Order Code IB10082
Issue Brief for Congress
Received through the CRS Web
Meat and Poultry Inspection Issues
Updated October 29, 2002
Jean M. Rawson
Resources, Science, and Industry Division
Congressional Research Service ˜ The Library of Congress

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CONTENTS
SUMMARY
MOST RECENT DEVELOPMENTS
BACKGROUND AND ANALYSIS
Overview
Standard and HACCP Inspection Authority and Requirements
Coverage
Plant Sanitation
Slaughter Inspection
Processing Inspection
Enforcement Authority
Challenges to the HACCP Rule
Recent HACCP-related Legal Actions
Funding Issues
Current Legislative and Administrative Actions
Pathogen Performance Standards
E. coli O157:H7
Listeria monocytogenes
Recall and Civil Penalty Proposals
Consolidated Federal Food Safety Agency
FSIS Bioterrorism Preparedness
Irradiation
Other Selected Issues
“Mad Cow” Disease
State Inspection
Package Dating
LEGISLATION

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Meat and Poultry Inspection Issues
SUMMARY
The U.S. Department of Agriculture’s
Despite data showing reductions in
(USDA’s) Food Safety and Inspection Service
pathogen contamination in meat and poultry
(FSIS) is responsible for inspecting most
plants since the implementation of HACCP,
meat, poultry, and processed egg products for
outbreaks of foodborne illness and very large
safety, wholesomeness, and proper labeling.
recalls of ground beef and turkey lunch meats,
The Food and Drug Administration (FDA) is
starting in spring 2002, have renewed the
responsible for ensuring the safety of all other
long-standing debate over whether major
foods, including seafood.
legislative reform or further regulatory
changes would best improve the safety of
After September 11, much of the Con-
meat and poultry.
gress’s and food inspection agencies’ attention
focused on assuring that food and the U.S.
In particular, the recent problems have
agricultural production system are adequately
renewed interest in giving FSIS mandatory
protected from bioterrorism. On June 12
recall authority. New legislation giving FSIS
2002, the President signed into law the Public
such authority was introduced in both cham-
Health Security and Bioterrorism Prepared-
bers in late July and early August 2002 (S.
ness and Response Act (P.L. 107-188). The
2803/H.R. 5230), and debate recommenced on
act authorizes such sums as may be necessary
proposals introduced earlier(H.R. 3127, H.R.
for enhanced FSIS inspection activities in
4834).
FY2003 and beyond. The act contains exten-
sive provisions concerning FDA food inspec-
Lawmakers also have introduced mea-
tion activities.
sures intended to consolidate and modernize
the inspection of all foods, including meat and
Prior to the concern with bioterrorism,
poultry (S. 1501, Durbin), and to establish the
Congress paid close attention to the efforts of
Secretary’s authority to prescribe performance
FSIS and the meat and poultry industry to
standards for pathogen reduction (S. 2013, S.
address the ongoing problem of naturally
2532). These proposals relate to a federal
occurring microbiological contamination,
court ruling in December 2001 that held that
which has been responsible for outbreaks of
FSIS does not have the statutory authority to
severe and sometimes fatal foodborne illness.
use Salmonella bacteria test results as a basis
for enforcement actions under HACCP.
Since January 2000, all federally in-
spected slaughtering and processing plants are
The proposals to establish a Department
operating under a system of inspection called
of Homeland Security (H.R. 5005/S. 1534) do
HACCP (for Hazard Analysis and Critical
not contain provisions directly affecting
Control Point). The system is intended to
FSIS’s or FDA’s food safety and protection
prevent meat contamination by microbial
responsibilities. The Administration has
pathogens at points along the manufacturing
stated that it might propose consolidation of
chain where it is most likely to occur. The
food safety agencies under one entity at some
HACCP system complements, but does not
point in the future.
replace, the traditional system of inspection
under existing statutes.
Congressional Research Service ˜ The Library of Congress

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MOST RECENT DEVELOPMENTS
On October 12, 2002, an earlier recall of 295,000 pounds of ready-to-eat poultry lunch
meats for possible contamination with Listeria monocytogenes (October 9) was expanded
to cover about 27.5 million pounds of products, some produced as long ago as May. The
Listeria bacterium can cause illness, death, miscarriages, and stillbirths, and is the leading
cause of meat and poultry recalls. The recall was expanded because the same microbe
identified as causing 46 illnesses and 7 deaths in New England last summer was found in
the drains at the processing plant. In 2000, the Clinton Administration launched an
initiative to halve Listeria-caused deaths by 2005. FSIS held two public meetings and
solicited comments on a revised action plan issued in May 2000, but no final regulation has
been published.
On October 7, 2002, FSIS published in the Federal Register a notification to processors
of all raw beef products (ground beef , intact cuts, and machine-tenderized cuts), requiring
them to assess whether E. coli O157:H7 contamination was likely to occur in their
manufacturing process and to revise their HACCP plans accordingly. Previously, the
requirement had applied only to processors of raw ground beef products.
BACKGROUND AND ANALYSIS
Overview
FSIS inspects most meat, poultry, and processed egg products sold for human
consumption for safety, wholesomeness, and proper labeling. FSIS carries out its inspection
duties with a total staff of about 10,000, funded in FY2002 by an annual appropriation of
$715.6 million (P.L. 107-76). In addition, the agency can use for program support the user
fees paid by the packing industry for overtime and holiday inspection services – estimated
at $101 million in FY2002. P.L. 107-76 also makes an additional $1 million available from
user fees collected for laboratory accreditation services. P.L. 107-117, the Defense
supplemental law containing funds for anti-terrorism activities, provides an additional $15
million for increased FSIS inspection to protect meat and poultry products from bioterrorism.
About 7,600 of FSIS’s employees, roughly 1,000 of them veterinarians, are located at some
6,200 plants and import stations nationwide. Traditional inspection under the original
statutes comprises constant organoleptic inspection (for appearance, odor, and feel) at
slaughter operations and daily inspection of sample products and operations at processing
plants.
Following years of debate over how to respond to mounting evidence that invisible,
microbiological contamination on meat and poultry posed greater public health risks than
visible defects (the focus of traditional inspection methods), FSIS in the early 1990s began
to add testing for pathogenic bacteria on various species and products to its inspection
system. In 1995, under existing statutes, FSIS published a proposed rule to systematize these
program changes in a mandatory new inspection system called the Hazard Analysis and
Critical Control Point system – HACCP. In this system, hazards are identified and risks are
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analyzed in each phase of production; “critical control points” for preventing such hazards
are identified and monitored; and corrective actions are taken when necessary. Record
keeping and verification are used to ensure the system is working. The final rule was
published in 1996, and since January 2000 all slaughter and processing operations are
required to have HACCP plans in place. HACCP is intended to operate as an adjunct to the
traditional methods of inspection, which still are mandatory under the original statutes.
The packing industry was generally receptive to HACCP at the outset. Numerous
plants, particularly the ones with 500 or more employees (which account for 75% of all U.S.
slaughter production and 45% of all processed product output), already were using HACCP-
type processes in their operations. However, since full implementation, the mandatory
HACCP system has proved to be controversial. Although records show that packing plants
for the most part have been abiding by the mandatory standards for pathogen levels, major
players in the industry argue that the regulations exceed the HACCP concept by establishing
what they view as impractical, expensive testing regimes and unrealistic standards.
A lawsuit brought against FSIS at the end of 1999 and reaffirmed on appeal in
December 2001 challenges the agency’s authority to carry out HACCP reforms and pathogen
testing under existing statutes. These events raise the question of whether the original laws
sufficiently undergird FSIS’s stated intention to move to a more science-based inspection
system.
Performance data on HACCP gradually are becoming available and generally indicate
that HACCP is having a measurable beneficial impact on levels of microbiological
contamination in processing plants. Combined FSIS data for the 1998-2001 period show that
despite minor fluctuations, Salmonella prevalences in all classes of products have decreased
to levels below the baseline prevalence estimates determined prior to HACCP
implementation. The latest data indicate that young chickens average 10.7% under HACCP
compared to 20% prior to HACCP; market hogs average 5.4% compared to 8.7%; cows and
bulls average 2.2% compared to 2.7%; steers and heifers average 0.4% compared to 1%;
ground beef averages 3.4% compared to 7.5%; ground chicken averages 15.7% compared
to 44.6%; and ground turkey averages 29.2% compared to 49.9%.
Reductions in Salmonella levels mean reductions in the presence of other foodborne
pathogens as well, according to FSIS. Data that the Centers for Disease Control(CDC)
released in April 2002, showing a 23% overall drop in bacterial foodborne illnesses since
1996, would appear to substantiate this. According to the new CDC data, the four major
bacterial foodborne illnesses – Campylobacter, Salmonella, Listeria, and E. coli O157:H7
– posted a 21% decline in the past 6 years. However, despite the decline in the incidence of
those four illnesses, the rate of positive tests for E. Coli O157:H7 bacteria in the raw product
has been increasing steadily since FSIS began testing in 1994. This suggests that things like
testing and more widespread knowledge among restaurant chefs and household consumers
about proper cooking methods may be preventing people from becoming ill, but that not
much progress is being made in reducing the presence of the bacteria at slaughtering and
grinding operations.
CDC officials emphasize that several food safety improvements – in addition to
HACCP in meat and poultry plants – have been implemented over the same period (e.g.,
HACCP regulation of fruit and vegetable juices and seafood, and industry adoption of FDA
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guidelines on Salmonella prevention in egg production), and that the data collected have
limitations and do not reflect the entire U.S. population. FDA officials state that there is
probably some connection between HACCP implementation in meat and poultry plants and
the decline in foodborne illness, but it likely never will be possible to say how exactly how
much.
Standard and HACCP Inspection Authority and
Requirements
The Federal Meat Inspection Act of 1906, as amended [21 U.S.C. 601 et seq.], requires
USDA to inspect all cattle, sheep, swine, goats, and horses brought into any plant to be
slaughtered and processed into products for human consumption. The original Meat
Inspection Act did not cover the poultry industry, which at the time was mainly small-scale
production by independent farmers. The 1957 Poultry Products Inspection Act, as amended
[21 U.S.C. 451 et seq.], made poultry inspection mandatory. In May 1995, the authority for
processed egg inspection was transferred from USDA’s Agricultural Marketing Service to
FSIS. The Egg Products Inspection Act, as amended [21 U.S.C. 1031 et seq.], is the
authority under which FSIS assures the safety of liquid, frozen, and dried egg products,
domestic and imported, and the safe use or disposition of damaged and dirty eggs.
The primary goals of the FSIS inspection program are to prevent adulterated or
misbranded animals and products from being sold as food, and to ensure that meat and
poultry are slaughtered and processed under sanitary conditions. Uninspected and
condemned products cannot be sold for human consumption in domestic or foreign
commerce. Requirements also apply to intrastate commerce (for which either USDA
programs or federally approved state programs must be in place). FSIS conducts overseas
evaluations to determine that imports from foreign countries are processed under equivalent
inspection systems; agency officials also verify equivalency by visiting various foreign
slaughtering and processing operations. All firms seeking to export meat or poultry to the
United States must first receive FSIS certification. After passing through Customs and
inspection by USDA’s Animal and Plant Health Inspection Service (APHIS) for possible
animal or human disease hazards, all imports go to FSIS inspection facilities for final
clearance.
The following are the basic requirements of FSIS standard and HACCP inspection
systems:
Coverage. FSIS’s legal inspection responsibilities do not begin until animals arrive
at slaughterhouses, and they generally end once products leave processing plants. The
agency has no regulatory jurisdiction at the farm level. Also, certain custom slaughter and
most retail store and restaurant activities are exempt from federal inspection; however, they
may be under state inspection. Most exotic meats – including venison, rabbit, and buffalo
– are under the Food and Drug Administration’s (FDA) regulatory oversight and not subject
to mandatory inspection under the meat and poultry acts, although producers of these meats
may request USDA inspection on a fee-for-service basis. FDA also is responsible for
seafood (even those fish and shellfish raised through aquaculture), milk, and for the safety
of shell eggs in retail stores and restaurants. Beginning April 26, 2001, FSIS inspection is
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mandatory for meat from ratites (ostrich, emu, rhea) and quail. A provision in the USDA
appropriations act for FY2001 (P.L. 106-387) amended the Poultry Products Inspection Act
to include these animals, and the interim final rule was published in the Federal Register
May 1, 2001 (66 FR 21631).
Plant Sanitation. No meat or poultry establishment can slaughter or process products
for human consumption until FSIS approves in advance its plans and specifications for the
premises, equipment, and operating procedures. Once this approval is granted and operations
begin, the plant must continue to follow a detailed set of rules that cover such things as
proper lighting, ventilation, and water supply; cleanliness of equipment and structural
features; and employee sanitation procedures. In addition, under HACCP regulations, all
operations must have site-specific standard operating procedures (SOPs) for sanitation. For
each “critical control point” along the production line, plants must document and maintain
records on all cleaning procedures being used to prevent contamination before, during and
after production. USDA inspectors check the records to verify the plant’s compliance.
Slaughter Inspection. FSIS inspects all meat and poultry animals at slaughter on
a continuous basis; that is, no animal may be slaughtered and dressed unless an inspector has
examined each carcass. One or more federal inspectors are on the line during all hours the
plant is operating. Plants pay user fees to have an inspector on duty on overtime and holiday
shifts. Slaughter inspection under the original statutes consists primarily of organoleptic
detection procedures – sight, touch, and smell – to look for signs of disease, contamination,
and/or other abnormal conditions, both before and after slaughter.
In addition to standard inspection, plants are required under the HACCP rule to have
a HACCP plan for their slaughter and/or processing operations. Simply put, this means that
at each point in the process where contamination could occur, the plant must have a plan to
control it. FSIS’s role is to verify that the plant’s plan effectively maintains sanitation
standards at all the control points.
The HACCP rule also mandates two types of microbial testing to verify that plant safety
procedures are working and to measure plant performance in reducing pathogens:
! All meat and poultry slaughter plants must regularly test carcasses for generic
E. coli in order to verify that their systems are effectively controlling fecal
contamination. The testing is intended as a process verification tool for plants
and inspectors and is not to be used as a standard for enforcement purposes.
However, plants are required to follow approved testing procedures and
methods, and failure to meet specified performance criteria will result in
USDA’s working with the plant to improve sanitation and process controls.
Testing frequency varies, from many tests daily in high volume plants to once
a week in the smallest ones.
USDA states that generic E. coli was chosen because it is the best microbial indicator
of fecal contamination, the primary vehicle for such potentially dangerous bacteria as
Salmonella, Campylobactor, and E. coli O157:H7.
! Both slaughter plants and those that produce raw ground product must meet
or stay below a national standard incidence rate for Salmonella
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contamination. USDA states that it chose Salmonella for testing over other
bacteria because: (1) it is the leading cause of foodborne illness; (2) it is one
of the most common foodborne bacteria; (3) it is easy to test for; and (4) its
reduction also will cause reductions in other foodborne pathogens. The
national standard varies by product. For example, it is set initially at 1% of
samples testing positive for steers and heifers, 7.5% for ground beef, 20%
for broilers, and 49.9% for ground turkey. Plants with higher levels than the
standard are required to take remedial actions in order to meet the targets;
failure to meet USDA standards by a third testing series can lead to
suspension of inspection, which effectively closes the plant. USDA
inspectors conduct the Salmonella testing.
Processing Inspection. Inspection of processed products like hot dogs, lunch
meat, prepared dinners, and soups does not require an FSIS inspector to remain constantly
on the production line or to inspect each and every processed item. Instead, inspectors are
on site daily to monitor operations, check sanitary conditions, examine ingredient levels and
packaging, review records, and conduct statistical sampling and testing of products. Such
plants also are required to have HACCP plans, which are verified daily by USDA inspectors.
Processing inspectors often have responsibility for two or more plants that must be visited
each day; consequently, these plants are processing meat or poultry without on-site federal
oversight for a large portion of their workday. Nonetheless, because each plant is visited
daily, processing inspection is considered to be continuous.
Enforcement Authority. FSIS has a range of enforcement tools to prevent
adulterated or mislabeled meat and poultry from reaching consumers. On a day-to-day basis,
if plant conditions or procedures are found to be unsanitary, an FSIS inspector can, by
refusing to perform inspection, temporarily halt the plant’s operation until the problem is
corrected. FSIS can condemn contaminated, adulterated, and misbranded products, or parts
of them, and remove them from the marketing chain. Other tools include warning letters for
minor violations; requests that companies voluntarily recall a potentially unsafe product; a
court-ordered product seizure if such a request is denied; and referral to federal attorneys for
criminal prosecution. Prosecutions under certain conditions may lead to the withdrawal of
federal inspection from offending firms or individuals. Without inspection, plants are
prohibited from operating.
Challenges to the HACCP Rule
Reaction to the mandatory HACCP regulations has been mixed. A significant portion
of the packing industry already was using HACCP-type processes and conducting its own
pathogen testing before those activities became mandatory. Nonetheless, after
implementation, several major meat industries have contended that the Salmonella standard,
in particular, oversteps the intent of HACCP and is impractical, expensive, and sets unrealistic
microbiological goals. They also maintain that adding HACCP onto existing requirements
increases the regulatory burden for meat and poultry processors, with no tangible
improvement in public health. On the other hand, consumer advocacy organizations such as
the Center for Science in the Public Interest and Safe Tables Our Priority have remained
supportive of the HACCP rule, contending, among other things, that the testing program is
effective at reducing pathogens because it forces companies to emphasize prevention in their
operating plans.
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Recent HACCP-related Legal Action.
Supreme Beef. In December 1999, FSIS attempted to withdraw inspectors from a
processing firm in Texas (Supreme Beef) whose ground beef products had repeatedly violated
Salmonella levels (withdrawing inspectors effectively closes down a plant). However, the
firm obtained a federal court injunction to prevent FSIS’s action. The firm argued that (1) high
Salmonella levels did not indicate the presence of other dangerous pathogens, (2) that the
Salmonella came in with the product from the slaughterhouse and thus could not be removed,
and (3) that the plant had never failed to meet standards for sanitation. In May 2000, the
federal judge ruled that the meat and poultry inspection statutes did not give FSIS authority
to use the Salmonella standard as the basis for withdrawing inspection.
In 2001, USDA asked an appeals court to overturn the ruling, in part because Supreme
Beef had gone of business and the May 2000 decision applied only to meat plants in the
original court’s district. However, on December 11, 2001, the appeals court upheld the
district court’s decision. On December 18, 2001, Secretary Veneman issued a statement
saying that although the decision limited FSIS’s ability to enforce performance standards, it
did not affect the agency’s ability to use the standards as part of the verification of plants’
sanitation and HACCP plans. On July 25, 2002, FSIS issued a notice to its employees
instituting detailed procedures for reporting and taking action on failed generic E. coli tests
in slaughtering plants, and on failed Salmonella tests in slaughter and grinding operations.
The notice requires more documentation of test information, faster and more standardized
notification of higher level managers, a procedural schedule for corrective actions, and
instructions on what steps FSIS inspectors are to take if the corrective actions do not result
in a negative test. The notice can be found on the FSIS website.
The appeals court ruling supports the arguments of those who say that pathogen testing
results should not be a basis for enforcement actions until scientists can determine what
constitutes an unsafe level of Salmonella in ground meat. Consumer groups and other
supporters of mandatory testing and microbiological standards, as well as of increased
enforcement powers, have used the case to bolster their argument for moving ahead quickly
with amending the meat and poultry inspection statutes to specify microbiological standards.
Current Legislative and Administrative Actions
Pathogen Performance Standards. Since the Supreme Beef rulings that
prohibited the use of a Salmonella standard as an enforcement tool, Senator Harkin has made
several attempts to add language to the inspection laws to clarify the Secretary’s authority to
set enforceable performance standards. In June 2000 he introduced the Microbiological
Performance Standards Clarification Act of 2000 (S. 2760). Subsequently he offered the bill
for adoption as floor amendment to the FY2001 agricultural appropriations bill, but it failed
adoption by one vote. Senator Harkin later offered the proposal as an amendment to the
Senate’s FY2002 USDA appropriations measure (S. 1191/S.Amdt 1984), but withdrew it
when the lawmakers agreed to take up a competing amendment (S.Amdt. 1987) that would
have postponed enforcement of microbial standards until two research organizations
completed scientific reviews of the issue in 2002.
In March, companion measures containing stronger and more detailed versions of
Senator Harkin’s earlier amendments were introduced as separate legislation. The Meat and
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Poultry Pathogen Reduction and Enforcement Act (S. 2013, Harkin; H.R. 3956, Eshoo) would
require the Secretary to set performance standards for the top illness-causing pathogens in raw
meat after a 3-year survey and evaluation period. The bill would enforce the standards by not
permitting violative products to be labeled “USDA Inspected and Passed,” which would
prevent the product from being sold for human consumption in any form.
On May 17, 2002, Senator Schumer introduced related but more extensive legislation
that would: (1) establish microbiological performance standards; (2) establish livestock and
poultry traceback systems; (3) require states to report illnesses from meat and poultry products
to the CDC; (4) protect employees at federally inspected meat and poultry plants who report
food safety problems from intimidation by their employers; (5) list biological threats to the
food supply and enhance preparedness and response plans; and (6) conduct studies on how
to improve the recruitment of federal meat and poultry inspectors and on whether meat and
poultry plants should be required to use rapid detection tests for major pathogens (S. 2532).
On October 8, 2002, the National Advisory Committee on Microbiological Criteria
for Foods released its evaluation of the potential effectiveness of establishing and meeting
performance standards for reaching public health goals. The committee’s findings support
performance standards as a workable public policy option. (The report is available at
[http://www.fsis.usda.gov/OPHS/nacmcf/2002/rep_stand2.pdf].) This is the first of the two
scientific reviews due out in 2002. The second is being conducted by the Institute of
Medicine in collaboration with the National Research Council of the National Academy of
Sciences, and is expected out toward the end of the year.

E. coli O157:H7. In October 1994, FSIS began testing samples of raw ground beef
for E. coli O157:H7 and declared that any such product found with this pathogen would be
considered adulterated — the first time a foodborne pathogen on raw product was declared
an adulterant under the meat inspection law. Industry groups immediately asked a Texas
federal court for a preliminary injunction to halt this effort, on the grounds that it was not
promulgated through appropriate rulemaking procedures, was arbitrary and capricious, and
exceeded USDA’s regulatory authority under law. In December 1994, the court denied the
groups’ request, and no appeal was filed, leaving the program in place. FSIS has taken roughly
52,500 samples since the program began; to date, 214 samples have tested positive.
In June 2002, 38 people in 9 states were sickened by eating ground beef contaminated
with E. coli O157:H7, due to delays in tracing the tainted meat back to the original packer and
in having the company issue a recall. The recall was announced July 19 and applied to about
19 million pounds of beef trim and fresh and frozen ground beef products produced as far
back as April. On September 24, 2002, FSIS issued a press release stating that “(t)he
scientific data show that E. coli O157:H7 is more prevalent than previously estimated,” and
on October 7, 2002, the agency published a notice in the Federal Register (67 FR 62325)
requiring manufacturers of all raw beef products (not just ground beef) to reassess their
HACCP plans and add control points for E. coli O157:H7 if the reassessment showed that the
pathogen was a likely hazard in the facility’s operations. Large operations must complete the
changes by December 6; small plants by February 4, 2003, and very small plants by April 7,
2003. FSIS inspectors will verify that corrective steps have been taken and conduct random
testing of all beef processing plants, including all grinders (some previously had been
exempted). The agency will issue guidelines to grinding plants also advising increased
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pathogen testing by plant employees, and avoidance of mixing products from different
suppliers.
Listeria monocytogenes. On February 20, 2001, FSIS published a proposed rule
to establish performance standards that meat and poultry establishments would have to meet
to reduce the presence of Listeria monocytogenes, a pathogen in ready-to-eat foods (e.g.,
hotdogs and lunch meats) that causes an estimated 2,500 illnesses and 499 deaths each year.
Listeria contamination is still the number one cause for meat and poultry product recalls.
FSIS and FDA prepared the proposed rule in response to an initiative that the Clinton
Administration announced in May 2000 to cut in half the number of listeriosis cases by 2005.
The Federal Register notice (66 FR 5515) asked the food processing industry for technical
comments on a draft risk assessment, and for comment on a risk management action plan.
The action plan was built on a previous set of performance standards for selected lunch meats
and other products that became effective in March 1999 (64 FR 732).
The proposed regulations raised a controversy among the affected constituencies. The
meat industry argued that the benefits to consumers would not outweigh the cost to packers
of additional testing. Representatives of food manufacturers criticized the proposed
regulations for covering some categories of foods too broadly and heavily, while not covering
some other, high-risk foods at all (such as milk, which is under FDA’s jurisdiction).
Representatives of major consumer groups said that the proposed rule would not require
enough testing in small processing plants and that products that are not tested for Listeria
should not be labeled “ready-to-eat” because they would still require cooking to be 100% safe.
FSIS has not to date published a final rule setting performance standards for Listeria
in ready-to-eat meats. However, interest in the issue has increased significantly since July
2002, when an outbreak of listeriosis began in New England, and since October 9, 2002, when
Pilgrim’s Pride Corporation recalled 295,000 pounds of poultry lunch meats for possible
Listeria contamination. The bacteria that caused the illnesses subsequently were found at the
processing plant, and on October 13 the recall was expanded to a record-breaking 27.5 million
pounds; it covers products made as long ago as May 2002.
Both this recall and the July 2002 ground beef recall for suspected E. coli O157:H7
contamination have prompted renewed calls from a variety of consumer and environmental
groups for more federal enforcement and oversight of inspection, and for an end to large-scale
livestock operations, which environmental groups argue increase the spread of harmful
microorganisms.

Recall and Civil Penalty Proposals. Several bills have been introduced in the
107th Congress that would give FSIS the authority to issue direct recalls or levy civil penalties
against firms that violate federal food safety laws. In addition, Senator Harkin and
Representative Rivers introduced companion bills on July 26 and August 7, respectively, that
would not only give FSIS recall, civil penalty, and withdrawal of inspection authorities, but
also would give recall and civil penalty authority to the FDA (S. 2803/H.R. 5230).
Representative Lowey introduced a bill early in the 107th Congress that would give
FSIS authority to levy civil penalties for packers that violate inspection laws (H.R. 1276).
Shortly after September 11, Representative Udall introduced legislation that would amend the
meat and poultry inspection acts to authorize FSIS to recall suspected contaminated products
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directly if the product owner did not comply with the agency’s request for a voluntary recall
(H.R. 3127). (Currently, the Secretary must go to the courts to obtain an order to seize and
detain suspected contaminated products if a firm refuses to issue a recall voluntarily.) In May
2002 Representative Baldacci introduced a bill similar to the Udall proposal, except that it
also would clarify FSIS’s authority to withdraw inspection if a company willfully or
repeatedly violated meat and poultry inspection laws and regulations, and would authorize
civil penalties of up to $100,000 per day against problem firms.
An August 2000 GAO study on FSIS and FDA recalls (Food Safety – Actions Needed
by USDA and FDA to Ensure that Companies Promptly Carry Out Recalls) criticized the
agencies’ efforts in making sure that companies carry out recalls quickly and efficiently,
particularly of products that may carry severe risk of illness. GAO also stated that neither
FDA nor FSIS compiles sufficient information on companies’ recall schedules or methods,
and that determining the need for mandatory recall authority could not be done until such data
were available.
At past hearings, consumer groups and food safety advocacy groups have testified in
favor of obtaining these new enforcement tools to improve food safety in general, and to
strengthen USDA’s enforcement of the new HACCP system in particular. These groups have
stated that civil fines would serve as an effective deterrent and could be imposed more quickly
than criminal penalties or the withdrawal of inspection. They also have argued that the
authority to assess civil penalties would permit USDA to take stronger action against “bad
actors” — processors who persistently violate food safety standards. Food safety advocates
argue that FSIS should have the authority to mandate product recalls as a backup guarantee
in case the voluntary recall system moved too slowly or was not comprehensive enough.
Meat and poultry industry trade associations have testified in opposition to granting
USDA new enforcement powers. Both producers and processors argue that current authorities
are sufficient and that cases where a plant has refused to comply with USDA’s
recommendation to recall a suspected contaminated product have been extremely rare.
Industry representatives have testified also that USDA’s current authority to withdraw
inspection, thereby shutting down a plant, is a strong enough economic penalty to deter
potential violators and punish so-called bad actors. Furthermore, they say, new enforcement
powers would increase the potential for plants to suffer drastic financial losses from suspected
contamination incidents which could ultimately be proven false. Some observers argue that
much still needs to be done in educating consumers and restaurateurs about safe meat and
poultry handling and cooking practices.
Consolidated Federal Food Safety Agency
Post September 11 concerns about bioterrorism preparedness have brought renewed
attention to a decades-long debate over whether the 12 federal agencies and roughly 35 laws
governing food safety should be consolidated into a single food safety entity. Senator Durbin,
a long-standing proponent of the single agency concept, reintroduced consolidation legislation
shortly after the September 11 attacks, stating that such reform was necessary to protecting
the food supply from terrorist threats (S. 1501, the Safe Food Act of 2001/H.R. 1671
(DeLauro)). A Senate Government Affairs Subcommittee hearing on October 10, 2001, on
food safety preparedness included testimony on the single entity concept proposed in S. 1501.
In speeches at a major food industry conferences in March and June 2002, Homeland Security
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Director Tom Ridge stated that the Bush Administration is considering reorganizing or
consolidating federal food safety agencies at some point in the future.
Consumer groups are in favor of provisions that make federal regulatory oversight of
food safety more consistent across all types of food products, however that might be achieved.
Food processors argue that: (1) increased regulation will not result in increased food safety
until scientifically valid microbiological standards can be determined; (2) reorganization by
itself will not necessarily improve public health; and (3) reorganization or physical
restructuring of agencies would create huge logistical problems that could actually interfere
with the efficacy of the current system.
The GAO restated its long-standing criticism of the current fragmented food inspection
system at the October 10 hearing on S. 1501, and reemphasized the National Academy of
Sciences’s (NAS) report calling for greater coordination and statutory reform, Ensuring Safe
Food from Production to Consumption, which Director Ridge also mentioned in his speech.
In the recently enacted 2002 farm act (P.L. 107-171, the Farm Security and Rural Investment
Act), Congress created a 15-member Food Safety Commission and charged it with making
specific recommendations to enhance the U.S. food safety system, including a description of
how each recommendation would improve food safety. The report is due one year from the
Commiss i ons ’s first meeting. (The NAS report is available at
[http://books.nap.edu/books/0309065593/html/index.html]; also see the GAO website
[http://www.gao.gov/] for links to the October 10 testimony).
FSIS Bioterrorism Preparedness
Since September 11, widespread concern has been voiced about the potential for
terrorist attacks on the U.S. agricultural base and food supply through intentional
contamination by organisms or chemicals injurious to crop, animal, or human health. FSIS
received $15 million in funds for increased oversight of meat and poultry safety in the
Defense emergency supplemental act (P.L. 107-117, enacted January 10, 2002) which
allocated the remaining $20 billion from the September 11 disaster relief act (P.L. 107-38).
Several bills introduced in the Senate in fall 2001 contained provisions affecting the
anti-terrorism activities of FSIS and/or its two primary cooperating USDA agencies, the
Animal and Plant Health Inspection Service (APHIS) (which inspects cargo and passengers
at U.S. ports of entry for animal and plant pests, and responds to animal disease outbreaks,
among other duties) and the Agricultural Research Service (ARS) (which conducts research
on animal diseases and food safety to support FSIS’s regulatory activities, among other
subjects). The USDA-related provisions in these bills were incorporated into S. 1765, the
Bioterrorism Preparedness Act of 2001, which the Senate adopted in toto as an amendment
in the nature of a substitute to H.R. 3448 on December 20, 2001. The House-passed version
(passed on December 12, 2001) did not contain any USDA-related authorities. The
conference report was passed by both chambers in May and the President signed the bill into
law on June 12, 2002 (P.L. 107-188, the Public Health Security and Bioterrorism
Preparedness and Response Act (H. Rept. 107-481)).
The Act authorizes an additional $15 million in FY2002 and such sums as necessary
in subsequent years to strengthen FSIS’s inspection force. The measure also authorizes $30
million to increase APHIS’s border inspection activities, create closer working relationships
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with state and private veterinarians, and to establish an integrated FSIS/APHIS computer
tracking and record-keeping system for livestock and meat imports. (Note: APHIS’s border
inspection activities are proposed to be transferred to a new Department of Homeland Security
in legislation introduced in both chambers (H.R. 5005/S. 2452)). The Act also contains a
provision making it a federal criminal offense intentionally to damage the property or
employees of public or private animal enterprises (e.g., a livestock or poultry slaughtering
operation, or an animal research laboratory) and authorizes restitution for economic loss
resulting from the damage.
Separately, P.L. 107-206, the FY2002 supplemental appropriations bill, which the
President signed on August 2, 2002, would have provided $13 million to FSIS to cover the
costs of reviewing foreign countries' meat and poultry inspection regimes and visiting
additional foreign plants specifically to address post-September 11 concerns. The GAO has
been critical in the past of FSIS’s documentation of its reviews of foreign governments’
inspection systems, maintaining that it is difficult to determine if such reviews have been
sufficiently thorough to guarantee that foreign countries have systems at least equivalent to
the United States’. However, the President withheld the release of $5.1 billion of the $28.9
billion appropriation, which included the additional $13 million for FSIS foreign inspection
reviews. The funds would become available if the President submitted a formal request for
them and declared a budget emergency.
On March 14, 2002, Under Secretary for Food Safety Elsa Murano testified before the
House Agriculture Appropriations subcommittee on the steps FSIS and the Department
currently are taking administratively to address food biosecurity issues. At the Department
level, the USDA Homeland Security Council coordinates anti-terrorism activities across
USDA and with other federal agencies. The Protection of the Food Supply and Agriculture
Production subcouncil coordinates FSIS/APHIS preparedness and response activities. In the
event of a food-related biosecurity event, the Food Emergency Rapid Response and
Evaluation Team (FERRET) authorized by the Agricultural Research, Extension and
Education Reform Act of 1998 (P.L. 105-185) would join forces with the subcouncil. Within
FSIS, the Food Biosecurity Action Team (F-BAT) has placed the agency’s 7,600 inspectors
on high alert to look for ante-mortem and post-mortem irregularities in meat animals and
poultry, has conducted mock exercises to improve response time and communication in
emergency situations, and is working with slaughtering and processing operations to improve
the security of both the physical plant and the workforce. The Food Threat Preparedness
Network (PrepNet) is a joint FSIS/FDA group that works on threat prevention and emergency
response.
Irradiation
Food irradiation is the process of exposing food to ionizing radiation (e.g., from cobalt-
60, cesium-137, x-ray machines, or electron accelerators) that penetrates food and kills insect
pests and microorganisms without raising the temperature of the food significantly. In
December 1997, FDA approved irradiation for the control of pathogenic microorganisms in
red meats (FDA approval was necessary because irradiation is considered a food additive).
In December1999, USDA published a final rule in the Federal Register (64 FR 72167) that
guides the meat industry in the use of the technology and in labeling irradiated red meat
products. The rule also permits poultry processors to irradiate unpackaged as well as
packaged poultry (irradiation of packaged poultry has been permitted since 1992). According
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to FSIS officials, this change gives processors greater flexibility to use irradiation in the
context of their overall HACCP plans. Only about 1% of poultry is irradiated currently,
according to FSIS.
Supporters of irradiation as a food safety technology claim that it will significantly
reduce the public health threat, particularly from ground beef that may be contaminated with
E. coli O157:H7 (the process also can reduce the levels of Salmonella and other major
foodborne pathogens). Some consumer groups support irradiation for food safety purposes,
but state that it is not a panacea — good sanitary conditions through final preparation still will
be necessary — and that it raises other issues concerning worker and environmental safety.
Other interest groups remain concerned that it may alter the nutrient content of meat. An
August 2000 GAO report to Congress concluded that the cumulative evidence from more than
40 years of research in U.S., European and other laboratories indicates that irradiated food is
safe to eat. Red meat processors are interested in the technology, but state that they would
like to be assured of consumer acceptance before committing themselves to the high cost of
installing the equipment. The technology might be adopted first in institutions that serve high
populations of immune-compromised people, such as nursing homes and hospitals. Although
some research studies show potential consumer acceptance of irradiated ground beef could
be as high as 50%, observers still expect the technology to be adopted slowly.
In the 2002 farm act (P.L. 107-171, Sections 10808-09), Congress passed a provision
that requires the FDA to permit the use of the term “pasteurized” on food labels to indicate
that products (including meat products) have undergone a treatment process, including
irradiation, that reduces pathogen levels and remains effective even if the products are stored
improperly. The provision also requires the USDA to conduct a public and industry education
program on the availability and effectiveness of processes and treatments that eliminate or
significantly reduce the level of pathogens on meat and poultry products.
Other Selected Issues
“Mad Cow” Disease
“Mad cow” disease, or bovine spongiform encephalopathy (BSE), is a slowly
progressive, incurable disease affecting the central nervous system of cattle. It was first
diagnosed in Britain in 1986. In 1997, European scientists determined that there was a likely
link between BSE in cattle and an outbreak in humans of a new type of fatal brain disease
called Creutzfeldt-Jakob disease (nvCJD) that had begun in Europe in the late 1980s. Most
experts now agree that nvCJD is a human form of BSE that is transmitted to humans who
consume meat from BSE-infected cattle.
U.S. federal and state agencies have found no BSE in U.S. cattle since they began
surveillance in 1989. That year, APHIS began banning the import of all live ruminants from
countries where BSE is known to exist, and in 1991, the agency banned the importation of
rendered by-products from ruminants. As of December 2000, the importation of all rendered
animal protein products (whether from ruminants or not) is prohibited. The Food and Drug
Administration, which regulates animal feed ingredients domestically, banned the feeding of
virtually all mammalian proteins to ruminants in August 1997. Periodic surveys show,
however, that full compliance has been difficult to achieve. A June 2001 FDA survey showed
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that 22% of renderers, feed mills, and other facilities that handle ruminant material were out
of compliance with FDA’s labeling, recordkeeping, and commingling requirements. A
February 2002 GAO study reports that 364 out of 10,576 firms inspected by FDA (out of at
least 11,741 total firms potentially handling ruminant material) are still out of compliance.
Furthermore, according to GAO, FDA’s database for ensuring compliance is so flawed as to
be useless [http://www.gao.gov].
Wide differences of opinion on the adequacy of U.S. safeguards against BSE persist.
A study issued November 30, 2001, by the Harvard Center for Risk Analysis states that the
steps that USDA and HHS have taken to date to prevent and prepare for possible BSE
introduction are effective, although some improvements could still be made. The February
2002 GAO study states, “Federal actions do not sufficiently ensure that all BSE-infected
animals or products are kept out or that if BSE were found, it would be detected promptly and
not spread to other cattle through animal feed or enter the human food supply.”
FSIS’s responsibility regarding BSE requires the agency’s inspectors to divert from
processing any cattle showing suspicious clinical symptoms and send their brains to an APHIS
laboratory in Ames, Iowa, for testing. More than 11,000 cattle brains have been tested since
1990, and no BSE has been found. Under FSIS’s foreign meat inspection program, no
establishments in countries where BSE has been found are approved to ship beef to the United
States. However, the February 2002 GAO report criticizes USDA for not testing the brains
of cattle that die on farms, since they may be at higher risk of carrying BSE, and questions the
adequacy of the inspection procedures for imported meats. Senator Durbin has stated his
intent to introduce legislation to require greater restrictions on the use of animal tissues
carrying a high risk of BSE, and to enhance detection and response plans. (For additional
information on BSE, see CRS Report RS20839, Mad Cow Disease: Agriculture Issues).
State Inspection
For more than a decade, Members of Congress have introduced bills that would permit
state-inspected meat and poultry plants to ship their products across state lines. Currently,
plants under state inspection, which must be at least “equal to” (but not necessarily identical
to) the federal program, can only market their products intrastate. Because most of these
plants are small, most cannot afford the capital improvements needed to convert to federal
inspection, which, they have contended, are not needed for food safety reasons.
Senators Daschle and Hatch introduced USDA-drafted legislation to lift the interstate
shipping ban late in 1999. S. 1988 (the New Markets for State-Inspected Meat Act) would
have amended the Federal Meat Inspection Act and the Poultry Products Inspection Act to
allow state-inspected products to bear the official USDA inspection mark if the state program
had entered into a cooperative agreement with USDA to enforce the same federal
requirements enforced by FSIS. State programs that chose not to make the transition would
be taken over by USDA. At an April 2000 hearing on the proposal, representatives of state
departments of agriculture, state meat processing associations, the American Farm Bureau
Federation, the National Cattlemen’s Beef Association, and several major consumer and food
safety organizations testified in support of S. 1988. Testifying in opposition to the bill was
the American Meat Institute (AMI), which represents the manufacturers of about 70% of U.S.
meat products. AMI stated that for economic equity and other reasons, state-inspected plants
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that want to ship interstate should be required to meet the same standards that federally
inspected plants must meet. Congress took no further action on the bill after the hearing.
The 2002 farm act (P.L. 107-171) contains a provision that requires FSIS to conduct
a survey of state inspection programs to determine how they currently compare to the federal
program, and to offer guidance on the changes state inspections systems might expect if the
statutory prohibition against interstate shipment were removed (Title X, Subtitle B(65)). The
survey and guidelines are to be included in FSIS’s next annual report to Congress.
Package Dating
A television news show recently brought attention to the issue of “sell by,” “use by,”
and “best if used by” dates on packages of meat and poultry in supermarkets. The report
alleged that some retailers were misleading consumers and possibly endangering public health
by re-labeling packages with a longer sell-by date.
Since 1972, FSIS has required poultry products to include a date of packing, either as
a calendar date or a code (9 CFR 381.126). FSIS also has permitted poultry processors to use
a sell-by or use-by date instead of a date-of-packing date. There is no regulation requiring red
meat products to bear any date label. However, federally inspected meat packing plants may
place a packing, sell-by, or use-by date on their products voluntarily. As long as the meat or
poultry product remains in the packaging that bears the USDA “inspected and passed” seal,
the product is under FSIS jurisdiction, and the retailer may not change the date that was
affixed at the plant. If the retailer re-packages the product, then state and local regulations
pertain. Some jurisdictions permit retailers to re-label products to move the sell-by or use-by
date forward. FSIS documents indicate that more than 20 states may have product-dating
requirements.
FSIS officials state that sell-by or use-by dates relate to product quality, not to safety.
A date label affixed at the packing plant helps retailers determine how long to display the
product for sale, and helps consumers to know the time limit to purchase or use the product
at its best quality. If a product has been handled properly and stored at 40 degrees or below,
the product could still be safe even after the use-by date, if the consumer determines that the
product’s feel and odor appear normal. On the other hand, a product that has been mishandled
could be unsafe, even though the use-by date has not passed.
LEGISLATION
P.L. 107-171, H.R. 2646/S. 1731
Farm Security and Rural Investment Act of 2002. Provides for the continuation of
agricultural programs through FY2007. Contains provisions on bioterrorism preparedness,
country-of-origin labeling of meats, irradiation labeling, and humane treatment of livestock,
among other things. Conference agreement passed by the House on May 2 and by the Senate
on May 8, 2002. Signed into law May 13, 2002.
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P.L. 107-188, H.R. 3448/S. 1765
Public Health Security and Bioterrorism Preparedness and Response Act. Improves
the ability of the United States to prevent, prepare for, and respond to bioterrorism and other
public health emergencies. Introduced December 11, 2001; passed the House on December
12, 2001, under a suspension of the rules. Senate substituted text of S. 1765 as an amendment
to H.R. 3448 on December 20, 2001. Conference agreement filed May 21; passed by House
on May 22 and by the Senate on May 23, 2002 (H. Rept. 107-481). Signed into law June 12,
2002.
H.R. 1276 (Lowey)
Expands enforcement options under the Federal Meat Inspection Act and Poultry
Products Inspection Act to include the imposition of civil money penalties against violators.
Introduced March 28, 2001, and referred to the Committee on Agriculture.
H.R. 3127 (Udall)
Unsafe Meat and Poultry Recall Act of 2001. Amends the Federal Meat Inspection Act
and the Poultry Products Inspection Act to authorize the Secretary of Agriculture to order the
recall of meat and poultry that is adulterated, misbranded, or otherwise unsafe. Introduced
October 12, 2001, and referred to the Committee on Agriculture.
H.R. 4834 (Baldacci)
Safe and Fair Enforcement and Recall for Meat and Poultry Act of 2002. Amends the
Federal Meat Inspection Act and the Poultry Products Inspection Act to give USDA the
authority to recall suspected contaminated meat and poultry if a firm does not comply with
a USDA request for a voluntary recall; also gives authority for civil penalties and withdrawal
of inspection. Introduced May 23, 2002, and referred to the Committee on Agriculture.
S. 2803/H.R. 5230 (Harkin/Rivers)
Safe and Fair Enforcement and Recall for Meat, Poultry, and Food Act of 2002.
Amends the Federal Meat Inspection Act, the Poultry Products Inspection Act, and the Federal
Food, Drug, and Cosmetic Act to provide for improved public health through enhanced
enforcement. S. 2803 was introduced July 26, 2002, and referred to the Committee on
Agriculture, Nutrition, and Forestry. H.R. 5230 was introduced August 7, 2002, and referred
to the Subcommittee on Livestock and Horticulture of the Agriculture Committee, and to the
Subcommittee on Health of the Energy and Commerce Committee.
H.R. 1671 (DeLauro)/ S. 1501 (Durbin)
Safe Food Act of 2001. To consolidate into a single independent agency within the
executive branch responsibilities regarding food safety, labeling, and inspection currently
divided among several federal agencies. H.R. 1671 was introduced May 1, 2001; referred to
Committee on Agriculture, Subcommittee on Department Operations, Oversight, Nutrition,
and Forestry, and Subcommittee on Livestock and Horticulture, May 14, 2001. Referred to
Committee on Energy and Commerce, May 1, 2001, and referred to Subcommittee on Health,
May 15, 2001. S. 1501 was introduced October 4, 2001; referred to the Committee on
Governmental Affairs. Testimony was given on the measure at a hearing held on bioterrorism
preparedness on October 10, 2001, before the Subcommittee on Oversight of Government
Management, Restructuring, and the District of Columbia.
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S. 2013 (Harkin)/H.R. 3956 (Eshoo)
The Meat and Poultry Pathogen Reduction and Enforcement Act of 2002. To clarify
the authority of the Secretary to prescribe performance standards for the reduction of
pathogens in meat and poultry produced under federal inspection. Introduced March 14,
2002, and referred to the Senate Committee on Agriculture, Forestry and Human Nutrition
and the House Committee on Agriculture.
S. 2532 (Schumer)
The Meat and Poultry Products Safety Improvement Act of 2002. To amend the
Federal Meat Inspection Act and the Poultry Products Inspection Act to improve the safety
of meat and poultry products by establishing microbiological standards and traceback systems,
among other things. Introduced May 17, 2002, and referred to the Senate Committee on
Agriculture, Forestry, and Human Nutrition.
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