Congressional Oversight of Intelligence: Current Structure and Alternatives Frederick M. Kaiser Specialist in American National Government March 29, 2010 Congressional Research Service 7-5700 www.crs.gov RL32525 CRS Report for Congress Prepared for Members and Committees of Congress Congressional Oversight of Intelligence: Current Structure and Alternatives Summary Interest in congressional oversight of intelligence has risen again in Congresses, in part because of disputes over reporting to Congress by intelligence community (IC) components on sensitive matters, including developments generated by the wars in Iraq and Afghanistan. The changes in the oversight structure adopted or proposed in the 110th and 111th Congresses, however, reflect earlier concerns. For instance, the House Democratic majority had pledged in the 110th Congress to enact the remaining recommendations from the U.S. National Commission on Terrorist Attacks Upon the United States, commonly known as the 9/11 Commission. Its unanimous 2004 report set the stage for a reconsideration of congressional oversight, concluding that it was “dysfunctional.” The commission proposed two distinct solutions: (1) creation of a joint committee on intelligence (JCI), modeled after the defunct Joint Committee on Atomic Energy (JCAE), with authority to report legislation to each chamber; or (2) enhanced status and power for the existing select committees on intelligence, by making them standing committees and granting each one both authorization and appropriations power. A follow-up effort in 2010, headed by the co-chairs of the 9/11 Commission, observed that although “some progress has been made” in overseeing intelligence, the related field of homeland security reflected a “jurisdictional melee” among “fractured and overlapping jurisdictions .... [contributing to] an unworkable system.” Another 2010 study—by the Commission on WMD—concluded that Congress has been slow “to reform itself” and that “congressional oversight remains dysfunctional.” Proposals to create a joint committee on intelligence date to 1948 and the early years of the Cold War, when the Central Intelligence Agency (CIA) and Director of Central Intelligence (DCI) were established. Similar plans have emerged in the meantime, although the lion’s share were made before separate Intelligence Committees were established in the House (1977) and Senate (1976). The numerous proposals for a JCI, which would end the two existing intelligence panels, moreover, vary and raise competing viewpoints over practical matters and matters of principle. Although it did not adopt either of the 9/11 Commission proposals, Congress has pursued other initiatives to change its intelligence oversight structure and capabilities in the 110th and 111th Congresses. The House altered its arrangements in 2007 (via H.Res. 35, 110th Congress), when it created an advisory Select Intelligence Oversight Panel on the Appropriations Committee, a hybrid structure that combines members of the House Permanent Select Committee on Intelligence and the Committee on Appropriations. The Senate has also changed its relationship between appropriations and intelligence. Other proposals have been considered, either in the 111th Congress or before. These include clarifying the independent audit authority of the Government Accountability Office (GAO) over the intelligence community, particularly the CIA; increasing the coordinative capabilities and reporting of relevant inspectors general (IGs); changing IC reporting requirements to Congress; and adding a new statutory IG covering the entire intelligence community and others for certain Defense Department entities. Several proposals in the FY 2010 Intelligence Authorization Act (H.R. 2701 and S. 1494, 111th Congress)—for example, dealing with congressional notification and GAO—have generated opposition from the Office of Management and Budget (OMB) and the possibility of a presidential veto. This report first describes the Select Committees on Intelligence and then the former Joint Committee on Atomic Energy, often cited as a model for a counterpart on intelligence. The study also sets forth proposed characteristics for a joint committee on intelligence, differences among these, and their pros and cons. The report, to be updated as events dictate, examines other actions and alternatives affecting congressional oversight in the field. Congressional Research Service Congressional Oversight of Intelligence: Current Structure and Alternatives Contents Introduction ................................................................................................................................1 House and Senate Select Committees on Intelligence ..................................................................4 Jurisdiction and Authority .....................................................................................................4 Membership and Leadership .................................................................................................5 Secrecy Controls ...................................................................................................................5 Joint Committee on Atomic Energy as a Model ...........................................................................6 Proposed Joint Committee on Intelligence Characteristics ...........................................................7 Methods of Establishment .....................................................................................................7 Jurisdiction and Authority .....................................................................................................8 Membership..........................................................................................................................8 Terms and Rotation ...............................................................................................................8 Leadership ............................................................................................................................9 Secrecy Controls ...................................................................................................................9 Staffing .................................................................................................................................9 Budget and Funding ............................................................................................................ 10 Pros and Cons ..................................................................................................................... 10 Pros .............................................................................................................................. 10 Cons ............................................................................................................................. 12 Alternatives to a Joint Committee.............................................................................................. 14 Changing the Select Committees’ Structure and Powers ...................................................... 14 Senate Action................................................................................................................ 15 House Action ................................................................................................................ 17 Concerns about Restructuring the Intelligence Committees ........................................... 18 Improving Coordination Between the Two Intelligence Panels ............................................ 19 Joint Hearings ............................................................................................................... 19 Leadership Meetings ..................................................................................................... 20 Constraints on Coordination.......................................................................................... 20 Enhancing Interchanges with Other Panels and Members .................................................... 20 Goals ............................................................................................................................ 21 Techniques.................................................................................................................... 21 Limitations.................................................................................................................... 22 Other Options ..................................................................................................................... 22 Increasing the Use of Congressional Support Agencies.................................................. 22 Clarifying GAO’s Authority to Audit the IC .................................................................. 22 Enhancing the Inspectors General ................................................................................. 25 Applying GPRA Requirements to the CIA..................................................................... 27 Observations on Oversight of Intelligence ................................................................................. 27 Obstacles to Oversight ........................................................................................................ 27 Secrecy Constraints....................................................................................................... 27 Perceived Limited Appeal of Intelligence Oversight ...................................................... 28 Overcoming the Obstacles................................................................................................... 28 Objectives and Goals .................................................................................................... 28 Proposals for Change .................................................................................................... 29 Congressional Research Service Congressional Oversight of Intelligence: Current Structure and Alternatives Contacts Author Contact Information ...................................................................................................... 30 Congressional Research Service Congressional Oversight of Intelligence: Current Structure and Alternatives Introduction Congress has long considered various ways to oversee intelligence, an often perplexing and always difficult responsibility because of the secrecy and sensitivity surrounding intelligence findings, conclusions, dissemination, and sources and methods. 1 The field has become more complicated and demanding in the aftermath of the 9/11 terrorist attacks, with the need for improved information sharing to overcome “foreign-domestic divide” that hampered effective intelligence gathering, evaluation, and dissemination. 2 The current state of affairs reflects a multi-faceted phenomenon. Not only does “intelligence” overlap both foreign and domestic areas; but it also covers a diversity of subjects, agencies, and procedures within each. Oversight of intelligence, particularly in the foreign realm, is consolidated to a large degree in the House and Senate Select Committees on Intelligence. But it is not centralized there; each panel has exclusive legislative authority over only the Central Intelligence Agency (CIA) and Director of National Intelligence (DNI). A number of other committees share oversight, including the four (appropriations, armed services, foreign affairs/foreign relations, and judiciary) that have representation on their chamber’s intelligence committee. Additional panels with oversight or legislative jurisdiction over parts of U.S. intelligence include those dealing with: civil liberties, cybersecurity, government-controlled information and access to it, government organization and reorganization, homeland security, military affairs, or individual agencies that conduct intelligence themselves of rely on other entities for it. Along with these organizational arrangements, oversight of intelligence is affected by formal reporting requirements3 as well as informal agreements between Members and staff in Congress and officials and staff in the executive branch. Finally, custom and tradition play a role in the oversight process. 1 Among many other sources examining congressional oversight of intelligence and executive-legislative relations in the area, see Loch K. Johnson and James J. Wirtz, eds., Strategic Intelligence: Windows Into a Secret World (An Anthology) (Los Angeles, Roxbury Publishing Co., 2004), Accountability and Civil Liberties, pp. 345-427; L. Britt Snider, The Agency and the Hill: CIA’s Relationship with Congress, 1946-2004 (Washington, Center for the Study of Intelligence, Central Intelligence Agency, 2008), and Sharing Secrets with Lawmakers: Congress as a User of Intelligence (Washington, Center for the Study of Intelligence, CIA, 1997); Frank J. Smist, Congress Oversees the United States Intelligence Community, 1947-1994 (Knoxville, University of Tennessee Press, 1994); John M. Oseth, Regulating U.S. Intelligence Operations: A Study in the Definition of the National Interest (Lexington, University of Kentucky Press, 1985); David M. Barrett, The CIA and Congress: The Untold Story from Truman to Kennedy (Lawrence, University Press of Kansas, 2005); and U.S. Senate Select Committee on Intelligence, Legislative Oversight of Intelligence Activities: The U.S. Experience, Senate Print, 103-88, 103rd Congress, 2nd sess. (Washington, GPO, 1994). Several CRS reports dealing with the areas include the following: CRS Report RL33742, 9/11 Commission Recommendations: Implementation Status, by Richard F. Grimmett; CRS Report R40240, Intelligence Authorization Legislation: Status and Challenges, by Richard A. Best Jr.; CRS Report R40136, Congress as a Consumer of Intelligence Information, by Alfred Cumming; CRS Report R40602, The Department of Homeland Security Intelligence Enterprise: Operational Overview and Oversight Challenges for Congress, by Mark A. Randol; and CRS Report RL33616, Homeland Security Intelligence: Perceptions, Statutory Definitions, and Approaches, by Mark A. Randol. Broad surveys of oversight are available in two CRS reports: CRS Report RL30240, Congressional Oversight Manual, by Frederick M. Kaiser et al.; and CRS Report R41079, Congressional Oversight: An Overview, by Walter J. Oleszek. 2 CRS Report RL33616, Homeland Security Intelligence: Perceptions, Statutory Definitions, and Approaches, by Mark A. Randol, p. 1. 3 Such requirements are dealt with CRS Report R40698, “Gang of Four” Congressional Intelligence Notifications, and CRS Report R40691, Sensitive Covert Action Notifications: Oversight Options for Congress, both by Alfred Cumming. See also Director of National Intelligence, Reporting on Intelligence Activities to Congress, Intelligence Community Policy Number 2005-100-3 (10 Jan. 2006). Congressional Research Service 1 Congressional Oversight of Intelligence: Current Structure and Alternatives The first oversight proposal—to create a joint committee on intelligence (JCI)—appeared in 1948.4 This was just one year after the establishment of the CIA and the Office of Director of Central Intelligence (DCI), both integral parts of the most far-reaching executive reorganization in United States history.5 Numerous initiatives to change Congress’s oversight structure have materialized in the meantime, including, most importantly, the creation of parallel Select Committees on Intelligence in both chambers. Nonetheless, Congress’s oversight capability in this area has been questioned. The 9/11 Commission’s report, released in 2004, notably, concluded that congressional oversight of intelligence was “dysfunctional” and recommended either a merger of appropriations and authorization powers into each select committee or the creation of a Joint Committee on Intelligence. 6 Since then, the House’s and Senate’s actions modifying each body’s own structure have followed different paths, diverging not only from the 9/11 Commission proposals but also from each other (discussed further below).7 In 2010, a follow-up report from the National Security Preparedness Group, a bipartisan effort headed by the co-chairs of the 9/11 Commission, found that although Congress did not adopt either of its recommendations, “some progress has been made.”8 Despite this, the group observed that in the related field of homeland security, enduring fractured and overlapping committee jurisdictions on both sides of the hill have left Congressional oversight in an unsatisfactory state.... the jurisdictional melee among scores of Congressional committees has led to conflicting and contradictory tasks and mandates for DHS [Department of Homeland Security]. Without taking serious action, we fear this unworkable system could make the country less safe.9 Another 2010 report—this from the Commission on the Prevention of Weapons of Mass Destruction (WMD) Proliferation and Terrorism—reinforced that conclusion. It levied a harsh criticism, determining that congressional oversight remains dysfunctional. The existing committee structure does not allow for effective oversight of crosscutting national security threats, such as WMD proliferation and terrorism.... Congress should reform its oversight both structurally and 4 H.Con.Res. 186, 80th Cong., 2nd sess., introduced by Rep. Devitt, April 21, 1948. 5 The monumental National Security Act of 1947 also gave birth to the National Security Council and the National Military Establishment, later re-designated as the Department of Defense, among other organizational and procedural transformations (61 Stat. 496 et seq.). 6 U.S. National Commission on Terrorist Attacks Upon the United States, The 9/11 Commission Report: Final Report (Washington: GPO, 2004), p. 420. 7 The House and Senate have considered proposals in this broad area through their existing committees as well as a bipartisan working group in the Senate, which has recommended enhancing the powers and status of the current Intelligence Committee. Sen. Mitch McConnell, “Senators Reid and McConnell Convene Meeting of Bipartisan Working Group to Reform Congressional Oversight of Intelligence,” Press Release, October 4, 2004; Sen. Bill Frist, “Frist, Daschle Appoint Members to Working Group Evaluating 9/11 Commission Proposals,” Press Release, August 25, 2004. 8 Thomas H. Kean and Lee H. Hamilton, Co-chairs, Bipartisan Policy Center’s National Security Preparedness Group, Testimony, U.S. Senate Committee on Commerce, The State of Aviation Security, hearings, 111th Congress, 2nd sess., Jan. 20, 2010, available at http://bipartisanpolicy.org/library/testimony/congressman-lee-hamilton-and-governor-tomkean, p. 8. 9 Ibid. Congressional Research Service 2 Congressional Oversight of Intelligence: Current Structure and Alternatives substantively to better address intelligence, homeland security, and crosscutting national security missions.10 This CRS report reviews the basic characteristics of proposed joint committees on intelligence, differences among them, and perceived advantages and disadvantages.11 It also covers the congressional panels a JCI would replace: namely, the House and Senate Select Committees on Intelligence. Along with this is a brief review of the defunct Joint Committee on Atomic Energy (JCAE)—often cited as an organizational model for a joint intelligence panel, as it has been for the 9/11 Commission. In addition, the report looks at recent actions, such as the creation of a new (and possibly unique in the history of Congress) intelligence oversight advisory panel on the House Appropriations Committee, combining Members from both the parent committee and the Select Committee on Intelligence; the new panel would make recommendations regarding the annual intelligence community appropriations to the Defense Appropriations Subcommittee. This report also covers separate developments in the Senate, including a Memorandum of Agreement (MOA) in 2007, designed to improve coordination and transparency between the Intelligence Committee, which handles authorizations for the intelligence community, and the Appropriations Committee, which handles appropriations for the same. Other ways seen as strengthening oversight in this field would be to: (1) clarify and expand the authority of the Government Accountability Office (GAO) over the Intelligence Community (IC), particularly the CIA; (2) remove the agency’s exemption from coverage of the Government Performance and Results Act; (3) add a new statutory inspector general (IG) to encompass the whole IC, along with IGs for certain Defense Department intelligence agencies; (4) increase coordination and strengthen reporting among the relevant offices of inspector general; and (5) change IC congressional notification requirements. Several of these proposals—approved by both chambers in the FY 2010 Intelligence Authorization Act (H.R. 2701 and S. 1494, 111th Congress)—have also resulted in opposition from the Obama Administration, including a possible presidential veto. 12 The Director of the Office of Management and Budget (OMB), in a letter to the chairs of House and Senate Select Committees on Intelligence, emphasized that “[t]hree categories of provisions are so serious that the President’s senior advisors would recommend that he veto the bill if they are included in a bill presented for his signature: the Congressional notification provisions, GAO provisions, and provisions regarding amounts authorized for the National Intelligence Program.”13 10 U.S. Commission on the Prevention of Weapons of Mass Destruction Proliferation and Terrorism, World at Risk: Report, available at http://www.preventionwmd.gov/report, p. 9. 11 Additional coverage of JCI recommendations, characteristics, and perceived advantages and disadvantages, which are detailed below, is available in U.S. House Committee on Rules, Subcommittee on Rules of the House, House Rule XLVIII, hearing, 101st Cong., 2nd sess. (Washington: GPO, 1990); Frederick M. Kaiser, “A Proposed Joint Committee on Intelligence: New Wine in an Old Bottle,” Journal of Law and Politics, vol.5, fall 1988, pp. 127-186; and Independent Task Force, Council on Foreign Relations, Making Intelligence Smarter: The Future of U.S. Intelligence (New York: Council on Foreign Relations, 1996), pp. 32-33. 12 Peter R. Orszag, Director, Office of Management and Budget (OMB), presenting the views of the administration, to Hon. Dianne Feinstein and Hon. Silvestre Reyes, cover letter and Conference Letter regarding S. 1494 and H.R. 2701, the Intelligence Authorization Act for Fiscal Year 2010, March 15, 2010. 13 Cover letter, ibid., p. 1. Congressional Research Service 3 Congressional Oversight of Intelligence: Current Structure and Alternatives House and Senate Select Committees on Intelligence A joint committee on intelligence would replace the current House Permanent Select Committee on Intelligence, established in 1977, and the Senate Select Committee on Intelligence, created a year earlier.14 These units emerged after extensive, detailed congressional and executive investigations revealed widespread abuses in the IC and concluded that effective congressional oversight was lacking. The panels were set up to consolidate legislative and oversight authority over the entire intelligence community, supplanting the fragmented system at the time, which relied exclusively on disparate standing committees. Although titled “Select,” the intelligence panels are hybrids of standing and select committees, adopting characteristics of both types. For instance, the panels have only temporary membership, as select committees have, because they are usually short-term constructions; yet each panel holds authority to report legislation to its own chamber, a power usually reserved to standing committees. Jurisdiction and Authority The Intelligence Committees have broad jurisdiction over the intelligence community and report authorizations and other legislation for consideration by their respective chambers. A recent change in the House places three members of the Intelligence Committee on a new Select Intelligence Oversight Panel on the Appropriations Committee (H.Res. 35, 110th Congress). The new panel, which appears unprecedented in the history of Congress, is to study and make recommendations to relevant appropriations subcommittees. This includes the Defense Appropriations Subcommittee, which continues to prepare the annual intelligence community budget, as part of the classified annex to the bill making appropriations for the Department of Defense. Most of the jurisdiction of the current Intelligence Committees is shared. The select committees hold exclusive authorizing and legislative powers only for the CIA, the DNI (as it had over the now-defunct Director of Central Intelligence), and the National Foreign Intelligence Program. This leaves the intelligence components in the Departments of Defense, Homeland Security, Justice, and Treasury, among other agencies, to be shared with appropriate standing committees. The House and Senate intelligence panels have nearly identical jurisdictions for the intelligence community. The House panel’s domain, however, also extends over an area that the Senate’s does 14 In addition to the citations in notes 1, 4, and 6-8 above, the development of and proposals for congressional oversight of intelligence are examined in, among many other sources: U.S. House Select Committee on Intelligence, Recommendations of the Final Report, H.Rept. 94-833, 94th Cong., 2nd sess. (Washington, GPO, 1976), pp. 1-4; U.S. Senate Select Committee to Study Governmental Activities with respect to Intelligence Activities, S.Rept. 94-755, 94th Cong., 2nd sess., Book II, Intelligence Activities and the Rights of Americans (Washington, GPO, 1976), p. 339; Frederick M. Kaiser, “Congress and the Intelligence Community,” in Roger Davidson, ed., The Postreform Congress (New York, St. Martins Press, 1992), pp. 279-300; Loch K. Johnson, “Accountability and America’s Secret Foreign Policy: Keeping a Legislative Eye on the Central Intelligence Agency,” Foreign Policy Analysis, 2005, vol. 1, pp. 99120, Mark M. Lowenthal, Intelligence: From Secrets to Policy (Washington, CQ Press, 2006), Chapter 10; “Oversight and Accountability;” Center for Strategic and International Studies, Congressional Oversight of National Security: A Mandate for Change (Washington, CSIS, 1992); and Center for the Study of the Presidency, Project on National Security Reform, Ensuring Security in an Unpredictable World: Preliminary Findings, July 2008, pp. v-vii, 60-63, and 87-90, available at http://www.pnsr.org. Congressional Research Service 4 Congressional Oversight of Intelligence: Current Structure and Alternatives not: “tactical intelligence and intelligence-related activities,” which covers tactical military intelligence. In another departure, the House Select Committee has been given authority to “review and study on an exclusive basis the sources and methods of entities” in the IC.15 Membership and Leadership The membership of the committees has been limited in time, staggered, and connected to the standing committee system and political party system in Congress. These features, moreover, differ between the two panels. Each select committee, for instance, reserves seats for members from the chamber’s committees on Appropriations, Armed Services, Foreign Affairs/Foreign Relations, and Judiciary. The specifics differ, however: the Senate requires two persons, a majority and minority Member, from each of these standing committees, while the House calls for only one Member from each standing committee with overlapping jurisdiction. The two panels also differ in size (21 on the House panel and 15 on the Senate counterpart, plus ex officio members on each), tenure, and other membership features, including partisan composition and leadership arrangements. Since its inception, the Senate panel has had only one more Member from the majority party than the minority (an eight-to-seven ratio); and its vice chairman, who takes over if the chair is unavailable, must come from the minority party. The House select committee, in contrast, reflected the full chamber party ratio when it was established in 1977: two-to-one plus one, resulting in an initial nine-to-four majority-minority party membership on the panel. In the meantime, however, the minority party has been granted additional seats on the committee and the majority-minority party ratio in the full House has grown closer. The result is a select committee membership party ratio of 12-to-9 in the 110th Congress. Secrecy Controls The committees also have different secrecy arrangements regarding controls over their classified holdings. Secrecy oaths distinguish the two chambers. All Members of the House, including, of course, those on the Intelligence Committee, must swear or affirm not to disclose classified information, except as authorized by the rules of the chamber; the current oath is modeled after a previous one which had been required only for the members of the House Permanent Select Committee on Intelligence. The Senate does not impose a similar obligation on its Members.16 Non-member access to classified materials also separates the two panels. The House committee has a more detailed and exacting set of requirements for non-members than its Senate counterpart. In addition, the Senate panel is authorized to disclose classified information publicly on its own (following elaborate procedures in which the President and the full Senate have an opportunity to act). By comparison, the House select committee cannot do so, if the President objects to its release; in that case, the House itself makes the determination by majority vote. 15 House Rule 3(l), added by H.Res. 5, 107th Cong., January 3, 2001. CRS Report RS20748, Protection of Classified Information by Congress: Practices and Proposals, by Frederick M. Kaiser. 16 Congressional Research Service 5 Congressional Oversight of Intelligence: Current Structure and Alternatives Joint Committee on Atomic Energy as a Model The Joint Committee on Atomic Energy (JCAE)—set up by the Atomic Energy Act of 1946, along with the Atomic Energy Commission (P.L. 585, 60 Stat. 772-773)—is often cited as an appropriate organizational model for a joint committee on intelligence, a reference the 9/11 Commission also adopted.17 The JCAE, an 18-member panel composed of an equal number of Members from each house of Congress, held authority to report legislation to the floor of both chambers, a power unique among joint committees. 18 Many reasons have been offered for considering the JCAE as a model: • favorable record for keeping highly confidential material secret; • largely bipartisan approach to policy-making; • considerable unity among its members; • close working relationship with the executive (here, the Atomic Energy Commission) in this secretive and sensitive area; • consolidated jurisdiction for a growing field; • explicit, comprehensive oversight mandate, supported by a then-unprecedented directive that the executive keep the joint committee “fully and currently informed”; and • ability to streamline the legislative process in general and to act rapidly, if necessary, in particular instances. Given these attributes, the joint committee became a formidable congressional panel. In its prime, JCAE was even considered by some as “probably the most powerful congressional committee in the history of the nation.”19 Despite this—or perhaps because of it—the JCAE was abolished in 1977, nearly 30 years after its birth. It was evidently the victim of a number of reinforcing developments: concerns inside and outside Congress about JCAE’s close, some thought cozy, relationship with the executive agency it was overseeing; changing executive branch conditions, such as the breakup of the Atomic Energy Commission into the Nuclear Regulatory Commission and the Energy Research and Development Administration, now the Department of Energy; new rivals in Congress, as the expanding nature of atomic energy and nuclear power extended into the jurisdictions of a number of House and Senate committees; efforts in the Senate at the time to 17 For background and further citations on the JCAE, see CRS Report RL32538, 9/11 Commission Recommendations: Joint Committee on Atomic Energy—A Model for Congressional Oversight?, by Christopher M. Davis; Harold P. Green and Allen Rosenthal, Government of the Atom: The Integration of Powers (New York: Atherton Press, 1963); and Kaiser, “A Proposed Joint Committee on Intelligence,” pp. 138-141. 18 One caveat to the unique status of the JCAE is the Temporary Joint Committee on Deficit Reduction; it was authorized to report legislation but only on a narrow subject and on a case-by-case basis. In contrast to the JCAE, this joint panel was a short-term, periodic addition to Congress, set up by the Gramm-Rudman-Hollings Act of 1985. The panel could come into existence only when legislation on budget sequestration was needed and was empowered to report only a joint resolution setting forth specified reports from the Directors of the Office of Management and Budget and the Congressional Budget Office. P.L. 99-177, 99 Stat. 1037, 1100 (1985). This provision apparently was never activated and was not included in the 1987 revision of GRH. 19 Green and Rosenthal, Government of the Atom, p. 266. Congressional Research Service 6 Congressional Oversight of Intelligence: Current Structure and Alternatives realign and consolidate standing committee jurisdictions and reduce the number of assignments for each Member; and a relatively high number of vacancies on the JCAE (six of the 18 seats).20 Proposed Joint Committee on Intelligence Characteristics Recommendations to create a joint committee on intelligence have surfaced over nearly five decades, most predating the establishment of the two select committees on intelligence in the mid-1970s. Although many of these suggestions, including that from the 9/11 Commission, have followed the design of the Joint Committee on Atomic Energy, not all have; consequently, the specifics in the blueprints have varied in a number of fundamental ways. Differences extend to (1) the range and exclusivity of the panels’ jurisdiction; (2) makeup of their membership; (3) selection and rotation of chairmen; (4) possibility of and characteristics of a vice chairmanship; (5) requirements for representation of certain other committees as well as at-large members; (6) special secrecy requirements for members and staff, including a secrecy oath and security clearances; (7) staff size, method of selection, and restrictions on activities; (8) official disclosures of classified information; (9) mechanisms for investigating suspected unauthorized disclosures of such information; and (10) access by non-members to the joint committee’s classified holdings. Even suggested methods of establishment have varied. Methods of Establishment A joint committee on intelligence could be created by a concurrent resolution, a joint resolution, or a regular bill. The Joint Committee on Atomic Energy, for instance, was established by public law through the regular bill process (i.e., the Atomic Energy Act of 1946, P.L. 580, 60 Stat. 772773). A concurrent resolution has the advantage (for its proponents) of requiring only the approval of Congress, while a joint resolution or regular bill must be signed by the President or his veto overridden. A joint resolution or a bill, however, may offer certain benefits to its supporters over a concurrent resolution. A number of existing provisions in public law, especially ones dealing with intelligence reporting requirements to Congress, designates the House and Senate Select Committees on Intelligence as recipients (e.g., the intelligence oversight provisions and the reporting requirements for the CIA Inspector General, codified at 50 U.S.C. 413-415 and 50 U.S.C. 403q, respectively). A bill or joint resolution, when creating a joint committee, could amend these statutory provisions, whereas a concurrent resolution could not do so directly. But a concurrent resolution, although solely a congressional device, could have the same effect. By changing the rules of both chambers, a concurrent resolution could recognize that the powers, authority, and jurisdiction of the former select committees would be transferred to a new joint committee. 20 Kaiser, “A Proposed Joint Committee on Intelligence,” pp. 140-141. Congressional Research Service 7 Congressional Oversight of Intelligence: Current Structure and Alternatives Jurisdiction and Authority A joint Intelligence Committee could consolidate jurisdiction for the entire intelligence community, extending to all intelligence entities as well as intelligence and intelligence-related activities, including significant anticipated activities (i.e., covert operations). Legislative authority over intelligence could be shared for all entities with overlapping jurisdiction; or, as is now the case in the House and Senate, it could be held exclusively for certain specified components (e.g., CIA and DNI), while being shared for others. Membership A bicameral body requires equal membership from both the Senate and House. In addition to bicameralism, a joint committee on intelligence could be directed to accommodate three other criteria: bipartisanship, representation of specified standing committees, and at-large selection of members. For example, the membership from each chamber could be required to have representatives from standing committees with overlapping jurisdiction (e.g., Appropriations, Armed Services, Foreign Affairs/Foreign Relations, and Judiciary), as both the House and Senate Intelligence Committees do now. This selection might include both a majority and a minority party member from each represented committee. A JCI could also call for a specified number of members selected at-large, as the Senate intelligence panel does now. As an illustration, an 18-member JCI could include nine Senators and nine Representatives, with five majority and four minority party members from each chamber. At least one member, but not more than two, could come from each of the four committees with overlapping jurisdiction; this option (a maximum of eight from each chamber) would still allow for one selection at large from each house. By comparison, a larger committee or a panel requiring only a single member from each of the specified standing committees would allow for more members to be selected at-large. Provision could also be made for ex officio members, particularly the majority and minority party leaders from the Senate and the Speaker and minority leader from the House. Terms and Rotation Membership on the joint committee could have no term limits or be given a maximum length of service (six or eight years, as the House and Senate Intelligence Committees have had, or shorter or longer terms). Under term limits, the total time on the committee might be measured either by continuous service or by non-continuous service accumulated over a specified number of Congresses (e.g., a total of eight years over six Congresses). If a JCI had maximum lengths of service, it could be treated as a temporary assignment, which might not count against other standing committee assignments in each chamber. By comparison, membership on the JCI could be permanent. 21 If so, it might be treated as if it were a standing committee in each chamber, counting against other committee assignments. 21 The 9/11 Commission—referring to both a joint committee on intelligence and a new standing committee in each house—recommended that “Members should serve indefinitely on the committees, without set terms, thereby letting them accumulate expertise.” 9/11 Commission, Report, p. 421. Congressional Research Service 8 Congressional Oversight of Intelligence: Current Structure and Alternatives Member terms could also be staggered, so that new members would arrive with each new Congress. Staggered terms, however, would mean that a portion of the original membership could not serve the maximum period, at least not as part of the original composition. Leadership The chair, selected at the beginning of each Congress or each session (as some proposals called for), could alternate between the two chambers and/or political parties. A vice chairmanship could also be established; this officer would replace the chair when he or she is absent (as occurs now on the Senate Intelligence Committee). The vice chair could be a member of the other body and/or the other political party. Secrecy Controls Various types of secrecy controls could be applied to a joint committee on intelligence to regulate access to its classified holdings by non-committee members, protect against the unauthorized disclosure of classified information, and allow its authorized release. Such controls could (1) set requirements for determining access by non-members; (2) require security clearances, oaths, and/or secrecy agreements for committee members and staff; and (3) provide for investigation of suspected security breaches, conducted by the House and Senate Ethics Committees. Controls could also spell out procedures for disclosing classified information to which the President objects, either by a joint committee itself, by the joint committee in concert with either or both chambers, or by either or both chambers as the final arbiter. One of five distinct options might be adopted: (1) the joint committee on intelligence could act alone; (2) the panel could act only after one house responded to a request from it to release classified information; (3) the JCI could act only after both houses responded; (4) a single house could disclose the information; or (5) both chambers would have to agree to do so. Currently, disclosure procedures differ between the House and Senate intelligence panels. The House select committee does not have authority to release classified information on its own. The full House must act to disclose it, at the request of its intelligence panel, if the President objects to the release. On the Senate side, the select committee may disclose classified information on its own, after both the President and full Senate have acted.22 It appears that this procedure has not been used by the Senate panel. Staffing The number of staff on a new JCI would presumably be smaller than the combined total for both the House and Senate Intelligence Committees. Hiring could be accomplished in seven different ways: (1) by the majority party on the full JCI; (2) by the majority party from each chamber on the committee; (3) by full committee vote; (4) by the majority party and minority party separately; (5) by the chair alone; (6) by the chair and vice chair/ranking minority member together; or (7) by individual members (with each legislator selecting a single staff member). 22 The select committee’s charter provides for three responses from the full Senate to an Intelligence Committee request to release classified information, if the President objects to it. The chamber can (1) approve the disclosure; (2) disapprove the disclosure; or (3) “refer all or any portion of the matter back to the committee, in which case the committee shall make the final determination with respect to the public disclosure of the information in question” (Sec. 8(b)(5), S.Res. 400, 94th Cong., 2nd sess.). Congressional Research Service 9 Congressional Oversight of Intelligence: Current Structure and Alternatives Additionally, staff could be selected by a combination of several compatible ways (e.g., individual member selections for some plus committee-wide selections for others). The staff could also be required to meet certain agreed upon criteria set by the committee, such as fitness for the duties and without regard to party affiliation. 23 Staffers could be required to have an appropriate security clearance (for Top Secret and access to Sensitive Compartmented Information), as is now mandated by both House and Senate select committees. They could also be directed to sign a nondisclosure or secrecy agreement not to reveal classified information, again a requirement for the staff of both intelligence panels. Budget and Funding The budget for a joint committee on intelligence would presumably be smaller than the combined budgets of the House and Senate intelligence panels. Funding could be shared by both chambers, deriving equally from the contingent funds of the Senate and House. Pros and Cons Differences over the establishment of a joint committee on intelligence tie into practical matters as well as matters of principle. Pros Supporters of a joint committee on intelligence argue that it would make for a more effective and efficient overseer than the current arrangement, which the 9/11 Commission concluded “is now dysfunctional,” because of limitations on the two select committees.24 According to its proponents, a single joint committee, housing fewer members and staff than the two existing ones combined, would: • Strengthen oversight of intelligence for four primary reasons. The executive would be more open and forthright with a single, small oversight body than with two with a larger combined membership; the legislators and staff on the JCI, recognizing that there is no other authorizing panel to conduct oversight, would attach a greater importance to this responsibility; a committee composed of legislators from both chambers could better integrate and take advantage of congressional expertise and experience in the field; and a JCI could be 23 The 9/11 Commission, for instance, recommended that the “staff of this committee should be nonpartisan and work for the entire committee and not for individual members.” 9/11 Commission, Report, p. 420. 24 Competing views on a joint committee on intelligence are available from Members and committees of Congress, among other sources. Supportive arguments are included in: U.S. Senate Temporary Select Committee to Study the Senate Committee System, Report (Washington: GPO, 1984), pp. 13-14; Sen. Howard Baker and Rep. Henry Hyde, statements before the Temporary Select Committee, Senate Resolution 127, To Study the Senate Committee System (Washington: GPO, 1984), part 1, pp. 5-11 and part 2, pp. 83-85; Rep. Henry Hyde, statement before the Joint Committee on the Organization of Congress, Committee Structure, hearings, 103rd Cong., 1st sess. (Washington: GPO, 1993), pp. 832-841; and Minority, Senate Select Committee on Secret Military Assistance to Iran and the Nicaraguan Opposition and House Select Committee to Investigate Covert Arms Transactions with Iran, Report, S.Rept. 100-216 and H.Rept. 100-433, 100th Cong., 1st sess. (Washington: GPO, 1987), p. 583. Congressional Research Service 10 Congressional Oversight of Intelligence: Current Structure and Alternatives established with fewer restraints and restrictions than the separate select committees now have. • Improve coordination, cooperation, and comity between the House and Senate and among other relevant committees (with overlapping jurisdiction) in both chambers. A joint committee could serve as a conduit of information and advice and as a facilitator for policy formulation between the two chambers as well as between the political parties; a JCI could also encourage mutual respect and trust between the chambers and parties; this could occur by treating all of its members equally in committee leadership posts and voting, by merging the stands of Members of both houses in committee deliberations and decisions, by taking a joint committee consensus on legislation, endorsed by Members of both chambers, to the floor of each house, and by providing an opportunity for House Members to be involved, if only marginally and informally, in a Senate function (i.e., confirmation of presidential nominees). • Streamline the legislative process, because only one committee, rather than two, would have to consider and report legislative proposals and authorizations to the floors of both chambers; members from the same joint committee, moreover, might comprise all or a majority of the membership of conference committees, which might be less necessary in the first place because of the bicameral, bipartisan makeup of a joint committee. • Respond rapidly to investigate a major development, when conditions dictated. • Increase the stature of overseeing and legislating on intelligence matters and, thus, make serving on an intelligence panel more attractive and important than on either select committee. This could result from making the joint committee the equivalent of a standing committee, by granting it permanency and authority to report legislation to each chamber and giving the members indefinite tenure. A JCI with these characteristics would be unique in the current era, the first of its kind since 1977, and apparently one of only a few in the history of Congress, also elevating its stature. • Make for more efficient government. A single panel, versus two, would probably reduce the amount of time that the Administration and intelligence officials would spend on Capitol Hill testifying, briefing, notifying, and meeting with members and panels. • Improve the protection of classified information in Congress’s possession. A smaller number of legislators and staff on a joint committee would have access to it, and a single office would be easier to secure. • Encourage trust between Congress and the Executive in this sensitive field. This could occur by reducing the number of panels, Members, and staff with access to such highly classified information and by easing the cooperative relationship between the branches by way of a single committee, instead of two. • Pinpoint responsibility in Congress for oversight and legislation affecting intelligence, thereby avoiding any confusion or uncertainty about it. • Cut back the total number of committee seats for legislators in the House and Senate combined, by replacing the two panels with a single committee with fewer seats; for instance, a new 18-member joint committee with nine Senators Congressional Research Service 11 Congressional Oversight of Intelligence: Current Structure and Alternatives and Representatives would be half the size of the combined total of 37 on the two select committees. The replacement would modestly help reduce the number of legislators holding too many committee assignments and/or being “spread too thin.” Reducing the number of seats available for Representatives and Senators would allow them to concentrate on one less committee assignment. • Reduce costs, because of fewer staff and a single suite of offices. Cons Critics of proposals for replacing the current House and Senate Intelligence Committees with a single joint committee contend that it would weaken oversight and compromise a fundamental feature of the Congress, namely, two different (and sometimes competing) bodies.25 As viewed by its opponents, a JCI would: • Adversely affect oversight of intelligence. This would occur by reducing the number of legislators and staff who have an incentive and opportunity to conduct oversight and by reducing the number of separate panels, with different characteristics and incentive structures, to conduct it; in this regard, the number of committees to which the President reports covert action plans is now only two (the select committees on intelligence), having been reduced from eight in 1980, at the request of the executive. • Undercut the legislative benefits (e.g. longer deliberation time and different viewpoints) of relying on two committees from separate and distinctive chambers. This usual situation allows two panels—each reflecting different chambers, types of constituencies, and electoral schedules—to examine the same legislation and authorizations and conduct oversight from different vantage points, based on their own priorities and demands; the loss of a second view would be felt not only in the initial committee deliberations but also in later conference committee action, which might be dominated by joint committee members. • Cause a loss in continuity, stability, and experience. This would be especially evident in joint committee leadership, if the chair (and ranking member or vice chair) rotated every two years; this in turn would make membership on the joint committee less desirable than on other panels; the turnover could also extend to staff, because of the frequent change in leadership; finally, this loss of stability and experience could hamper Congress’s ability to influence public policy and compete with the executive. • Result in a more acute impact on Congress if a joint committee develops a close and supportive relationship with the executive entities it oversees, rather than a 25 Criticisms and concerns are voiced by Rep. Dan Glickman, Rep. Larry Combest, and Sen. Dennis DeConcini, statements before the Joint Committee on the Organization of Congress, Committee Structure, hearings, 103rd Cong., 1st sess., pp. 64-79 and 406-412; Rep. Larry Combest, Chairman of the House Permanent Select Committee on Intelligence, IC21—The Intelligence Community in the 21st Century, The Intelligence Community Act of 1996, Mar. 4, 1996, p. 7; U.S. House Permanent Select Committee on Intelligence. IC21: Intelligence Community in the 21st Century (staff study), committee print, 104th Cong., 2nd sess. (Washington: GPO, 1966), pp. 316-318 and 328; House Select Committee on Committees, Final Report (Washington: GPO, 1980), p. 416; and Majority, Senate and House Select Committees Investigating the Iran-Contra Affair, Report, p. 427. Congressional Research Service 12 Congressional Oversight of Intelligence: Current Structure and Alternatives neutral and critical one. With a single panel, Congress would have only one locus for oversight and checks on the executive, not two; if this happens, the impact on Congress, on oversight, and on legislation would be more extensive and significant, because of the absence of a possible balance from a second committee. • Operate contrary to the long-term tendency to end reliance on joint committees, either by abolishing them or not establishing them in the first place.26 A JCI, if authorized to report legislation to the floor of both houses, would be unique currently; it would be the only such empowered joint committee since 1977 (when the JCAE was abolished), and one of the few in the history of the Congress; a joint committee on intelligence would also raise the prospect of similar panels for other policy areas, including homeland security, which have wide-ranging jurisdictions that cross a number of executive agencies and programs along with congressional committee jurisdictions. • Harbor uncertainty regarding confirmation of presidential nominees. It might be unclear whether House Members should play any role at all in the process or, if so, perhaps only at certain stages (e.g., initial meetings and interviews, background investigations, formal hearings). • Artificially make the political parties equal or nearly so. This could occur, even though the differences in party ratios in each chamber could be substantial, as they have been in the past. • Artificially make the two chambers equal on the joint committee. The number of Members from each chamber would be the same, even though the House is more than four times larger than the Senate; because of this situation, Representatives would have proportionately fewer opportunities to serve on a joint committee than Senators. • Cut back the possibility of serving on an intelligence panel for all Members of Congress, especially if there are no term limits on JCI membership. This reduction in numbers would, in turn, reduce the diversity and representational characteristics of the membership compared to two separate committees. • Bring about a change in the different jurisdictions that the current select committees now hold. The House panel having a broader jurisdiction than its Senate counterpart. • Not necessarily improve protection of classified information over the current two select committees. Their controls over it are exacting and their reputations in this regard are good; a JCI could also require new procedures for the public release of classified intelligence information held by the joint committee; this would raise the prospect of (and cause disagreement over) whether the joint committee alone could do so, whether one chamber could do so, or whether both houses must act together as the final arbiter. 26 The 9/11 Commission (p. 421), for instance, did not advocate a joint committee for homeland security. Instead, it called for consolidating jurisdiction in a permanent standing committee in each chamber. For additional discussion on such a transformation, see CRS Report RS21901, House Select Committee on Homeland Security: Possible Questions Raised If the Panel Were to Be Reconstituted as a Standing Committee, by Judy Schneider. Congressional Research Service 13 Congressional Oversight of Intelligence: Current Structure and Alternatives • Add confusion and conflict over investigations of suspected unauthorized disclosures of classified information. This could arise, for instance, if the ethics committee from one chamber conducted investigations which involved members of the other body, even if only tangentially and in an initial inquiry. • Raise practical difficulties in setting meeting schedules, times, and locations for panel members from two different chambers of Congress. Alternatives to a Joint Committee There are other options which might enhance and regularize congressional oversight of intelligence. These changes, both formal and informal, could have an impact not only on the structure of the current select committees on intelligence, but also on their relationship with other committees and Members in its respective chamber and its counterparts in the opposite chamber, as well as the relationship between the legislature and the executive. Changing the Select Committees’ Structure and Powers The most direct and immediate among the options to increase and improve oversight of intelligence would be ways to enhance the status, stature, and resources of the existing select committees on intelligence or replace them with standing committees.27 This might be accomplished through several different (and sometimes competing) means: • Grant the current select committees status as standing committees, along with indefinite tenure for their membership, to reduce turnover; increase experience, stability, and continuity; and make membership on the panel more attractive. • Expand the authority of such committees, giving them power to report appropriations as well as authorizations and to hold subpoena authority on their own. • Place members of the Select Committee on Intelligence on their chamber’s Appropriations Subcommittee on Defense or create a new Appropriations Subcommittee on Intelligence, possibly including Intelligence Committee members, with comprehensive jurisdiction over IC appropriations. • Establish a special advisory and oversight body on the Appropriations Committee, combining Intelligence Committee and Appropriations Committee members, as the House has done; under this plan, the new panel would report its findings and recommendations for IC funding to the defense or other appropriate 27 The 9/11 Commission emphasized the need for “substantial change” in congressional oversight, either by establishing a joint committee or by creating “a single committee in each house of Congress, combining authorization and appropriating authorities .... ” Each panel would be a standing committee and hold subpoena authority. The membership would be relatively small and serve without term limits. Its composition would be nearly equal between the parties, with the majority having only one more member than the minority, and representing four panels with overlapping jurisdiction (i.e., Armed Services, Judiciary, Foreign Affairs, and the Defense Appropriations Subcommittee) with one seat each on the new committee. 9/11 Commission, Report, p. 420-421. For further information and analysis, see CRS Report RS21908, Senate Select Committee on Intelligence: Term Limits and Assignment Limitations, by Judy Schneider. Congressional Research Service 14 Congressional Oversight of Intelligence: Current Structure and Alternatives subcommittee, thereby modestly expanding the effective jurisdiction and influence of the select committee. 28 • Add professional staff, hire temporary consultants, set up short-term task forces, and/or increase the use of congressional support agencies, especially in fields where the panels might require new or expanded expertise and skills. Although neither the House nor the Senate adopted the 9/11 Commission recommendations for intelligence oversight, other changes have occurred through a variety of mechanisms. These include the chambers’ leadership, existing committees, and a Senate bipartisan working group; these efforts have led to the Senate’s restructuring its oversight panels and each chamber instituting new working arrangements between its intelligence and appropriations panels. Senate Action The Senate’s response to the 9/11 Commission and other recommendations for oversight of intelligence has proceeded through several phases. Initial Changes in 2004 Several of these suggestions were approved by the Senate on October 9, 2004, when it agreed to S.Res. 445 (108th Congress) affecting its oversight of intelligence. The resolution eliminated certain restrictions on serving on the select committee, reduced the number of members (from 17 to 15), and modified security procedures regarding the public disclosure of classified information. S.Res. 445, however, did not transfer authority and jurisdiction over intelligence appropriations to the Intelligence Committee. Structural Changes Involving the Committees on Intelligence and Appropriations in 2007 Additional steps were taken in the 110th Congress. A prominent one is a Memorandum of Agreement (MOA), designed to improve coordination and transparency between the Intelligence Committee and Appropriations Committee. 29 The MOA—signed by the chairman of the select committee (but not its ranking minority member) and the chairs and ranking minority members of the Senate Appropriations Committee and its defense subcommittee—advanced several changes to accomplish this: • notify staff and allow them to attend the intelligence hearings of the other body; 28 This proposal materialized in 2007 in the House with members of the Intelligence Committee serving on a special oversight panel on the Appropriations Committee (H.Res. 35, 110th Congress). The concept was raised in late 2006 by Rep. Nancy Pelosi, then House Minority Leader and prospective Speaker of the House. Tim Starks, “Pelosi Wants Intelligence Appropriations Oversight Panel,” CQ.com, December 14, 2006; David Rogers, “Pelosi Plans Panel to Oversee Spy-Agency Funds,” Wall Street Journal, Dec. 14, 2006, p. A3; and “Pelosi Looks to Boost Oversight of Intelligence and Ethics,” Washington Post, December 15, 2006. 29 Hon. John D. Rockefeller, Chairman, Opening Statement, in U.S. Congress, Senate Select Committee on Intelligence, Congressional Oversight, hearing, 110th Cong., 1st sess., November 13, 2007, p. 2. See also, letter to Hon. Harry Reid, Senate Majority Leader, and Hon. Mitch McConnell, Senate Minority Leader, on changes in Senate oversight of intelligence, by Hon. John D. Rockefeller, Chairman, Senate Select Committee on Intelligence, and others, February 28, 2007. Congressional Research Service 15 Congressional Oversight of Intelligence: Current Structure and Alternatives • allow each Intelligence Committee member who is also an appropriator to bring his or her intelligence staff members to Appropriations Committee hearings and markups; • permit all Senators and cleared staff of one committee to review the bill, report, and classified annex of the other before action is taken; and • give the chairmen and ranking minority members of each the committee the opportunity to appear before the other panel to present their views prior to the markup of either the intelligence authorization or appropriations bills.30 Notwithstanding the effort, the effectiveness of the new arrangements under the Memorandum of Agreement has elicited differing impressions. The chairman of the Senate Intelligence Committee emphasized that the agreement “has made great strides toward bringing our committees together in a unity of effort that was lacking before.”31 A competing interpretation was offered by the Intelligence Committee’s ranking minority member, who was also an appropriator at the time. He determined that the MOA was “ineffective,” adding that “in my experience I’ve seen more evidence of the need for a better synthesis of the two.”32 Subsequent Proposed Changes Involving the Committees on Intelligence and Appropriations In March 2008, 14 of the 15 members of the Senate Select Committee on Intelligence—led by Chairman Rockefeller and Vice Chairman Christopher S. Bond—offered another proposal to the Senate leadership.33 It called for the establishment of a Subcommittee on Intelligence on the Appropriations Committee, which would include members of the Intelligence Committee and would appropriate all funds for the National Intelligence Program (NIP), as opposed to the current situation where such appropriations are divided among several appropriations subcommittees. In defense of this option, Senators Rockefeller and Bond reminded the Senate leadership that the 9/11 Commission’s bolder recommendation—to consolidate authorization and appropriations authority in the SSCI—“was considered and rejected by the Senate during consideration of S.Res. 445 in October 2004.”34 This plan for a new Appropriations Intelligence Subcommittee was opposed by the leadership of the Senate Appropriations Committee. Its chairman, Robert C. Byrd, and ranking member, Thad Cochran, noted that other changes in oversight, including those by way of the 2007 MOA, have been put into effect. 35 They argued that the proposed Intelligence Appropriations Subcommittee, “led by members of the Intelligence Committee,” would prove counterproductive: “We strongly 30 Senator Rockefeller, Opening Statement, Congressional Oversight, pp. 2-3. Ibid., p. 3. 32 Hon. Christopher S. Bond, Opening Statement, in Senate Intelligence Committee, Congressional Oversight, pp. 4-5. 33 Hon. John D. Rockefeller, Chairman, and Hon. Christopher S. Bond, Vice Chairman, Senate Select Committee on Intelligence, and others; letter to Hon. Harry Reid, Senate Majority Leader, and Hon. Mitch McConnell, Senate Minority Leader, on proposals to change Senate oversight of intelligence, March 6, 2008, pp. 2-3. Reprinted in Congressional Record, vol. 154, Sept. 11, 2008, pp. S8419-S8420. 34 Senators Rockefeller and Bond, letter on proposed changes, 2008, p. 1. 31 35 Hon. Robert C. Byrd, Chairman, and Hon. Thad Cochran, Ranking Member, Senate Committee on Appropriations, Letter to Hon. Harry Reid, Senate Majority Leader, and Hon. Mitch McConnell, Senate Minority Leader, in response the proposal from the Senate Select Committee on Intelligence, April 5, 2008, p. 1. Congressional Research Service 16 Congressional Oversight of Intelligence: Current Structure and Alternatives believe that consolidating authority over intelligence in a smaller group of Senators is precisely the wrong way to improve the Senate’s oversight of intelligence.”36 The Senators added that the separation of authorization and appropriations functions should be maintained and that consolidating appropriations for the entire NIP in one subcommittee would have an adverse impact on other policies, such as foreign policy, that are handled by different subcommittees.37 Despite this opposition, a formal proposal to create a new Appropriations Subcommittee on Intelligence (S.Res. 655, 110th Congress) was sponsored initially on September 11, 2008, by the vice chairman and chairman of the Senate Intelligence Committee. 38 In addition to placing the two Intelligence Committee members from Appropriations on this new Appropriations Subcommittee on Intelligence, S.Res. 655 would also have added the chairman and ranking member of the Defense Appropriations Subcommittee and, as ex officio members, the chairman and vice chairman of the Intelligence Committee. In introducing the resolution, Senator Bond emphasized that “on the seventh anniversary of 9/11, it is noteworthy that there remains one unaddressed 9/11 commission recommendation, and that is to reform the legislative branch’s oversight of intelligence and terrorism activities which the commission rightly described as ‘dysfunctional’.”39 As an alternative to the “bolder” 9/11 commission recommendations, which had been rejected, the Senator argued that “many of us believe there is a better, less disruptive way to achieve reform through a carefully constructive intelligence appropriations subcommittee.”40 Another proposal along this line appeared in the House but would have affected both chambers. H.R. 334, 110th Congress, would have required each chamber to establish an Appropriations Subcommittee on Intelligence with jurisdiction over intelligence and intelligencerelated activities. A different proposal (S.Res. 164) has been introduced in the 111th Congress. Following the 9/11 Commission recommendation, it would transfer appropriations power to the Senate Select Committee on Intelligence. The resolution’s sponsor, Senator Russell Feingold, noted that “this effort to reform and improve congressional oversight has a long bipartisan history,” recognizing earlier plans to accomplish this from Senators John McCain and Richard Burr, two of the 2009 proposal’s co-sponsors.41 House Action In the House, the option to consolidate authority—by reserving seats for Intelligence Committee members on the Defense Appropriations Subcommittee—was raised at the end of the 109th Congress by Representative Nancy Pelosi, then House Minority Leader and presumptive Speaker of the House in the 110th Congress.42 The final product was a variation on this theme. H.Res. 35 (110th Congress), which passed the House on January 9, 2007, created a new Select Intelligence 36 Ibid., p. 2. Ibid. 38 S.Res. 655, 110th Cong., 2nd sess., introduced by Hon. Christopher S. Bond, for himself, and Hon. John D. Rockefeller and Hon. Sheldon Whitehouse, “Senate Resolution 655—To Improve Congressional Oversight of the Intelligence Activities of the United States,” Congressional Record, vol. 154, September 11, 2008, pp. S8416-S8417. 39 Ibid., p. S8418. 40 Ibid., p. S8419. 37 41 Hon. Russell Feingold, Statement on behalf of S.Res. 164, 111th Congress, 1st sess., June 2, 2009, Congressional Record, vol. 155, pp. S5950-S5951. 42 Sources in footnote 28. Congressional Research Service 17 Congressional Oversight of Intelligence: Current Structure and Alternatives Oversight Panel on the Appropriations Committee. It consists of 13 members, with an eight-tofive inter-party ratio; three of the members are representatives from the Intelligence Committee joining 10 from appropriations, including the chairman and ranking minority member of the full committee, the chairman and ranking minority member of the Defense Subcommittee, and six additional members from appropriations. This special panel is authorized to study and make recommendations to all appropriations subcommittees on relevant areas, specifically the annual intelligence appropriations to the Defense Subcommittee, which retains authority to report it to the full committee. In the 110th Congress, a bill (H.R. 334) was introduced that would have taken the proposal further. Instead of an advisory panel, H.R. 334 would have required each chamber to establish by law a separate Subcommittee on Intelligence in its Appropriations Committee, with appropriations jurisdiction over intelligence and intelligence-related activities.43 No further action occurred on the bill, and no similar proposal has emerged in the 111th Congress. Concerns about Restructuring the Intelligence Committees The set of changes producing a restructured and strengthened Intelligence Committee in each chamber, as called for by the 9/11 Commission, might also generate concerns and criticisms. A new standing committee—smaller than the existing select committees in each chamber (if combined), with representation from four standing committees with overlapping membership and indefinite tenure for its members—would substantially reduce (1) the number of Members in each chamber serving on an intelligence panel at any one time; (2) the number of at-large seats available; (3) the number of vacancies available over time; and, thus, (4) the likelihood of a Member finding a seat on the committee. These changes in tandem would also lead to fewer former members from the committee, thus, reducing the ability of the full chamber and nonmembers to be knowledgeable about how the intelligence community operates and intelligence policy; and it could result in a decline of the ability to question if not challenge the committee (as well as the executive). Arguably, this could result in the prospect of a closed system, making it easier for the intelligence panels to dominate the agenda and debate in their respective chambers and in the full Congress. A second set of cautions might surround the proposed new authority, particularly, adding appropriations to its authorizing control and independent subpoena power. Such subpoena authority, which could cover either or both materials and individual testimony, would be held (and used) without needing approval in each instance by the chamber. This might be seen as infringing on an important full-chamber power and removing a check on this particular committee, which would be already subject to fewer constraints than the current select committees have. The addition of appropriations approval would apparently produce a unique situation in the contemporary Congress and a rarity in its entire history. A reversal of this plan—placing Intelligence Committee members on the defense appropriations subcommittee—also appears to be a rare, if not unprecedented action; this revamped panel could better coordinate and complement the actions of both committees. This change, moreover, could indirectly increase the power of the select committee. By reserving seats for its members on the relevant appropriations 43 See Honorable Michael Castle, 2009 Intelligence Authorization Act Needs More Oversight, Press release, July 17, 2008, available at http://www.castle.house.gov/News/DocumentSingle.aspx?DocumentID=106799. Congressional Research Service 18 Congressional Oversight of Intelligence: Current Structure and Alternatives subcommittee, the Intelligence Committee would play a more direct and influential role in appropriating IC funds than it does now. At this time, no other committee has a comparable guarantee of seats on a relevant appropriations subcommittee. Consequently, the left-out authorizing committees, particularly those dealing with sensitive national security matters, might make the same appeal as intelligence: that is, to have seats reserved on the appropriate appropriations subcommittee. Following either avenue, the intelligence panel’s power would be enhanced if it held both appropriations and authorization authority, either directly or indirectly (via its members on the defense appropriations subcommittee). In either event, however, the intelligence panel might be perceived as too powerful. It would hold two impressive and reinforcing authorities and would no longer be subject to a check and competition from a significant outside source (i.e., the Appropriations Committee in its chamber). At the same time, the transfer of appropriations would remove an important part of the Appropriations Committees’ jurisdiction. Reserving seats for Intelligence Committee members on defense appropriations could also reduce competing viewpoints and an independent check on IC appropriations. Either change might encourage other authorizing committees to request the same treatment, that is, to control both appropriations and authorizations. Although the appropriations and authorization processes are parallel to one another, they are not identical and not always reinforcing or complementary. The combined authority could result in substantially more work for the Intelligence Committee in each session, with the need to “scrub” the intelligence budget twice each year. Or, alternatively, the transfer could lessen its examination of the appropriations and authorization, if each were to occur only in alternate sessions within a single Congress. The potential increase in the panel’s workload could have two adverse ramifications: (1) short-change either the appropriations or authorization process, or both; or (2) reduce the panel’s time for other legislative and oversight efforts. By comparison to these two proposed changes—consolidating authorization and appropriations in the Intelligence Committee or reserving seats on the Defense Appropriations Subcommittee for Intelligence Committee members—the establishment of the special intelligence oversight panel on the House Appropriations Committee is more limited in its impact. Only three of its 13 seats are reserved for Intelligence Committee members; and the new panel can only make recommendations to the Defense Appropriations Subcommittee, which continues to report the annual intelligence community appropriations. Improving Coordination Between the Two Intelligence Panels Such changes would affect the Intelligence Committees’ individual structure and powers. Others could be designed to increase coordination and shared responsibility between the two intelligence panels—so as to avoid duplication, encourage cooperation, develop working relationships across chambers, enhance understanding, and share expertise, information, and knowledge—while at the same time, maintaining the distinct characteristics of each panel. These might include joint hearings and cross-committee leadership meetings, which may already exist on a regular basis. Joint Hearings One option along these lines is to schedule joint hearings for relatively routine and regular matters, such as the initial annual authorization briefings from the Executive. Another opportunity for a joint session would occur when the inspectors general in the intelligence community, especially at the CIA, submit their semiannual reports to Congress. These shared enterprises Congressional Research Service 19 Congressional Oversight of Intelligence: Current Structure and Alternatives could allow the combined membership to receive the same information and data as each panel would individually, establish working relationships among the two groups of members, encourage cross-fertilization among them, and reduce duplication for the Executive. Of course, follow-up hearings could be handled separately by the two panels and may even be stimulated by such joint efforts. The shared experience over the initial budget submission could also help to avoid duplication of effort over some modest matters, while helping to set priorities for more significant ones. Joint hearings could also be conducted into critical events, as they were with the select Intelligence Committees combined inquiry into 9/11 attacks.44 Another example of an inquiry with panels from both chambers was the Iran-contra affair, an investigation conducted by two temporary committees working together and issuing a joint report.45 Leadership Meetings Another means of encouraging inter-chamber cooperation is for the leadership of the two panels to meet regularly to discuss issues, concerns, and priorities (recognizing, of course, the practical and political limitations on such exchanges). These efforts might include only the full committee chairs or might extend to subcommittee heads and majority and minority members. These sessions could be supplemented by meetings of senior staff on both panels, at the direction of the leadership. Whatever the arrangement, a number of different opportunities exist to enhance awareness of common concerns and cooperation in examining them between the two panels. Constraints on Coordination Coordination between two panels from different chambers may encounter practical and political problems. Scheduling meetings and hearings, especially if a large number of members is involved, for instance, runs into several hindrances. These include (1) different priorities and meeting arrangements for each committee; (2) competing chamber and committee responsibilities for Members, especially Senators, each of whom serve on more committees than Representatives; and (3) different electoral and campaign requirements, which affect the demands on Members and the time they spend in the capital. In addition, rival political affiliations and policy stands, along with competition between the chambers for influence over public policy, might make cooperative ventures few and far between. Enhancing Interchanges with Other Panels and Members Other approaches to increasing the powers of each panel and their cooperative ventures might be considered: ease the exchange of information with non-committee members, allow for more oversight by other committees, and/or increase contacts among members of the appropriations and authorizing panels. Along these lines, the 9/11 Commission wrote: the “new committee or 44 U.S. Senate Select Committee on Intelligence and U.S. House Permanent Select Committee on Intelligence, Joint Inquiry into Intelligence Community Activities Before and After the Terrorist Attacks of September 11, 2001, S.Rept. 107-351 and H.Rept. 107-792, 107th Cong., 2nd sess. (Washington: GPO, 2002). 45 U.S. Senate Select Committee on Secret Military Assistance to Iran and the Nicaraguan Opposition, and U.S. House Select Committee to Investigate Covert Arms Transactions with Iran, Report on the Iran-Contra Affair, S.Rept. 100216 and H.Rept. 100-433, 100th Cong., 1st sess. (Washington: GPO, 1987). Congressional Research Service 20 Congressional Oversight of Intelligence: Current Structure and Alternatives committees should conduct studies of the activities of the intelligence agencies and report problems relating to the development and use of intelligence to all members of the House and Senate.”46 Placing Intelligence Committee members on the defense appropriations subcommittee or on a special appropriations intelligence oversight panel, as the House has done, also eases interchanges between these two committees. Other ways of increasing coordination between the appropriations and authorizing committees—through formalized member and staff involvement in the other panel’s hearings, for instance—have been advanced in the Senate, as noted above. Goals This type of change could reduce the challenge of intelligence oversight on the select committees, bring different viewpoints to bear on intelligence matters, expand the knowledge of Members not on the panels, and allow for their informed judgments on intelligence policy and programs as well as on committee activities and operations. Strict controls over the classified information would have to be maintained. The current committee rules—which on the House side are more stringent than on any other committee—might be modified to accommodate additional sources for review and oversight. Such a revision could begin with a comparison of access controls by other panels, particularly the committees with overlapping membership. In addition, House and Senate chamber rules authorizing secret or closed sessions might be used more often to allow for an open exchange of information between the Intelligence Committees and all the Members of a particular chamber. Along with this, committee members might be allowed to present “declassified” versions of sensitive or otherwise classified reports to their colleagues, in secret or open sessions. Techniques Several potential techniques to expand non-committee involvement and non-member access to information follow: 46 47 • Ensure that relevant information is appropriately and expeditiously shared with committees with overlapping membership. • Give greater allowance for other committees to conduct oversight of intelligence components, activities, and programs, including standing committees without overlapping membership.47 • Ease access for non-members to Intelligence Committee holdings, by reducing the exacting requirements over the availability of the classified. • Encourage the Intelligence Committees, on their own initiative, to share information as appropriate with the full membership of their house. • Make more information available to non-members by securing declassification of certain intelligence reports or by providing classified and declassified versions of IC reports (for the committees and for the general membership, respectively); the agencies proper or their inspectors general (charged with preventing and 9/11 Commission, Report, p. 420. See especially House Subcommittees on Efficiency and on National Security, CIA Refusal, 2001. Congressional Research Service 21 Congressional Oversight of Intelligence: Current Structure and Alternatives detecting waste, fraud, and abuse) might do either or both, possibly at the request or directive of the Intelligence Committees. Limitations Interchanges between the Intelligence Committees, on the one hand, and other panels and Members, on the other, might be limited for several reasons. Concerns about the unauthorized disclosures of classified information might be raised as the possibility of leaks rises, because of the increased number of individuals with access to sensitive information. Along with this, intelligence agencies would likely be reluctant to respond to congressional requests for sensitive and classified information, even from the Intelligence Committees, if the agencies anticipate that all or some of it will be disclosed outside the sequestered Intelligence Committee rooms, possibly to the floors of both houses. Another possibility, which might retard information-sharing by the Intelligence Committees, could be a concern about a reduction in their control over the intelligence agenda and debate. As more Members and panels became familiar with the relevant information and policies, more questions might arise relating to the committees’ policy positions. This development might be seen as weakening the committees, a condition that might reduce their (and, in turn, Congress’s) influence over intelligence agencies and policies in dealings with the Executive. Other Options Several other options are seen as enhancing congressional oversight over the Intelligence Community, either by augmenting Congress’s own powers and capabilities or by placing additional responsibilities on the executive. Increasing the Use of Congressional Support Agencies One approach is to increase the use of the legislative support agencies—Congressional Budget Office, Congressional Research Service, and Government Accountability Office (GAO), formerly the General Accounting Office—where appropriate.48 Clarifying GAO’s Authority to Audit the IC A supplemental proposal would be to clarify and expand GAO’s authority to audit, evaluate, or investigate components of the Intelligence Community, including the CIA. This concept has been considered in Congress over decades but has been regularly opposed by the executive. The provision has been incorporated in both the House and Senate versions of the FY2010 Intelligence Authorization Act, which have incurred the Obama Administration’s objections.49 The House and Senate versions differ, however. 48 The oversight roles of the support agencies are spelled out in CRS Report RL30240, Congressional Oversight Manual, by Frederick M. Kaiser et al. 49 Sec. 335 in each H.R. 2701 and S. 1494, 111th Congress, 1st sess. See also U.S. House Permanent Select Committee on Intelligence, Intelligence Authorization Act for Fiscal Year 2010, H.Rept. 111-186, 111th Congress, 1st sess., sec. 335 (Washington, GPO, 2009); U.S. Senate Select Committee on Intelligence, Intelligence Authorization Act for Fiscal Year 2010, S.Rept. 111-55, 111th Congress, 1st sess., sec. 335 (Washington, GPO, 2009); Hon. Daniel K. Akaka, (continued...) Congressional Research Service 22 Congressional Oversight of Intelligence: Current Structure and Alternatives The House provision (Section 335 of H.R. 2701, 111th Congress) calls on the Director of National Intelligence to ensure access to authorized GAO personnel, when responding to a request of either select committee on intelligence, to necessary information to conduct an analysis, evaluation, or investigation of an IC component program or activity. The DNI is authorized to restrict such access when necessary to protect vital U.S. national security interest; when so doing, the DNI is to notify the Comptroller General and, within seven days, the intelligence committees of the reasons. The Senate version (Section 335 of S. 1494, 111th Congress) is more extensive, incorporating the language of the Intelligence Community Audit Act (S. 385, 111th Congress), which had also been considered in the 110th Congress.50 In introducing the bill, Senator Daniel Akaka emphasized that GAO has well-established expertise that should be leveraged to improve the performance of the Intelligence Community. In particular, GAO could provide much needed guidance to the IC related to human capital, financial management, information sharing, strategic planning, information technology, and other areas of management and administration. By employing GAO’s expertise to improve IC management and operations while carefully protecting sensitive information, this bill would reinforce the Intelligence Community’s ability to meet its mission.51 This new provision would allow for management-related audits of the IC by any congressional committee of jurisdiction (not just the intelligence panels); support GAO audits of areas focused on intelligence sources and methods, but only upon the request of either intelligence committee; establish security procedures between GAO and the intelligence committee requesting such audits; and prohibit the arbitrary limitation on GAO’s ability to audit the IC without specific statutory language restricting such access. The Obama Administration has stated its opposition to the proposal for enhanced GAO audit powers, however, on several occasions. In July 2009, it insisted that Section 335 would fundamentally shift the long-standing relationship and information flow between the IC and intelligence committee members and staff .... The Administration would welcome the opportunity to more fully address this matter before fundamental changes to the oversight process are legislated.52 (...continued) “Statement on S. 385,” Congressional Record, Feb. 5, 2009, vol. 155, pp. S1680-S1681, and “Senate Passes Intelligence Community Audit Act,” Press release, Sept. 17, 2009; and OMB, Conference Letter regarding S. 1494 and H.R. 2701, p. 3. 50 For action in the 110th Congress on similar plans, see the Intelligence Community Audit Act, H.R. 978 and S. 82, 110th Congress. Hearings and press coverage include U.S. Senate Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia, Government-wide Intelligence Community Reform, hearing, 110th Congress, 2nd sess., Feb. 29, 2008 (Washington, GPO, 2008); Chris Strom, “Panel witnesses press for GAO audits of intelligence agencies,” Government Executive, available at http://www.govexec.com/story_page.cfm? filepath=/dailyfed/0208/022908cdpm2.htm, February 29, 2008; Paul Kane, “GAO Seeks Review of Spy Agencies,” Washington Post, Mar. 7, 2008, p. A15; M.Z. Hemingway, “GAO wants more muscle,” Federal Times, March 26, 2007, p. 1; and “GAO Seeks Greater Role in Oversight of Intelligence,” Secrecy News, October 3, 2007, available at http://www.fas.org. 51 Senator Akaka, “Statement on S. 385,” p. S1680. 52 U.S. Office of Management and Budget, Statement of Administration Policy: H.R. 2701—Intelligence Authorization Act for Fiscal Year 2010, July 8, 2009, p. 2. Congressional Research Service 23 Congressional Oversight of Intelligence: Current Structure and Alternatives The Administration added to this in March 2010, when it objected to the Senate-passed version of the 2010 Intelligence Authorization Act. The GAO audit provision, which was cited as a principal reason for a possible presidential veto of the bill, would amend current law and provide GAO unprecedented authority to conduct intelligence oversight ... current law expressly exempts intelligence and counterintelligence activities from GAO review ... these [proposed] provisions would fundamentally change the statutory framework for oversight of the IC through the intelligence oversight committees and alter the long-standing relationship and information flow between the IC and intelligence committee members and staff. Committee oversight, precisely because it is conducted by the committees through a cadre of knowledgeable and experienced staff, is a valuable contribution to improving the quality of intelligence and the effective, efficient operation of the IC.53 GAO took exception to the Administration’s stand, insisting that it contained “several misstatements of law and fact.”54 GAO argued that it has well-established authority to evaluate agency programs and investigate matters related to the receipt, disbursement, and use of public money ... and to access agency records .... The proposed legislative provisions in essence reaffirm GAO’s existing authority to address the lack of cooperation GAO has received from certain elements of the IC in carrying out work at the specific request of the intelligence committees and other committees of jurisdiction .... GAO does not agree with the Administration’s view, originating in a 1988 opinion of the Department of Justice’s Office of Legal Counsel, that the creation of the congressional intelligence oversight structure (codified at 50 U.S.C. 413) implicitly exempted reviews of intelligence activities from the scope of GAO’s existing authority.55 These and similar proposals, which date to the mid-1970s, are the result of a fundamental disagreement between GAO and the IC with regard to the Office’s authority and jurisdiction over all of them. GAO possesses nearly unfettered jurisdiction to audit and investigate the federal government. GAO’s access, however, may be precluded in certain situations: by the President, if it involves sensitive or classified records, such as foreign intelligence and counterintelligence activities; in instances where records are statutorily exempted from disclosure; or in cases where an executive agency holds competing powers which are used to prevent GAO access.56 The last of these obstacles to full access has led to conflicts between GAO and the IC, particularly the CIA. 57 The CIA views its own statutory authority as keeping it off-limits to independent GAO 53 OMB, Conference Letter regarding the 2010 Intelligence Authorization Act, p. 2. Dodaro, Letter to the Hon. Dianne Feinstein and Hon. Silvestre Reyes, March 18, 2010, regarding the OMB letter of March 15, 2010, p. 1. 55 Ibid., p. 2. 56 Central Intelligence Agency Act of 1949, 63 Stat. 213; General Accounting Office Act of 1980, 94 Stat. 311; 31 U.S.C. 716(d); and 31 U.S.C. 716(b) and 3524(c). 57 GAO has been limited in its independent authority to audit and investigate the CIA, because of provisions in public law and congressional rules as well as tradition and precedents. The CIA, however, is evidently the only intelligence component which makes such an across-the-board claim. See GAO, Central Intelligence Agency: Observations on GAO Access to Information on CIA Programs and Activities, statement by Henry J. Hinton, GAO-01-975T (Washington: GAO, 2001); Information Sharing, GAO-06-385, (Washington: GAO, 2006), pp. 6-7;and DOD Personnel Security Clearances, Letter to Hon. George V. Voinovich, Chairman, Senate Subcommittee on Oversight of Government Management, June 14, 2006, p. 1. See also U.S. House Government Reform Subcommittees on Government Efficiency and on National Security, Is the CIA’s Refusal to Cooperate with Congressional Inquiries a Threat to Effective Oversight of the Federal Government, hearings, 107th Cong., 1st sess (Washington: GPO, 2001); (continued...) 54 Congressional Research Service 24 Congressional Oversight of Intelligence: Current Structure and Alternatives audits and investigations. Under this interpretation, the CIA has declined to participate in GAO reviews (as well as in some congressional oversight hearings held by panels other than the Select Committees on Intelligence); and the Agency has, on occasion, attempted to enlist other components to do the same.58 In contrast to the CIA’s position, however, other IC entities have not asserted the same proscription against GAO audits. For instance, the Department of Defense, which houses the largest number of intelligence units, has issued the following instructions: It is DoD policy that the Department of Defense cooperate fully with the GAO and respond constructively to, and take appropriate corrective action on the basis of, GAO reports .... [But DoD is also to] be alert to identify errors of fact or erroneous interpretation in GAO reports, and to articulate the DoD position in such matters, as appropriate.59 GAO has taken exception to the CIA’s position, emphasizing that the Office has authority to audit the Agency independently but lacks enforcement power.60 If enacted, the new provision would change this situation. Enhancing the Inspectors General A different set of alternatives would bring about changes in offices of inspector general (OIGs). These are statutorily created in executive “establishments” (all the cabinet departments and larger federal agencies, including the CIA) and “designated federal entities” (the usually smaller boards, commissions, foundations, and government corporations) to combat waste, fraud, and abuse and to keep the agency head and Congress fully and currently informed about these matters.61 One change occurred through passage of the Inspector General Reform Act of 2008; it eases and (...continued) Frederick M. Kaiser, “GAO Versus the CIA: Uphill Battles Against an Overpowering Force,” International Journal of Intelligence and Counterintelligence, vol. 15 (2002), pp. 330-389; and other citations in footnote 55 below. 58 See House Government Reform Subcommittees on Government Efficiency and National Security, CIA’s Refusal to Cooperate, pp. 1-8. The subcommittee chairmen emphasized that the CIA had initially agreed to participate in a GAO survey of computer security programs but later declined. The Agency also attempted, unsuccessfully as it turned out, to have other IC entities follow suit. Finally, the CIA declined to participate in any of the subcommittees’ hearings or meetings, even if held in executive or secret session. 59 Department of Defense Instruction 7650.02, November 20, 2006. 60 Elaboration of GAO’s support for such new authority and the DNI’s (and the previous DCI’s) opposition appears in a number of sources: David M. Walker, Comptroller General, letter to Hon. John D. Rockefeller, Chairman, and Hon. Christopher S. Bond, Vice Chairman, Senate Select Committee on Intelligence, March 1, 2007; J. M. McConnell, Director of National Intelligence, letter to Hon. John D. Rockefeller, Chairman, and Christopher S. Bond, Vice Chairman, Senate Select Committee on Intelligence, March 7, 2007. For the competing views of the disputes over independent GAO access, which date to the earliest days of the CIA, see U.S. Central Intelligence Agency, DCI Affirmation of Policy for Dealing with the General Accounting Office (GAO), Memorandum for the Director of Central Intelligence, from Stanley L. Moskowitz, Director of Congressional Affairs, 7 July 1994; GAO, Central Intelligence Agency: Observations on GAO Access to Information on CIA Programs and Activities, statement of Henry J. Hinton, GAO-01-975T (2001); letters from the Comptroller General to the Director of National Intelligence (DNI), April 27, 2006, and to the Chairman and Ranking Minority Member of the Senate Committee on Homeland Security and Governmental Affairs, May 15, 2006, disputing the DNI’s position that the “review of intelligence activities is beyond the GAO’s purview,” as stated in Information Sharing, GAO-06-385 (2006), pp. 6 and 71; Senate Subcommittee on Oversight of Government Management, Government-wide IC Reform; OMB Director, Conference Letter Regarding the FY 2010 Intelligence Authorization Act, p. 2; and Gene L. Dodaro, Acting Comptroller General, GAO, Letter to Honorable Dianne Feinstein and Honorable. Silvestre Reyes (disputing the OMB Director’s stand on this matter), March 18, 2010. See also Kaiser, “GAO Versus the CIA.” 61 Inspector General Act of 1978, as amended (5 U.S.C. Appendix). Congressional Research Service 25 Congressional Oversight of Intelligence: Current Structure and Alternatives increases coordination among the IGs through a new Council of the Inspectors General on Integrity and Efficiency, which includes the IGs from the CIA and the Departments of Defense, Justice, and State, among nearly 70 agencies. 62 A proposal in the 111th Congress would establish a new post of inspector general with comprehensive jurisdiction over the Intelligence Community. Located in the Office of the DNI, the new IG would be appointed by the President, with Senate confirmation (PAS), and could be removed only by the President, not the DNI.63 The IG’s powers would be comparable—but not identical—to the establishment IGs. Notwithstanding its overarching jurisdiction, the new office would not replace the existing counterparts in various departments and agencies, except for the one currently in the ODNI. The IC inspector general, however, would have authority to resolve jurisdictional conflicts among the existing statutory OIGs within IC elements and otherwise coordinate their reviews, audits, and investigations. 64 The Obama Administration issued the following statement about the addition of an IC-wide IG.: The Administration supports the important work undertaken by Inspectors General ... and would like to work with the Congress on the optimal approach and authorities for carrying out the important functions of Inspectors General in the context of the IC.65 The Administration later took exception to the new IC IG post, along with several others, being PAS. A statement from the OMB Director stated that “consistent with the recommendations” of the 9/11 Commission, we believe that if these provisions were to become law, critical national security positions would likely remain unfilled for significant periods of time, which could be disruptive across the IC. It would be particularly unfortunate confirmation of these officials were delayed as a result of disputes over unrelated matters pending in the Senate.66 Other recommendations involving IGs have been advanced. One set would add statutory IGs in four DOD agencies: the Defense Intelligence Agency, National Geospatial-Intelligence Agency, National Reconnaissance Office, and National Security Agency.67 Earlier considerations—before the proposal for an IC-wide IG—would have augmented the authority, jurisdiction, independence, and reporting requirements of the inspector general in the ODNI. 68 62 Inspector General Reform Act of 2008 (P.L. 110-409; 122 Stat. 4305-4313). Intelligence Authorization Act for Fiscal Year 2010, H.R. 2701, sec. 406, and S. 1494, sec. 407. The current proposal mirrors ones offered in the two previous congresses. The FY2008 Intelligence Authorization Act (H.R. 2082, 110th Cong.) was vetoed by President Bush and his veto sustained. Congressional Record, vol. 154, March 11, 2008, pp. H1503-H1514. A similar recommendation was included in the FY2009 Intelligence Authorization Act (H.R. 5959, 110th Cong.), also meeting objections from the Bush Administration. See Office of Management and Budget, Statement of Administration Policy: H.R. 5959—Intelligence Authorization Act for FY 2009, July 6, 2008. 64 H.R. 2701, sec. 406, and S. 1494, sec. 407. 65 OMB, Statement of Administration Policy: H.R. 2701 (2009), p. 2. 66 OMB, Conference Letter regarding S. 1494 and H.R. 2701, p. 3. 67 The FY 2010 Intelligence Authorization Act (sec. 431 of S. 1494, 111th Cong.)—reiterating sections of the FY2009 Intelligence Authorization Act (H.R. 5959, 110th Cong.) and of the FY2008 bill—would place these four DOD intelligence elements under the Inspector General Act of 1978, as amended (5 U.S.C. Appendix). These agencies would be the equivalent of “designated federal entities.” 68 The DNI, under authority establishing the post and office (P.L. 108-458), has full discretion to create and construct an OIG in his office, based on provisions he selects from the Inspector General Act of 1978, as amended. In 2006, the (continued...) 63 Congressional Research Service 26 Congressional Oversight of Intelligence: Current Structure and Alternatives Applying GPRA Requirements to the CIA A different scheme would affect the executive directly: place the CIA expressly under the requirements of the Government Performance and Results Act, commonly referred to by its initials (GPRA) or as the Results Act. This 1993 enactment emphasizes assessing agencies based on outcomes (that is, their performance and results) rather than outputs (for instance, meeting certain deadlines, quotas for issuing grants, or expenditure levels). 69 The CIA remains the only significant explicit exemption to GPRA’s mandates. These include developing a broad mission statement; a five-year strategic plan flowing from it; an annual performance plan, setting specific objectives and ways to carry out the strategic plan; and a follow-up evaluation of the agency’s accomplishments, failures to meet expectations, and reasons for both. These GPRA reports from the CIA could be submitted to the House and Senate Intelligence Committees in a classified version. Observations on Oversight of Intelligence Obstacles to Oversight Congressional oversight of intelligence meets obstacles that are not usually present in other subject and policy areas.70 Secrecy Constraints The most significant constraint is the high degree and pervasiveness of secrecy surrounding intelligence policy, information, activities, operations, resources, and personnel. For Congress, this means that the legislature, its committees, and its Members are circumscribed in a number of ways: what they know; who receives the information, how, and in what form and forum; who provides it; what information can be shared with other Members and panels, how, and in what detail; and what non-governmental sources can contribute to legislators’ knowledge, to what degree, and in what ways. The secrecy imperative results in a system that is often closed to outsiders—not just the general public but also Representatives and Senators who do not have seats on the select committees on intelligence. The impact of official secrecy is evident in the restrictions on access to and disclosure of classified information in the panels’ custody as well as on restraints covering what the select committee members themselves can discuss outside its confines.71 These restrictions (...continued) director established an inspector general post in his office. U.S. Office of the Director of National Intelligence, Report on the Progress of the DNI in Implementing the Intelligence Reform Act of 2004, May 2006. In the meantime, however, the House and Senate Intelligence Committees have raised questions about the IG’s independence, capabilities, jurisdiction, and reporting to Congress. U.S. Congress, House Permanent Select Committee on Intelligence, Intelligence Authorization Act for 2007, H.Rept. 109-411, 109th Cong., 2nd sess. 69 P.L. 103-62, 107 Stat. 285. 70 See citations in footnotes 1 and 3 above. 71 CRS Report R40691, Sensitive Covert Action Notifications: Oversight Options for Congress, and CRS Report R40698, “Gang of Four” Congressional Intelligence Notifications, both by Alfred Cumming. Congressional Research Service 27 Congressional Oversight of Intelligence: Current Structure and Alternatives and their demanding requirements not only slow down or prevent access by non-members, because of an anticipated lengthy delay in complying with the procedures, but might also harbor a “chilling effect” for some, because of the strict limitations on disclosure and use of the information among colleagues outside the Intelligence Committees. As noted above, moreover, other access controls adopted by the executive set limits on the Government Accountability Office, Congress’s chief audit and investigative agency. Reinforcing secrecy’s constraints is the institutionalized system determining eligibility for access to classified national security information, which for the most part is governed by executive orders and directives. These limitations can restrict the availability of information among Members of Congress, even though they (as with other constitutional officers) are not required to hold security clearances to be eligible for access. 72 Yet such constraints exist because of formal agreements as well as informal arrangements between legislators on the one hand and executive officials on the other to control access among Members and staff. The impacts and implications of secrecy are extensive and burdensome. The 9/11 Commission summarized the effects this way: “Secrecy stifles oversight, accountability, and information sharing.”73 Perceived Limited Appeal of Intelligence Oversight In addition to secrecy’s constraints is the perceived limited appeal of overseeing intelligence and making intelligence policy, including authorizing the budget. This view appears because congressional efforts in overseeing and authorizing intelligence activities remain largely hidden and may have only marginal direct effects on Members’ constituencies, districts, or states.74 Overcoming the Obstacles Objectives and Goals The impact of these limitations on Congress’s oversight of intelligence is that it is significantly more difficult than in other fields. And the usual incentives for Members to serve on certain committees and conduct oversight appear to be more modest or even non-existent for intelligence. Steps have been taken, however, to increase Congress’s ability to overcome these hurdles. Prospects along this line include (1) heightening the appeal of serving on the intelligence panel; (2) enhancing the expertise and knowledge of Members (both on and off the panels); (3) reinforcing the shared responsibilities between an Intelligence Committee, on the one hand, and panels with overlapping memberships, on the other; (4) expanding the contacts and coordination between the intelligence authorizers and appropriators; (5) changing the relationship between the two chambers on intelligence matters, through, for instance, a joint committee or increased 72 See CRS Report RS20748, Protection of Classified Information by Congress: Practices and Proposals, by Frederick M. Kaiser. Similarly, other constitutional officers—the President, Vice President, and Supreme Court Justices—are not required to hold clearances. By comparison, legislative staffers are required to have the appropriate clearance to be eligible for access. 73 9/11 Commission, Report, p. 24. 74 Ibid., pp. 420-421. Congressional Research Service 28 Congressional Oversight of Intelligence: Current Structure and Alternatives contacts between the existing committees; and (6) developing new connections between Congress and the executive that could contribute to more effective oversight. Proposals for Change Growing out of these general goals are a number of specific recommendations to strengthen oversight of intelligence, one of which (i.e., for a Joint Committee on Intelligence) first arose more than six decades ago, when the modern intelligence community began. Recent ones have emerged (or re-emerged) from legislators and others, prominently the 9/11 Commission, which proposed two distinct alternatives. Establishing a Joint Committee on Intelligence One 9/11 Commission recommendation in 2004, whose origins date to 1948, was to create a joint committee on intelligence. Yet over the years, the drafts for a JCI have differed in important respects: membership, leadership, jurisdiction, authority, staffing, and controls over classified information, among other matters. Moreover, rationales for a JCI have met with competing objections and concerns. Enhancing the Powers and Status of the Intelligence Committees A second major option advanced by the 9/11 Commission was to enhance the powers and status of the Intelligence Committee in each house, along with realigning committee jurisdiction over intelligence appropriations, with the prospect of merging authorizing and appropriations in one committee in each chamber: namely, the Select Committees on Intelligence. The Senate—in S.Res. 445 (108th Congress), approved October 9, 2004—followed this path, but only part of the way, when it removed the term limits on serving on its intelligence panel and reduced the number of members. In separate action, leaders on the Senate Intelligence and Appropriations Committees issued a Memorandum of Agreement in 2006, designed to improve coordination and transparency between the two panels. In the meantime, the Senate Intelligence Committee leaders advanced a proposal to create an Appropriations Intelligence Subcommittee. It would have comprehensive jurisdiction for the intelligence budget and its membership would include Intelligence Committee members who are already on Appropriations, the chairman and ranking minority member of the Defense Appropriations Subcommittee, and the chairman and vice chairman of the Intelligence Committee as ex officio members. The Senate Appropriations Committee leaders, however, opposed this plan. The House has traveled a different route. It created a Select Intelligence Oversight Panel on its Appropriations Committee, to serve as an advisory body, which includes members of the Intelligence Committee. Augmenting Congress’s Oversight Capabilities in Other Ways Other approaches to change legislative oversight of intelligence have been advanced, including several that would affect the executive directly as well as Congress’s own capabilities. Among these are proposals to increase the use of congressional support agencies; clarify access for GAO to audit intelligence community elements, particularly the CIA; require the CIA to meet the GPRA planning and reporting obligations, as other IC components do; establish a new inspector general with jurisdiction over the entire intelligence community as well as ones in certain Defense Department intelligence agencies; and change congressional notification procedures. Congressional Research Service 29 Congressional Oversight of Intelligence: Current Structure and Alternatives Author Contact Information Frederick M. Kaiser Specialist in American National Government fkaiser@crs.loc.gov, 7-8682 Congressional Research Service 30