
Order Code IB93108
CRS Issue Brief for Congress
.Received through the CRS Web
Central Asia: Regional Developments
and Implications for U.S. Interests
Updated July 20, 2005
Jim Nichol
Foreign Affairs, Defense, and Trade Division
Congressional Research Service ˜ The Library of Congress

CONTENTS
SUMMARY
MOST RECENT DEVELOPMENTS
BACKGROUND AND ANALYSIS
Historical Background
Overview of U.S. Policy Concerns
Post-September 11 and Afghanistan
Support for Operation Iraqi Freedom
Fostering Pro-Western Orientations
Russia’s Role
Obstacles to Peace and Independence
Regional Tensions and Conflicts
Democratization and Human Rights
Democracy Pledges
Security and Arms Control
Weapons of Mass Destruction
Trade and Investment
Energy Resources
Aid Overview
LEGISLATION


IB93108
07-20-05
Central Asia: Regional Developments and
Implications for U.S. Interests
SUMMARY
After the collapse of the Soviet Union in
weapons materials and facilities. In
1991, the United States recognized the inde-
Tajikistan, U.S. aid focuses on economic
pendence of all the former Central Asian
reconstruction. U.S. energy firms have in-
republics, supported their admission into
vested in oil and natural gas development in
Western organizations, and elicited Turkish
Kazakhstan, Turkmenistan, and Uzbekistan.
support in countering Iranian influence in the
region. Congress was at the forefront in
Some observers call for different empha-
urging the formation of coherent U.S. policies
ses or levels of U.S. involvement in Central
for aiding these and other Eurasian states of
Asia. Some have called for strengthening
the former Soviet Union.
conditions linking aid to progress in improv-
ing human rights or in making adequate prog-
Soon after the terrorist attacks on Amer-
ress in democratization and the creation of
ica on September 11, 2001, all the Central
free markets. Some have disputed the impor-
Asian states offered overflight and other
tance of energy resources to U.S. national
support to coalition anti-terrorist efforts in
security. Others point to civil and ethnic
Afghanistan. Kyrgyzstan, Tajikistan, and
tensions in the region as possibly endangering
Uzbekistan have hosted coalition troops and
U.S. lives and investments. Heightened con-
provided access to airbases. In 2003,
gressional interest in Central Asia was re-
Uzbekistan endorsed coalition military action
flected in passage of “Silk Road” language in
in Iraq and Kazakhstan provided about two
late 1999 (P.L. 106-113) authorizing en-
dozen troops for rebuilding.
hanced U.S. policy attention and aid to sup-
port conflict amelioration, humanitarian
After September 11, 2001, U.S. policy
needs, economic development, transport
emphasized bolstering the security of the
(including energy pipelines) and communica-
Central Asian states to help them combat
tions, border controls, democracy, and the
terrorism, proliferation, and arms trafficking.
creation of civil societies in the South Cauca-
Other strategic interests include internal re-
sian and Central Asian states.
forms (democratization, free markets, and
human rights) and energy development.
Consolidated Appropriations for
Administration policy also aims to integrate
FY2005, including Foreign Operations (P.L.
these states into the international community
108-447, signed into law on December 8,
so that they follow responsible security and
2004) provides $126 million in FREEDOM
other policies, and to discourage the growth of
Support Act assistance to the Central Asian
xenophobic, fundamentalist, and anti-Western
states (as directed by the conferees; H.
orientations that threaten peace and stability.
Rept.108-792), a reduction of $2 million to
The Administration is concerned about human
the budget request. Prior-year provisions are
rights and civil liberties problems in all the
maintained that condition aid to Uzbekistan
states. The Administration’s policy goals in
on its progress in democratization and respect-
Central Asia reflect the differing characteris-
ing human rights, and to Kazakhstan on its
tics of these states. U.S. interests in
progress in respecting human rights. For
Kazakhstan include the security and elimina-
Kazakhstan, a presidential waiver is permitted
tion of Soviet-era nuclear and biological
on national security grounds.
Congressional Research Service ˜ The Library of Congress

IB93108
07-20-05
MOST RECENT DEVELOPMENTS
On July 5, 2005, the presidents of Uzbekistan, Kyrgyzstan, and Tajikistan signed a
declaration issued during a meeting of the Shanghai Cooperation Organization (SCO; see
below, Regional Tensions) that called for coalition members supporting operations in
Afghanistan “to decide on the deadline for the use of the temporary infrastructure and for
their military contingents’ presence in those countries.” The language seemed to target U.S.
and coalition bases in Central Asia. On July 14, Gen. Richard Myers, chairman of the Joint
Chiefs of Staff, criticized this language, stating that “it looks to me like two very large
countries [SCO members Russia and China] were trying to bully some smaller countries.”
Both Kyrgyzstan and Uzbekistan have announced that they are re-assessing the presence of
U.S. and coalition bases and have taken actions that reportedly have created jet fuel shortages
and that otherwise have restricted base operations.
Uzbek state television in July 2005 aired a program asserting that the subway explosions
in London were the result of Britain’s laxity toward the same terrorists who were responsible
for attacks in Andijon, Uzbekistan (see below, The 2005 Violence). Many Uzbek opposition
party and human rights activists and members of independent media and non-governmental
organizations have been arrested in recent days. Partly in response to these events,
H.Con.Res. 187 and H.R. 3189 have called for conditioning aid on democratization and
respect for human rights, and the House Appropriations Committee has urged that no Foreign
Military Financing aid be provided to Uzbekistan (H.Rept. 109-152, foreign operations, H.R.
3057) (see below, Legislation).
Opposition politician and acting president Kurmanbek Bakiyev received 88.71% of
2,002,004 votes in a 7-person presidential election held on July 10. The Organization for
Security and Cooperation in Europe stated that “fundamental civil and political rights were
generally respected,” but it raised concerns about the “problematic” vote count. At a press
conference on July 11, Bakiyev proposed constitutional changes to enhance checks and
balances on presidential power and suggested that consideration would be given to eventually
closing the U.S. airbase in Kyrgyzstan. Some observers have warned that if the U.S. military
presence ends, Kyrgyzstan may face greater pressures from China and Russia to abort
democratization. Many in the international community have urged Bakiyev not to summarily
repatriate over 500 people from the Andijon area who had fled across the border and fear
arrest and torture if returned.
BACKGROUND AND ANALYSIS
Historical Background
Central Asia consists of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and
Uzbekistan; it borders Russia, China, the Middle East, and South Asia. The major peoples
of all but Tajikistan speak Turkic languages (the Tajiks speak an Iranian language); and most
are Sunni Muslims (some Tajiks are Shiia Muslims). Most are closely related historically
and culturally. By the late 19th century, Russian tsars had conquered the last independent
khanates and nomadic lands of Central Asia. By the early 1920s, Soviet power had been
CRS-1

IB93108
07-20-05
imposed; by 1936, five “Soviet Socialist Republics” had been created. Upon the collapse of
the Soviet Union in December 1991, the five republics gained independence. (See CRS
Report 97-1058, Kazakhstan; CRS Report 97-690, Kyrgyzstan; CRS Report 98-594,
Tajikistan; CRS Report 97-1055, Turkmenistan; and CRS Report RS21238, Uzbekistan.)
Central Asia: Basic Facts
Area: 1.6 million sq. mi., larger than India; Kazakhstan: 1.1 m. sq. mi.; Kyrgyzstan: 77,000 sq. mi.;
Tajikistan: 55,800 sq. mi.; Turkmenistan: 190,000 sq. mi.; Uzbekistan: 174,500 sq. mi.
Population: 56.9 million (2004 est., Commonwealth of Independent States Statistics Committee),
somewhat less than France; Kazakhstan: 15.1 m.; Kyrgyzstan: 5.1 m.; Tajikistan: 6.8 m.; Turkmenistan:
4.8 m.; Uzbekistan: 25.1 m.
Gross Domestic Product: $76.1 billion in 2004; per capita GDP is about $1,337; poverty is rampant.
Kazakhstan: $40.7 b.; Kyrgyzstan: $2.2 b.; Tajikistan: $2.1 b.; Turkmenistan: $19.2 b.; Uzbekistan: $11.9
b. (CIS and national statistics, current prices; Turkmenistan’s reported GDP is considered by many
observers to be inflated).
Overview of U.S. Policy Concerns
After the collapse of the Soviet Union at the end of 1991, then-President George H.W.
Bush sent the “FREEDOM Support Act” to Congress, which was amended and signed into
law in October 1992 (P.L. 102-511). In 1999, congressional concerns led to passage of the
“Silk Road Strategy Act” authorizing language (P.L. 106-113) calling for enhanced policy
and aid to support conflict amelioration, humanitarian needs, economic development,
transport and communications, border controls, democracy, and the creation of civil societies
in the South Caucasus and Central Asia.
U.S. policymakers and others hold various views on the types and levels of U.S.
involvement in the region. Some argue that Uzbekistan is the “linchpin” of the region (it
borders all the other states, shaping the range and scope of regional cooperation) and should
receive the most U.S. attention, while others argue that ties with “energy behemoth”
Kazakhstan are more crucial to U.S. interests. In general, however, they support bolstering
reforms and stability in the region. Such advocates of U.S. involvement argue that political
instability and the growth of terrorist groups in Central Asia can produce spillover effects
both in nearby states, including U.S. allies and friends such as Turkey, and worldwide. They
also argue that the United States has a major interest in preventing terrorist regimes or groups
from illicitly acquiring Soviet-era technology for making weapons of mass destruction
(WMD). They maintain that U.S. interests do not perfectly coincide with those of its allies
and friends, that Turkey and other actors possess limited aid resources, and that the United
States is in the strongest position as the sole superpower to influence democratization and
respect for human rights. They stress that U.S. leadership in fostering reform will help
alleviate the social distress exploited by Islamic extremist groups to gain adherents.
Similarly, U.S. aid and investment is viewed as strengthening the independence of the
Central Asian states and forestalling Russian or Chinese attempts to subjugate them.
Some views of policymakers and academics who previously objected to a more forward
U.S. policy toward Central Asia appeared less salient after September 11, 2001, but aspects
of these views could gain more credence if Afghanistan becomes more stable. These
observers argued that the United States historically had few interests in this region and that
developments there remained largely marginal to U.S. interests. They discounted fears that
CRS-2

IB93108
07-20-05
anti-Western Islamic extremism would make enough headway to threaten secular regimes
or otherwise harm U.S. interests. At least until the coup in Kyrgyzstan in March 2005 (see
below, Democratization), these observers argued that the United States should not try to
foster democratization among cultures they claimed are historically attuned to
authoritarianism. Some observers reject arguments that U.S. interests in anti-terrorism,
nonproliferation, regional cooperation, trade, and investment outweigh concerns over
democratization and human rights. These observers urge reducing or cutting off most aid to
repressive states that widely violate human rights. They warn that the populations of these
states may come to view U.S. engagement as propping up authoritarian leaders and as
focused only on energy and military access. Some observers point to civil problems in the
region as a reason to eschew major U.S. involvement such as military access that might place
more U.S. personnel and citizens in danger.
Post-September 11 and Afghanistan. Since the terrorist attacks on the United
States on September 11, 2001, the Administration has stated that U.S. policy toward Central
Asia focuses on three inter-related activities: the promotion of security, domestic reforms,
and energy development. According to then-Deputy Assistant Secretary of State B. Lynn
Pascoe in testimony in June 2002, the September 11 attacks led the Administration to realize
that “it was critical to the national interests of the United States that we greatly enhance our
relations with the five Central Asian countries” to prevent them from becoming harbors for
terrorism. During a February 2004 visit to the area, Defense Secretary Rumsfeld announced
that “it is Caspian security ... that is important” for the United States and the world.
After September 11, 2001, all the Central Asian states soon offered overflight and other
assistance to U.S.-led anti-terrorism efforts in Afghanistan. The states were predisposed to
welcome such operations. Tajikistan and Uzbekistan had long supported the Afghan
Northern Alliance’s combat against the Taliban, and all the Central Asian states feared
Afghanistan as a base for terrorism, crime, and drug trafficking (even Turkmenistan, which
tried to reach some accommodation with the Taliban) (see also below, Security).
Support for Operation Iraqi Freedom. Uzbekistan was the only Central Asian
state that joined the “coalition of the willing” in February-March 2003 that endorsed
prospective U.S.-led coalition military operations in Iraq. In August 2003, however,
Uzbekistan announced that it would not send troops to Iraq. Among other Central Asian
states, Kazakhstan in late March 2003 voiced general support for disarming Iraq. Reportedly
responding to a U.S. appeal, Kazakhstan has deployed 27 military engineers to Iraq who are
engaged in de-mining and water purification duties. Tajikistan was initially neutral but
appeared to shift to a more critical stance in 2004 after Rakhmanov and Russian President
Vladimir Putin signed several cooperation accords.
Fostering Pro-Western Orientations
The United States has encouraged the Central Asian states to become responsible
members of the international community, and supported their participation in the
Organization for Security and Cooperation in Europe (OSCE), NATO bodies, and other
Western organizations. The United States has supported these integrative goals through
bilateral aid and through coordination with other aid donors, including regional powers such
as Turkey. The stated policy goal is to discourage radical regimes, groups, and Islamic
CRS-3

IB93108
07-20-05
fundamentalists — who use repression or violence to oppose democratization — from
attempts to gain influence. All the Central Asian leaders publicly embrace Islam, but display
hostility toward Islamic fundamentalism. At the same time, they have established some
trade and aid ties with Iran. While they have had greater success in attracting development
aid from the West than from the East, some observers argue that, in the long run, their
foreign policies will probably not be anti-Western, but may more closely reflect the concerns
of other moderate Islamic states. (See also CRS Report RL30294, Central Asia’s Security.)
Russia’s Role. Until recently, U.S. administrations generally had viewed a
democratizing Russia as serving as a role model in Central Asia. Despite growing
authoritarian tendencies in Russia, the Bush Administration emphasizes that Russia’s
counter-terrorism efforts in the region broadly support U.S. interests. At the same time, the
United States long has stressed to Russia that it not seek to dominate the region or exclude
Western and other involvement. Virtually all U.S. analysts agree that Russia’s actions should
be monitored to ensure that the independence of the Central Asian states is not threatened.
The long-term impact of the events of September 11, 2001, on the Central Asian states
may depend upon the durability and scope of U.S. and coalition presence in the region,
Russia’s countervailing policies, and the fate of Afghanistan. Prior to the September 2001
attacks, Putin had tried to strengthen Russia’s interests in the region while opposing the
growth of U.S. and other influence. Among Russia’s reasons for acquiescing to increased
U.S. and coalition presence in the region after the September 2001 attacks were its interests
in boosting some economic and other ties to the West and its hopes of regaining influence
in Afghanistan. More recently, Russia has resumed attempts to counter U.S. influence, with
mixed results, according to some analysts.
Russian officials have emphasized interests in strategic security and economic ties with
Central Asia. Strategic concerns have focused on drug trafficking and regional conflict, and
the region’s role as a buffer to Islamic extremism. During the 1990s, Russia’s economic
decline and demands by Central Asia caused it to reduce its security presence, a trend that
President Putin has tried to retard or reverse. Russian border guards were largely phased out
in Kyrgyzstan in 1999. In late 1999, the last Russian military advisors left Turkmenistan.
In 1999, Uzbekistan withdrew from the CST, citing its ineffectiveness and obtrusiveness.
Russia has appeared determined to maintain a military presence in Tajikistan. It long
retained about 12,000 Federal Border Guards in Tajikistan, most of whom were Tajik
conscripts, and 7,800 Russian troops of the 201st motorized rifle division (The Military
Balance 2004-2005). Efforts to formalize a post-Soviet basing agreement with Tajikistan
dragged on for years, however, as Tajikistan endeavored to maximize rents and assert its
sovereignty. After the expiration of a Tajik-Russia border control cooperation agreement,
Tajikistan in 2004 demanded full control over its borders. Russia announced on June 14,
2005, that it had handed over the last guard-house along the Afghan-Tajik border to Tajik
troops. Subsequently, more drugs are transiting the region, according to some Russian critics
of the pullout. In October 2004, the Tajik-Russian basing agreement was signed, which
actually provides for troops to be based at myriad facilities throughout the country. These
deployments represent Russia’s largest military presence abroad, besides its Black Sea Fleet.
Reportedly, about $240 million in Tajik debt to Russia was forgiven, and Tajikistan will
charge less than $1 in annual rent for the facilities.
CRS-4

IB93108
07-20-05
In a seeming shift toward a more activist Russian role in Central Asia, in January 2000,
then-Acting President Putin approved a “national security concept” that termed foreign
efforts to “weaken” Russia’s “position” in Central Asia a security threat. In April 2000,
Russia called for the members of the CST to approve the creation of rapid reaction forces,
including in Central Asia, to combat terrorism emanating from Afghanistan and hinted that
such a force might launch pre-emptive strikes on Afghan terrorist bases. These hints elicited
U.S. calls for Russia to exercise restraint and consult the U.N., and elicited Taliban warnings
of reprisals against Central Asian states if they permitted Russia to use their bases for strikes.
Marking mutual concern, Presidents Clinton and Putin agreed at their June 2000 summit to
set up a working group to examine Afghan-related terrorism; the group held two meetings
before September 11, 2001. A May 2001 CST summit approved the creation of a Central
Asian rapid-reaction force headquartered in Kyrgyzstan, with Russia’s troops in Tajikistan
comprising most of the force. CIS members in 2001 also approved setting up an Anti-
Terrorist Center in Moscow, with a branch in Kyrgyzstan, giving Russia influence over
regional intelligence gathering.
Perhaps to counteract the increased U.S. presence in Kyrgyzstan, Russia in September
2003 signed a 15-year military basing accord with Kyrgyzstan providing access to the Kant
airfield, near Kyrgyzstan’s capital of Bishkek. The nearly two dozen Russian aircraft and
300 troops at the base also serve as part of the Central Asian rapid reaction force. The base
is a few miles from the U.S.-led coalition’s Manas airbase, which some observers view as
a clear sign of Putin’s drive to constrain U.S. regional influence. In July 2005, Russia
announced that it was boosting its troops in Kyrgyzstan from about 300 to more than 600.
Some observers suggest that the gratitude of the Central Asian states toward the United
States — for their added security accomplished through U.S.-led actions in Afghanistan —
has slowly declined over time. Reasons may include regional perceptions that the United
States has not adequately addressed economic distress and burgeoning drug trafficking.
Also, Russia is pledging robust security support to the states to get them to forget their pre-
September 11, 2001, dissatisfaction with its support.
Russia’s economic interests in Central Asia are being reasserted as its economy
improves and may constitute its most effective lever of influence. Russia seeks to counter
Western business and gain substantial influence over oil and gas resources in the region
through participation in joint ventures and by insisting that pipelines cross Russian territory.
Russia’s attitude regarding a Western energy role in the Caspian remains complex.
Particularly after the signing of an Energy Cooperation Statement at the May 2002 U.S.-
Russia summit, it appeared that Russia would accept a Western role in the Caspian region,
including construction of the Baku-Tbilisi-Ceyhan (BTC) oil pipeline. However, Russian
officials have tried to dissuade Kazakhstan from using the BTC pipeline or possibly
connecting to a gas pipeline being built from Azerbaijan to Turkey’s Erzurum.
Obstacles to Peace and Independence
Regional Tensions and Conflicts. The legacies of co-mingled ethnic groups,
convoluted borders, and emerging national identities pose challenges to stability in all the
Central Asian states. With the Soviet collapse, national identities often compete with those
of the clan, family, region, and Islam. Central Asia’s convoluted borders fail to accurately
reflect ethnic distributions and are hard to police, hence contributing to regional tensions.
CRS-5

IB93108
07-20-05
Ethnic Uzbeks make up sizeable minorities in the other Central Asian countries and
Afghanistan. In Tajikistan, they make up almost a quarter of the population. More ethnic
Turkmen reside in Iran and Afghanistan — over three million — than in Turkmenistan.
Sizeable numbers of ethnic Tajiks reside in Uzbekistan, and seven million in Afghanistan.
Many Kyrgyz and Tajiks live in China’s Xinjiang province. The fertile Ferghana Valley is
shared by Tajikistan, Kyrgyzstan, and Uzbekistan, leaving large numbers of people outside
their “national” borders. Criss-crossing mountains thwart Tajikistan’s territorial integrity by
making internal travel difficult. After gaining independence, the governments of the states
also struggled to gain control over administrative subunits. Looking at the region as a whole,
most observers agree that the term Central Asia denotes a geographic area more than a region
of shared identities and aspirations, although it is clear that the land-locked, poverty-stricken,
and sparsely-populated region will need more integration in order to develop.
Regional cooperation remains stymied by tensions among the states, and such tensions
are potentially magnified by the formation of extra-regional cooperation groups such as the
CST Organization (a military secretariat was set up in April 2003 in Moscow), NATO’s
Partnership for Peace (PFP), and the Shanghai Cooperation Organization (SCO). Each group
reflects the diverging interests of Russia, the United States, and China, although the fact that
each group stresses anti-terrorism would seem to provide motivation for cooperation. In
1996, Russia, Kazakhstan, Kyrgyzstan, and Tajikistan, signed the “Shanghai treaty” with
China pledging the sanctity and substantial demilitarization of mutual borders, and in 1997
they signed a follow-on treaty demilitarizing the 4,300 mile former Soviet-Chinese border.
China has used the treaty to pressure the Central Asian states to deter their ethnic Uighur
minorities from supporting separatism in China’s Xinjiang province, and to get them to
extradite Uighurs fleeing China. In 2001, Uzbekistan joined the group, re-named the SCO.
Although Karimov had criticized the SCO as ineffective, in August 2003 he insisted that
Uzbekistan host the SCO Anti-Terrorism Center.
The 1992-1997 Civil War in Tajikistan. Tajikistan was among the Central Asian
republics least prepared and inclined toward independence when the Soviet Union broke up.
In September 1992, a loose coalition of nationalist, Islamic, and democratic parties and
groups tried to take power. Kulyabi and Khojenti regional elites, assisted by Uzbekistan and
Russia, launched a successful counteroffensive that by the end of 1992 had resulted in
20,000-40,000 casualties and up to 800,000 refugees or displaced persons, about 80,000 of
whom fled to Afghanistan. In 1993, the CIS authorized “peacekeeping” in Tajikistan, mostly
involving Russian forces in place. After the two sides agreed to a cease-fire, the U.N.
Security Council established a small U.N. Mission of Observers in Tajikistan (UNMOT) in
December 1994. In June 1997, Tajik President Emomali Rakhmanov and rebel leader Seyed
Abdullo Nuri signed a comprehensive peace agreement. Benchmarks of the peace process
were largely met, and UNMOT pulled out in May 2000, but Russian troops have remained.
The United States has pledged to help Tajikistan rebuild. Some observers remain concerned
that the civil war could resume and that similar conflicts could engulf other Central Asian
states where major segments of the population are disenfranchised and poverty-stricken.
The 1999 and 2000 Incursions into Kyrgyzstan. Several hundred Islamic
extremists and others first invaded Kyrgyzstan in July-August 1999. Namanganiy headed
the largest guerrilla group. They seized hostages and several villages, allegedly seeking to
create an Islamic state in south Kyrgyzstan as a springboard for a jihad in Uzbekistan. With
Uzbek and Kazakh air and other support, Kyrgyz forces finally forced the guerrillas out in
CRS-6

IB93108
07-20-05
October 1999. According to some observers, the incursion indicated both links among
terrorism in Kyrgyzstan, Uzbekistan, Russia (Chechnya), and elsewhere and the weakness
of Kyrgyzstan’s security forces. Dozens of IMU and other insurgents again invaded
Kyrgyzstan and Uzbekistan in August 2000. Uzbekistan provided air and other support, but
Kyrgyz forces were largely responsible for defeating the insurgents by late October 2000.
According to the State Department, the IMU did not invade the region in the summer before
September 11, 2001, in part because bin Laden had secured its aid for a Taliban offensive
against the Afghan Northern Alliance.
The 1999 and 2004 Attacks in Uzbekistan. A series of explosions in Tashkent
in February 1999 were among early signs that the government was vulnerable to terrorism.
By various reports, the explosions killed 16 to 28 and wounded 100 to 351 people. The
aftermath involved wide-scale arrests of political dissidents and others deemed by some
observers as unlikely conspirators. Karimov in April 1999 accused Mohammad Solikh
(former Uzbek presidential candidate and head of the banned Erk Party) of masterminding
what he termed an assassination plot, along with Tohir Yuldashev (former leader of the
banned Adolat social movement) and the Taliban. The first trial of 22 suspects in June
resulted in six receiving death sentences. The suspects were described in court proceedings
as Islamic terrorists who received training in Afghanistan, Tajikistan, Pakistan, and Russia
and were led by Solikh, Yuldashev and Jama Namanganiy (the latter two were leaders of the
Islamic Movement of Uzbekistan (IMU; see below). In 2000, Yuldashev and Namanganiy
received death sentences in absentia, and Solikh received a 15.5 year prison sentence. Solikh
denied membership in IMU, and he and Yuldashev denied involvement in the bombings.
On March 28 through April 1, 2004, a series of bombings and armed attacks were
launched in Uzbekistan, reportedly killing 47. An obscure Islamic Jihad Group of
Uzbekistan (IJG; Jama’at al-Jihad al-Islami, a breakaway part of the IMU) claimed
responsibility for the violence. The human rights organization Freedom House reported in
July 2004 that government detentions like those of 1999 “did not materialize,” and that local
trials of suspects appeared to respect the rights of defendants. (Human Rights Watch,
however, alleged that virtually all defendants were tortured.) The defendants in several of
these trials were accused of being members of IJG or of Hizb ut-Tahrir (HT; an Islamic
fundamentalist movement ostensibly pledged to peace but banned in Uzbekistan) and of
attempting to overthrow the government. The first national trial of fifteen suspects (all of
whom confessed their guilt) ended in August 2004, with sentences of 11-16 years in prison.
Some of the defendants testified that they belonged to IJG and were trained by Arabs and
others at camps in Kazakhstan and Pakistan. They testified that IMU member Najmiddin
Jalolov (convicted in absentia in 2000) was the leader of IJG, and linked him to Taliban head
Mohammad Omar, Uighur extremist Abu Mohammad, and Osama bin Laden. Over 100
individuals reportedly were convicted in various trials.
Explosions occurred in Tashkent, Uzbekistan on July 30, 2004, at the U.S. and Israeli
embassies and the Uzbek Prosecutor-General’s Office. Three Uzbek guards reportedly were
killed. Diplomatic personnel were unharmed. The next day, then-Secretary of State Colin
Powell condemned the “terrorist attacks.” The IMU and IJG claimed responsibility and
stated that the bombings were aimed against the Uzbek and other “apostate” governments.
A Kazakh security official announced in November 2004 that the government had
apprehended several IJG members. He alleged that the group had ties to Al Qaeda; had other
cells in Kyrgyzstan, Uzbekistan, and Russia; and was planning assassinations in Uzbekistan.
CRS-7

IB93108
07-20-05
Appearing to support this claim, in mid-July 2005, Pakistani officials reported killing
seventeen citizens of Kazakhstan in a raid on a putative terrorist hideout (see also CRS
Report RS21818, The 2004 Violence in Uzbekistan).
In September 2000, the State Department designated the IMU as a Foreign Terrorist
Organization, stating that the IMU, aided by Afghanistan’s Taliban and by Osama bin Laden,
resorts to terrorism, actively threatens U.S. interests, and attacks American citizens. The
“main goal of the IMU is to topple the current government in Uzbekistan,” the State
Department warned, and it linked the IMU to bombings and attacks on Uzbekistan in 1999-
2000. According to Patterns of Global Terrorism 2003, IMU forces assisting the Taliban and
Al Qaeda against coalition actions in Afghanistan suffered major losses, and Namanganiy
was probably killed. CIA Director Porter Goss testified to the Senate Armed Services
Committee on March 17, 2005, that IJG “has become a more virulent threat to U.S. interests
and local governments.” On May 25, 2005, the State Department designated IJG as a global
terrorist group, and on June 1, 2005, the U.N. Security Council added IJG to its terrorism list.
The 2005 Violence in Andijon, Uzbekistan. Dozens or perhaps hundreds of
civilians were killed or wounded on May 13, 2005, after Uzbek troops fired on thousands of
demonstrators in the eastern town of Andijon, according to international reporters on the
scene. The protestors had gathered to demand the end of a trial of 23 prominent local
businessmen charged with belonging to the Akramiya Islamic terrorist group. (The group
was named after local teacher Akram Yuldashev, who was sentenced for involvement in the
1999 bombing. His followers claim that the group is a pacifistic fraternal organization.
According to one plausible account, the businessmen fell into disfavor when the political
leadership in Andijon they were allied with was replaced.) The night before, a group stormed
a prison where those on trial were held and released hundreds of inmates. There is a great
deal of controversy about whether this group contained foreign-trained terrorists or was
composed solely of the friends and families of the accused. Many of the inmates then joined
others in storming government buildings. President Islam Karimov flew to the city to direct
operations, and the government announced that it had restored order by late on May 13 after
fierce fighting. The government claimed on June 17 that six teams (that included foreign
terrorists) had elaborately planned the attacks. The U.S. and others in the international
community have called for an international inquiry, but the Uzbek government has rejected
these calls (for details, see CRS Report RS22161, Unrest in Uzbekistan).
Democratization and Human Rights
A major goal of U.S. policy in Central Asia has been to foster the long-term
development of democratic institutions and policies upholding human rights. However, U.S.
democratization support has faced many setbacks in the region. The United States has
worked with the ex-Communist Party officials who have led in the five states (even in
Tajikistan, the current president was once a low-level party official) since before
independence. Only in March 2005 did the first presidential succession occur, with former
communist leader Akayev’s ouster (see below). Particularly since September 11, 2001, the
United States has attempted to harmonize its concerns about democratization and human
rights in the region with its interests in regional support for the Global War on Terrorism.
On May 1, 2005, the New York Times alleged that the Administration was sending suspected
terrorists in its custody to Uzbekistan for questioning, a process termed “rendition.” The
CRS-8

IB93108
07-20-05
Administration states that it receives assurances that these suspects not be tortured. H.R.
952, introduced in the House on February 7, 2005, states that “there is strong evidence that
governments such as ... Uzbekistan have violated such assurances they have provided.”
Possible scenarios of political development in Central Asia have ranged from continued
rule in most of the states by former Soviet elites to violent transitions to Islamic
fundamentalist or xenophobic rule. Relatively peaceful transitions to more or less
democratic and Western-oriented political systems have been considered less likely by many
observers. Some have suggested that such a scenario might be conceivable in Kyrgyzstan,
because of the slightly wider scope of civil liberties in that country compared to the rest of
Central Asia. All the Central Asian leaders have given assurances to the United States that
they support democratization, but have continued to rule largely as they did during the
communist period, by relying on their relatives and clans to help them aggrandize political
and economic power). They have remained in power by orchestrating extensions of their
terms and by eliminating possible contenders. Besides the recent coup in Kyrgyzstan (see
below), alleged coup attempts — all violent — have occurred in Uzbekistan, Turkmenistan,
and Tajikistan, and the leaders in Uzbekistan and Turkmenistan face rising popular protests.
Popular protests in Kyrgyzstan against a tainted legislative election and economic
distress resulted in President Akayev’s relatively peaceful overthrow on March 24, 2005.
Some observers have hailed this coup as a third instance of a so-called “democratic
revolution” in Eurasia, after those in Georgia and Ukraine, and the first in Central Asia. (See
also CRS Report RL32864, Coup in Kyrgyzstan: Developments and Implications.)
Democracy Pledges. During Nazarbayev’s 1994 U.S. visit, he and then-President
Clinton signed a Charter on Democratic Partnership recognizing Kazakhstan’s commitments
to the rule of law, respect for human rights, and economic reform. During his December
2001 visit, Nazarbayev repeated these pledges in a joint statement with President Bush. In
March 2002, a U.S.-Uzbek Strategic Partnership Declaration was signed pledging Uzbekistan
to “intensify the democratic transformation” and improve freedom of the press. During his
December 2002 U.S. visit, Tajikistan’s President Rakhmanov pledged to “expand
fundamental freedoms and human rights.”
Despite such democracy pledges, the states have made little progress in democratization
and respect for human rights, according to the State Department’s Country Reports on
Human Rights Practices for 2004. Turkmenistan and Uzbekistan are generally viewed as the
most repressive, while Kazakhstan (and Kyrgyzstan under Akayev) increasingly limited what
free expression and other rights they permitted during the 1990s. Tajikistan experienced
many human rights abuses during its civil war, and the government appears in recent months
to be backtracking on respect for human rights. Non-favored faiths, missionaries, and pious
Muslims face religious rights abuses in all the states. Unfair elections increase political
alienation and violence aimed against the regimes. In its June 2005 Trafficking in Persons
Report, the State Department placed Uzbekistan on a “Tier 2 Watch List,” for having
problems as a source country for human trafficking that they are making some progress in
addressing. Kazakhstan and Tajikistan were taken off the watch list but were listed (as was
Kyrgyzstan) as “Tier 2” countries that have human trafficking problems they are addressing.
The U.N. Rapporteur on Torture in March 2003 completed a draft report that concluded
that police and prison officials in Uzbekistan systematically employed torture and other
CRS-9

IB93108
07-20-05
coercive means to obtain confessions and as punishment. In Turkmenistan, an alleged
November 2002 failed coup resulted in dozens of arrests. In December 2003, the United
States, Russia, and other countries approved an unusual U.N. General Assembly resolution
urging Turkmenistan to implement human rights reforms as suggested by the OSCE, and to
permit prison visits.
In Congress, Omnibus Appropriations for FY2003 (P.L. 108-7; signed into law on
February 20, 2003) forbade FREEDOM Support Act assistance to the government of
Uzbekistan unless the Secretary of State determined and reported that Uzbekistan was
making substantial progress in meeting its commitments to democratize and respect human
rights. P.L. 108-7 also forbade assistance to the government of Kazakhstan unless the
Secretary of State determined and reported that it significantly had improved its human rights
record during the preceding six months. Unlike the case with Uzbekistan, the legislation
permitted the Secretary to waive the requirement on national security grounds. The Secretary
reported in May 2003, that Uzbekistan was making such progress, and in July 2003, that
Kazakhstan was making progress, eliciting some criticism of these findings from Congress.
These conditions have been retained in Consolidated Appropriations for FY2004, including
foreign operations (P.L. 108-199), while clarifying that the prohibition covers assistance to
the central government of Uzbekistan and specifying that conditions include respecting
human rights, establishing a “genuine” multi-party system, and ensuring free and fair
elections and freedom of expression and media. Consolidated Appropriations for FY2005,
including Foreign Operations (P.L. 108-447, signed into law on December 8, 2004) retains
the conditions on assistance to Kazakhstan and Uzbekistan.
On July 13, 2004, State Department spokesman Richard Boucher announced that,
despite some “encouraging progress” in respecting human rights, up to $18 million in
military and economic aid to Uzbekistan would be withheld because of “lack of progress on
democratic reform and restrictions put on U.S. assistance partners on the ground” (in
contrast, progress was reported regarding Kazakhstan). International Military Education and
Training (IMET) and Foreign Military Financing (FMF) programs, which are conditioned
on respect for human rights, were among those affected. The State Department
reprogrammed $2.4 million of the affected $18 million for non-governmental programs in
Uzbekistan and used notwithstanding authority (after consultation with Congress) to expend
$7 million on health reforms, anti-torture and anti-terrorism programs, scientist retraining,
and WTO accession advice (so that about $8.5 million was ultimately withheld). During a
visit to Uzbekistan on August 12, 2004, Gen. Myers criticized the cutoff of IMET and FMF
programs as “shortsighted” and not “productive,” since it reduced U.S. military influence.
Reportedly, he stated that Defense Department nonproliferation aid would amount to $21
million in FY2004 and pointed out that fourteen patrol boats worth $2.9 million were being
transferred, perhaps to reassure the Uzbeks of U.S. interest in their security (see also below,
Weapons of Mass Destruction).
Security and Arms Control
The U.S.-led coalition’s overthrow of the Taliban and routing of Al Qaeda and IMU
terrorists in Afghanistan (termed Operation Enduring Freedom or OEF) increased the
security of Central Asia. The development of U.S. security ties with Central Asia pre-
September 11, 2001, facilitated the cooperation of the states in OEF. According to then-
CRS-10

IB93108
07-20-05
Assistant Secretary of Defense J. D. Crouch in testimony in June 2002, “our military
relationships with each [Central Asian] nation have matured on a scale not imaginable prior
to September 11th.” While denying that U.S. basing was permanent, Crouch averred that “for
the foreseeable future, U.S. defense and security cooperation in Central Asia must continue
to support actions to deter or defeat terrorist threats” and to build effective armed forces
under civilian control. In July 2003, Kyrgyzstan argued that the ostensible impermanence
of U.S. basing justified its agreement to host Russian troops at the Kant airbase to help
protect Kyrgyzstan from terrorism.
Kyrgyzstan, Crouch related, became a “critical regional partner” in OEF, providing
basing for U.S. and coalition forces at Manas (in 2005, U.S. troops reportedly number about
1,500). Uzbekistan provided a base for U.S. operations at Karshi-Khanabad (K2; in 2005,
U.S. troops reportedly number less than 900), a base for German units at Termez (in late
2004, German troops reportedly numbered over 300; in late 2004, Sweden began installing
equipment in preparation for stationing 30 Swedish troops in August 2005), and a land
corridor to Afghanistan for humanitarian aid via the Friendship Bridge at Termez. Tajikistan
permitted use of its international airport in Dushanbe for refueling and hosted a French force
(France reported 130 troops there in early 2005). Kazakhstan and Turkmenistan provided
overflight and related support.
To obtain Uzbekistan’s approval for basing, the March 2002 U.S.-Uzbek Declaration
on the Strategic Partnership included a nonspecific security guarantee. The United States
affirmed that “it would regard with grave concern any external threat” to Uzbekistan’s
security and would consult with Uzbekistan “on an urgent basis” regarding a response. The
two states pledged to intensify military cooperation, including “re-equipping the Armed
Forces” of Uzbekistan.
A small but increasing amount of U.S. security assistance was provided to the region
pre-9/11. Such aid was boosted in the aftermath of 9/11, but has lessened somewhat in
FY2003-FY2005, although it remains about one-third of all agency aid budgeted for the
region. Security and law enforcement aid (as reported by the State Department’s Office of
the Coordinator of U.S. Assistance to Europe and Eurasia) was $187.55 million in FY2002
(31%), $101.5 million (33%) in FY2003, and $69.6 million (33%) in FY2004. This support
includes FMF, IMET, and EDA programs and border security aid to combat trafficking in
drugs, humans, and WMD. To help counter burgeoning drug trafficking from Afghanistan,
the emergency supplemental for FY2005 (P.L. 109-13) provides $242 million for Central
Asia and Afghanistan. It also provides $42.5 million for runway improvements at K2.
In addition to the aid reported by the Coordinator’s Office, the Defense Department
provides coalition support payments to Kyrgyzstan, including base rents and landing and
overflight fees (overall authority and funding have been provided in FY2002-FY2005
emergency supplemental appropriations for military operations and maintenance). According
to various accounts, Kyrgyzstan derives about $40 million per year from rents, fees, and
services associated with the Ganci base. Uzbekistan’s Foreign Ministry on July 8, 2005,
complained that the country is receiving inadequate compensation for use of its facilities and
that compensation and the necessity of K2 “should be the centerpiece of discussion of the
future presence of the US military contingent.”
CRS-11

IB93108
07-20-05
U.S. Central Command in 1999 became responsible for U.S. military engagement in
Central Asia. All the Central Asian states except Tajikistan joined NATO’s PFP by
mid-1994 (Tajikistan joined in 2002). Central Asian troops have participated in periodic
PFP (or “PFP-style”) exercises in the United States since 1995, and U.S. troops have
participated in exercises in Central Asia since 1997. A June 2004 NATO summit
communique pledged enhanced Alliance attention to the countries of the South Caucasus and
Central Asia.
The Overseas Basing Commission, in its May 2005 Report, suggested that U.S. national
security might be enhanced by establishing Cooperative Security Locations (CSLs; military
facilities with few or no U.S. personnel, but which may contain pre-positioned equipment)
in Central Asia. While it acknowledged the usefulness of existing bases in Kyrgyzstan and
Uzbekistan for supporting OEF, it urged Congress to seek inter-agency answers to “what
constitutes vital U.S. interests in the area that would require long-term U.S. presence.”
Weapons of Mass Destruction. Major U.S. security interests have included
elimination of nuclear weapons remaining in Kazakhstan after the breakup of the Soviet
Union and other efforts to control nuclear proliferation in Central Asia. The United States
has tendered aid aimed at bolstering their export and physical controls over nuclear
technology and materials, including because of concerns that Iran is targeting these countries.
After the Soviet breakup, Kazakhstan was on paper a major nuclear weapons power (in
reality Russia controlled these weapons). Though some in Kazakhstan urged “retaining” the
weapons, it pledged to become a non-nuclear weapons state. In December 1993, the United
States and Kazakhstan signed a CTR umbrella agreement for the “safe and secure”
dismantling of 104 SS-18s, the destruction of silos, and related purposes. All bombers and
their air-launched cruise missiles were removed by late February 1994 (except seven
bombers destroyed with U.S. aid in 1998). On April 21, 1995, the last of about 1,040 nuclear
warheads had been removed from SS-18 missiles and transferred to Russia, and Kazakhstan
announced that it was nuclear weapons-free. The SS-18s were eliminated by late 1994. The
United States reported that 147 silos had been destroyed by September 1999. A U.S.-Kazakh
Nuclear Risk Reduction Center in Almaty has been set up to facilitate verification and
compliance with arms control agreements to prevent the proliferation of WMD.
Besides the Kazakh nuclear weapons, there are active research reactors, uranium mines,
milling facilities, and nuclear waste dumps in Kazakhstan, Kyrgyzstan, Tajikistan, and
Uzbekistan, many of which reportedly remain inadequately protected against theft.
Kazakhstan is reported to possess one-fourth of the world’s uranium reserves, and
Kazakhstan and Uzbekistan are among the world’s top producers of low enriched uranium.
Kazakhstan had a fast breeder reactor at Aktau, the world’s only nuclear desalinization
facility. Shut down in 1999, it has nearly 300 metric tons of uranium and plutonium spent
fuel in storage pools (three tons of which are weapons-grade). In 1997 and 1999, U.S.-
Kazakh accords were signed on decommissioning the Aktau reactor. Kazakhstan,
Kyrgyzstan, and Tajikistan report that their mining and milling activities have resulted in
massive and hazardous waste dumps. CTR aid was used to facilitate the transport of eleven
kilograms of uranium in fuel rods from Uzbekistan to Russia in 2004.
Kazakhstan and Uzbekistan hosted major chemical and biological warfare (CBW)
facilities during the Soviet era. CTR and Energy Department funds have been used in
CRS-12

IB93108
07-20-05
Kazakhstan to dismantle a former anthrax production facility in Stepnogorsk, to remove
some strains to the United States, to secure two other BW sites, and to retrain scientists.
CTR funding was used to dismantle Uzbekistan’s Nukus chemical weapons research facility.
CTR aid also was used to eliminate active anthrax spores at a former CBW test site on an
island in the Aral Sea. Both these projects were completed in 2002. Other CTR aid helps
keep Uzbek weapons scientists employed in peaceful research.
The National Defense Authorization Act for FY2003 (P.L. 107-314, Sec.1306) provides
for the president to waive prohibitions on CTR aid (as contained in Sec.1203 of P.L. 103-
160) to a state of the former Soviet Union if he certifies that the waiver is necessary for
national security and submits a report outlining why the waiver is necessary and how he
plans to promote future compliance with the restrictions on CTR aid. The waiver authority,
exercisable each fiscal year, will expire at the end of FY2005. The six restrictions in P.L.
103-160 include a call for CTR recipients to observe internationally recognized human
rights. Although Russian arms control compliance appeared to be the main reason for the
restrictions, on December 30, 2003 (for FY2004), and on December 14, 2004 (for FY2005),
the President explained that Uzbekistan’s human rights problems necessitated a waiver.
Trade and Investment
The Administration and others stress that U.S. support for free market reforms directly
serves U.S. national interests by opening new markets for U.S. goods and services and
sources of energy and minerals. U.S. private investment committed to Central Asia has
greatly exceeded that provided to Russia or most other Eurasian states except Azerbaijan.
U.S. trade agreements have been signed and entered into force with all the Central Asian
states, but bilateral investment treaties are in force only with Kazakhstan and Kyrgyzstan.
Permanent normal trade relations with Kyrgyzstan were established by law in June 2000, so
that “Jackson-Vanik” trade provisions no longer apply that call for presidential reports and
waivers concerning freedom of emigration. The Export-Import Bank (Eximbank) has
obligated funds for short-term insurance, loans, or guarantees for export sales of industrial
and agricultural equipment and bulk agricultural commodities to all the states except
Tajikistan. The Overseas Private Investment Corporation (OPIC) has signed agreements
with all the Central Asian states on insuring U.S. private investments overseas, and has
obligated funds for financing or insurance in all the states except Tajikistan.
The emergence of Central Asia as a “new silk road” of trade and commerce is
challenged by corruption, inadequate roads, punitive tariffs, border tensions, and the
uncertain respect for contracts. All the states of the region possess large-scale resources that
could yield export earnings, but these challenges scare off major foreign investment (except
for some investment in the energy sector) to revamp, develop, or market the resources. The
Kazakh and Turkmen economies are dependent on energy exports but need added foreign
investment for production and transport. Uzbekistan’s state-controlled cotton and gold
production rank among the highest in the world and much is exported. It also has moderate
energy reserves. Kyrgyzstan has major gold mines and strategic mineral reserves, is a major
wool producer, and could benefit from tourism. Tajikistan has one of the world’s largest
aluminum processing plants and is a major cotton grower.
CRS-13

IB93108
07-20-05
Energy Resources. U.S. policy goals regarding energy resources in the Central
Asian and South Caucasian states have included supporting their sovereignty and ties to the
West, supporting U.S. private investment, promoting Western energy security through
diversified suppliers, assisting ally Turkey, and opposing the building of pipelines that
transit “energy competitor” Iran or otherwise give it undue influence over the region.
Security for Caspian region pipelines and energy resources also has been a recent interest.
President Bush’s May 2001 National Energy Policy report suggests that greater oil
production in the Caspian region could not only benefit regional economies, but also help
mitigate possible world supply disruptions. It recommends U.S. support for building the
BTC pipeline and an Azerbaijan-Turkey gas pipeline, coaxing Kazakhstan to use the oil
pipeline, and otherwise encouraging the regional states to provide a stable and inviting
business climate for energy development.
According to the U.S. Department of Energy (DOE), the Caspian region is emerging as
a significant source of oil and gas for world markets. Oil resources, DOE reports, are
comparable to those of the North Sea. Kazakhstan possesses the Caspian region’s largest
proven oil reserves at 9-17.6 billion barrels, according to DOE, and also possesses 65 trillion
cubic feet (tcf) of natural gas. The U.S. Energy Department in mid-2003 estimated that there
were 9-17.6 billion barrels of proven and possible oil reserves and 65 trillion cubic feet (tcf)
of proven gas reserves in Kazakhstan. Kazakhstan’s oil exports currently are about one
million barrels per day (bpd). Some U.S. energy firms and other private foreign investors
have become discouraged in recent months by harsher government terms, taxes, and fines
(See also CRS Report RS21190, Caspian Oil and Gas: Production and Prospects).
The Central Asian states have been pressured by Russia to yield portions of their energy
wealth to Russia, in part because Russia controls most existing pipelines to export markets.
Russian shareholders have a controlling interest, 44%, in the Caspian pipeline consortium
(CPC), which completed construction in 2001 of a 930-mile oil pipeline from Kazakhstan
to Russia’s Black Sea port of Novorossiysk, the region’s first new pipeline capable of
carrying 560,000 bpd. President Bush hailed the opening of the pipeline as “advanc[ing] my
Administration’s National Energy Policy by developing a network of multiple Caspian
pipelines ... [that] help diversify U.S. energy supply and enhance our energy security.” This
policy of advocating a network of “multiple pipelines” includes support for building
pipelines that break Russia’s near-monopoly of existing routes. China and Kazakhstan are
building an oil pipeline from Atyrau on Kazakhstan’s Caspian seacoast to the Xinjiang
region of China, initially planned to carry 200,000 bpd and to be completed at the end of
2005. To assuage Russia that it is not in competition for Asian markets, Kazakhstan has
invited Russia to send some oil through the pipeline.
Turkmenistan possesses about 101tcf of proven gas reserves, according to DOE, among
the largest in the world. In the late 1980s, Turkmenistan was the world’s fourth largest
natural gas producer. It is now largely dependent on Russian export routes. In December
1997, Turkmenistan opened the first pipeline from Central Asia to the outside world beyond
Russia, a 125-mile pipeline linkage to Iran. Turkmenistan has not yet been able to convince
investors to help it build a gas pipeline through Afghanistan. Appearing resigned to getting
less than the world market price, Niyazov signed a 25-year accord with Putin in April 2003
on supplying Russia about 200 billion cubic feet of gas in 2004 (about 12% of production),
rising to 2.8 tcf in 2009, perhaps then tying up a large part of Turkmenistan’s production.
CRS-14

IB93108
07-20-05
Turkmenistan halted gas shipments to Russia at the beginning of 2005 in an attempt to get
a higher gas price but settled in the near-term for all-cash rather than partial barter payments.
Aid Overview
The Bush Administration provided added security and other assistance to the Central
Asian states in FY2002 in response to the events of September 11, 2001. Some observers
characterized this assistance as a U.S. quid pro quo for the use of military facilities and an
incentive for continued cooperation. The Administration has argued that the safer
environment in the Central Asian states fostered by security assistance and the U.S. military
presence should permit greater democratization, respect for human rights, and economic
liberalization in the region, and the development of Caspian energy resources.
For much of the 1990s and until September 11, 2001, the United States provided much
more aid each year to Russia, Ukraine, Armenia, and Georgia than to any Central Asian state
(most such aid was funded from the FREEDOM Support Act account in Foreign Operations
Appropriations, but some derived from other program and agency budgets). Cumulative
foreign aid budgeted to Central Asia for FY1992 through FY2004 amounted to $3.4 billion,
about 13% of the amount budgeted to all the Eurasian states, reflecting the lesser priority
given to these states prior to 9/11. Budgeted spending for FY2002 for Central Asia, during
OEF, was greatly boosted in absolute amounts ($584.13 million) and as a percent of total aid
to Eurasia (25%). Although subsequent aid amounts appear less in absolute amounts, they
appear to loom larger as percentages of the total FREEDOM Support Act and other Function
150 aid to Eurasia (see Table 1). Besides bilateral and regional aid, the United States
contributes to international financial institutions that aid Central Asia. Policy issues
regarding U.S. aid include what it should be used for, who should receive it, and whether it
is effective.
Table 1. U.S. Foreign Assistance to Central Asia
(in millions of dollars)
Cumulative Funds
Central Asian
FY2004
FY2005
FY2006
Budgeted FY1992-
Country
Budgeteda
Estimatea
Requestc
FY2004a
Kazakhstan
1,125.5
41.9
37.8
36.974
Kyrgyzstan
749.0
43.5
36.4
35.738
Tajikistan
612.6
34.1
43.6
37.124
Turkmenistan
237.34
8.4
9.3
8.086
Uzbekistan
645.96
38.4
48.7
37.393
Total
3,439.75 b
166.3
175.8
155.315
Percent
13
26
26
26
Sources: State Department, Office of the Coordinator for U.S. Assistance to Europe and Eurasia; State
Department, U.S. Government Assistance to and Cooperative Activities with Eurasia: FY2003 Annual Report,
January 2004.
a. FREEDOM Support Act and Agency funds. Excludes some classified coalition support funding.
b. Central Asian Regional funds are included in the total.
c. FREEDOM Support Act and other Function 150 funds, not including Defense or Energy Department funds;
in FY2004 and thereafter, funding for exchanges is excluded.
CRS-15





IB93108
07-20-05
LEGISLATION
H.Con.Res. 187 (Ros-Lehtinen)
Expressing the Sense of Congress Concerning Uzbekistan. Introduced June 22, 2005.
Calls for Uzbekistan to permit an international inquiry into the May 2005 violence there and
to carry out democratic and human rights reforms.
H.R. 3057 (Kolbe)
Foreign Operations Appropriations for FY2006. Introduced on June 24, 2005 (H.Rept.
109-152). Passed House on June 28, 2005. Introduced in Senate on June 30, 2005 (S.Rept.
109-96) with an amendment in the nature of a substitute. S.Rept. 109-96 calls for $28
million in FREEDOM Support Act aid to Kazakhstan ($2 million above the request), $35
million for Kyrgyzstan ($5 million above the request), $25 million for Tajikistan (same as
the request), $6.5 million to Turkmenistan ($1 million above the request), and $28.5 million
to Uzbekistan ($1.5 million less than the request). The Senate amendment continues prior
year language conditioning aid to the governments of Kazakhstan and Uzbekistan on
progress in democratization and respect for human rights. A new provision calls for a report
on whether Kyrgyzstan is “forcibly returning” Uzbeks who fled violence and political
persecution. The House (H.Rept.109-152) recommended no Foreign Military Financing for
Uzbekistan and called for the State and Defense Departments to examine allegations that
Uzbek troops who participated in International Military Education and Training programs
might have been involved in the May 2005 violence in Uzbekistan.
H.R. 3189 (Christopher Smith)
Central Asia Democracy and Human Rights Act of 2005. Introduced on June 30, 2005.
Authorizes $188 million for FY2006 and each subsequent fiscal year to encourage
democratization and respect for human rights in Central Asia. Similarly authorizes $15
million for expanding broadcasting to the region. Conditions aid to the governments based
on their progress on reforms.
Figure 1. Central Asia: Kazakhstan, Kyrgyzstan,
Tajikistan, Turkmenistan, and Uzbekistan
Ast ana
MON.
Aral
Sea
Alma Ata
Bishkek
Caspian
UZBEKISTAN
KYRGYZST AN
Sea
Am
Tashkent
AZER.
u Da
Baku
ry
TURKMENISTAN
a
Dushanbe
Ashgabat
TAJIK.
0
500 Miles
Tehran
Kabul
Islamabad
0
500 KM
AFGHANISTAN
INDIA
Parallel scale at 40û
N 0û
E
PAKISTAN
Source: Map Resources. Adapted by CRS. (08/02 M. Chin)
CRS-16