Order Code IB91039
CRS Issue Brief for Congress
Received through the CRS Web
Magnetic Fusion:
The DOE Fusion Energy Sciences Program
Updated November 7, 2001
Richard E. Rowberg
Resources, Science, and Industry Division
Congressional Research Service ˜ The Library of Congress

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CONTENTS
SUMMARY
MOST RECENT DEVELOPMENTS
BACKGROUND AND ANALYSIS
Fundamentals of Fusion
Potential Benefits of Magnetic Fusion Energy
Fuel Resources
Environmental and Safety Considerations
Paths to Fusion Energy Production
Magnetic Fusion Energy Research
Developments to Date
Future Developments
Congressional Considerations
Department of Energy Research Program
Budget
Program Reviews
Program Issues
Restructuring
Next Step
LEGISLATION
FOR ADDITIONAL READING

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Magnetic Fusion: The DOE Fusion Energy Sciences Program
SUMMARY
For over 45 years, the United States has
— were started to cooperate in the develop-
been trying to tame the energy source of the
ment of a burning plasma experiment.
hydrogen bomb to produce electricity. Har-
nessing fusion, the nuclear reaction that pow-
For FY1999, both the House and Senate
ers the sun, requires confining and heating
directed DOE to undertake a thorough review
deuterium and tritium nuclei so that they will
of all its fusion research activities. A 3-prong-
produce sustained, controlled nuclear energy.
ed effort to carry out those reviews has been
One path, called magnetic fusion energy
completed, and final reports from the three
(MFE), is to use very strong magnetic fields to
efforts have been released.
confine a deuterium and tritium plasma while
heating it to fusion temperatures.
Three reviews of the program carried out
over the last three years arrived at a number of
The potential benefits from fusion are
common themes: substantial progress in the
high. The fuel resources are vast. Radioactive
fusion science has been made and the scientific
waste would be generated, but the long-term
demonstration of fusion can be accomplished;
buildup would be orders of magnitude less
there should be greater convergence of the
than that of a comparable fission reactor.
magnetic and inertial fusion energy research
programs; the United States must step-up its
There have been several experimental
participation in the international fusion re-
fusion devices, the most successful of which is
search effort; the budget for fusion research
known as the Tokamak (a Russian acronym).
needs to grow if a proper balance between
Experiments on one in Europe, called JET,
inertial and magnetic fusion is to be achieved;
and on the U.S. tokamak called TFTR, now
and more emphasis is needed on the broader
shutdown, have produced substantial amounts
applications of plasma science and technology.
of fusion power using deuterium and tritium.
The next major milestone is to operate at a
For FY2002, DOE requested $248.49
level where more fusion power is produced
million the same amount FY2001. No major
than used heating the plasma, and to develop
initiatives are planned for the coming fiscal
the technology for a fusion power reactor. A
year and the level of effort for all of the activi-
conceptual design for such a device, called the
ties within the program is expected to stay
International Thermonuclear Experimental
close to the FY2001. On November 1, 2001,
Reactor (ITER), was completed by a consor-
Congress approved the requested amount.
tium of the United States, the European Un-
The House passed H.R. 4, into which H.R.
ion, Japan, and Russia. While the United
1781, a bill that would authorize $320 million
States no longer participates in the ITER
for the program for FY2002, was incorpo-
project, the other partners are considering a
rated. Companion legislation to the fusion title
construction decision. Recently, international
(S. 1130) was introduced in the Senate on
efforts — including those of the United States
June 28.
Congressional Research Service ˜ The Library of Congress

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MOST RECENT DEVELOPMENTS
On November 1, 2001, Congress approved the Energy and Water Development
Appropriation Act, 2002, providing $248.49 million for fusion energy science research for
FY2002, the requested amount. DOE is now considering options for a burning plasma
experiment including proposing to Congress that the United States rejoin the International
Experimental Thermonuclear Reactor project. A report on burning plasma physics was
issued by the Fusion Energy Sciences Advisory Committee (FESAC) in September 2001.
BACKGROUND AND ANALYSIS
Fusion ([http://wwwofe.er.doe.gov/]) is the fundamental mechanism in the universe for
producing energy. It is the nuclear reaction that powers the stars. It is also a major
contributor to the explosive power in the hydrogen bomb. Controlling this energy source to
produce electricity has been sought since before the first hydrogen bomb was exploded. The
potential benefits of controlled fusion are great. Successful development of a fusion power
plant, however, is proving to be one of the most difficult scientific and technological
challenges. Although progress has been steady, it may be at least 35 to 50 years before an
operating power plant is built. Fusion is one of a class of nuclear reactions. Another is
fission, which involves the splitting of large nuclei, such as uranium, into smaller elements.
Fission is the energy source of the atomic bomb, the first nuclear weapon built, and of nuclear
power plants currently operating.
Fundamentals of Fusion
Fusion occurs when the nuclei (or core) of
light atoms, such as isotopes (or forms) of the
Figure 1. Fusion Reaction
element hydrogen (deuterium and tritium), collide
with sufficient energy to overcome the natural
repulsive forces that exist between such nuclei (see
Figure 1). When this collision takes place, a D-T
reaction is said to have occurred. If the two nuclei
fuse, a heavier element, a form of helium (also called
an alpha particle), is created, along with a large
quantity of energy. For the fusion reaction to take
place, the nuclei must be heated to a very high
temperature. In a hydrogen bomb, this is done by
exploding a fission bomb, uranium or plutonium,
forcing the deuterium and tritium together in a
violent manner.
Fusion reactions are possible between a
number of light atoms, including deuterium alone (a
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D-D reaction); deuterium and helium-3, an isotope of the element helium (a D-3He reaction);
and hydrogen and the element lithium, a light metal. All of these reactions occur much less
frequently at a given temperature than the D-T reaction. For instance, the fusion energy
produced from D-T reactions in a mixture of deuterium and tritium will be about 300 times
greater than that from D-D reactions in a mixture of deuterium alone if both mixtures are
heated to the same temperature and have the same density. For this reason, research into
controlled fusion has concentrated on developing deuterium-tritium fueled reactors.
Potential Benefits of Magnetic Fusion Energy
Fuel Resources
The potential benefits of controlled fusion are many. Foremost is that in principle the
fuel for such a plant is essentially inexhaustible. One out of every 6,670 water molecules
contains deuterium rather than hydrogen, and there are no significant technical barriers to
extracting deuterium from water. Tritium, however, does not occur in nature. It can be
produced from the element lithium, which is also very abundant, although much less so than
deuterium. To achieve the full resource potential of fusion will require reaching the
conditions of plasma density, temperature and confinement time needed for energy production
from reactions involving deuterium alone. As described below, these conditions are much
more harder to reach than for deuterium and tritium which has proved difficult enough.
Fusion researchers, however, note that even if success is reached with the D-T reaction,
research will need to continue to reach power production from the D-D reaction.
Environmental and Safety Considerations
There also could be important environmental benefits from fusion. First, a controlled
fusion power plant would be inherently safe. A reaction that became “uncontrolled” in such
a plant would extinguish itself almost instantly with no part of the system melting and with
no significant release of radioactive material. Even major accidents that could occur, such
as to the structure of a fusion powerplant would not result in any radiation release. Of
course, such an accident could result in significant cost because of severe reactor damage.
A second environmental benefit is that the radioactive waste products produced in a
fusion plant would be far less of a problem than those produced in a fission plant. Because
of the nature of controlled fusion, it would be possible to reduce the long-term buildup of
radioactive waste products by up to a million times below that of a fission system of
comparable size while the quantity of radioactive material produced in a power plant of a
given size may be comparable for the two types of reactions (at least for the first generation,
deuterium-tritium fusion plants), the half-life of the radioactive products from such a fusion
plant would be on the order of 100 years or less, compared to tens of thousands of years for
those from a fission plant. Radioactive products from fusion plants, therefore, would decay
much faster than those from fission plants, resulting in the large differences cited above.
More advanced fusion systems using fuel combinations which produce few or no neutrons,
such as the D-3He reaction, would result in substantially less radioactive waste.
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Paths to Fusion Energy Production
Two paths are being taken in attempts to attain controlled fusion. The first is to confine
the light nuclei by a magnetic field and to heat them with an external source of
electromagnetic energy. In this case, the deuterium and tritium are in a gas-like condition
called a plasma. This process is called magnetic fusion energy (MFE). The other path is to
heat very small clusters of solid deuterium and tritium by compressing these clusters with
lasers or beams of particles. Such a process is called inertial confinement fusion (ICF) and
simulates — on a very small scale — the actions of a hydrogen bomb. Once the reaction
starts in either case, it is possible in principle for the heat generated by the fusion reactions
to be sufficient to cause other light nuclei to collide, thereby sustaining the reaction without
an external energy source. Such a condition, called ignition, has not yet been reached in
practice. While substantial progress has been made over the last several years in both ICF and
MFE, even the less stringent condition of break-even — the point where power produced by
the fusion reactions equals the power supplied by the external energy source — is still to be
achieved. A fusion power plant would operate between break-even and ignition. The ratio
of power out to heating power supplied would be significantly greater than for break-even,
but external energy would still be supplied to control the reaction rate.
By way of comparison, stars operate by using their enormous gravitational force to
confine the colliding nuclei. Enough heat is generated by the fusion reactions to force other
nuclei to collide and undergo fusion so the reaction is sustained. Because of the large
gravitational forces, these nuclei are unable to escape the stellar region before they gain the
necessary energy to fuse with one another.
Achieving break-even and power amplification would be only the first steps in the
process of producing useful power. The energy from the nuclear reactions would have to be
converted into another form that could be used to do work. Energy is carried away from the
fusion reactions in the form of neutrons moving at high speed. Because neutrons do not have
an electrical charge, they are not confined by the magnetic field and will leave the plasma
region. The neutrons will give their energy up if they collide with atoms of another material,
causing that substance to heat. A prime candidate for this material for future fusion power
plants is the liquid metal lithium. Lithium that is heated by colliding neutrons could then
transfer that heat to water, producing steam. The steam, in turn, would drive a steam turbine
and generator, producing electricity. While there are no fundamental scientific barriers to this
process, putting it into practice will be a complicated engineering task requiring substantial
development. A second reason for using lithium is that reaction between the lithium atoms
and the neutrons would produce the tritium necessary for the reactor fuel.
Magnetic Fusion Energy Research
Both the magnetic fusion energy (MFE) and inertial confinement fusion (ICF) research
activities are funded by the U.S. Department of Energy ([http://www.doe.gov]). The ICF
program currently is primarily oriented to defense applications, for simulation of nuclear
weapons, although energy applications are an important part of the research effort. Nearly
all of the funds for ICF research come from DOE’s Defense Programs
([http://www.dp.doe.gov]). An major initiative of the DOE ICF program is the National
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Ignition Facility (NIF) ([http://www-lasers.llnl.gov/lasers/nif.html]) at DOE’s Lawrence
Livermore National Laboratory which is currently entering the detailed engineering design
stage. The NIF is primarily for weapons applications, but it will also carry out important
research for potential energy production from inertial fusion.
Magnetic fusion energy research is within DOE’s civilian programs and is located in the
Office of Energy Research. Although funding for ICF research now exceeds that for
magnetic fusion, the latter has been and continues to be the major fusion energy focus in the
United States.
Developments to Date
Magnetic fusion energy research has been underway for nearly 50 years. The scientific
challenges are to develop ways to confine a high-density deuterium and tritium plasma and
to heat it so that the combination of temperature, density, and confinement time are sufficient
that break-even and beyond are reached. Considerable progress has been made in the last
20 years in meeting these scientific
Figure 2. Magnetic Fusion Concept
challenges. Since the mid-1970s, the amount
of measurable fusion power produced in
fusion experiments has increased by a factor
of nearly 100 million, or eight orders of
magnitude.
Much of the progress towards achieving
those goals has taken place on toroidal
(donut-shaped) concepts like that pictured in
Figure 2. The most successful such concept
has been the tokamak (a Russian acronym),
first demonstrated in the former Soviet
Union in 1968. It is a device in which the
plasma is contained in a toroidal chamber
surrounded by magnetic field coils. The
plasma produces a large electric current by circulating within the chamber, and the
combination of the magnetic field produced by that current and by the coils imparts a high
degree of stability to the plasma. This stability has made possible much longer confinement
times than previous devices. Currently, the largest and most successful tokamak still
operating is the Joint European Torus (JET) ([http://www.jet.uk]) which is located in Great
Britain and is funded by the European Union. The tokamak fusion test reactor (TFTR) at
Princeton Plasma Physics Laboratory ([http://www.pppl.gov]), which was one of the largest,
was shutdown in 1998 because of reductions in the U.S. fusion research budget. Other large
tokamaks operate in Japan, Italy and France, and in San Diego ([http://fusioned.gat.com]) and
at MIT.
In September 1994, the TFTR produced 10.7 MW of fusion power using a mixture of
deuterium and tritium (D-T) to form the plasma. A ratio of fusion power produced to power
used to heat the plasma — called the gain or Q — of about 0.3 was reached. When Q is
greater than one, a condition known as a burning plasma is reached. In this case, heating by
the alpha particles (helium-4 nuclei, see figure 1) created by the fusion reaction provides more
energy to heat the plasma than is provided by external sources. When alpha particle heating
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is sufficient to sustain the fusion reaction without any external source of plasma heating,
ignition is said to be reached. In this case, Q is infinite. In 1997, JET reached a fusion power
output of nearly 16,000 kW under the same conditions. In addition, JET results indicate that
alpha particle heating provided about 10% of the total plasma heating. In TFTR, there was
evidence of enhanced confinement of the plasma during the heating pulse and some
indications of heating of the plasma by alpha particles. It appears that plasma behavior is
improved by the addition of tritium. Many in the fusion research community believe these
experiments demonstrate conclusively the scientific feasibility of controlled fusion. In Japan,
a large tokamak called the JT-60U ([http://www-jt60.naka.jaeri.go.jp]), recently reported
reaching conditions in a deuterium only plasma which would be equivalent to break-even
conditions, Q=1.05, in a plasma of 50% tritium and 50% deuterium. A value of 20,000 kW
is expected to be reached on JET within the next few years.
In developments that offer great promise for an eventual fusion power reactor,
researchers at Princeton, before the TFTR was shutdown, and at General Atomics in San
Diego (on its DIII-D tokamak) have been able to greatly enhance plasma confinement in their
tokamak devices. In addition, the loss of heat from the plasma has been reduced by over a
factor of 40 and the peak density of the plasma increased over three times. The process used
has been explored in the past, but only to a limited extent. These new experiments expanded
the region in the plasma over which the process was in effect. Scientists at Princeton were
also able to perform experiments on the TFTR prior to its shutdown that demonstrated
promising new operating regimes for a tokamak plasma. A preliminary prediction by some
fusion researchers is that these developments could reduce the size and cost of an eventual
fusion reactor based on the tokamak concept by about 50%. Most recently, researchers at
General Atomics have reached plasma densities that exceed the limits previously thought
possible given the parameters of the DIII-D facility. Because the power output increases as
the square of the density (a doubling of density would increase power output by a factor of
four), these results portend the possibility of more power from a given size fusion power plant
or a smaller power plant to achieve a given power level.
Future Developments
The ultimate goal of the worldwide effort in controlled fusion research is to develop
useful energy — most likely electricity — from a fusion powered reactor. In the central
attempt to reach this goal, the major players in the international fusion research — the United
States, Japan, Russia, and the European Union — participated in the engineering design of
the International Thermonuclear Experimental Reactor (ITER) ([http://www.iter.org]). The
project’s ultimate objective is to demonstrate extended operation of a fusion plasma after
substantial power amplification has been achieved. It also is to serve as an engineering test
bed for those systems needed on an operating power plant. The first phase of this project,
completed in December 1990, yielded a conceptual design of a reactor. The next phase was
the development of a detailed engineering design, called the Engineering Design Activity
(EDA), which began in 1992 and was completed in July 1998. The cost of the EDA was
about $1 billion.
A decision on whether to build the machine was to be made upon completion of the
EDA. The ITER Council, however, proposed a 3-year extension to the agreement. This
extension was signed by Japan, the European Union, and Russia, in July 1998. The United
States, reacting to concerns by Congress, withdrew from the project. During the extension
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period, alternatives to the ITER design, including a reduced-cost option, have been
considered, and discussions of whether to proceed with construction of some form of ITER
has taken place. In October 2000, a revised design of ITER, called ITER-FEAT (fusion
energy amplifier tokamak) was announced (see below) although no construction decision has
been made at this time.
Currently the international fusion community is considering options for the next step in
the development of fusion energy. Most believe that construction of a burning plasma device
— one that produces more fusion energy than is needed to heat the plasma — is essential.
Many in Europe and Japan hope that ITER-FEAT will be that device. Others believe that a
decision on a burning plasma experiment (BPX) should wait for more results on the large
facilities currently operating in Europe and Japan, including two large stellarators, and on the
advanced tokamaks. Currently, the original partners in the ITER project, including the United
States, have formed the International Tokamak Physics Activity (ITPA) to cooperate in the
development of a burning plasma experiment. The activity includes the development of
databases — including ITER physics, modeling, analysis, and workshops — that will be
important for any BPX. An ITPA coordinating committee has been formed, and its first
meeting was held in September, 2001. On October 5, 2000, the Director of the DOE Office
of Science asked the FESAC to address key scientific issues about a burning plasma physics
experiment. The report (DOE/SC-0041) was published in September 2001, and concluded
that DOE should take the next step of constructing a burning plasma experiment (see below
for more discussion). Whatever the decision, it would likely be followed by a facility capable
of producing small amounts of electric power. Finally, a demonstration fusion power reactor
would be built that would verify the economics and reliability of an operating power plant.
Currently, some fusion researchers speculate that such a demonstration plant could be
operating by 2050.
Congressional Considerations
Department of Energy Research Program
The nation’s magnetic fusion energy (MFE) research program began in 1951 under the
Table 1. FES Budget
(millions of dollars)
FY2001
FY2002
FY2002
FY2002
FY2002
(Funds)
(Request)
(House)
(Senate)
(Conf)
Science
136.31
131.70
131.70
Facilities
77.90
74.55
74.55
Enabling R&D
34.28
42.24
42.24
Total
$248.49
$248.49
$248.49
$248.49
$248.49a
a The final total will be somewhat smaller after DOE has allocated the congressional directed general
reduction of $12.8 million among the various Office of Science programs.
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Figure 3. MFE Budget History (2000 Dollars)
Millions of Dollars
1000
800
600
400
200
0
1954
1959
1964
1969
1974
1978
1983
1988
1993
1998
Fiscal Year
auspices of the former United States Atomic Energy Commission. Since that time, the United
States has spent over $16.6 billion, in constant 2000 dollars, on research into MFE. Figure
3 (next page) shows the budget history since 1954 in constant 1994 dollars. The MFE
appropriations for FY2000 and FY2001, the FY2002 request, and the FY2002 House and
Senate appropriations are shown in Table 1. These amounts will be discussed in more detail
below. The breakdown according to activities is shown in the table. Under science, DOE
funds research into the tokamak and alternate confinement concepts, plasma theory, and
general plasma science. Within this activity, DOE is funding research on two large tokamak
efforts, the DIII-D at General Atomics in San Diego, and the Alcator C-Mod at the
Massachusetts of Technology, and the National Spherical Tokamak Experiment (NSTX).
Under facilities operations, DOE funds operations and maintenance for the two major
tokamak facilities and the NSTX, and decommission of the TFTR. Funding within enabling
R&D is for basic research in fusion technology and the development of technologies needed
to facilitate plasma science research and ultimate development of a fusion energy source.
Budget. For FY2002, DOE requested the same amount as approved for FY2001,
$248.49 million. According to the justification, funding for science category is currently
scheduled to decline by 2.1% from the FY2001 level. Programs in this category include
tokamak experimental research, alternative concept experimental research, theory, and
general plasma science. Funding for facility operations is currently scheduled to decline by
7.6% from the FY2001 level. Programs within this category include TFTR decontamination
and decommissioning (D&D), and operations and maintenance for the DIII-D, Alcator C-
Mod, and NSTX facilities. Funding for enabling technologies is now scheduled to decline
by 1.0% from the comparable FY2001 level. Programs within this category include
engineering research and materials research.
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Within the science category for FY2002, tokamak-related efforts will focus on
increasing plasma heating and stability on the DIII-D device, on exploration of advanced
confinement modes in Alcator C-Mod, and on understanding other plasma phenomena in the
tokamaks at UCLA and Columbia University. Collaborative research on several large foreign
tokamaks is planned for FY2002 focusing on important magnetic fusion energy issues. Under
alternative concepts, efforts on the NSTX will focus on increasing plasma current and
demonstrating new concepts for initiating and maintaining that current, and on the study of
intense heavy ion source drivers and technical assessment of IFE concepts. In addition,
funding is planned for 12 small alternative concept experiments, one proof-of-principle
experiment, and a design for a compact stellarator proof-of-principle experiment. Theoretical
research for FY2002 will continue to focus on the application of advanced computing to solve
complex plasma and fusion science problems. The general plasma science program plans to
continue funding peer reviewed proposals addressing basic plasma physics and engineering
research.
Within the facility operations category, funding for FY2002 is planned for completion
of the decommissioning and decontamination of the TFTR. In addition, funds are to be
provided for operation and maintenance of the DIII-D, C-Mod, and NSTX facilities. The
latter is expected to include upgrades to the diagnostics. Funds for 14 weeks of operation of
the DIII-D, 8 weeks for the C-Mod, and 11 weeks of the NSTX are included in this portion
of the request. In the enabling R&D category, funding for FY2002 is planned for plasma
technology development critical for domestic experiments including high power microwave
generators and plasma-facing technologies; for technical assessment of critical IFE
technologies; and for design studies of the next steps in fusion experiments for achieving
fusion energy production. In addition, funding in this category is planned for continued
experimental and modeling research on the behavior of materials properties when subjected
to fusion plasma particle and heat fluxes.
On June 28, 2001, the House approved its version of the Energy and Water
Development Appropriations Bill, 2002 (H.R. 2311, H.Rept. 107-112). In that bill, $248.49
million was appropriated for Fusion Energy Science. In the accompanying report (H.Rept.
107-112), the House expressed its agreement with the finding of the National Energy Policy
about the potential for fusion energy, but stated that it could not provide any more research
funds than requested because of funding constraints. The House noted that it had also
provided an additional $25 million for research on high average power lasers in the inertial
confinement fusion budget within the DOE defense programs. On July 19, 2001, the Senate
approved its version of the Energy and Water Development Appropriations Bill, 2002 (H.R.
1171, S.Rept. 107-39). The Senate also approved $248.49 million for FY2002. On
November 11, 2001, Congress approved the conference report (H.Rept.107-258), which
provided $248.49 million for FES for FY2002.
In a related action, legislation was introduced on May 9, 2001, sponsored by
Representative Zoe Lofgren and 18 cosponsors (H.R. 1781), that would accelerate “the
scientific understanding and development of fusion as a long term energy source.” As part
of this effort, the legislation would direct the Secretary of Energy to develop a plan by July
1, 2004, for domestic construction of a burning plasma experiment. The legislation would
also allow the Secretary to submit a plan based on U.S. participation in an international
burning plasma experiment if such actions were cost effective and provided the United States
with the same scientific benefits as a domestic facility. The legislation also would require the
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Secretary of Energy do submit a plan within 6 months of enactment that would ensure “a
strong scientific base of the [FES] Program” and make possible the burning plasma
experiment. While the legislation would not authorize the experiment itself, it would
authorize $320 million for the program in FY2002 and $345 million in FY2003. The bill has
been incorporated in H.R. 4, a bill to enhance energy conservation, research and development
and to provide for security and diversity in the energy supply for the American people, and
for other purposes. On August 2, 2001, the House passed H.R. 4. On June 28, 2001, a
Senate version (S. 1130) of H.R. 1781, sponsored by Senators Craig and Feinstein, was
introduced. While the Senate has carried out a partial markup of its version of comprehensive
energy legislation (S.597), as of yet, S.1130 has not been incorporated.
The Administration’s National Energy Policy, released May 2001, recommended the
development of “next-generation” energy technology including fusion. The report described
the promise of fusion energy and noted the progress fusion research has made over the last
30 years. Also, FESAC is currently preparing a report at the request of the Director of the
DOE Office of Science that considers a number of issues including the ability of the FES
program to meet its five-year goals. A draft of that report suggests that insufficient funding
is hindering the program’s ability to maintain an adequate rate of technological advance
towards fusion energy development. FESAC argues that program goals were predicated on
annual appropriations of about $300 million, which has not been met any year since the goals
were set. In particular, operating time on the program’s major user facilities has been
insufficient and decisions about the development of new facilities are being delayed.
Program Reviews. Primarily as a result of congressional direction, DOE set in motion
three major reviews of its fusion research activities from 1998 to early 1999. One was carried
out by FESAC and consisted of two parts. The first summarized “the opportunities and
requirements of a fusion energy science program” while the second provided
recommendations for proof-of-principle experiments and program balance between tokamak
and alternative options, and between inertial and magnetic fusion. The second review — of
the magnetic (MFE) and inertial confinement energy (ICF) programs — was done by a task
force on fusion energy of the Secretary of Energy Advisory Board (SEAB) (see below). That
review was in response to the Senate Appropriations Committee in its report accompanying
its version of the FY1999 DOE appropriations bill.
The third review was carried out by the National Research Council (NRC) to assess the
scientific quality of the fusion energy science program. The NRC issued its final report (see
below) on October 23, 2000. A major motivation for these studies was for DOE to
reexamine how it approaches fusion research by considering all of the options its supports in
a comprehensive manner. In addition to the three reviews, a two-week summer workshop
on MFE and ICF was held at Snowmass, CO in July, 1999, with the findings of that
workshop reported to FESAC for consideration during its program review. A followup
meeting at Snowmass is scheduled for 2002.
Program Issues
Restructuring. The magnetic fusion program is completing the congressionally
directed restructuring it began in 1996. The first phase resulted in a significant shift in
program focus from primarily being concerned about fusion energy technology development
to one concentrating on plasma and fusion science and technology research. This second
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phase resulted in the ending of U.S. participation in the ITER project and a review the entire
DOE fusion effort.
Formal participation in the ITER project by the United States ended in FY1999. The
other partners are continuing with the program, however, and currently developing plans for
the next step in the project. In October 2000, the outline of the new ITER design, called
ITER-FEAT, was announced. The revised design is for a machine significantly smaller than
the one that emerged from the Engineering Design Activity that was completed in July 1998.
At that time, the partners decided not to proceed with construction because of financial
constraints including the U.S. withdrawal from the program. See below for more details.
With the end of the ITER project, Congress directed DOE to reconsider its entire fusion
effort. These studies were to focus on a number of issues about the future of the MFE
program. All of these studies are now complete and are summarized next.
SEAB Fusion Task Force. The Task Force found that progress in fusion science
has been substantial and that the basic scientific feasibility of fusion can be demonstrated
[http://fire.pppl.gov/SEAB_final_Aug99.pdf]. The Task Force also endorsed the broader
focus of the MFE program on fusion and plasma science and engineering with greater
attention to alternate confinement concepts. The Task Force also recommended “stable and
meaningful” participation in international fusion research, particularly in view of the large cost
requirements of future burning plasma experiments including, possibly, ITER. In this
connection, early discussions with Congress were deemed important so that any participation
could coexist with the current broad-based domestic program. The Task Force noted that
any new large international project will require clear understanding of its goals and broad
political support.
FESAC Report on Priorities and Balance. The FESAC panel endorsed the
findings and recommendations of the SEAB Task Force. In addition, the panel considers the
current MFE program to be reasonably well in balance but did urge more emphasis on pulsed
concepts [http://fire.pppl.gov/FESAC_Priorities_Final99.pdf]. It noted that restructuring was
not yet complete and the program could be strengthened with “moderate” budget growth.
The panel recommended four areas as targets for any budget increases:
! Strengthen theory and computation
! Pursue a number of confinement concepts in the proof-of-principle program
! Focus the advanced tokamak program to a 5-year assessment point, and
! Revitalize the technology program.
FESAC Report on Criteria, Goals, and Metrics. This report was prepared by a
special panel for consideration by FESAC during preparation of its report on Priorities and
Balance. The panel recommended that DOE continue with the stages of development first
described by the FESAC Alternate Concept Review Panel in 1996. Progress through these
stages -- concept evaluation (CE), proof-of-principle (PoP), performance extension (PE),
fusion energy development, and demonstration -- would be governed by peer and expert
review. A set of criteria to make the evaluation was presented by the panel.
The panel also noted that the international magnetic fusion effort is about 5-6 times
greater than the U.S. effort, and the U.S. should participate as appropriate in order to
leverage its research program. In IFE, the U.S. is by far the leader and OFES should
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supplement the DP effort. The panel developed metrics for each of the nine program
elements within IFE/MFE research.
NAS - Fusion Science Assessment Committee (FuSAC) Final Report. The
NAS study, An Assessment of the Department of Energy’s Office of Fusion Energy Sciences
Program [http://fire.pppl.gov/FuSAC_Prepub_Draft_Fig.pdf] was carried out to examine the
quality of research being supported by the OFES. The FuSAC concluded that U.S. fusion
research has made significant advances over the past several years and is now in a position
to make critical contributions to guide new scientific discovery in the program. The
committee also concluded that the quality of magnetic fusion science is at least as good as
that from other major physical science fields within the United States. At the same time,
however, the Committee found that the concentration of fusion research on energy production
has led to growing “intellectual” isolation between the magnetic fusion research and other
scientific fields. As a result, there is insufficient appreciation by other scientists of the quality
of magnetic fusion science and a stagnation of the interchange of ideas between fusion and
the rest of science. This, according to the Committee, has led to a “negative view of fusion
science” and a decline of new entrants into the field. The Committee stated that a more
outward looking program, focusing on important scientific goals, would both alter this view
and enhance progress towards practical fusion power.
Snowmass Meeting. This meeting brought together IFE and MFE researchers to
develop a consensus on the key science and technology issues for plasma science, technology
and fusion energy development The participants also identified opportunities for existing and
future facilities and programs to contribute to making fusion an attractive energy source
[http://www.ap.columbia.edu/fusion/snowmass/WG_Summaries.html]. The workshop
divided into six groups – magnetic fusion concepts, inertial fusion concepts, emerging
concepts, plasma science, technology, and energy issues. A number of overlapping issues
were identified for the various concepts.
Discussion. Several themes emerge from these reports. First, there is general
agreement that progress in fusion science has been substantial and that the basic scientific
feasibility of fusion will be successful. Such an event, of course, will still leave a number of
major scientific and technical issues that must be resolved before an economically attractive
fusion power plant can be built. Nevertheless, it appears to be only a matter of time before
the fundamental scientific issues are resolved and the participants in these studies urge
continued and aggressive pursuit of that goal.
A second theme is that strong international participation is essential. As mentioned, the
international magnetic fusion research effort is about 5 to 6 times larger than the U.S. effort.
Further, there are currently several large one billion dollar plus machines, at the performance
extension (PE) stage, either operating or under construction in Japan and Europe in which
some level of U.S. participation would be desirable. While the United States has three such
PE machines -- the Alcator C-MOD, DIII-D, and NIF -- it is unlikely that any additional
fusion machines of that size will be constructed in the United States in the foreseeable future.
Therefore, construction of additional PE-size and fusion energy development facilities will
undoubtedly require an international effort.
Third, the reviews strongly urged a budget increase for OFES to about $300 million per
year for the next 5 years. The balance between MFE and IFE research recommended in the
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reviews would not be possible at current budget levels. It was noted at the time that a
funding level of $250 million for OFES and an additional $10 million for laser development
within the ICF program (amounts approved for FY2000), would go a long way toward
achieving a more desirable balance if most of the increment for OFES went to IFE research.
For FY2001, $252.4 million was appropriated for OFES and an additional $25 million was
approved for high average power laser development in the ICF program.
A fourth theme was that more emphasis should be placed on general plasma science and
technology research for applications beyond fusion. Several examples were given of such
applications in microelectronics, lasers, environmental control, and other areas. In addition,
the relation between plasma science and astrophysics, space physics, and materials science
was noted. In all cases, the contribution of the plasma science developed in the pursuit of
fusion was considered substantial to the entire U.S. science and technology base. In this
context, a greater emphasis on plasma science research was considered very important for the
program to enhance both the scientific interchange between fusion researchers and the rest
of the scientific community and the development of fusion energy.
Next Step. In 1983, the DOE magnetic fusion energy program recommended the
construction of a high magnetic field tokamak that would be capable of reaching fusion
ignition. That device, known as the compact ignition tokamak (CIT), would be the first U.S.
attempt at a burning plasma experiment (BPX). In 1991, DOE terminated the program when
it became clear that Congress would not fund the estimated $1.4 billion for its construction.
At that point, DOE concentrated its efforts towards a BPX on ITER. When the DOE
withdrew from the ITER project in 1998, however, the U.S. magnetic fusion effort was left
without the prospect of participating in a BPX of any kind.
At present, there is a renewed interest in the U.S. fusion community in a BPX. As noted
above, the U.S. program has undergone a major transition in recent years towards more of
a science-based program. Yet it is clear that such a program retains an important energy
focus and progress in both fusion science and towards a fusion energy system cannot continue
without a BPX of some kind. Indeed, several of the studies described above about the future
of the U.S. program note the need to be considering the next steps in the U.S. fusion effort,
both magnetic and inertial confinement. In addition, as noted, legislation (H.R.4) has passed
the House calling for DOE to begin design of a BPX or to enter into an international
agreement to participate in such a project.
At present there are two major proposals for a BPX. One is ITER-FEAT and the other
is the Fusion Ignition Research Experiment (FIRE). As noted above, ITER-FEAT is a scaled-
down version of the ITER resulting from the Engineering Design Activity (ITER-EDA). Its
goal is to provide the scientific and technical knowledge needed to build a prototype fusion
power plant. The aim of ITER-FEAT is to reach a fusion energy gain of Q$10 for a plasma
operated in the pulsed mode and a Q$5 for a steady-state plasma. Projected power output
is about 400 MW. As such, ITER-FEAT would not reach ignition, but that does not appear
to be necessary because a power plant would operate with a Q of about 30. These gain
targets, however, are significantly less than those of ITER-EDA. In addition, ITER-FEAT
would have a reduced ability to study long-term effects of radiation on the walls surrounding
the plasma from that expected for the ITER-EDA. The estimated cost of ITER-FEAT is $4.3
billion compared to about $7.8 billion for ITER-EDA. Also, ITER-FEAT will operate with
superconducting magnets and the new design will accommodate advances in plasma physics
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made since the ITER-EDA design was completed. Potential sites for the ITER-FEAT project
include Canada, Japan, and France.
The FIRE proposal is being developed by the Princeton Plasma Physics Lab as part of
its Next Step Options study. That study was launched in 1998 to examine where the United
States should head in investigating burning plasmas in the wake of U.S. withdrawal from the
ITER project. Like ITER-FEAT, FIRE is to be a tokamak facility. It is considerably smaller
than ITER-FEAT, however, and would operate with conventional magnetic field coils cooled
with liquid nitrogen. The FIRE target for gain is a Q of about 10 with a fusion power
production of about 150 MW. The total estimated cost of the project is about $1.2 billion
with about $375 million required for construction. If built, FIRE would test plasma
confinement projections closer to reactor conditions than any existing machine. According
to its proponents, the FIRE approach would be part of a modular strategy where at least three
different facilities would be built to develop the science and technology needed to construct
a demonstration fusion power reactor. This would be in contrast to the ITER-FEAT
approach where nearly all of that research would be carried out on one machine.
Two other projects have been proposed to study burning plasmas. The first is an
upgrade to JET that would permit a Q between one and two to be reached. Such an upgrade
would be relatively “modest” and could reduce uncertainties in the ITER-FEAT design. The
second proposal is Ignitor, which is an Italian design. According to its sponsors, Ignitor is
designed to reach ignition but at relatively low fusion power production, about 40 MW. The
machine is an extrapolation of the Alcator C-MOD at MIT, and, as such, is a compact, high
field, low-power device. It is designed to use conventional magnetic field coils.
The principal issue before Congress is whether the United States should commit to a
BPX at this time, and if so, which path. It is clear that continued progress in fusion science
and engineering towards a power reactor will require at some point operation of a burning
plasma. While much effort, however, has been made to reduce the cost of such a device, it
is still substantial. For example, the cost to the United States of rejoining the ITER project
is estimated to be about $50 million per year. Without additional funding, this would be
about 20% of the current budget, a sum the program could not afford without serious
consequences for the other research activities. It is possible that more funding will be made
available for a BPX. Indeed, H.R. 4 authorizes a program budget of $320 million for FY2003
for the FES program, $70 million above the current appropriation. Translating that
authorization into an appropriation, however, is another matter.
The cost of the FIRE project may be less, but the longer term cost to the program may
be greater because of the limitations of that device compared to ITER-FEAT in moving
towards a power reactor. Proponents of ITER-FEAT argue that the separate facility
approach as proposed by the FIRE sponsors would delay the construction of the
demonstration reactor by 10 years or more. The FIRE proponents, on the other hand, note
that their approach would significantly reduce risk in moving to the demonstration phase.
While it may take longer if all goes well, they assert that a failure or significant problems with
ITER-FEAT could substantially lengthen the time to a demonstration reactor.
Another issue concerns the confinement concept used for the BPX. Currently, all of the
proposals are tokamaks. This concept is much further advanced than any other at this time,
and results on other large tokamaks suggest a high probability of success in achieving a
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burning plasma. Yet there is concern that a tokamak may not make the most attractive fusion
power plant. Congress has long urged DOE to pursue a broader program, and the Office of
Fusion Energy Science is funding a number of such projects as noted above. The proponents
of a tokamak BPX argue that much of the science and technology learned in such an
experiment will be applicable to any magnetic confinement concept. It is not clear, however,
whether that knowledge will be sufficient to bypass the burning plasma phase for an
alternative concept should it turn out to be a better power plant candidate. Indeed, it may
not be possible to determine what is the best candidate without constructing a BPX, although
the knowledge gained from operating a tokamak BPX may still be essential. It appears
important that such possibilities be carefully considered before deciding whether to proceed.
With the conclusion of its program reassessment, DOE’s Office of Fusion Energy
Science must now decide how to proceed. It has established a sound, relatively broad-based
research effort within the confines of available resources that promises to advance plasma and
fusion science and engineering. To achieve the goal of fusion energy production, however,
does not appear likely under these conditions. Such an effort will probably require an
expanded program and the construction of larger machines either domestically or as a partner
in an international effort. While there are signs that Congress may be willing to support an
expansion of some size, that is by no means certain. To some degree that will depend on how
DOE presents those options.
LEGISLATION
H.R. 4
To Enhance Energy Conservation, Research and Development and to Provide for
Security and Diversity in the Energy Supply for the American People, and for Other Purposes.
H.R. 1781, The Fusion Energy Sciences Act of 2001, introduced May 9, 2001, was
incorporated under Title V of H.R. 4. H.R. 4 was passed by the House on August 2, 2001.
S. 1130
The Fusion Energy Sciences Act of 2001. Referred to the Committee on Energy and
Natural Resources on June 28, 2001.
H.R. 2311/S. 1171
Energy and Water Development Appropriations Bill, 2002. Passed House June 28, 2001
(H.Rept. 107-112). Passed Senate July 19, 2001 (S.Rept. 107-39).
FOR ADDITIONAL READING
Congressional Research Service. Congress and the Fusion Energy Sciences Program: A
Historical Analysis, by Richard Rowberg. CRS Report RL30417. January 31, 2000.
Executive Office of the President. Office of Science and Technology Policy. Federal Energy
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Research and Development for the Challenges of the Twenty-first Century. Report of
the Energy Research and Development Panel. The President’s Advisors on Science and
Technology (PCAST). Washington, D.C. November 5, 1997.
National Research Council. An Assessment of the Department of Energy’s Office of Fusion
Energy Sciences Program, National Academy Press. Washington, D.C., 2001.
U.S. Department of Energy. A Restructured Fusion Energy Sciences Program. Advisory
Report Submitted to Dr. Martha A. Krebs, Director, Office of Energy Research, U.S.
DOE. Fusion Energy Advisory Committee. Washington, D.C. January 27, 1996.
—— Report of FESAC Advisory Panel on U.S. participation in the ITER construction phase
to Dr. Martha A. Krebs, Director, Office of Energy Research, U.S. DOE. Fusion Energy
Advisory Committee. Washington, D.C. January 1998.
——Report of the Integrated Program Planning Activities for DOE’s Fusion Energy Sciences
Program, November 2000.
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