International Criminal Court Cases in Africa:
Status and Policy Issues

Alexis Arieff
Analyst in African Affairs
Rhoda Margesson
Specialist in International Humanitarian Policy
Marjorie Ann Browne
Specialist in International Relations
April 2, 2010
Congressional Research Service
7-5700
www.crs.gov
RL34665
CRS Report for Congress
P
repared for Members and Committees of Congress

International Criminal Court Cases in Africa: Status and Policy Issues

Summary
The International Criminal Court (ICC), established in 2002, has to-date initiated investigations
exclusively in Sub-Saharan Africa. The ICC Prosecutor has opened cases against 16 individuals
for alleged crimes in northern Uganda, the Democratic Republic of Congo, the Central African
Republic, and the Darfur region of Sudan. In addition, the Prosecutor is investigating post-
election violence in Kenya and analyzing situations—a preliminary step toward initiating a full
investigation—in Guinea and several other African countries, as well as several countries outside
of Africa. Congressional interest in the work of the ICC in Africa has arisen from concern over
gross human rights violations on the African continent and beyond.
On March 4, 2009, ICC judges issued an arrest warrant for Sudanese President Omar Hassan al-
Bashir for war crimes and crimes against humanity. The case against Bashir represents the first
attempt by the ICC to pursue a sitting head of state. The prosecution has drawn praise from
human rights advocates as a step toward ending impunity for serious human rights abuses in
Africa. However, it has also raised concerns that ICC actions could endanger peace processes in
Darfur and southern Sudan. Additional fears that the ICC could imperil international
humanitarian operations were heightened when the Sudanese government responded to the
warrant by expelling international relief agencies.
Unlike the four other African countries under ICC investigation, Sudan is not a party to the ICC;
instead, the ICC was granted jurisdiction over Darfur through a United Nations Security Council
resolution in March 2005. The United States, as a member of the Security Council, may influence
the ICC’s actions. Obama Administration officials have expressed support for the prosecution of
perpetrators of atrocities in Darfur and have suggested that Bashir should face the accusations
against him. Legislation before the 111th Congress references the ICC warrant against Bashir and,
more broadly, U.S. government support for ICC prosecutions.
Four suspects in other ICC investigations are currently in ICC custody, pending trial. Three are
alleged leaders of militias in the Democratic Republic of Congo (DRC), and the fourth is a former
Congolese rebel leader, transitional vice president, and senator who is accused of overseeing war
crimes in neighboring Central African Republic. Additionally, a Darfur rebel leader summoned by
ICC judges voluntarily appeared before the Court in May 2009.
This report provides background on ICC investigations in Africa and gives an overview of cases
currently before the Court. The report also examines issues raised in Africa by the ICC’s actions,
including the ICC’s possible role in deterring future abuses, and the potential impact of
international prosecutions on African peace processes. Further background on U.S. policy toward
the ICC can be found in CRS Report RL31437, International Criminal Court: Overview and
Selected Legal Issues
, by Jennifer K. Elsea, and CRS Report R41116, The International Criminal
Court (ICC): Jurisdiction, Extradition, and U.S. Policy
, by Emily C. Barbour and Matthew C.
Weed.

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International Criminal Court Cases in Africa: Status and Policy Issues

Contents
Africa Cases: Recent Developments ............................................................................................ 1
Background ................................................................................................................................ 3
Overview of the International Criminal Court........................................................................ 3
The U.S. Position on the ICC .......................................................................................... 4
The ICC and Other International Courts and Tribunals .................................................... 5
Congressional Interest in the ICC in Africa.................................................................................. 6
The ICC and Human Rights .................................................................................................. 7
Restrictions on U.S. Assistance to African Parties to the ICC................................................. 7
The ICC and Sudan..................................................................................................................... 8
U.N. Security Council Resolution 1593................................................................................. 9
The U.S. Position on U.N. Security Council Resolution 1593.......................................... 9
Ahmad Muhammad Harun and Ali Kushayb ....................................................................... 10
Investigation of Rebel Crimes ............................................................................................. 10
The Case Against Bashir ..................................................................................................... 11
Genocide Accusations ................................................................................................... 12
Sudanese Reactions....................................................................................................... 13
Regional Reactions ....................................................................................................... 15
U.S. Reactions .............................................................................................................. 16
Security Council Considerations in July 2008: Context and Background ............................. 17
Other ICC Investigations in Africa ............................................................................................ 20
Uganda ............................................................................................................................... 20
Democratic Republic of Congo (DRC) ................................................................................ 21
Thomas Lubanga Dyilo................................................................................................. 22
Germain Katanga and Mathieu Ngudjolo Chui .............................................................. 22
Bosco Ntaganda ............................................................................................................ 22
Central African Republic (CAR) ......................................................................................... 23
Kenya ................................................................................................................................. 24
Issues Raised by the ICC’s Actions in Africa ............................................................................. 25
Potential Deterrent Effect .................................................................................................... 25
Accusations of Bias............................................................................................................. 26
Justice vs. Peace? ................................................................................................................ 27

Appendixes
Appendix. List of African States Showing Whether They Are Parties to the ICC and Have
Ratified an “Article 98 Agreement” ........................................................................................ 29

Contacts
Author Contact Information ...................................................................................................... 30

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Africa Cases: Recent Developments
Sudan
Amid preparations for national elections, Sudanese President Omar Hassan al-Bashir continued to
reject an arrest warrant issued against him by the International Criminal Court (ICC). In February
2010, the ICC Prosecutor successfully won an appeal overturning the decision by a panel of ICC
judges to omit the crime of genocide from Bashir’s arrest warrant. (Previously, as discussed
below, an ICC Pre-Trial Chamber had ruled that the Prosecutor had failed to provide “reasonable
grounds” to believe that the Sudanese government had committed genocide against certain
Darfuri ethnic groups.) The Appeals Chamber directed the Pre-Trial Chamber to decide anew
whether or not the arrest warrant should be extended to cover the charge of genocide.1 In a
February press conference, a State Department spokesman reiterated previous statements of U.S.
support for “the pursuit of justice and accountability with respect to the violence that occurred in
Darfur,” while declining to comment on the appeals decision related to genocide charges.2
Separately, in February 2010, a Pre-Trial Chamber declined to confirm the ICC Prosecutor’s case
against Bahar Idriss Abu Garda, a Darfur rebel leader. The judges determined that there was
insufficient evidence to establish substantial grounds to believe that Abu Garda could be held
criminally responsible for a deadly 2007 attack on African Union peacekeepers. ICC prosecutors
had accused Abu Garda of orchestrating the attack; Abu Garda, who appeared voluntarily before
the Court in May and October 2009 and was not in custody, had denied any involvement.3
Kenya
On March 31, a panel of ICC judges approved, in a two-to-one decision, the Prosecutor’s request
to open a formal investigation into post-election violence in Kenya, in which over 1,000 were
reportedly killed along with other abuses. The decision marks the first time that ICC judges have
authorized the opening of a formal investigation on a recommendation from the Prosecutor;
previously, ICC prosecutions have resulted from governments referring situations in their
countries or, in the case of Sudan, from a U.N. Security Council directive. The Prosecutor had
initiated the request in December 2009, and later submitted to the judges a sealed list of 20
Kenyan politicians and businessmen, along with evidence allegedly linking them to alleged
crimes against humanity committed during the post-election period in late 2007 and early 2008.4
U.S. officials have reportedly suggested that the U.S. government may cooperate with the ICC’s
investigation if requested.5

1 ICC Press Release, “Al Bashir case: The Appeals Chamber directs Pre-Trial Chamber I to decide anew on the
genocide charge,” March 2, 2010. For further analysis of the appeals decision, see Coalition for the ICC, “Appeals
Decision in Al Bashir,” February 5, 2010.
2 State Department News Briefing, February 3, 2010, transcript via Congressional Quarterly.
3 International Criminal Court Press Release, “Pre-Trial Chamber I Declines to Confirm the Charges Against Bahar
Idriss Abu Garda,” February 8, 2010.
4 Reuters, “ICC Prosecutor Wants Kenya Violence Investigation,” November 5, 2009; Reuters, “ICC Prosecutor:
Leaders fueled Kenya violence,” March 3, 2010.
5 Kenya Broadcasting Corporation, “U.S. to Give ICC Info on Poll Suspects,” October 24, 2009.
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Guinea
ICC prosecutors announced a “preliminary examination” of the situation in Guinea in October
2009, following a violent military crackdown on opposition supporters in late September in which
over 150 were reportedly killed and dozens of women sexually assaulted. A U.N. commission of
inquiry concluded in December 2009 that crimes against humanity may have been committed for
which the Guinean state carried legal responsibility, in addition to the potential individual liability
of Guinean junta leader Capt. Moussa Dadis Camara and certain other commanders of the
security forces.6 The commission recommended that cases in which there was a “strong
presumption” of crimes against humanity should be referred to the ICC.7 In February 2010, ICC
deputy prosecutor Fatou Bensouda visited Guinea and promised that perpetrators of abuses in
September 2009 would be brought to justice.8
Uganda
In March 2010, the Ugandan parliament passed legislation known as the International Criminal
Court Bill, which creates provisions in Ugandan law for the punishment of genocide, crimes
against humanity, and war crimes. Some Ugandan commentators argued that the new legislation
would permit Uganda to prosecute commanders of the Lord’s Resistance Army (LRA) who are
currently the target of ICC arrest warrants.9 LRA leaders reportedly continued to demand
guarantees of protection from ICC prosecution as a prerequisite for peace talks.10
Democratic Republic of Congo
In November 2009, the joint trial of two former Congolese rebel leaders, Germain Katanga and
Mathieu Ngudjolo Chui, opened before the ICC. This is the second ICC case to come to trial
(though others are in the pre-trial phase), after the trial of former Congolese rebel leader Thomas
Lubanga opened in early 2009.
Former Congolese rebel leader Bosco Ntaganda remained at large, as Congolese authorities have
declined to implement an ICC arrest warrant against him. Ntaganda was reportedly integrated into
the Congolese military in January 2009 following negotiations with the government. While
Ntaganda officially does not have a role in military operations, news reports and human rights
advocates allege that he has played a command role in a military offensive in the east since early
2009.11 In November, the Obama Administration’s Special Advisor on the Great Lakes Region,

6 Report of the International Commission of Inquiry Mandated to Establish the Facts and Circumstances of the Events
of 29 September 2009 in Guinea, December 29, 2009.
7 For further background on Guinea and the events of September 2009, see CRS Report R40703, Guinea: Background
and Relations with the United States
, by Alexis Arieff and Nicolas Cook.
8 Kissy Agyeman-Togobo, “International Criminal Court Vows ‘No Impunity’ for Perpetrators of Guinea Massacre,”
IHS Global Insight Daily Analysis, February 19, 2010.
9 New Vision, “MPs Pass ICC Bill,” March 11, 2010.
10 Voice of America, “Rebel Group LRA Seeks New Peace Talks with Ugandan Government,” September 24, 2009.
11 Xinhua, “UN Mission in DR Congo Denies Ntaganda’s Role in Military Operations,” September 10, 2009; Agence
France-Presse (AFP), “No Arrest Yet for Ex-Rebel Leader Ntaganda: Kinshasa,” October 29, 2009.
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Howard Wolpe, stated that the DRC’s protection of Ntaganda was “inexcusable” and said that the
United States would press Congolese authorities to allow Ntaganda’s transfer to the ICC.12
Background
Overview of the International Criminal Court
The Statute of the ICC, also known as the Rome Statute (the Statute), entered into force on July 1,
2002, and established a permanent, independent Court to investigate and bring to justice
individuals who war crimes, crimes against humanity, and genocide.13 The ICC’s jurisdiction
extends over crimes committed since the entry into force of the Statute. The ICC is headquartered
in The Hague, Netherlands. As of June 1, 2009, 108 countries were parties to the Statute.14 The
United States is not a party to the ICC. The Assembly of States Parties (the body made up of the
108 parties) provides administrative oversight and other support for the Court, including adoption
of the budget and election of 18 judges, a Prosecutor (currently Luis Moreno-Ocampo from
Argentina), and a Registrar (currently Bruno Cathala from France).15
As outlined in the Statute, situations16 may be referred to the ICC in one of three ways: by a state
party to the Statute, the ICC Prosecutor, or the United Nations (U.N.) Security Council. Currently,
four situations have been publicly referred to the Prosecutor. The governments of three countries
(all parties to the ICC)—Uganda, the Democratic Republic of Congo, and the Central African
Republic—have referred situations to the Prosecutor. The U.N. Security Council has referred one
situation (Darfur, Sudan) to the Prosecutor.17 At least two potential situations were dismissed
following preliminary analysis, and at least six others remain under consideration.18

12 AFP, “US Slams DRCongo Refusal to Send Rebel Leader to ICC,” November 2, 2009.
13 The ICC began operating at its inauguration on March 11, 2003. The ICC plans to define and determine its
jurisdiction over Crimes of Aggression in 2009. The Statute also established a second independent institution, the Trust
Fund for Victims, to help victims of these crimes. The Trust Fund for Victims can only act in situations where the ICC
has jurisdiction.
14 For the current status of signatures, ratifications, and reservations, see the ICC’s website, http://www.icc-cpi.int/asp/
statesparties.html.
15 For background information on the International Criminal Court, see CRS Report RL31437, International Criminal
Court: Overview and Selected Legal Issues
, by Jennifer K. Elsea.
16 Articles 13 and 14 (1) of the Rome Statute provide for both States Parties and U.N. Security Council referral of
“situations” to the Court. During the negotiations, the question arose of whether individual “cases” or “situations”
should be referred to the ICC Prosecutor. According to one author, writing on the jurisdiction of the ICC, “it was
suggested that States Parties should not be able to make complaints about individual crimes or cases: it would be more
appropriate, and less political, if ‘situations’ were instead referred to the Court.” (Elizabeth Wilmshurst, “Jurisdiction
of the Court,” Chapter 3, in Roy S. Lee, editor, The International Criminal Court. The Making of the Rome Statute:
Issues, Negotiations, Results
[Boston: Kluwer Law International, 1999], p. 131.) Another author, writing on the role of
the Prosecutor, noted that the “powers of the Prosecutor could also be broadened in the context of a State’s complaint
to the Court, if the complaint referred to ‘situations’ rather than to individual ‘cases.’” A proposal to this effect,
introduced by the U.S. delegation in 1996, was “very soon supported by a large majority of States,” many of whom had
been “uneasy” with allowing a party to “select individual cases of violations and lodge complaints ... with respect to
such cases. This could ... encourage politicization of the complaint procedure.” The Prosecutor, after referral of the
situation, could “initiate a case against the individual or individuals concerned.” (Silvia A. Fernandez de Gurmendi,
“The Role of the International Prosecutor,” Chapter 6, in Lee, The International Criminal Court, p. 180.)
17 See press releases on each referral at the ICC’s website, http://www.icc-cpi.int.
18 Reportedly, the ICC has received 1,700 communications about alleged crimes in 139 countries, but 80 percent have
(continued...)
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The ICC is considered a court of last resort—it will only investigate or prosecute cases of the
most serious crimes perpetrated by individuals (not organizations or governments), and then, only
when national judicial systems are unwilling or unable to handle them. This principle of
admissibility before the Court is known as “complementarity.”19 Although many domestic legal
systems grant sitting heads of state immunity from criminal prosecution, the Statute grants the
ICC jurisdiction over any individual, regardless of official capacity.20
The U.S. Position on the ICC
The United States is not a party to the Rome Statute. The United States signed the Statute under
the Clinton Administration, on December 31, 2000, but the Clinton Administration held
objections to it and said it would not submit it to the Senate for its advice and consent to
ratification. The Statute was never submitted to the Senate. In May 2002, the Bush Administration
notified the United Nations that it did not intend to become a party to the ICC, and that there were
therefore no legal obligations arising from the signature. The Bush Administration opposed the
Court and renounced any U.S. obligations under the treaty. Objections to the Court were based on
a number of factors, including
• the Court’s assertion of jurisdiction (in certain circumstances) over citizens,
including military personnel, of countries that are not parties to the treaty;21
• the perceived lack of adequate checks and balances on the powers of the ICC
prosecutors and judges;
• the perceived dilution of the role of the U.N. Security Council in maintaining
peace and security; and
• the ICC’s potentially chilling effect on America’s willingness to project power in
the defense of its interests.
The Bush Administration concluded bilateral immunity agreements (BIAs), known as “Article 98
agreements,” with most states parties to exempt U.S. citizens from possible surrender to the
ICC.22 These agreements are named for Article 98(2) of the Statute, which bars the ICC from

(...continued)
been found to be outside the jurisdiction of the court. The Prosecutor has received self referrals only from African
countries. See Stephanie Hanson, Global Policy Forum, “Africa and the International Criminal Court,” Council on
Foreign Relations
, July 24, 2008.
19 The bar for proving complementarity has been set very high. In the ICC case against Congolese suspect Thomas
Lubanga Dyilo, the Pre-Trial Chamber ruled that in order for a case to be inadmissible, national proceedings must
encompass “both the person and the conduct which is the subject of the case before the Court” (ICC Pre-Trial Chamber
I, The Prosecutor Vs. Thomas Lubanga Dyilo, Decision on the Prosecutor’s Application for a Warrant of Arrest,
Article 38
, February 10, 2006). This language suggests that a domestic prosecution must essentially duplicate the ICC
prosecution in order for admissibility to be challenged. Even in such a case, the ICC may retain jurisdiction if domestic
proceedings are not conducted impartially or independently (Rome Statute, Article 17).
20 Article 27 of the Rome Statute.
21 The United States had supported a version of the Rome Statute that would have allowed the U.N. Security Council to
refer cases involving non-states parties to the ICC, but would not have allowed other states or the Prosecutor to refer
cases.
22 Each state party to an Article 98 agreement promises that it will not surrender citizens of the other state party to
international tribunals or the ICC, unless both parties agree in advance. An Article 98 agreement would prevent the
surrender of certain persons to the ICC by parties to the agreement, but would not bind the ICC if it were to obtain
custody of the accused through other means. See the Appendix for a list of states parties to the ICC and Article 98
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asking for surrender of persons from a state party that would require it to act contrary to its
international obligations.
The U.S. government is prohibited by law from assisting the ICC in its investigations, arrests,
detentions, extraditions, or prosecutions of war crimes, under the American Servicemembers’
Protection Act of 2002, or ASPA (P.L. 107-206, Title II). The prohibition covers, among other
things, the obligation of appropriated funds, assistance in investigations on U.S. territory,
participation in U.N. peacekeeping operations unless certain protections from ICC actions are
provided to specific categories of personnel, and the sharing of classified and law enforcement
information.23
The Obama Administration is conducting a high-level review of its policy toward the ICC. In her
confirmation hearing as Secretary of State before the Senate Foreign Relations Committee in
January 2009, Hillary Clinton said, “Whether we work toward joining or not, we will end
hostility toward the ICC and look for opportunities to encourage effective ICC action in ways that
promote U.S. interests by bringing war criminals to justice.”24 In March 2009, then-acting
Assistant Secretary for International Organizations James B. Warlick said, in response to a
question on the Administration’s position on joining the ICC, “There will be a policy process that
will address this Administration’s position on the International Criminal Court, so it’s too early to
say.”25 Speaking in Nairobi, Kenya, in August 2009, Secretary of State Clinton said that it was a
“great regret” that the United States was not a party to the ICC, but that the United States has
supported the Court and “continue[s] to do so.”26
The ICC and Other International Courts and Tribunals
The post-World War II Nuremberg and Tokyo tribunals to prosecute Nazi and Japanese leaders
for crimes against peace, war crimes, and crimes against humanity established precedent for other
ad hoc international courts and tribunals, such as the International Criminal Tribunals for the
former Yugoslavia27 and for Rwanda.28 In addition, the United Nations authorized the creation of

(...continued)
agreements in Africa.
23 These prohibitions do not apply to cooperation with an ad hoc international criminal tribunal established by the U.N.
Security Council such as the International Criminal Tribunal for the Former Yugoslavia (ICTY) or the International
Criminal Tribunal for Rwanda (ICTR). See 22 U.S.C. 7423(a)(1). In the case of Darfur, the Darfur Accountability and
Divestment Act of 2007
(H.R. 180), passed by the House on August 3, 2007, would have offered U.S. support to the
ICC’s efforts to prosecute those responsible for acts of genocide in Darfur, but was not enacted into law.
24 Walter Pincus, “Clinton’s Goals Detailed,” The Washington Post, January 19, 2009.
25 U.S. State Department, “U.S. Reengagement with the U.N.” March 20, 2009, Foreign Press Center briefing
transcript.
26 Mary Beth Sheridan, “Clinton Says U.S. Supports International Criminal Court,” August 6, 2009.
27 On May 25, 1993, U.N. Security Council Resolution 827 (1993) established the International Criminal Tribunal for
the former Yugoslavia (ICTY). It had its precursors in U.N. Security Council Resolution 752, which asked parties to
respect humanitarian law; U.N. Security Council Resolution 771, which condemned ethnic cleansing and demanded
access by international observers; and U.N. Security Council Resolution 780, which requested the U.N. Secretary-
General to establish a Commission of Experts to investigate alleged violations of humanitarian law.
28 U.N. Security Council Resolution 935 (2004) asked the Secretary-General to establish a Commission of Experts to
examine the allegations of genocide and grave violations of international humanitarian law in Rwanda. After its
investigation, the Commission recommended that an international tribunal be established to address the crimes. On
November 8, 2004, the Security Council, in Resolution 955, established the International Criminal Tribunal for
Rwanda (ICTR).
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a Special Court for Sierra Leone (SC-SL) to prosecute those with the greatest responsibility for
serious violations of international humanitarian law and domestic law committed in the territory
of Sierra Leone since November 30, 1996. Separate judicial mechanisms have also been set up
for cases involving East Timor (Timor-Leste) and Cambodia. Further, the U.N. Security Council
authorized establishment of a Special International Tribunal for Lebanon in 2007, which began
functioning in March 2009.
These courts and tribunals are distinct from the ICC. While established by the U.N. Security
Council to address allegations of crimes against humanity in various countries, these tribunals
were case-specific, limited in jurisdiction, and temporary. By contrast, the ICC was established by
multilateral treaty and is a permanent, international criminal tribunal. It is not a U.N. body.29
In sum, the international community has created numerous regional and international
mechanisms, some on an ad hoc basis, to address large-scale atrocities.30 These mechanisms
include (1) treaties, such as the 1951 U.N. convention on the Prevention and Punishment of the
Crime of Genocide; (2) special tribunals, such as the International Criminal Tribunals for the
Former Yugoslavia and Rwanda; (3) mixed courts, which may be part of the judicial organ of the
state, as in Cambodia or Timor-Leste, or may be more international in the form of a special court,
such as the one established for Sierra Leone;31 and (4) the International Criminal Court (ICC).
International Court of Justice
The International Court of Justice (ICJ), also located in The Hague, is the principal judicial organ
of the United Nations. The ICJ does not prosecute individuals; its role is to settle, in accordance
with international law, legal disputes submitted to it by states. Only states may submit cases for
consideration, although the ICJ will also give advisory opinions on legal questions when
requested to do so by authorized international organizations.32
Congressional Interest in the ICC in Africa
Members of Congress have taken a range of positions on the ICC with regard to Africa. Many in
Congress are concerned about massive human rights violations on the continent, and some see the
ICC as a possible means of redress for these crimes. At the same time, some oppose the Court on

29 The creation of the ICC is the culmination of a decades-long effort to establish an international court with the
jurisdiction to try individuals for the commission of crimes against humanity. For a general background and discussion
of the ICC, see CRS Report RL31437, International Criminal Court: Overview and Selected Legal Issues, by Jennifer
K. Elsea; CRS Report R41116, The International Criminal Court (ICC): Jurisdiction, Extradition, and U.S. Policy, by
Emily C. Barbour and Matthew C. Weed; and CRS Report RL32605, Genocide: Legal Precedent Surrounding the
Definition of the Crime
, by Judith Derenzo and Michael John Garcia.
30 See, for example, “African International Courts and Tribunals,” at http://www.aict-cita.org.
31 Mixed courts may consist of both international judges and prosecutors as well as judges and prosecutors having the
nationality of the state in which the trial takes place, and may draw on domestic as well as international law. The
Special Court for Sierra Leone (SCSL), a hybrid international-domestic court based in Sierra Leone’s capital,
Freetown, was set up jointly by the Government of Sierra Leone and the United Nations under Security Council
Resolution 1315 (2000). While most suspects have been tried in Freetown, former President Charles Taylor of Liberia
is in custody in the Hague, where he is being tried by the SC-SL for crimes against humanity and other violations of
international humanitarian law.
32 See U.S. Department of State, United States Participation in the United Nations—2006, p. 130.
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jurisdictional and other grounds. Despite continuing opposition among some Members, a
combination of presidential waivers and changes to the law have effectively nullified restrictions
on U.S. assistance to African parties to the ICC. Restrictions on military assistance to ICC
members under the American Servicemembers’ Protection Act of 2002, or ASPA (P.L. 107-206,
Title II), were repealed under the National Defense Authorization Acts for FY2007 and FY2008.
Separately, a restriction on Economic Support Fund (ESF) assistance to certain foreign
governments that were parties to the ICC was not carried forward in the Omnibus Appropriations
Act of 2009 (P.L. 111-8).
The ICC and Human Rights
Recent draft legislation before Congress has referenced the ICC in connection with human rights
abuses in conflicts in Uganda and the Democratic Republic of Congo, and in connection with the
global use of child soldiers. Additionally, there has been particular congressional interest in the
ICC’s work related to Darfur. Relevant legislation before the 111th Congress includes
H.Con.Res. 97 (“Calling on the President to support United Nations Security
Council referrals of situations involving genocide, war crimes, and crimes against
humanity to the International Criminal Court, to cooperate with investigations
and prosecutions conducted by the International Criminal Court, and participate
as an observer at meetings of the Assembly of States Parties to the Rome
Statute”), introduced on April 2, 2009 and referred to the House Committee on
Foreign Affairs; and
H.Res. 241 (“Commending the International Criminal Court for issuing a warrant
for the arrest of Omar Hassan Ahmad al-Bashir, President of the Republic of the
Sudan, for war crimes and crimes against humanity, and expressing the hope that
this will be a significant step in the long road towards achieving peace and
stability in the Darfur region”), introduced on March 12, 2009 and referred to the
House Committee on Foreign Affairs.
Restrictions on U.S. Assistance to African Parties to the ICC
Observers have raised concerns over the possible assertion of ICC jurisdiction over U.S. military
personnel in connection with U.S. participation in U.N. peacekeeping missions in Africa, and
with respect to the new U.S. Combatant Command for Africa, AFRICOM.33 Jurisdictional and
other concerns led Congress to pass the American Servicemembers’ Protection Act of 2002, or
ASPA (P.L. 107-206, Title II), which was signed into law on August 2, 2002. Section 2007 of
ASPA prohibited U.S. military assistance to ICC member-states, except for NATO countries,
major non-NATO allies, and countries subject to various other waiver provisions. Permanent
waivers were granted to countries that ratified Article 98 agreements promising not to surrender
U.S. nationals to the Court (see Appendix).
In Sub-Saharan Africa, ASPA effectively froze International Military Education and Training
(IMET), Foreign Military Financing (FMF), and Excess Defense Articles (EDA) accounts for
Kenya, Mali, Namibia, Niger, South Africa, and Tanzania. However, President Bush waived the

33 See CRS Report RL34003, Africa Command: U.S. Strategic Interests and the Role of the U.S. Military in Africa, by
Lauren Ploch.
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prohibition on IMET assistance to 21 countries, including these six, on September 29, 2006, due
to concerns that the restrictions could preclude valuable military-to-military ties.34 Congress
repealed the ASPA restriction on IMET funding in the National Defense Authorization Act for
FY2007 (P.L. 109-364), which was signed into law on October 17, 2006. The National Defense
Authorization Act for FY2008 (P.L. 110-181), signed into law on January 28, 2008, repealed
Section 2007 of ASPA entirely, ending remaining prohibitions on FMF and EDA assistance.
Separately, the Nethercutt Amendment to the FY2005 Consolidated Appropriations Act (P.L. 108-
447) prohibited Economic Support Fund (ESF) assistance to members of the ICC that had not
entered into an Article 98 agreement with the United States, with certain waiver provisions. This
prohibition was included as part of the FY2006 Consolidated Appropriations Act (P.L. 109-102,
Section 574), and was subsequently carried over via continuing resolutions on February 15, 2007
(P.L. 110-5) and September 29, 2007 (P.L. 110-92). A substantially identical restriction was
included in the Consolidated Appropriations Act of 2008 (P.L. 110-161, Section 671), signed into
law December 26, 2007. However, this restriction was not applied to African countries, due to
presidential waivers with respect to Kenya, Mali, Namibia, Niger, South Africa, and Tanzania.35
The Omnibus Appropriations Act of 2009 (P.L. 111-8) did not carry forward Section 671, which
contained the restrictions. This ended such limitations on ESF assistance.
The ICC and Sudan
Sudan is a unique case because of the circumstances of ICC involvement and because of whom
the ICC Prosecutor has chosen to pursue. ICC jurisdiction in Sudan was referred by the U.N.
Security Council, as Sudan is not a party to the Court. In September 2004, the Security Council
established an International Commission of Inquiry on Darfur under Resolution 1564, expressing
concern that the Sudanese government had not met its obligations under previous Resolutions.36
In January 2005, the Commission of Inquiry reported that it had compiled a confidential list of
potential war crimes suspects and that it “strongly recommend[ed]” that the Security Council
refer the situation to the ICC.37
On March 31, 2005, U.N. Security Council Resolution 1593 referred the situation in Darfur to the
ICC Prosecutor. Following the referral, the ICC Prosecutor received the document archive of the
Commission of Inquiry. The Prosecutor also received the Commission’s sealed list of individuals
suspected of committing serious abuses in Darfur, though this list is not binding on the selection
of suspects. The Office of the Prosecutor initiated its own investigation in June 2005. Following
the initiation of the ICC investigation, the Sudanese government created its own special courts for
Darfur in an apparent effort to stave off the ICC’s jurisdiction. However, the courts’ efforts were
widely criticized as insufficient.38

34 Presidential Determination No. 2006-27 of September 29, 2006; CRS interview with State Department official,
September 4, 2008.
35 Presidential Determination No. 2007-5 of November 27, 2006, waives restrictions on FY2006 ESF assistance;
Presidential Determination No. 2008-21 of June 20, 2008, does not specify a fiscal year.
36 S/RES/1564 (2004), September 18, 2004.
37 Report of the International Commission of Inquiry on Darfur to the United Nations Secretary-General, S/2005/60,
January 25, 2005.
38 See e.g. Human Rights Watch, Lack of Conviction: The Special Criminal Court on the Events in Darfur, June 2006;
U.N. News, “Sudan’s Special Court On Darfur Crimes Not Satisfactory, UN Genocide Expert Says,” December 16,
(continued...)
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The Prosecutor has opened six cases in connection with Darfur. In April 2007, the ICC issued
arrest warrants for a former Sudanese Cabinet Minister and an alleged former leader of the
Janjaweed militia in Darfur. The Sudanese government has refused to comply with the warrants,
and both suspects remain at large. In December 2008, the Prosecutor filed cases against three
alleged rebel commanders in connection with an attack that killed twelve African Union
peacekeeping troops. One alleged commander reported to the Court voluntarily in May 2009. The
Prosecutor is also reportedly investigating the use of child soldiers by Darfur militias.39 On March
4, 2009, ICC judges issued an arrest warrant for Sudanese President Omar Hassan al-Bashir for
crimes against humanity and war crimes in the Darfur region.
U.N. Security Council Resolution 1593
On March 31, 2005, the U.N. Security Council, acting under Chapter VII of the U.N. Charter,
adopted Resolution 1593 (2005), which refers reports about the situation in Darfur, Sudan (dating
back to July 1, 2002) to the ICC Prosecutor.40 The Resolution was adopted by a vote of 11 in
favor, none against, and with four abstentions—the United States, China, Algeria, and Brazil.41
While Sudan is not a party to the ICC and has not consented to its jurisdiction, the case can be
referred to the ICC by the U.N. Security Council under Chapter VII. The Resolution is binding on
all U.N. member states, including Sudan. Under the ICC Statute, the ICC is authorized, but not
required, to accept the case.42
The U.S. Position on U.N. Security Council Resolution 1593
In statements made in July and September 2004, respectively, Congress and the Bush
Administration declared that genocide was taking place in Darfur.43 The Administration supported
the formation of the International Commission of Inquiry for Darfur.44 However, the Bush
Administration preferred a special tribunal in Africa to be the mechanism of accountability for
those who committed crimes in Darfur. It objected to the U.N. Security Council referral to the
ICC because of its stated objections to the ICC’s jurisdiction over nationals of states not party to
the Rome Statute.45 However, the United States had at one time supported a version of the Rome
Statute that would have allowed the U.N. Security Council to refer cases involving non-states

(...continued)
2005.
39 Louis Charbonneau, “INTERVIEW-ICC Looking at Child Soldier Issue in Darfur,” June 2, 2009.
40 See U.N. Press Release, “Security Council Refers Situation in Darfur, Sudan, to Prosecutor of International Criminal
Court,” SC/8351; and U.N. Press Release, “Secretary-General Welcomes Adoption of Security Council Resolution
Referring Situation in Darfur, Sudan to International Criminal Court Prosecutor,” March 31, 2005, SG/SM/9797-
AFR/1132.
41 U.N. Security Council Resolution 1593 (2005), March 31, 2005.
42 Frederic L. Kirgis, “U.N. Commission’s Report on Violations of International Humanitarian Law in Darfur: Security
Council Referral to the International Criminal Court,” American Society of International Law Insight Addendum, April
5, 2005.
43 Concurrent Resolution Declaring Genocide in Darfur, Sudan (H.Con.Res. 467 [108th], July 22, 2004; Congressional
Testimony by then-Secretary of State Colin Powell, September 9, 2004.
44 U.N. Press Release, “Security Council Declares Intention to Consider Sanctions to Obtain Sudan’s Full Compliance
with Security, Disarmament Obligations on Darfur,” SC/8191, September 18, 2004.
45 U.S. Mission to the United Nations (USUN) Press Release #055, “Explanation of Vote on the Sudan Accountability
Resolution,” Ambassador Ann W. Patterson, March 31, 2005.
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parties to the ICC, but would not have allowed other states or the Prosecutor to refer cases. The
United States abstained on Resolution 1593 (which is not equivalent to a veto in the Security
Council) because the Resolution included language that dealt with the sovereignty questions of
concern and essentially protected U.S. nationals and other persons of non-party States other than
Sudan from prosecution.46 The abstention did not change the fundamental objections of the Bush
Administration to the ICC.
At the same time, the Bush Administration supported international cooperation to stop atrocities
occurring in Darfur.47 The Administration and Congress expressed support for bringing to justice
those who perpetrate genocide, war crimes, and crimes against humanity in the region. However,
U.S. legal restrictions on providing assistance to the ICC presented an obstacle to the use of the
ICC for that purpose. As discussed above, the Obama Administration is conducting a review of its
policy toward the ICC and it remains to be seen how it will address situations like Darfur.
Ahmad Muhammad Harun and Ali Kushayb
In April 2007, the ICC issued arrest warrants for Ahmad Muhammad Harun, a former Interior
Minister, and Ali Muhammad Ali Abd-Al-Rahman (known as Ali Kushayb), an alleged former
Janjaweed leader in the Wadi Salih area of Darfur.48 They were each accused of over 40 counts of
war crimes and crimes against humanity in connection with abuses allegedly committed in Darfur
in 2003 and 2004.49 While the Sudanese government initially refused to comply with either
warrant, news reports suggest that Sudanese authorities arrested Kushayb in October 2008.50
However, Sudanese officials stated they would conduct their own investigation into his alleged
crimes in Darfur, and did not indicate that they planned to turn him over to the ICC. Harun was
promoted to Minister of Humanitarian Affairs and co-president of a committee to investigate
human rights violations in Sudan;51 in May 2009, he was reportedly appointed governor of South
Kordofan State.
Investigation of Rebel Crimes
In December 2007, the ICC Prosecutor announced the opening of a new investigation into the
targeting of peacekeepers and aid workers in Darfur. In November 2008, the Prosecutor submitted
a sealed case against three alleged rebel commanders in Darfur whom he accused of committing
war crimes during an attack on the town of Haskanita on September 29, 2007. According to the
office of the Prosecutor, 12 African Union peacekeepers were killed and eight were injured in the

46 See Paragraph 6 of Security Council Resolution 1593; also see Kirgis, Op. Cit.
47 USUN Press Release #055, Op. Cit.; USUN Press Release #229, “Statement on the Report of the International
Criminal Court,” Carolyn Willson, Minister Counselor for International Legal Affairs, November 23, 2005.
48 The Sudanese government has denied having control over the Janjaweed, a term for ethnic Arab militias accused of
perpetrating human rights abuses in Darfur. However, consensus exists among human rights researchers, journalists,
and others who have visited Darfur that the Janjaweed have received arms and support from the government. The
warrants were made public in early May 2007.
49 ICC Press Release, “Warrants of Arrest for the Minister of State for Humanitarian Affairs of Sudan, and a Leader of
the Militia/Janjaweed,” May 2, 2007.
50 Jeffrey Gettleman, “Sudan Arrests Militia Chief Facing Trial,” The New York Times, October 14, 2008.
51 International Federation of Human Rights, “The International Criminal Court and Darfur: Questions and Answers,”
available online at http://www.iccnow.org/documents/FIDH_QA_Darfur_ENG.pdf.
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attack.52 In May, ICC pretrial judges issued a summons to one of the three alleged rebels, Bahar
Idriss Abu Garda, to appear before the Court on May 18.53 Abu Garda reported to The Hague
voluntarily, where he maintained that he was innocent.54 The judges are reportedly deliberating
whether to issue summonses, or warrants, for the two other alleged rebel commanders sought by
the Prosecutor, whose names remain undisclosed.
The Case Against Bashir
On March 4, 2009, ICC judges issued a warrant for the arrest of Sudanese President Omar Hassan
al-Bashir. The warrant holds that there are “reasonable grounds” to believe Bashir is criminally
responsible for five counts of crimes against humanity and two counts of war crimes, referring to
alleged attacks by Sudanese security forces and pro-government militia in the Darfur region of
Sudan during the government’s six-year counter-insurgency campaign.55 The ICC warrant states
that there are reasonable grounds to believe attacks against civilians in Darfur were a “core
component” of the Sudanese government’s military strategy, that such attacks were widespread
and systematic, and that Bashir acted “as an indirect perpetrator, or as an indirect co-perpetrator.”
In his application for an arrest warrant, filed in July 2008, the ICC Prosecutor affirmed that while
Bashir did not “physically or directly” carry out abuses, “he committed these crimes through
members of the state apparatus, the army, and the Militia/Janjaweed” as president and
commander-in-chief of the Sudanese armed forces.
The arrest warrant is not an indictment; under ICC procedures, charges must be confirmed at a
pre-trial hearing. The decision to issue a warrant is expected to take into account whether there
are reasonable grounds to believe that a suspect committed crimes as alleged by the Prosecutor
and whether a warrant is necessary to ensure the suspect’s appearance in court. Although many
domestic legal systems grant sitting heads of state immunity from criminal prosecution, the Rome
Statute grants the ICC jurisdiction regardless of official capacity.56
Human rights organizations, including Amnesty International and Human Rights Watch, hailed
the arrest warrant, the first issued by the ICC against a sitting head of state, as an important step
against impunity. Many Western governments, including France, Germany, Canada, the United
Kingdom, and Denmark, and the European Union as an entity, have called on Sudan to cooperate
with the warrant. Reactions by African and Middle Eastern governments have been more critical,
with many condemning the ICC or calling for its prosecution to be deferred. Additionally, the
governments of Russia and China oppose the prosecution attempt.

52 ICC Office of the Prosecutor, “Attacks on Peacekeepers Will Not Be Tolerated; ICC Prosecutor presents evidence in
third case in Darfur,” November 20, 2008. The peacekeepers were serving under the African Union Mission in Sudan
(AMIS).
53 The ICC judges issued a summons for Abu Garda, having decided that an arrest warrant was not necessary to ensure
the suspect’s appearance before the Court. ICC, “Questions and Answers on the Summons to Appear Issued for Bahr
Idriss Abu Garda,” May 18, 2009.
54 CNN Online, “Rebel Commander Defiant Over Sudan War Crimes Hearing,” May 18, 2009.
55 ICC Pre-Trial Chamber I, Warrant of Arrest for Omar Hassan Ahmad Al Bashir, March 4, 2009.
56 Rome Statute, Art. 27. International legal experts are, however, divided as to whether the Rome Statute waives
“procedural” immunity for sitting heads of state—i.e., protection from arrest while traveling in official capacity—under
customary international law.
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The ICC urged “all States, whether party or not to the Rome Statute, as well as international and
regional organizations,” to “cooperate fully” with the warrant.57 However, most observers agree
that there is little chance of Bashir being arrested. One analysis noted that while Bashir may risk
arrest if he travels overseas, “no one expects Sudan to hand over Bashir, who has been executive
ruler of the country for more than 15 years, absent major political changes in the country.”58
Sudanese government officials have rejected the ICC’s jurisdiction, though some legal experts
argue that Sudan is obligated as a U.N. member state to cooperate because the warrant stems from
a U.N. Security Council resolution.59 Since the warrant was issued, Bashir has traveled to
numerous Middle Eastern and African countries, including Egypt, Ethiopia, Qatar, Saudi Arabia,
and Zimbabwe; however, he has not visited any countries that are parties to the ICC. In an August
2009 interview broadcast on U.S. television, Bashir stated, “Up until now, I haven't felt
restrictions on my movement.... I have made all necessary travels.”60
Genocide Accusations61
In his request for an arrest warrant in July 2008, the ICC Prosecutor accused Bashir of three
counts of genocide, making the Sudanese president the first individual to be accused of genocide
before the Court. The Prosecutor alleged that Bashir “intends to destroy in substantial part the
Fur, Masalit and Zaghawa ethnic groups as such” through coordinated attacks by government
troops and Janjaweed militia.62 However, the panel of ICC judges who responded to the
application for a warrant found, by a ruling of two-to-one, that the Prosecutor had “failed to
provide reasonable grounds to believe that the Government of Sudan acted with specific intent” to
destroy these groups.63 The judges added, however, that the arrest warrant could be amended to
include accusations of genocide if further evidence was submitted by the Prosecutor. The
Prosecutor appealed the judges’ decision to omit the genocide counts from the arrest warrant.64

57 ICC press release, “ICC Issues a Warrant of Arrest for Omar Al Bashir, President of Sudan,” March 4, 2009.
58 Patrick Worsnip, “No Quick Way to Enforce ICC Warrant for Bashir,” Reuters, March 5, 2009.
59 The Sudanese government signed the Rome Statute on September 8, 2000, but did not ratify it. On August 26, 2008,
Sudan notified the Secretary-General of the United Nations, as depositary of Rome Statute of the International Criminal
Court, that Sudan “does not intend to become a party to the Rome Statute. Accordingly, Sudan has no legal obligation
arising from its signature on 8 September 2000.” (Reference: C.N.612.2008.TREATIES-6 [Depositary Notification],
Rome Statute of the International Criminal Court, “Sudan: Notification.”)
60 “Sudanese President Omar Al-Bashir Interviewed on PBS’ ‘The Newshour with Jim Lehrer,’” Congressional
Quarterly
transcript, Aug. 13, 2009.
61 See CRS Report RL32605, Genocide: Legal Precedent Surrounding the Definition of the Crime, by Judith Derenzo
and Michael John Garcia, for a discussion of the legal elements of genocide under the Rome Statute and under the 1948
Convention on the Prevention and Punishment of the Crime of Genocide.
62 Darfur’s main rebel groups are associated with these ethnicities; the Prosecutor’s case against Bashir alleges that
military and militia attacks specifically targeted civilians even where rebel locations were spatially separate and well-
known. The Prosecutor’s application for a warrant referenced additional attacks against other ethnic groups in
connection with alleged war crimes and crimes against humanity.
63 ICC press release, “ICC Issues a Warrant of Arrest for Omar Al Bashir, President of Sudan,” March 4, 2009.
64 ICC Office of the Prosecutor, “Prosecution’s Application for Leave to Appeal the “Decision on the Prosecution’s
Application for a Warrant of Arrest against Omar Hassan Ahmad Al Bashir,” March 10, 2009.
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Many human rights advocates had welcomed the attempt to prosecute Bashir for genocide.65
However, the formulation of the Prosecutor’s accusation had drawn some criticism. The U.N.
Commission of Inquiry concluded in its January 2005 report that the violence in Darfur did not
amount to genocide, although “international offences such as the crimes against humanity and
war crimes that have been committed in Darfur may be no less serious and heinous than
genocide.”66 Some Darfur activists accused the Commission of allowing political considerations
to affect its conclusions.67 Others contend that while the Sudanese government is responsible for
serious crimes in Darfur, the Prosecutor’s justification for genocide charges did not sufficiently
establish intent or Bashir’s alleged role.68
Sudanese Reactions
The Bashir Administration has rejected ICC jurisdiction over Darfur as a violation of its
sovereignty and accused the Court of being part of a neocolonialist plot against a sovereign
African and Muslim state.69 Other Sudanese reactions have focused on the potential impact of an
arrest warrant on ongoing peace processes, peacekeeping operations, and humanitarian relief, and
on the potential impact on legislative and presidential elections scheduled to take place in 2010.
The Bashir Administration
The Bashir administration has portrayed the ICC as an instrument of Western pressure for regime
change.70 The Sudanese president has repeatedly denied that genocide or ethnic cleansing is
taking place in Darfur and has rejected ICC jurisdiction as an infringement on Sudanese
sovereignty. The last mission to Sudan by ICC prosecutorial staff was in January-February 2007,
after which the government announced it would no longer allow ICC personnel to speak to
Sudanese officials.71 Days before the request for a warrant against Bashir was announced, a

65 See e.g. Human Rights Watch, “Darfur: ICC Moves Against Sudan’s Leader; Charges Against al-Bashir a Major
Step to Ending Impunity,” July 14, 2008; Amnesty International, “President Of Sudan Could Face Arrest Over Darfur
War Crimes,” July 18, 2008.
66 Report of the International Commission of Inquiry on Darfur to the United Nations Secretary-General Pursuant to
Security Council Resolution 1564 of 18 September 2004, January 25, 2005.
67 E.g., Eric Reeves, “Report of the International Commission of Inquiry on Darfur: A critical analysis (Part II),”
Sudanreeves.org, February 6, 2005.
68 See e.g. Alex de Waal, “Darfur, the Court and Khartoum: The Politics of State Non-Cooperation,” in Nicholas
Waddell and Phil Clark, eds., Courting Conflict? Justice, Peace and the ICC in Africa (London: The Royal Africa
Society, March 2008); Andrew Heavens, “ICC Case Against Bashir Has Holes—Sudan Expert,” Reuters, January 27,
2009; Rony Brauman, “The ICC’s Bashir Indictment: Law Against Peace,” World Politics Review, July 23, 2008. For
further background, see Human Rights Watch, Entrenching Impunity: Government Responsibility for International
Crimes in Darfur
, December 2005.
69 E.g., BBC Monitoring, “Sudanese Leader Calls International Court ‘Tool of Imperialist Forces,’” [State-owned]
Suna News Agency, August 20, 2008; Marlise Simons and Neil MacFarquhar, “Bashir Defies Arrest Order on War
Crime Charges,” The New York Times, March 6, 2009.
70 See e.g. Al-Sahafah [Khartoum], “Sudanese Aide Accuses West of Striving to Replace Al-Bashir,” via BBC
Monitoring, August 21, 2008; Sudan Tribune, “Sudan Warns UN Chief Over ICC,” via BBC Monitoring, August 18,
2008; and de Waal, Op. Cit.
71 CRS interview with ICC Office of the Prosecutor official, September 3, 2008. ICC prosecutorial staff have conducted
extensive interviews with witnesses outside of Sudan, including in neighboring countries.
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presidential spokesman reportedly called the Prosecutor a “terrorist” whose investigation was
based on testimony by rebel leaders and spies posing as humanitarian workers.72
Government authorities have taken a hardline stance against Sudanese suspected of sympathizing
with the ICC prosecution attempt. In November 2008, Sudanese police detained a human rights
activist they accused of being in contact with the ICC, while in January 2009, authorities jailed a
prominent Islamist opposition leader who had called for Bashir to surrender to the ICC in order to
avoid internal strife.73 Also in January, a Sudanese man was reportedly convicted of “spying” for
the ICC and sentenced to 17 years in prison.74 In February, a senior official warned that an arrest
warrant for Bashir would derail peace talks with Darfur rebels.75
The government responded to the arrest warrant by expelling over a dozen international aid
organizations it accused of collaborating with the ICC, including Oxfam and Doctors Without
Borders. Bashir reportedly warned that “all the diplomatic missions in Sudan, the NGOs, and the
peacekeepers” could face the same punishment, one in a series of remarks by Sudanese officials
that appeared to threaten the safety of U.N. personnel in Sudan.76 Officials reportedly threatened
to retaliate harshly against anyone who “cooperated” with the court, while government supporters
organized mass rallies in the president’s favor. A New York Times analysis noted that while many
advocates hope the arrest warrant will weaken Bashir’s hold in power, “Sudanese resentment of
the court’s actions could have the reverse effect and rally the nation to his side. After the court’s
prosecutor first announced that he was seeking a warrant for Mr. Bashir, some of the president’s
political enemies closed ranks behind him.”77 Similarly, analysts disagree over whether the
warrant has intensified Bashir’s international isolation. The Sudanese leader has engaged in
aggressive diplomatic outreach to allied states, traveling to multiple friendly countries in the
weeks following the warrant’s issuance.
Other Sudanese Reactions
Islamist opposition leader Hassan Al-Turabi (and former key Bashir ally) has criticized the Bashir
administration’s stance toward the ICC and has called on the president to turn himself over to the
international justice system.78 (Turabi was detained for two months in early 2009 in apparent
connection with statements to this effect.) Other Sudanese opposition members have displayed
measured support for Bashir while privately acknowledging mixed reactions.79 Spokesmen for
three major Darfur rebel factions—the Sudan Liberation Movement (SLM), Sudan Liberation

72 The Associated Press (hereafter, AP), “Sudan Dismisses ICC Proceedings on Darfur, Reiterates Refusal to Hand
Over Any Suspects,” July 11, 2008.
73 AFP, “Sudan Police Detain Rights Activist for Contact with the ICC,” November 26, 2008; Mohamed Osman,
“Sudan Detains Opposition Leader Who Urged President to Face Darfur Genocide Charges,” AP, January 15, 2009.
74 BBC News Online, “Sudanese ‘War Crimes Spy’ Jailed,” January 28, 2009.
75 Andrew Heavens, “Darfur War Crimes Warrant Will Ruin Talks—Official,” Reuters, February 16, 2009.
76 Abdelmoniem Abu Edries Ali, “Defiant Beshir in Darfur, Warns Foreigners,” AFP, March 8, 2009; AFP, “ICC
Action Against Sudan’s Beshir Could Hurt UN: Ban,” February 4, 2009.
77 Marlise Simons, “Court Issues Warrant for Arrest of Sudan President,” The New York Times, March 5, 2009.
78 Guillaume Lavallee, “Freed Opposition Leader Slams Sudan Response to Warrant,” AFP, March 9, 2009.
79 Lydia Polgreen and Jeffrey Gettleman, “Sudan Rallies Behind Leader Reviled Abroad,” The New York Times, July
28, 2008; Sarah El Deeb, “Indicted Sudanese President Seeks Help From Rivals,” AP, August 6, 2008.
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Army (SLA), and Justice and Equality Movement (JEM)—welcomed the arrest warrant, as have
many Darfuri refugees, according to news reports.80
Reports suggest southern Sudanese are ambivalent about the attempt to prosecute Bashir.81 The
Sudan People’s Liberation Movement (SPLM)—the former southern rebel group and partner in
the Government of National Unity under the 2005 Comprehensive Peace Agreement (CPA)—
initially called on the Government of National Unity “to forge an understanding with the
international community and to cooperate with [the] ICC on the legal processes.”82 However,
after the arrest warrant was issued, the SPLM released a statement saying that “Sudan should
stand with Bashir at this hard time.”83 The SPLM nevertheless criticized the expulsion of aid
organizations. Some SPLM officials are reportedly concerned that ICC actions could endanger
the CPA, while others have expressed hope that prosecution could leverage international pressure
on Khartoum.84
Regional Reactions
The Sudanese government has rallied support among Arab and African leaders, as well as among
regional organizations such as the African Union (AU), the Arab League, and the Organization of
the Islamic Conference (OIC),85 all of which have criticized the ICC and called for a deferral of
prosecution. Many African and Middle Eastern governments have expressed concern over the
arrest warrant, including the governments of South Africa, Nigeria, Kenya, Rwanda, Tanzania,
Benin, Eritrea, Egypt, Iran, Syria, Libya, Algeria, and Morocco. Some African leaders, notably
Botswana’s President Ian Khama and Uganda’s President Yoweri Museveni, have taken a more
supportive stance toward the ICC.86 Some African and Middle Eastern commentators have
praised the ICC decision to pursue Bashir as a step against impunity in the region, while others
expressed concern that the move displayed bias or a neocolonial attitude toward Africa.87

80 Reuters, “Reaction to Warrant for Bashir’s Arrest,” March 4, 2009; Sarah El Deeb, “Darfur Refugees Say Genocide
Trial for Sudan President is Only Path to Real Peace,” AP, November 15, 2008.
81 See e.g. “Sudan: Saving Omer,” Africa Confidential, August 1, 2008; and Naseem Badiey, “Ocampo v Bashir: The
Perspective from Juba,” Oxford Transitional Justice Research Working Paper Series, July 18, 2008.
82 SPLM Press Release, “SPLM Position On ICC Indictment,” July 21, 2008; see also Wasil Ali, “SPLM Official Calls
on Sudan to ‘Deal Legally’ With ICC,” Sudan Tribune, August 15, 2008.
83 Reuters, “Reaction to Warrant for Bashir’s Arrest,” March 4, 2009.
84 Opheera McDoom, “Analysis-Justice Clashes With Peace on Darfur Bashir Warrant,” Reuters, July 14, 2008;
Mushtaq, Op. Cit.
85 The OIC is an inter-governmental organization of 57 states that aims to “project the interests of the Muslim world”
(OIC website, at http://www.oic-oci.org/oicnew/page_detail.asp?p_id=52).
86 Rodney Muhumuza, “We Can’t Condemn ICC Over Bashir—Museveni,” The Monitor [Kampala], August 4, 2008;
BBC Monitoring Africa, “AU differs with Botswana leader over ICC warrant against Sudan’s Bashir” (via Factiva),
May 6, 2009.
87 See e.g., The Daily Champion [Lagos, Nigeria], “Al-Bashir’s Indictment,” August 6, 2008; Paul Ejime, “Before Al-
Bashir Goes on Trial,” The Guardian [Lagos], July 28, 2008; Al-Jazeera, “The Opposite Direction,” presented by
Faysal al-Qasim, August 12, 2008, via the Open Source Center; AFP, “Praise and Criticism for ICC From African
Rights Organizations,” July 16, 2008. Archbishop Desmond Tutu of South Africa, who serves on the board of directors
of the ICC’s Trust Fund for Victims, has criticized African governments for supporting Bashir, writing, “I regret that
the charges against President Bashir are being used to stir up the sentiment that the justice system—and in particular,
the international court—is biased against Africa. Justice is in the interest of victims, and the victims of these crimes are
African. To imply that the prosecution is a plot by the West is demeaning to Africans and understates the commitment
to justice we have seen across the continent.”
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By mid-2009, the decision to prosecute an African head of state appeared to have sparked a
backlash among some African countries, 30 of which are parties to the Court. In July 2009, the
AU resolved not to cooperate with the ICC in carrying out Bashir’s arrest.88 At the same time,
African states parties suggested they would refrain from withdrawing from the Court altogether.89
International human rights groups criticized the AU resolution, which was reportedly
controversial within the organization. The government of Botswana, a party to the ICC, said in a
statement that Botswana “does not agree with this decision and wishes to reaffirm its position that
as a state party … it has treaty obligations to fully cooperate with the ICC in the arrest and
transfer of the president of Sudan to the ICC.”90 The government of South Africa and the
government of Chad, which has had very tense relations with Sudan, have also stated they would
arrest Bashir, while news reports have suggested contradictory stances toward a possible arrest by
the government of Uganda.91 An AU panel on Darfur, headed by former South African President
Thabo Mbeki, said it had not taken a stance with regard to the Bashir warrant.92
U.S. Reactions
The Obama Administration has expressed support for the ICC investigation and prosecution of
war crimes in Sudan, and Administration officials have repeatedly stated that those responsible
for serious crimes in Darfur should be held “accountable.”93 In late March 2009, then acting State
Department spokesman Robert Wood said, “We have said over and again that those who commit
atrocities need to be held accountable.... We are under no obligation to the ICC to arrest President
Bashir. We’re not a party to the Rome Statute. And let’s leave it at that.”94 In July, the Obama
Administration’s Special Envoy on Sudan, Gen. Scott Gration, stated that the United States would
engage with Sudan’s president, “but that does not mean that [Bashir] does not need to do what’s
right in terms of facing the International Criminal Court and those charges.”95 In response to a
question at an August 2009 press conference in Nairobi, Kenya, Secretary of State Hillary Clinton
said, “I think that it is very significant that a criminal indictment was returned by the International
Criminal Court against President Bashir. And that was a very significant step by the international
community. The actions by the ICC sent a clear message that the behavior of Bashir and his
government were outside the bounds of accepted standards and that there would no longer be
impunity.... The United States and others have continued to support the need to eventually bring
President Bashir to justice.”96 Also in Nairobi, Clinton said that it was a “great regret” that the

88 Reuters, “AU Leaders Vote to End Bashir Cooperation with ICC,” July 3, 2009.
89 Barry Malone, “Africa ICC Members Will Not Quit Despite Bashir Move,” Reuters, June 9, 2009.
90 AFP, “Botswana Says Al-Bashir Must Stand Trial at ICC,” July 6, 2009.
91 Radio France Internationale (RFI), “Chadian Leader Vows to Cooperate With ICC Over Bashir Warrant,” via BBC
Monitoring, July 14, 2009; Reuters, “Uganda Says Sudan’s Bashir to Send Deputy Over ICC,” July 16, 2009; AFP,
“SAfrica Will Arrest Beshir If He Visits: Foreign Ministry,” July 30, 2009.
92 Reuters, “Mbeki-Led African Panel Says No Stance on ICC,” July 11, 2009.
93 Agence France-Presse (AFP), “White House Demands ‘Accountability’ on Darfur After Warrant,” March 4, 2009;
Colum Lynch, “Sudan Retains Clout While Charges Loom,” The Washington Post, February 9, 2009.
94 AFP, “US Says ‘Under No Obligation’ to Arrest Beshir,” March 24, 2009.
95 AFP, “US Envoy: Must Cooperate With Sudan Even if New Warrant Issued,” July 9, 2009.
96 U.S. State Department/Hillary Rodham Clinton, “Remarks With Kenyan Foreign Minister Moses Wetangula,”
Kenyatta International Conference Centre, Nairobi, Kenya, August 5, 2009. In March 2009, Clinton said, “President
Bashir would have a chance to have his day in court if he believes that the indictment is wrongly charged. He can
certainly contest it.” Reuters, “Clinton Says Al-Bashir Can ‘Have His Day in Court,’” March 4, 2009. While many
refer to the ICC proceedings against Bashir as an “indictment,” the warrant is not equivalent to an indictment; any
charges must be confirmed at a pre-trial hearing.
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United States was not a party to the ICC, but that “we have supported the court and continue to do
so.”97
Administration officials have recently appeared to express divergent characterizations of the
situation in Darfur. In July 2009, President Obama referred to Darfur as a “genocide,” calling it a
“millstone around Africa’s neck.”98 In June, Special Envoy Gration suggested at a press briefing
that the Sudanese government was no longer engaged in a “coordinated” genocidal campaign in
Darfur, contending that ongoing violence represented “the remnants of genocide” and fighting
“primarily between rebel groups, the Sudanese government, and … some violence between Chad
and Sudan.”99
Congressional Reactions
Members of Congress have expressed a range of positions with regard to the warrant for Bashir.
Senator Russell Feingold has urged the Administration not to defer the ICC prosecution, stating,
“If there is significant progress made toward ending violence on the ground in Darfur, it may be
appropriate to consider a suspension at that time.”100 Senator John Kerry has stated the warrant
“complicates matters,” but should not stop U.S. efforts to resolve the conflict in Darfur.101
Legislation before the 111th Congress references the ICC warrant against Bashir and, more
broadly, U.S. government support for ICC prosecutions.
Security Council Considerations in July 2008: Context and
Background

The July 14, 2008, ICC Prosecutor’s request for an arrest warrant for Bashir occurred during the
time that the U.N. Security Council was considering extension of the Council mandate for the
African Union-United Nations Hybrid Operation in Darfur (UNAMID). The Council had before
it the report of the U.N. Secretary-General on the deployment of the operation, dated July 7 and
covering the period April to June 2008.102 It was expected that this mandate, which was to expire
July 31, would be extended, albeit with some discussion of UNAMID-related issues.
Council considerations were significantly impacted by the ICC Prosecutor’s announcement. In
the light of reactions to this request (see previous section) and in view of the fact that the Council
had sent the case to the ICC for investigation, protracted consultations within the Council on the
content of a resolution extending the UNAMID mandate delayed Council action until nearly the
final hour.103

97 Mary Beth Sheridan, “Clinton Says U.S. Supports International Criminal Court,” August 6, 2009.
98 AFP, “Sudan: Obama Comments ‘A Step Back,’” July 11, 2009.
99 Colum Lynch, “Sudan’s ‘Coordinated’ Genocide in Darfur is Over, U.S. Envoy Says,” The Washington Post, June
18, 2009.
100 AFP, “Obama Must Support Beshir Warrant: US senator,” March 4, 2009.
101 Reuters, “INTERVIEW-Kerry says ICC case no bar on Darfur peace drive,” April 17, 2009.
102 The U.N. Security Council requested that the Secretary-General report every 90 days on progress made in
implementation of UNAMID and the status of the political process.
103 Security Council Report, “Update Report, Sudan,” July 28, 2008, available at http://www.securitycouncilreport.org.
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Among the issues engaging Council members after the July 14 action was the oft-made
suggestion that the Council include in its resolution a request, under Article 16 of the ICC Statute,
for a deferral or suspension of further ICC action on the case for up to 12 months for the purpose
of, among other things, facilitating efforts toward a peaceful settlement of the situations in Darfur
and south Sudan. Some governments also expressed concerns that a positive ICC response to the
request for an arrest warrant would exacerbate the situation on the ground in Darfur, making both
peacekeepers and humanitarian workers subject to further attacks.
Article 16 of the ICC Statute is entitled Deferral of investigation or prosecution and provides that
No investigation or prosecution can be commenced or proceeded with under this Statute for a
period of 12 months after the Security Council, in a resolution adopted under Chapter VII of
the Charter of the United Nations, has requested the Court to that effect; that request may be
renewed by the Council under the same conditions.
Thus, if the U.N. Security Council, acting under Chapter VII of the Charter, adopts a resolution
requesting the ICC to suspend or defer any further investigation or prosecution of the case against
Bashir, the ICC, including the Prosecutor, would be obliged to cease its investigation in that
particular situation and the Pre-Trial Chamber, before which the warrant request is pending,
would have to suspend its considerations. The Council request would be applicable for 12 months
and would be renewable.
David Scheffer, who headed the U.S. delegation to the conference that drafted the ICC Statute, in
an August 20, 2008, Op-ed in Jurist, noted that the “negotiating history of Article 16 should be
instructive to how the Council currently examines the Darfur situation.”104 Scheffer alleged that
Article 16 was drafted and adopted to enable the U.N. Security Council to suspend or defer an
ICC investigation or prosecution of a situation “before either is launched if priorities of peace and
security compelled a delay of international justice.” He stated that “the original intent behind
Article 16 was for the Security Council to act pre-emptively to delay the application of
international justice for atrocity crimes in a particular situation in order to focus exclusively on
performing the Council’s mandated responsibilities for international peace and security
objectives.” This was a tool to be employed by the Council in instances of “premature State Party
or Prosecutor referrals.” In addition, Scheffer claimed that if the current proposals for Council
suspension of further ICC action on a situation referred to the ICC by the Council had been
foreseen, “Article 16 never would have been approved by the ... majority of governments
attending the U.N. talks on the Rome Statute for it would have been viewed as creating rights for
the Security Council far beyond the original intent of the Singapore compromise.”
Scheffer noted, “Nonetheless, one plausibly may argue that the language of Article 16 of the
Rome Statute technically empowers the Security Council to intervene at this late date and block
approval of an arrest warrant against President Bashir or even suspend its execution following
any approval of it by the judges.”105

104 David Scheffer, “The Security Council’s Struggle over Darfur and International Justice,” Jurist—Forum (Jurist,
University of Pittsburgh School of Law), online at http://jurist.law.pitt/forumy/2008/08/security-councils-struggle-over-
darfur.php.
105 Scheffer, Op. Cit. A more academic commentary on Article 16 may be found in Luigi Condorelli and Santiago
Villalpando, Referral and Deferral by the Security Council, Chapter 17.2, in The International Criminal Court: A
Commentary
, edited by Antonio Cassese, Paola Gaeta, and John R.W.D. Jones ( New York: Oxford University Press,
2002), vol. I, pp. 644-654.
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U.N. Security Council Resolution 1828 (2008), adopted on July 31, 2008, by a vote of 14 in favor
and with the United States abstaining, extended UNAMID for a further 12 months.106 In
abstaining on the vote rather than voting against it, the United States supported renewal of the
UNAMID mandate but noted that the language in preambular paragraph 9 “would send the wrong
signal to President Bashir and undermine efforts to bring him and others to justice.”107 In remarks
with the press following the vote, U.S. Deputy Permanent Representative Alejandro Wolff stated:
The reason for our abstention ... had to do with one paragraph that would send the wrong
signal at a very important time when we are trying to eliminate the climate of impunity, to
deal with justice, and to address crimes in Darfur, by suggesting that there might be a way
out. There is no compromise on the issue of justice. The ... United States felt it was time to
stand up on this point of moral clarity and make clear that this Permanent Member of the
Security Council will not compromise on the issue of justice.108
The United States also abstained on Council Resolution 1828 (2008), extending the UNAMID
mandate, pointing to the language in a preambular paragraph that referred to the July 14
application by the ICC prosecutor and the possibility of a Council request for deferral of further
consideration of ICC consideration of that case as the reason for the abstention. While the Bush
Administration would have likely preferred a different venue for consideration of the genocide
conditions in Darfur, it did not halt referral to the ICC by vetoing the resolution.
Some observers have suggested that the U.S. position in the past would not have permitted
abstention on the two Council resolutions. Thus, they maintain that under the Bush
Administration, the United States moved to a policy that recognized that under certain
circumstances, the ICC might have a role.109 Others have pointed out, however, that any
perceived moderation in U.S. views toward the Court did not affect its overall position not to
become a party to the ICC Statute.
The two U.S. abstentions in the Council appear to have been driven by non-ICC foreign policy
issues that were perceived as more important. The need to support the U.S. policy against
genocide in Darfur was perceived as more important than overall U.S. opposition to the ICC.
(This broader policy drove the U.S. abstention on Council referral of the situation to the ICC in
2005.) Moreover, the need to ensure that the UNAMID mandate, on the brink of expiring, was
extended for another 12 months was also perceived as more important and led to the U.S.
abstention in July 2008.

106 See S/PV.5947 for verbatim record of the meeting and U.N. Press Release S/9412 for an unofficial summary of the
statements made and the text of the adopted resolution. For links to both items, see under July 31 at http://www.un.org/
Depts/dhl/resguide/scact2008.htm. A U.S. vote against the resolution would have defeated the resolution since that
“no” vote would have been a veto.
107 Explanation of vote by Ambassador Alejandro Wolff, U.S. Deputy Permanent Representative, USUN Press Release
# 209 (08), July 31, 2008. The text of preambular paragraph 9 follows: “Taking note of the African Union (AU)
communiqué of the 142nd [AU] Peace and Security Council (PSC) Meeting dated 21 July (S/2008/481, annex), having
in mind concerns raised by members of the Council regarding potential developments subsequent to the application by
the Prosecutor of the International Criminal Court of 14 July 2008, and taking note of their intention to consider these
matters further.”
108 Remarks by Ambassador Alejandro Wolff, U.S. Deputy Permanent Representative, at the Security Council Stakeout
[with the press], USUN Press Release #210 (08), July 31, 2008.
109 See, for example, Council on Foreign Relations, “Bellinger Says International Court Flawed But Deserving of Help
in Some Cases,” Interview, July 10, 2007; AP, “U.S. Ambivalent on Genocide Charge Against Sudan’s President,”
International Herald Tribune, July 15, 2008; Hanson, Op. Cit.; and Council on Foreign Relations, “The Dilemma of
International Justice,” Interview, July 28, 2008.
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Other ICC Investigations in Africa
The ICC Prosecutor has opened five cases in connection with northern Uganda, four in
connection with the Democratic Republic of Congo (DRC), and one in connection with the
Central African Republic (CAR). The Prosecutor has also opened an investigation into Kenya. In
contrast to Sudan, which has resisted ICC jurisdiction, these four countries are states parties to the
ICC. Uganda, DRC, and CAR referred the situations in their countries to the Prosecutor. In
addition, the ICC Prosecutor is analyzing situations in several other African countries, a
preliminary step toward opening a full investigation. Some human rights advocates, including
Zimbabwean activists, Archbishop Desmond Tutu of South Africa, and the organization
Physicians for Human Rights, have called for an ICC investigation into human rights abuses
reportedly committed by government forces in Zimbabwe.110 Zimbabwe is not a state party to the
ICC, but jurisdiction could presumably be referred through a U.N. Security Council resolution, as
with Sudan.
Four suspects are currently in ICC custody: Jean-Pierre Bemba, Thomas Lubanga, Germain
Katanga, and Mathieu Ngudjolo Chui. The ICC has yet to convict anyone.
Uganda
The government of Uganda, a party to the ICC, referred “the situation concerning the Lord’s
Resistance Army” to the Court in 2003.111 The Lord’s Resistance Army (LRA) is a rebel group
that has fought for over two decades in northern Uganda.112 In October 2005, the ICC unsealed
arrest warrants—the first issued by the Court—for LRA leader Joseph Kony and LRA
commanders Vincent Otti, Okot Odhiambo, Dominic Ongwen, and Raska Lukwiya. The
Prosecutor accused the LRA of establishing “a pattern of brutalization of civilians,” including
murder, forced abduction, sexual enslavement, and mutilation, amounting to crimes against
humanity and war crimes.113 None of the suspects are in custody. Lukwiya and Otti have
reportedly been killed since the warrants were issued, while other LRA commanders are thought
to be in hiding in neighboring countries. In February 2009, Odhiambo and Ongwen reportedly
entered negotiations on surrendering to the ICC, under the auspices of the U.N. peacekeeping
force in southern Sudan.114 While Uganda’s referral specifically mentioned the Lord’s Resistance

110 AFP, “Rape in Zimbabwe: Human rights lawyers build prosecution case,” August 7, 2008; Angus Shaw, “Nobel
Peace Prize Winner Tutu Says Time Has Come for Threat of Force Against Zimbabwe’s Leader,” AP, December 24,
2008; Michelle Faul, “Physicians: Corruption killing people in Zimbabwe,” AP, January 13, 2009.
111 ICC Office of the Prosecutor Press Release, “President of Uganda Refers Situation Concerning the Lord’s
Resistance Army (LRA) to the ICC,” January 29, 2004. According to an Office of the Prosecutor official, referrals by
the governments of Uganda and DRC followed moves by the Office of the Prosecutor to open investigations under its
discretionary power (CRS interview, September 3, 2008); see also Payam Akhavan, “The Lord’s Resistance Army
Case: Uganda’s Submission of the First State Referral to the International Criminal Court,” The American Journal of
International Law
, 99, 2 (April 2005), pp. 405-406.
112 See CRS Report RL33701, Uganda: Current Conditions and the Crisis in North Uganda, by Ted Dagne.
113 ICC Press Release, “Warrant of Arrest Unsealed Against Five LRA Commanders,” October 14, 2005. Kony is
wanted for 12 counts of crimes against humanity, including murder, enslavement, sexual enslavement, rape, and
“inhumane acts,” and 21 counts of war crimes, including murder, cruel treatment of civilians, directing an attack
against a civilian population, pillaging, inducing rape, and the forced enlistment of children; the other LRA
commanders are accused of crimes against humanity and war crimes, ranging from four to 32 counts.
114 AFP, “Two Ugandan Rebel Chiefs Want to Surrender,” February 6, 2009; AFP, “LRA Fighters Trapped: Congo
spokesman,” February 14, 2009. Odhiambo had previously been reported killed in an internal LRA dispute.
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Army, the Prosecutor also is investigating crimes allegedly committed by the Ugandan military in
northern Uganda.
Despite widespread documentation of LRA abuses, the ICC’s actions in Uganda have met with
some strong domestic and international opposition due to debates over what would constitute
justice for the war-torn communities of northern Uganda and whether the ICC has helped or
hindered the pursuit of a peace agreement.115 Some observers argue that ICC arrest warrants were
a crucial factor in bringing the LRA to the negotiating table in 2006 for peace talks brokered by
the Government of South Sudan. In August 2006, rebel and government representatives signed a
landmark cessation of hostilities agreement; in February 2008, the government and the LRA
reached several significant further agreements, including a permanent cease-fire. However, the
LRA has demanded that ICC arrest warrants be annulled as a prerequisite to a final agreement,
and threats of ICC prosecution are considered by many to be a stumbling block to achieving an
elusive final peace deal.116 The Ugandan government has offered a combination of amnesty and
domestic prosecutions for lower-and mid-ranking LRA fighters, and is reportedly willing to
prosecute LRA leaders in domestic courts if the rebels accept a peace agreement.117 This could
entail challenging the LRA cases’ admissibility before the ICC under the principle of
complementarity. However, only the ICC’s Pre-Trial Chamber has the authority to make a
decision on admissibility. The ICC Prosecutor has reportedly stated that he will fight any move to
drop the LRA prosecutions.118
Democratic Republic of Congo (DRC)
The DRC government referred “the situation of crimes within the jurisdiction of the Court
allegedly committed anywhere in the territory of the DRC” to the Prosecutor in April 2004.119
Despite the end of a five-year nationwide civil war in 2003 and the holding of national elections
in 2006, DRC continues to suffer from armed conflict, particularly in the volatile eastern regions
bordering Rwanda, Uganda, and Burundi. The ICC has issued four arrest warrants in its first DRC
investigation, which focuses on the eastern Congolese district of Ituri, where an inter-ethnic war
erupted in June 2003 with reported involvement by neighboring governments.120 Three suspects
are in custody, while a fourth remains at large. The Prosecutor has stated that a second
investigation in the DRC will focus on sexual crimes committed in the eastern provinces of North
and South Kivu, while a third will look into “the role of those who organized and financed”

115 See Tim Allen, Trial Justice: The International Criminal Court and the Lord’s Resistance Army (London: Zed
Books, 2006).
116 E.g. AFP, “Uganda Rebel Negotiating Team Wants Peace Deal Revised,” August 28, 2009.
117 In July 2009, the Ugandan government initiated the first prosecution of an alleged LRA commander, Thomas
Kwoyelo (who has not been sought by the ICC). Kwoyelo has been charged with kidnap with intent to murder, and not
with war crimes. Bill Oketch, Institute for War & Peace Reporting, “Test Case for Ugandan Justice,” July 29, 2009.
118 CRS interview with ICC Office of the Prosecutor official, September 3, 2008. According to the official, the
Ugandan government has expressed continued commitment to arresting the LRA leaders in discussions with the ICC.
119 ICC Office of the Prosecutor Press Release, “Prosecutor Receives Referral of the Situation in the Democratic
Republic of Congo,” April 19, 2004.
120 Ituri’s armed groups did not participate in the peace process between DRC’s major rebel movements that brought
the country’s nationwide civil war to an end in 2003. While U.N. peacekeepers and DRC government troops have
succeeded in staunching much of the violence in Ituri, many of the groups have not disarmed, and the area is still
considered unstable. See International Crisis Group, Congo: Four Priorities for Sustainable Peace in Ituri, Africa
Report No. 140, May 13, 2008.
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armed groups throughout the country.121 The latter investigation could potentially target officials
from neighboring countries along with members of the Congolese government and military.122
Thomas Lubanga Dyilo
The ICC issued a sealed arrest warrant in February 2006 for Thomas Lubanga Dyilo, the alleged
founder and leader of the Union des Patriotes Congolais (UPC) in Ituri and its military wing, the
Forces Patriotiques pour la Libération du Congo (FPLC). At the time, Lubanga was in
Congolese custody and had been charged in the domestic justice system.123 After a determination
of admissibility by the ICC, Lubanga was transferred to ICC custody in March 2006. The ICC has
charged Lubanga with three counts of war crimes related to the recruitment and use of child
soldiers.124 Following a lengthy delay due to a procedural challenge, Lubanga’s trial began in
January 2009. The prosecution wrapped up its presentation of evidence in July 2009; 28
witnesses, including three experts, testified.125 Lubanga has pleaded not guilty.
Germain Katanga and Mathieu Ngudjolo Chui
Germain Katanga, the alleged highest-ranking commander of the Force de Résistance Patriotique
en Ituri
(FRPI) and Ngudjolo, the alleged highest-ranking commander of the Front des
Nationalistes et Intégrationnistes
(FNI), are being prosecuted as co-perpetrators for allegedly
having “acted in concert to mount an attack targeted mainly at Hema civilians” in Ituri in 2003.126
The ICC issued sealed arrest warrants for Katanga and Ngudjolo in July 2007, and they were
transferred by Congolese authorities to ICC custody in October 2007 and February 2008,
respectively. The Prosecutor has accused them jointly of four counts of crimes against humanity
and nine counts of war crimes related to murder, “inhumane acts,” sexual crimes, the use of child
soldiers, rape, and other abuses.127 The case is in the pre-trial phase.
Bosco Ntaganda
The ICC issued a sealed warrant for the arrest of Bosco Ntaganda, the alleged former Deputy
Chief of General Staff for Military Operations in Lubanga’s FPLC, in August 2006. In April
2008, the ICC unsealed the warrant, having determined that public knowledge of ICC
proceedings would neither endanger witnesses nor further obstruct attempts to bring Ntaganda
into custody.128 The ICC Prosecutor has accused Ntaganda of three counts of war crimes related

121 ICC Press Release, “DRC: ICC Warrant of Arrest Unsealed Against Bosco Ntaganda,” April 29, 2008.
122 CRS interview with Office of the Prosecutor official, September 3, 2008. Nationals of non-member states are
subject to ICC jurisdiction for crimes committed on the territory of a member state.
123 According to Human Rights Watch, Lubanga was arrested by Congolese authorities after the killing of nine U.N.
peacekeepers in Ituri in February 2005. He and other Ituri militia members had been charged with genocide, war
crimes, and crimes against humanity, but had not been brought to trial when the ICC warrant was issued. (Human
Rights Watch, “D.R. Congo: ICC Arrest First Step to Justice,” March 17, 2006.)
124 ICC, The Prosecutor Vs. Thomas Lubanga Dyilo, Document Containing the Charges, Article 61(3)(a) (Public
Redacted Version), August 28, 2006.
125 UN News, “Prosecution Wraps Up Case of Warlord at International Criminal Court,” July 15, 2009.
126 ICC, Combined Factsheet: Situation in the Democratic Republic of the Congo, Germain Katanga and Mathieu
Ngudjolo Chui, June 27, 2008. Their cases were joined in March 2008.
127 ICC, Combined Factsheet, Op. Cit.
128 ICC Press Release, “Warrant of Arrest Against Bosco Ntaganda Unsealed,” April 29, 2008.
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to the alleged recruitment and use of child soldiers in 2002 and 2003.129 Ntaganda has reportedly
been named by former child soldiers testifying before the ICC in the trial of Thomas Lubanga
(see above).130
At the time the warrant was unsealed, Ntaganda was reportedly second-in-command of a different
rebel group, the Congrès National pour la Défense du Peuple (CNDP), in the DRC’s North Kivu
province. The CNDP was founded by Laurent Nkunda, a dissident military general.131 In January
2009, Ntaganda ousted Nkunda, who was later taken into Rwandan custody. Ntaganda agreed to
be integrated into the Congolese military, where he was promoted to the rank of general.132 The
Congolese government has since refused to pursue Ntaganda on behalf of the ICC, arguing that to
do so would jeopardize peace efforts in the Kivu region.133 Congolese human rights advocates
reject this reasoning, and many criticized the United Nations for supporting a DRC army
offensive in which Ntaganda was said to be playing a prominent role.134 Ntaganda remains at
large.
Central African Republic (CAR)
The government of CAR, a party to the ICC, referred “the situation of crimes within the
jurisdiction of the Court committed anywhere on [CAR] territory” to the ICC Prosecutor in
January 2005.135 In May 2008, the ICC issued a sealed warrant of arrest for Jean-Pierre Bemba
Gombo, a former DRC rebel leader. The warrant alleged that as commander of the Mouvement de
Libération du Congo
(MLC), one of two main DRC rebel groups during that country’s civil war,
Bemba had overseen systematic attacks on civilians in CAR territory between October 2002 and
March 2003.136 Bemba’s MLC, based in the DRC’s north, was reportedly invited into CAR by
then-President Ange-Félix Patassé to help quell a rebellion led by François Bozizé. The
Prosecutor accused Bemba of five counts of war crimes and three counts of crimes against
humanity for alleged rape, torture, pillaging, and other abuses.137 Bemba, in exile in Europe since
2007, was arrested by Belgian authorities in May 2008 and turned over to the ICC in July 2008.
Bemba’s prosecution is in the pre-trial phase. A panel of ICC judges confirmed most of the
prosecutors’ charges against him in June 2009, paving the way for a trial.138

129 ICC Pre-Trial Chamber, The Prosecutor Vs. Bosco Ntaganda, Warrant of Arrest, August 22, 2006. The warrant
states that Ntaganda is “believed to be” a Rwandan national.
130 Institute for War & Peace Reporting, “The Ntaganda Controversy,” April 29, 2009.
131 For background on the conflict, see International Crisis Group, Congo: Bringing Peace to North Kivu, Africa Report
No. 133, October 31, 2007.
132 HRW, “DR Congo: Brutal Rapes by Rebels and Army,” press release, April 8, 2009.
133 AFP, “Peace Before Justice, Congo Minister Tells ICC,” February 12, 2009.
134 AFP, “Hand Over Rebel Leader Ntaganda to ICC, Say DR Congo NGOs,” February 19, 2009; Reuters, “ICC-
Wanted Warlord in U.N.-Backed Congo Offensive,” April 29, 2009. U.N. officials disputed that Ntaganda was
involved in the operation.
135 ICC Office of the Prosecutor Press Release, “Prosecutor Receives Referral Concerning Central African Republic,”
January 7, 2005.
136 Bozizé took power in a coup in 2003 and is the current president of CAR.
137 ICC Press Release, “Surrender of Jean-Pierre Bemba to the International Criminal Court,” July 3, 2008. The counts
as listed in this document appear to have changed slightly from those listed in the original arrest warrant.
138 UN News Service, “ICC Confirms Charges Against Former DR Congo Leader,” June 16, 2009.
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Bemba’s prosecution by the ICC has been controversial in the DRC, where the MLC is now the
largest opposition party.139 After serving as one of four vice-presidents in the DRC transitional
government from 2003 to 2006, Bemba took 42% of the vote in the DRC’s 2006 presidential
election, second only to the incumbent president, Joseph Kabila; his supporters accused the
president of electoral fraud. Bemba won a Senate seat in January 2007, but he went into exile in
April 2007 after relations with Kabila continued to deteriorate. Some observers consider Bemba’s
prosecution by the ICC to be politically expeditious for President Kabila, whose main rival is now
in international custody. The Office of the Prosecutor has denied that political considerations
played a role in the decision to pursue Bemba, and the government of DRC has denied
involvement in the ICC case against him.140
Kenya
In Kenya, a state party to the ICC, the potential for ICC involvement has centered around post-
election violence and human rights abuses committed in the aftermath of disputed elections in late
2007. A government of national unity was formed following the elections, but many observers
and Kenyans believe high-ranking officials planned and instigated large-scale abuses.141 An
official investigation, known as the Waki Commission on Post-Election Violence, completed its
investigations in late 2008 and recommended that an independent local tribunal should be should
be established, with international participation, to prosecute suspects. In December 2008, the
government accepted the Waki Commission’s findings and agreed that it would refer the situation
to the ICC if the Commission’s recommendations were not implemented.142 The Kenyan
parliament was expected to pass legislation establishing such a tribunal by March 2009. On July
9, 2009, noting delays in this process, chief mediator Koffi Annan submitted information on 10
individuals suspected of orchestrating the violence to the ICC Prosecutor.143
On July 30, the Kenyan Cabinet announced that it would not establish a special tribunal, but
would instead convene a “Truth, Justice and Reconciliation Commission” (TJRC). The TJRC is
not expected to try suspects of post-election violence, but rather to oversee reforms in the
judiciary, police, and other investigatory bodies that may, in turn, deal with the issue. Prime
Minister Raila Odinga defended this decision in August, stating that the ICC remained free to
initiate prosecutions as well.144 Some Kenyans are reportedly concerned that local prosecutions
could stir up the same ethnic tensions that led to the post-election turmoil, while others fear that a
lack of prosecutions could lead to future electoral violence.145 The Obama Administration has

139 The MLC converted itself into a political party following the end of the DRC civil war in 2003.
140 CRS interview with Office of the Prosecutor official, September 3, 2008; Voice of America, “Congo Denies
Instigating ICC Charges Against Former VP Bemba,” June 16, 2009.
141 AFP, “Top Kenyan Officials Named in Poll Violence Report,” July 17, 2009.
142 HRW, “Kenya: Deliver Justice for Victims of Post-Election Violence,” August 3, 2009; Daily Nation (Nairobi),
“Minister Says Kenyan Truth Commission Not Option for Trials of Poll Suspects,” via BBC Monitoring, July 26, 2009.
143 United Nations via States News Service, “International Criminal Court Receives Materials on Kenyan Post-Election
Violence,” July 9, 2009; Reuters, “Q+A: Kenyan Politics Transfixed by Court Controversy,” July 17, 2009.
144 Daily Nation (Nairobi), “Raila Defends Cabinet Pick on TJRC Option,” August 5, 2009.
145 Reuters, “Most Kenyans Want Violence Suspects Tried by ICC,” July 18, 2009; Reuters, “Kenya Keeps Options
Open on Violence Court,” July 30, 2009.
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expressed support for a local independent tribunal with the power to prosecute suspects, as has
the European Union.146
Issues Raised by the ICC’s Actions in Africa
Some observers have praised the ICC’s investigations in Africa as a crucial step against impunity
on the continent. Nevertheless, the ICC’s actions have provoked debates over the court’s potential
impact, its perceived prioritization of Africa over other regions, its selection of cases, and the
effect of international prosecutions on peace processes. Most persistently, critics have accused the
ICC of potentially jeopardizing the settlement of long-running civil wars in the pursuit of an often
abstract “justice.” Supporters of the Court reject these criticisms, and hope that ICC
investigations will build accountability for the world’s gravest atrocities and contribute to Africa’s
long-term peace and stability.
Potential Deterrent Effect
Many hope that the ICC will usher in a new period of international accountability for the gravest
human rights abuses by ensuring that perpetrators are brought to justice. The ICC’s founders
anticipated that by ending impunity, the ICC would deter future atrocities.147 Indeed, some
observers have argued that the ICC’s success should be evaluated not just based on the
punishment of past atrocities, but also in terms of “the effect its investigations have on reducing
abysmal conduct in the present and future.”148 (The Office of the Prosecutor maintains that the
choice of cases is not based on calculations of deterrent effect, though the Office acknowledges
that strategic communications related to ICC prosecutions may play a role in deterrence.149)
The goal of deterrence has been particularly salient in the ICC’s investigations in Africa, which
have focused to-date on regions where conflict is ongoing or only recently settled.150 However,
difficulties in enforcing ICC arrest warrants and the fact that the Court has yet to convict any
suspects have led some to question whether the threat of ICC prosecution is credible. Some
observers suggest that the Court’s failure to apprehend suspects in Darfur in particular has bared
tensions between the ICC’s universal mandate and its reliance on the enforcement power of
states.151 Others maintain that deterrence is difficult to evaluate and that changes in perpetrators’
behavior may be visible only over the long run. Some argue that the Court’s compilation of
evidence, including transcribed interviews with witnesses, may serve future prosecutions or
reconciliation processes even if they do not immediately lead to convictions.

146 The Nation (Nairobi), “EU Piles Pressure on Govt Over Poll Trials,” July 27, 2009; U.S. State Department/Hillary
Rodham Clinton, “Remarks with Kenyan Foreign Minister Moses Wetangula,” Kenyatta International Conference
Centre, Nairobi, Kenya, August 5, 2009.
147 Preamble of the Rome Statute; see also International Criminal Court Assembly of States Parties, “Court Adopts
Agreements to Launch Court’s Operation,” United Nations Press Release L/3013, September 9, 2002.
148 Waddell and Clark, “Introduction,” in Courting Conflict?
149 CRS interview, September 3, 2008.
150 The ICC’s temporal jurisdiction, which limits prosecution to crimes committed after the entry into force of the
Rome Statute, has contributed to this phenomenon.
151 See e.g. Kenneth A. Rodman, “Darfur and the Limits of Legal Deterrence,” Human Rights Quarterly, 30, 3, August
2008.
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Accusations of Bias
The ICC’s investigations in Sub-Saharan Africa have stirred concerns over African sovereignty
and the long history of foreign intervention on the continent. For example, President Paul
Kagame of Rwanda, which is not a state party to the Court, has portrayed the ICC as a new form
of “imperialism” that seeks to “undermine people from poor and African countries, and other
powerless countries in terms of economic development and politics.”152 Some commentators
allege that the Prosecutor has limited investigations to Africa because of geopolitical pressures,
either out of a desire to avoid confrontation with major powers or as a tool of Western foreign
policy.153 The attempt to prosecute Bashir has been particularly controversial, drawing rebuke
from African governments and regional organizations. Jean Ping, president of the AU
Commission, has accused the ICC of hypocrisy, contending that “we are not against the ICC, but
there are two systems of measurement … the ICC seems to exist solely for judging Africans.”154
Supporters of the Court respond that investigations to-date have been determined by referrals,
either by African states or the Security Council, and that the Prosecutor continues to analyze
situations outside of Africa. In addition, supporters contend that national legal systems in Africa
are particularly weak, which has allowed the ICC to assert its jurisdiction under the principle of
complementarity.155 The Office of the Prosecutor maintains that its choice of cases is based on the
relative gravity of abuses, and that crimes committed in Sub-Saharan Africa are among the
world’s most serious.156
The Prosecutor’s selection of cases also has proven controversial. ICC prosecutions in Sudan had,
prior to the request for a warrant against President Bashir, drawn criticism for targeting mid-level
officials rather than those with alleged higher-order responsibility for abuses in Darfur. Some
have criticized ICC prosecutions in Uganda, the DRC, and CAR for focusing on alleged abuses
committed by rebel fighters to the exclusion of those reportedly committed by government troops.
In Uganda, some observers suggest that the ICC is locally seen as associated with the
administration of President Museveni, as only LRA commanders have been targeted since the
Prosecutor’s investigation in northern Uganda began despite reported abuses by government
troops.157 The decision to pursue DRC opposition leader Jean-Pierre Bemba Gombo has provoked
accusations that the Prosecutor was swayed by political bias, as Bemba was seen as a leading
opposition figure in DRC before he entered into exile and was arrested; or excessive pragmatism,
since other Congolese political actors accused of similar abuses have not been pursued to date. As
one pair of authors has written, “perceptions of the ICC on the ground have at times been
damaged by insufficient efforts by the Court to make clear the basis on which individuals have
been the subject of warrants and of particular charges, while those of apparently equal culpability

152 AFP, “Rwanda’s Kagame says ICC Targeting Poor, African Countries,” July 31, 2008; Rwanda Radio via BBC
Monitoring, “Rwandan President Dismisses ICC as Court Meant to ‘Undermine’ Africa,” August 1, 2008.
153 See e.g. Oraib Al Rantawi, “A Step Forward or Backward?” Bitter Lemons, 32, 6, August 14, 2008.
154 Christophe Ayad, “Nous Sommes Faibles, Alors On Nous Juge et On Nous Punit,” Libération (Paris), CRS transl.
155 See e.g. Stephanie Hanson, “Africa and the International Criminal Court,” Council on Foreign Relations, July 24,
2008.
156 CRS interview with Office of the Prosecutor official, September 3, 2008.
157 Michael Otim and Marieke Wierda, “Justice at Juba: International Obligations and Local Demands in Northern
Uganda,” in Courting Conflict? See also Tim Allen, Op. Cit.; and Kiwanuka Lawrence, “ICC Should Indict
Museveni—Otunnu,” The Weekly Observer (Kampala), August 20, 2009. The Prosecutor is investigating alleged
abuses by the Ugandan military. Observers agree, however, that alleged abuses by government troops are not equal in
gravity to those reportedly committed by the LRA.
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have not.”158 ICC supporters have responded that the Prosecutor is mandated to focus on a limited
number of particularly serious cases, and that investigations are ongoing and could lead to
prosecutions against members of opposing sides in the future.
Justice vs. Peace?
One of the most persistent criticisms of the ICC’s actions in Africa has been that by prosecuting
active participants in ongoing or recently settled conflicts, the Court risks prolonging violence or
endangering fragile peace processes. By removing the bargaining chip of amnesty from the
negotiating table, critics allege, the ICC may remove incentives for peace settlements while
encouraging perpetrators to remain in power in order to shield themselves from prosecution.
Some observe that in such cases, “it is difficult to tell victims of these conflicts that the
prosecution of a small number of people should take precedence over a peace deal that may end
the appalling conditions they endure and the daily risks they face.”159
Concerns that the aims of “justice” and “peace” may conflict have been particularly prominent in
Uganda and Sudan. In Uganda, some argue that ICC arrest warrants against LRA commanders
have acted as an impediment to achieving a final peace agreement. Ugandan critics reportedly
include ethnic Acholi elders who support the use of traditional reconciliation mechanisms instead
of international prosecution.160 Conversely, others contend that the threat of ICC prosecution, on
top of other shifts in the conflict, was a factor in bringing the LRA to the negotiating table in
2006. This observation has led some to see the ICC in Uganda as “an important ingredient in a
political solution” for the conflict-plagued north.161 In Sudan, some observers have argued that
the attempt to prosecute President Bashir could endanger the Comprehensive Peace Agreement
for southern Sudan and the peace process in Darfur, or provide an incentive to the ruling party to
cling to power ahead of elections scheduled for 2009. For example, according to former U.S.
envoy to Sudan Andrew Natsios, “the regime will now avoid any compromise or anything that
would weaken their already weakened position, because if they are forced from office they face
trials before the ICC.... [An ICC warrant for Bashir] may well shut off the last remaining hope for
a peaceful settlement for the country.”162
These criticisms were reinforced when the Sudanese government responded to the ICC arrest
warrant for Bashir by expelling aid agencies and threatening NGOs and peacekeeping troops. In
testimony before Congress, when asked about the impact of the ICC warrant on U.N.
peacekeeping operations in Darfur, Director of National Intelligence Dennis C. Blair said that
“the indictment and President Bashir’s reaction have made him less cooperative than he was—
than he was before” and that the warrant would “make it harder” for the U.N. to run peacekeeping
operations in Darfur.163 In early August 2009, the outgoing commander of the hybrid U.N.-AU
peacekeeping mission in Darfur (UNAMID), General Martin Luther Agwai, reportedly said the

158 Waddell and Clark, Op. Cit.
159 Nick Grono and Adam O’Brien, “Justice in Conflict? The ICC and Peace Processes,” in Courting Conflict?
160 E.g. Moses Akena and David L. Okumu, “Acholi Leaders Criticize ICC’s Operations,” The Monitor, August 6,
2009.
161 Akhavan, “The Lord’s Resistance Army Case,” Op. Cit.
162 Quoted in Opheera McDoom, “Analysis: Justice Clashes With Peace on Darfur Bashir Warrant,” Reuters, July 14,
2008.
163 Transcript of Senate Committee on Armed Services hearing on “Current and Future Worldwide Threats to the
National Security of the United States, provided by CQ Transcriptions, via Factiva, March 10, 2009.
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decision to pursue Bashir had been a “big blow” for UNAMID and the peace process, although it
had not as drastic an effect on the ground as he had feared.164 U.N. Secretary-General Ban Ki-
moon, who has maintained a neutral position on the ICC’s actions in Sudan, has nonetheless
argued that the international community must seek to balance “peace” and “justice” in dealing
with the conflict in Darfur and expressed concern that the expulsion of aid organizations was
extremely detrimental to relief and peacekeeping operations.165
Supporters of the Court maintain that the ICC warrant against Bashir may open up new
opportunities to secure peace in Darfur, as a credible threat of prosecution may serve as an
important lever of pressure on actors in a conflict.166 For example, Priscilla Hayner of the
International Center for Transitional Justice has written that “it would be wrong to suggest that
pragmatism always trumps principle in matters of life and death, and thus that one must ease up
on justice in order to achieve peace. In some cases, the interest of peace has been well served by
strong, forthright efforts to advance justice.”167 Some argue that “peace deals that sacrifice justice
often fail to produce peace” in the long run.168 Many observers have pointed out that discerning
the effect of ICC actions on complex processes is extremely difficult.

164 Louis Charbonneau, “INTERVIEW-Dialogue With Sudan Govt, Rebels Needed—US Envoy,” Reuters, August 6,
2009; U.N. News, “Press Conference by United Nations Force Commanders in Darfur, Democratic Republic of
Congo,” August 6, 2009.
165 U.N. Security Council, Report of the Secretary-General on the deployment of the African Union-United Nations
Hybrid Operation in Darfur, S/2008/558, August 18, 2008; UN News Service, “Ban-Aid Workers’ Expulsion Impeding
Peacekeeping, Relief Efforts,” April 22, 2009.
166 E.g., Caroline Flintoft [International Crisis Group], “Our Silence on Sudan Shames Us,” The Globe and Mail, June
16, 2008; Sara Darehshori [Human Rights Watch], “Doing the Right Thing for Darfur: An ICC indictment of Sudan’s
president serves peace and justice,” The Los Angeles Times, July 15, 2008.
167 Priscilla Hayner, “Seeking Justice as War Crimes Rage On,” The Chicago Tribune, July 16, 2008.
168 Grono and O’Brien, Op. Cit.
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Appendix. List of African States Showing Whether
They Are Parties to the ICC and Have Ratified an
“Article 98 Agreement”

Country
Party to ICC

Ratified Article 98 Agreement
Algeria

X
Angola

X
Benin X

X
Botswana X

X
Burkina Faso
X

X
Burundi X

X
Cameroon

X
Cape Verde


X
Central African Republic
X

X
Chad X

X
Comoros X

X
Congo, Republic of
X

X
Congo, Democratic Republic of
X

X
Côte d’Ivoire


X
Djibouti X

X
Egypt

X
Equatorial Guinea


X
Eritrea

X
Ethiopia


Gabon X

X
Gambia, The
X

X
Ghana X

X
Guinea X

X
Guinea-Bissau

X
Kenyaa X


Lesotho X

X
Liberia X

X
Libya


Madagascar X

X
Malawi X

X
Malia X


Mauritania

X
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Country
Party to ICC

Ratified Article 98 Agreement
Mauritius X

X
Morocco

X
Mozambique

X
Namibiaa X


Nigera X


Nigeria X

X
Rwanda

X
São Tomé and Príncipe


X
Senegal X

X
Seychel es

X
Sierra Leone
X

X
Somalia


South Africaa X


Sudan


Swaziland

X
Tanzaniaa X


Togo

X
Tunisia

X
Uganda X

X
Zambia X

X
Zimbabwe


Sources: International Criminal Court; U.S. Department of State, Treaties in Force 2007.
a. Economic Support Fund (ESF) assistance to these countries, which are parties to the ICC but have not
signed Article 98 agreements, remains restricted under the Nethercutt Amendment. However, the
restriction was waived by President Bush in 2006 and 2008 (see report).

Author Contact Information

Alexis Arieff
Marjorie Ann Browne
Analyst in African Affairs
Specialist in International Relations
aarieff@crs.loc.gov, 7-2459
mbrowne@crs.loc.gov, 7-7695
Rhoda Margesson

Specialist in International Humanitarian Policy
rmargesson@crs.loc.gov, 7-0425


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