteria for identifying eligible groups was also prescribed by the act in Section 5, stating that only those organizations 
that (1) include a broad spectrum of Iraqi individuals, groups, or both, opposed to the Saddam Hussein regime; and (2) 
are committed to democratic values, to respect for human rights, to peaceful relations with Iraq’s neighbors, to 
maintaining Iraq’s territorial integrity, and to fostering cooperation among democratic opponents of the Saddam 
Hussein regime” would be eligible for such assistance. 
7 See Army Maj. Gen. David Barno, Briefing on Free Iraqi Forces, Department of Defense, March 14, 2003. 
8 See CRS Report RS22967, U.S. Foreign Aid to the Palestinians, by Jim Zanotti. 
Congressional Research Service 
6 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Members of Congress may want to consider some of the policy questions that were debated 
during consideration of these programs and efforts in any upcoming debate about the purposes, 
scope, and duration of the new “train and equip” assistance program for vetted Syrians. In 
particular, Members of Congress may wish to consider:9 
•  the net effects of the introduction of outside arms and training in previous cases 
on the prospects for conflict settlement, the duration and intensity of violence, 
U.S. national security goals, and humanitarian conditions;  
•  the potential tradeoffs and dilemmas associated with the pursuit of specific short-
term security or counterterrorism objectives alongside longer term political goals 
and the promotion of human rights and democratic governance; 
•  the challenges U.S. policy makers have faced in ensuring the reliability and 
integrity of recipients of U.S. assistance in past cases and the implications of 
those challenges for efforts to design vetting and oversight measures; 
•  the contributions of past cases to debates about the roles and responsibilities of 
the executive branch and Congress in defining the purposes, terms, scope, and 
duration of U.S. security assistance abroad; and, 
•  the regional security and global strategic implications of the provision, 
modulation, and termination of U.S. training and equipment in analogous cases. 
Elements of the Debate 
Does the President “need” authority from Congress to provide 
“train and equip” assistance? 
The “train and equip” authority granted in H.J.Res. 124 is set to expire by December 11, 2014, at 
the latest. According to the Administration and the House Armed Services Committee, there are 
no other existing legal authorities that would allow such overt “train and equip” assistance to be 
provided to non-government actors in Syria in the current context.10 Therefore, in order to 
continue any related programs beyond the expiration of the CR, Congress would have to extend 
the authority or include an amended version of it in new legislation. 
                                                 
9 For a fuller discussion of similar thematic questions that can be applied to Syria and other cases where the United 
States may seek to partner with non-state entities, see Larry Hanauer and Stephanie Pezard, Security Cooperation 
Amidst Political Uncertainty: An Agenda for Future Research, RAND International Security and Defense Policy 
Center, WR-1052-IRD, July 2014. 
10 Prior to the passage of H.J.Res. 124, Secretary of Defense Chuck Hagel told the Senate Armed Services Committee 
on September 16, 2014 that the Department of Defense did not have the authority to conduct a “train and equip” 
mission for vetted Syrians. On September 15, Representative Mac Thornberry presented a statement from House 
Armed Services Committee Chairman Howard “Buck” McKeon, the author of the McKeon Amendment, before the 
House Rules Committee. Thornberry said that, according to McKeon, the provision of specific authority in response to 
the President’s request was necessary, because “none of the existing Department of Defense authorities in law fit the 
conditions requested by the President—to “train and equip” non-government entities fighting in non-U.S. led 
operations.”  
Congressional Research Service 
7 
Proposed Train and Equip Authorities for Syria: In Brief 
 
Almost all existing Department of Defense authorities to provide overt security assistance to U.S. 
partners abroad require that such assistance be provided on a government-to-government basis. 
Exceptions include activities authorized by Section 1208 of the FY2005 National Defense 
Authorization Act (P.L. 108-375) as amended, which authorizes the provision of up to $50 
million in U.S. assistance to “foreign forces, irregular forces, groups, or individuals” that assist or 
facilitate U.S.-led counterterrorism-related special operations. An existing authority such as 
Section 1208 would require U.S. leadership of operations and would not provide corresponding 
funding authority sufficient to support the scope of activities envisioned under the 
Administration’s request.  
As discussed below, the Administration’s stated purposes for the requested authority extend 
beyond strict counterterrorism purposes. Moreover, given the range of public views on the Syria 
conflict, and the fact that the authority is without precedent in the Syria context and may have 
profound implications for regional and global security, the executive branch may desire broad 
congressional support for its plans. 
With regard to the provision of nonlethal assistance, including to armed groups, the State 
Department sought and obtained new authority notwithstanding other provisions of law 
restricting the provision of U.S. assistance in Syria and to Syrians. Section 7041(i) of Division K 
of the FY2014 Consolidated Appropriations Act (H.R. 3547/P.L.113-76) significantly expanded 
the Administration’s authority to provide nonlethal assistance in Syria for certain purposes using 
the Economic Support Fund (ESF) account. Such assistance had been restricted by a series of 
preexisting provisions of law (including some terrorism-related provisions) that required the 
President to assert emergency and contingency authorities to provide such assistance to the Syrian 
opposition and communities in Syria. It is unclear whether further authorization beyond that 
enacted in H.J.Res.124 may be required for the purposes of the proposed “train and equip” 
program for Syrians. 
What are the differences between the enacted 
authority, the President’s requests, and other 
proposals? 
The authority enacted in H.J.Res. 124, the President’s requests, and other proposals under 
consideration in Congress would authorize and fund assistance to vetted Syrian opposition 
elements and other vetted Syrians for different purposes and on different terms (see Table 1 
below). The most substantive differences relate to:  
•  the scope of authorities granted/sought;  
•  the stated purposes of assistance;  
•  sunset provisions for the authority; 
•  limits on the availability or sources of funds to carry out any granted authorities;  
•  definitions of vetting requirements;  
•  required interagency processes;  
Congressional Research Service 
8 
Proposed Train and Equip Authorities for Syria: In Brief 
 
•  terms related to authorization for the use of military force; and  
•  terms for the notification and reporting of oversight information to Congress.  
Scope of Authority 
The Administration requested authority from Congress in September 2014 “to provide assistance, 
including the provision of defense articles and defense services, to, appropriately vetted elements 
of the Syrian opposition and other appropriately vetted Syrian groups or individuals.” H.J.Res. 
124 authorizes the Secretary of Defense, in coordination with the Secretary of State, “to provide 
assistance, including training, equipment, supplies, and sustainment” to the same entities.  
It is unclear whether the specific illustrative description in H.J.Res.124 of what U.S. assistance 
may include was intended to be broader or more restrictive than the Administration’s request for 
authority to provide assistance including “defense articles and services.” The latter is a term most 
closely associated with existing U.S. law governing the sale of U.S.-origin weaponry and the 
provision of security assistance abroad.11 The former could be construed to be a subset of the 
latter, or vice versa, but H.J.Res.124 as enacted does not further define those terms.  
The report (H.Rept.113-600) accompanying the resolution providing for consideration of 
H.J.Res.124 refers in general terms to authorizing the executive branch to “train and equip 
appropriately vetted elements of the Syrian opposition and other appropriately vetted Syrian 
groups or individuals.” In a statement to the House Rules Committee on September 15, 
Representative Mac Thornberry defined “sustainment” as potentially including ammunition and 
tactical intelligence information for any trained forces. It is possible that sustainment could be 
construed to include other types of assistance as well, such as the provision of food, water, and 
logistical support.  
In its budget justification for funds provided for the Afghanistan Security Forces Fund (ASFF), 
“sustainment” is defined broadly to include not only individual equipment and logistical support 
but also pay of military and civilian personnel: 
“requirements to support the ANA, AAF, and SMW, by providing clothing, individual 
equipment, medical supplies, replacement equipment, and operational sustainment services, 
communications and intelligence as well as pay and incentive programs.”12 
If this definition were adopted, “sustainment” could include the full array of support services 
from food, water, and logistical support to personnel pay. 
Secretary of Defense Chuck Hagel told the Senate Armed Services Committee on September 16, 
2014, that the Administration seeks to provide a “package of assistance” that would “initially… 
consist of small arms, vehicles, and basic equipment like communications, as well as tactical and 
strategic training.” According to Secretary Hagel, “As these forces prove their effectiveness on 
the battlefield, we would be prepared to provide increasingly sophisticated types of assistance to 
the most trusted commanders and capable forces.” 
                                                 
11 See Foreign Assistance Act of 1961 as amended, Sections 644(d) and 644(f); and, 22 U.S.C. 2403(d) and (f). 
12 Department of Defense, “Justification for FY 2015 Overseas Contingency Operations (OCO), Afghanistan Security 
Forces Fund (ASFF), June 2014, p. 6; http://asafm.army.mil/Documents/OfficeDocuments/Budget/budgetmaterials/
fy15/ABE//asff.pdf. 
Congressional Research Service 
9 
Proposed Train and Equip Authorities for Syria: In Brief 
 
The SASC-reported version of the FY2015 defense authorization bill would authorize the 
provision of “equipment, supplies, training, and defense services.” 
An amendment adopted as part of the House-passed version of the FY2015 defense 
appropriations bill (H.R.4870) would prohibit the use of funds made available in the act to 
“transfer man-portable air defense systems (MANPADS) to any entity in Syria.”  
Other proposals previously introduced and considered also sought to define the types of 
assistance that could be provided and to place conditions or restrictions on the transfer of certain 
weapons systems to Syrians (S.960, H.R. 1327). 
Stated Purposes of U.S. Assistance 
Programs designed for different purposes may present different potential risks and rewards. An 
assistance program explicitly intended not only to defend Syrians from attack, but also to assist in 
the stabilization of and provision of essential services in territory under opposition control may be 
of much broader scope, cost, or duration than a program intended to defend Syrians from attack 
by one specified group and/or secure territory under opposition control. Moreover, the scope of 
opposition-held territory may conceivably expand or contract to include more or less of Syria 
than at present, with follow-on effects for potential costs to the United States. 
Following the enactment of the CR by Congress, some Syrian opposition forces and their U.S. 
supporters have stated their preference for a broader scope of U.S. assistance and military 
intervention. However, other Syrian groups may reject deeper U.S. involvement and prefer that 
the United States focus any assistance on toppling the Asad government rather than pursuing 
counterterrorism, security, stability, and/or quality of life concerns. 
In light of these dynamics, Members of Congress may wish to consider whether to broaden or 
further limit the purposes of U.S. assistance as stated in the current CR by modifying language 
addressing the topics below. 
Defending Syrian Civilians from Attacks 
As noted above (see “Introduction”) the Administration’s September 2014 request for authority 
envisioned a broader protection purpose for U.S. assistance relative to the CR. Specifically, the 
Administration requested authority to provide assistance to vetted Syrians in order to defend 
Syrian civilians against attacks by two potential adversaries—the Islamic State and the 
government of Bashar al Asad, though without explicitly prioritizing assistance for protection 
from one adversary vs. the other. President Obama and Administration officials have since 
indicated that U.S. assistance will be provided in line with a so-called “ISIL-first strategy,” and 
press reports citing unnamed U.S. officials indicate that defensive rather than offensive training 
and equipment is to be provided under the program.13 H.J.Res.124 does not specify the kinds of 
attacks that Syrians should be trained or equipped to defend against. 
                                                 
13 Rajiv Chandrasekaran, “Syrians to be trained to defend territory, not take ground from jihadists, officials say,” 
Washington Post, October 22, 2014. 
Congressional Research Service 
10 
Proposed Train and Equip Authorities for Syria: In Brief 
 
“Securing” vs. “Stabilizing” Opposition-held Territory and Facilitating the 
Provision of Essential Services 
As enacted, H.J.Res.124 states a more limited purpose for assistance with regard to opposition-
controlled territory than the Administration’s requests. Unlike the President’s proposal, 
H.J.Res.124 does not authorize assistance to “stabilize” opposition-held territory or to facilitate 
the provision of essential services. Instead it authorizes assistance for “securing territory 
controlled by the opposition.” Both “stabilizing” territory and facilitating the provision of 
services in opposition-held areas could be interpreted as longer-term, costlier, and more involved 
commitments than “securing” territory. 
Promoting the Conditions for a Negotiated Settlement to End the Conflict 
in Syria 
While both H.J.Res. 124 and the President’s proposal include the same goal of providing 
assistance that will promote conditions for a negotiated settlement to end the conflict in Syria, 
neither defines those conditions. In broad terms, the Administration argues that pressure must be 
brought to bear on the government of Bashar al Asad in order to convince its leaders to negotiate 
a settlement to the conflict that would result in their departure from office. Administration 
officials have not publicly described the precise nature of such intended pressure, the specific 
terms of its application, or potential measures of its success in achieving its related strategic ends. 
The Administration’s requests and H.J.Res.124 do not explicitly state that the departure of Bashar 
al Asad or members of his government is an essential condition for a negotiated settlement. 
Sunset Provisions 
The authority granted in H.J.Res.124 will expire on December 11, 2014, or upon the enactment of 
the FY2015 National Defense Authorization Act (NDAA), whichever is earlier. The NDAA 
would presumably include a “sunset” provision specifying whether the new authority would be 
available for FY2015 or a longer period of time. In addition Congress also must determine the 
amount and source of funding available for FY2015 (see “Implications of Different Funding 
Sources ” below) in either another continuing resolution or enactment of a full-year FY2015 
defense appropriations act. Providing a longer authorization could be interpreted as a signal of 
stronger congressional support for the Administration’s plan to train vetted Syrians over a period 
of multiple years. 
The SAC-reported version of the FY2015 defense appropriations bill would provide “train and 
equip” authority for vetted Syrians through the passage of FY2015 NDAA or September 30, 
2015, whichever is earlier. 
The Administration’s June 2014 request sought “train and equip” authority for vetted Syrians 
through December 31, 2018. The SASC-reported version of the FY2015 NDAA would provide 
such authority through that date. 
Implications of Different Funding Sources and Directives 
H.J.Res.124 does not place a dollar limit on the cost of the authorized program. Instead, it 
authorizes the Department of Defense to submit reprogramming requests to the four 
Congressional Research Service 
11 
Proposed Train and Equip Authorities for Syria: In Brief 
 
congressional defense committees to re-direct funds from any OCO-designated Department of 
Defense accounts, including both Operation and Maintenance and Procurement accounts, to 
support the “train and equip” program. To obtain funds, the Department of Defense must submit 
reprogramming requests that in turn must be approved in writing by the four congressional 
defense committees (Armed Services and Appropriations) under Department of Defense 
regulations. Thus, H.J. Res. 124 provides the four congressional defense committees an 
opportunity to approve or disapprove particular proposals. 
Whether a separate source of funding is available for train and equip efforts or funds for the 
program are drawn from within existing accounts may signal the level of congressional support 
for the program and have implications for the Administration’s continued commitment to it. In its 
initial request in June 2014, the Administration presented the Syria “train and equip” program as a 
component of its broader request for $4 billion in OCO-designated Department of Defense 
Operation and Maintenance funds for a new “Counterterrorism Partnerships Fund” category 
within the Operation and maintenance (O&M), Defense-wide account. Unlike other O&M funds, 
however, these funds would be available to be obligated for three years rather than one year. The 
Administration’s budget justification material suggested that $500 million would be allocated for 
an assistance program for vetted Syrians, for which specific authority was sought.  
In its version of the FY2015 defense appropriations bill (H.R. 4870, reported in July 2014, the 
Senate Appropriations Committee set a $500 million cap on the Syria-specific “train and equip” 
program to be drawn from the OCO-designated “Operation and Maintenance, Defense-wide” 
account. Unlike the Administration’s original proposal, this funding structure could require the 
Department of Defense to make trade-off decisions concerning the new train and equip program 
relative to other priorities under that specific account. 
The Administration’s September 2014 request for authority did not seek specific funding and did 
not make reference to any specific spending limit, although Administration officials signaled that 
$500 million remained its estimate for the initial cost of the program. It sought authority for the 
Department of Defense to use any OCO-designated Operation and Maintenance funds for any of 
the services or defense agencies made available by H.J.Res.124 or any other act enacted during 
the period of the authority in order to implement the proposed program. This provision would 
require trade-offs within existing resources but would permit DOD to draw on a larger pool of 
funds for the program. The Administration’s request would not have required reprogramming 
requests to congressional defense committees. 
Definitions of Vetting Requirements 
H.J.Res.124 defines “appropriately vetted” to mean that, “at a minimum” the executive branch 
will conduct assessments of proposed recipients’ associations with: “terrorist groups, Shia militias 
aligned with or supporting the Government of Syria, and groups associated with the Government 
of Iran. Such groups include, but are not limited to, the Islamic State of Iraq and the Levant 
(ISIL), Jabhat al Nusrah, Ahrar al Sham, and other al-Qaeda related groups, and Hezbollah.”  
The Administration’s June and September 2014 requests envisioned vetting of Syrians, but did 
not include definitions of vetting procedures or vetting criteria. Presumably, this would give the 
Department of Defense additional leeway in selecting participants. As mentioned above, the 
SASC- and SAC-reported versions of the FY2015 defense authorization and appropriations bills 
include more expansive vetting criteria than H.J.Res. 124.  
Congressional Research Service 
12 
Proposed Train and Equip Authorities for Syria: In Brief 
 
The SASC-reported NDAA would require vetting to preclude the involvement of U.S.-designated 
terrorists and would authorize assistance to individuals who reject terrorism; support U.S. 
counterterrorism and nonproliferation efforts; oppose sectarian violence and revenge killings; 
seek “a peaceful, pluralistic, and democratic Syria that respects the human rights and fundamental 
freedoms of all its citizens”; and are committed to civilian rule, civilian control of the military, 
and the rule of law.  
Similarly, the SAC-reported defense appropriations bill would exclude designated terrorists and 
require that vetting assess recipients’ commitment to the rule of law, opposition to sectarian 
violence, and commitment to a peaceful and democratic Syria under civilian rule. The SAC-
reported bill also would require the Syria program’s compliance with Section 8056 of the bill, 
which prohibits the provision of assistance to “members of a unit of a foreign security force if the 
Secretary of Defense has credible information that the unit has committed a gross violation of 
human rights.” The prohibition could be waived under “extraordinary” circumstances, but would 
require detailed reporting to the congressional defense and appropriations committees.  
The authority granted in H.J.Res. 124 does not include specific human rights vetting 
requirements. 
Required Interagency Process 
In line with the Administration’s September 2014 request, H.J.Res.124 grants authority to the 
Secretary of Defense to carry out authorized activities to provide assistance to vetted Syrians for 
stated purposes.  
Whereas H.J.Res.124 requires the Secretary of Defense to coordinate with the Secretary of State 
in implementation and reporting to Congress, the Administration’s request would have required 
the concurrence (i.e., approval) of the Secretary of State for the use of the proposed authority. 
Coordination is presumably a less constraining direction than concurrence. In other more limited 
train and equip authorities for government security forces, Congress has typically required 
“concurrence” rather than “coordination” of programs. Nevertheless, in practice, the Secretary of 
Defense might seek and obtain the concurrence of the Secretary of State and other leading 
officials prior to the initiation of the authorized program. 
The SASC- and SAC-reported versions of the FY2015 defense authorization and appropriations 
bills also would require the concurrence of the Secretary of State. 
Advance Notification and Reporting of Oversight Information 
to Congress 
H.J.Res.124 requires more reporting to Congress both prior to the use of any “train and equip” 
authority and once such authority is in use than other proposed versions. Specifically, in addition 
to requiring a 15-day advance notice of the intended provision of authorized assistance, 
H.J.Res.124 requires the submission of both an implementation plan and an overarching strategy 
describing how the assistance program relates to other U.S. objectives and activities. The four 
congressional defense committees also would receive reprogramming requests in advance that 
would have to be approved according to DOD regulations. 
Congressional Research Service 
13 
Proposed Train and Equip Authorities for Syria: In Brief 
 
H.J.Res.124 requires the Administration to report to Congress on procedures and criteria for 
vetting at least 15 days prior to the first provision of authorized assistance. It further requires 
reporting every 90 days on the progress of authorized assistance, to include any changes in 
program operations (which presumably would include changes to vetting procedures) and any 
misuse of U.S. assistance. Under H.J.Res.124, the House and Senate Committees on Armed 
Services, Foreign Affairs/Relations, Intelligence, and Appropriations will receive the 
implementation plan, presidential strategy, and progress reports. 
The Administration’s September request would have required the Secretary of Defense to provide 
the four congressional defense committees “15 days prior to initiating a program to transfer 
defense articles or provide defense services” a report describing “the details and objectives of 
such program, including the goals of the program, a concept of operations, the amount of 
assistance to be provided, the cooperation of partner nations, the number of United States Armed 
Forces personnel involved, and other relevant details.” 
The SASC-reported FY2015 NDAA would require notice of assistance provided and foreign 
contributions accepted after the fact to “appropriate committees of Congress,” defined as the 
Armed Services, Appropriations, and Foreign Relations/Affairs Committees of the House and 
Senate. 
The SAC-reported version of the FY2015 defense appropriations bill would require the Secretary 
of Defense to provide 15 days prior to initiating a program to transfer defense articles or provide 
defense services a report to the congressional defense committees describing the details and 
objectives of the program, including its goals, a concept of operations, the amount of assistance to 
be provided, the cooperation of partner nations, the number of United States Armed Forces 
personnel involved, and other relevant details. 
Terms Related to Authorization for the Use of Military Force 
For analysis of proposals related to the Authorization for the Use of Military Force relative to the 
Islamic State, see CRS Report R43760, A New Authorization for Use of Military Force Against 
the Islamic State: Comparison of Current Proposals in Brief, by Matthew C. Weed. 
Because the Obama Administration argues that it already has constitutional and statutory 
authority for the use of force in Iraq and Syria (e.g., the President’s commander in chief and 
foreign affairs powers under the Constitution, and the 2001 and 2002 Authorizations for the Use 
of Military Force against Al Qaeda and in Iraq, or AUMFs),14 as of October, it had not requested 
additional authorization for the use of force in support of its plans to degrade and destroy the 
Islamic State organization or other terrorist entities in those countries. Several Members of 
Congress have introduced proposals to authorize the use of military force against the Islamic 
State, and the Obama Administration has said it would welcome specific authorization from 
Congress but believes that the President already has the authority he needs. 
H.J.Res.124 states that nothing in its terms should be construed to constitute a statutory 
authorization for the introduction of U.S. Armed Forces into “hostilities” or circumstances that 
                                                 
14 See Letters from the President to the Speaker of the House of Representatives and the President Pro Tempore of the 
Senate, War Powers Resolution Regarding Syria and Iraq, September 23, 2014. 
Congressional Research Service 
14 
Proposed Train and Equip Authorities for Syria: In Brief 
 
could be considered “hostilities” as defined pursuant to the War Powers Resolution.15 A similar 
formulation is included in the SAC-reported version of the FY2015 defense appropriations bill. 
During the 2011 debate over the authorization of U.S. military operations in Libya, the Obama 
Administration argued that U.S. military operations did not constitute “hostilities” for specific 
reasons. Some Members of Congress disagreed with the Administration’s arguments. 
The House-passed version of the FY2015 defense appropriations bill states “Nothing in this Act 
shall be construed as authorizing the use of force against Syria or Iran.” 
Related provisions in these bills and others are described in more detail in the table below. 
 
                                                 
15 See CRS Report R42699, The War Powers Resolution: After Thirty-Eight Years, by Richard F. Grimmett; and CRS 
Report RL31133, Declarations of War and Authorizations for the Use of Military Force: Historical Background and 
Legal Implications, by Jennifer K. Elsea and Matthew C. Weed. 
Congressional Research Service 
15 
 
Table 1. Comparison of Select “Train and Equip” Proposals for Vetted Syrians 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Authority  
None 
Secretary of Defense 
None “Notwithstanding 
any 
Secretary of Defense 
Secretary of 
Secretary of Defense 
with concurrence of 
other provision of 
authorized, with 
Defense authorized,  authorized “in 
Secretary of State 
law,” Secretary of 
concurrence of 
with concurrence 
coordination with the 
authorized “to provide 
Defense authorized, 
Secretary of State, “to 
of Secretary of 
Secretary of State to 
equipment, supplies, 
with concurrence of 
provide assistance, 
State, “to provide 
provide assistance, 
training, and defense 
Secretary of State, 
including the provision 
assistance, including 
including training, 
services to assist vetted 
“to provide 
of defense articles and 
the provision of 
equipment, supplies, and 
elements of the Syrian 
assistance, including 
defense services, to 
defense articles and 
sustainment, to 
opposition” 
the provision of 
appropriately vetted 
defense services, to 
appropriately vetted 
defense articles and 
elements of the Syrian 
appropriately 
elements of the Syrian 
defense services, to 
opposition and other 
vetted elements of 
opposition and other 
appropriately vetted 
appropriately vetted 
the Syrian 
appropriately vetted 
elements of the 
Syrian groups or 
opposition and 
Syrian groups and 
Syrian opposition and 
individuals” 
other appropriately 
individuals” 
other appropriately 
vetted Syrian 
vetted Syrian groups 
groups or 
or individuals” 
individuals” 
Interagency 
None 
“The Secretary of 
None. Authority 
requires 
Authority requires 
Authority requires 
Authority requires 
Process 
Defense shall obtain 
“concurrence” of 
“concurrence” of 
“concurrence” of 
“coordination with the 
the concurrence of the 
Secretary of State. 
Secretary of State. 
Secretary of State. 
Secretary of State” in 
Secretary of State 
general terms and on 
before providing 
submission of required 
assistance” pursuant to 
assistance plan and 
authority. 
required progress 
reports. 
CRS-16 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Purpose 
None 
“(1) Defending the 
None 
“(1) Defending the 
“(1) Defending the 
“(1) Defending the 
“(1) Defending the Syrian 
Syrian people from 
Syrian people from 
Syrian people from 
Syrian people from 
people from attacks by 
attacks by the Syrian 
attacks by the Syrian 
attacks by the Syrian 
attacks by the 
the Islamic State of Iraq 
regime. 
regime, facilitating the  regime, facilitating the 
Islamic State of Iraq 
and the Levant (ISIL), and 
provision of essential 
provision of essential 
and the Levant and 
securing territory 
(2) Protecting the 
services, and 
services, and stabilizing 
the Syrian regime, 
controlled by the 
United States, its 
stabilizing territory 
territory control ed by 
facilitating the 
opposition;  
friends and allies, and 
controlled by the 
the opposition;  
provision of 
the Syrian people from 
opposition;  
essential services, 
(2) Protecting the United 
the threats posed by 
(2) Protecting the 
and stabilizing 
States, its friends and 
terrorists in Syria. 
(2) Defending the 
United States, its friends  territory control ed  allies, and the Syrian 
United States, its 
and allies, and the Syrian 
people from the threats 
(3) Promoting the 
by the opposition;  
friends and allies, and 
people from threats 
posed by terrorists in 
conditions for a 
the Syrian people 
posed by terrorists in 
(2) Protecting the 
Syria;  
negotiated settlement 
from the threats 
Syria;  
United States, its 
to end the conflict in 
posed by terrorists in 
friends and allies, 
(3) Promoting the 
Syria.” 
Syria; and 
(3) Promoting the 
and the Syrian 
conditions for a 
conditions for a 
people from the 
negotiated settlement to 
(3) Promoting the 
negotiated settlement 
threats posed by 
end the conflict in Syria.” 
conditions for a 
to end the conflict in 
terrorists in Syria;  
negotiated settlement  Syria.” 
to end the conflict in 
(3) Promoting the 
Syria.” 
conditions for a 
negotiated 
settlement to end 
the conflict in Syria” 
CRS-17 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Vetting 
None Defines 
vetted None None 
“the 
term 
None 
“the term ‘appropriately 
Definitions 
elements as “units of 
`appropriately vetted’ as 
vetted’ means, with 
the Free Syrian Army 
used in this section shall 
respect to elements of 
and the Supreme 
be construed to mean, 
the Syrian opposition and 
Military Council, and 
at a minimum, 
other Syrian groups and 
other Syrian forces, 
assessments of possible 
individuals, at a minimum, 
groups, or individuals 
recipients for 
assessments of such 
opposed to the Syrian 
associations with 
elements, groups, and 
regime” determined by 
terrorist groups, 
individuals for 
the USG not to be U.S. 
commitment to the rule 
associations with terrorist 
designated terrorists; 
of law, opposition to 
groups, Shia militias 
and who reject 
sectarian violence, 
aligned with or supporting 
terrorism, support 
commitment to a 
the Government of Syria, 
counterterrorism and 
peaceful and democratic 
and groups associated 
nonproliferation 
Syria under civilian rule, 
with the Government of 
efforts; oppose 
and compliance with 
Iran, Such groups include, 
sectarian violence and 
section 8056 of this 
but are not limited to, the 
revenge killings; seek “a 
Act.” 
Islamic State of Iraq and 
peaceful, pluralistic, and 
the Levant (ISIL), Jabhat al 
democratic Syria that 
Nusrah, Ahrar al Sham, 
respects the human 
and other al-Qaeda 
rights and fundamental 
related groups, and 
freedoms of all its 
Hezbollah.” 
citizens,” and are 
committed to civilian 
rule, civilian control of 
the military, and the 
rule of law.  
CRS-18 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Conditions on 
None None 
Section 
10010. 
None 
None 
None 
Requires reporting 15 
Eligible 
None of the 
days prior to transfer on 
Defense 
funds made 
plans for end-use 
Articles or 
available by this 
monitoring and, inter alia, 
Services  
Act may be 
details on intended “types 
obligated or 
of training, equipment, 
expended to 
and supplies to be 
transfer man-
provided” 
portable air 
defense systems 
(MANPADS) to 
any entity in 
Syria. 
Sunset 
None 
December 31, 2018 
None 
December 31, 2018 
The earlier of passage 
The earlier of 
The earlier of CR end 
Provisions 
of FY2015 NDAA or 
passage of FY2015 
date or passage of FY2015 
September 30, 2015 
NDAA or 
NDAA. 
September 30, 
2015. 
Funding 
NA NA 
None OCO-designated 
OCO-designated 
Any OCO-
Authorizes 
Source  
‘Operation and 
`Operation and 
designated 
reprogramming of any 
Maintenance, 
Maintenance, Defense-
Department of 
OCO-designated 
Counterterrorism 
wide’ Account 
Defense Operation 
Department of Defense 
Partnerships Fund’ 
and Maintenance 
funds made available 
proposed account 
funds made 
pursuant to H.J.Res.124 
available by 
H.J.Res.124 or any 
other act. 
Availability of 
NA 
NA 
None 
Three-year Funding 
One-year Funding 
One-year Funding 
Varies by Source Account 
Funds 
CRS-19 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Spending 
None None 
None  None. 
 
$500 million cap, drawn 
None Depends 
on 
Amount Limit 
from within OCO-
reprogrammings 
Notional $500 million  designated `Operation 
approved by four 
figure in text 
and Maintenance, 
congressional defense 
accompanying 
Defense-wide’ Account 
committees. 
Counterterrorism 
Partnerships 
Fund/Syria Regional 
Stabilization Initiative 
request. 
Foreign 
None Authorizes 
acceptance 
None Authorizes Authorizes acceptance 
Authorizes 
Authorizes acceptance 
Contributions 
of contributions from 
acceptance of 
of contributions, 
acceptance of 
and retention of 
and provision of 
contributions from 
including in-kind 
contributions, 
contributions, including 
assistance to foreign 
and provision of 
assistance, from foreign 
including in-kind 
in-kind assistance, from 
governments. 
assistance to foreign 
governments.  
assistance, from 
foreign governments. 
governments. 
foreign 
Foreign contributions 
Requires notification of 
governments.  
Requires notification of 
may be used “until 
Foreign contributions 
congressional defense 
congressional defense 
expended.” 
may be used “until 
committees prior to 
Requires 
committees prior to 
expended.” 
obligation of foreign 
notification of 
obligation of foreign 
contributions. 
congressional 
contributions. 
defense committees 
prior to obligation 
Requires contributions to 
of foreign 
be OCO-designated 
contributions. 
 
BCA 
None None 
None  Yes 
Yes 
Yes 
Yes 
Exemption  
CRS-20 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Statements re:  Sec. 1254 
None. Section 
9013: 
None 
Not to be “construed 
None 
Not to be “construed to 
Authorization 
prohibits the 
to constitute a specific 
constitute a specific 
for the Use of 
“Nothing in 
use of funds 
statutory authorization” 
statutory authorization 
Military Force 
this Act shall 
made available 
for introduction of the 
for the introduction of 
be construed 
by the act “with 
United States Armed 
the United States Armed 
as authorizing 
respect to Syria 
Forces into hostilities 
Forces into hostilities or 
the use of 
in contravention 
or into situations 
into situations wherein 
force against 
of the War 
wherein hostilities are 
hostilities are clearly 
Syria or Iran.” 
Powers 
clearly indicated by the 
indicated by the 
Resolution (50 
circumstances, in 
circumstances.” 
U.S.C. 1541 et 
accordance with section 
seq.)” 
8(a)(1) of the War 
Powers Resolution” 
CRS-21 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Notification 
None 
Requires notice of 
None 
None 
15 days prior to 
15 days prior to 
15 days prior to providing 
Requirements 
assistance provided and 
initiating a program to 
initiating a program 
authorized assistance “to 
foreign contributions 
transfer defense articles 
to transfer defense 
vetted recipients for the 
accepted to 
or provide defense 
articles or provide 
first time” the Secretary 
“appropriate 
services as authorized 
defense services as 
of Defense “in 
committees of 
by this section, the 
authorized by this 
coordination with the 
Congress” defined as 
Secretary of Defense 
section, the 
Secretary of State” shall 
Armed Services, 
shall provide the 
Secretary of 
submit a report describing 
Appropriations, and 
congressional defense 
Defense shall 
the assistance plan, 
Foreign 
committees with a 
provide the 
vetting requirements and 
Relations/Affairs 
report describing the 
congressional 
procedures; and end-use 
Committees. 
details and objectives of 
defense committees  monitoring plans.  
such program, including 
with a report 
the goals of the 
describing the 
Requires the President to 
program, a concept of 
details and 
submit a report to 
operations, the amount 
objectives of such 
appropriate congressional 
of assistance to be 
program, including 
committees and House 
provided, the 
the goals of the 
and Senate leadership on 
cooperation of partner 
program, a concept 
“how such assistance fits 
nations, the number of 
of operations, the 
within a larger regional 
United States Armed 
amount of 
strategy,” to include 
Forces personnel 
assistance to be 
reporting on goals and 
involved, and other 
provided, the 
objectives, concept of 
relevant details. 
cooperation of 
operations, roles and 
partner nations, the 
contributions of partners, 
number of United 
and the number of U.S. 
States Armed 
Armed Forces personnel 
Forces personnel 
deployed. 
involved, and other 
relevant details. 
CRS-22 
 
Senate 
Appropriations 
Senate Armed 
Committee-
House-
Services 
House-Passed 
Reported FY2015 
Passed 
Committee-
FY2015 
Defense 
FY2015 
Reported FY2015 
Defense 
Appropriations 
Revised 
NDAA (H.R. 
NDAA (Section 
Appropriation 
FY2015 OCO 
(Section 9015 of H.R. 
Administration 
H.J.Res. 124/ P.L.113-
 
4435) 
1209 of S. 2410) 
(H.R. 4870) 
Request 
4870) 
Request for CR 
164 
Program 
None 
None 
None 
None 
None 
None 
90 days after the 
Oversight 
submission of assistance 
Reporting 
plan by Secretary of 
Requirements 
Defense and each 90 days 
thereafter, the Secretary 
of Defense, in 
coordination with the 
Secretary of State, shall 
provide a “progress 
report” to appropriate 
congressional committees 
and House and Senate 
leadership, to include 
changes in plan, groups 
receiving assistance, 
recruitment and 
retention, misuse or loss 
of equipment, and 
assessment of 
effectiveness. 
Appropriate 
None 
House and Senate 
None 
None 
Refers to congressional 
Refers to 
House and Senate 
Congressional 
Committees on Armed 
defense committees 
congressional 
Committees on Armed 
Committees 
Services, Foreign 
defense committees  Services, Foreign 
Defined 
Affairs/Relations, and 
Affairs/Relations, 
Appropriations 
Intelligence, and 
Appropriations. 
Source: Legislative Information Service, Administration requests to Congress, House Rules Committee website. 
 
CRS-23 
Proposed Train and Equip Authorities for Syria: In Brief 
 
 
Author Contact Information 
 
Christopher M. Blanchard 
  Amy Belasco 
Specialist in Middle Eastern Affairs 
Specialist in U.S. Defense Policy and Budget 
cblanchard@crs.loc.gov, 7-0428 
abelasco@crs.loc.gov, 7-7627 
 
 
Congressional Research Service 
24