Afghanistan: Post-Taliban Governance,
Security, and U.S. Policy

Kenneth Katzman
Specialist in Middle Eastern Affairs
July 11, 2014
Congressional Research Service
7-5700
www.crs.gov
RL30588


Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Summary
Afghan security forces have lead security responsibility throughout the country, and the United
States and its partner countries are in the process of winding down the current international
security mission by the end of 2014. A planned post-2014 mission will consist mostly of training
the Afghanistan National Security Forces (ANSF). The number of U.S. forces in Afghanistan,
which peaked at about 100,000 in June 2011, was reduced to 34,000 as of February 2014.
President Obama announced in late May 2014 that the post-2014 mission will include 9,800 U.S.
forces, shrinking by the end of 2015 to 4,900 mostly in Kabul and at Bagram Airfield. The force
will shrink to a small force of several hundred after 2016, engaged mostly in handling military
sales to Afghanistan.
The post-2014 force is contingent on Afghanistan’s signing a Bilateral Security Agreement (BSA)
with the United States. All the candidates in the April 5, 2014, presidential election publicly
support the agreement, including Dr. Abdullah Abdullah and Ashraf Ghani, who garnered enough
votes to proceed to a runoff on June 14. Preliminary runoff results released on July 7 showed
Ghani ahead by 56% to 44%, but Afghan and international officials have acknowledged there was
substantial fraud and Dr. Abdullah has said he will not recognize a Ghani victory under existing
vote certification processes. U.S. officials are attempting to broker a resolution process that would
involve auditing votes from a substantial number of polling stations. The dispute has clouded
prospects for a peaceful transfer of power to a new president by the August 2 planned date and the
signing of a U.S.-Afghanistan Bilateral Security Agreement that is required to keep U.S. forces in
Afghanistan after 2014.
Even if the election dispute is resolved, experts remain concerned that Afghan stability is at risk
from weak and corrupt Afghan governance and insurgent safe havens in Pakistan. U.S. and
partner country anti-corruption efforts in Afghanistan have yielded few concrete results. An
unexpected potential benefit to stability could come from a negotiated settlement between the
Afghan government and the Taliban and other insurgent groups. Negotiations were sporadic, but
in May 2014 produced an exchange of prisoners that included the return of U.S. prisoner of war
Sergeant Bowe Bergdahl. Afghanistan’s minorities and women’s groups fear that a settlement
might produce compromises with the Taliban that erode human rights and ethnic power-sharing.
The United States and other donors continue to fund development projects, but increasingly
delegate implementation to the Afghan government. U.S. officials assert that Afghanistan might
be able to exploit vast mineral and agricultural resources to prevent a major economic downturn
as international donors scale back their involvement. U.S. officials also seek greater Afghan
integration into regional trade and investment patterns as part of a “New Silk Road.” Persuading
Afghanistan’s neighbors, particularly Pakistan, to support Afghanistan’s stability has shown some
modest success.
Despite economic development initiatives, Afghanistan will remain dependent on foreign aid for
many years. Through the end of FY2013, the United States provided nearly $93 billion in
assistance to Afghanistan since the fall of the Taliban, of which more than $56 billion has been to
equip and train Afghan forces. The appropriated U.S. aid for FY2014 is over $6.1 billion,
including $4.7 billion to train and equip the ANSF, and the total FY2015 request is about $4.5
billion. These figures do not include funds for U.S. military operations in Afghanistan.
Administration officials have pledged to Afghanistan that economic aid requests for Afghanistan
are likely to continue roughly at recent levels through at least FY2017. See CRS Report
RS21922, Afghanistan: Politics, Elections, and Government Performance, by Kenneth Katzman.

Congressional Research Service

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Contents
Background ...................................................................................................................................... 1
From Early History to the 19th Century ..................................................................................... 1
Early 20th Century and Cold War Era ........................................................................................ 1
Soviet Invasion and Occupation Period ..................................................................................... 2
The Seven Major “Mujahedin” Parties and Their Activities ............................................... 3
Geneva Accords (1988) and Soviet Withdrawal ........................................................................ 3
The Mujahedin Government and Rise of the Taliban ................................................................ 4
Taliban Rule (September 1996-November 2001) ...................................................................... 5
U.S. Policy Toward the Taliban During Its Rule/Bin Laden Presence ................................ 6
The “Northern Alliance” Congeals...................................................................................... 6
Policy Pre-September 11, 2001 ................................................................................................. 7
September 11 Attacks and Operation Enduring Freedom.......................................................... 8
U.N. and Congressional Authorization for Use of Military Force (AUMF) ....................... 8
Major Combat Operations ................................................................................................... 8
Post-Taliban Governance Established ................................................................................. 9
U.S. and International Civilian Policy Structure ............................................................... 11
Security Policy: Transition, and Beyond ....................................................................................... 13
Who Is “The Enemy”? Taliban, Haqqani, Al Qaeda, and Others ............................................ 13
Groups: The Taliban/“Quetta Shura Taliban”(QST) ......................................................... 13
Al Qaeda/Bin Laden .......................................................................................................... 14
Hikmatyar Faction (HIG) .................................................................................................. 15
Haqqani Faction ................................................................................................................ 15
Pakistani Groups ............................................................................................................... 17
Insurgent Tactics ................................................................................................................ 17
Insurgent Financing: Narcotics Trafficking and Other Methods ....................................... 18
The U.S.-Led Military Effort: 2001-2008 ............................................................................... 18
Obama Administration Policy: “Surge” and Transition ........................................................... 19
McChrystal Assessment and December 1, 2009, Surge Announcement ........................... 20
Transition and Drawdown: Afghans in the Lead ..................................................................... 21
Afghan Forces Assume Lead Operational Role in June 2013 ........................................... 22
Post-2014 Residual Force and 2016 Exit ................................................................................ 23
Debate Over Post-2014 Security Outcomes ...................................................................... 23
Bilateral Security Agreement (BSA) ................................................................................. 25
Strategic Partnership Agreement (SPA) ............................................................................ 26
Transition Pillar: Building Afghan Forces and Establishing Rule of Law .............................. 27
Current and Post-2014 Size of the ANSF .......................................................................... 28
ANSF Top Leadership/Ethnic and Factional Considerations ............................................ 28
ANSF Funding .................................................................................................................. 29
The Afghan National Army (ANA) ................................................................................... 30
Afghan Air Force ............................................................................................................... 31
Afghan National Police (ANP) ......................................................................................... 32
Rule of Law/Criminal Justice Sector................................................................................. 34
Policy Component: Provincial Reconstruction Teams (PRTs) ................................................ 35
Cooperation With Allies .......................................................................................................... 35
Reintegration and Potential Reconciliation With Insurgents ................................................... 37
Regional Dimension ...................................................................................................................... 41
Congressional Research Service

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Pakistan ................................................................................................................................... 44
U.S.-Pakistani Cooperation on Afghanistan ...................................................................... 45
Iran ........................................................................................................................................... 46
Bilateral Government-to-Government Relations .............................................................. 46
Iranian Assistance to Afghan Militants and to Pro-Iranian Groups and Regions .............. 47
Assistance to Ethnic and Religious Factions in Afghanistan ............................................ 48
Iran’s Development Aid for Afghanistan........................................................................... 48
India ......................................................................................................................................... 48
India’s Development Activities in Afghanistan ................................................................. 49
Russia, Central Asian States, and China .................................................................................. 50
Russia/Northern Distribution Network ............................................................................. 50
Central Asian States .......................................................................................................... 51
China ................................................................................................................................. 53
Persian Gulf States................................................................................................................... 54
Saudi Arabia ...................................................................................................................... 54
UAE ................................................................................................................................... 54
Qatar .................................................................................................................................. 55
Aid and Economic Development ................................................................................................... 55
U.S. Assistance to Afghanistan ................................................................................................ 56
Aid Oversight and Conditionality ..................................................................................... 56
Aid Authorization: Afghanistan Freedom Support Act ..................................................... 57
Direct Support to the Afghan Government ........................................................................ 58
Other Donor Aid ................................................................................................................ 59
Development in Key Sectors ................................................................................................... 60
Education ........................................................................................................................... 60
Health ................................................................................................................................ 60
Roads ................................................................................................................................. 61
Bridges .............................................................................................................................. 61
Railways ............................................................................................................................ 62
Electricity .......................................................................................................................... 62
Agriculture ........................................................................................................................ 63
Telecommunications .......................................................................................................... 64
Airlines .............................................................................................................................. 65
Mining and Gems .............................................................................................................. 65
Oil, Gas, and Related Pipelines ......................................................................................... 66
Trade Promotion/Reconstruction Opportunity Zones .............................................................. 67
Residual Issues from Past Conflicts ............................................................................................... 79
Stinger Retrieval ...................................................................................................................... 79
Mine Eradication ..................................................................................................................... 79

Figures
Figure A-1. Map of Afghanistan .................................................................................................... 82
Figure A-2. Map of Afghan Ethnicities ......................................................................................... 83

Congressional Research Service

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Tables
Table 1. Afghanistan Political Transition Process .......................................................................... 10
Table 2. U.N. Assistance Mission in Afghanistan (UNAMA) ....................................................... 12
Table 3. Summary of Current U.S. Strategy and Implementation ................................................. 21
Table 4. Background on NATO/ISAF Formation and U.N. Mandate ............................................ 37
Table 5. Major Security-Related Indicators ................................................................................... 41
Table 6. Afghan and Regional Facilities Used for
Operations in and Supply Lines to Afghanistan ......................................................................... 43
Table 7. Major Reporting Requirements ........................................................................................ 69
Table 8. Comparative Social and Economic Statistics ................................................................... 70
Table 9. Major Non-U.S. Pledges for Afghanistan 2002-2012 ...................................................... 71
Table 10. U.S. Assistance to Afghanistan, FY1978-FY1998 ......................................................... 72
Table 11. U.S. Assistance to Afghanistan, FY1999-FY2001 ......................................................... 73
Table 12. Post-Taliban U.S. Assistance to Afghanistan ................................................................. 74
Table 13. Total Obligations for Major Programs: FY2001-FY2011 .............................................. 75
Table 14. NATO/ISAF Contributing Nations ................................................................................ 76
Table 15. Provincial Reconstruction Teams ................................................................................... 77
Table 16. Major Factions/Leaders in Afghanistan ......................................................................... 78

Appendixes
Appendix. U.S. and International Sanctions Lifted ....................................................................... 80

Contacts
Author Contact Information........................................................................................................... 83

Congressional Research Service

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Background
Afghanistan has a history of a high degree of decentralization, and resistance to foreign invasion
and occupation. Some have termed it the “graveyard of empires.”
From Early History to the 19th Century
Alexander the Great conquered what is now Afghanistan in three years (330 B.C.E. to 327
B.C.E), although at significant cost and with significant difficulty, and requiring, among other
steps, marriage to a resident of the conquered territory. For example, he was unable to fully pacify
Bactria, an ancient region spanning what is now northern Afghanistan and parts of the
neighboring Central Asian states. (A collection of valuable Bactrian gold was hidden from the
Taliban when it was in power and emerged from the Taliban period unscathed.) From the third to
the eighth century, A.D., Buddhism was the dominant religion in Afghanistan. At the end of the
seventh century, Islam spread in Afghanistan when Arab invaders from the Umayyad Dynasty
defeated the Persian empire of the Sassanians. In the 10th century, Muslim rulers called Samanids,
from Bukhara (in what is now Uzbekistan), extended their influence into Afghanistan, and the
complete conversion of Afghanistan to Islam occurred during the rule of the Gaznavids in the 11th
century. They ruled over a vast empire based in what is now Ghazni province of Afghanistan.
In 1504, Babur, a descendent of the conquerors Tamarlane and Genghis Khan, took control of
Kabul and then moved on to India, establishing the Mughal Empire. (Babur is buried in the Babur
Gardens complex in Kabul, which has been refurbished with the help of the Agha Khan
Foundation.) Throughout the 16th and 17th centuries, Afghanistan was fought over by the Mughal
Empire and the Safavid Dynasty of Persia (now Iran), with the Safavids mostly controlling Herat
and western Afghanistan, and the Mughals controlling Kabul and the east. A monarchy ruled by
ethnic Pashtuns was founded in 1747 by Ahmad Shah Durrani. He was a senior officer in the
army of Nadir Shah, ruler of Persia, when Nadir Shah was assassinated and Persian control over
Afghanistan weakened.
A strong ruler, Dost Muhammad Khan, emerged in Kabul in 1826 and created concerns among
Britain that the Afghans were threatening Britain’s control of India; that fear led to a British
decision in 1838 to intervene in Afghanistan, setting off the first Anglo-Afghan War (1838-1842).
Nearly all of the 4,500-person British force was killed in that war. The second Anglo-Afghan War
took place during 1878-1880.
Early 20th Century and Cold War Era
King Amanullah Khan (1919-1929) launched attacks on British forces in Afghanistan (Third
Anglo-Afghan War) shortly after taking power and won complete independence from Britain as
recognized in the Treaty of Rawalpindi (August 8, 1919). He was considered a secular
modernizer presiding over a government in which all ethnic minorities participated. He was
succeeded by King Mohammad Nadir Shah (1929-1933), and then by King Mohammad Zahir
Shah. Zahir Shah’s reign (1933-1973) is remembered fondly by many older Afghans for
promulgating a constitution in 1964 that established a national legislature and promoting
freedoms for women, including dropping a requirement that they cover their face and hair. In part,
the countryside was secured during the King’s time by local tribal militias called arbokai.
However, possibly believing that he could limit Soviet support for Communist factions in
Congressional Research Service
1

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Afghanistan, Zahir Shah also built ties to the Soviet government by entering into a significant
political and arms purchase relationship with the Soviet Union. The Soviets built large
infrastructure projects in Afghanistan during Zahir Shah’s time, such as the north-south Salang
Pass/Tunnel and Bagram airfield.
This period was the height of the Cold War, and the United States sought to prevent Afghanistan
from falling into the Soviet orbit. As Vice President, Richard Nixon visited Afghanistan in 1953,
and President Eisenhower visited in 1959. President Kennedy hosted King Zahir Shah in 1963.
The United States tried to use aid to counter Soviet influence, providing agricultural and other
development assistance. Among the major U.S.-funded projects were large USAID-led irrigation
and hydroelectric dam efforts in Helmand Province, including Kajaki Dam (see below).
Afghanistan’s slide into instability began in the 1970s, during the Nixon Administration, when the
diametrically opposed Communist Party and Islamic movements grew in strength. While
receiving medical treatment in Italy, Zahir Shah was overthrown by his cousin, Mohammad
Daoud, a military leader who established a dictatorship with strong state involvement in the
economy. Daoud was overthrown and killed1 in April 1978, during the Carter Administration, by
People’s Democratic Party of Afghanistan (PDPA, Communist party) military officers under the
direction of two PDPA (Khalq, or “Masses” faction) leaders, Hafizullah Amin and Nur
Mohammad Taraki, in what is called the Saur (April) Revolution. Taraki became president, but he
was displaced in September 1979 by Amin. Both leaders drew their strength from rural ethnic
Pashtuns and tried to impose radical socialist change on a traditional society, in part by
redistributing land and bringing more women into government. The attempt at rapid
modernization sparked rebellion by Islamic parties opposed to such moves.
Soviet Invasion and Occupation Period
The Soviet Union sent troops into Afghanistan on December 27, 1979, to prevent further gains by
the Islamic militias, known as the mujahedin (Islamic fighters). Upon their invasion, the Soviets
replaced Amin with another PDPA leader perceived as pliable, Babrak Karmal, who led the
Parcham (“Banner” ) faction of the PDPA. Kamal was part of the 1978 PDPA takeover but hd
been exiled by Taraki and Amin.
Soviet occupation forces numbered about 120,000. They were assisted by Democratic Republic
of Afghanistan (DRA) military forces of about 25,000-40,000, supplemented by about 20,000
paramilitary and tribal militia forces, including the PDPA-dominated organization called the
Sarandoy. The combined Soviet and Afghan forces were never able to pacify the outlying areas of
the country. DRA forces were consistently plagued by desertions and its effectiveness on behalf
of the Soviets was limited. The mujahedin benefited from U.S. weapons and assistance, provided
through the Central Intelligence Agency (CIA) in cooperation with Pakistan’s Inter-Service
Intelligence directorate (ISI).

1 Daoud’s grave was discovered outside Kabul in early 2008. He was reburied in an official ceremony in Kabul in
March 2009.
Congressional Research Service
2

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

The Seven Major “Mujahedin” Parties and Their Activities
The mujahedin were also relatively well organized and coordinated by seven major parties that in
early 1989 formed what they claimed was a government-in-exile—a Peshawar-based “Afghan
Interim Government” (AIG). The seven party leaders and their parties—sometimes referred to as
the “Peshawar 7”—were Mohammad Nabi Mohammadi (Islamic Revolutionary Movement of
Afghanistan); Sibghatullah Mojaddedi (Afghan National Liberation Front); Gulbuddin Hikmatyar
(Hezb-i-Islam—Gulbuddin, Islamic Party of Gulbuddin, HIG); Burhanuddin Rabbani (Jamiat-
Islami/Islamic Society); Yunus Khalis (Hezb-i-Islam); Abd-i-Rab Rasul Sayyaf (Ittihad
Islami
/Islamic Union for the Liberation of Afghanistan); and Pir Gaylani (National Islamic Front
of Afghanistan, NIFA). Mohammadi and Khalis died of natural causes in 2002 and 2006,
respectively, and Rabbani was killed in a September 20, 2011, assassination. The others are still
active in Afghan politics and governance or, in the case of Hikmatyar, fighting the Afghan
government. Sayyaf, who is politically close to Saudi Arabia, is a parliamentarian.
The mujahedin weaponry included U.S.-supplied portable shoulder-fired anti-aircraft systems
called “Stingers,” which proved highly effective against Soviet aircraft. The United States
decided in 1985 to provide these weapons to the mujahedin after substantial debate within the
Reagan Administration and some in Congress over whether they could be used effectively and
whether doing so would harm broader U.S.-Soviet relations. The mujahedin also hid and stored
weaponry in a large network of natural and manmade tunnels and caves throughout Afghanistan.
However, some warned that a post-Soviet power structure in Afghanistan could be adverse to
U.S. interests because much of the covert aid was being channeled to the Islamist groups
including those of Hikmatyar and Sayyaf.
Partly because of the effectiveness of the Stinger in shooting down Soviet helicopters and fixed
wing aircraft, the Soviet Union’s losses mounted—about 13,400 Soviet soldiers were killed in the
war, according to Soviet figures—turning Soviet domestic opinion against the war. In 1986, after
the reformist Mikhail Gorbachev became leader, the Soviets replaced Karmal with the director of
Afghan intelligence, Najibullah Ahmedzai (known by his first name). Najibullah was a Ghilzai
Pashtun, and was from the Parcham faction of the PDPA. Some Afghans say that he governed
effectively, for example in his appointment of a prime minister (Sultan Ali Keshtmand and others)
to handle administrative duties and distribute power.
Geneva Accords (1988) and Soviet Withdrawal
On April 14, 1988, Gorbachev agreed to a U.N.-brokered accord (the Geneva Accords) requiring
the Soviet Union to withdraw. The withdrawal was completed by February 15, 1989, leaving in
place the weak Najibullah government. A warming of relations moved the United States and
Soviet Union to try for a political settlement to the Afghan conflict, a trend accelerated by the
1991 collapse of the Soviet Union, which reduced Moscow’s capacity for supporting communist
regimes in the Third World. On September 13, 1991, Moscow and Washington agreed to a joint
cutoff of military aid to the Afghan combatants as of January 1, 1992, which was implemented by
all accounts.
The State Department has said that a total of about $3 billion in economic and covert military
assistance was provided by the U.S. to the Afghan mujahedin from 1980 until the end of the
Congressional Research Service
3

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Soviet occupation in 1989. Press reports say the covert aid program grew from about $20 million
per year in FY1980 to about $300 million per year during FY1986-FY1990.2 The Soviet pullout
was viewed as a decisive U.S. “victory.” The Soviet pullout caused a reduction in subsequent
covert funding and, as indicated in Table 10, U.S. assistance to Afghanistan remained at
relatively low levels after the Soviet withdrawal. There was little support for a major U.S.-led
effort to rebuild the economy and society of Afghanistan. The United States closed its embassy in
Kabul in January 1989, as the Soviet Union was completing its pullout, and it remained so until
the fall of the Taliban in 2001.
Despite the Soviet troop withdrawal in 1989, Najibullah still enjoyed Soviet financial and
advisory support and Afghan forces beat back the first post-Soviet withdrawal mujahedin
offensives—defying expectations that his government would immediately collapse after a Soviet
withdrawal. However, military defections continued and his position weakened subsequently,
particularly after the Soviets cut off financial and advisory support as of January 1, 1992, under
the agreement with the United States discussed above. On March 18, 1992, Najibullah publicly
agreed to step down once an interim government was formed. That announcement set off
rebellions by Uzbek and Tajik militia commanders in northern Afghanistan—particularly Abdul
Rashid Dostam, who joined prominent mujahedin commander Ahmad Shah Masoud of the
Islamic Society, a largely Tajik party headed by Burhannudin Rabbani. Masoud had earned a
reputation as a brilliant strategist by preventing the Soviets from conquering his power base in the
Panjshir Valley north of Kabul. Najibullah fell, and the mujahedin regime began April 18, 1992.3
The Mujahedin Government and Rise of the Taliban
The fall of Najibullah exposed the differences among the mujahedin parties. The leader of one of
the smaller parties (Afghan National Liberation Front), Islamic scholar Sibghatullah Mojadeddi,
was president during April-May 1992. Under an agreement among the major parties, Rabbani
became president in June 1992 with agreement that he would serve until December 1994. He
refused to step down at that time, saying that political authority would disintegrate without a clear
successor. That decision was strongly opposed by other mujahedin leaders, including Gulbuddin
Hikmatyar, a Pashtun, and leader of the Islamist conservative Hizb-e-Islam Gulbuddin mujahedin
party. Hikmatyar and several allied factions began fighting to dislodge Rabbani. Rabbani reached
an agreement for Hikmatyar to serve as Prime Minister, if Hikmatyar would cease the shelling
Kabul that had destroyed much of the western part of the city. However, because of Hikmatyar’s
distrust of Rabbani, he never assumed a working prime ministerial role in Kabul.
In 1993-1994, Afghan Islamic clerics and students, mostly of rural, Pashtun origin, formed the
Taliban movement. Many were former mujahedin who had become disillusioned with conflict
among mujahedin parties and had moved into Pakistan to study in Islamic seminaries
(“madrassas”) mainly of the “Deobandi” school of Islam.4 Some say this interpretation of Islam is
similar to the “Wahhabism” that is practiced in Saudi Arabia. Taliban practices were also

2 For FY1991, Congress reportedly cut covert aid appropriations to the mujahedin from $300 million the previous year
to $250 million, with half the aid withheld until the second half of the fiscal year. See “Country Fact Sheet:
Afghanistan,” in U.S. Department of State Dispatch, vol. 5, no. 23 (June 6, 1994), p. 377.
3 After failing to flee, Najibullah, his brother, and aides remained at a U.N. facility in Kabul until the Taliban
movement seized control in 1996 and hanged them.
4 The Deobandi school began in 1867 in a seminary in Uttar Pradesh, in British-controlled India, that was set up to train
Islamic clerics and to counter the British educational model.
Congressional Research Service
4

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

consonant with conservative Pashtun tribal traditions. The Taliban’s leader, Mullah Muhammad
Umar, had been a fighter in Khalis’s Hezb-i-Islam party during the anti-Soviet war—Khalis’ party
was generally considered moderate Islamist during the anti-Soviet war, but Khalis and his faction
turned against the United States in the mid-1990s. Many of his fighters, such as Mullah Umar,
followed Khalis’ lead. Umar, a low-ranking Islamic cleric, lost an eye in the anti-Soviet war.
The Taliban viewed the Rabbani government as weak, corrupt, and anti-Pashtun, and the four
years of civil war between the mujahedin groups (1992-1996) created popular support for the
Taliban as able to deliver stability. With the help of defections, the Taliban peacefully took control
of the southern city of Qandahar in November 1994. Upon that capture, Mullah Umar ordered the
opening of the Qandahar shrine containing the purported cloak used by the Prophet Mohammad;
he reportedly donned the purported cloak briefly in front of hundreds of followers.5 By February
1995, it was approaching Kabul, after which an 18-month stalemate ensued. In September 1995,
the Taliban captured Herat province, bordering Iran, and imprisoned its governor, Ismail Khan,
ally of Rabbani and Masoud, who later escaped and took refuge in Iran. In September 1996,
Taliban victories near Kabul led to the withdrawal of Rabbani and Masoud to the Panjshir Valley
(north of Kabul); the Taliban took control of Kabul on September 27, 1996. Taliban gunmen then
entered a U.N. facility in Kabul to seize Najibullah, his brother, and aides, and hanged them.
Taliban Rule (September 1996-November 2001)
The Taliban regime was led by Mullah Muhammad Umar, who held the title of Head of State and
“Commander of the Faithful.” He remained in the Taliban power base in Qandahar and made no
public speeches or appearances, although he did occasionally receive high-level foreign officials.
Al Qaeda leaders Osama bin Laden relocated from Sudan to Afghanistan, where he had been a
recruiter of Arab fighters during the anti-Soviet war, in May 1996. He at first was located in
territory in Nangarhar province controlled by Hezb-i-Islam of Yunus Khalis (Mullah Umar’s party
leader) but then had free reign in Afghanistan as the Taliban captured nearly all the territory in
Afghanistan. Umar reportedly forged a political and personal bond with Bin Laden and refused
U.S. demands to extradite him. Like Umar, most of the senior figures in the Taliban regime were
Ghilzai Pashtuns, which predominate in eastern Afghanistan. They are rivals of the Durrani
Pashtuns, who are predominant in the south.
The Taliban lost international and domestic support as it imposed strict adherence to Islamic
customs in areas it controlled and employed harsh punishments, including executions. The
Taliban authorized its “Ministry for the Promotion of Virtue and the Suppression of Vice” to use
physical punishments to enforce strict Islamic practices, including bans on television, Western
music, and dancing. It prohibited women from attending school or working outside the home,
except in health care, and it publicly executed some women for adultery. In what many consider
its most extreme action, and which some say was urged by Bin Laden, in March 2001 the Taliban
blew up two large Buddha statues carved into hills above Bamiyan city, considering them idols.

5 According to press reports in December 2012, the cloak remains in the shrine, which is guarded by a family of
caretakers who, despite professions of political neutrality, have suffered several assassinations over the years.
Congressional Research Service
5

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

U.S. Policy Toward the Taliban During Its Rule/Bin Laden Presence
The Clinton Administration opened talks with the Taliban after it captured Qandahar in 1994, and
engaged the movement after it took power. However, the Administration was unable to moderate
the Taliban’s policies and relations worsened. The United States withheld recognition of Taliban
as the legitimate government of Afghanistan, formally recognizing no faction as the government.
The United Nations continued to seat representatives of the Rabbani government, not the Taliban.
The State Department ordered the Afghan embassy in Washington, DC, closed in August 1997.
U.N. Security Council Resolution 1193 (August 28, 1998) and 1214 (December 8, 1998) urged
the Taliban to end discrimination against women. Women’s rights groups urged the Clinton
Administration not to recognize the Taliban government. In May 1999, the Senate-passed S.Res.
68 called on the President not to recognize an Afghan government that oppresses women.
The Taliban’s hosting of Al Qaeda’s leadership gradually became the Clinton Administration’s
overriding agenda item with Afghanistan. In April 1998, then-U.S. Ambassador to the United
Nations Bill Richardson and two other senior U.S. officials visited Afghanistan, but they did not
meet Mullah Umar and the Taliban refused to hand over Bin Laden. After the August 7, 1998, Al
Qaeda bombings of U.S. embassies in Kenya and Tanzania, the Clinton Administration began to
strongly pressure the Taliban to extradite him, imposing U.S. sanctions on Taliban-controlled
Afghanistan and achieving adoption of some U.N. sanctions as well. On August 20, 1998, as a
response to the Africa embassy bombings, the United States fired cruise missiles at Al Qaeda
training camps in eastern Afghanistan.6 Some observers assert that the Administration missed
several opportunities to strike bin Laden himself, including a purported sighting of him by an
unarmed Predator drone at a location called Tarnak Farm in Afghanistan in the fall of 2000.7
Clinton Administration officials said that U.S. domestic and international support for ousting the
Taliban militarily was lacking.
The “Northern Alliance” Congeals
The Taliban’s policies caused different Afghan factions to ally with the Tajik core of the anti-
Taliban opposition—the ousted President Rabbani, Ahmad Shah Masoud, and their ally in the
Herat area, Ismail Khan. Joining the Tajik factions in the broader “Northern Alliance” were
Uzbek, Hazara Shiite, and even some Pashtun Islamist factions discussed below. Virtually all the
figures mentioned remain key players in politics in Afghanistan, sometimes allied with and at
other times adversaries of President Hamid Karzai. (One key Tajik, Vice President Muhammad
Fahim, who became military commander of the Alliance after Ahmad Shah Masud on September
9, 2001, died of natural causes in March 2014. He was replaced as Vice President by another key
Alliance Tajik, former parliament speaker Yunus Qanooni.) The Soviet occupation-era parties
remain relatively intact informally, although they do not generally operate under those names.
(Detail on these figures is in CRS Report RS21922, Afghanistan: Politics, Elections, and
Government Performance
, by Kenneth Katzman.)
Uzbeks/General Dostam. One major faction was the Uzbek militia (the
Junbush-Melli, or National Islamic Movement of Afghanistan) of General Abdul
Rashid Dostam. Frequently referred to by some Afghans as one of the “warlords”

6 A pharmaceutical plant in Sudan (Al Shifa) believe to be producing chemical weapons for Al Qaeda also was struck
that day, although U.S. reviews later corroborated Sudan’s assertions that the plant was strictly civilian in nature.
7 http://www.msnbc.msn.com/id/4540958.
Congressional Research Service
6

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

who gained power during the anti-Soviet war, Dostam first joined those seeking
to oust Rabbani during his 1992-1996 presidency, but later joined him and the
other Northern Alliance factions opposed to the Taliban.
Hazara Shiites. Members of Hazara tribes, mostly Shiite Muslims, are
prominent in Bamiyan, Dai Kundi, and Ghazni provinces of central Afghanistan.
During the various Afghan wars, the main Hazara Shiite militia was Hizb-e-
Wahdat (Unity Party, composed of eight groups). In 1995, the Taliban captured
and killed Hizb-e-Wahdat’s leader Abdul Ali Mazari. One of Karzai’s vice
president’s Karim Khalili, is a Hazara. Another prominent Hazara faction leader,
Mohammad Mohaqeq, is a Karzai critic.
Pashtun Islamists/Sayyaf. Some Pashtuns joined the Northern Alliance in
opposing the Taliban. Among them was the conservative Islamist mujahedin
faction Ittihad Islami) headed by Abd-i-Rab Rasul Sayyaf. Sayyaf reportedly
viewed the Taliban as selling out Afghanistan to Al Qaeda.
Policy Pre-September 11, 2001
Throughout 2001, but prior to the September 11 attacks, Bush Administration policy differed little
from Clinton Administration policy: applying economic and political pressure on the Taliban
while retaining some dialogue with it, and refusing to militarily assist the Northern Alliance. The
September 11 Commission report said that, in the months prior to the September 11 attacks,
Administration officials leaned toward providing such aid, as well as aiding anti-Taliban Pashtun.
Additional covert options were reportedly under consideration.8 In accordance with U.N. Security
Council Resolution 1333, in February 2001 the State Department ordered the Taliban
representative office in New York closed, although Taliban representative Abdul Hakim Mujahid
continued to operate informally.9 In March 2001, Administration officials received a Taliban
envoy to discuss bilateral issues. In one significant departure from Clinton Administration policy,
the Bush Administration stepped up engagement with Pakistan to try to reduce its support for the
Taliban. At that time, there were widespread but unconfirmed allegations that Pakistani advisers
were helping the Taliban in their fight against the Northern Alliance.
Even though the Northern Alliance was supplied with Iranian, Russian, and Indian financial and
military support, the Northern Alliance nonetheless continued to lose ground to the Taliban after it
lost Kabul in 1996. By the time of the September 11 attacks, the Taliban controlled at least 75%
of the country, including almost all provincial capitals. The Alliance suffered a major setback on
September 9, 2001 (two days before, and possibly a part of, the September 11 attacks), when
Ahmad Shah Masoud was assassinated by Al Qaeda operatives posing as journalists. He was
succeeded by a top lieutenant, Muhammad Fahim, a veteran Tajik figure but who lacked
Masoud’s charisma and undisputed authority (and who died of natural causes in early 2014).

8 Drogin, Bob. “U.S. Had Plan for Covert Afghan Options Before 9/11.” Los Angeles Times, May 18, 2002.
9 Mujahid has reconciled with the current Afghan government,and serves as one of the deputy leaders of the
70-member High Peace Council on political reconciliation.
Congressional Research Service
7

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

September 11 Attacks and Operation Enduring Freedom
After the September 11 attacks, the Bush Administration decided to militarily overthrow the
Taliban when it refused a final U.S. offer to extradite Bin Laden in order to avoid military action.
President Bush articulated a policy that equated those who harbor terrorists to terrorists
themselves, and judged that a friendly regime in Kabul was needed to enable U.S. forces to
search for Al Qaeda personnel there.
U.N. and Congressional Authorization for Use of Military Force (AUMF)
The Administration sought U.N. backing for military action, although the outcome was perhaps
less clear cut than was sought. U.N. Security Council Resolution 1368 of September 12, 2001,
said that the Council “expresses its readiness to take all necessary steps to respond (implying
force) to the September 11 attacks.” This was widely interpreted as a U.N. authorization for
military action in response to the attacks, but it did not explicitly authorize Operation Enduring
Freedom to oust the Taliban. Nor did the Resolution specifically reference Chapter VII of the
U.N. Charter, which allows for responses to threats to international peace and security.
In Congress, S.J.Res. 23 (passed 98-0 in the Senate and with no objections in the House, P.L.
107-40, signed September 18, 2011), was somewhat more explicit than the U.N. Resolution,
authorizing:10 “all necessary and appropriate force against those nations, organizations, or persons
he determines planned, authorized, committed, or aided the terrorist attacks that occurred on
September 11, 2001 or harbored such organizations or persons.”
Major Combat Operations
Major combat in Afghanistan (Operation Enduring Freedom, OEF) began on October 7, 2001.
The U.S. effort initially consisted primarily of U.S. air-strikes on Taliban and Al Qaeda forces,
facilitated by the cooperation between reported small numbers (about 1,000) of U.S. special
operations forces and Central Intelligence Agency operatives. The purpose of these operations
was to help the Northern Alliance and Pashtun anti-Taliban forces by directing U.S. air strikes on
Taliban positions, for example on the Shomali plain that extends to Bagram Airfield; that airport
marked the forward positions of the Northern Alliance. In late October 2001, about 1,300 Marines
moved into Afghanistan to pressure the Taliban around Qandahar, but there were few pitched
battles between U.S. and Taliban soldiers.
The Taliban regime unraveled rapidly after it lost Mazar-e-Sharif on November 9, 2001, to forces
led by General Dostam, mentioned above.11 Northern Alliance forces—despite promises to then-
Secretary of State Colin Powell that they would not enter Kabul—did so on November 12, 2001,
to popular jubilation. The Taliban subsequently lost the south and east to U.S.-supported Pashtun
leaders, including Hamid Karzai. The Taliban regime formally ended on December 9, 2001, when
the Taliban and Mullah Umar fled Qandahar, leaving it under Pashtun tribal law.

10 Another law (P.L. 107-148) established a “Radio Free Afghanistan” under RFE/RL, providing $17 million in funding
for it for FY2002.
11 In the process, Dostam captured Taliban fighters and imprisoned them in freight containers, causing many to
suffocate. They were buried in a mass grave at Dasht-e-Laili.
Congressional Research Service
8

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Subsequently, U.S. and Afghan forces conducted “Operation Anaconda” in the Shah-i-Kot Valley
south of Gardez (Paktia Province) during March 2-19, 2002, against 800 Al Qaeda and Taliban
fighters. In March 2003, about 1,000 U.S. troops raided suspected Taliban or Al Qaeda fighters in
villages around Qandahar (Operation Valiant Strike). On May 1, 2003, then-Secretary of Defense
Rumsfeld announced an end to “major combat.”
Post-Taliban Governance Established12
The George W. Bush Administration argued that the U.S. departure from the region after the 1989
Soviet pullout allowed Afghanistan to degenerate into chaos, and that this pattern not be repeated
after the defeat of the Taliban. The Bush Administration and international partners of the United
States decided to try to dismantle local security structures and try to build a relatively strong,
democratic, Afghan central government and develop Afghanistan economically. The effort, which
many outside experts described as “nation-building,” was supported by the United Nations,
international institutions, and U.S. partners.
The Obama Administration’s strategy review in late 2009 initially narrowed official U.S. goals to
preventing terrorism safe haven in Afghanistan, but policy in some ways expanded the preexisting
nation-building effort.13 No matter how the U.S. mission has been defined, building the capacity
of and reforming Afghan governance have been consistently judged to be key to the success of
U.S. policy. These objectives have been stated explicitly in each Obama Administration policy
review, strategy statement, and report on progress in Afghanistan, as well as all major
international conferences on Afghanistan, including the NATO summit in Chicago during May
20-21, 2012, and the Tokyo donors’ conference on July 8, 2012.
The conclusion of virtually every Administration and outside assessment has been that Afghan
central governmental capacity and effectiveness has increased, but that local governance remains
weak and all levels of government are plagued by governmental corruption. U.S. assessments say
that the deficiencies in governance could jeopardize stability after the 2014 transition. Table 1
briefly depicts the process and events that led to the formation of the post-Taliban government of
Afghanistan.

12 Governance issues are analyzed in detail in CRS Report RS21922, Afghanistan: Politics, Elections, and Government
Performance
, by Kenneth Katzman.
13 Text of the released summary is at http://documents.nytimes.com/the-obama-administrations-overview-on-
afghanistan-and-pakistan.
Congressional Research Service
9

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 1. Afghanistan Political Transition Process
Interim
Formed by Bonn Agreement. Headed by Hamid Karzai, an ethnic Pashtun, but key security
Administration
positions dominated by mostly minority “Northern Alliance.” Karzai reaffirmed as leader
by June 2002 “emergency loya jirga.” (A jirga is a traditional Afghan assembly.)

Constitution
Approved by January 2004 “Constitutional Loya Jirga” (CLJ). Set up strong presidency, a
rebuke to Northern Alliance that wanted prime ministership to balance presidential
power, but gave parliament significant powers to compensate. Gives men and women
equal rights under the law, allows for political parties as long as they are not “un-Islamic;”
al ows for court rulings according to Hanafi (Sunni) Islam (Chapter 7, Article 15). Set out
electoral roadmap for simultaneous (if possible) presidential, provincial, and district
elections by June 2004. Named ex-King Zahir Shah to non-hereditary position of “Father
of the Nation;” he died July 23, 2007.

Presidential Election
Elections for president and two vice presidents, for five-year term, held October 9, 2004.
Turnout was 80% of 10.5 million registered. Karzai and running mates (Ahmad Zia
Masoud, a Tajik and brother of legendary mujahedin commander Ahmad Shah Masoud,
who was assassinated by Al Qaeda two days before the September 11 attacks, and Karim
Khalili, a Hazara) elected with 55% against 16 opponents. Second highest vote getter,
Northern Alliance figure (and Education Minister) Yunus Qanooni (16%). One female ran.
Funding: $90 million from donors, including $40 million from U.S. (FY2004, P.L. 108-106).

Parliamentary
Elections held September 18, 2005, on “Single Non-Transferable Vote” System; candidates
Elections
stood as individuals, not in party list. Parliament consists of a 249 elected lower house
(Wolesi Jirga, House of the People) and a selected 102 seat upper house (Meshrano Jirga,
House of Elders). 2,815 candidates for Wolesi Jirga, including 347 women. Turnout was
57% (6.8 million voters) of 12.5 million registered. Upper house is appointed by Karzai (34
seats, half of which are to be women), and by the provincial councils (68 seats). When
district councils are elected, they will appoint 34 of the seats. Funded by $160 million in
international aid, including $45 mil ion from U.S. (FY2005 supplemental, P.L. 109-13).

First Provincial
Provincial elections held September 18, 2005, simultaneous with parliamentary elections.
Elections/
Exact powers vague, but now taking lead in deciding local reconstruction Provincial
District Elections
council sizes range from 9 to the 29 seats on the Kabul provincial council. Total seats are
420, of which 121 held by women. 13,185 candidates, including 279 women. District
elections not held due to complexity and potential tensions of drawing district boundaries.

Second
Presidential and provincial elections were held August 20, 2009, but required a runoff
Presidential/Provincial because no candidate received over 50% in certified results. Runoff cancelled when Dr.
Elections
Abdullah dropped out. Election costs: $300 million.

Second Parliamentary Original y set for May 22, 2010; held September 18, 2010. Result disputed but dispute
Elections
resolved through Afghan negotiations that overturned results in some districts. Abdul
Raouf Ibrahimi, an ethnic Uzbek, is lower house speaker, and upper house speaker is
Muslim Yaar, a Pashtun. Next parliamentary elections are to be held in 2015.
Third
First round held on April 5, 2014, and runoff between Dr. Abdul ah Abdul ah and Ashraf
Presidential/Provincial Ghani held on June 14. Abdul ah won 45% in the first round and Karzai adviser Ashraf
Election
Ghani won about 32%. Preliminary runoff results July 7 gave Ghani a lead with 56% to
Abdullah’s 44%. Certified results were to be released July 22 and a new president sworn
in August 2, but widespread allegations of major fraud could change the outcome and
delay the certification. U.S. and U.N. officials are attempting to broker an accepted vote
certification process. For more detail, see CRS Report RS21922, Afghanistan: Politics,
Elections, and Government Performance.

Congressional Research Service
10

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy


U.S. and International Civilian Policy Structure
U.S. and international civilian officials and institutions have helped build the capacity of the
Afghan government. The U.S. embassy in Kabul, which had closed in 1989 when the Soviets
pulled out of Afghanistan and was guarded by Afghan caretakers, reopened shortly after the
Taliban was ousted in late 2001. The U.S. Ambassador and other high-ranking officials manage
U.S. economic assistance and Embassy operations and coordinate U.S. rule of law programs.
Some U.S. civilian and coalition military personnel are assigned as advisors to Afghan ministries.
At the U.S. Embassy in Kabul, Ambassador Ryan Crocker was succeeded by James Cunningham,
formerly the “deputy Ambassador,” in July 2012.
As the military aspect of U.S. involvement in Afghanistan winds down, the Administration has
sought to “normalize” its presence in Afghanistan. The State Department is planning to assume
the lead role in Afghanistan, as it did in Iraq, and all U.S. personnel will be under Embassy
authority after 2016 under the plan announced by President Obama on May 27, 2014.
Consulates Opened or Planned. In June 2010, Deputy Secretary of State William Burns formally
inaugurated a U.S. consulate in Herat. The State Department spent about $80 million on a facility
in Mazar-e-Sharif that was slated to open as a U.S. consulate in April 2012, but the site was
abandoned because of concerns about the security of the facility. A U.S. consulate there is
considered an important signal of U.S. interest in engagement with the Tajik and Uzbek
minorities of Afghanistan. Alternative locations are being considered,14 and consulates are
planned for the major cities of Qandahar and Jalalabad. The tables at the end of this report include
U.S. funding for State Department and USAID operations, including Embassy construction and
the “Embassy air wing” that transports U.S. officials and contractors around Afghanistan.
In terms of Afghan policymaking in Washington, DC, in February 2009, the Administration set up
the position of appointed “Special Representative for Afghanistan and Pakistan” (SRAP),
occupied first by Ambassador Richard Holbrooke, reporting to Secretary of State Clinton.
Holbrooke died on December 13, 2010, and that office at the State Department was led during
February 2011-November 2012 by Ambassador Marc Grossman. In May 2013, he was replaced
by Ambassador James Dobbins. Ambassador Dobbins has announced he will retire in July 2014,
but the SRAP office will remain in place for the near future, headed by deputy SRAP Dan
Feldman.
From 2009 to 2012, the U.S. civilian presence expanded dramatically to mentor and advise the
Afghan government, particularly at the local level. Since 2011, there have been about 1,300 U.S.
civilian officials in Afghanistan—up from only about 400 in 2009—of which about one-third
serve outside Kabul helping build governance at the provincial and district levels. That is up from
only 67 outside Kabul in 2009. However, the State Department is planning for a 20% reduction in
staff by the completion of the transition in 2014.
On February 7, 2010, in an effort to improve civilian coordination between the United States, its
foreign partners, and the Afghan government, the powers of the NATO “Senior Civilian
Representative” in Afghanistan were enhanced as UK Ambassador Mark Sedwill took office. This

14 Ernesto Londono. “U.S. Abandons Consulate Plan in Northern Afghanistan.” Washington Post, May 6, 2012.
Congressional Research Service
11

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

office works with U.S. military officials, officials of partner countries, and the special U.N.
Assistance Mission-Afghanistan (UNAMA, see Table 2). Since June 2013, that position has been
held by Dutch senior diplomat Maurits Jochems.
Table 2. U.N. Assistance Mission in Afghanistan (UNAMA)
The United Nations is extensively involved in Afghan governance and national building, primarily in factional conflict
resolution and coordination of development assistance. The coordinator of U.N. efforts is the U.N. Assistance
Mission in Afghanistan (UNAMA). It was headed during March 2010-December 2011 by Swedish diplomat Staffan de-
Mistura, replacing Norwegian diplomat Kai Eide. Slovakian diplomat Jan Kubis replaced him in January 2012.
U.N. Security Council Resolution 1806 of March 20, 2008, expanded UNAMA’s authority to strengthen cooperation
between the international peacekeeping force (ISAF, see below) and the Afghan government. In concert with the
Obama Administration’s emphasis on Afghan policy, UNAMA opened offices in many of Afghanistan’s 34 provinces.
On March 19, 2013, the mandate of UNAMA, was renewed for another year (until March 19, 2014) by Resolution
2096. Resolution 2096 reiterates the expanded UNAMA mandate, while noting that UNAMA and the international
community are moving to a supporting role rather than as direct deliverers of services in Afghanistan. Resolution
2096 restated UNAMA’s coordinating role with other high-level representatives in Afghanistan and election support
role, as wel as its role in reintegration of surrendering insurgent fighters through a “Salaam (Peace) Support Group”
that coordinates with Afghanistan’s High Peace Council (that is promoting reconciliation and reintegration). UNAMA
has always been involved in local dispute resolution and disarmament of local militias,
UNAMA is also playing a growing role in engaging regional actors in Afghan stability. It was a co-convener of the
January 28, 2010, and July 20, 2010, London and Kabul Conferences, respectively. Along with Turkey, UNAMA chairs
a “Regional Working Group” to enlist regional support for Afghan integration.
On development, UNAMA co-chairs the joint Afghan-international community coordination body cal ed the Joint
Coordination and Monitoring Board (JCMB), and is helping implement Afghanistan’s development strategy based on
Afghanistan’s “National Strategy for Development,” presented on June 12, 2008, in Paris. However, UNAMA’s donor
coordination role did not materialize because of the large numbers and size of donor-run projects in Afghanistan.
For more background on UNAMA, see CRS Report R40747, United Nations Assistance Mission in Afghanistan:
Background and Policy Issues
, by Rhoda Margesson.

Afghan Ambassador to the United States Sayed Tayib Jawad served as Ambassador from 2004
until his recall in August 2010. Then deputy Foreign Minister Eklil Hakimi replaced him on
February 23, 2011. Hakimi was Afghanistan’s chief negotiator of the Bilateral Security
Agreement, discussed later.
Congressional Research Service
12

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Security Policy: Transition, and Beyond15
The Obama Administration policy goal is to prevent Afghanistan from again becoming a safe
haven for terrorist organizations. The Administration has defined that goal as enabling the Afghan
government and security forces to defend the country and govern effectively and transparently.
However, President Obama defined the post-2014 mission somewhat more narrowly focused
mainly on counterterrorism in his May 27, 2014, statement on the post-2014 U.S. force posture in
Afghanistan. The U.S. security mission had already changed from combat leadership to a
“support” role on June 18, 2013. Even with Afghan forces in the lead, many of the long-standing
pillars of U.S. and NATO security strategy remain intact until the end of 2014. The United States
is partnered with 49 other countries and the Afghan government and security forces. On February
10, 2013, Marine General Joseph Dunford succeeded Lieutenant General John Allen as top U.S.
and NATO commander in Afghanistan. General John Campbell, currently Army Vice Chief of
Staff, has been nominated to succeed Dunford as the top U.S. commander in Afghanistan. After
2016, according to President Obama’s May 27 statement, U.S. military personnel in Afghanistan
will be under chief-of-mission authority.
Who Is “The Enemy”? Taliban, Haqqani, Al Qaeda, and Others
Security in Afghanistan is challenged by several armed groups, loosely allied with each other.
There is not agreement about the relative strength of insurgents in the areas where they operate.
Groups: The Taliban/“Quetta Shura Taliban” (QST)
The core insurgent faction in Afghanistan remains the Taliban movement, much of which remains
at least nominally loyal to Mullah Muhammad Umar, leader of the Taliban regime during 1996-
2001. He and those subordinates reportedly still operate from Pakistan, probably areas near the
border or near the Pakistani city of Quetta. This accounts for the term usually applied to Umar
and his aides: “Quetta Shura Taliban” (QST). In recent years, Umar has lost some of this top aides
and commanders to combat or arrest, including Mullah Dadullah, Mullah Obeidullah Akhund,
and Mullah Usmani.
Some of Umar’s inner circle has remained intact, and the 2013 release by Pakistan of several top
Taliban figures close to Umar has helped him restore the leadership circle. Mullah Abdul Ghani
Bradar, arrested by Pakistan in February 2010 for purportedly trying to engage in negotiations
with the Afghan government without Pakistani concurrence, was released in September 2013.
Other pragmatists around Umar include Noorudin Turabi, logistics expert Akhtar Mohammad
Mansoor, and head of the Taliban’s senior shura council Shahabuddin Delawar. Umar and Taliban
pragmatists reportedly blame their past association with Al Qaeda for their loss of power. Signals
of Umar’s potential for compromise have been several statements, including one on October 24,
2012, that the Taliban does not seek to regain a monopoly of power. He also was reportedly
pivotal in reaching final agreement in the May 31, 2014, release of prisoner of war Sergeant
Bowe Bergdahl, discussed further below. However, the Taliban warned Afghans not to vote in the

15 Much of the information in this section is taken from U.S. Department of Defense (DOD), “Progress Toward
Security and Stability in Afghanistan.” November 2013. http://www.defense.gov/pubs/
October_1230_Report_Master_Nov7.pdf.
Congressional Research Service
13

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

2014 presidential election process and claimed responsibility for several attacks on election-
related targets before and during the voting.
The pragmatists are facing debate from younger and reputedly hardline, anti-compromise leaders
such as Mullah Najibullah (a.k.a. Umar Khatab) and Mullah Abdul Qayyum Zakir. Zakir, a U.S.
detainee in Guantanamo Bay, Cuba, until 2007, is the top military commander of the Taliban and
purportedly believes outright Taliban victory is possible after 2014. The Taliban has several
official spokespersons, including Qari Yusuf Ahmadi and Zabiullah Mujahid. It operates a
clandestine radio station, “Voice of Shariat,” and publishes videos.
Al Qaeda/Bin Laden
U.S. officials have long considered Al Qaeda to have a minimal presence in Afghanistan itself,
and to act there as more a facilitator of rather than active fighting force. U.S. officials put the
number of Al Qaeda fighters in Afghanistan at between 50-100,16 who operate mostly in
provinces of eastern Afghanistan such as Kunar. Some of these fighters belong to Al Qaeda
affiliates such as the Islamic Movement of Uzbekistan (IMU), which is active in Faryab and
Konduz provinces. Still, there are concerns that Al Qaeda could regroup in Afghanistan if the
security situation there becomes unstable. Admiral William McRaven, head of U.S. Special
Operations Command, testified before the House Armed Services Committee on February 27,
2014, that Al Qaeda could reestablish itself in Afghanistan if all U.S. troops depart Afghanistan.
Press reports say a key Al Qaeda operative, Faruq a-Qahtani al-Qatari, is working with Afghan
militants to train a new generation of Al Qaeda members in Afghanistan in preparation for the
U.S. troop drawdown by the end of 2014.17
Until the death of Bin Laden at the hands of a U.S. Special Operations Force raid on May 1, 2011,
there had been frustration within the U.S. government with the search for Al Qaeda’s top leaders.
In December 2001, in the course of the post-September 11 major combat effort, U.S. Special
Operations Forces and CIA operatives reportedly narrowed Osama Bin Laden’s location to the
Tora Bora mountains in Nangarhar Province (30 miles west of the Khyber Pass), but Afghan
militia fighters surrounding the area did not prevent his escape into Pakistan. Some U.S. officials
later publicly questioned the U.S. decision to rely mainly on Afghan forces in this engagement.
U.S. efforts to find remaining senior Al Qaeda leaders reportedly focus on his close ally Ayman
al-Zawahiri, who is also presumed to be on the Pakistani side of the border and who was named
new leader of Al Qaeda in June 2011. CNN reported October 18, 2010, that assessments from the
U.S.-led coalition said Zawahiri was likely in a settled area, and not in a remote area. A U.S.
strike reportedly missed Zawahiri by a few hours in the village of Damadola, Pakistan, in January
2006.18 Many observers say that Zawahiri is increasingly focused on taking political advantage of
the Arab uprisings, particularly in Egypt where a Muslim Brotherhood leader, Mohammad Morsi,
became president but then was ousted by the Egyptian military in July 2013. Other senior Al
Qaeda leaders are said to be in Iran, including Sayf al Adl. Sulayman Abu Ghaith, son-in-law of
bin Laden and Al Qaeda spokesperson, was expelled by Iran in March 2013 and taken into
custody by U.S. authorities as he tried to return to his native Kuwait.

16 Text of the Panetta interview with ABC News is at http://abcnews.go.com/print?id=11025299.
17 Kimberly Dozier. “Officials: Al-Qaida Plots Comeback in Afghanistan.” Associated Press, February 28, 2014.
18 Gall, Carlotta and Ismail Khan. “U.S. Drone Attack Missed Zawahiri by Hours.” New York Times, November 10,
2006.
Congressional Research Service
14

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

U.S. efforts—primarily through armed unmanned aerial vehicles—have killed numerous other
senior Al Qaeda operatives in recent years. In August 2008, an airstrike was confirmed to have
killed Al Qaeda chemical weapons expert Abu Khabab al-Masri. Two senior operatives allegedly
involved in the 1998 embassy bombings in Africa reportedly were killed by an unmanned aerial
vehicle strike in January 2009. Three top leaders, Ilyas Kashmiri, Attiyah Abd al-Rahman, and
Abu Yahya al-Libi were killed in Pakistan by reported U.S. drone strikes in June and August 2011
and June 2012, respectively.
Hikmatyar Faction (HIG)
Another significant insurgent leader is former mujahedin party leader Gulbuddin Hikmatyar, who
leads Hizb-e-Islami-Gulbuddin (HIG). The faction received extensive U.S. support against the
Soviet Union, but turned against its mujahedin colleagues after the Communist government fell in
1992. The Taliban displaced HIG as the main opposition to the 1992-1996 Rabbani government.
HIG currently is ideologically and politically allied with the Taliban insurgents, but HIG fighters
sometimes clash with the Taliban over control of territory in HIG’s main centers of activity in
provinces to the north and east of Kabul. HIG is not widely considered a major factor on the
Afghanistan battlefield and has focused primarily on high-profile attacks. A suicide bombing on
September 18, 2012, which killed 12 persons, including 8 South African nationals working for a
USAID-chartered air service, was allegedly carried out by a female HIG member. HIG claimed
responsibility for a suicide bombing in Kabul on May 16, 2013, that killed six Americans (two
soldiers and four contractors). On February 19, 2003, the U.S. government formally designated
Hikmatyar as a “Specially Designated Global Terrorist,” under Executive Order 13224, subjecting
it to a freeze of any U.S.-based assets. The group is not designated as a “Foreign Terrorist
Organization” (FTO).
HIG is nonetheless widely considered amenable to reconciliation with Kabul. In January 2010,
Hikmatyar set conditions for reconciliation, including elections under a neutral caretaker
government following a U.S. withdrawal. On March 22, 2010, the Afghan government and HIG
representatives confirmed talks in Kabul, including meetings with Karzai, and Karzai
subsequently acknowledged additional meetings. Some close to Hikmatyar attended the
consultative peace loya jirga on June 2-4, 2010, which discussed the reconciliation issue. HIG
figures met government representatives at a June 2012 academic conference in Paris and a follow
up meeting in Chantilly, France, on December 20-21, 2012. In January 2014, Hikmatyar
reportedly told his partisans to vote in the April 5, 2014, Afghan elections—an instruction widely
interpreted as an attempt to position HIG for a future political role.
Haqqani Faction19
The “Haqqani Network,” founded by Jalaludin Haqqani, a mujahedin commander and U.S. ally
during the U.S.-backed war against the Soviet Union, is often cited by U.S. officials as a potent
threat to Afghan security. The Defense Department report on Afghan security calls the faction
“the most virulent strain of the insurgency, the greatest risk to coalition forces, and a critical
enabler of Al Qaeda.”20 Jalaludin Haqqani served in the Taliban regime (1996-2001) as Minister

19 A profile of the faction and its activities is provided in: Joshua Partlow. “In Afghan War, Haqqani Group Is
‘Resilient’ Foe.” Washington Post, May 30, 2011.
20 DOD report on Afghan stability, April 2014. p. 12.
Congressional Research Service
15

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

of Tribal Affairs, and his network has since fought against the Karzai government. The Haqqani
Network is believed closer to Al Qaeda than to the Taliban—in part because one of the elder
Haqqani’s wives is Arab. Over the past few years, he has delegated operation control to his sons
Siraj (Sirajjudin), Badruddin, and Nasruddin. Badruddin was reportedly killed in a U.S. or
Pakistani strike in late August 2012, and Nasruddin was killed near Islamabad, Pakistan, in
November 2013. The deaths of two Haqqani sons appears to support the view of those who say
the Haqqani Network’s influence in its core base of Paktia, Paktika, and Khost provinces of
Afghanistan is waning. Some prominent Afghan clans in those areas are said to have drifted from
the Haqqani orbit to focus on participating in the Afghan political process. The Haqqani Network
had about 3,000 fighters and supporters at its zenith during 2004-2010. The Haqqani Network’s
earns funds through licit and illicit businesses in Pakistan and the Persian Gulf and in controlling
parts of Khost Province.
Suggesting it has acted as a tool of Pakistani interests, the Haqqani network has targeted several
Indian interests in Afghanistan, almost all of which have been located outside the Haqqani main
base of operations in eastern Afghanistan. The network claimed responsibility for two attacks on
India’s embassy in Kabul (July 2008 and October 2009), and is considered the likely perpetrator
of the August 4, 2013, attack on India’s consulate in Jalalabad. U.S. officials also attributed to the
group the June 28, 2011, attack on the Intercontinental Hotel in Kabul; a September 10, 2011,
truck bombing in Wardak Province (which injured 77 U.S. soldiers); and attacks on the U.S.
Embassy and ISAF headquarters in Kabul on September 13, 2011.
The attacks on Indian interests and the fact that it is at least tolerated in the North Waziristan area
of Pakistan supports those who allege that it has ties to Pakistan’s Inter-Services Intelligence
Directorate (ISI), which might view the Haqqanis as a potential ally in a future Afghan political
structure. Then Joint Chiefs of Staff Chairman Mullen, following September 2011 attacks on U.S.
Embassy Kabul, testified (Senate Armed Services Committee) on September 22, 2011, that the
Haqqani network acts “as a veritable arm” of the ISI. Other senior officials issued more nuanced
versions of that assertion.
Perhaps in line with Pakistan’s shift toward accepting a political solution for the Afghan conflict,
on November 13, 2012, a top Haqqani commander said that the Haqqani Network would
participate in political settlement talks with the United States if Taliban leader Mullah Umar
decided to undertake such talks.21 A Haqqani representative reportedly was stationed at the
Taliban office in Doha, Qatar, that briefly opened on June 18, 2013. It has also been reported that
U.S. officials met with Haqqani representatives in 2011 in UAE.22
The faction’s possible participation in a settlement could potentially be complicated by its
designation as an FTO under the Immigration and Naturalization Act. In July 2010, then-top U.S.
commander in Afghanistan General David Petraeus advocated that the Haqqani network be
named as an FTO.23 Some in the State Department reportedly opposed an FTO designation
because that could create pressure to name Pakistan as a state sponsor of terrorism. A number of
Haqqani leaders had already been sanctioned as Specially Designated Global Terrorists (SDGT)
under Executive Order 13224. In the 112th Congress, S. 1959 (Haqqani Network Terrorist

21 Jibran Ahmad. “Afghan Haqqani Factions Would Consider Talks Under Taliban.” Reuters, November 13, 2012.
22 Matthew Rosenberg. “U.S. Secretly Met Afghan Militants.” Wall Street Journal, October 5, 2011.
23 Jane Perlez, Eric Schmitt, and Carlotta Gall. “Pakistan Is Said to Pursue Foothold in Afghanistan,” New York Times,
June 24, 2010.
Congressional Research Service
16

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Designation Act of 2012), enacted on August 10, 2012 (P.L. 112-168). It required, within 30 days
of enactment, an Administration report on whether the group meets the criteria for FTO
designation and an explanation of a negative decision. On September 9, 2012, the Administration
reported to Congress that the Haqqani Network meets the criteria for FTO designation and it was
so designated.
Pakistani Groups
A major Pakistani group, the Pakistani Taliban (Tehrik-e-Taliban Pakistan, TTP), primarily
challenges the government of Pakistan but also supports the Afghan Taliban. Some TTP fighters
reportedly operate from safe havens in Taliban-controlled areas on the Afghan side of the border.
Based in part on a failed bombing in New York City in May 2010 allegedly by the TTP, the State
Department designated the TTP as an FTO on September 2, 2010. Its current leader, Hakimullah
Mehsud, was named as terrorism supporting entities that day. He succeeded Baitullah Mehsud,
who was killed in a U.S. drone strike in August 2009.
Another Pakistani Islamist militant group said to be increasingly active inside Afghanistan is
Laskhar-e-Tayyiba (LET, or Army of the Righteous). LET was initially focused on operations
against Indian control of Kashmir, but reportedly is increasingly active elsewhere in South Asia
and elsewhere. The State Department has stated that the group was responsible for the May 23,
2014, attack on India’s consulate in Herat. Another Pakistan-based group that is said to be
somewhat active in Afghanistan is Lashkar-i-Janghvi—it was accused of several attacks on
Afghanistan’s Hazara Shiite community during 2011-2012.
Insurgent Tactics
As far as tactics, prior to 2011, U.S. commanders worried most about insurgent use of improvised
explosive devices (IEDs), including roadside bombs. In January 2010, President Karzai issued a
decree banning importation of fertilizer chemicals (ammonium nitrate) commonly used for the
roadside bombs, but there reportedly is informal circumvention of the ban for certain civilian
uses, and the material reportedly still comes into Afghanistan from at least two major production
plants in Pakistan. U.S. commanders have said they have verified some use of surface-to-air
missiles,24 although missiles apparently were not used in the Taliban’s downing of a U.S. Chinook
helicopter that killed 30 U.S. soldiers on August 6, 2011.
Some insurgents have used bombs hidden in turbans, which had, until October 2011, generally
not been searched out of respect for Afghan religious traditions. Such a bomb killed former
President Rabbani on September 20, 2011, as noted above. A suicide bomber who wounded then
intelligence chief Asadullah Khalid in December 2012 had explosives implanted in his body.
A major concern, particularly during 2012, has been “insider attacks” (attacks on ISAF forces by
Afghan security personnel, also known as “green on blue” attacks).25 These attacks, some of
which apparently were carried out by Taliban infiltrators into the Afghan forces, declined by late
2012 but continued to occur occasionally in 2013 and 2014.

24 Major General John Campbell, commander of RC-E, July 28, 2010, press briefing.
25 For more information on the insider attack, see CRS General Distribution memorandum “Insider Attacks in
Afghanistan,” October 1, 2012, available on request.
Congressional Research Service
17

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Insurgent Financing: Narcotics Trafficking and Other Methods26
All of the insurgent groups in Afghanistan benefit, at least in part, from narcotics trafficking.
However, the adverse effects are not limited to funding insurgents; the trafficking also
undermines rule of law within government ranks. At the same time, narcotics trafficking is an
area on which there has been progress in recent years. Fifteen of Afghanistan’s 34 provinces are
considered “poppy free” by the U.N. Office on Drugs and Crime—although that figure is down
from 17 provinces in 2012. The trafficking generates an estimated $70 million-$100 million per
year for insurgents—perhaps about 25% of the insurgents’ budgets estimated by some U.N.
accounts at about $400 million.
The Obama Administration approach focuses on promoting legitimate agricultural alternatives to
poppy growing in line with Afghan government preferences. In July 2009, the United States
ended its prior focus on eradication of poppy fields on the grounds that this practice was driving
Afghans to support the Taliban as protectors of their livelihood. One U.S. program, the “Good
Performers Initiative” (GPI), gives financial awards to provinces that succeed in reducing
cultivation. Afghan personnel continue to conduct some eradication activities, with U.S. and
NATO support. The U.S. military flies Afghan and U.S. counternarcotics agents (Drug
Enforcement Agency, DEA) on missions and evacuates casualties from counterdrug operations,
as well as assists an Afghan helicopter squadron transport Afghan counternarcotics forces. The
DEA presence in Afghanistan expanded from 13 agents in 2008 to over 100 by 2013, but will fall
by about 60% by the end of 2014.
The Bush and Obama Administrations have exercised waiver provisions to required certifications
of full Afghan cooperation needed to provide more than congressionally stipulated amounts of
U.S. economic assistance to Afghanistan. Successive appropriations have required certification of
Afghan cooperation on counternarcotics, but no funds for Afghanistan have been held up on these
grounds.
The Obama Administration has placed additional focus on other sources of Taliban funding,
including continued donations from wealthy residents of the Persian Gulf. It established a
multinational task force to combat Taliban financing generally, not limited to narcotics, and U.S.
officials have emphasized with Persian Gulf counterparts the need for cooperation. On June 29,
2012, the Administration sanctioned (by designating them as terrorism supporting entities under
Executive Order 13224) two money exchange networks (hawalas) in Afghanistan and Pakistan
allegedly used by the Taliban to move its funds earned from narcotics and other sources.
However, the sanctions prevent U.S. persons from dealing with those money exchanges, and will
likely have limited effect on the networks’ operations in the South Asia region.
The U.S.-Led Military Effort: 2001-2008
During 2002-2009, most U.S. forces were in eastern Afghanistan, leading Regional Command
East (RC-E) of the NATO/ISAF operation. The most restive provinces in RC-E have been Paktia,
Paktika, Khost, Kunar, and Nuristan. Helmand, Qandahar, Uruzgan, Zabol, Nimruz, and Dai
Kundi provinces constituted a “Regional Command South (RC-S)”—formally transferred to
NATO/ISAF responsibility on July 31, 2006. The increased U.S. troop strength in RC-S in 2009

26 For detail on the issue of Afghanistan counter-narcotics, see CRS Report R43540, Afghanistan: Drug Trafficking and
the 2014 Transition
, by Liana Rosen and Kenneth Katzman.
Congressional Research Service
18

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

and 2010—a product of the fact that most of the 2009-2010 U.S. “surge” was focused on the
south—prompted a May 2010 NATO decision to bifurcate RC-S, with the United States leading a
“southwest” subdivision (RC-SW) for Helmand and Nimruz and later taking command of both
RC-S and RC-SW. Some U.S. forces have been under German command in RC-North,
headquartered in Konduz, and Italy has led RC-West. Turkey has commanded ISAF forces in the
capital, Kabul, since 2011.
During 2001 to mid-2006, U.S. forces and Afghan troops fought relatively low levels of insurgent
violence with focused combat operations mainly in the south and east where ethnic Pashtuns
predominate. These included “Operation Mountain Viper” (August 2003); “Operation Avalanche”
(December 2003); “Operation Mountain Storm” (March-July 2004); “Operation Lightning
Freedom” (December 2004-February 2005); and “Operation Pil” (Elephant, October 2005). By
late 2005, U.S. and partner commanders considered the insurgency mostly defeated and
NATO/ISAF assumed lead responsibility for security in all of Afghanistan during 2005-2006. The
optimistic assessments proved misplaced when violence increased significantly in mid-2006.
NATO operations during 2006-2008 cleared key districts but did not prevent subsequent re-
infiltration. NATO/ISAF also tried preemptive combat and increased development work, without
durable success. As a result, growing U.S. concern took hold, reflected in such statements as one
in September 2008 by then-Joint Chiefs of Staff chairman Admiral Mike Mullen that “I’m not
sure we’re winning” in Afghanistan.
Reasons for the security deterioration included popular unrest over corruption in the Afghan
government; the absence of governance or security forces in many rural areas; the safe haven
enjoyed by militants in Pakistan; the reluctance of some NATO contributors to actively combat
insurgents; a popular backlash against civilian casualties caused by military operations; and
unrealized expectations of economic development. Even as they sought to address many of these
factors, the United States and its partners decided to respond primarily by increasing force levels.
U.S. troop levels started 2006 at 30,000 and increased to 39,000 by April 2009. Partner forces
also increased during that period to 39,000 at the end of 2009—rough parity with U.S. forces. In
September 2008, the U.S. military and NATO each began strategy reviews. These reviews were
briefed to the incoming Obama Administration.
Obama Administration Policy: “Surge” and Transition
The Obama Administration maintained that Afghanistan needed to be given a higher priority than
it was during the Bush Administration, but that the U.S. mission in Afghanistan not be indefinite.
The Administration integrated the reviews underway at the end of the Bush Administration’s into
an overarching 60-day inter-agency “strategy review,” chaired by South Asia expert Bruce Riedel
and co-chaired by then SRAP Holbrooke and then-Under Secretary of Defense for Policy Michele
Flournoy. President Obama announced a “comprehensive” strategy on March 27, 200927 that
announced deployment of an additional 21,000 U.S. forces.

27 “White Paper,” http://www.whitehouse.gov/assets/documents/Afghanistan-Pakistan_White_Paper.pdf.
Congressional Research Service
19

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

McChrystal Assessment and December 1, 2009, Surge Announcement
On May 11, 2009, then-Secretary of Defense Gates announced the replacement of General
McKiernan with General Stanley McChrystal, who headed U.S. Special Operations forces from
2003 to 2008. He assumed the command on June 15, 2009, and, on August 30, 2009, delivered a
strategy assessment that recommended that28
• the goal of the U.S. military should be to protect the population rather than to
focus on searching out and combating Taliban concentrations. Indicators of
success such as ease of road travel, participation in local shuras, and normal life
for families are more significant than counts of enemy fighters killed.
• there is potential for “mission failure” unless a fully resourced, comprehensive
counterinsurgency strategy is pursued to reverse Taliban momentum within 12-18
months. About 44,000 additional U.S. combat troops would be needed to provide
the greatest chance for his strategy’s success.
The assessment set off debate within the Administration and another policy review. Some senior
U.S. officials, such as then-Secretary of Defense Gates, were concerned that adding many more
U.S. forces could create among the Afghan people a sense of “occupation” that could prove
counterproductive. The high-level review included at least nine high-level meetings, chaired by
President Obama, who announced the following at West Point academy on December 1, 2009:29
• That 30,000 additional U.S. forces (a “surge”) would be sent to “reverse the
Taliban’s momentum” and strengthen the capacity of Afghanistan’s security
forces and government. The addition brought U.S. force levels to 100,000.
• There would be a transition, beginning in July 2011, to Afghan leadership of the
stabilization effort and a corresponding drawdown of U.S. force levels.
The Obama Administration argued that a transition to Afghan security leadership beginning in
July 2011 would compel the Afghan government to place greater effort on training its own forces.
However, Afghan and regional officials viewed the deadline as signaling a rapid decrease in U.S.
involvement.30 To address that perception, the November 19-20, 2010, NATO summit in Lisbon
decided on a gradual transition to Afghan leadership that would begin in 2011 and would be
completed by the end of 2014.
As this debate over transition timeframes was taking place, on June 23, 2010, President Obama
accepted the resignation of General McChrystal after comments by him and his staff to Rolling
Stone
magazine that disparaged several U.S. civilian policy makers on Afghanistan. General

28 Commander NATO International Security Assistance Force, Afghanistan, and U.S. Forces, Afghanistan.
“Commander’s Initial Assessment.” August 30, 2009, available at http://media.washingtonpost.com/wp-srv/politics/
documents/Assessment_Redacted_092109.pdf?.
29 President Obama speech, op. cit. Testimony of Secretary Gates, Secretary Clinton, and Admiral Mullen before the
Senate Armed Services Committee and the House Foreign Affairs Committee. December 2, 2009.
30 Commander NATO International Security Assistance Force, Afghanistan, and U.S. Forces, Afghanistan.
Commander’s Initial Assessment.” August 30, 2009, available at http://media.washingtonpost.com/wp-srv/politics/
documents/Assessment_Redacted_092109.pdf. White House. Remarks by the President In Address to the Nation on the
Way Forward in Afghanistan and Pakistan. December 1, 2009.
Congressional Research Service
20

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Petraeus was named General McChrystal’s successor; he was confirmed on June 30, 2010, and
assumed command on July 4, 2010.
Table 3. Summary of Current U.S. Strategy and Implementation
Goals: To prevent Al Qaeda from again taking root in Afghanistan.
U.S. Strategy Definition: To transfer full responsibility to the Afghan security forces by the end of 2014 and leave in
place, until the end of 2016, a residual force of mostly trainers and some Special Operations forces conducting
combat. Contingent on Afghan signature of a Bilateral Security Agreement (BSA) that grants U.S. troops immunity
from Afghan law.
Surge and then Drawdown: Fol owing the 2009 “surge,” U.S. force levels reached a high of 100,000 in mid-2011, then
fel to 90,000 by the end of 2011; to 68,000 (“surge recovery) by September 20, 2012; and to 34,000 by February
2014. Current U.S. force level is about 30,000. 9,800 forces will remain during 2015, deployed around the country,
and shrinking to about 5,000 in 2016, but limited to Kabul and Bagram Airfield. Beginning in 2017, about 1,000 military
personnel will administer arms sales and assist Afghan security ministries under chief of mission (no separate military
chain of command in country).
Long-Term Broad Engagement: A strategic partnership agreement (SPA), signed in Kabul on May 1, 2012, pledges U.S.
security and economic assistance to Afghanistan until 2024.
Reintegration and Reconciliation: To support Afghan efforts to reach a settlement with insurgent leaders.
Pakistan/Regional: To enlist Pakistan’s commitment to deny safe haven in Pakistan to Taliban and other Afghan
militants.
Economic Development: To build an economy that can be self-sufficient by 2024 by further developing agriculture,
collecting corporate taxes and customs duties, exploiting vast mineral deposits, expanding small industries, and
integrating Afghanistan into regional diplomatic and trading and investment structures.

Transition and Drawdown: Afghans in the Lead
Prior to the implementation of the U.S. “surge,” the Afghan Interior Ministry estimated (August
2009) that the Karzai government controlled about 30% of the country, while insurgents
controlled 4% (13 out of 364 districts) and influenced or operated in another 30%. Tribes and
local groups with varying degrees of loyalty to the central government controlled the remainder.
Some outside groups report higher percentages of insurgent control or influence.31 The Taliban
had named “shadow governors” in 33 out of 34 of Afghanistan’s provinces, although many
provinces in northern Afghanistan were assessed as having minimal Taliban presence.
Despite doubts about the durability of progress, the results of the surge were considered sufficient
to permit the transition to Afghan security leadership to begin on schedule in July 2011. The
transition was divided into five “tranches”—the first was announced in March 2011, the second in
November 2011, the third in May 2012, the fourth (52 districts) on December 31, 2012, and the
fifth and final tranche (91 districts along the Pakistan border) on June 18, 2013. The process of
completing the transition to Afghan responsibility takes 12-18 months.

31 http://www.nytimes.com/2010/09/12/world/asia/12afghan.html?_r=1.
Congressional Research Service
21

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Afghan Forces Assume Lead Operational Role in June 2013
The announcement of the final tranche coincided with the announcement by President Karzai and
visiting NATO Secretary General Anders Fogh Rasmussen that day (June 18, 2013) that Afghan
forces were now in the lead role throughout Afghanistan and NATO/ISAF had moved to a
supporting role. That shift in roles implemented plans discussed by President Obama on March
15, 2012, and then announced formally in a joint statement following a meeting between
President Karzai and President Obama on January 11, 2013.32 According to that statement, the
move to a support role implied that U.S. forces cease patrolling Afghan villages.
In concert with the transition to Afghan lead, there has been a gradual drawdown of U.S. forces.
Taking into account the assessment that the killing of Osama Bin Laden represented a key
accomplishment of the core U.S. mission, and financial needs to reduce the size of the U.S.
budget deficit, on June 22, 2011, President Obama announced that:
• 10,000 U.S. forces would be withdrawn by the end of 2011. That drawdown
brought U.S. force levels down to 90,000.
• 23,000 forces (the remainder of the surge forces) would be withdrawn by
September 2012. This draw-down, completed in September 20, 2012, brought
down U.S. force levels to 68,000.
In the February 12, 2013, State of the Union message, President Obama announced that U.S.
force level would drop to 34,000 by February 2014. This reduction was completed. The
remainder of the U.S. contingent that will exit by the end of 2014 deadline is being withdrawn
gradually. The U.S. force level is about 30,000 and is expected to shrink to about 22,000 by
October 31 and then to 9,800 (residual force discussed below) by the end of 2014.
In concert with the U.S. drawdown, U.S. airpower in country has been reduced, limiting the
capability to conduct strikes against insurgent positions.33 The United States has closed nearly
300 of its bases around Afghanistan, and about 80 remain as of mid-2014. The provincial
reconstruction teams (PRTs), discussed below, have mostly been turned over to Afghan
institutions. DOD is moving approximately $36 billion worth of U.S. military equipment out of
Afghanistan, including 28,000 vehicles and trailers.
Some in Congress had expressed support for winding down the U.S. involvement in Afghanistan
more rapidly than the rate implemented by the Administration. H.Con.Res. 248, requiring a
withdrawal, failed by a vote of 356 to 65 on March 10, 2010. In the 112th Congress, after the
death of Osama Bin Laden on May 1, 2011, an amendment to the defense authorization bill (H.R.
1540) requiring a plan to accelerate the transition to Afghan-lead security failed by a vote of 204-
215 on May 26, 2011. On May 25, 2011, an amendment to that same bill that would require the
withdrawal of most U.S. forces failed 123-294. A provision of the FY2013 defense authorization
bill (Section 1226 of P.L. 112-239) expresses the Sense of Congress that the United States draw
down troops at a steady pace through the end of 2014.

32 Joint Statement by President Obama and President Karzai. January 11, 2013.
33 C.J. Chivers. “Afghan Conflict Losing Air Power as U.S. Pulls Out.” New York Times, July 7, 2012.
Congressional Research Service
22

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Post-2014 Residual Force and 2016 Exit
Assessing that Afghan forces will continue to need direct military support after 2014 to prevent
the Taliban from advancing, President Obama announced on May 27, 2014, the size of the post-
2014 U.S. force and plan for an eventual U.S. military exit from Afghanistan after 2016.
According to President Obama’s May 27 announcement,34 the post-2014 force will be as follows,
contingent on Afghanistan signing the Bilateral Security Agreement discussed further below:
• The U.S. military contingent in Afghanistan is to be 9,800 in 2015, deployed in
various parts of Afghanistan, consisting mostly of trainers. The nominee to head
U.S. Special Operations Forces, Lieutenant General Joseph Votel, testified at his
confirmation hearings on July 10, 2014, that about 2,000 of the post-2014 force
will be Special Operations Forces, of which about 980 would directly support a
counterterrorism mission.35 Press reports indicate that NATO and other partner
countries will deploy an additional 4,000 troops as part of the overall “Resolute
Support Mission.” The international forces will not conduct any patrols of
Afghan territory, and the anti-Taliban mission will be completely in the hands of
the ANSF. Some of the military personnel will continue to advise the Defense
and Interior Ministries.
• As of January 1, 2016, the U.S. force will decline to 4,900 based in Kabul and at
Bagram Airfield.
• After 2016, the U.S. military presence will decline to one consistent with normal
security relations with Afghanistan—a figure assessed at about 1,000 by experts.
The forces will be under U.S. Chief-of-Mission authority and there will be no
separate U.S. or NATO military chain of command in country. The U.S. forces
will primarily protect U.S. installations and help process Foreign Military Sales
(FMS) of weaponry to Afghanistan, which includes training the Afghans on
weapons delivered.
As far as non-U.S. contributions to Resolute Support, Germany announced in late April 2013 that
it was willing to keep 600-800 forces in Afghanistan after 2014, mostly in the northern sector
where Germany now leads the international contingent. In June 2013, Italy said it would
contribute up to 800 forces. Georgia has committed about 750 forces; Australia, 450; and
Romania, 250. Turkey has said it will continue its leadership in the Kabul area beyond 2014. The
United States and its partners appear to have decided to retain NATO leadership over the post-
2014 international force.
Debate Over Post-2014 Security Outcomes
President Obama’s May 27 announcement stimulated debate over how Afghanistan will fare after
2014. U.S. and other experts and Afghan officials and parliamentarians supported the
announcement with respect to planned 2015 and 2016 force levels, but expressed concern about
the virtual complete departure of international forces after 2016. Some assert that the ANSF will
not be able to secure Afghanistan if left almost completely on its own by 2016, and that there
could be substantial Taliban gains and even a full political collapse after international forces

34 http://www.whitehouse.gov/the-press-office/2014/05/27/statement-president-afghanistan
35 Votel Pledges Support for Special Operations Forces. DOD News, July 10, 2014.
Congressional Research Service
23

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

depart. The Administration asserts that a full military departure from Afghanistan will free up
U.S. resources for anti-terrorism missions elsewhere and focus the Afghans on improving their
training and organization that they require to operate on their own after 2016.
Those who take an optimistic view of the post-2014 period often quote from recent Defense
Department reports and comments. The DOD report on security and stability in Afghanistan
released in April 2014 (covering October 1, 2013-March 31, 2014)36 assessed that the ANSF has
been able to maintain the gains made by ISAF. It repeated the assertion of the previous DOD
report that “insurgent territorial influence and kinetic capabilities have remained static.” The
report notes that the overwhelming majority of violence occurs in areas with only 25% of the
Afghan population. The report asserts that the Taliban is rejected by the population. Apparently
factoring in a residual presence into their analysis, General Dempsey and General Dunford said in
early 2013 that the Taliban will be a persistent, though not an “existential” threat, over the longer
term. The nominee to replace General Dunford, General John Campbell, testified at his
confirmation hearings before the Senate Armed Services Committee on July 10, 2014, that “I
have confidence in the strength of the Afghan security forces. They’ve held strong despite
significant casualties during the 2013 and 2014 fighting seasons.”37
On the other hand, some other U.S. agencies and U.S.-funded reports have been less optimistic. A
reported National Intelligence Estimate, the findings of which were reported in late December
2013, assesses that, even with continued international force support, Afghan security is likely to
erode significantly by 2017 as both insurgents and pro-government faction leaders increase their
geographic and political influence.38 Some U.S. officials were quoted as disagreeing with the NIE
findings. A report by the Center for Naval Analyses, mandated by the FY2013 National Defense
Authorization Act, entitled “Independent Assessment of the Afghan National Security Forces,”
released February 2014, says, “We conclude that the security environment in Afghanistan will
become more challenging after the drawdown of most international forces in 2014, and that the
Taliban insurgency will become a greater threat to Afghanistan’s stability in the 2015-2018
timeframe than it is now.”39
Recent events also indicate the difficulties the ANSF faces as they try to keep the Taliban at bay
with decreasing international support. As of early 2013, some ANSF units have been entering into
local ceasefires with Taliban forces in restive areas of Afghanistan. The Taliban has been able to
challenge the ANSF in several districts of northern Helmand province in mid-2014, particularly
the Sangin district. In late June 2014, about 600 Taliban fighters attacked government forces in
several districts, making some gains. In early July 2014, attacks killed eight members of the
Afghan air force in Kabul, and Taliban fighters attempted to storm provincial governance and
security offices in the key city of Qandahar. The United Nations announced on July 9, 2014, that
civilian casualties in Afghanistan surged in the first half of 2014 to their highest level since 2009.
Many experts agree that factional militias will reorganize to deter or prevent Taliban gains as the
international force presence diminishes. Herat leader Ismail Khan reportedly has already begun
taking steps to reorganize his Soviet and Taliban-era militia. Prior to his death in March 2014,
then Vice President Muhammad Fahim discussed potentially reconstituting the Northern Alliance

36 http://www.defense.gov/pubs/April_1230_Report_Final.pdf
37 Campbell: ISAF ‘Brought Hope’ to Afghan People. DOD News, July 10, 2014.
38 Ernesto Londono et al. “Grim Future Seen for Afghanistan.” Washington Post, December 29, 2013.
39 http://www.cna.org/sites/default/files/research/CNA%20Independent%20Assessment%20of%20the%20ANSF.pdf.
Congressional Research Service
24

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

force in anticipation of the need to assist Afghan government forces against the Taliban. Prior to
joining the candidacy of Ashraf Ghani in the April 5 presidential election, Uzbek leader Dostam
also reportedly was trying to reorganize his loyalists in northern Afghanistan. These and similar
moves could spark ethnic and communal conflict from an all-out struggle for power and a
reversion to Afghan rule by faction leaders rather than elected leaders.
Bilateral Security Agreement (BSA)
The post-2014 U.S. military presence is contingent on signature of the BSA. U.S. officials and
commanders have expressed concern that the dispute over the Afghan presidential election could
delay the signature further and complicate U.S. and partner country planning for the post-2014
security mission. A similar agreement between Afghanistan and post-2014 NATO force
contributors will likely be modeled on the U.S.-Afghanistan BSA. The outcome of the
presidential election is key, because President Karzai has refused to sign the BSA even though
Afghanistan and the United States finalized the text in November 2013. Both of Karzai’s possible
successors, Dr. Abdullah Abdullah and Ashraf Ghani, have pledged to sign the BSA.
The United States has asserted that all substantive issues in the BSA have been resolved. During
an October 11-12, 2013, visit to Afghanistan, Secretary of State John Kerry and President Karzai
announced that they had resolved U.S.-Afghan differences on the key issues of U.S. operations
authority and security guarantee.40 Karzai apparently relented on the demand that the United
States protect Afghanistan from Pakistan, and the United States reportedly agreed to coordinate
with the Afghan security forces on post-2014 anti-Al Qaeda operations. Karzai stated that the
decision on legal immunities for U.S. forces in Afghanistan—a non-negotiable U.S.
requirement—would be placed before the Afghan National Assembly (parliament) and a special
loya jirga—a traditional Afghan assembly composed of about 2,500 notables convened to
consider major issues. As the loya jirga began to convene on November 21, 2013, Secretary
Kerry announced that the two sides had finalized all points of the BSA. The loya jirga concluded
on November 24, 2013, with a decision to authorize Karzai to sign the agreement.41 However,
Karzai asserted that stipulations were still needed in the BSA to prevent U.S. troops from raiding
Afghan homes, either on foot or by remotely piloted vehicle; that the 20 or so Afghans in
detention at the U.S. facility in Guantanamo Bay be returned to Afghanistan; and that the United
States facilitate a political settlement with the Taliban.
He subsequently refused to sign on the grounds that the signature be left to his successor who will
have to implement it. Karzai might have also been trying to address domestic pressure from those
who see the BSA as a forfeiture of Afghan sovereignty; pressure from Iran not to have U.S. forces
in the region; possible concerns that signing the document would immediately render Karzai
irrelevant to international powers. Karzai might have also perceived that refusing to sign the
agreement would induce the Taliban to negotiate a political solution.


40 Anne Gearan. “U.S., Afghanistan Reach Post-2014 Security Accord.” Washington Post, October 13, 2013.
41 Tim Craig. “Afghan Elders Press Karzai to Sign the Pact.” Washington Post, November 25, 2013.
Congressional Research Service
25

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Strategic Partnership Agreement (SPA)
The BSA discussed above is being negotiated pursuant to the broader “Strategic Partnership
Agreement” (SPA) signed by President Obama and President Karzai in Afghanistan on May 1,
2012. That broad agreement signaled that the United States is committed to Afghan stability and
development for many years after the transition is complete. The SPA was completed after more
than one year of negotiations that focused on resolution of two disagreements in particular—
Afghan insistence on control over detention centers and a halt to or control over nighttime raids
on insurgents by U.S. forces. The SPA agreement also demonstrated U.S.-Afghan ability to
overcome public Afghan discomfort over such issues as the March 2011 burning of a Quran by a
Florida pastor; the mistaken burning by U.S. soldiers of several Qurans on February 20, 2012;
and the March 11, 2012, killing of 16 Afghans by a U.S. soldier, Sergeant Robert Bales, who was
arrested and tried in the United States. On September 17, 2012, several hundred Afghans
demonstrated near a U.S.-Afghan training facility east of Kabul city (Camp Phoenix) to protest a
video made in the United States, “The Innocence of Muslims.” About 40 Afghan police
reportedly were wounded preventing the crowd from reaching the facility.
The strategic partnership agreement represents a broad outline of the post-2014 relationship, with
details to be filled in subsequently. It has a duration of 10 years. The major provisions include the
following:42
• A commitment to continue to foster U.S.-Afghan “close cooperation” to secure
Afghanistan. This strongly implies, but does not state outright, that U.S. troops
will remain in Afghanistan after 2014, and no troop numbers are mentioned in the
document. The document provides for negotiations on the Bilateral Security
Agreement, discussed above.
• The U.S. Administration will request appropriations to provide training and arms
to the Afghan security forces. The agreement does not stipulate dollar amounts or
which systems are to be provided.
• The United States will designate Afghanistan as a “Major Non-NATO Ally,” a
designation reserved for close U.S. allies. In keeping with that pledge, on July 7,
2012, then-Secretary Clinton stopped in Afghanistan and announced that
designation. It opens Afghanistan to receive (sale, donation) U.S. weaponry of
the same level of sophistication as that sold to U.S. NATO allies, and facilitates
provision of training and funds to leasing defense articles.
• There will be no “permanent” U.S. bases or the use of Afghan facilities for use
against neighboring countries, but the agreement would apparently allow long-
term U.S. use of Afghan facilities. Over the past several years, successive
National Defense Authorization Acts have contained a provision explicitly
prohibiting the U.S. establishment of permanent bases in Afghanistan.
• The Administration will request economic aid for Afghanistan for the duration of
the agreement (2014-2024). No amounts were specified in the document. The
Afghan government reportedly wanted a $2 billion per year commitment written
into the agreement but the United States told Afghanistan that amounts can only
be determined through the appropriations process.

42 The text is at http://www.whitehouse.gov/sites/default/files/2012.06.01u.s.-afghanistanspasignedtext.pdf.
Congressional Research Service
26

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

In October 2011, Karzai called a loya jirga to endorse the concept of the SPA as well as his
insistence on Afghan control over detentions and approval authority for U.S.-led night raids. A
November 16-19, 2011, traditional loya jirga (the jirga was conducted not in accordance with the
constitution and its views are therefore non-binding), consisting of about 2,030 delegates, gave
Karzai the approvals he sought, both for the pact itself and his suggested conditions. The final
SPA was ratified by the Afghanistan National Assembly on May 26, 2012, by a vote of 180-4.
The SPA replaced an earlier, more limited strategic partnership agreement established on May 23,
2005, when Karzai and President Bush issued a “joint declaration.”43 The declaration provided for
U.S. forces to have access to Afghan military facilities, in order to prosecute “the war against
international terror and the struggle against violent extremism.” Karzai’s signing of the
declaration was supported by the 1,000 Afghan representatives on May 8, 2005, at a consultative
jirga in Kabul. The jirga supported an indefinite presence of international forces to maintain
security but urged Karzai to delay a firm decision to request such a presence.
Transition Pillar: Building Afghan Forces
and Establishing Rule of Law

Key to the post-2014 security of Afghanistan is the effectiveness of the Afghan National Security
Forces (ANSF), consisting primarily of the Afghan National Army (ANA) and Afghan National
Police (ANP). Analysis of ANSF strengths and weaknesses is contained in the semi-annual DOD
reports on Afghanistan stability and the Center for Naval Analyses study released in February
2014, referenced earlier.44
The ANSF is in the lead on more than 90% of all operations and bears the overwhelming number
of coalition casualties. The ANSF has lost no significant amount of territory to the insurgency,
according to the DOD report referenced above, although the report notes that U.S. officials are
evaluating the effect of certain “ceasefires” the ANSF has reached with insurgents in certain
places. As noted above, ANSF performance was widely credited for limiting insurgent violence
during the April 5, 2014, election. The ANSF is still supported by international forces, and its
performance in an environment of diminishing international involvement remains in question.
Among the major concerns about the ANSF is that about 35% of the force does not reenlist each
year, meaning that about one-third of the force must be recruited to replenish its ranks. Many
believe that the force has been expanded too quickly to allow for thorough vetting or for
recruitment of the most qualified personnel. Many units also suffer from a deficiency of
weaponry, spare parts, and fuel, although those shortfalls are ebbing, according to DOD.
U.S. commanders frequently note concerns about the ANSF’s deficiency of logistical capabilities,
such as airlift, medical evacuation, resupply, and other associated functions. It is these
deficiencies that are a particular focus of U.S. planning for the post-2014 period. Some of the
deficiency throughout the ANSF is due to illiteracy, which prompted an increasing focus on (and
about $200 million in funding for) providing literacy training. The goal was to have all ANSF
have at least first-grade literacy, and half to have third-grade literacy, by the end of 2014. While

43 See http://merln.ndu.edu/archivepdf/afghanistan/WH/20050523-2.pdf.
44 http://www.cna.org/sites/default/files/research/CNA%20Independent%20Assessment%20of%20the%20ANSF.pdf.
Congressional Research Service
27

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

literacy in the ANSF has been improved by the program, the SIGAR reported in January 2014
that these targets might be unrealistic.
U.S. forces, along with partner countries and contractors, continue to train the ANSF. In February
2010, the U.S.-run “Combined Security Transition Command-Afghanistan” (CSTC-A) that ran
the training was subordinated to the broader NATO Training Mission—Afghanistan (NTM-A).
CSTC-A’s mission was reoriented to building the capacity of the Afghan Defense and Interior
Ministries, and to provide resources to the ANSF.
Current and Post-2014 Size of the ANSF
On January 21, 2010, the joint U.N.-Afghan “Joint Coordination and Monitoring Board” (JCMB)
agreed that, by October 2011, the ANA would expand to 171,600 and the ANP to about 134,000,
(total ANSF of 305,600). Both forces reached that level by September 2011. In August 2011, a
larger target size of 352,000 (195,000 ANA and 157,000 ANP) was set, to be reached by
November 2012. The gross size of the force reached approximately that level by the end of
September 2012, and remain at levels just below those targets. That figure does not include the
approximately 30,000 local security forces discussed below. A higher ANSF target level of
378,000 was not adopted because of the concerns about the Afghan ability to sustain so large a
force. About 1,700 women serve in the ANSF, of which about 1,370 are police.
In the run-up to the May 20-21, 2012, NATO summit in Chicago, which focused on long-term
financial and military sustainment of the ANSF, there was initial agreement to reduce the total
ANSF to 228,500 by 2017. However, based on assessments of the difficulty of securing
Afghanistan, the February 21, 2013, NATO meeting reversed that decision.
ANSF Top Leadership/Ethnic and Factional Considerations
In the immediate aftermath of the 2001 ousting of the Taliban regime, Northern Alliance figures
took key security positions and weighted recruitment for the new ANSF toward ethnic Tajiks.
Many Pashtuns, in reaction, refused recruitment, but the naming of a Pashtun, Abdul Rahim
Wardak, as Defense Minister in December 2004, mitigated that difficulty. The problem was
further alleviated with better pay and more close involvement by U.S. forces, and that the force is
ethnically integrated in each unit and has become representative. According to recent DOD
reports, the overall ANSF force is now roughly in line with the ethnic composition of
Afghanistan, although Tajiks are still slightly overrepresented in the command ranks.
Until 2010, the chief of staff of the ANA was General Bismillah Khan, a Tajik and former
Northern Alliance commander. He was replaced by a Pashtun, Lieutenant General Sher
Mohammad Karimi. Khan then served as Interior Minister until his ouster by the National
Assembly in August 2012; in that position, he reportedly promoted his Tajik allies to key Interior
Ministry and ANP positions. In September 2012, Karzai appointed Khan as Defense Minister, and
Khan has earned U.S. and partner country praise for his performance as Defense Minister, to date.
The same day he appointed Khan, Karzai appointed professional police commander General
Ghulam Mojtaba Patang as Interior Minister. Patang entered his position with high respect as the
first professional officer to be appointed to the top police slot. The National Assembly voted to
remove him in July 2013 for failing to improve security along the Kabul-Qandahar highway.
Karzai replaced him on September 1, 2013, with Umar Daudzai, Karzai’s former chief of staff, a
Congressional Research Service
28

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Pashtun, who was serving as Ambassador to Pakistan. A highly respected Tajik figure, Kabul
police chief General Mohammad Ayub Salangi, was simultaneously appointed deputy Interior
Minister.
Also in September 2012, Karzai named as intelligence director (National Directorate of Security,
NDS) Asadullah Khalid, former Qandahar governor and a close Karzai ally, replacing
Rehmatullah Nabil. Khalid was wounded by a potential assassin in December 2012. His
predecessor, Nabil, was returned to the post on September 1, 2013.
ANSF Funding
On the assumption that the post-2014 ANSF force would shrink to 228,000, it was determined
that sustaining a force that size would cost $4.1 billion annually. The United States pledged $2.3
billion yearly; the Afghan government pledged $500 million yearly; and allied contributions
constituted the remaining $1.3 billion. The Afghan contribution is to rise steadily until 2024, at
which time Afghanistan is expected to fund its own security needs. However, the apparent U.S.
and NATO decision to keep the ANSF force at 352,000 produced revised funding requirement
levels of about $6 billion per year. Revised donor pledges to fund the force at that level have not
been announced.
Even the $4.1 billion figure was considered difficult to raise. The GAO estimated in February
2013 that there was a $600 million per year discrepancy between allied donor pledges and the
$1.3 billion requirement. The specific known yearly pledges have included Germany ($190
million per year), Britain ($110 million per year), and Australia ($100 million per year). Other
countries that are confirmed to have made pledges, but of unspecified amounts, include Denmark,
Italy, Estonia, and the Netherlands. The Special Inspector General for Afghanistan Reconstruction
(SIGAR) issued an audit in October 2012 saying the Afghan government will have major
difficulty meeting its obligations to fund the force as donor countries wind down their
involvement.45 According to a SIGAR audit (13-4), CSTC-A plans to provide about $1 billion
directly to the Afghan government during 2013-2019 to pay for fuel for the ANSF.
The U.S. costs to train and equip the ANSF are provided in the aid tables at the end of this report.
As of FY2005, the security forces funding has been DOD funds, not State Department funds
(Foreign Military Financing, FMF).
NATO Trust Fund for the ANA
In 2007 ISAF set up a trust fund for donor contributions to fund the transportation of equipment
donated to and the training of the ANA; the mandate was expanded in 2009 to include
sustainment costs. In November 2010 a further expansion was agreed on to support literacy
training for the ANA. As of March 2014, donor contributions and pledges to the ANA Trust Fund
total about $855 million. U.S. funding for the ANA is provided separately, not through this fund.

45 http://www.sigar.mil/pdf/audits/2012-10-30audit-13-1.pdf.
Congressional Research Service
29

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Law and Order Trust Fund for the ANP
There is also a separate “Law and Order Trust Fund for Afghanistan” (LOTFA), run by the U.N.
Development Program (UNDP), which is used to pay the salaries of the ANP and other police-
related functions. The United States donates to that fund, for the purpose of paying ANP salaries
and food costs. From 2002 to 2012, donors contributed $2.75 billion to the Fund, of which the
United States contributed about $1 billion. Japan’s 2009 pledge to pay the expenses of the Afghan
police for at least six months (about $125 million for each six month period) is implemented
through the LOTF. The EU pledged $175 million for the fund from January 2011 to March 2013.
South Korea contributes about $100 million per year to the fund.
In May 2012, there were reports of misfeasance at the fund. UNDP began to investigate the
allegations and immediately terminated the contracts of three personnel and placed two others on
administrative leave. UNDP is continuing to investigate the issue.
Other Bilateral Donations
The DOD reports discuss other bilateral donations to the ANSF, both in funds and in arms and
equipment donations. There is a “NATO Equipment Donation Program,” through which donor
countries supply the ANSF with equipment. Since 2002, about $2.9 billion in assistance to the
ANSF has come from these sources.
There is also a NATO-Russia Council Helicopter Maintenance Trust Fund. Launched in March
2011, this fund provides maintenance and repair capacity to the Afghan Air Force helicopter fleet,
much of which is Russian-made.
The Afghan National Army (ANA)
The Afghan National Army has been built “from scratch” since 2002—it is not a direct
continuation of the national army that existed from the 1880s until the Taliban era. That army
disintegrated entirely during the 1992-1996 mujahedin civil war and the 1996-2001 Taliban
period. Some officers who served prior to the Taliban have joined the ANA.
The ANA now plans and leads almost all combat operations—including many completely on its
own with no U.S. or international input. The commando forces of the ANA, trained by U.S.
Special Operations Forces, and numbering about 5,300, are considered well-trained and are
taking the lead in some operations against high-value targets.
There is a problem of absenteeism within the ANA because soldiers do not serve in their
provinces of residence. Many in the ANA take long trips to their home towns to remit funds to
their families, and often then return to the ANA after a long absence. However, that problem has
eased somewhat in recent years because almost all of the ANA is now paid electronically. The
FY2005 foreign aid appropriation (P.L. 108-447) required that ANA recruits be vetted for
terrorism, human rights violations, and drug trafficking.
To assist its performance, the United States is attempting to better equip the ANA. Approximately
$2.7 billion worth of vehicles, weapons, equipment, and aircraft were provided during August
2011-March 2012. The United States is also helping the ANSF build up an indigenous weapons
production capability. However, in line with U.S. efforts to cut costs for the ANSF, the Defense
Congressional Research Service
30

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Department reportedly plans shifted in 2013 from providing new equipment to maintaining
existing equipment.
The United States has built five ANA bases: Herat (Corps 207), Gardez (Corps 203), Qandahar
(Corps 205), Mazar-e-Sharif (Corps 209), and Kabul (Division HQ, Corps 201, Air Corps).
Coalition officers conduct heavy weapons training for a heavy brigade as part of the “Kabul
Corps,” based in Pol-e-Charki, east of Kabul. U.S. funds are being used to construct a new
Defense Ministry headquarters in Kabul at a cost of about $92 million.
Afghan Air Force
Equipment, maintenance, and logistical difficulties continue to plague the Afghan Air Force, and
it remains mostly a support force for ground operations rather than a combat-oriented force.
However, the Afghan Air Force has been able to make ANA units nearly self-sufficient in airlift.
The force is a carryover from the Afghan Air Force that existed prior to the Soviet invasion, and
is expanding gradually after its equipment was virtually eliminated in the 2001-2002 U.S. combat
against the Taliban regime. It has about 6,300 personnel of a target size of about 8,000 by 2016.
There are five female Afghan Air Force personnel; four arrived in the United States in July 2011
for training as military helicopter pilots.
The Afghan Air Force has about 100 aircraft including gunship, attack, and transport
helicopters—of a planned fleet of 140 aircraft. Because the Afghan Air Force has familiarity with
Russian helicopters and other equipment, the post-2014 Afghan Air Force is adding to its
inventory of about 60 Mi-17 helicopters. Defense Department officials planned to buy the force
another 45 Mi-17 helicopters, via the Russian state-owned Rosoboronexport arms sales agency at
a cost of about $572 million and delivery by the end of 2014. However, separate House and
Senate letters to the Administration, with a total of nearly 100 Member signers, called on the
Defense Department to cancel the purchase because Rosoboronexport is the top supplier to the
government of President Bashar Al Assad of Syria. Perhaps in response, DOD announced in
November 2013 that it would not buy the 15 Mi-17s slated to be bought in FY2014, but would go
ahead with the buy of 30 Mi-17s that used FY2013 funds.46
Among other U.S.-funded purchases, the Brazilian firm Embraer has been contracted by DOD to
provide 20 Super Tucano turboprop aircraft to the force. U.S. plans do not include supply of
fixed-wing combat aircraft such as F-16s, which Afghanistan wants as part of a broader request
for the United States to augment Afghan air capabilities, according to U.S. military officials.
There is a concern that Afghanistan will not soon have the capability to sustain operations of an
aircraft as sophisticated as the F-16.
Afghanistan also is seeking the return of 26 aircraft, including some MiG-2s that were flown to
safety in Pakistan and Uzbekistan during the past conflicts in Afghanistan. In 2010, Russia and
Germany supplied MI-8 helicopters to the Afghan Air Force.

46 Politico. November 18, 2013.
Congressional Research Service
31

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Afghan National Police (ANP)
U.S. and Afghan officials believe that building up a credible and capable national police force is
at least as important to combating the insurgency as building the ANA. The DOD reports on
Afghanistan contain substantial detail on U.S.-led efforts to continue what it says are “significant
strides [that] have been made in professionalizing the ANP.” However, many outside assessments
of the ANP are disparaging, asserting that there is rampant corruption to the point where citizens
mistrust and fear the ANP. Among other criticisms are a desertion rate far higher than that of the
ANA; substantial illiteracy; involvement in local factional or ethnic disputes because the ANP
works in the communities its personnel come from; and widespread use of drugs. It is this view
that has led to consideration of stepped up efforts to promote local security solutions such as
those discussed above. About 2,000 ANP are women, and on January 16, 2014—for the first
time—a woman was appointed as a district police commander.
The United States and Afghanistan have worked to correct long-standing deficiencies. Some U.S.
commanders credit a November 2009 doubling of police salaries (to $240 per month for service
in high combat areas), and the streamlining and improvement of the payments system for the
ANP, with reducing the solicitation of bribes by the ANP. The raise also stimulated an eightfold
increase in recruitment. Others note the success, thus far, of efforts to pay police directly (and
avoid skimming by commanders) through cell phone-based banking relationships (E-Paisa, run
by Roshan cell network).
The ANP is increasingly being provided with heavy weapons and now have about 5,000 armored
vehicles countrywide. Still, most police units lack adequate ammunition and vehicles. In some
cases, equipment requisitioned by their commanders is being sold and the funds pocketed by the
police officers.
A component of the ANP is the Afghan National Civil Order Police (ANCOP). As of mid-2014,
the ANCOP force, which numbers over 14,000, is used to clear areas during counterinsurgency
operations. The ANCOP force is considered effective because it deploys nationally and is less
susceptible to local power brokers than are other ANP units.
The U.S. police training effort was first led by State Department/INL, but DOD took over the lead
in police training in April 2005. A number of early support programs, such as the auxiliary police
program attempted during 2005, were discarded as ineffective. It was replaced during 2007-2011
with the “focused district development” program in which a district police force was taken out
and retrained, its duties temporarily performed by more highly trained ANCOP. Police training
includes instruction in human rights principles and democratic policing concepts, and the State
Department human rights report on Afghanistan, referenced above, says the government and
observers are increasingly monitoring the police force to prevent abuses.
Supplements to the National Police: Afghan Local Police (ALP) and
Other Local Forces

In 2008, the failure of several police training efforts led to a decision to develop local forces to
protect their communities. Until then, U.S. military commanders opposed assisting local militias
anywhere in Afghanistan for fear of re-creating militias that commit abuses and administer
arbitrary justice. However, the urgent security needs in Afghanistan caused General Petraeus and
his successors to expand local security experiments, based on successful experiences in Iraq and
Congressional Research Service
32

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

after designing mechanisms to place them firmly under Afghan government (mainly Ministry of
Interior) control. Among these initiatives are the following:
Village Stability Operations/Afghan Local Police (ALP). The Village Stability
Operations (VSO) concept began in February 2010 in Arghandab district of
Qandahar Province when U.S. Special Operations Forces organized about 25
villagers into an armed neighborhood watch group. The pilot program was
expanded into a joint Afghan-U.S. Special Operations effort in which 12-person
teams from these forces lived in communities to help improve governance,
security, and development. An outgrowth of the VSO was the Afghan Local
Police (ALP) program in which the U.S. Special Operations Forces set up and
trained local security organs of about 300 members each. These local units are
under the control of district police chiefs and each fighter is vetted by a local
shura as well as Afghan intelligence. The latest DOD report says there are about
26,600 ALP now operating nationwide. However, the ALP program has been
cited by Human Rights Watch and other human rights groups for killings, rapes,
arbitrary detentions, and land grabs. The allegations triggered a U.S. military
investigation that substantiated many of those findings, although not the most
serious of the allegations.47 In May 2012, Karzai ordered one ALP unit in
Konduz disbanded because of its alleged involvement in a rape there.
• The ALP initiative was also adapted from another program, begun in 2008,
termed the “Afghan Provincial Protection Program” (APPP, commonly called
“AP3”), funded with DOD (CERP) funds. The APPP got underway in Wardak
Province (Jalrez district) in early 2009 with 100 in May 2009. It was
subsequently expanded to 1,200 personnel. U.S. commanders said no U.S.
weapons were supplied to the militias, but the Afghan government provided
weapons (Kalashnikov rifles) to the recruits, possibly using U.S. funds.
Participants in the program were given $200 per month.
Afghan Public Protection Force. This force, which operates as a “state-owned
enterprise” (a business) but under the supervision of the Ministry of Interior,
guards sites and convoys. It was formed to implement Karzai’s August 17, 2010,
decree (No. 62) that private security contractor forces be disbanded and their
functions performed by official Afghan government forces by March 20, 2012.
That deadline was extended to March 2013 because of the slow pace of standing
up the new protection force, and some development organizations continued to
use locally hired guard forces. The unit has begun operations to secure supply
convoys and sites, and now numbers about 22,000 personnel guarding nearly 150
sites. Observers reported in late August 2013 that the APPF was nearly insolvent
because of corruption and mismanagement, and in February 2014 the Afghan
government decided to end its “state-owned enterprise” status and fold the unit
into the Ministry of Interior.
The local security experiments to date resemble but technically are not arbokai, which are private
tribal militias. Some believe that the arbokai concept should be revived as a means of securing

47 Ernesto Londono. “U.S. Cites Local Afghan Police Abuses.” Washington Post, December 16, 2011. The Human
Rights Watch report is entitled “Just Don’t Call It a Militia.” http://www.hrw.org, September 12, 2011.
Congressional Research Service
33

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Afghanistan, as the arbokai did during the reign of Zahir Shah and in prior pre-Communist eras.
Reports persist that some tribal groupings have formed arbokai without specific authorization.
The local security programs discussed above somewhat reverse the 2002-2007 efforts to disarm
local sources of armed force. And, as noted in several DOD reports on Afghan stability, there
have sometimes been clashes and disputes between the local security units and the ANSF units,
particularly in cases where the units are of different ethnicities. These are the types of difficulties
that prompted earlier efforts to disarm local militia forces, as discussed below.
DDR. The main program, run by UNAMA, was called the “DDR” program—Disarmament,
Demobilization, and Reintegration—and it formally concluded on June 30, 2006. The program
got off to a slow start because the Afghan Defense Ministry did not reduce the percentage of
Tajiks in senior positions by a July 1, 2003, target date, dampening Pashtun recruitment. In
September 2003, Karzai replaced 22 senior Tajiks in the Defense Ministry officials with Pashtuns,
Uzbeks, and Hazaras, enabling DDR to proceed. The major donor for the program was Japan,
which contributed about $140 million.
The DDR program was initially expected to demobilize 100,000 fighters, although that figure was
later reduced. Of those demobilized, 55,800 former fighters exercised reintegration options
provided by the program: starting small businesses, farming, and other options. Some studies
criticized the DDR program for failing to prevent a certain amount of rearmament of militiamen
or stockpiling of weapons and for the rehiring of some militiamen.48 Part of the DDR program
was the collection and cantonment of militia weapons, but generally only poor-quality weapons
were collected.
DIAG. After June 2005, the disarmament effort emphasized another program called “DIAG”—
Disbandment of Illegal Armed Groups, run by the Afghan Disarmament and Reintegration
Commission, headed by Vice President Khalili. The effort was intended to disarm as many as
150,000 members of 1,800 different “illegal armed groups”—militiamen that were not part of
recognized local forces (Afghan Military Forces, AMF) and were never on the rolls of the
Defense Ministry. Under the DIAG, no payments were made to fighters, and the program
depended on persuasion rather than use of force against the illegal groups. DIAG was not as well
funded as was DDR, receiving $11 million in operating funds. As an incentive, Japan and other
donors offered $35 million for development projects where illegal groups have disbanded. The
goals of DIAG were not met in part because armed groups in the south said they need to remain
armed against the Taliban. UNAMA reported in a March 9, 2011, report that 100 out of 140
districts planned for DIAG are considered “DIAG compliant.”
Rule of Law/Criminal Justice Sector
Many experts believe that an effective justice sector is vital to Afghan governance. Some of the
criticisms and allegations of corruption at all levels of the Afghan bureaucracy have been
discussed throughout this report. U.S. justice sector programs generally focus on promoting rule
of law and building capacity of the judicial system, including police training and court
construction. The rule of law issue is covered in CRS Report RS21922, Afghanistan: Politics,

48 For an analysis of the DDR program, see Christian Dennys. Disarmament, Demobilization and Rearmament?, June
6, 2005, http://www.jca.apc.org/~jann/Documents/Disarmament%20demobilization%20rearmament.pdf.
Congressional Research Service
34

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Elections, and Government Performance, and CRS Report R41484, Afghanistan: U.S. Rule of
Law and Justice Sector Assistance
.
Policy Component: Provincial Reconstruction Teams (PRTs)
U.S. and partner officials have praised the effectiveness of “Provincial Reconstruction Teams”
(PRTs)—enclaves of U.S. or partner forces and civilian officials that provide safe havens for
international aid workers to help with reconstruction and to extend the writ of the Kabul
government. The PRTs, the concept for which was announced in December 2002, have performed
activities ranging from resolving local disputes to coordinating local reconstruction projects,
although most U.S.-run PRTs and most PRTs in combat-heavy areas focused on
counterinsurgency. Many of the additional U.S. civilian officials deployed to Afghanistan during
2009 and 2010 were based at PRTs, which have facilities, vehicles, and security. Some aid
agencies say they felt more secure since the PRT program began,49 but several relief groups did
not want to associate with military forces because doing so might taint their perceived neutrality.
Virtually all the PRTs, listed in Table 15, were placed under the ISAF mission. Each PRT
operated by the United States has had U.S. forces to train Afghan security forces; DOD civil
affairs officers; representatives of USAID, State Department, and other agencies; and Afghan
government (Interior Ministry) personnel. USAID officers assigned to the PRTs administer PRT
reconstruction projects. USAID spending on PRT projects is in the table at the end of this report.
Despite the benefits, President Karzai consistently criticized the PRTs as holding back Afghan
capacity-building and repeatedly called for their abolition as “parallel governing structures.”
USAID observers backed some of the criticism, saying that there was little Afghan input into PRT
development project decision-making or as contractors for PRT-funded construction. To address
this criticism, during 2008-2012 some donor countries, including the United States, enhanced the
civilian diplomatic and development component of the PRTs to try to change their image from
military institutions.
The May 20-21, 2012, NATO summit in Chicago expressed agreement to phase out the PRTs by
the end of 2014. Karzai’s July 26, 2012, administrative reforms called on the Afghan government
to beginning planning to assume their functions. As of December 1, 2013, 12 PRTs have been
transferred to Afghan control, and the remaining 16 are to be transferred by the end of 2014.
Related U.S.-led structures such as District Support Teams (DSTs), which help district officials
provide government services, are to close by the end of 2014 as well.
Cooperation With Allies
Partner forces have been key to the U.S. mission in Afghanistan. Since 2006, the vast bulk of all
U.S. troops in Afghanistan have served in the NATO-led “International Security Assistance
Force” (ISAF). ISAF consists of all 28 NATO members states plus partner countries—a total of
50 countries including the United States. Since the transition to Afghan security leadership began
in July 2011, U.S. officials have, to a large extent, prevented a “rush to the exits” by partner
forces—partner drawdowns have occurred at roughly the same rate and proportion as the U.S.
drawdown, despite public pressure in Europe to end or reduce their military involvement in

49 Kraul, Chris. “U.S. Aid Effort Wins Over Skeptics in Afghanistan.” Los Angeles Times, April 11, 2003.
Congressional Research Service
35

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Afghanistan. Still, during 2010-2012, the Netherlands, Canada, and France, respectively, ended
their combat missions, although they continue to furnish trainers for the ANSF. South Korea
ended its security mission in Parwan Province, in and around Bagram Airfield, in June 2014,
although its hospital and civilian development experts will remain until at least 2016.
Partner forces that continue to conduct some combat in Afghanistan include Britain, Canada,
Poland, Denmark, Romania, and Australia. Romania has permitted the use of its facilities to
withdraw personnel and equipment as part of the international drawdown in 2014. Britain has
removed about half of its peak 10,000 person contingent, which was based mostly in Helmand,
but some British forces periodically have gone back into Helmand to deal with specific security
setbacks. Poland said in mid-January 2014 that it would reduce its contingent from its current
level of about 1,000 to 500 forces by May 2014.
A list of remaining partner forces is in Table 14 at the end of this report. Several partner countries
have indicated they will contribute troops to the Resolute Support Mission, assuming that mission
is implemented. Force pledges to Resolute Support are discussed in the section on the post-2014
residual force above.
Congressional Research Service
36

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 4. Background on NATO/ISAF Formation and U.N. Mandate
The International Security Assistance Force (ISAF) was created by the Bonn Agreement and U.N. Security Council
Resolution 1386 (December 20, 2001, a Chapter 7 resolution),50 initially limited to Kabul. In October 2003, after
Germany agreed to contribute 450 military personnel to expand ISAF into the city of Konduz, ISAF contributors
endorsed expanding its presence to several other cities, contingent on formal U.N. approval—which came on
October 14, 2003, in U.N. Security Council Resolution 1510. In August 2003, NATO took over command of ISAF—
previously the ISAF command rotated among donor forces including Turkey and Britain.
NATO/ISAF’s responsibilities broadened significantly in 2004 with NATO/ISAF’s assumption of security responsibility
for northern and western Afghanistan (Stage 1, Regional Command North, in 2004 and Stage 2, Regional Command
West, in 2005, respectively). The transition process continued on July 31, 2006, with the formal handover of the
security mission in southern Afghanistan to NATO/ISAF control. As part of this “Stage 3,” a British/Canadian/Dutch-
led “Regional Command South” (RC-S) was formed. Britain is the lead force in Helmand; Canada is lead in Qandahar,
and the Netherlands was lead in Uruzgan until its departure in July 2010; the three rotated the command of RC-S.
“Stage 4,” the assumption of NATO/ISAF command of peacekeeping in 14 provinces of eastern Afghanistan (and thus
all of Afghanistan), was completed on October 5, 2006. As part of the completion of the NATO/ISAF takeover, the
United States put about half the U.S. troops then operating in Afghanistan under NATO/ISAF in “Regional Command
East” (RC-E).
The ISAF mission was renewed (until October 13, 2012) by U.N. Security Council Resolution 2011 (October 12,
2011), which reiterated previous resolutions’ support for the Operation Enduring Freedom mission. Resolution 2069
of October 10, 2012, renewed the mandate for another full year (until October 11, 2014). That will likely be the last
renewal until the ISAF mission ends at the end of 2014. Some countries, such as Germany and Russia (not an ISAF
member), want a U.N. mandate to authorize international forces to remain in Afghanistan after 2014. Tables at the
end of this report list contributing forces, areas of operations, and their Provincial Reconstruction Teams.

Reintegration and Potential Reconciliation With Insurgents51
Some believe that there is substantial potential for a political settlement between insurgent leaders
and the Afghan government and the reintegration of insurgent fighters into society. The prospects
might have increased after the April 5, 2014, presidential election in Afghanistan, in which voters
mostly ignored or defied Taliban threats of violence and election day violence was minimal.
However, reconciliation might involve compromises that could produce backsliding on human
rights; most insurgents are highly conservative Islamists who seek strict limitations on women’s
rights. Many leaders of ethnic minorities believe that reconciliation and reintegration might
further Pashtun political strength within Afghanistan, and enhance Pakistani influence. The
United States and the Afghan government stipulate that any settlement require insurgent leaders,
as an outcome,52 to (1) cease fighting, (2) accept the Afghan constitution, and (3) sever any ties to
Al Qaeda or other terrorist groups.

50 Its mandate was extended until October 13, 2006, by U.N. Security Council Resolution 1623 (September 13, 2005);
and until October 13, 2007, by Resolution 1707 (September 12, 2006).
51 This issue is discussed in substantial detail in CRS Report RS21922, Afghanistan: Politics, Elections, and
Government Performance
, by Kenneth Katzman.
52 The concept that this stipulations could be an “outcome” of negotiations was advanced by Secretary of State Clinton
at the first annual Richard C. Holbrooke Memorial Address. February 18, 2011.
Congressional Research Service
37

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Reintegration
The concept of providing incentives to persuade insurgents to surrender and reenter their
communities has received at least some U.S. and Afghan attention since 2002. The elements
included in a formal reintegration plan drafted by the Afghan government and adopted by a
“peace loya jirga” during June 2-4, 2010,53 included providing surrendering fighters with jobs,
amnesty, protection, and an opportunity to be part of the security architecture for their
communities. Later in June 2010, President Karzai issued a decree to implement the plan, which
includes efforts by Afghan local leaders to convince insurgents to reintegrate, and UNAMA said
in its December 6, 2013, that local civil society-sponsored meetings called the “Afghan People’s
Dialogue on Peace,” intended to promote peace and reconciliation, have been expanding.
According to the November 2013 DOD report, about 7,800 fighters have been reintegrated. A
majority of those reintegrated are from the north and west, with growing participation from
militants in the more violent south and east. Some observers say there have been cases in which
reintegrated fighters have committed human rights abuses against women and others, suggesting
that the reintegration process might have unintended consequences.
The reintegration effort received formal international backing at the July 20, 2010, Kabul
Conference. Britain, Japan, and several other countries, including the United States, have
announced a total of about $235 million in donations to a fund to support the reintegration
process, of which $134 million has been received.54 The U.S. contribution to the program has
been about $100 million (CERP funds).55
Previous efforts had marginal success. A “Program for Strengthening Peace and Reconciliation”
(referred to in Afghanistan by its Pashto acronym “PTS”) operated during 2003-2008, headed by
then Meshrano Jirga speaker Sibghatullah Mojadeddi and Vice President Karim Khalili, and
overseen by Karzai’s National Security Council. The program persuaded 9,000 Taliban figures
and commanders to renounce violence and join the political process, but made little impact on the
tenacity or strength of the insurgency.
Reconciliation With Militant Leaders
A related U.S. and Afghan initiative is to reach a conflict-ending settlement with the Taliban. The
Obama Administration initially withheld endorsement of the concept on the grounds that it might
lead to the incorporation into the Afghan political system of insurgent leaders who retain ties to
Al Qaeda and would roll back freedoms. The minority communities in the north, women,
intellectuals, and others remain skeptical that their freedoms can be preserved if there is a
political settlement with the Taliban—a settlement that might involve Taliban figures obtaining
ministerial posts, seats in parliament, or even control over territory. Then-Secretary of State
Clinton said in India on July 20, 2011, that any settlement must not result in an undoing of “the
progress that has been made [by women and ethnic minorities] in the past decade.” To respond to
those fears, Afghan and U.S. officials say that the outcome—but not the precondition—of a

53 Afghanistan National Security Council. “Afghanistan Peace and Reintegration Program.” April 2010.
54 United Nations. Report of the Secretary General: “The Situation in Afghanistan and Its Implications for International
Peace and Security.” March 9, 2011.
55 The National Defense Authorization Act for FY2010 (P.L. 111-84) authorized the use of CERP funds to win local
support, to “reintegrate” Taliban fighters.
Congressional Research Service
38

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

settlement would require the Taliban to drop demands that a new, “Islamic” constitution be
adopted and Islamic law be imposed. On the other hand, Afghan officials have not ruled out
amending the constitution to incorporate more Islamic tenets as part of a settlement.
An “Afghan High Peace Council” (HPC) intended to oversee the settlement process was
established on September 5, 2010. Former President/Northern Alliance political leader
Burhanuddin Rabbani was appointed by Karzai to head it, largely to gain Tajik and other
Northern Alliance support for the concept. On September 20, 2011, Rabbani was assassinated by
a Taliban infiltrator posing as an intermediary; on April 14, 2012, the HPC voted his son,
Salahuddin, as his replacement.
During 2011, informal meetings among U.S., Taliban, and Afghan representatives proliferated,
particularly in the form of U.S. meetings with Tayeb Agha, an aide to Mullah Umar. In December
2011, U.S. officials pursued confidence-building measures under which the Taliban would open a
political office in Qatar; the United States would transfer five senior Taliban captives from the
Guantanamo detention facility to a form of house arrest in Qatar; and the Taliban would release
the one U.S. prisoner of war, it holds, Bowe Bergdahl. The United States also demanded a public
Taliban statement severing its ties to Al Qaeda or other terrorist groups. The confidence-building
measures were not implemented, and U.S.-Taliban talks broke off in March 2012 reportedly over
Qatar’s failure to assure the United States that released detainees would be able to escape custody.
The plan appeared to advance in 2013. On June 18, 2013, the Taliban opened the office in Qatar,
simultaneously issuing a statement refusing future ties to international terrorist groups and
expressing willingness to eventually transition to Afghan government-Taliban talks. However, the
Taliban violated understandings with the United States and Qatar by raising a flag of the former
Taliban regime and calling the facility the office of the “Islamic Emirate” of Afghanistan—the
name the Taliban regime gave for Afghanistan during its rule. These actions prompted U.S.
officials, through Qatar, to compel the Taliban to close the office. However, the Taliban officials
remained in Qatar, and indirect U.S.-Taliban talks through Qatari mediation revived in mid-2014.
These indirect talks led to the May 31, 2014, exchange of Bergdahl for the release to Qatar of the
five Taliban figures, with the stipulation that they cannot travel outside Qatar for at least one year.
The five released, and their positions during the Taliban’s period of rule, were Mullah
Mohammad Fazl, the chief of staff of the Taliban’s military; Noorullah Noori, the Taliban
commander in northern Afghanistan; Khairullah Khairkhwa, the Taliban regime Interior Minister;
Mohammad Nabi Omari, a Taliban official; and Abdul Haq Wasiq, the Taliban regime’s deputy
intelligence chief.
In addition to U.S.-Taliban discussions, there have been exchanges between Taliban
representatives and the Afghan government. In June 2012, Afghan government officials and
Taliban representatives held talks at two meetings—one in Paris, and one an academic conference
in Kyoto, Japan. Meetings that were potentially even more significant took place between senior
Taliban figures and members of the Northern Alliance faction in France (December 20-21, 2012).
The meeting in France reportedly included submission by the Taliban of a political platform that
signaled acceptance of some aspects of human rights and women’s rights provisions of the current
constitution.56 A statement by Mullah Omar in August 2013 said the Taliban no longer seeks a
monopoly of power but rather an “inclusive” government, and backs modern education. And,
perhaps reflecting divisions among insurgents, the insurgent faction of Gulbuddin Hikmatyar

56 Author conversations with Afghan officials and U.S. experts. 2012-13.
Congressional Research Service
39

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

permitted its followers in Afghanistan to vote in the April 2014 presidential and provincial
elections. In February 2014, it was reported that Karzai had been engaged in further talks with
Taliban representatives, although some accounts said the talks made no progress.57 Others say that
some Karzai actions, such as condemning the February 2014 killing in Pakistan of prominent
Taliban commander Mullah Abdul Raqib and refusing to sign the BSA, were intended to win
Taliban favor—a policy many U.S. and Afghan officials say is naive and misguided.
Previous talks between Afghan government figures and the Taliban have taken place primarily in
Saudi Arabia and UAE. Press reports said that talks took place among Karzai’s brother, Qayyum;
Arsala Rahmani, a former Taliban official who reconciled and entered the Afghan parliament but
was assassinated in May 2012; and the former Taliban Ambassador to Pakistan, Abdul Salam
Zaeef, who purportedly is in touch with Umar’s inner circle. Some of these same Taliban
representatives may be involved in the ongoing talks referred to above. Some Taliban
sympathizers reportedly attended the June 2-4, 2010, consultative peace jirga.
Role of Pakistan. Pakistan has also become more outwardly supportive of the reconciliation
process, although experts still doubt Pakistan’s true intentions for Afghanistan, as discussed
below. In February 2012, Pakistani leaders, for the first time, publicly encouraged Taliban leaders
to negotiate a settlement to the conflict. Following a November 2012 visit to Pakistan by Rabbani
and other High Peace Council members, Pakistan released at least 26 high-ranking Taliban
figures who favor reconciliation. Karzai visited Pakistan during August 26-27, 2013, and, 10 days
later, Pakistan released another seven moderate senior Taliban figures. On September 22, 2013, it
released from prison the highest-profile Taliban figure in detention, Mullah Abdul Ghani
Bradar,58 who had been arrested by Pakistan in February 2010, purportedly to halt talks between
Bradar and Afghan intermediaries. Bradar reportedly remains under house arrest or close
surveillance in Pakistan. Earlier, in August 2012, Pakistan had allowed Afghan officials to hold
talks with the incarcerated Bradar.
Removing Taliban Figures From U.N. Sanctions Lists. A key Taliban demand in negotiations is
the removal of the names of some Taliban figures from U.N. lists of terrorists. These lists were
established pursuant to Resolution 1267 and Resolution 1333 (October 15, 1999, and December
19, 2000, both pre-September 11 sanctions against the Taliban and Al Qaeda) and Resolution
1390 (January 16, 2002). The Afghan government has submitted a list of 50 Taliban figures it
wants taken off the list, which includes about 140 Taliban-related persons or entities. On January
26, 2010, Russia, previously a hold-out against such a process, dropped opposition to removing
five Taliban-era figures from these sanctions lists, paving the way for their de-listing: those
removed included Taliban-era foreign minister Wakil Mutawwakil and representative to the
United States Abdul Hakim Mujahid. Mujahid is now deputy chair of the High Peace Council.
On June 17, 2011, in concert with U.S. confirmations of talks with Taliban figures, the U.N.
Security Council adopted Resolution 1988 and 1989. The resolutions drew a separation between
the Taliban and Al Qaeda with regard to the sanctions. However, a decision on whether to remove
the 50 Taliban figures from the list, as suggested by Afghanistan, was deferred. On July 21, 2011,
14 Taliban figures were removed from the “1267” sanctions list; among them were four members
of the High Peace Council (including Arsala Rahmani, mentioned above).

57 Azam Ahmed and Matthew Rosenberg. “Karzai Arranged Secret Contacts with the Taliban.” New York Times,
February 4, 2014.
58 “Afghan Officials Meet Key Taliban Figure in Pakistan.” Reuters.com, August 12, 2012.
Congressional Research Service
40

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 5. Major Security-Related Indicators
Force Current
Level
Total Foreign
About 51,000: 33,000 U.S. and 18,000 partner forces. (U.S. total was 25,000 in 2005; 16,000 in
Forces in
2003; 5,000 in 2002. ISAF totals were 12,000 in 2005 and 6,000 in 2003.)
Afghanistan
U.S. Casualties in 2,197 killed, of which 1,817 by hostile action (plus 1 DOD civilian killed by hostile action).
Afghanistan
Additional 11 U.S. military deaths by hostile action in other OEF theaters. 150 U.S. killed from
October 2001-January 2003. 500+ killed in 2010. U.S. casualties have dropped dramatical y since
mid-2013 when Afghan forces assumed lead security role throughout Afghanistan.
NATO/ISAF
RC-South: U.K. lead. RC-Southwest: U.S. lead; RC-East: U.S. lead; RC-North: Germany lead; RC-
Sectors
West: Italy lead; RC-Kabul: Turkey and Afghan lead.
Afghan National
About 185,000, close to the 195,000 target size that was planned by November 2012. 5,300 are
Army (ANA)
commando forces, trained by U.S. Special Forces.
Afghan National
About 152,000, close to the target size of 157,000. 21,000 are Border Police; 3,800+
Police (ANP)
counternarcotics police; 14,400 Civil Order Police (ANCOP).
ANSF Salaries
About $1.6 billion per year, paid by donor countries bilaterally or via trust funds
Al Qaeda in
Between 50-100 members in Afghanistan, according to U.S. commanders. Also, small numbers of
Afghanistan
Lashkar-e-Tayyiba, Islamic Movement of Uzbekistan, and other Al Qaeda affiliates.
Number of
Taliban fighters
Up to 25,000, including about 3,000 Haqqani network and 1,000 HIG.
Afghan casualties
See CRS Report R41084, Afghanistan Casualties: Military Forces and Civilians, by Susan G. Chesser.
Sources: CRS; testimony and public statements by DOD officials.

Regional Dimension
The Obama Administration is attempting to persuade all of Afghanistan’s neighbors to support a
stable and economically viable Afghanistan, and to welcome Afghanistan into regional security
and economic organizations and patterns. Economically, the Administration is emphasizing
development of a Central Asia-South Asia trading hub—part of a “New Silk Road” (NSR)—in an
effort to keep Afghanistan stable and economically vibrant as donors wind down their
involvement. The FY2014 omnibus appropriation, H.R. 3547 (P.L. 113-76), provides up to $150
million to promote Afghanistan’s links within its region.
The Administration first obtained formal pledges from Afghanistan’s neighbors to non-
interference in Afghanistan at an international meeting on Afghanistan in Istanbul on November
2, 2011 (“Istanbul Declaration”), and again at the December 5, 2011, Bonn Conference on
Afghanistan (the 10th anniversary of the Bonn Conference that formed the post-Taliban
government). As a follow-up to the Istanbul Declaration, confidence-building measures to be
taken by Afghanistan’s neighbors were discussed at a Kabul ministerial conference on June 14,
2012. At that meeting, also known as the “Heart of Asia” ministerial conference, Afghanistan
hosted 14 other countries from the region, as well as 14 supporting countries and 11 regional and
international organizations. The assembled nations and organizations agreed to jointly fight
terrorism and drug trafficking, and pursue economic development.59 A subsequent Heart of Asia

59 Participating were Afghanistan, Azerbaijan, China, India, Iran, Kazakhstan, Kyrgyzstan, Pakistan, Russia, Saudi
(continued...)
Congressional Research Service
41

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

meeting was held in April 2013 in Kazakhstan, but a detailed analysis of the process indicates that
regional interest in the process has waned substantial due to factors in the various participating
countries.60
Post-Taliban Afghanistan has been slowly integrated into regional security and economic
organizations. In November 2005, Afghanistan joined the South Asian Association for Regional
Cooperation (SAARC), and, in June 2012, Afghanistan was granted full observer status in the
Shanghai Cooperation Organization (SCO), a security coordination body that includes Russia,
China, Uzbekistan, Tajikistan, Kazakhstan, and Kyrgyzstan. U.S. officials have also sought to
enlist both regional and greater international support for Afghanistan through the still-expanding
50-nation “International Contact Group.” Another effort, the Regional Economic Cooperation
Conference (RECCA) on Afghanistan, was launched in 2005. Turkey and UNAMA co-chair a
“Regional Working Group” initiative, which organized the November 2, 2011, Istanbul meeting
mentioned above. UNAMA also leads a “Kabul Silk Road” initiative to promote regional
cooperation on Afghanistan.
In addition, several regional meetings series have been established between the leaders of
Afghanistan and neighboring countries. These series include summit meetings between
Afghanistan, Pakistan, and Turkey; and between Iran, Afghanistan, and Pakistan. However, this
latter forum ended in mid-2012 after Afghanistan signed the SPA with the United States, which
Iran strongly opposed. Britain hosted an Afghanistan-Pakistan meeting in February 2013. Russia
has assembled several “quadrilateral summits” among it, Pakistan, Afghanistan, and Tajikistan, to
focus on counternarcotics and anti-smuggling.

(...continued)
Arabia, Tajikistan, Turkey, Turkmenistan, UAE, and Uzbekistan.
60 Richard Giasy and Maihan Saeedi. “The Heart of Asia Process at a Juncture: An Analysis of Impediments to Further
Progress.” Afghan Institute for Strategic Studies, June 2014.
Congressional Research Service
42

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 6. Afghan and Regional Facilities Used for
Operations in and Supply Lines to Afghanistan
Facility
Use
Bagram Air
50 miles north of Kabul, the operational hub of U.S. forces in Afghanistan, and base for CJTF-82.
Base
At least 2,000 U.S. military personnel are based there. Handles many of the 150+ U.S. aircraft
(including helicopters) in country. Hospital constructed, one of the first permanent structures
there. FY2005 supplemental (P.L. 109-13) provided about $52 million for various projects to
upgrade facilities at Bagram, including a control tower and an operations center, and the
FY2006 supplemental appropriation (P.L. 109-234) provided $20 mil ion for military
construction there. NATO also using the base and sharing operational costs. Bagram can be
accessed directly by U.S. military flights following April 2010 agreement by Kazakhstan to allow
overflights of U.S. lethal equipment.
Qandahar Air
Just outside Qandahar, the hub of military operations in the south. Turned over from U.S. to
Field
NATO/ISAF control in late 2006 in conjunction with NATO assumption of peacekeeping
responsibilities. Enhanced (along with other facilities in the south) at cost of $1.3 billion to
accommodate 2009-2010 influx of U.S. combat forces in the south.
Shindand Air
In Farah province, about 20 miles from Iran border. Used by U.S. forces and combat aircraft
Base
since October 2004, after the dismissal of Herat governor Ismail Khan, who controlled it.
Peter Ganci
Was used by 1,200 U.S. military personnel as well as refueling and cargo aircraft for shipments
Base: Manas,
to and from Afghanistan. Kyrgyz governments on several occasions demanded the U.S. vacate
Kyrgyzstan
the base but subsequently agreed to al ow continued use in exchange for large increase in U.S.
payments for its use (to $60 million per year currently. The Kyrzyz parliament voted in June
2013 not to extend the U.S. lease beyond 2014. U.S. forces ceased using and formal y handed
over the facility to Kyrgyz officials on June 4, 2014.
Incirlik Air
About 2,100 U.S. military personnel there; U.S. aircraft supply U.S. forces in Iraq and
Base, Turkey
Afghanistan. U.S. use repeatedly extended for one year intervals by Turkey.
Al Dhafra, UAE Air base used by about 1,800 U.S. military personnel, to supply U.S. forces and related
transport into Iraq and Afghanistan.
Al Udeid Air
Largest air facility used by U.S. in region. Houses central air operations coordination center for
Base, Qatar
U.S. missions in Iraq and Afghanistan; also houses CENTCOM forward headquarters. About
5,000 U.S. personnel in Qatar.
Naval Support
U.S. naval command headquarters for OEF anti-smuggling, anti-terrorism, and anti-proliferation
Facility, Bahrain
naval search missions, and Iraq-related naval operations (oil platform protection) in the Persian
Gulf and Arabian Sea. About 5,000 U.S. military personnel there.
Karsi-Khanabad Not used by U.S. since September 2005 fol owing U.S.-Uzbek dispute over May 2005 Uzbek
Air Base,
crackdown on unrest in Andijon. Once housed about 1,750 U.S. military personnel (900 Air
Uzbekistan
Force, 400 Army, and 450 civilian) supplying Afghanistan. U.S. relations with Uzbekistan have
improved since 2009, but there is still no U.S. use of the air base. Some U.S. shipments began in
February 2009 through Navoi airfield in central Uzbekistan, and U.S. signed agreement with
Uzbekistan on April 4, 2009, al owing nonlethal supplies for the Afghanistan war. Goods are
shipped to Latvia and Georgia, some transits Russia by rail, then to Uzbekistan.
Tajikistan
Some use of air bases and other facilities by coalition partners, including France, and emergency
use by U.S. India also uses bases under separate agreement. New supply lines to Afghanistan
established in February 2009 (“northern route”) make some use of Tajikistan.
Pakistan
As discussed below, most U.S. supplies have flowed through Pakistan, but increased use is being
made through the Northern Distribution Network. Heavy equipment docks in Karachi and is
escorted by security contractors to the Khyber Pass crossing.
Russia
Allows non-lethal equipment bound for Afghanistan to transit Russia by rail. Still does not allow
lethal aid to transit. Route not evidently affected by U.S.-Russia tensions over Ukraine.

Congressional Research Service
43

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Pakistan
The Afghanistan neighbor that is considered most crucial to Afghanistan’s future is Pakistan.
DOD reports on Afghanistan’s stability repeatedly have identified Afghan militant safe haven in
Pakistan as a threat to Afghan stability. Pakistan’s main goal is that Afghanistan not align with or
be unduly influenced by rival India, and potentially provide Pakistan strategic depth against India.
These goals lead many experts to assert that Pakistan privately wants proxy or friendly factions
such as the Taliban to have major influence in post-2014 Afghanistan. Pakistan’s goal in allowing
some groups, such as the Haqqani Network, relative safe haven may be to develop leverage with
Afghanistan to support Pakistan’s policies. At the same time, Pakistan’s releases of major
pragmatic Afghan Taliban figures could signal that Pakistan has assessed that instability in
Afghanistan would rebound to Pakistan’s detriment.
As a result of the safe haven the Afghan Taliban appears to have in Pakistan, Afghanistan-
Pakistan relations continue to fluctuate. Many Afghans view positively Pakistan’s role as the hub
for U.S. backing of the mujahedin that forced the Soviet withdrawal in 1988-1989. Later, many
Afghans came to resent Pakistan as one of only three countries to formally recognize the Taliban
as the legitimate government (Saudi Arabia and the United Arab Emirates are the others). Anti-
Pakistan sentiment is particularly strong among the Tajiks and other non-Pashtuns. Relations
improved after military leader President Pervez Musharraf left office in 2008 and was replaced by
the civilian President Asif Zardari. However, the September 2011 insurgent attacks on the U.S.
Embassy and killing of former President Rabbani caused another reversal and Karzai to move
strategically closer to India. In May 2013, Afghan and Pakistani border forces clashed, killing
some from each side. Since Nawaz Sharif came back into office as Prime Minister in June 2013,
Pakistan-Afghan relations have improved again. Karzai visited Pakistan during August 26-7,
2013—a visit that produced Pakistan’s subsequent release of several moderate Taliban figures,
including Mullah Bradar.
Pakistan prefers Ghani to Dr. Abdullah as successor to Karzai. Ghani is a Pashtun and therefore
has greater potential to be friendly to Pakistan. Dr. Abdullah and the Northern Alliance are
sharply critical of Pakistan and accuse it of directly and materially seeking a return to power of
the Taliban in Afghanistan.
As an indication of Pakistan’s overriding interest in limiting India’s influence in Afghanistan,
Pakistan says India is using its Embassy and four consulates in Afghanistan (Pakistan says India
has nine consulates) to recruit anti-Pakistan insurgents, and that India is using its aid programs
only to build influence there. Pakistani Defense Secretary Lieutenant General Asif Yasin
announced in late January 2014 that Pakistan would not accept a robust role for India in
Afghanistan after the international security mission ends in 2014. At a February 2013 meeting in
Britain, Pakistan demanded that Afghanistan scale back relations with India and sign a strategic
agreement with Pakistan that includes Pakistani training for the ANSF.
International Border Question. The border clashes referenced above could have been a product of
the differences between and Afghanistan and Pakistan over their border. Pakistan wants the
government of Afghanistan to formally recognize as the border the “Durand Line,” a border
agreement reached between Britain (signed by Sir Henry Mortimer Durand) and then Afghan
leader Amir Abdul Rahman Khan in 1893, separating Afghanistan from what was then British-
controlled India (later Pakistan after the 1947 partition). The border is recognized by the United
Nations, but Afghanistan continues to indicate that the border was drawn unfairly to separate
Pashtun tribes and should be renegotiated. Afghan leaders bridled at October 21, 2012, comments
Congressional Research Service
44

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

by then SRAP Grossman that U.S. “policy is that border is the international border,” even though
that comment reflected a long-standing U.S. position. As of October 2002, about 1.75 million
Afghan refugees have returned from Pakistan since the Taliban fell, but as many as 3 million
might still remain in Pakistan.
Afghanistan-Pakistan Transit Trade Agreement (APTTA). U.S. efforts to persuade Pakistan to
forge a “transit trade” agreement with Afghanistan bore success with the signature of a trade
agreement between the two on July 18, 2010. The agreement allows for easier exportation via
Pakistan of Afghan products, which are mostly agricultural products that depend on rapid transit
and are key to Afghanistan’s economy. On June 12, 2011, in the context of a Karzai visit to
Islamabad, both countries began full implementation of the agreement. It is expected to greatly
expand the $2 billion in trade per year the two countries were doing prior to the agreement. The
agreement represented a success for the Canada-sponsored “Dubai Process” of talks between
Afghanistan and Pakistan on modernizing border crossings, new roads, and a comprehensive
border management strategy to meet IMF benchmarks. A drawback to the agreement is that
Afghan trucks, under the agreement, are not permitted to take back cargo from India after
dropping off goods there. The Afghanistan-Pakistan trade agreement followed agreements to send
more Afghan graduate students to study in Pakistan, and a June 2010 Afghan agreement to send
small numbers of ANA officers to undergo training in Pakistan.61
U.S.-Pakistani Cooperation on Afghanistan
The U.S. military effort in Afghanistan has depended on cooperation from Pakistan. That
cooperation has generally survived occasional U.S.-Pakistan strains but has also had periods of
tension. The May 1, 2011, U.S. raid that killed Osama bin Laden in Pakistan added to preexisting
strains caused by Pakistan’s refusal to crack down on the Haqqani network. Relations worsened
further after a November 26, 2011, incident in which a U.S. airstrike killed 24 Pakistani soldiers,
and Pakistan responded by closing border crossings, suspending participation in the border
coordination centers, and boycotting the, December 2011 Bonn Conference. President Obama
declined to hold a formal meeting with President Zardari during the May 20-21, 2012, NATO
summit in Chicago, but then-Secretary of State Clinton’s July 2, 2012, expression of remorse for
the 24 Pakistani soldier deaths led Pakistan to reopen the border crossings.
In the several years after the September 11, 2001, attacks, Pakistani cooperation against Al Qaeda
was considered by U.S. officials to be relatively consistent and effective. Pakistan arrested over
700 Al Qaeda figures after the September 11 attacks.62 Pakistan allowed U.S. access to Pakistani
airspace, some ports, and some airfields for OEF. Others say Musharraf acted against Al Qaeda
only when it threatened him directly; for example, after the December 2003 assassination
attempts against him.
In April 2008, in an extension of the work of the Tripartite Commission (Afghanistan, Pakistan,
and ISAF, in which military leaders of these entities meet on both sides of the border), the three
countries agreed to set up five “border coordination centers” (BCCs). The BCCs include networks
of radar nodes to give liaison officers a common view of the border area and build on an

61 Partlow, Joshua. “Afghans Build Up Ties With Pakistan.” Washington Post, July 21, 2010.
62 Among those captured by Pakistan are top bin Laden aide Abu Zubaydah (captured April 2002); alleged September
11 plotter Ramzi bin Al Shibh (September 11, 2002); top Al Qaeda planner Khalid Shaikh Mohammed (March 2003);
and a top planner, Abu Faraj al-Libbi (May 2005).
Congressional Research Service
45

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

agreement in May 2007 to share intelligence on extremists’ movements. Four have been
established to date, including one near the Torkham Gate at the Khyber Pass, but all four are on
the Afghan side of the border. Pakistan has not fulfilled its May 2009 pledge to establish one on
the Pakistani side of the border.
Iran
As an immediate goal, Iran seeks to deny the United States the use of Afghanistan as a base from
which to pressure or attack Iran, to the point where Iran strenuously sought to scuttle the May 1,
2012, U.S.-Afghanistan SPA and is trying to scuttle the BSA. As a longer-term objective, Iran
seeks to exert its historic influence over western Afghanistan, which was once part of the Persian
empire, and to protect Afghanistan’s Shiite and other Persian-speaking minorities. Most experts
appear to see Iran as a relatively marginal player, particularly compared to Pakistan, while others
believe Tehran is able to mobilize large numbers of Afghans, particularly in the west, to support
its policies. The United States is attempting to gauge Tehran’s influence through the “Iran watch”
diplomatic position at the U.S. consulate in Herat established in early 2013.
The Obama Administration initially saw Iran as potentially helpful to its strategy for Afghanistan.
Iran was invited to the U.N.-led meeting on Afghanistan at the Hague on March 31, 2009, and
then SRAP Holbrooke gave Iran’s delegation leader a letter on several outstanding cases of
Iranian Americans held in Iran. Iran pledged cooperation on combating Afghan narcotics and in
helping economic development in Afghanistan—both policies Iran is pursuing to a large degree.
The United States supported Iran’s attendance of the October 18, 2010, meeting of the
International Contact Group on Afghanistan, held in Rome. The United States and Iran also took
similar positions at a U.N. meeting in Geneva in February 2010 that discussed drug trafficking
across the Afghan border. Iran did not attend the January 28, 2010, international meeting in
London, but it did attend the July 28, 2010, international meeting in Kabul (both discussed
above). As a member of the OIC, an Iranian representative attended the March 3, 2011, Contact
Group meeting at OIC headquarters in Jeddah. Iran attended the region-led international meeting
in Istanbul on November 2, 2011, the December 5, 2011, Bonn Conference, and the Tokyo
donors’ conference on July 8, 2012.
Bilateral Government-to-Government Relations
Iran has had some success in building ties to the Afghan government, despite that government’s
heavy reliance on U.S. support and despite Iran’s aid to Taliban and other militants, a discussed
below. Karzai has, at times, called Iran a “friend” of Afghanistan; and there were regular bilateral
and multilateral meetings between Karzai and then Iranian President Mahmoud Ahmadinejad.
Karzai has repeatedly said that Afghanistan must not become an arena for the broader competition
and disputes between the United States and Iran.63 In June 2011, Iran’s then Defense Minister,
Ahmad Vahidi, visited Kabul to sign a bilateral border security agreement, and the two signed a
Memorandum of Understanding on broader security and economic cooperation in August 2013—
Iran’s possible attempt to counter the U.S.-Afghanistan BSA. Karzai visited Tehran later in early
December 2013 to open his relationship with the new government of Iranian President Hassan
Rouhani, and the visit resulted in a strategic Iran-Afghanistan agreement. Most U.S. analysts have
downplayed the pact as largely an effort by Karzai to assuage Iranian concerns about the likely

63 Comments by President Karzai at the Brookings Institution. May 5, 2009.
Congressional Research Service
46

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

long-term U.S. presence in Afghanistan. Most experts believe any Iran-Afghanistan pact is
unlikely to be significantly implemented. Earlier, in October 2010, Karzai acknowledged
accepting about $2 million per year in cash payments from Iran, but Iran reportedly ceased the
payments after the Karzai government signed the SPA with the United States in May 2012.
At the public level, many Afghans appreciate Iran’s aid for efforts to try to oust the Taliban
regime when it was in power. Iran saw the Taliban regime, which ruled during 1996-2001, as a
threat to its interests in Afghanistan, especially after Taliban forces captured Herat in September
1995. Iran subsequently drew even closer to the ethnic minority-dominated Northern Alliance
than previously, providing its groups with fuel, funds, and ammunition.64 In September 1998,
Iranian and Taliban forces nearly came into direct conflict when Iran discovered that nine of its
diplomats were killed in the course of the Taliban’s offensive in northern Afghanistan. Iran
massed forces at the border and threatened military action, but the crisis cooled without a major
clash, possibly out of fear that Pakistan would intervene on behalf of the Taliban. Iran offered
search and rescue assistance in Afghanistan during the U.S.-led war to topple the Taliban, and it
also allowed U.S. humanitarian aid to the Afghan people to transit Iran. Iran helped construct
Afghanistan’s first post-Taliban government, in cooperation with the United States—at the
December 2001 “Bonn Conference.” In February 2002, Iran expelled Karzai opponent Gulbuddin
Hikmatyar, but it did not arrest him.
At other times, Afghanistan and Iran have had disputes over Iran’s efforts to expel Afghan
refugees. There are 1 million registered Afghan refugees in Iran, and about 1.4 million Afghan
migrants (non-refugees) living there. A crisis erupted in May 2007 when Iran expelled about
50,000 into Afghanistan. About 300,000 Afghan refugees have returned from Iran since the
Taliban fell. Press reports in May 2014 said Iran might be recruiting Shiite Afghan refugees in
Iran to go to Syria to fight on behalf of the Asad regime there.
Iranian Assistance to Afghan Militants and to Pro-Iranian Groups and Regions
Despite its relations with the Afghan government, Iran, perhaps attempting to demonstrate that it
can cause U.S. combat deaths in Afghanistan, is allegedly arming militants there.65 The State
Department report on international terrorism for 2012, released May 30, 2013, repeats language
in prior reports that the Qods Force of the Islamic Revolutionary Guard Corps of Iran provides
training to the Taliban on small unit tactics, small arms, explosives, and indirect weapons fire, and
that it has shipped arms to militants in Qandahar. This phrasing implies that Iran is arming
Pashtun Taliban militants in the core of the combat zone in Afghanistan. Weapons provided,
according to the State Department report, include mortars, 107mm rockets, rocket-propelled
grenades, and plastic explosives. On March 9, 2011, NATO said it had seized 48 Iranian-made
rockets in Nimruz Province, bound for Afghan militants; the 122mm rockets have a range (13
miles) greater than those previously provided by Iran. On August 3, 2010, the Treasury
Department, acting under Executive Order 13224, named two Qods Force officers as terrorism
supporting entities, freezing any U.S.-based assets.66

64 Steele, Jonathon. “America Includes Iran in Talks on Ending War in Afghanistan.” Washington Times, December 15,
1997.
65 Rashid, Ahmed. “Afghan Neighbors Show Signs of Aiding in Nation’s Stability.” Wall Street Journal, October 18,
2004.
66 Treasury Department. Fact Sheet: U.S. Treasury Department Targets Iran’s Support for Terrorism. August 3, 2010.
Congressional Research Service
47

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Iran reportedly has allowed a Taliban office to open in Iran, and a high-level Taliban delegation
traveled from Qatar to Iran in early June 2013 (prior to the opening of the Taliban office there) for
meetings with Iranian officials.67 While some see the contacts as Iranian support of the
insurgency, others see it as an effort to exert some influence over reconciliation efforts. Iran
previously allowed Taliban figures to attend conferences in Iran that were attended by Afghan
figures, including the late High Peace Council head Burhanuddin Rabbani.
Assistance to Ethnic and Religious Factions in Afghanistan
Others are puzzled by Iran’s support of Taliban fighters who are Pashtun, because Iran has
traditionally supported Persian-speaking or Shiite factions in Afghanistan, many of whom have
been oppressed by the Pashtuns. Some of Iran’s funding has been intended to support pro-Iranian
groups in the west as well as Hazara Shiites in Kabul and in the Hazara heartland of Bamiyan,
Ghazni, and Dai Kundi, in part by providing scholarships and funding for technical institutes. Iran
has used some of its funds to construct mosques in Herat, pro-Iranian theological seminaries in
Shiite districts of Kabul, and Shiite institutions in Hazara-dominated areas. Iran also offers
scholarships to Afghans to study in Iranian universities, and there are consistent allegations that
Iran has funded Afghan provincial council and parliamentary candidates who are perceived as
pro-Tehran.68 These efforts have helped Iran retain close ties with Afghanistan’s leading Shiite
cleric, Ayatollah Mohammad Mohseni, as well as Hazara political leader Mohammad Mohaqiq.
Iran’s Development Aid for Afghanistan
Iran’s economic aid to Afghanistan does not conflict with U.S. efforts to develop Afghanistan.
Iran has pledged about $1 billion in aid to Afghanistan, of which about $500 million has been
provided to date. The funds have been used mostly to build roads and bridges in western
Afghanistan. In cooperation with India, Iran has been building roads that would connect western
Afghanistan to Iran’s port of Chahbahar, and provide Afghan and other goods an easier outlet to
the Persian Gulf. In late July 2013, Iran and Afghanistan signed a formal agreement allowing
Afghanistan to use the port. Iran also has provided credits to the Afghan private sector and helped
develop power transmission lines in the provinces bordering Iran, two of which were turned over
to Afghan ownership in January 2013. Some of the funds reportedly are funneled through the
Imam Khomeini Relief Committee, which provides charity in Iran and worldwide. Iran also
provides gasoline and other fuels to Afghanistan, although a SIGAR report in January 2013 said
that some U.S. funds might have been used to purchase fuels from Iran for Afghanistan. U.S.
sanctions bar virtually all U.S. energy transactions with Iran. (See CRS Report RS20871, Iran
Sanctions
.)
India
India’s goals are to deny Pakistan “strategic depth” in Afghanistan, to deny Pakistan the ability to
block India from trade and other connections to Central Asia and beyond, and to prevent militants
in Afghanistan from attacking Indian targets in Afghanistan. India saw the Afghan Taliban’s

67 Maria Abi-Habib. “Iranians Build Up Afghan Clout. Wall Street Journal, October 26, 2012; Afghan Taliban
Reportedly Sends Delegation to Iran for Talks. CBSnews.com, June 3, 2013.
68 King, Laura. “In Western Afghan City, Iran Makes Itself Felt.” Los Angeles Times, November 14, 2010.
Congressional Research Service
48

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

hosting of Al Qaeda during 1996-2001 as a major threat because of Al Qaeda’s association with
radical Islamic organizations in Pakistan seeking to end India’s control of part of the disputed
territories of Jammu and Kashmir. Some of these groups have committed major acts of terrorism
in India, including the terrorist attacks in Mumbai in November 2008 and in July 2011.
Afghanistan has sought close ties to India—in large part to access India’s large and rapidly
growing economy—but without alarming Pakistan. In May 2011, India and Afghanistan
announced a “Strategic Partnership” agreement that demonstrated India’s support for U.S. efforts
to better integrate Afghanistan into regional political, economic, and security structures. On
October 5, 2011, Karzai signed the pact in New Delhi; it affirmed Pakistani fears by giving India,
for the first time, a formal role as one of the guarantors of Afghan stability. Indian experts noted
that no Indian troops or security forces would deploy to Afghanistan as a consequence, but it did
produce a 2011 agreement for India to train some ANSF personnel in India. After a four-day
Karzai visit to India in November 2012, India agreed to train up to 600 ANSF per year at the
Indian Army’s jungle warfare school.
In the immediate aftermath of the Afghanistan-Pakistan border clashes in early May 2013, Karzai
visited India to seek sales of Indian artillery, aircraft, and other systems that would help it better
defend its border with Pakistan.69 Karzai visited again in mid-December 2013, and reportedly
urged India to deliver on the 2011 strategic pact by selling Afghanistan tanks, artillery, and
helicopters.70 India reportedly resisted the request in order not to become ever more directly
involved in the conflict in Afghanistan or alarm Pakistan. Afghan diplomats have continued to
raise that request with their Indian counterparts.
India’s relationship with the Afghan government reflects India’s concerns about potential
preponderant Pakistani influence in post-2014 Afghanistan. India, which supported the Northern
Alliance against the Taliban in the mid-1990s, has stepped up its contacts with those factions to
discuss possible contingencies in the event of an Afghan settlement deal. Many Northern Alliance
figures have lived in India at one time or another, although Indian diplomats stress they have long
also had close connections to Afghanistan’s Pashtuns. As noted above, Karzai studied there. In
addition, Tajikistan, which also supported the mostly Tajik Northern Alliance against the Taliban
when it was in power, allows India to use one of its air bases. Still, India reportedly does not want
to be saddled with the burden of helping secure Afghanistan as U.S.-led forces depart. India has
stressed its economic aid activities there, showcased by its hosting of a June 28, 2012, meeting in
Delhi to discuss investment and economic development in Afghanistan. Prime Minister Narendra
Modi of the Hindu nationalist BJP party, elected in May 2014, has not signaled there will be any
significant change in India’s policy on Afghanistan.
India’s Development Activities in Afghanistan
Prior to 2011, India limited its involvement in Afghanistan to development issues. India is the
fifth-largest single country donor to Afghan reconstruction, funding projects worth over $1.5
billion, with an additional $500 million announced during the Singh visit to Kabul in May 2011.
Indian officials assert that all their projects are focused on civilian, not military, development and
are in line with the development priorities set by the Afghan government. India, along with the

69 Hamid Shalzi. “Afghanistan’s Karzai Seeks Indian Military Aid Amid Tensions with Pakistan.” Reuters, May 19,
2013.
70 “Hamid Karzai Heads to India Waving Wish List of Military Hardware.” Livemint.com, December 11, 2013.
Congressional Research Service
49

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Asian Development Bank, financed a $300 million project, mentioned above, to bring electricity
from Central Asia to Afghanistan. It has also renovated the well-known Habibia High School in
Kabul and committed to a $67 million renovation of Darulaman Palace as the permanent house
for Afghanistan’s parliament. India and Afghanistan finalized the construction plans for that
building in early 2012. At a cost of about $85 million, India financed the construction of a road to
the Iranian border in remote Nimruz province, linking landlocked Afghanistan to Iran’s
Chahbahar port on the Arabian Sea. India is currently constructing the 42 megawatt hydroelectric
Selwa Dam in Herat Province at a cost of about $77 million, expected to be completed in late
2012. This will increase electricity availability in the province. In December 2011, an Indian firm,
the Steel Authority of India, Ltd. (SAIL) was declared winning bidder on three of four blocs of
the Hajji Gak iron ore project in Bamiyan Province.
India is also helping Afghanistan’s Independent Directorate of Local Governance (IDLG) with its
efforts to build local governance organizations, and it provides 1,000 scholarships per year for
Afghans to undergo higher education in India. Some Afghans want to enlist even more Indian
assistance in training Afghan bureaucrats in accounting, forensic accounting, oversight, and other
disciplines that will promote transparency in Afghan governance.
Russia, Central Asian States, and China
Some neighboring and nearby states take an active interest not only in Afghan stability, but in the
U.S. military posture that supports U.S. operations in Afghanistan. The region to the north of
Afghanistan is a growing factor in U.S. efforts to rely less on routes through Pakistan to bring out
the substantial amount of equipment that will be withdrawn as most U.S. forces depart.
Russia/Northern Distribution Network
Russia wants to reemerge as a great power and to contain U.S. power in Central Asia. There also
concerns among experts that U.S.-Russia tensions over recent developments in Ukraine could
cause Russia to cease facilitating the “Northern Distribution Network” supply route for NATO
forces in Afghanistan. Russia has cooperated in developing that supply line because Russia
supports U.S. and NATO efforts against militants who have posed a threat to Russia itself.
As a reflection in part of tensions between the United States and President Karzai, Afghanistan
publicly supported the March 2014 referendum in Crimea to affiliate with Russia. That Afghan
position could also reflect longstanding Afghan grievances over the Afghanistan-Pakistan border
that has separated the Pashtun community.
Russia has not been a major actor in Afghanistan itself, perhaps because of the legacy of the
Soviet occupation. Since 2002, Russia has only been providing small amounts of humanitarian
aid to Afghanistan. A Russian staffer for UNAMA, who had vast experience in Afghanistan
dating from the Soviet occupation era, was killed in the Taliban attack on the Lebanese Taverna
restaurant in Kabul on January 17, 2014. However, in line with Russian official comments in June
2010 that more economic and social assistance is needed there, Russia is investing $1 billion in
Afghanistan to develop its electricity capacity and build out other infrastructure. Included in those
investments are implementation of an agreement, reached during a Karzai visit to Moscow on
January 22, 2011, for Russia to resume long dormant Soviet occupation-era projects such as
expanding the Salang Tunnel connecting the Panjshir Valley to Kabul, hydroelectric facilities in
Kabul and Baghlan provinces, a customs terminal, and a university in Kabul. Russia is also
Congressional Research Service
50

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

raising its profile with a $25 million investment in the Kabul Housebuilding Factory, the
country’s largest factory, and a $20 million project to renovate the former “Soviet House of
Science and Culture” as the “Russian Cultural Center” that will expand Russia’s cultural
influence in Afghanistan.
During the 1990s, after its 1989 withdrawal and the breakup of the Soviet Union, Russia
supported the Northern Alliance against the Taliban with some military equipment and technical
assistance in order to blunt Islamic militancy emanating from Afghanistan.71 Although Russia
supported the U.S. effort against the Taliban and Al Qaeda in Afghanistan out of fear of Islamic
(mainly Chechen) radicals, Russia continues to seek to reduce the U.S. military presence in
Central Asia. Russian fears of Islamic activism emanating from Afghanistan may have ebbed
since 2002 when Russia killed a Chechen of Arab origin known as “Hattab” (full name is Ibn al-
Khattab), who led a militant pro-Al Qaeda Chechen faction. The Taliban government was the
only one in the world to recognize Chechnya’s independence, and some Chechen fighters fighting
alongside Taliban/Al Qaeda forces have been captured or killed.
Northern Distribution Network and Other Aid to Afghan Security
Russian cooperation has been crucial to the U.S. effort in Afghanistan. In February 2009, Russia
paved the way for the expansion of the Northern Distribution Network supply route into
Afghanistan by allowing the resumption of shipment of non-lethal equipment into Afghanistan
through Russia. (Russia had suspended the shipments in 2008 over differences over the Russia-
Georgia conflict.) About half of all ground cargo for U.S. forces in Afghanistan has flowed
through the Northern Distribution Network as of 2011, and the United States has emphasized this
network at times of strains in U.S. relations with Pakistan, despite the extra costs as compared to
the Pakistan route. The northern route has played a significant role in removing much U.S.
equipment as the U.S. drawdown proceeds.
In November 2010, in its most significant intervention in Afghanistan since its occupation,
Russian officers reportedly joined U.S. and Afghan forces attempting to interdict narcotics
trafficking in Afghanistan. However, the move prompted a complaint by President Karzai because
he was not consulted about the inclusion of the Russians.
Central Asian States
These states are crucial to the U.S. transition in Afghanistan, as discussed in a Senate Foreign
Relations Committee staff report released December 19, 2011, entitled “Central Asia and the
Transition in Afghanistan.” As shown in Table 6, Uzbekistan, Turkmenistan, Tajikistan, and
Kazakhstan are pivotal actors in U.S. efforts to expand the Northern Distribution Network supply
route. Kyrgyzstan is key to the U.S. ability to fly troops and supplies in and out of Afghanistan,
although the facility at Manas International Airport that the United States has used since 2002
will close in July 2014. These states are also becoming crucial to the New Silk Road (NSR)
strategy that seeks to help Afghanistan become a trade crossroads between South and Central
Asia—a strategy that could net Kabul substantial customs duties and other economic benefits. An
increasing amount of trade is flowing from Afghanistan to and through the Central Asian states.
As noted below, railway lines are being built to Uzbekistan. The Panj bridge, built largely with

71 Risen, James. “Russians Are Back in Afghanistan, Aiding Rebels.” New York Times, July 27, 1998.
Congressional Research Service
51

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

U.S. funds, has become a major thoroughfare for goods to move between Afghanistan and
Tajikistan. Kazakhstan is funding a $50 million program to develop Afghan professionals. The
revival of a long-standing plan to establish Afghanistan as a transit hub for Central Asian natural
gas (TAPI pipeline) is discussed later in this report under “Development in Key Sectors.”
The Central Asian countries have long had an interest in seeing Afghanistan stabilized and
moderate. In 1996, several of the Central Asian states banded together with Russia and China into
the SCO because of the perceived Taliban threat.
Tajikistan
On security cooperation, Tajikistan allows access primarily to French combat aircraft, and
Kazakhstan has allowed use of facilities in case of emergency. In May 2011, Kazakhstan became
the first Central Asian state to pledge forces to Afghanistan (four non-combat troops). Earlier, in
April 2010, Kazakhstan agreed to allow U.S. over flights of lethal military equipment to
Afghanistan, allowing the United States to use polar routes to fly materiel directly from the
United States to Bagram Airfield.
Uzbekistan
Uzbekistan, a backer of ethnic Uzbek faction leader Abdul Rashid Dostam, allowed use of
Karshi-Khanabad air base by OEF forces from October 2001 until a rift emerged in May 2005
over Uzbekistan’s crackdown against riots in Andijon. Uzbekistan’s March 2008 agreement with
Germany for it to use Karshi-Khanabad air base temporarily, for the first time since the rift with
the United States, suggested potential for resumed U.S.-Uzbek cooperation on Afghanistan.
Renewed U.S. discussions with Uzbekistan apparently bore some fruit with the Uzbek decision in
February 2009 to allow the use of Navoi airfield for shipment of U.S./NATO goods into
Afghanistan. As a rift with Pakistan widened in September 2011, the United States launched new
overtures to Uzbekistan, including a call from President Obama to Uzbek President Islam
Karimov congratulating him on 20 years of independence from Russia/Soviet Union.
Subsequently, the Administration opened formal negotiations with Uzbekistan to enlist its
cooperation with further expansion of the Northern Distribution Network. However, in late
August 2012, Uzbekistan’s parliament advanced legislation that would ban foreign military bases
on Uzbekistan territory—a move widely interpreted as reluctance to resume permission for U.S.
forces to expand operations in Uzbekistan.
During Taliban rule, Russian and Central Asian leaders were alarmed that radical Islamic
movements were receiving safe haven in Afghanistan. Uzbekistan, in particular, has long asserted
that the group Islamic Movement of Uzbekistan (IMU), allegedly responsible for four
simultaneous February 1999 bombings in Tashkent that nearly killed President Islam Karimov, is
linked to Al Qaeda.72 One of its leaders, Juma Namangani, reportedly was killed while
commanding Taliban/Al Qaeda forces in Konduz in November 2001. Kazakhstan and Kyrgyzstan
do not directly border Afghanistan, but IMU guerrillas transited Kyrgyzstan during incursions
into Uzbekistan in the late 1990s.

72 The IMU was named a foreign terrorist organization by the State Department in September 2000.
Congressional Research Service
52

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Turkmenistan
Currently, perhaps to avoid offending Pakistan or other actors, Turkmenistan takes a position of
“positive neutrality” on Afghanistan. It does not allow its territory to be part of the Northern
Distribution Network. No U.S. forces have been based in Turkmenistan.
This neutrality essentially continues the policy Turkmenistan had when the Taliban was in power.
Turkmenistan was the only Central Asian state to actively engage the Taliban government,
possibly viewing engagement as a more effective means of preventing spillover of radical Islamic
activity from Afghanistan. It saw Taliban control as facilitating construction of the TAPI natural
gas pipeline, discussed above, that was under consideration during Taliban rule and discussion of
which has been revived in recent years. The September 11 events stoked Turkmenistan’s fears of
the Taliban and its Al Qaeda guests, and the country publicly supported the U.S.-led war.
China73
China’s involvement in Afghanistan has been primarily to secure access to Afghan minerals and
other resources but also to help its Pakistan avoid encirclement by India and to reduce the Islamist
militant threat to China itself. China is concerned about the potential for Islamic militants in
Afghanistan to assist China’s restive Uighur (Muslim) community. A major organizer of the
Shanghai Cooperation Organization, China has a small border with a sparsely inhabited sliver of
Afghanistan known as the “Wakhan Corridor,” and it is building border access routes and supply
depots to facilitate China’s access to Afghanistan through the corridor.
In September 2012, a senior Chinese official made a rare visit to Afghanistan to sign security and
economic agreements with Afghanistan, including a pledge to help train, fund, and equip the
ANP. Prior to this agreement, China had taken only a small role in securing Afghanistan. No
Chinese forces have deployed to Afghanistan, and it trained small numbers of ANP at a People’s
Armed Police facility in China since 2006, with a focus on counternarcotics. It also has offered
training for ANSF officers at People’s Liberation Army training colleges and universities. On the
sidelines of the SCO meeting during June 7-8, 2012, China agreed on a strategic partnership with
Afghanistan that includes security cooperation.
Still, China’s activities in Afghanistan are mostly economic. Chinese delegations continue to
assess the potential for new investments in such sectors as mining and energy.74 The cornerstone
of China’s investment to date has been the development of the Aynak copper mine south of
Kabul. In early 2012, China National Petroleum Co. was awarded the rights to develop oil
deposits in the Amu Darya basin (see below). Since 2002, China has pledged about $255 million
in economic aid to Afghanistan, about 75% of which has been provided to date.

During the Taliban era, in December 2000, sensing China’s increasing concern about Taliban
policies, a Chinese official delegation met with Mullah Umar. However, China did not

73 For more information, see CRS Report RL33001, U.S.-China Counterterrorism Cooperation: Issues for U.S. Policy,
by Shirley A. Kan.
74 CRS conversations with Chinese officials in Beijing. August 2007.
Congressional Research Service
53

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

enthusiastically support U.S. military action against the Taliban, possibly because China was
wary of a U.S. military buildup nearby.
Persian Gulf States
The Gulf states are considered a key part of the effort to stabilize Afghanistan. As noted, the late
Ambassador Holbrooke focused substantial U.S. attention—and formed a multilateral task
force—to try to curb continuing Gulf resident donations to the Taliban in Afghanistan. He
maintained that these donations are a larger source of Taliban funding than is the narcotics trade.
The Gulf states have also been a source of development funds and for influence with some
Afghan clerics and factions.
Two Gulf states, UAE and Bahrain, have contributed some of their small forces to Afghanistan
security missions. The UAE has deployed about 250 troops to OEF and ISAF security missions in
southern Afghanistan, including Helmand province. Some are military medical personnel who run
small clinics and health programs for Afghans in the provinces where they operate. The UAE said
in March 2013 it would keep at least some forces in Afghanistan after 2014. In January 2009,
Bahrain sent 100 police officers to Afghanistan to help U.S./NATO-led stabilization operations
there; that tour extends until the end of the ISAF mission at the end of 2014.
Saudi Arabia
Saudi Arabia has many ties to Afghan figures as a result of its channeling of hundreds of millions
of dollars to the Islamist mujahedin, factions during the war against the Soviet occupation. Some
of these mujahedin later joined the Taliban. A majority of Saudi citizens practice the strict
Wahhabi brand of Islam similar to that of the Taliban, and Saudi Arabia was one of three
countries to formally recognize the Taliban government. Some press reports indicate that, in late
1998, Saudi and Taliban leaders discussed, but did not agree on, a plan for a panel of Saudi and
Afghan Islamic scholars to decide Bin Laden’s fate.
Saudi Arabia has played a role as a go-between for negotiations between the Karzai government
and “moderate” Taliban figures. This role was recognized at the London conference on January
28, 2010, in which President Karzai stated in his opening speech that he sees a role for Saudi
Arabia in helping stabilize Afghanistan. Some observers say that a political settlement might
involve Mullah Umar going into exile in Saudi Arabia. The Afghan government also sees Saudi
Arabia as a potential new source of investment; in early November 2012 it was reported that the
Saudis will fund a $100 million mosque and education center in Kabul. Some see the investment
as a Saudi effort to enhance its influence in Afghanistan as international involvement there wanes.
According to U.S. officials, Saudi Arabia cooperated extensively, if not publicly, with OEF. It
broke diplomatic relations with the Taliban in late September 2001 and quietly permitted the
United States to use a Saudi base for command of U.S. air operations over Afghanistan, but it did
not permit U.S. airstrikes from it.
UAE
The United Arab Emirates, the third country that recognized the Taliban regime, is emerging as
another major donor to Afghanistan. In addition to deploying about 250 troops to the U.S.-led
effort (most of which are not under ISAF command), the UAE has donated at least $135 million
Congressional Research Service
54

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

to Afghanistan since 2002, according to the Afghan Finance Ministry. Projects funded include
housing in Qandahar, roads in Kabul, a hospital in Zabol province, and a university in Khost. At
the same time, the UAE property market has been an outlet for investment by Afghan leaders who
may have acquired their funds through soft loans from the scandal-plagued Kabul Bank or
through corruption connected to donor contracts or other businesses.
Qatar
Until 2011, Qatar was not regarded as a significant player on the Afghanistan issue. It did not
recognize the Taliban regime when it was in power. However, in 2010 Qatar offered itself as a
mediator on Afghan reconciliation with the Taliban and U.S.-Taliban confidence-building
measures that led to the release of Sergeant Bowe Bergdahl. Qatar accepts the presence of Taliban
mediators and served as a location for a Taliban political office that opened briefly in June 2013.
Qatar has pledged to prevent the five Taliban figures who were exchanged for Bergdahl from
traveling outside Qatar at least until June 2015, although it is unclear how closely Qatar is
monitoring the activities of the five. Karzai’s two visits to Qatar in 2013, discussed above, were
related to the opening of the Taliban office in Doha.
Aid and Economic Development
Experts have long believed that accelerating economic development is pivotal to Afghanistan’s
stability after 2014, at which time donors are likely to reduce their financial involvement in
Afghanistan as their military involvement declines. In December 2011, the World Bank released a
report warning that an abrupt aid cutoff could lead to fiscal implosion, loss of control over the
security sector, the collapse of political authority, and possible civil war. The role of the economy
in post-2014 Afghanistan is discussed in an Administration report released in December 2011,
called the “U.S. Economic Strategy for Afghanistan.”75
The Obama Administration has maintained relative optimism about the Afghan economy’s ability
to withstand the military and donor drawdown. Afghanistan’s economy (Gross Domestic Product,
GDP) has grown an average of 9% per year since 2001, although aid cutbacks and political
uncertainty about the post-2104 security situation caused a slowing to 3.1% growth in 2013. U.S.
officials say the government is increasingly able to execute parts of its budget and deliver basic
goods and services—even though the government is working with very small amounts of
domestically-generated revenue. Government revenues have increased steadily, but still totaled
less than $2.5 billion for 2013—out of the total $7 billion budget adopted. Afghan government
revenue comes mostly through taxation (68%), including through a flat 20% corporate tax rate,
and most of the remainder from customs duties. The tax system has been computerized.
Donor aid accounts for more than 95% of Afghanistan’s GDP. Because the government takes in
so little revenue relative to its needs, donors provided at least two-thirds of total Afghan
government expenditures (operating budget and development budget) in 2012. Afghan officials
stated in December 2011 that Afghanistan will need at least $10 billion in donated funds per year
from 2014 until 2025, at which time Afghanistan expects to be financially self-sufficient.

75 The report, produced by the National Security Staff, was released December 2, 2011. It was mandated by the
National Defense Authorization Act for FY2011 (Section 1535 of P.L. 111-383).
Congressional Research Service
55

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Since the international community intervened in Afghanistan in 2001, there have been debates
over many aspects of aid to Afghanistan, including amounts, mechanisms for delivery, donor
coordination, and distribution within Afghanistan. Some of the more stable provinces, such as
Bamiyan and Balkh, complain that 80% of international aid has flowed to the restive provinces,
ignoring the needs of poor Afghans in peaceful areas.
Adding to the complexity of strategy development is the analysis that some economic sectors in
Afghanistan have been developed largely with private investment, including by wealthy or well-
connected Afghans who have founded companies. Therefore, it is often difficult to determine the
effects on Afghanistan’s economy of aid, as compared to the effects of investment, trade, and
other variables. In July 2011 then-Secretary of State Clinton and other U.S. officials articulated a
post-transition vision of greater Afghan economic integration in the region and its role in a “New
Silk Road” trading pattern that would presumably accelerate Afghan private sector growth and
customs revenue receipts.
Further hindering Afghanistan is that its economy and society are still fragile after decades of
warfare that left about 2 million dead, 700,000 widows and orphans, and about 1 million Afghan
children raised in refugee camps outside Afghanistan. More than 3.5 million Afghan refugees
have since returned, although a comparable number remain outside Afghanistan. As discussed,
the literacy rate is very low and Afghanistan has a small, although growing, pool of skilled labor,
middle managers, accountants, and information professionals. And, the widespread government
corruption in Afghanistan, which is analyzed in greater detail in CRS Report RS21922,
Afghanistan: Politics, Elections, and Government Performance, by Kenneth Katzman, has caused
some donors to withhold funds or to avoid giving aid directly to the Afghan government.
U.S. Assistance to Afghanistan
During the 1990s, the United States was the largest single provider of assistance to the Afghan
people even though no U.S. aid went directly to the Taliban government when it was in power
during 1996-2001; monies were provided through relief organizations. Between 1985 and 1994,
the United States had a cross-border aid program for Afghanistan, implemented by USAID
personnel based in Pakistan. Citing the difficulty of administering this program, there was no
USAID mission for Afghanistan from the end of FY1994 until the reopening of the U.S. Embassy
in Afghanistan in late 2001.
For all of FY2002-FY2012, the United States provided about $83 billion in assistance, including
military “train and equip” for the ANA and ANP (which is about $51 billion of these funds). The
figures in the tables, which include aid costs for FY2012 and the request for FY2013, do not
include costs for U.S. combat operations. Those costs were about $90 billion in FY2010, $104
billion for FY2011, $93 billion for FY2012, and $82 billion for FY2013. When those costs are
included, the United States has spent about $647 billion on the Afghanistan effort during FY2002-
FY2013. For further information, see CRS Report RL33110, The Cost of Iraq, Afghanistan, and
Other Global War on Terror Operations Since 9/11
, by Amy Belasco.
Aid Oversight and Conditionality
Some laws have required the withholding of U.S. aid subject to Administration certification of
Afghan compliance on a variety of issues, including counternarcotics efforts, corruption, vetting
of the Afghan security forces, Afghan human rights practices and protection of women’s rights,
Congressional Research Service
56

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

and other issues. All required certifications have been made and virtually no U.S. funds have been
withheld from Afghanistan. Legislation proposed in the 113th Congress would have reduced U.S.
aid to Afghanistan by a multiple of the amount of funds Afghanistan sought to charge the U.S.
military to ship equipment out of the country. The U.S. outcry against the fines apparently caused
the Afghan government to drop the levy in early August 2013. In July 2014, Administration
officials indirectly threatened cuts in U.S. assistance to Afghanistan if either of the two
presidential candidates takes steps outside Afghanistan’s constitutional mechanisms to resolve
their election dispute.
Some in Congress want to ensure independent oversight of U.S. aid to Afghanistan; the
conference report on the FY2008 defense authorization bill (P.L. 110-181) established a “Special
Inspector General for Afghanistan Reconstruction” (SIGAR) modeled on a similar outside auditor
for Iraq. Funds provided for the SIGAR are in the tables below. The SIGAR issues quarterly
reports and specific audits of aspects of Afghan governance and security, with particular attention
to how U.S.-provided funds have been used. The SIGAR, as of July 2012, is John Sopko. Some
executive branch agencies, including USAID, have criticized some SIGAR audits as inaccurate or
as highlighting problems that the agencies are already correcting. As an example, DOD took
strong exception to a December 4, 2013, audit by the SIGAR that asserted that the U.S. military
had failed to adequately manage risk accounting for $3 billion in DOD funds for the ANSF.76
Aid Authorization: Afghanistan Freedom Support Act
A key post-Taliban aid authorization bill, S. 2712, the Afghanistan Freedom Support Act (AFSA)
of 2002 (P.L. 107-327, December 4, 2002), as amended, authorized about $3.7 billion in U.S.
civilian aid for FY2003-FY2006. The law, whose authority has now expired, was intended to
create a central source for allocating funds; that aid strategy was not implemented. However,
some of the humanitarian, counternarcotics, and governance assistance targets authorized by the
act were met or exceeded by appropriations. No Enterprise Funds authorized by the act have been
appropriated. The act authorized the following:
• $15 million per year in counternarcotics assistance (FY2003-FY2006);
• $10 million per year for FY2003-FY2005 for political development, including
national, regional, and local elections;
• $80 million total to benefit women and for Afghan human rights oversight ($15
million per year for FY2003-FY2006 for the Afghan Ministry of Women’s
Affairs, and $5 million per year for FY2003-FY2006 to the Human Rights
Commission of Afghanistan);
• $425 million per year for FY2003-FY2006 in humanitarian and development aid;
• $300 million for an Enterprise Fund; and
• $550 million in drawdowns of defense articles and services for Afghanistan and
regional militaries. (The original law provided for $300 million in drawdowns.
That was increased by subsequent appropriations laws.)

76 David Zucchino. “Watchdog Faults U.S. Military’s Oversight of Aid to Afghanistan.” Los Angeles Times, December
5, 2013.
Congressional Research Service
57

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

A subsequent law (P.L. 108-458, December 17, 2004), implementing the recommendations of the
9/11 Commission, contained “The Afghanistan Freedom Support Act Amendments of 2004.” The
subtitle mandated the appointment of a U.S. coordinator of policy on Afghanistan and requires
additional Administration reports to Congress.
A bill in the 110th Congress to reauthorize AFSA, H.R. 2446, passed by the House on June 6,
2007 (406-10). It would have authorized about $1.7 billion in U.S. economic aid and $320 in
military aid (including drawdowns of equipment) per year for several years. A Senate version (S.
3531), with fewer provisions than the House bill, was not taken up by the full Senate.
Direct Support to the Afghan Government
Currently, the United States disburses about 50% of its donated aid funds through the Afghan
government. The Kabul Conference (July 20, 2010) communiqué endorsed a goal of 50% direct
funding and for 80% of all funds to align with Afghan government priorities. USAID has
approved 14 ministries to receive direct U.S. aid. However, a SIGAR report of late January 2014
assessed that auditors hired by the U.S. government to oversee the direct aid provided found
substantial potential for the misuse of some of the aid in the form of kickbacks or payment of
Afghan salaries in the form of cash.77
The United States channels much of its direct aid through the Afghanistan Reconstruction Trust
Fund (ARTF), run by the World Bank. Donors have contributed about $6 billion to the ARTF, the
funds of which are about equally split between funding Afghan salaries and priority development
investments. Through FY2012, the USAID has provided about $2 billion to the ARTF.
National Solidarity Program
Through the ARTF, the United States supports an Afghan government program that promotes
local decision making on development—the “National Solidarity Program” (NSP). Donors have
provided the program with over $600 million, about 90% of which has been U.S. funding. The
program provides block grants of up to $60,000 per project to local councils to implement their
priority projects, most of which are water projects. The program has given at least 20,000 grants
to a total of 21,600 villages that participate in the program—participation requires setting up a
Community Development Council (CDC) to help decide on what projects should be funded. The
Afghan implementer is the Ministry of Rural Rehabilitation and Development. It is widely hailed
by many institutions as a highly effective, Afghan-run program. U.S. funds for the program are
drawn from a broad category of ESF for “good governance.” P.L. 111-32, a FY2009
supplemental, earmarked $70 million to defray a large part of a shortfall in that program. The
FY2010 consolidated appropriation (P.L. 111-117) earmarked another $175 million in ESF for the
NSP.
Afghanistan Infrastructure Trust Fund
The Afghanistan Infrastructure Trust Fund was set up in early 2013 to channel an additional
percentage of U.S. aid directly to Afghanistan. The fund is managed by the Asian Development

77 Matthew Rosenberg and Azam Ahmed. “Report Says Afghanistan Can’t be Trusted to Prevent Misuse of U.S. Aid.”
New York Times, January 30, 2014.
Congressional Research Service
58

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Bank. An initial U.S. contribution of $45 million was made in March 2013, but is expected to be
followed by tens of millions more to support a power grid project running north-south. (This is
not the same program as the U.S. “Afghan Infrastructure Fund,” which is a DOD-State program
to fund Afghan infrastructure projects.)
Other Donor Aid
As shown in Table 9, non-U.S. donors, including such institutions as the EU and the Asian
Development Bank, provided over $29 billion in assistance to Afghanistan from the fall of the
Taliban until 2012. When combined with U.S. aid, this by far exceeds the $27.5 billion for
reconstruction identified by the IMF as required for 2002-2010. Major pledges have been made
primarily at donor conferences such as Tokyo (2002), Berlin (April 2004), Kabul (April 2005),
London (February 2006), Paris (June 2008), London (January 2010), and Tokyo (July 2012).
The Tokyo conference (July 8, 2012) focused on identifying sources of post-2014 assistance
(2012-2022 is termed the “transformation decade”).78 At the conference, the United States and its
partners pledged a total of $16 billion in aid to Afghanistan through 2015 ($4 billion per year for
2012-2015) and agreed to sustain support through 2017 at levels at or near the past decade. As
part of that overall pledge, at the conference, then-Secretary Clinton said the Administration
would ask Congress to sustain U.S. aid to Afghanistan at roughly the levels it has been through
2017. Among other major pledges, Japan pledged $5 billion over five years (2012-2017), and
Germany pledged $550 million over four years (2014-2016).
The Tokyo Mutual Accountability Framework issued in concert with the final conference
declaration lays out requirements of the Afghan government in good governance, anti-corruption,
holding free and fair elections, and human rights. As an incentive, if Afghanistan meets the
benchmarks, the Framework will increase (to 10% by 2014 and to 20% by 2024) the percentage
of aid provided through the Afghanistan Reconstruction Trust Fund (ARTF) and other incentive
mechanisms. The ARTF gives Kabul the maximum discretion in use of the donated funds. A
senior officials meeting held in Kabul on July 3, 2013, to review the Afghan performance found
that the Afghan government had met only a few of the stipulated benchmarks and was making
slow progress on most of the others. (See CRS Report RS21922, Afghanistan: Politics, Elections,
and Government Performance
, by Kenneth Katzman, for more information.)
Among multilateral lending institutions, the World Bank has been key to Afghanistan’s
development. In May 2002, the World Bank reopened its office in Afghanistan after 20 years. Its
projects have been concentrated in the telecommunications and road and sewage sectors. The
Asian Development Bank (ADB) has also been playing a major role in Afghanistan, including in
financing railway construction. Another of its projects in Afghanistan was funding the paving of a
road from Qandahar to the border with Pakistan, and as noted above, it is contributing to a project
to bring electricity from Central Asia to Afghanistan. On the eve of the London conference on
January 28, 2010, the IMF and World Bank announced $1.6 billion in Afghanistan debt relief.

78 http://www.embassyofafghanistan.org/article/the-tokyo-declaration-partnership-for-self-reliance-in-afghanistan-
from-transition-to-transf.
Congressional Research Service
59

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Development in Key Sectors
Efforts to build the legitimate economy are showing some results, by accounts of senior U.S.
officials. Some sectors, discussed below, are being developed primarily (although not
exclusively) with private investment funding. There has been substantial new construction,
particularly in Kabul, including luxury hotels; a $25 million Coca Cola bottling factory (opened
in September 2006); apartment and office buildings; and marriage halls and other structures. The
bottling factory is located near the Bagrami office park (another private initiative), which includes
several other factories. The Serena luxury hotel was built by the Agha Khan foundation, a major
investor in Afghanistan. Phase one of a major, multi-billion dollar development near the Kabul
airport, called “New Kabul City,” is in the early stages of construction.
An arm of DOD, called the Task Force for Business and Stability Operations facilitated some of
this private investment. Funding for the Task Force is included in the aid table at the end of this
paper.
On the other hand, uncertainty about the post-2014 political and security situation is causing
some Afghan businessmen to relocate outside the country, or to develop external components of
their business in case the situation in Afghanistan deteriorates. Others say that private investment
could have been healthier if not for the influence exercised over it by various faction leaders and
Karzai relatives. The following sections outline what has been accomplished with U.S. and
international donor funds, as well as with private investment.
Education
Despite the success in enrolling Afghan children in school since the Taliban era (8 million in
school, of which about 40% are girls), continuing Taliban attacks on schools have caused some to
close. Afghanistan’s university system is said to be highly underfunded, in part because Afghans
are entitled to free higher education (to the B.A. level) by the Constitution, which means that
demand for the higher education far outstrips Afghan resources. The shortfall is impeding the
development of a large enough pool of skilled workers for the Afghan government. Afghanistan
requires about $35 million to operate its universities and institutes for one year; USAID spent
about $20 million to help fund those activities in FY2012.79 A substantial portion of USAID funds
have gone directly to the Ministry of Education for the printing and distribution of textbooks.
Health
The health care sector, as noted by Afghan observers, has made considerable gains in reducing
infant mortality and giving about 85% of the population at least some access to health
professionals. Still, according to some outside groups, nearly 20% of all Afghans had a close
relative or friend who died in 2013 because that person was unable to reach medical care or
because of unaffordable cost—even though health care is free according to Afghan law and
regulations.80

79 Boak, Josh. “Afghan Universities Struggling for Funding.” Washington Post, February 13, 2011.
80 Rod Nordland. “Aid Group Sees Daunting Obstacles to Health Care for Afghans.” New York Times, February 26,
2014.
Congressional Research Service
60

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

USAID funds for health have gone directly to the Ministry of Health to contract with
international NGOs to buy medical supplies for clinics. Egypt operates a 65-person field hospital
at Bagram Air Base that instructs Afghan physicians, and Jordan operates a similar facility in
Mazar-e-Sharif. A SIGAR report of early September 2013 said that no further U.S. funding
should be provided to the Public Health Ministry “until program costs are validated as
legitimate”—a recommendation focused on a $236 million USAID program called “Partnership
Contracts for Health” that provides immunizations, prenatal exams, and equipment and salaries in
13 provinces. However, USAID said no U.S. funds are directly provided to the ministry and that
USAID had set up a unit in the ministry to monitor grants and contracts.81
Roads
Road building is considered a U.S. and international priority. At least 10,000 miles of roads have
been built since 2001 by all donors, of which about half was funded by the United States. Road
construction has been USAID’s largest project category there, accounting for about $2 billion in
U.S. spending since the fall of the Taliban.82 Roads are considered key to enabling Afghan
farmers to bring legitimate produce to market in a timely fashion, and former commander of U.S.
forces in Afghanistan General Eikenberry (later Ambassador) said “where the roads end, the
Taliban begin.” The major road, the Ring Road (including Highway One from Qandahar to
Kabul), has been completely repaved using funds from various donors, including substantial
funds from the Asian Development Bank, at a total expense of about $4 billion (all donors).
Among other major projects completed are a road from Qandahar to Tarin Kowt, (Uruzgan
province) built by U.S. military personnel, inaugurated in 2005; a road linking the Panjshir Valley
to Kabul; a Khost-Gardez road; and a Salang Bypass Road through Bamiyan province. In several
of the most restive provinces, U.S. funds, including CERP, have been used to build small roads
linking farming communities to the markets for their products.
The Afghan government has committed to developing an East-West road across Afghanistan,
from Herat to Kabul. However, funding only for a few segments (Herat to Chest-e-Sharif, and
Maidany Shar to Bamiyan, and Bamiyan City to Yakowlang in that same province) has been
identified, from Italy and Japan.
On the other hand, observers not that the Afghan government lacks the resources to adequately
maintain the roads built with international funds. Many of the roads built have fallen into
disrepair and are marked with major potholes.
Bridges
Afghan officials say that trade with Central Asia increased after a bridge over the Panj River,
connecting Afghanistan and Tajikistan, opened in late 2007. The bridge was built with $33
million in (FY2005) U.S. assistance. The bridge is helping what press reports say is robust
reconstruction and economic development in the relatively peaceful and ethnically homogenous
province of Panjshir, the political base of the Northern Alliance.

81 Pamela Constable. “Report: Millions in U.S. Assistance for Afghan Health Projects Being Wasted.” Washington
Post
, September 6, 2013.
82 Kevin Seiff. “A Crumbling Investment.” Washington Post, January 31, 2014.
Congressional Research Service
61

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Railways
Afghanistan is beginning to develop functioning railways—a sector it lacked as a legacy of
security policy during the late 19th century that saw railroads as facilitating invasion of
Afghanistan. Rail is considered increasing crucial to Afghanistan’s ability to develop its mineral
wealth because it is the means by which minerals can be exported to neighboring countries. Three
railway projects are underway. One, a 75 mile line from Mazar-i-Sharif to Hairaton, on the border
with Uzbekistan, was completed in March 2011 with $165 million from the Asian Development
Bank. It began operations in early 2012 and shortly thereafter began carrying its peak capacity of
4,000 tons of cargo per month. In September 2012, the government established the Afghan Rail
Authority to maintain and regulate this sector.
Some planned rail lines might not get built if foreign investors believe they will not yield a
significant payoff for their projects in the mining sector. In particular, China has committed to
building a rail line from its Mes Aynak copper mine project to the northern border and it is
conducting a feasibility study for that railway as of mid-2014. A spur to the Hajji Gak iron mine
would be funded by India (about $1 billion) as part of its project there. However, there are
indications India and China might opt instead truck their minerals out, a process that would slow
full exploitation of these mines. There are also plans to build a line from Herat and Kabul to
Qandahar, and then on to the border with Pakistan. The planned railways will link Afghanistan to
the former Soviet railway system in Central Asia, and to Pakistan’s railway system, increasing
Afghanistan’s economic integration in the region.
Electricity
This sector has been a major U.S. focus because the expansion of electricity proves popular with
the Afghan public. The United States has pledged $340 million in direct aid to the national power
company, Da Afghanistan Breshna Sherkas (DABS), to generate revenue from power provision
and manage the nation’s electricity grid. Some of the U.S. funding comes from an “Infrastructure
Fund” funded by DOD. That authority was provided in the FY2011 DOD authorization bill (P.L.
111-383). Actual funding is depicted in the aid tables below. However, the SIGAR reported in an
April 2013 audit that DABS will require Afghan government subsidies beyond March 2014, at
which time it was supposed to become self-sufficient financially.
The Afghan government set a goal for electricity to reach 65% of households in urban areas and
25% in rural areas by 2010—a goal that was not met—but USAID says that as of April 2013,
DABS serves about 28% of the population. Power shortages in Kabul, caused in part by the
swelling of Kabul’s population to about 4 million, have been alleviated as of 2009 by Afghan
government agreements with several Central Asian neighbors to import electricity, as well as
construction of new plants such as that at Tarakhil in north Kabul. Kabul is now generally lit up at
night. There has been some criticism of the 105 megawatt Tarakhil plant, built at a cost of about
$300 million, because of the high costs of fuel, the questionable need for it, and the possible
inability of the Afghan authorities to maintain it. USAID has spent a $35 million to help the
national electric utility—operate and maintain the plant. In January 2013, Afghanistan gained
formal title to the Tarakhil plant as well as two less efficient power plants built by Iran in western
Afghanistan. Russia has refurbished some long dormant hydroelectric projects in Afghanistan that
were suspended when Soviet troops withdrew in 1989.
Kajaki Dam. Much of the U.S. electricity capacity effort has been focused on southern
Afghanistan. The key long-term project is to expand the capacity of the Kajaki Dam, located in
Congressional Research Service
62

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Helmand Province (“Kandahar-Helmand Power Project,” KHPP). Currently, two turbines are
operating—one was always working, and the second was repaired by USAID contractors. This
has doubled electricity production in the south and caused small factories and other businesses to
come to flourish. As of December 31, 2012, USAID has obligated $140 million to the project.
USAID had planned to further expand capacity of the dam by installing a third turbine (which
there is a berth for but which never had a turbine installed.) In September 2008, 4,000 NATO
troops (Operation Ogap Tsuka) delivered components of the third turbine to the dam. The third
turbine was expected to be operational by late 2009 but technical and security problems delayed
the project. In early 2013, USAID decided to instead provide these funds to DABS so that it
could contract for completion of the work, and $75 million of the U.S. aid to DABS is obligated
for the third turbine installation. Another $205 million is being spent by the Army Corps of
Engineers to improve power lines and substations fed by the dam.83 In early January 2014, the
SIGAR issued an alert over a possible weakness in oversight of the funding for the third turbine
installation.
Because the Kajaki Dam has not been at optimal capacity, since 2009 the U.S. military and
USAID have implemented a plan (“Kandahar Power Bridging Solution”) to build smaller
substations and generator projects that can bring more electricity to Qandahar and other places in
the south quickly. The initiative was intended at least in part to support the U.S.-military led
counterinsurgency strategy in Qandahar during 2009-2013. Some of the power provided by
additional diesel generators is being used to supply the Qandahar Industrial Park. However, the
SIGAR reported in July 2012 that five of the seven projects of the Bridging Solution are at least
six months behind schedule, and that many aspects of the project depend on progress on the
Kajaki Dam and other projects that have completion dates beyond 2014. President Karzai has said
in interviews, including on CNN on June 26, 2011, that he favors the longer-term Kajaki Dam
project rather than the interim generator project. Other criticism centers on the cost of fuel for the
diesel generators, for which the Afghans are dependent on continued U.S. funding.
The SIGAR also recommended that some attention be shifted to building up northern power
distribution routes rather than focusing exclusively on the south and east. Some of the USAID
funds provided to DABS, including through the Afghanistan Infrastructure Trust Fund above, are
being used to build a north-south power grid.
There is also an apparent increasing emphasis on providing electricity to individual homes and
villages through small solar power installations. A contractor to USAID, IRG, has provided small
solar powered-electricity generators to homes in several districts of Afghanistan, alleviating the
need to connect such homes to the national power grid. However, there are technical drawbacks,
including weather-related inconsistency of power supply and the difficulty of powering
appliances that require substantial power. The U.S. broadcasting service to Afghanistan, Radio
Azadi, run by Radio Free Europe/Radio Liberty, has given out 20,000 solar-powered radios
throughout Afghanistan.
Agriculture
Even though only about 12.5% of Afghanistan’s land is arable, about 80% of Afghans live in rural
areas and the agriculture sector has always been key to Afghanistan’s economy and stability. The
late Ambassador Holbrooke, including in his January 2010 strategy document, outlined U.S.

83 Michael Phillips. “Afghan Dam Saga Reflects U.S. Travails.” Wall Street Journal, May 29, 2012.
Congressional Research Service
63

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

policy to boost Afghanistan’s agriculture sector not only to reduce drug production but also as an
engine of economic growth. Prior to the turmoil that engulfed Afghanistan in the late 1970s,
Afghanistan was a major exporter of agricultural products. From 2002 until the end of 2012,
USAID has obligated $1.9 billion to build capacity at the Ministry of Agriculture, Irrigation, and
Livestock (MAIL), increase access to markets, and provide alternatives to poppy cultivation,
according to the January 30, 2013, SIGAR report.
USAID programs have helped Afghanistan double its legitimate agricultural output over the past
five years. One emerging “success story” is growing Afghan exports of high-quality pomegranate
juice called Anar. Other countries are promoting not only pomegranates but also saffron, rice, and
other crops that draw buyers outside Afghanistan. Another emerging success story is
Afghanistan’s November 2010 start of exports of raisins to Britain.84 Wheat production was
robust in 2009 because of healthy prices for that crop, and Afghanistan is again self-sufficient in
wheat production. The U.S. Department of Agriculture has about 110 personnel in Afghanistan on
long-term and priority projects; there are also at least 25 agriculture experts from USAID in
Afghanistan. Their efforts include providing new funds to buy seeds and agricultural equipment,
and to encourage agri-business. In addition, the National Guard from several states deployed nine
“Agribusiness Development Teams” to help Afghan farmers with water management, soil
enhancement, crop cultivation, and improving the development and marketing of their goods.
U.S. strategy has addressed not only crop choice but also trying to construct the entirety of the
infrastructure needed for a healthy legitimate agriculture sector, including road building, security
of the routes to agriculture markets, refrigeration, storage, transit through Pakistan and other
transportation of produce, building legitimate sources of financing, and other aspects of the
industry. U.S. officials in Kabul say that Pakistan’s restrictions on trade between Afghanistan and
India had prevented a rapid expansion of Afghan pomegranate exports to that market, but the
transit trade agreement between Afghanistan and Pakistan, discussed above, is expected to
alleviate some of these bottlenecks. Dubai is another customer for Afghan pomegranate exports.
There is a vibrant timber industry in the northeast provinces. However, the exports are illegal. De-
forestation has been outlawed because of the potential for soil erosion and other economic and
environmental effects.
In terms of specific programming, USAID has a $150 million program for the relatively safe
areas of Afghanistan to continue to develop licit crops. The Incentives Driving Economic
Alternatives for the North, East, and West (IDEA-NEW) program is planned to run through
FY2014. In southern and eastern areas of the country where counterinsurgency operations are
ongoing, USAID’s $474 million Afghanistan Vouchers for Increased Production in Agriculture
(AVIPA-Plus) program ran through FY2011 and includes initiatives coordinated with U.S.
counterinsurgency operations in Helmand and Qandahar provinces. The program provides
vouchers for wheat seed, fertilizer, and tools, in addition to supporting cash for work programs
and small grants to local cooperatives.
Telecommunications
Several Afghan telecommunications firms have been formed and over $1.2 billion in private
investment has flowed into this sector, according to the DOD Task Force for Business and

84 Lemmon, Gayle Tzemach. “New Hope for Afghan Raisin Farmers.” New York Times, October 9, 2010.
Congressional Research Service
64

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Stability Operations. With startup funds from the Agha Khan Foundation (the Agha Khan is
leader of the Isma’ili community, which is prevalent in northern Afghanistan), the highly
successful Roshan cellphone company was founded. Another Afghan cellphone firm is Afghan
Wireless. The most significant post-Taliban media network is Tolo Television, owned by Moby
Media. U.S. funds are being used to supplement the private investment; a $4 million U.S. grant,
in partnership with the Asia Consultancy Group, is being used to construct communication towers
in Bamiyan and Ghor provinces. The Afghan government is attempting to link all major cities by
fiber optic cable.
Airlines
The 52-year-old national airline, Ariana, is said to be in significant financial trouble due to
corruption that has affected its safety ratings and left it unable to service a heavy debt load.
However, there are new privately run airlines, such as Safi Air (run by the Safi Group, which has
built a modern mall in Kabul) and Kam Air. Another, Pamir, was ordered closed in 2010 due to
safety concerns. In January 2013, the U.S. military ceased contracting with an Afghan airline,
Kam Air, on the grounds that it was helping traffic opium; the U.S. military rescinded the ruling
after Afghan complaints that questioned the allegation. The Afghan government agreed to
investigate the allegations.
Mining and Gems
Afghanistan’s mining sector has been largely dormant since the Soviet invasion. Some Afghan
leaders complain that not enough has been done to revive such potentially lucrative industries as
minerals mining, such as of copper and lapis lazuli (a stone used in jewelry). The issue became
more urgent in June 2010 when the DOD Task Force for Business and Stability Operations
announced, based on surveys, that Afghanistan may have untapped minerals worth over $1
trillion.85 Although copper and iron are the largest categories by value, there are believed to also
be significant reserves of such minerals as lithium in western Afghanistan—lithium is crucial to
the new batteries being used to power electric automobiles. However, as noted above, some of the
expected revenue from this sector might not materialize if investors decide not to build rail lines
needed to export the minerals from Afghanistan in large volumes. An additional brake on
investment is the lack of legislative action on a new Law on Mines. The Afghan cabinet approved
a draft in February 2013 and sent it to the National Assembly in July 2013, but the Assembly has
not acted on it to date.
Mes Aynak Copper Field. A major project, signed in November 2007, is with China Metallurgical
Group for the company to invest $3.0 billion to develop Afghanistan’s Mes Aynak copper field in
Lowgar Province. The agreement, viewed as generous to the point where it might not be
commercially profitable for China Metallurgical Group, includes construction of two coal-fired
electric power plants (one of which will supply more electricity to Kabul city); a segment of
railway (discussed above); and a road from the project to Kabul. Work on the mine reportedly has
been slowed by various factors, including the need to clear mines in the area and to excavate
ancient Buddhist artifacts that local activists insist be preserved. Actual extraction was expected
to begin in mid-2012, but has not begun as of April 2013. U.S. forces do not directly protect the

85 Risen, James. “U.S. Identifies Mineral Riches in Afghanistan.” New York Times, June 14, 2010.
Congressional Research Service
65

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

project, but U.S. forces have set up small bases on some of the roads leading to the mine project
to provide general stability there.
Hajji Gak Iron Ore Project. In September 2011 seven bids were submitted for another large
mining project, the Hajji Gak iron ore mine (which may contain 60 billion tons of iron ore) in
Bamiyan Province. The bids—from Chinese, Indian, and other firms—were evaluated and, in late
2011, the Steel Authority for India Ltd. (SAIL) was awarded the largest share of the project. One
of the four blocs of the project was awarded to Kilo Gold of Canada. As of the end of 2012, the
contract had not been finalized. The project is expected to generate $200 million in annual
government revenues when fully operational—expected by 2017—although this level might not
be reached unless the associated rail lines are built to allow export in high volumes.
Other mining projects have been awarded (subject to finalized contract negotiations):
• The Balkhab coooper mine in Sar-i-Pol Province, awarded to Afghan Gold and
Minerals Co.
• The Shaida copper mine in Herat Province, awarded to Afghan Minerals Group
• The Badakshan gold project, in that province, awarded to Turkish-Afghan
Mining Co.
• Zarkashan copper and gold project (Ghazni Province), awarded to Sterling
Mining/Belhasa International LLC.
Oil, Gas, and Related Pipelines
Years of war have stunted developed of a hydrocarbons energy sector in Afghanistan. The country
has no hydrocarbons export industry and a small refining sector that provides some of
Afghanistan’s needs for gasoline or other fuels. Most of Afghanistan’s fuel comes from
neighboring states. However, Afghanistan’s prospects in this sector appeared to brighten by the
announcement in March 2006 of an estimated 3.6 billion barrels of oil and 36.5 trillion cubic feet
of gas reserves, amounts that could make Afghanistan self-sufficient in energy or even able to
export. In a major development, on December 15, 2010, the Afghan government let a six-month
contract to a local firm, Ghazanfar Neft Gas (Ghazanfar Group), to collect and market crude oil
from the Angot field in northern Afghanistan (part of a field that may contain 80 million barrels
of oil), initially producing at the low rate of 800 barrels per day.
The energy sector took a major step forward with the awarding in early 2012 of development
rights to the Amu Darya basin (northern Afghanistan) oil fields to China National Petroleum Co.
The field began producing at about 5,000 barrels per day in early 2013, with a longer-term
potential of 145,000 barrels per day. The $3 billion development has a local partner, the Watan
Group, owned by Karzai relatives Rashid and Rateb Popal.
Among pending development, in November 2012 a consortium consisting of Kuwait Energy,
Dragon Oil of UAE, Turkey’s state-owned TPAO, and the Ghazanfar Group (see above) had bid
to develop part of the “Afghan-Tajik Basin,” estimated to hold 950 million barrels of oil, 7 trillion
cubic feet of gas, and other gas liquids. A solicitation is to be offered later in 2013 to develop a
large oil field in Balkh Province (Kasha Kari bloc), estimated to hold 1.8 billion barrels of oil.
Congressional Research Service
66

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Exxon-Mobil is reportedly weighting a bid on the project—an action that Afghan officials say
would instill substantial confidence in the investment climate in Afghanistan.86
USAID has funded test projects to develop gas resources in northern Afghanistan. A key project is
to build a 200 megawatt gas-fired thermal plant and associated transmission lines in northern
Afghanistan (“Shehbergan Program”). The plant would be part of a plan to link Afghanistan’s
natural gas field in Shehbergan to the population center in Mazar-e-Sharif. The total cost of the
project, targeted for 2016 completion, is estimated at $580 million, provided by USAID, the
Overseas Private Investment Corp., the Asian Development Bank, and the Afghan government.
Another pilot project, funded by the Task Force for Business and Stability Operations, is to
develop filling stations and convert cars to use compressed natural gas (CNG), which is produced
in the gas field in Shehbergan and could provide an inexpensive source of fuel in the future.
TAPI (Turkmenistan-Afghanistan-Pakistan-India) Gas Pipeline Project.
Another long-stalled major energy project appears to be gaining momentum. During 1996-1998,
the Clinton Administration supported proposed natural gas and oil pipelines through western
Afghanistan as an incentive for the warring factions to cooperate. A consortium led by Los
Angeles-based Unocal Corporation proposed a $7.5 billion Central Asia Gas Pipeline that would
originate in southern Turkmenistan and pass through Afghanistan to Pakistan, with possible
extensions into India.87 The deterioration in U.S.-Taliban relations after 1998 suspended hopes for
the pipeline projects. At a summit meeting in late May 2002, the leaders of Turkmenistan,
Afghanistan, and Pakistan agreed to revive the project. Sponsors held an inaugural meeting on
July 9, 2002, in Turkmenistan, signing a series of preliminary agreements. On December 12,
2010, in the Turkmenistan capital Ashkabad, the relevant leaders reaffirmed their intent to
complete the project. In late 2011, the Asian Development Bank has agreed to finance the project,
removing what had been a major hurdle. U.S. officials view this project as a superior alternative
to a proposed gas pipeline from Iran to India, transiting Pakistan.
Trade Promotion/Reconstruction Opportunity Zones
The key to U.S. economic strategy, as exemplified by the New Silk Road strategy, is to encourage
Afghanistan’s trade relationships. The United States is doing so by promoting regional economic
integration, discussed above, as well as through bilateral economic agreements with Afghanistan.
A key to the strategy was accomplished in 2011 when Afghanistan and Pakistan finalized
provisions to implement their 2010 transit trade agreement. To facilitate Afghanistan’s ability to
increase trade, USAID is funding a five-year project ($63 million total during 2010-2014) to
simplify the customs clearance process. This includes new import procedures that have reduced
the time needed for imports to clear customs by 45%. On December 13, 2004, the 148 countries
of the World Trade Organization voted to start membership talks with Afghanistan.

86 Matthew Rosenberg. “As Exxon Mobil Weights Oil Bid, Afghans Move Closer to a Foreign Investment Goal.” New
York Times, July 6, 2012.
87 Other participants in the Unocal consortium include Delta of Saudi Arabia, Hyundai of South Korea, Crescent Steel
of Pakistan, Itochu Corporation and INPEX of Japan, and the government of Turkmenistan. Some accounts say
Russia’s Gazprom would probably receive a stake in the project. Nezavisimaya Gazeta (Moscow), October 30, 1997,
p. 3.
Congressional Research Service
67

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Earlier, in September 2004, the United States and Afghanistan signed a bilateral trade and
investment framework agreement (TIFA), and most of Afghanistan’s exports are eligible for duty
free treatment under the enhanced Generalized System of Preferences (GSP) program. The
Administration economic strategy report of December 2011 says the Administration is reaching
out to Afghan exporters and U.S. importers of Afghan products to make increased use of the GSP
program. The TIFA is seen as a prelude to a broader and more complex bilateral free trade
agreement, but negotiations on an FTA have not yet begun.
Another initiative supported by the United States is the establishment of joint Afghan-Pakistani
“Reconstruction Opportunity Zones” (ROZs) which would be modeled after “Qualified Industrial
Zones” run by Israel and Jordan in which goods produced in the zones receive duty free treatment
for import into the United States. Bills in the 110th Congress, S. 2776 and H.R. 6387, would have
authorized the President to proclaim duty-free treatment for imports from ROZs to be designated
by the President. In the 111th Congress, a version of these bills was introduced (S. 496 and H.R.
1318). President Obama specifically endorsed passage of these bills in his March 2009 strategy
announcement. H.R. 1318 was incorporated into H.R. 1886, a major Pakistan aid appropriation
that passed by the House on June 11, 2009, and was then appended to H.R. 2410. However, the
version of the major Pakistan aid bill that became law (S. 1707, P.L. 111-73) did not authorize
ROZs.
Congressional Research Service
68

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 7. Major Reporting Requirements
Several provisions require Administration reports on numerous aspects of U.S. strategy, assistance, and related issues.

P.L. 108-458, The Afghanistan Freedom Support Act Amendments required, through the end of FY2010, an
overarching annual report on U.S. strategy in Afghanistan. Other reporting requirements expired, including
required reports (1) on long-term U.S. strategy and progress of reconstruction; (2) on how U.S. assistance is
being used; (3) on U.S. efforts to persuade other countries to participate in Afghan peacekeeping; and (4) a joint
State and DOD report on U.S. counternarcotics efforts in Afghanistan.

P.L. 110-181 (Section 1230), FY2008 Defense Authorization Act requires a quarterly DOD report on the
security situation in Afghanistan; the first was submitted in June 2008. It was required by that law through
FY2011. Section 1231 required a report on the Afghan National Security Forces through the end of FY2010. The
FY2012 National Defense Authorization Act (P.L. 112-81) extended the reporting requirement—the reports
entitled “Progress Toward Security and Stability in Afghanistan” cover a six month period—until the end of
FY2014.

Section 1229 of the same law requires the quarterly report of the Special Inspector General for Afghanistan
Reconstruction (SIGAR).

P.L. 111-8 (Omnibus Appropriation, explanatory statement) required a State Department report on the use of
funds to address the needs of Afghan women and girls (submitted by September 30, 2009).

P.L. 111-32, FY2009 Supplemental Appropriation (Section 1116), required a White House report, by the time of
the FY2011 budget submission, on whether Afghanistan and Pakistan are cooperating with U.S. policy sufficiently
to warrant a continuation of Administration policy toward both countries, as wel as efforts by these
governments to curb corruption, their efforts to develop a counterinsurgency strategy, the level of political
consensus in the two countries to confront security chal enges, and U.S. government efforts to achieve these
objectives. The report was released with a date of September 30, 2010.

The same law (Section 1117) required a report, by September 23, 2009, on metrics to be used to assess
progress on Afghanistan and Pakistan strategy. A progress report measured against those metrics is to be
submitted by March 30, 2010, and every six months thereafter, until the end of FY2011.

Section 1228 of the FY2010 National Defense Authorization Act (P.L. 111-84) required a report, within 120
days, on the Afghan Provincial Protection Program and other local security initiatives. Section 1235 authorized a
DOD-funded study of U.S. force levels needed for eastern and southern Afghanistan, and Section 1226 required
a Comptrol er General report on the U.S. “campaign plan” for the Afghanistan (and Iraq) effort.

Sections 1212-1226 of the FY2013 National Defense Authorization Act (H.R. 4310, P.L. 112-239) contains
several reporting or congressional notification requirements on Afghanistan, on issues such as women’s rights, an
independent assessment of the performance of the ANSF, negotiations on the bilateral security agreement, the
political reconciliation and insurgent reintegration process, the U.S. campaign plan, insider attacks, any changes to
U.S. troop levels, and other issues. These sections also contain authorities on use of some DOD funds in
Afghanistan, such as CERP and funding for the reintegration process.

Congressional Research Service
69

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 8. Comparative Social and Economic Statistics
Population
28 million +. Kabul population is 3 million, up from 500,000 in Taliban era.
Ethnicities/Religions
Pashtun 42%; Tajik 27%; Uzbek 9%; Hazara 9%; Aimak 4%; Turkmen 3%; Baluch 2%.
Size of Religious
Religions: Sunni (Hanafi school) 80%; Shi te (Hazaras, Qizilbash, and Isma’ilis) 19%; other 1% Christians-
Minorities
estimated 500-8,000 persons; Sikh and Hindu-3,000 persons; Bahai’s-400 (declared blasphemous in May
2007); Jews-1 person; Buddhist- smal numbers. No Christian or Jewish schools. One church.
Literacy Rate
28% of population over 15 years of age. 43% of males; 12.6% of females.
GDP, and GDP Growth
$33.55 billion purchasing power parity (PPP) in 2012. 109th in the world. Per capita: $1,000 purchasing power
and Unemployment
parity. 212th in the world. Growth has averaged about 9% per year every year since Taliban rule, but fell to
Rates
3.1% in 2013. Growth is forecast at about 5% for 2014 by the IMF. GDP was about $10 billion (PPP) during
last year of Taliban rule. Unemployment rate is about 8%, but underemployment rate may be nearly 50%.
Children in
8 million, of which 40% are girls. Up from 900,000 boys in school during Taliban era. 4,000 schools built (all
School/Schools Built
donors) and 140,000 teachers hired since Taliban era. 17 universities, up from 2 in 2002. 75,000 Afghans in
since 2002
universities in Afghanistan (35% female); 5,000 when Taliban was in power.
Afghans With Access to
85% with basic health services access-compared to 9% during Taliban era. Infant mortality down 22% since
Health Coverage
Taliban to 135 per 1,000 live births. 680 clinics built.
Roads Built
About 3,000 miles paved post-Taliban, including repaving of “Ring Road” (78% complete) that circles the
country. Kabul-Qandahar drive reduced to 6 hours. About 1,500 additional miles still under construction.
Judges/Courts
Over 1,000 judges (incl. 200 women) trained since fal of Taliban.
Banks Operating
17, including branches in some rural areas, but about 90% of the population still use hawalas (informal money
transfer services). No banks existed during Taliban era. Some limited credit card use. Some Afghan police
now paid by cel phone (E-Paisa).
Access to Electricity
15%-20% of the population. Much of its electricity imported from neighboring states.
Government Revenues
About $2 billion in 2012 compared to $200 million in 2002. Total Afghan budget is about $4.5 billion
(excl. donor funds)
(including development funds)—shortfal covered by foreign donors, including through Afghanistan
Reconstruction Trust Fund.
Financial Reserves/Debt
About $4.4 billion, up from $180 million in 2002. Includes amounts due Central Bank. $8 billion bilateral debt,
plus $500 million multilateral. U.S. forgave $108 million in debt in 2004, and $1.6 billion forgiven by other
creditors in March 2010.
Foreign/Private
About $500 million to $1 billion per year. Four Afghan airlines: Ariana (national) plus at least two privately
Investment
owned: Safi and Kam. Turkish Air and India Air fly to Kabul.
Legal Exports/
80% of the population is involved in agriculture. Self-sufficiency in wheat production as of May 2009 (first time
Agriculture
in 30 years). Exports: $400 million+ (2011): fruits, raisins, melons, pomegranate juice (Anar), nuts, carpets,
lapis lazuli gems, marble tile, timber products (Kunar, Nuristan provinces).
Oil Proven Reserves
3.6 billion barrels of oil, 36.5 trillion cubic feet of gas. Current oil production negligible, but USAID funding
project to revive oil and gas facilities in the north.
Cellphones/Tourism
About 18 million cellphone subscribers, up from neglibile amounts during Taliban era. Tourism: National park
opened in Bamiyan June 2009. Increasing tourist visits.
Sources: CIA, The World Factbook; various press and U.S. government official testimony; IMF and World Bank
estimates.
Congressional Research Service
70

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 9. Major Non-U.S. Pledges for Afghanistan 2002-2012
($ in millions)
Japan

13,150
European Union

2,880
Germany 2,680
Asian Development Bank

2,270
Britain
2,220
World Bank

2,140
India
1,515
Canada
1,255
Iran
1,000
Netherlands
775
Norway 745
Australia 645
Italy
645
Sweden 635
United Nations

445
Denmark 435
France
320
China
255
Spain
220
Turkey 210
Finland 160
Russia
150
Saudi Arabia

140
UAE
135
Switzerland
120
South Korea

115
Czech Republic

105
Total
$24,900

(includes donors of under
(of which $19,700
$100 million, not listed)
disbursed—about 80%)
Sources: Afghanistan Ministry of Finance: Development Cooperation Report, 2010; various U.S. government
reports, including Defense Department reports on Afghanistan stability. Figure for Japan includes $5 billion
pledged in 2008 (over five years) to fund Afghan National Police salaries, and funds pledged at July 8, 2012,
Tokyo donors conference. Figures for Germany included $550 mil ion pledged (over four years) at that meeting.
Note: Table includes donors of over $100 million only.
Congressional Research Service
71

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 10. U.S. Assistance to Afghanistan, FY1978-FY1998
($ in millions)
Fiscal
Devel.
Econ. Supp.
P.L. 480 (Title I
Other (Incl. Regional
Year
Assist.
(ESF)
and II)
Military
Refugee Aid)
Total
1978 4.989 —
5.742 0.269
0.789 11.789
1979 3.074 —
7.195 —
0.347 10.616
1980

(Soviet invasion-December 1979)


1981 — —
— —


1982 — —
— —


1983 — —
— —


1984 — —
— —


1985 3.369 —



3.369
1986 — —
8.9 —

8.9
1987 17.8 12.1
2.6 —

32.5
1988 22.5 22.5 29.9 —

74.9
1989 22.5 22.5 32.6 —

77.6
1990 35.0 35.0 18.1 —

88.1
1991 30 30 20.1 —
— 80.1
1992 25.0 25.0 31.4 —

81.4
1993 10 10 18.0 —
30.2 68.2
1994 3.4 2.0
9.0 —
27.9 42.3
1995 1.8 —
12.4 —
31.6 45.8
1996 — — 16.1 —
26.4 42.5
1997 — — 18.0 —
31.9a 49.9
1998 — —
3.6 —
49.14b 52.74
Source: Department of State.
a. Includes $3 million for demining and $1.2 million for counternarcotics.
b. Includes $3.3 million in projects targeted for Afghan women and girls, $7 million in earthquake relief aid,
100,000 tons of 416B wheat worth about $15 million, $2 million for demining, and $1.54 for
counternarcotics.
Congressional Research Service
72

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 11. U.S. Assistance to Afghanistan, FY1999-FY2001
($ in millions)

FY1999 FY2000 FY2001
U.S. Department of
42.0 worth of
68.875 for 165,000
131.1 (300,000
Agriculture (DOA) and
wheat (100,000
metric tons.
metric tons under
USAID Food For Peace
metric tons under
(60,000 tons for
P.L. 480, Title II,
(FFP), via World Food
“416(b)” program.)
May 2000 drought
and 416(b))
Program(WFP)
relief)
State/Bureau of
16.95 for Afghan
14.03 for the same
22.03 for similar
Population, Refugees and
refugees in Pakistan
purposes
purposes
Migration (PRM) via
and Iran, and to
UNHCR and ICRC
assist their
repatriation
State Department/
7.0 to various
6.68 for drought
18.934 for similar
Office of Foreign
NGOs to aid
relief and health,
programs
Disaster Assistance
Afghans inside
water, and
(OFDA)
Afghanistan
sanitation programs
State Department/HDP
2.615 3.0
2.8
(Humanitarian Demining
Program)
Aid to Afghan Refugees
5.44 (2.789 for
6.169, of which
5.31 for similar
in Pakistan (through
health, training—
$3.82 went to
purposes
various NGOs)
Afghan females in
similar purposes
Pakistan)
Counter-Narcotics

1.50
USAID/Office of

0.45
(Afghan
Transition Initiatives
women in
Pakistan)
DOD



Foreign Military



Financing
Anti-Terrorism



Economic Support Funds



(E.S.F)
Peacekeeping


Totals
76.6
113.2
182.6
Source: CRS.

Congressional Research Service
73


Table 12. Post-Taliban U.S. Assistance to Afghanistan
(appropriations/allocations in $ millions)



2015
Fiscal
Year
2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2002-13 2014
(req)
ESF
117 239 894 1280 473 1211 1400 2088 3346 2168 1837 1850 16903 1123 1225
DA
18.3 42.5 153 170 185 167 149
.4
.3
0
0
0 884


GHCS
7.5 49.7 33.4 38 41.5 101
63
58.
92
70
0
0
554


Refugee
Accounts 160 61 63 47 42 54 44 77 82 65 99 13 807
Food Aid
206
74
99
97
108
70
231
82
32
19
0.6
0
1017


IDA
197
86
11 4 0 0 17 27 30 66 61 14 514
INCLE

60 0 220 709 216 252 308 484 589 400 324 6.1 3567
(ESF) 325
NADR
44
34.7
67
38.
18.2 37 27 49 58 69 65 54 506
(ESF)
43.5
IMET

0.2 0.4 0.7 1.0 1.0 1.2 1.7 1.4 1.8 1.6
2 0.8
14
(ESF) 1.4
FMF
57
191
414
397
0 0 0 0 0 0 0 0
1,059
Other 33
23
36
18
0.2
0.1
21
5
5.8
7.4
8
0
158


DOD—ASSF
0 0 0 995 1908 7406 2750 5607 9167 10619 9200 5124 52777
4727
4109
DOD—CERP
0 0 40 136 215 209 488 551 1000 400 400 200 3639 30 15
Infrastructure
Fund 0 0 0 0 0 0 0 0 0 299 400 325 1024
199
Business Task Force
0
0
0
0
0
0
0
14
59
239
242
179
733
64
5
DOD—CN
0 0 72 225 108 291 193 230 392 376 421 372 2679
DOD—Other 7.5
165
285
540
0 0 0 0 0 0 0 0
998
DEA Counternarc
0.6
2.9
3.7
17
23.7
20
41
19
0
0
0
0
128


Total U.S.
909
970
2392
4712
3339
9818
5732
9292
14854
14800
13058
8084
87963
6143
4499
Assistance
Sources and Notes: Prepared by Curt Tarnoff, Specialist in Foreign Assistance. P.L. 113-76 (FY2014 omnibus appropriation). Department of State budget; SIGAR reports,
and CRS calculations. Does not include USG operational expenses (over $5 billion since 2002). Food aid includes P.L.480 Title II and other programs. “Other” = Office of
Transition Initiatives, Treasury Assistance, and Peacekeeping. ESF = Economic Support Funds; DA = Development Assistance; GHCS = Global Health/Child Survival; FMF =
Foreign Military Financing; NADR = Nonproliferation, Anti-Terrorism, De-Mining, and Related: IMET = International Military Education and Training; INCLE = International
Narcotics and Law Enforcement; ASSF = Afghan Security Forces Funding; IDA = International Disaster Assistance.
CRS-74

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 13. Total Obligations for Major Programs: FY2001-FY2011
($ in millions. Source: USAID and CRS calculations)
Security Related Programs (mostly DOD funds)
Afghan National Security Forces (incl. FMF, and DOD ANSFF)
40,506
Commander Emergency Response Program (CERP)
3,039
Karzai Protection (NADR funds)
440
Counter-Narcotics (INCLE, DOD, DEA)
5,146
Other, incl de-mining operations (Halo Trust, other contractors)
155
International Military Education and Training Funds (IMET)
10.2
Defense article drawdown/DOD Infrastructure Fund/Business Task Force
1,711
Humanitarian-Related Programs
Food Aid (USDA and USAID: P.L. 480 Title 1 and II; Food for Progress, 416(b),
1,096
Food for Education)
Migration and Refugee aid (including emergency)
690
Debt Relief for Afghan government
11
Disaster Relief (IDA)
438
USAID Development Funding: Economic Support Funds (ESF) and
Total: 13,847
Development Assistance (DA)
Afghan government budget support
255
Democracy (Including election support)
1,400
Afghan Reconstruction Trust Fund (for National Solidarity Program, etc)
1,690
(about 500 for NSP)
Rule of Law and Human Rights (not incl. some INCLE funds)
187
Roads
2,148
Power/Electricity
1,921
Education
795
Health Sector
930
Water
120
Agriculture
1,025
PRT projects (development and local governance)
1,234
Private Sector Development/Econ. Growth (incl cash-for-work)
1,122
Alternative Development/Livelihoods
1,020
Other Aid:

Child Survival and Health
554
Commodity Credit Corporation (CCC)
26
Treasury Technical Assistance
3.5
Total (including minor amounts not included in table)
67,672
Congressional Research Service
75

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 14. NATO/ISAF Contributing Nations
(approximate as of July 1, 2014)
NATO Countries
Non-NATO Partners
Belgium 147
Albania 72
Bulgaria 378
Armenia 121
Canada 0
Austria 3
Czech Republic
250
Australia
356
Denmark 165
Azerbaijan 94
Estonia 20
Bahrain 0
France 211
Bosnia-Herzegovina
53
Germany 2,695
Croatia
146
Greece 10
Finland 95
Hungary 100
Georgia 805
Iceland 3
Ireland 7
Italy 2,000
Jordan
1,069
Latvia 31
Macedonia
152
Lithuania 83
Malaysia 2
Luxemburg 1
Mongolia 40
Netherlands 200
Montenegro 25
Norway 67
New
Zealand
2
Poland
968
South Korea
0
Portugal 66
Sweden 219
Romania 1,002
Ukraine
27
Slovakia
275
United Arab Emirates
35
Slovenia 4
Tonga 55
Spain 247


Turkey 457


United Kingdom
5,200


United States
30,000


Total Listed ISAF: 47,000 (approximate)
Sources: ISAF “Placemat” of June 1, 2014; press reports; and country announcements.
Notes: *ISAF figures reflect Canada combat troop pul out in July-August 2011. Some countries might be
contributing additional forces not under ISAF command.
Congressional Research Service
76

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 15. Provincial Reconstruction Teams
Location (City)
Province/Command
U.S.-Lead (all under ISAF banner)
1. Gardez
Paktia Province (RC-East, E) (transferred to Afghan control September 2012)
2. Ghazni
Ghazni (RC-E). Now mostly run by Poland.
3. Jalalabad
Nangarhar (RC-E)
4. Khost
Khost (RC-E)(transferred September 2012)
5. Qalat
Zabol (RC-South, S). with Romania.
6. Asadabad
Kunar (RC-E) (transferred September 2012)
7. Sharana
Paktika (RC-E)
8. Mehtarlam
Laghman (RC-E)(transferred September 2012)
9. Jabal o-Saraj
Panjshir Province (RC-E), State Department lead Z(transferred September 2012)
10. Qala Gush
Nuristan (RC-E)
11. Farah
Farah (RC-SW)
Partner Lead (most under ISAF banner)
PRT Location
Province
Lead Force/Other forces
12. Qandahar
Qandahar (RC-S)
Canada (seat of RC-S)
13. Lashkar Gah
Helmand (RC-S)
Britain. with U.S., Denmark, and Estonia
14. Tarin Kowt
Uruzgan (RC-S)
Australia (and U.S.) (Replaced Netherlands in August 2010)
15. Herat
Herat (RC-W)
Italy (seat of RC-W)
16. Qalah-ye
Badghis (RC-W)
Spain
Now
17. Mazar-e-
Balkh (RC-N)
Sweden
Sharif
18. Konduz
Konduz (RC-N)
Germany (seat of RC-N)(transferred in August 2013)
29. Faizabad
Badakhshan (RC-
Germany. with Denmark, Czech Rep. (transferred in September 2012)
N)
20. Meymaneh
Faryab (RC-N)
Norway. with Sweden. (transferred in September 2012)
21. Chaghcharan
Ghowr (RC-W)
Lithuania. with Denmark, U.S., Iceland (transferred in September 2012)
22. Pol-e-Khomri
Baghlan (RC-N)
Hungary (transferred in September 2012)
23. Bamiyan
Bamiyan (RC-E)
U.S. and New Zealand (not NATO/ISAF). (transferred in April 2013)
24. Maidan Shahr
Wardak (RC-C)
U.S. and Turkey
25. Pul-i-Alam
Lowgar (RC-E)
U.S. and Czech Republic
26. Shebergan
Jowzjan (RC-N)
Turkey (transferred in September 2012)
27. Charikar
Parwan (RC-E)
South Korea (Bagram, in Parwan Province, is the base of RC-E) (transferred
in June 2014)
28. Mahmud-i-
Kapisa (RC-E)
France
Raqi
Note: RC = Regional Command.
Congressional Research Service
77

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Table 16. Major Factions/Leaders in Afghanistan
Party/
Ideology/

Leader Leader
Ethnicity Regional
Base
Taliban
Mullah (Islamic cleric) Muhammad Umar (still at large
Ultra-
Throughout
possibly in Afghanistan). Umar, born in Tarin Kowt, Uruzgan
orthodox
south and east.
province, is about 65 years old.
Islamic,
Smal numbers
Pashtun
elsewhere.
Haqqani
Jalaludin Haqqani. Allied with Taliban and Al Qaeda. Said to
Same
as
Paktia, Paktika,
Network
be supported, or at least tolerated, by Pakistani ISI.
above
Khost, Kabul
Islamic Society Yunus Qanooni (speaker of lower house)/Muhammad
Moderate Much of
(leader of
Fahim/Dr. Abdul ah Abdul ah (Foreign Minister 2001-2006).
Islamic,
northern and
“Northern
Ismail Khan, a so-called “warlord,” heads faction of the
mostly Tajik western
Alliance”)
grouping in Herat area. Former party head, Burhanuddi
Afghanistan,
Rabbani, assassinated by Taliban in September 2011.
including Kabul
National
Abdul Rashid Dostam. Was Karzai rival in October 2004
Secular,
left-
Jowzjan, Balkh,
Islamic
presidential election, then his top “security adviser.” As of
leaning,
Faryab, Sar-i-Pol,
Movement of
October 2011, reportedly has joined new opposition
Uzbek
and Samangan
Afghanistan
movement called “Truth and Justice Party.”
provinces.
Hizb-e-
Composed of Shiite Hazara tribes from central Afghanistan.
Shiite,
Bamiyan, Ghazni,
Wahdat
Former members Karim Khalili is vice president, but
Hazara
Dai Kundi
Mohammad Mohaqiq is Karzai rival. General y pro-Iranian.
tribes
province
Was part of Rabbani 1992-1996 government, and fought
unsuccessfully with Taliban over Bamiyan. Still revered by
Hazaras is the former leader of the group, Abdul Ali Mazari,
who was captured and killed by the Taliban in March 1995.
Pashtun
Various regional governors and local leaders in the east and
Moderate Dominant in the
tribal/regional
south; central government led by Hamid Karzai.
Islamic,
south and east
leaders
Pashtun
Hizb-e-Islam
Mujahedin party leader Gulbuddin Hikmatyar. Was part of
Orthodox Small groups in
Gulbuddin
Soviet-era U.S.-backed “Afghan Interim Government” based
Islamic,
Nangarhar,
(HIG)
in Peshawar, Pakistan. Was nominal “prime minister” in
Pashtun
Nuristan, and
1992-1996 mujahedin government but never actual y took
Kunar provinces
office. Lost power base around Jalalabad to the Taliban in
1994, and fled to Iran before being expelled in 2002. Still
active in operations east of Kabul, but open to ending
militant activity. Leader of a rival Hizb-e-Islam faction, Yunus
Khalis, the mentor of Mullah Umar, died July 2006.
Islamic Union
Abd-I-Rab Rasul Sayyaf. Islamic conservative, leads a pro-
orthodox Paghman
Karzai faction in parliament. Lived many years in and
Islamic,
(west of Kabul)
politically close to Saudi Arabia, which shares his “Wahhabi”
Pashtun
ideology. During anti-Soviet war, Sayyaf’s faction, with
Hikmatyar, was a principal recipient of U.S. weaponry.
Criticized the U.S.-led war against Saddam Hussein after
Iraq’s invasion of Kuwait.
Source: CRS.
Congressional Research Service
78

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Residual Issues from Past Conflicts
A few issues remain unresolved from Afghanistan’s many years of conflict, such as Stinger
retrieval and mine eradication.
Stinger Retrieval
Beginning in late 1985 following internal debate, the Reagan Administration provided about
2,000 man-portable “Stinger” anti-aircraft missiles to the mujahedin for use against Soviet
aircraft. Prior to the ouster of the Taliban, common estimates suggested that 200-300 Stingers
remained at large, although more recent estimates put the number below 100.88 The Stinger issue
resurfaced in conjunction with 2001 U.S. war effort, when U.S. pilots reported that the Taliban
fired some Stingers at U.S. aircraft. No hits were reported. The danger of these weapons has
become apparent on several past occasions. Iran bought 16 of the missiles in 1987 and fired one
against U.S. helicopters in the Persian Gulf. India claimed that it was a Stinger supplied to
Islamic rebels in Kashmir by sympathizers in Afghanistan, that shot down an Indian helicopter
over Kashmir in May 1999.89 Soviet-made SA-7 “Strella” man-portable launchers, which
allegedly have been used in the past by Al Qaeda, including against an Israeli passenger jet in
Kenya on November 30, 2002, were discovered in Afghanistan by U.S. forces in December 2002.
In 1992, after the fall of the Russian-backed government of Najibullah, the United States
reportedly spent about $10 million to buy the Stingers back, at a premium, from individual
mujahedin commanders. The New York Times reported on July 24, 1993, that the buyback effort
failed because the United States was competing with other buyers, including Iran and North
Korea, and that the CIA would spend about $55 million in FY1994 in a renewed effort. On March
7, 1994, The Washington Post reported that the CIA had recovered only about 50 or 100 at-large
Stingers. In February 2002, the Afghan government found and turned over to the United States
“dozens” of Stingers.90 In January 2005, Afghan intelligence began buying Stingers back, at a
reported cost of $150,000 each.91 Any Stingers that remain in Afghanistan likely pose little threat,
in part because of deteriorating components. No recent uses are reported.
Mine Eradication
Land mines laid during the Soviet occupation constitute one of the principal dangers to the
Afghan people. The United Nations estimates that 5 million to 7 million mines remain scattered
throughout the country, although some estimates are lower. U.N. teams have destroyed 1 million
mines and are now focusing on de-mining priority-use, residential and commercial property,
including lands around Kabul. Amounts contributed by the United States to the de-mining effort
are shown in the tables above. Most of the funds have gone to HALO Trust, a British
organization, and the U.N. Mine Action Program for Afghanistan. The Afghanistan Compact
adopted in London in February 2006 states that by 2010, the goal should be to reduce the land
area of Afghanistan contaminated by mines by 70%.

88 Saleem, Farrukh. “Where Are the Missing Stinger Missiles? Pakistan,” Friday Times. August 17-23, 2001.
89 “U.S.-Made Stinger Missiles—Mobile and Lethal.” Reuters, May 28, 1999.
90 Fullerton, John. “Afghan Authorities Hand in Stinger Missiles to U.S.” Reuters, February 4, 2002.
91 “Afghanistan Report,” Radio Free Europe/Radio Liberty. February 4, 2005.
Congressional Research Service
79

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Appendix. U.S. and International Sanctions Lifted
Virtually all U.S. and international sanctions on Afghanistan, some imposed during the Soviet
occupation era and others on the Taliban regime, have now been lifted.
• P.L. 108-458 (December 17, 2004, referencing the 9/11 Commission
recommendations) repealed bans on aid to Afghanistan outright. On October 7,
1992, President George H. W. Bush had issued Presidential Determination 93-3
that Afghanistan is no longer a Marxist-Leninist country, but the determination
was not implemented before he left office. Had it been implemented, the
prohibition on Afghanistan’s receiving Export-Import Bank guarantees,
insurance, or credits for purchases under Section 8 of the 1986 Export-Import
Bank Act, would have been lifted. In addition, Afghanistan would have been able
to receive U.S. assistance because the requirement would have been waived that
Afghanistan apologize for the 1979 killing in Kabul of U.S. Ambassador to
Afghanistan Adolph “Spike” Dubs. (Dubs was kidnapped in Kabul in 1979 and
killed when Afghan police stormed the hideout where he was held.)
• U.N. sanctions on the Taliban imposed by Resolution 1267 (October 15, 1999),
Resolution 1333 (December 19, 2000), and Resolution 1363 (July 30, 2001) have
now been narrowed to penalize only Al Qaeda (by Resolution 1390, January 17,
2002). Resolution 1267 banned flights outside Afghanistan by Ariana, and
directed U.N. member states to freeze Taliban assets. Resolution 1333 prohibited
the provision of arms or military advice to the Taliban (directed against
Pakistan); ordered a reduction of Taliban diplomatic representation abroad; and
banned foreign travel by senior Taliban officials. Resolution 1363 provided for
monitors in Pakistan to ensure that no weapons or military advice was provided
to the Taliban.
• On January 10, 2003, President Bush signed a proclamation making Afghanistan
a beneficiary of the Generalized System of Preferences (GSP), eliminating U.S.
tariffs on 5,700 Afghan products. Afghanistan had been denied GSP on May 2,
1980, under Executive Order 12204 (45 F.R. 20740).
• On April 24, 1981, controls on U.S. exports to Afghanistan of agricultural
products and phosphates were terminated. Such controls were imposed on June 3,
1980, as part of the sanctions against the Soviet Union for the invasion of
Afghanistan, under the authority of Sections 5 and 6 of the Export Administration
Act of 1979 [P.L. 96-72; 50 U.S.C. app. 2404, app. 2405].
• In mid-1992, the George H. W. Bush Administration determined that Afghanistan
no longer had a “Soviet-controlled government.” This opened Afghanistan to the
use of U.S. funds made available for the U.S. share of U.N. organizations that
provide assistance to Afghanistan.
• On March 31, 1993, after the fall of Najibullah in 1992, President Clinton, on
national interest grounds, waived restrictions provided for in Section 481 (h) of
the Foreign Assistance Act of 1961 mandating sanctions on Afghanistan,
including bilateral aid cuts and suspensions, including denial of Ex-Im Bank
credits; the casting of negative U.S. votes for multilateral development bank
loans; and a non-allocation of a U.S. sugar quota. Discretionary sanctions
included denial of GSP; additional duties on exports to the United States; and
Congressional Research Service
80

Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

curtailment of air transportation with the United States. Waivers were also
granted in 1994 and, after the fall of the Taliban, by President Bush.
• On May 3, 2002, President Bush restored normal trade treatment to the products
of Afghanistan, reversing the February 18, 1986, proclamation by President
Reagan (Presidential Proclamation 5437) that suspended most-favored nation
(MFN) tariff status for Afghanistan (51 F.R. 4287). The Foreign Assistance
Appropriations for FY1986 [Section 552, P.L. 99-190] had authorized the denial
of U.S. credits or most-favored-nation (MFN) status for Afghanistan.
• On July 2, 2002, the State Department amended U.S. regulations (22 C.F.R. Part
126) to allow arms sales to the new Afghan government, reversing the June 14,
1996, addition of Afghanistan to the list of countries prohibited from importing
U.S. defense articles and services. Arms sales to Afghanistan had also been
prohibited during 1997-2002 because Afghanistan had been designated under the
Antiterrorism and Effective Death Penalty Act of 1996 (P.L. 104-132) as a state
that is not cooperating with U.S. anti-terrorism efforts.
• On July 2, 2002, President Bush formally revoked the July 4, 1999, declaration
by President Clinton of a national emergency with respect to Taliban because of
its hosting of Bin Laden. The Clinton determination and related Executive Order
13129 had blocked Taliban assets and property in the United States, banned U.S.
trade with Taliban-controlled areas of Afghanistan, and applied these sanctions to
Ariana Afghan Airlines, triggering a blocking of Ariana assets (about $500,000)
in the United States and a ban on U.S. citizens’ flying on the airline. (The ban on
trade with Taliban-controlled territory had essentially ended on January 29, 2002,
when the State Department determination that the Taliban controls no territory
within Afghanistan.)

Congressional Research Service
81



Figure A-1. Map of Afghanistan

Source: Map Resources. Adapted by CRS.

CRS-82


Afghanistan: Post-Taliban Governance, Security, and U.S. Policy

Figure A-2. Map of Afghan Ethnicities

Source: 2003 National Geographic Society. http://www.afghan-network.net/maps/Afghanistan-Map.pdf. Adapted
by Amber Wilhelm, CRS Graphics.
Notes: This map is intended to be illustrative of the approximate demographic distribution by region of
Afghanistan. CRS has no way to confirm exact population distributions.

Author Contact Information

Kenneth Katzman

Specialist in Middle Eastern Affairs
kkatzman@crs.loc.gov, 7-7612

Congressional Research Service
83