Order Code RL33668
The Speech or Debate Clause:
Recent Developments
Updated April 17, 2007
Todd B. Tatelman
Legislative Attorney
American Law Division

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The Speech or Debate Clause: Recent Developments
Summary
Members of Congress have immunity for their legislative acts under Article I,
§ 6, cl. 1, of the Constitution, which provides in part that “for any speech or debate
in either House, [Senators and Representatives] shall not be questioned in any other
place.” Even if their actions are within the scope of the Speech or Debate Clause or
some other legal immunity, Members of Congress remain accountable to the House
of Congress in which they serve and to the electorate. In cases in which the clause
applies, the immunity is absolute and cannot be defeated by an allegation of an
improper purpose or motivation. When applicable, the clause affords not only
substantive immunity but also a complementary evidentiary privilege. In other
words, the clause provides both immunity from liability (in civil and criminal
proceedings) and a testimonial privilege.
Recently, two separate and previously unresolved issues have arisen with
respect to the scope and application of the Speech or Debate Clause. The first
involves the execution of a search warrant on the Rayburn House Office of
Representative William J. Jefferson. The search was conducted as part of the FBI’s
investigation of Representative Jefferson to determine whether he and other persons
were involved in criminal activity, including bribery and other felonies. Such an
action by the executive branch appears to be unprecedented in U.S. history and raises
serious and significant constitutional questions with respect to potential intimidation
and diminution of the independence and autonomy of the legislative branch and its
integral legislative functions at which the Speech or Debate Clause is directed.
Although Representative Jefferson lost his initial legal challenge to have the seized
documents and materials returned before the United States District Court for the
District of Columbia, the Court of Appeals for the District of Columbia (D.C.
Circuit) remanded the case and instructed the lower court to provide Representative
Jefferson with copies of the materials and a chance to make his claims of privilege
ex parte and in camera. Moreover, the Court of Appeals issued an injunction
preventing the Department of Justice (DOJ) from reviewing any of the seized
materials until the question of privilege has been settled by the courts.
The second Speech or Debate Clause question on which the courts have recently
issued opinions concerns claims of employment discrimination brought against
Members’ offices pursuant to the Congressional Accountability Act of 1995. A 1986
decision of the D.C. Circuit had held that such suits were barred by the Speech or
Debate Clause if the “employee’s duties were directly related to the due functioning
of the legislative process.” The Tenth Circuit Court of Appeals and the D.C. Circuit,
however, recently ruled that the Speech or Debate Clause does not automatically
prevent such suits from proceeding. Both decisions, however, appear to have left
unanswered significant questions relating to the use and introduction of evidence that
may be related to “legislative acts” and, therefore, protected by the Speech or Debate
Clause. Such questions could ultimately frustrate the ability of potential plaintiffs
to pursue their claims.
This report examines these recent developments in Speech or Debate Clause
jurisprudence and will be updated as events warrant.

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Contents
Constitutional Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Searches and Seizures of Congressional Offices . . . . . . . . . . . . . . . . . . . . . . 4
Factual Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
General Legal Arguments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
District Court Proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Court of Appeals Proceedings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Employment and Personnel Actions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

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The Speech or Debate Clause:
Recent Developments
Constitutional Background
The Constitution provides that “for any speech or debate in either House,
[Senators and Representatives] shall not be questioned in any other place.”1
Commonly referred to as the Speech or Debate Clause, this language affords
Members of Congress immunity from certain civil and criminal suits relating to their
legislative acts.2 In addition, the clause also provides a testimonial privilege3 that
extends not only to oral testimony about privileged matters4 but to the production of
privileged documents.5
Adopted at the Constitutional Convention without debate or opposition,6 the
historic rationale and purpose of the Speech or Debate Clause has been clearly
understood to protect the “independence and integrity” of members of the legislature
1 U.S. CONST. Art. I, § 6, cl. 1.
2 See e.g., United States v. Helstoski, 442 U.S. 477 (1979) (excluding evidence of legislative
action in a criminal prosecution of a Member of the House of Representatives); Eastland v.
United States Servicemen’s Fund, 421 U.S. 491 (1975) (dismissing civil suit to enjoin a
Senate Committee investigation); Dombrowski v. Eastland, 387 U.S. 82, 85 (1967)
(dismissing a civil conspiracy claim against members of a Senate committee); United States
v. Johnson, 383 U.S. 169 (1966) (reversing criminal conspiracy conviction based on Speech
or Debate Clause immunity).
3 See generally, Gravel v. United States, 408 U.S. 606 (1972).
4 Id. at 615-616; see also Dennis v. Sparks, 449 U.S. 24, 30 (1980) (stating “we have held
that Members of Congress need not respond to questions about their legislative acts”);
Miller v. Transamerica Press, Inc., 709 F.2d 524, 528-29 (9th Cir. 1983) (denying a motion
to compel testimony from a former congressmen).
5 See e.g., Maddox v. Williams, 855 F.Supp. 406, 413 (D.D.C. 1994) (stating that “the
Speech or Debate Clause stands as an insuperable obstacle to [a party’s] attempt to acquire
by compulsion documents or copies of documents in the possession of the Congress”) aff’d
sub nom. Brown & Williamson Tobacco Corp. v. Williams, 62 F.3d 408 (D.C. Cir. 1995);
see also Minpeco, S.A. v. Conticommodity Services, 844 F.2d 856, 859-61 (D.C. Cir. 1988)
(applying a broad reading of the Clause to protect the “integrity of the legislative process
itself”); Hearst v. Black, 87 F.2d 68, 71-2 (D.C. Cir. 1936) (stating that “[i]f a court could
say to the Congress that it could use or could not use information in its possession, the
independence of the Legislature would be destroyed and the constitutional separation of the
powers of government invaded”).
6 See Powell v. McCormack, 395 U.S. 486, 502 (1969) (citing 5 DEBATES ON THE FEDERAL
CONSTITUTION 406 (J. Elliot, ed. 1876); 2 RECORDS OF THE FEDERAL CONVENTION OF 1787,
246 (M. Farrand, rev. ed. 1966)).

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from “intimidation” by both the executive branch and the judiciary — that is, to help
ensure that the legislature would be a co-equal, independent branch of government
by “prevent[ing] intimidation [of legislators] by the executive and accountability
before a possibly hostile judiciary.”7 In explaining the purposes of the Speech or
Debate Clause, the Supreme Court has traced the ancestry of the clause to the English
Bill of Rights of 1689, which was “the culmination of a long struggle for
parliamentary supremacy”:
Behind these simple phrases lies a history of conflict between the Commons and
the Tudor and Stuart monarchs during which successive monarchs utilized the
criminal and civil law to suppress and intimidate critical legislators. Since the
Glorious Revolution in Britain, and throughout United States history, the
privilege has been recognized as an important protection of the independence and
integrity of the legislature.8
In addition, the Supreme Court has recognized that the clause was not intended
simply “for the personal or private benefit of Members of Congress, but to protect the
integrity of the legislative process by insuring the independence of individual
legislators.”9 The Court has also expressly noted the function of the Speech or
Debate Clause as serving the interests of separation of powers: “In the American
governmental structure the [C]lause serves the additional function of reinforcing the
separation of powers so deliberately established by the Founders.”10 Moreover, the
Court has “without exception ... read the Speech or Debate Clause broadly to
effectuate its purposes.”11
The Supreme Court’s interpretations and holdings in cases involving the Speech
or Debate Clause indicate absolute protection for Members when speaking on the
House or Senate floor,12 introducing and voting on bills and resolutions,13 preparing
7 United States v. Johnson, 383 U.S. 169, 181 (1966).
8 Id. at 178 (internal citations omitted); see also Tenney v. Brandhove, 341 U.S. 367, 372
(1951) (stating that:
The privilege of legislators to be free from arrest or civil process for what they
do or say in legislative proceedings has taproots in the Parliamentary struggles
of the Sixteenth and Seventeenth Centuries. As Parliament achieved increasing
independence from the Crown, its statement of the privilege grew stronger. In
1523, Sir Thomas More could make only a tentative claim. ... In 1668, after a
long and bitter struggle, Parliament finally laid the ghost of Charles I, who had
prosecuted Sir John Elliot and others for “seditious” speeches in Parliament)
(internal citations omitted).
9 United States v. Brewster, 408 U.S. 501, 507 (1972); see also Kilbourn v. Thompson, 103
U.S. 168, 203 (1881).
10 Johnson, 383 U.S. at 181.
11 Eastland, 421 U.S. at 502.
12 Johnson, 383 U.S. at 184-85; Gravel, 408 U.S. at 616; see also Cochran v. Couzens, 42
F.2d 783 (D.C. Cir 1929), cert. denied, 282 U.S. 874 (1930).
13 Powell v. McCormack, 395 U.S. 486, 505 (1969) (stating that “[t]he purpose of the
(continued...)

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and submitting committee reports,14 acting at committee meetings and hearings,15 and
conducting investigations and issuing subpoenas.16 Conversely, the Court has made
clear that the Speech or Debate Clause does not protect criminal conduct, such as
taking a bribe, which is not a part of the legislative process.17 In addition, it appears
that the clause provides no protection for what the Court has deemed “political” or
“representational” activities, such as direct communications with the public,18
speeches outside of Congress,19 newsletters,20 press releases,21 private book
publishing,22 or even the distribution of official committee reports outside the
legislative sphere.23 According to the Court, these types of activities are not covered
13 (...continued)
protection afforded legislators is ... to insure that legislators are not distracted from or
hindered in the performance of their legislative tasks by being called into court to defend
their actions); Kilbourn, 103 U.S. at 204 (stating that “[t]he reason of the rule is as forcible
in its application to written reports presented in that body by its committees, to resolutions
offered, ... and to the act of voting, ... “); see also Fletcher v. Peck 10 U.S. (6 Cranch) 87,
130 (1810) (declining to examine the motives of state legislators who were allegedly bribed
for their votes).
14 Doe v. McMillan, 412 U.S. 306 (1973); Kilbourn, 103 U.S. at 204.
15 See id.; see also Gravel, 408 U.S. 628-29. In addition, some lower federal courts have
also held that the Clause bars the use of evidence of a Member’s committee membership.
Compare United States v. Swindall, 971 F.2d 1531 (11th Cir. 1991), rehearing denied, 980
F.2d 1449 (11th Cir. 1992) with United States v. McDade, 28 F.3d 283 (3d Cir. 1994), cert.
denied, 514 U.S. 1003 (1995).
16 See Eastland v. United States Servicemen’s Fund, 421 U.S. 491 (1975); see also Tenney
v. Brandhove, 341 U.S. 367 (1951) (refusing to examine motives of state legislator in
summoning witness to hearing).
17 See Brewster, 408 U.S. at 526; see also United States v. Helstoski, 442 U.S. 477, 489
(1979) (holding that evidence can be introduced regarding corrupt agreements on the basis
that “promises by a Member to perform an act in the future are not legislative acts”); but see
Doe v. McMillan, 412 U.S. 306, 312-13 (1973) (stating that “Congressmen and their aides
are immune from liability for their actions within the ‘legislative sphere’ even though their
conduct, if performed in other than legislative contexts, would in itself be unconstitutional
or otherwise contrary to criminal or civil statutes”).
18 See Brewster, 408 U.S. at 512 (stating that “[a]lthough these are entirely legitimate
activities, they are political in nature rather than legislative, in the sense that term has been
used by the Court in prior cases. But it has never been seriously contended that these
political matters, however appropriate, have the protection afforded by the Speech or Debate
Clause.”).
19 Id.
20 Id.
21 Hutchinson v. Proxmire, 443 U.S. 111 (1979).
22 Gravel, 408 U.S. at 625.
23 Doe v. McMillan, 412 U.S. 306 (1973). In Doe, the Court held that the actions of the
Members, their staffs and a consultant in preparing a committee report were protected. On
remand, the district court granted them immunity on the basis that there had been quite
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because they are not “an integral part of the deliberative and communicative
processes” by which Members participate in legislative activities.24 Finally, it
appears that the clause protects certain contacts by Members with the executive
branch, such as investigations and hearings related to legislative oversight of the
executive, but does not protect others, such as assisting constituents in “securing
government contracts” and making “appointments with government agencies.”25 The
clause’s application to other types of contact by Members with the executive,
especially informal communications from Members to officials of the executive
branch, even if arguably in the course of the oversight process, remains uncertain.26
Searches and Seizures of Congressional Offices
The application for, receipt of, and ultimate execution by the Department of
Justice (DOJ) of a search warrant for the Rayburn House Office of Representative
William J. Jefferson has raised significant constitutional questions about the
application and scope of the immunity provided by the Speech or Debate Clause.
Factual Background. On May 20, 2006, DOJ agents and the Federal Bureau
of Investigation (FBI) executed a search warrant at the congressional offices in the
Rayburn Building of Representative William J. Jefferson.27 The search had been
authorized by a warrant issued by Chief Judge Thomas Hogan of the United States
District Court for the District of Columbia on May 18, 2006. The search lasted
approximately 18 hours and, according to subsequently filed court documents,
resulted in the seizure of two boxes of paper records and electronic copies of the
contents of every computer hard drive in the Representative’s office. The General
Counsel of the House of Representatives and Representative Jefferson’s private
23 (...continued)
limited public distribution of the report. See Doe v. McMillan, 374 F. Supp. 1313 (D.D.C.
1974). The D.C. Circuit subsequently upheld the claim of immunity as to the Public Printer
and Superintendent of Documents. See Doe v. McMillan, 566 F.2d 713 (D.C.Cir. 1977),
cert. denied, 435 U.S. 969 (1978). The D.C. Circuit, however, expressly reserved the
question of the availability of immunity “in a case where distribution was more extensive,
was specially promoted, was made in response to specific requests rather than standing
orders, or continued for a period after notice of objections was received.” Id. at 718.
24 Gravel, 408 U.S. at 625.
25 United States v. McDade, 28 F.3d 283, 299-300 (3d Cir. 1994) (citing Eastland v. United
States Servicemen’s Fund, 421 U.S. 491, 504-06 (1975)), cert. denied, 514 U.S. 1003
(1995); see also Brewster, 408 U.S. at 512.
26 McDade, 28 F.3d at 300. For additional reading on the constitutional immunity afforded
by the Speech or Debate Clause, see CRS Report RL30843, Speech or Debate Clause
Constitutional Immunity: An Overview, by Jay R. Shampansky.
27 Unless otherwise noted, the sources for the factual background herein related are as
follows: The Affidavit in Support of Application of Search Warrant, dated May 18, 2006
(Affidavit); the Memorandum in Support of Motion for Return of Property, dated May 24,
2006 on behalf of Representative William J. Jefferson (Jefferson Memo); and the
Government’s Response to Representative William Jefferson’s Motion for Return of
Property, dated May 30, 2006 (DOJ Response).

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counsel sought entry to the offices to oversee the search but were prohibited from
doing so by the agents.28
The search was conducted as part of the FBI’s investigation of Representative
Jefferson, which began in March 2005, to determine whether he and other persons
bribed or conspired to bribe a public official, committed or conspired to commit wire
fraud, or bribed or conspired to bribe a foreign official, in violation of sections 201,
371, 343, 1346, and 1349 of Title 18, and section 78dd-1 of Title 15 United States
Code. The investigation involves allegations, inter alia, that the Representative used
his position to promote the sale of telecommunications equipment and services by a
domestic firm to several African nations in return for payment of stocks and cash and
whether he planned to bribe high-ranking officials in Nigeria and to use his influence
with high-ranking government officials in other African countries to obtain the
necessary approval for the firm’s ventures.
In apparent recognition of the unique and constitutionally sensitive action that
the DOJ was preparing to take — it appears that no warrant to search a congressional
office had ever been sought or obtained before — the supporting affidavit contained
special procedures to guide and confine the search process. As explained by the DOJ
in its response to the district court opposing the return of the documents to
Representative Jefferson:
[T]he Government has been interested only in obtaining non-legislative act
evidence of criminal activity and has committed to implementing elaborate
procedures to avoid any information that could be covered by the Speech or
Debate Clause (or that would be non-responsive). As a matter of comity, and out
of an abundance of caution, the Government proposed, and this Court approved,
special procedures designed to accommodate the privilege and other political
sensitivities by ensuring that no document covered by the Speech or Debate
Clause would come into the possession of the prosecution team.29
These procedures, as originally described,30 provided that with regard to paper
records in the offices, a search team of Special Agents from the FBI who had no role
in the investigation (non-case agents) would examine every document in the office
and determine which documents were responsive to the list of documents being
sought. The non-case agents were forbidden from revealing any non-responsive or
politically sensitive information they came across during the search. Responsive
documents were to be transferred to a “filter team” consisting of two DOJ attorneys,
who were not part of the prosecution team, and a non-case FBI agent, who were to
review each seized document to address its responsiveness. Those documents
deemed responsive would then be reviewed by the filter team to determine if any
responsive document fell within the protection of the Speech or Debate Clause. Non-
privileged records, determined to fall outside of the Speech or Debate Clause
protection, were to be transferred to the prosecution team, which was to have
provided counsel to Representative Jefferson copies within 10 days. Papers
28 Jefferson Memo, supra note 27 at 3-8; see also DOJ Response, supra note 27 at ¶ 4.
29 See DOJ Response, supra note 27 at 14-15 (emphasis in original).
30 See Affidavit, supra note 27 at ¶¶ 136-156.

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potentially covered by the Speech or Debate Clause were to be catalogued in a log
and the log provided to counsel for Representative Jefferson along with copies of the
papers within 20 business days. According to the warrant, the potentially privileged
papers were not to be supplied to the prosecution team until a court so ordered.
With respect to the computer files, a special FBI forensics team would download
materials from the office computers and transfer the downloaded files to an FBI
facility, where a search of the data would be conducted using court-approved search
terms contained in Schedule C of the affidavit. Responsive data were to be turned
over to the filter team for a review. Responsive, potentially privileged computer
documents were to be logged and provided to counsel along with copies of those
documents within 60 days from the start of the review. The filter team would then
request the court to review the potentially privileged records.
In response to concerns raised by Representative Jefferson and members of the
House leadership, DOJ in its court filing developed and proposed “additional
procedural accommodation[s].” The additional procedures are discussed as follows:
Under this additional procedure, copies of all materials seized from Rep.
Jefferson’s office will be provided to Rep. Jefferson (and, if Rep. Jefferson
chooses, he may provide copies to House Counsel). The Filter Team will prepare
a log of the records they deem to be privileged. The log will identify any such
records by date, recipient, sender, subject matter, and the nature of any potential
privilege. The Filter Team will provide its log to Rep. Jefferson (and, if Rep.
Jefferson chooses, to House Counsel) to allow him the opportunity to disagree
with the Filter Team’s privilege determinations. Documents that the Filter Team
determines are privileged will be returned to counsel for Rep. Jefferson. Any
disputes that may arise about whether particular remaining records are privileged
will then be resolved by the Court. No member of the Prosecution Team will
have access to any seized documents that Rep. Jefferson claims to be privileged
until the Court has made a determination that the record is not privileged. This
accommodation obviates the concern expressed in Rep. Jefferson’s brief that the
Filter Team, applying the original procedures set forth in the affidavit, might
make a unilateral determination that a document was not privileged and turn it
over to the Prosecution Team without affording Rep. Jefferson the opportunity
to assert privilege.31
General Legal Arguments. Initially, it appears that a potential Speech or
Debate argument exists because, although material falling within the protective
framework of the Speech or Debate Clause could eventually be ruled inadmissable
in a court proceeding or any other legal proceeding (outside of the institutions of the
House or Senate themselves) based on the Speech or Debate privilege, the act of such
a wide-ranging examination of materials pursuant to a search warrant — most likely
materials specifically and clearly covered by the privilege — is arguably in itself an
action that raises concerns of intimidation and diminution of the independence and
autonomy of the legislative branch and its integral legislative functions at which the
Speech or Debate Clause is directed.
31 See DOJ Response, supra note 27 at 11-12 (internal footnotes and citations omitted).

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Moreover, as explained in relevant court documents, the FBI itself and its own
agents were to be responsible for “sifting” through all the electronic and paper
material seized in the Member’s office, so that the FBI, and not a court (nor officials
of the legislative branch), was to make the initial determinations not only of what
material is “responsive” to the warrant, but also which material might be “privileged”
under the Speech or Debate Clause. Therefore, it also could be argued that the
independence and autonomy of the legislative branch under this process was left
initially to the legal and constitutional interpretations of the agents of the FBI. As a
former Deputy Attorney General in the Reagan Administration testified before the
House Judiciary Committee:
Search warrants for documentary evidence in legislative offices are
irreconcilable with the Speech or Debate Clause.... The Clause is offended the
moment the F.B.I. peruses a constitutionally protected legislative document.
Even if the document is not seized, memory of its political contents remains in
the Executive Branch for use in thwarting congressional opposition or leaking
embarrassing political information. Documentary searches are further
intimidating to Congress because the “plain view” doctrine of the Fourth
Amendment would entitle the F.B.I. to seize any material in the course of reading
office files concerning crimes unconnected to the search warrant. The
knowledge by a Member that the F.B.I. can make an unannounced raid on his
legislative office to read and rummage through every document or email is bound
to discourage Congress from the muscular check against the Executive that the
Speech or Debate Clause was calculated to foster.32
It should be noted that the phrase “questioned in any other place” has not been
the subject of much discussion. There do not appear to be any court decisions or
other historical evidence that may guide modern interpreters as to the phrase’s
meaning. While to date neither the DOJ nor Representative Jefferson has directly
raised the issue in this case, it would appear possible to argue that because the DOJ
specifically excluded any legislative branch representatives from the office search,
they constructively converted Representative Jefferson’s office into “any other place”
for Speech or Debate purposes. In addition, the removal of documents for off-site
“filtering” by the DOJ may also constitute questioning “in any other place.”
Moreover, the search of the computer files, which according to the DOJ’s own
procedures was to be done at an FBI laboratory, appears to most certainly qualify as
“any other place.”
District Court Proceedings. In response to the search and seizure of
materials from his House office, Representative Jefferson, joined by the House
General Counsel filing as amicus curie on behalf of the House Bi-Partisan Leadership
Council, sought to have the search declared unconstitutional and the seized materials
returned to his possession. In addition to raising many of the arguments discussed
above, Representative Jefferson argued, inter alia, that execution of the search
warrant on the premises via a document-by-document search of every paper record
32 Reckless Justice: Did the Saturday Night Raid of Congress Trample the Constitution,
Hearing Before the House Comm. on the Judiciary, 109th Cong., 2d Sess. (May 30, 2006)
(written testimony of Mr. Bruce Fein at 3-4) available at, [http://judiciary.house.gov/
OversightTestimony.aspx?ID=637].

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in the office and the “wholesale” copying and removal of the Representative’s
computer hard drive “guaranteed that the executive would be in possession of
material that relates to the Member’s legislative duties.”33 The motion asserted that
those actions, coupled with the exclusion of Representative Jefferson’s counsel and
the General Counsel for the House of Representatives from even viewing the search
process, impermissibly interfered with and violated the absolute privilege afforded
by the Speech or Debate Clause.34
The DOJ, in its brief responding to Representative Jefferson’s motion for return
of property, argued that because it was only interested in obtaining non-legislative
materials, the use of a “filter team” provided sufficient protection of the privilege
under the Speech or Debate Clause.35 Based on the DOJ’s filing, it appears that the
DOJ adopted the position that the Clause’s language “shall not be questioned at any
other place” merely protects Members from having information relating to legislative
acts used against them in a criminal proceeding.36 The DOJ’s filing suggested that
the past practice of using subpoenas and allowing initial review by the House General
Counsel’s Office pursuant to House Rule VIII to determine whether the protection
of the clause has been simply a matter of “comity.”37 The DOJ also argued that
Representative Jefferson’s position “would effectively extend Speech or Debate
immunity to clearly unprivileged materials by making it impossible to execute a
search warrant in any place containing even one privileged document.”38
DOJ’s argument seemed to rest on the contention that because the actual
prosecution team was never to have had access to any information that would have
been subject to the privilege, the Speech or Debate Clause had not been violated.39
33 Jefferson Memo, supra note 27 at 13.
34 Id.
35 DOJ Response, supra note 27 at 14-17 (stating that “the procedures proposed to be used
by the Government are plainly sufficient to protect against any permissible intrusion”).
36 Id. at 17-18 (stating that “even if the Speech or Debate Clause were understood to create
a criminal discovery privilege, rather than a privilege protecting legislators against being
questioned about privileged information or having such information used against them (a
point the Government does not concede), it simply does not constitute ‘discovery’ for a law
enforcement agent unconnected with the investigation to make a cursory review of
privileged information solely for the purpose of determining whether it is privileged”).
37 Id. at 14. DOJ’s assertion with respect to the development and use of House Rule VIII
appears to discount the significant historical precedent and evidence that suggests the House
of Representatives have nearly always taken a strong position with respect to the release of
information in response to requests and subpoenas by the executive branch. Namely, it
appears that the House has consistently defended its right to make the first determination
with respect to the application of the Speech or Debate privilege. See CRS General
Distribution Memorandum, Legal and Constitutional Issues Raised by Executive Branch
Searches of Legislative Offices, 13-22, by Morton Rosenberg, Jack H. Maskell, and Todd
B. Tatelman (June 13, 2006) (copies available from author on request).
38 Id. at 23.
39 Id. at 17 (arguing that “[b]ecause such officials are under affirmative obligations not to
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Thus, the DOJ appeared to be arguing that the Speech or Debate Clause is nothing
more than an evidentiary privilege that can be asserted prior to trial, similar to any
other available motion to exclude improperly seized evidence. As a result, DOJ
asserted that the procedures employed did not in any way prohibit Representative
Jefferson from asserting his privilege and having his claims adjudicated by a court.40
In support of its claim that the Speech or Debate Clause was not violated merely
because the DOJ was to make determinations regarding privileged material, the DOJ
referenced other prosecutions of Members of Congress.41 In these instances, the DOJ
contended that it reviewed materials obtained in response to subpoenas and
determined what could be used and what was privileged and, therefore, inadmissible
and in close or debatable situations, consistent with the Constitution, the information
was submitted to a court for a resolution as to whether the material could be used.42
On July 10, 2006, United States District Judge Thomas Hogan issued a written
opinion rejecting the arguments of Representative Jefferson and upholding the search
and seizure of materials from his Rayburn House Office as constitutional.43 In
reaching this conclusion, Judge Hogan first rejected the arguments made by
Representative Jefferson, as well as the House General Counsel’s Office, with respect
to the scope of the immunity afforded by the Speech or Debate Clause. Specifically,
Judge Hogan noted that should the execution of a search warrant be limited to a
period after the elected official has first been permitted to review and remove
privileged information, it would impermissibly expand the Speech or Debate
Clause’s protection to require advance notice of a search of any property frequented
by the Member, not just his congressional office.44
Next, Judge Hogan focused on the testimonial privilege aspect of the clause.
Like the DOJ, Judge Hogan appears to have adopted an arguably narrow construction
of the Speech or Debate Clause’s protection, noting that unlike providing responses
to a subpoena, having property searched pursuant to a search warrant is not a
39 (...continued)
disclose the contents of any documents they see (and to attest that they have not done so),
there is no prejudice to Rep. Jefferson as a result of the way in which the search was carried
out.” citing Weatherford v. Bursey, 429 U.S. 545, 556-58 (1977)).
40 Id. at 19 (stating that “Rep. Jefferson suffers no cognizable injury under the Speech or
Debate Clause because he must assert privilege after a judicially authorized search, rather
than during it, especially when he suffers no prejudice as a result”).
41 Id. at 21.
42 Id. at 21 (arguing that “[i]t has never been suggested that the Constitution is offended
merely because members of the prosecution team review legislative materials in the course
of making privilege determinations”).
43 In Re: Search of the Rayburn House Office Building Room 2113, Washington, D.C.
20515, No. 06-213, slip op. 1 (D.D.C. July 10, 2006).
44 Id. at 12 (stating that “this argument would require a Member of Congress to be given
advance notice of any search of his property, including property outside his congressional
office, such as his home or car, and further that he be allowed to remove any material that
he deemed to be covered by the legislative privilege prior to the search”).

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testimonial act; therefore, the clause’s protection does not apply.45 Relying
exclusively on Fifth Amendment case law for this analysis, Judge Hogan concludes
that “[j]ust as a search warrant does not trigger the Fifth Amendment’s testimonial
privilege, neither does a search trigger the Speech or Debate Clause’s testimonial
privilege.”46
Turning to the Speech or Debate Clause’s purpose in protecting the
independence and integrity of the legislative branch,47 Judge Hogan again appears to
have adopted an arguably narrow construction of the immunity afforded by the
Speech or Debate Clause. Here again, he interprets the Speech or Debate Clause as
protecting a right analogous to the right against self-incrimination afforded by the
Fifth Amendment. For Judge Hogan, the Speech or Debate Clause merely protects
Members from having to “answer questions as to [their] legislative activities”; it
“does not prohibit the disclosure of legislative material.”48 Because in this case
Representative Jefferson was not questioned about things within the sphere of his
legislative activities, Judge Hogan held that the Clause’s immunity did not apply.49
Finally, Judge Hogan addressed the “filtering” procedures approved by the
warrant. He rejected the argument that members of the legislature be permitted to
determine what is privileged and what is not prior to a search warrant being executed.
Arguing by analogy to both the privilege provided by the First Amendment’s
protections, as well as other privileges at common law, Judge Hogan indicated that
he was able to find “no support for the proposition that a Member of Congress must
be given advance notice of a search, with an opportunity to screen out and remove
materials the Member believes to be privileged. Indeed, the Court is aware of no
case in which such a procedure is mandated by any other recognized privilege.”50
With respect to this point, it appears that Judge Hogan is attempting to preserve
the role of the judiciary in determining the proper scope and application of privileges.
Specifically, Judge Hogan observed that the power to determine the scope of a
privilege is conferred to neither federal judges51 nor the President of the United
States52 and concluded, therefore, that such power cannot be available to Members
of Congress. Based on these findings, Judge Hogan held that “[r]eview of allegedly
45 Id. at 14.
46 Id. at 15.
47 Id. at 16 (stating that “[t]he purpose of the Speech or Debate Clause is rather to protect
the independence and integrity of the legislature by not questioning Members of Congress
for their legitimate legislative acts”) (citing Brown & Williamson Tobacco Corp. v.
Williams, 62 F.3d 408, 416 (D.C. Cir. 1995)).
48 Id. at 16.
49 Id.
50 Id. at 17.
51 Id. at 19 (citing In re Certain Complaints Under Investigation, 783 F.2d 1488, 1518-20
(11th Cir. 1986)).
52 Id. at 20 (citing United States v. Nixon, 418 U.S. 683, 703-05 (1974)).

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CRS-11
privileged material by the Court is allowed and appropriate under the Constitution.”53
Further, Judge Hogan concluded that because Representative Jefferson remained free
to assert claims of privilege at a later point in potential criminal proceedings against
him, the search of his House office did not violate the Speech or Debate Clause.
Judge Hogan also issued an order permitting the DOJ to begin reviewing the
documents and other materials seized from Representative Jefferson’s office.
Court of Appeals Proceedings. Almost immediately after Judge Hogan
issued his ruling, Representative Jefferson filed a motion for a stay pending appeal
to the Court of Appeals. Judge Hogan, on July 19, 2006, denied this motion, relying
primarily on his opinion that Representative Jefferson was not substantially likely to
prevail on the merits of his appeal, that Representative Jefferson had suffered no
irreparable injury, and that the damage to the government in delaying its investigation
outweighed any potential harm to Representative Jefferson.54 Representative
Jefferson promptly filed notice of appeal to the United States Court of Appeals for
the District of Columbia Circuit (D.C. Circuit), seeking a stay of both Judge Hogan’s
order and any DOJ review of the documents pending the outcome of his appeal. The
resolution of Representative Jefferson’s appeal appears to have been expedited due
to an announcement by the Attorney General that set a July 26, 2006, deadline for
investigators to begin reviewing the documents and materials seized from the
Representative’s House office.55
On July 28, 2006, a three-judge panel of the D.C. Circuit issued a two-page
order remanding the case back to the district court for further fact finding with
respect to claims of legislative privilege and detailing the procedures under which the
court is to perform its duties.56 Specifically, the Court of Appeals ordered that the
District Court, either via a magistrate judge or other judicial officer, copy all of the
paper documents seized by the FBI, as well as provide a list of responsive computer
documents to Representative Jefferson for his review.57 Moreover, the Court of
Appeals ordered that Representative Jefferson, within two days of receipt of said
documents and records, submit ex parte any claims of privilege under the Speech or
Debate Clause.58 According to the order, the District Court would then conduct an
in camera review of the claims and make any and all necessary findings regarding
53 Id. at 21.
54 In Re: Search of the Rayburn House Office Building Room 2113, Washington, D.C.
20515, No. 06-213, slip op. 2 (D.D.C. July 19, 2006).
55 See Kenneth P. Doyle, DOJ Complying with Appeals Court Order; Review of Jefferson
Search Materials Put Off, BNA MONEY & POLITICS REPORT, 2 (Aug. 1, 2006), available
at, [http://pubs.bna.com/ip/bna/mpr.nsf/eh/A0B3B3Y4F0].
56 See United States v. Rayburn House Office Building Room 2113, Washington, D.C. 20515,
No. 06-3105 slip op. 1 (D.C. Cir. July 28, 2006).
57 Id. (citing Brown & Williamson Tobacco Corp. v. Williams, 62 F.3d 408, 420 (D.C. Cir.
1995)).
58 Id.

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CRS-12
whether the specific documents are legislative in nature and, therefore, privileged.59
Finally, the Court of Appeals enjoined the DOJ from reviewing any of the documents
or materials seized pending further order of the court.60
Because the Court of Appeals order contains no analysis and only two case
citations, it is difficult to draw any definitive conclusions about the legal rationale for
the order. From the text of the order, it appears reasonable to conclude that the Court
of Appeals felt that there was too little lower court review of claims of privilege
pursuant to the Speech or Debate Clause. Moreover, it appears that the Court of
Appeals felt strongly that those claims, whatever they may be, should be dealt with
prior to any review of the materials by the executive branch and, significantly,
without any opportunity for input or argument from the DOJ. Beyond that, however,
it appears that few, if any, principles regarding the Speech or Debate immunity can
be derived from the Court of Appeals’ order. Consequently, it appears that the
question of the legality of such a search and seizure remains very much an unresolved
question.
The D.C. Circuit is set to hear oral arguments on Representative Jefferson’s
appeal on May 15, 2007. Both the Representative and the DOJ have filed briefs on
the merits. In addition, amicus curiae (friends of the court) briefs have been filed by
the following individuals in support of Representative Jefferson’s legal position on
the Speech or Debate Clause issues: Stanley M. Brand, Christopher Bryant, Steven
F. Huefner, Thomas E. Mann, Norman J. Ornstein, Steven R. Ross, Thomas J.
Suplak, Charles Tiefer, the Honorable Thomas S. Foley, the Honorable Newt
Gingrich, the Honorable Robert H. Michel, the Honroable Abner J. Mikva, Scott
Palmer, Elliot Berke, and Reid Stuntz. In support of the DOJ, the Washington Legal
Foundation, Judicial Watch, and the Citizens for Responsibility and Ethics in
Washington have each filed amicus curiae briefs. The House General Counsel, who
filed as amicus curie on behalf of the House Bi-Partisan Leadership Council before
the District Court, did not file a brief before the D.C. Circuit. Representative
Jefferson’s claims of privilege, based on his review of the documents pursuant to the
D.C. Circuit’s July 28 Order, are also pending before the courts. These claims are
apparently still awaiting disposition before Judge Hogan. However, the documents
for which Representative Jefferson has not asserted privilege have been turned over
to the DOJ and are being reviewed.
Employment and Personnel Actions
For some time now, there has been an open question as to whether the Speech
or Debate Clause immunizes a Member from civil actions related to office personnel.
In 1995, with little debate focused on the immunity issue, the House and Senate
passed the Congressional Accountability Act (CAA),61 which provides for judicial
review under various statutes of congressional personnel actions. Section 413 of the
CAA, however, declares that the authorization to bring judicial proceedings under
59 Id. (citing Klitzman, Klitzman, and Gallagher v. Krut, 744 F.2d 955, 962 (3d Cir. 1984)).
60 Id.
61 Congressional Accountability Act, P.L. 104-1, 109 Stat. 3 (1995).

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CRS-13
various provisions of the law does not constitute a waiver of the Speech or Debate
privilege of any Member. In light of the statute, as well as prior decisions of the
appellate courts, both the Tenth Circuit Court of Appeals62 and the United States
Court of Appeals for the District of Columbia (D.C. Circuit)63 have recently issued
decisions that have refused to automatically dismiss employment-related civil cases
on the grounds that they are a violation of the Speech or Debate immunity.
Prior to the passage of the CAA, the D.C. Circuit had held that the Speech or
Debate Clause immunized Members for personnel actions regarding at least some
congressional employees. In Browning v. Clerk, U.S. House of Representatives,64
it was alleged that the termination of the first African American Official Reporter
employed by the House was the result of racial animus.65 The court, in dismissing
the claims, held that personnel actions by Members were protected by the Speech or
Debate Clause if the “employee’s duties were directly related to the due functioning
of the legislative process.”66 Two years later, however, the Supreme Court in
Forrester v. White67 raised doubts as to whether Speech or Debate Clause immunity
extended to employment actions. In Forrester, a case raising the issue of judicial
immunity for personnel actions, the Supreme Court held that a state court judge did
not have judicial immunity for the firing of a probation officer, concluding that the
immunity did not extend to “administrative, legislative, or executive functions,”
regardless of how important the functions may be to the “very functioning of the
court.”68 In other words, according to the Court, the employment decision in
Forrester was administrative, not judicial; therefore, there was no entitlement to
judicial immunity.69 Subsequently, in Gross v. Winter,70 the D.C. Circuit, applying
Forrester, held that common-law legislative immunity did not immunize a D.C.
Council Member from suit for employment-related decisions.71 The court in Gross,
however, declined to overturn the reasoning in Browning, preferring instead to
distinguish the case on the grounds that it dealt with a common law privilege and not
the Speech or Debate Clause.
In 2002, the United States District Court for the District of Colorado heard the
first case involving the Speech or Debate Clause as it related to an employment
62 Bastien v. Office of Senator Ben Nighthorse Campbell, 209 F.Supp.2d 1095 (D.Colo.
2002) (holding that Speech or Debate immunity did apply to employment actions), rev’d,
Bastien v. Office of Senator Ben Nighthorse Campbell, 390 F.3d 1301 (10th Cir. 2004).
63 Fields v. Office of Representative Eddie Bernice Johnson, No. 04-5315 (D.C. Cir. 2006).
64 789 F.2d 923 (D.C. Cir. 1986), cert. denied, 479 U.S. 996 (1986).
65 Id. at 924.
66 Id. at 929.
67 484 U.S. 219 (1988).
68 Id. at 227-28.
69 Id. at 229-30.
70 876 F.2d 165 (D.C. Cir. 1989).
71 Id. at 172 (stating that “the functions judges and legislators exercise in making personnel
decisions affecting ... are administrative, not judicial or legislative”).

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CRS-14
discrimination allegation brought pursuant to the CAA.72 The plaintiff, a former
district office staffer for Senator Ben Nighthorse Campbell, alleged age
discrimination and retaliation for discrimination complaints under the CAA. The
Senator’s office moved to dismiss the claims, arguing that the Speech or Debate
Clause immunized the office from the claims because the “[p]laintiff’s duties of
meeting with constituents, gathering information for the Senator, discussing
constituent suggestions and then conveying them to the Senator, constitute actions
that directly relate to the due functioning of the legislative process.”73 The district
court found that the plaintiff’s duties were “not only to provide Senator Campbell
with information, but to take action on behalf of the Senator and provide him with
recommendations on various legislative issues and agendas.”74 In addition, the court
described the plaintiff’s job responsibilities as including “gathering and conveying
to Senator Campbell himself, and to the Defendant, information critical to the
Senator’s legislative agenda.”75 As a result, the court dismissed the suit, holding that
because the plaintiff’s duties were directly related to the due functioning of the
legislative process, the immunity afforded Members of Congress by the Speech or
Debate Clause applied.76
The Court of Appeals for the Tenth Circuit, however, reversed the lower court’s
decision, distinguishing between “legislative” acts that are entitled to Speech or
Debate immunity and non-legislative acts, which are not.77 The court noted that even
if a legislative act had been involved, only the Senator’s actual vote would be entitled
to immunity.78 The Senator’s office, on the other hand, could still be liable for
personnel decisions, as its actions fall outside the scope of the immunity.79 In
addition, the court found, relying on Supreme Court precedent, that the “[p]laintiff’s
discrimination claim does not require proof of any legislative act by Senator
Campbell or his staff.”80 Senator Campbell had argued that the plaintiff’s job
function constituted a legislative act because the information received from
constituents or other members of the public could affect his drafting and supporting
of legislation and ultimately his committee and floor votes. The court disagreed,
classifying such functions as “informal information gathering,” which is distinct from
72 Bastien v. Campbell, 209 F.Supp.2d 1095 (D. Colo. 2002).
73 Id. at 1101.
74 Id. at 1103.
75 Id. at 1104.
76 Id. at 1103 (stating that “the Speech or Debate Clause provides immunity to Members of
Congress and their aides for personnel actions taken with respect to employees whose duties
are directly related to the due functioning of the legislative process”); see also id. at 1104
(stating that “the personnel actions taken by [the Office] against the Plaintiff are afforded
Speech or Debate Clause immunity”).
77 Bastien v. Office of Senator Ben Nighthorse Campbell, 390 F.3d 1301, 1315 (10th Cir.
2004).
78 Id. at 1315.
79 Id. at 1315-16.
80 Id. at 1316 (citing Gravel v. United States, 408 U.S. 606 (1972)).

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CRS-15
the type of information gathering performed by legislative committees. The
gathering of information by committees, according to the court, is clearly protected
by Supreme Court precedent;81 however, extending the protection to other forms of
information gathering by individual members would exceed the Court’s
pronouncements of the Clause’s scope.82 Moreover, the court specifically refused to
adopt the D.C. Circuit’s reasoning in Browning v. Clerk, noting that, in its opinion,
Browning extended farther than the Supreme Court’s cases involving the Speech or
Debate Clause. The court, however, did note that even had it chosen to adopt and
follow the Browning standard, this employee’s case would be entitled to proceed
because the duties performed were not central to the legislative process and,
therefore, not entitled to the Speech or Debate Clause’s protection.83
The Tenth Circuit’s decision in Bastien created a conflict between the circuits
that led the D.C. Circuit to consolidate two pending cases and hear them en banc.84
The two cases involve a House office, the Honorable Eddie Bernice Johnson, as well
as a Senate office, that of Senator Mark Dayton.85 Neither case has been decided on
the merits by any court. The D.C. Circuit sought to determine whether employment
suits brought under the CAA were required to be dismissed by the Speech or Debate
Clause, and whether Browning v. Clerk of U.S House of Representatives should
remain the law of the circuit.86 With 8 of the 10 members of the D.C. Circuit
participating, the court decided unanimously that the Speech or Debate Clause does
not require the dismissal of suits brought under the CAA.87 With respect to the
continued validity of Browning, the court also held unanimously that the Browning
framework is no longer consistent with Supreme Court precedent and should be
abandoned.88 Despite this agreement, however, the court splintered regarding the
question of how much of a role the Speech or Debate Clause should play in such
cases.
The unresolved issue involves the proper role that the Speech or Debate Clause
may play during the course of employment litigation. The fact that plaintiffs may be
81 Id. at 1316 (citing Gravel, 408 U.S. at 619-21).
82 Id. (stating that “[t]o extend protection to informal information gathering ... would be the
equivalent of extending Speech or Debate Clause immunity to debates before local radio
stations or Rotary Clubs”).
83 Id. at 1319 (stating that “[i]n any event, even under the Browning formulation, Plaintiff
here prevails, because her job duties do not satisfy the Gravel standard for legislative act”).
84 An en banc proceeding is one “with all judges present and participating; in full court.”
BLACK’S LAW DICTIONARY, 546 (7th ed. 1999).
85 Senator Dayton has since retired from the Senate, which remains an issue in the case
involving his office.
86 See Fields v. Johnson, No. 04-5315, slip op. of Judge Randolph at 3 (D.C. Cir. Aug. 18,
2006).
87 Id. slip op. of Judge Randolph at 22; slip op. of Judge Brown at 19; slip op. of Judge
Rodgers at 1; slip op. of Judge Tatel at 1.
88 Id. slip op. of Judge Randolph at 17; slip op. of Judge Brown at 10; slip op. of Judge
Rodgers at 1; slip op. of Judge Tatel at 1.

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able to bring prima facie cases against Members of Congress under the CAA does not
mean that the Speech or Debate Clause is no longer a relevant consideration. On the
one hand, as Judge Randolph, writing for a plurality of the court, notes, the judicially
created, burden-shifting framework under which employment discrimination cases
are litigated — where a plaintiff proves a prima facie case of discrimination, which
the employer rebuts by producing evidence that its conduct was nondiscriminatory,
and which the plaintiff then seeks to demonstrate is pretextual89 — may present
special problems when combined with the Speech or Debate Clause.90 These
problems may arise specifically when the nondiscriminatory reason for the adverse
employment action was motivated by the employee’s participation in the legislative
process or in activities protected by the Speech or Debate Clause.
Members remain protected from “inquiry into legislative acts or the motivation
for actual performance of legislative acts.”91 Moreover, the Speech or Debate
Clause’s testimonial privilege prevents a Member from “being ‘questioned’ in a place
other than the House or Senate” about legislative acts.92 These protections afforded
by the Speech or Debate Clause may, according to Judge Randolph, depending on the
facts of the case, frustrate or even prevent the pursuit of employment discrimination
claims, as they would likely prevent a plaintiff from presenting evidence to challenge
the Member’s assertion that there was a legitimate nondiscriminatory basis for the
employment decision.93 Although Judge Randolph attempts to provide some
guidelines for invoking the Speech or Debate Clause’s protection,94 he refrains from
ultimately answering the question, noting that decisions about whether the asserted
activity is protected by the Speech or Debate Clause will be rendered by district court
judges on a case-by-case basis.95
On the other hand, Judge Janice Rodgers Brown, writing for three members of
the court, takes a slightly different approach. First, Judge Brown notes that the CAA
creates a “legal fiction” by making the Member’s “employing office” liable for any
89 See Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253-56 (1981); see also
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).
90 Fields, slip op. of Judge Randolph at 23-24.
91 Id. slip op. of Judge Randolph at 22 (citing United States v. Brewster, 408 U.S. 501, 508
(1972); Brown & Williamson, 62 F.3d 408, 415 n. 5 (D.C. Cir. 1995) (stating that “[e]ven
when properly subject to suit, members of Congress are privileged against the evidentiary
use against them of any legislative act, even if the act is not claimed to be itself illegal, but
is offered only to show motive....”)); see also United States v. Helstoski, 442 U.S. 477,
487-89 (1979); United States v. Johnson, 383 U.S. 169, 169 (1966).
92 Id. slip op. of Judge Randolph at 22 (citing Helstoski, 442 U.S. at 490).
93 Id. slip op. of Judge Randolph at 22-23.
94 Judge Randolph’s opinion indicates that an affidavit should be submitted from a person
eligible to invoke the Clause and that it should indicate the “legislative activity” or integral
part of the legislative process the plaintiffs suit will require inquiry into. See id. slip op. of
Judge Randolph at 26.
95 Id. slip op. of Judge Randolph at 27.

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CRS-17
employment discrimination and not the Member or his aides personally.96 As such,
Judge Brown concludes that the “employing office,” as an “administrative division
within Congress,” is not in any way entitled to protection under the Speech or Debate
Clause.97 Furthermore, according to Judge Brown, to the extent that the Member
personally is implicated, there remains the Speech or Debate Clause’s evidentiary
privilege, which provides ample protection to the Member from disclosure or
discussion of decisions that involve “legislative acts.”98
With respect to the potential evidentiary and procedural problems raised by
Judge Randolph’s opinion, Judge Brown appears to suggest a narrower reading of the
Speech or Debate Clause. According to Judge Brown’s opinion, as long as the
Member or other potentially immune aides are not themselves providing evidence or
giving testimony, the Speech or Debate Clause is not implicated and, therefore,
plaintiffs can potentially pursue more claims under this interpretation.99 However,
if the suit requires such evidence or testimony, then, even under Judge Brown’s
interpretation, the district courts will have to address individual assertions of Speech
or Debate immunity on a case-by-case basis.100
A writ of certiorari to the U.S. Supreme Court was sought by Senator Dayton’s
office. In addition, Senator Dayton’s office filed a statement of jurisdiction asserting
that the CAA affords his office an appeal by right to the U.S. Supreme Court.101 On
January 19, 2007, the Court postponed consideration of the question of jurisdiction
and set oral argument for April 24, 2007.102 The Court also ordered the parties to
brief and argue the following questions: (1) Was the Office of Senator Mark Dayton
entitled to appeal the judgment of the Court of Appeals for the District of Columbia
Circuit directly to this Court? and (2) Was this case rendered moot by the expiration
of the term of office of Senator Dayton?103 A decision is expected by June 2007.
96 Id. slip op. of Judge Brown at 15.
97 Id. slip op. of Judge Brown at 16.
98 Id. slip op. of Judge Brown at 17.
99 Id. slip op. of Judge Brown at 21 (stating that “[b]ecause the members are not defendants,
the suits do not burden them with defense costs nor place them at any risk of personal
liability, and as long as members and their aides are not themselves ‘questioned,’ an inquiry
into legislative acts does not implicate the Speech or Debate Clause. Cf. Vill. of Arlington
Heights v. Metro. Hous. Dev. Corp., 429 U.S. 252, 266-68 (1977)”).
100 Id. slip op. of Judge Brown at 21-22 (stating that “[w]e need not explore the precise
contours of this privilege today; the district court may address these problems as they
arise”).
101 See Congressional Accountability Act, P.L. 104-1 § 412, 109 Stat. 3 (1995) (codified at
2 U.S.C. § 1412 (2000)) (stating that “[a]n appeal may be taken directly to the Supreme
Court of the United States from any interlocutory or final judgment, decree, or order of a
court upon the constitutionality of any provision of this chapter.”).
102 See Office of Senator Dayton v. Hanson, No. 06-618, available at
[http://www.supremecourtus.gov/docket/06-618.htm.
103 Id.

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